Published on: 16568684. This hearing, noticed on September 22, 2015, is cancelled. A rescheduled public hearing will be noticed on October 2, 2015.; October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services Commission.; Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida.
Published on: 16567326. The Office will hold a public hearing to discuss changes to its proposed rules relating to registration/notice-filing of entities regulated under Chapter 517, F.S., published in the FAR on July 14, 2015.; October 26, 2015, 10:00 a.m.; Office of Financial Regulation, Room B103, 101 East Gaines St., Fletcher Building, Tallahassee, Florida 32399
Published on: 16507186. This is the Final Public Hearing on the adoption of a proposed repeal of this rule, originally published on July 14, 2015, Vol. 41, No. 135, Florida Administrative Register.; October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services Commission.; Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida.
Published on: 16308336. The Office will hold a public hearing to discuss changes to its proposed rules relating to registration/notice-filing of entities regulated under Chapter 517, F.S., published in the FAR on July 14, 2015.; August 17, 2015, 10:00 a.m.; Office of Financial Regulation, Room B103, 200 East Gaines St., Fletcher Building, Tallahassee, Florida 32399.
Published on: 16184564. The Office proposes to repeal this rule as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. The provisions of this rule are proposed to be moved to new proposed rule 69W-600.0013 for issuer/dealer registration.
Published on: 16079707. The Office proposes to repeal this rule as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. The provisions of this rule are proposed to be moved to new proposed rule 69W-600.0013 for issuer/dealer registration.
Published on: 15563279. The purpose and effect of these proposed amendments is to update cross-references and re-organize provisions relating to financial reporting and net capital requirements for issuer-dealers under s. 517.051(9), F.S. References to "dealer" are changed to "issuer/dealer" for consistency with other rules.