Recent Updates
Total 48525-6.0131. Regulatory Assessment Fees; Investor-owned Electric Companies, Municipal Electric Utilities, Rural Electric Cooperatives |
Amendment | Updated: 04/01/2024 |
65E-5.353. Criteria and Procedures for Conditional, Suspension or Withdrawal of Designation of Receiving Facilities |
Amendment | Updated: 03/21/2024 |
69W-1000.001. Disciplinary Guidelines |
Amendment | Updated: 03/21/2024 |
69W-200.001. Definitions |
Amendment | Updated: 03/21/2024 |
69W-200.002. General Industry Standards Incorporated by Reference |
Amendment | Updated: 03/21/2024 |
69W-400.001. Rules for Eleemosynary and Religious Organizations Under the Requirements of Section 517.051(9), F.S |
Amendment | Updated: 03/21/2024 |
69W-500.006. Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S |
Amendment | Updated: 03/21/2024 |
69W-500.011. Registration of Issuer Under Section 517.061(11), F.S., as Dealer |
Amendment | Updated: 03/21/2024 |
69W-600.001. Application for Registration as a Dealer (FINRA) |
Amendment | Updated: 03/21/2024 |
69W-600.0011. Effect of Law Enforcement Records on Applications for Registration as Dealer, Intermediary, or Investment Adviser |
Amendment | Updated: 03/21/2024 |
69W-600.0012. Application for Registration as a Dealer (Non-FINRA) |
Amendment | Updated: 03/21/2024 |
69W-600.0015. Canadian Dealer Notice-Filing |
Amendment | Updated: 03/21/2024 |
69W-600.0016. Application for Registration as an Investment Adviser (State Registered) |
Amendment | Updated: 03/21/2024 |
69W-600.0017. Notice-Filing for Federal Covered Advisers |
Amendment | Updated: 03/21/2024 |
69W-600.0019. Registration of Florida Intrastate Crowdfunding Intermediaries |
Amendment | Updated: 03/21/2024 |
69W-600.002. Application for Registration as Associated Person (FINRA Dealer) |
Amendment | Updated: 03/21/2024 |
69W-600.0022. Application for Registration as an Associated Person (Non-FINRA Dealer) |
Amendment | Updated: 03/21/2024 |
69W-600.0024. Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor) |
Amendment | Updated: 03/21/2024 |
69W-600.012. Rules of Conduct |
Amendment | Updated: 03/21/2024 |
69W-600.013. Prohibited Business Practices for Dealers and Their Associated Persons |
Amendment | Updated: 03/21/2024 |