09-000343 Clayton Allen vs. Jeanine Blomberg, As Commissioner Of Education
 Status: Closed
Recommended Order on Friday, July 31, 2009.


View Dockets  
Summary: Petitioner failed to establish that he has good moral character and thus, his application for a teaching certificate was properly denied.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8CLAYTON ALLEN, )

11)

12Petitioner, )

14)

15vs. ) Case No. 09-0343

20)

21JEANINE BLOMBERG, AS )

25COMMISSIONER OF EDUCATION, )

29)

30Respondent. )

32)

33RECOMMENDED ORDER

35A final hearing was held in this case on April 17, 2009,

47before Carolyn S. Holifield, Administrative Law Judge of the

56Division of Administrative Hearings, by video teleconference at

64sites in Tallahassee and Tampa, Florida.

70APPEARANCES

71For Petitioner: Clayton R. Allen, pro se

781669 Jersey Drive

81Fayetteville, North Carolina 28314

85For Respondent: Ron Weaver, Esquire

90Post Office Box 5675

94Douglasville, Georgia 30154-0012

97STATEMENT OF THE ISSUE

101The issue in this case is whether Petitioner's application

110for a Florida educator's certificate should be denied for the

120reasons set forth in the Notice of Reasons dated November 15,

1312007.

132PRELIMINARY STATEMENT

134On November 15, 2007, Respondent, Jeanine Blomberg, then

142Commissioner of Education, issued a Notice of Reasons advising

151Petitioner, Clayton R. Allen ("Petitioner"), that the Department

161of Education ("Department") intended to deny his application for

172a Florida Educator's Certificate. 1 The Notice of Reasons

181indicates that the Department's intended denial was based on

190Petitioner's misappropriating chorus funds during the 2004-2005

197school year, while he served as a chorus faculty advisor. The

208Notice of Reasons also stated that Petitioner's alleged conduct

217was evidenced by his: (1) forging the signatures of authorized

227signer(s) on chorus checks; (2) writing a check on the chorus

238account in excess of $2,000.00 without sufficient funds

247available to cover the check 2 ; (3) writing and cashing checks on

259the chorus account for his personal use; and (4) failing to

270maintain appropriate accounting records.

274Based on the alleged conduct, the Notice of Reasons charged

284Petitioner with five statutory violations and three rule

292violations. Count 1 charges that Petitioner does not qualify

301for a Florida Educator's Certificate in that he does not have

"312good moral character" as required by Subsection 1012.56(2)(e),

320Florida Statutes (2007). 3 Count 2 charges that Petitioner

329committed acts for which a teaching certificate can be revoked,

339and, thus, in accordance with Subsection 1012.56(11)(a), Florida

347Statutes, is a basis for denying his application for

356certification.

357Counts 3 and 4 set forth the statutorily proscribed acts

367with which Petitioner is charged. Count 3 charges that

376Petitioner violated Subsection 1012.795(1)(c), Florida Statutes,

382in that he has been found guilty of gross immorality or an act

395involving moral turpitude. Count 4 alleges that Petitioner

403violated Subsection 1012.795(1)(f), Florida Statutes, in that he

411has been found guilty of personal conduct which seriously

420reduces his effectiveness as an employee of the school board.

430Count 5 charges that Petitioner is in violation of

439Subsection 1012.795(1)(i), Florida Statutes, in that he violated

447the Principles of Professional Conduct for the Education

455Profession ("Principles of Professional Conduct") prescribed by

464the State Board Rules. Counts 6, 7 and 8 charge Petitioner with

476specific rule violations of the Principles of Professional

484Conduct. Count 6 charges Petitioner with exploiting a

492relationship with a student for personal gain or advantage in

502violation of Florida Administrative Code Rule 6B-1.006(3)(h).

509Count 7 charges Petitioner with using his institutional

517privileges for personal gain or advantage in violation of

526Florida Administrative Code Rule 6B-1.006(4)(c). Finally,

532Count 8 charges Petitioner with failure to maintain honesty in

542all professional dealings in violation of Florida Administrative

550Code Rule 6B-1.006(5)(a).

553On January 18, 2008, Petitioner filed an Election of Rights

563form denying the allegations in the Notice of Reasons, seeking

573to discuss settlement of the case and requesting a formal

583hearing, if a settlement could not be reached. On January 20,

5942009, Respondent transmitted the case to the Division of

603Administrative Hearings to conduct a formal hearing.

610By notice issued February 12, 2009, the formal hearing in

620this case was scheduled for April 2, 2009. Pursuant to an Order

632issued March 26, 2009, Petitioner's request for a continuance

641was granted, and the hearing was rescheduled for April 17, 2009.

652The matter was transferred to the undersigned on April 14, 2009.

663At hearing, Petitioner testified on his own behalf and

672offered and had nine exhibits received into evidence. 4

681Respondent called six witnesses and had two exhibits admitted

690into evidence.

692The Transcript of the hearing was filed on May 4, 2009. At

704the conclusion of the hearing, proposed recommended orders were

713to be filed ten days after the Transcript was filed. Petitioner

724did not file any post-hearing submittals. Respondent timely

732filed its Proposed Recommended Order, which has been considered

741in preparation of this Recommended Order.

747FINDINGS OF FACT

7501. Petitioner, Clayton R. Allen, began his teaching career

759when he was employed as a teacher by the Hillsborough County

770School Board for the 2003-2004 school year. Petitioner was

779assigned to Wharton High School, where he worked during the

7892003-2004 school year and for most of the 2004-2005 school year.

800Petitioner's job performance for those two years was rated as

810satisfactory.

8112. During the 2004-2005 school year, Petitioner worked as

820the director of the Wharton High School chorus and orchestra.

8303. At all times relevant to this proceeding, the Wharton

840High School orchestra and the school's chorus each had a booster

851club. The Orchestra Booster Club and the Chorus Booster Club

861are composed of parents and volunteers who assist with the

871respective orchestra and chorus programs and help support

879fundraising activities.

8814. The Orchestra Booster Club and the Chorus Booster Club

891are separate entities with separate checking accounts.

8985. Laura Jean Raley, the parent of a student in the

909Wharton High School chorus, was the president and treasurer of

919the Chorus Booster Club during the 2004-2005 school year.

928During that time period, Ms. Raley, then known as Laura Bergen,

939was the only person authorized to write checks on the Chorus

950Booster Club checking account. 5

9556. The checks for the Chorus Booster Club were kept in the

967chorus/orchestra office at the school, which was used by

976Petitioner. Consequently, Petitioner had access to those

983checks.

9847. At this proceeding, Ms. Raley, formerly Ms. Bergen, 6

994identified several checks from the 2004-2005 school year that

1003were written on the Chorus Booster Club checking account. Even

1013though her name was on the signature line of most of those

1025checks, Ms. Raley testified credibly that she had not signed

1035three of the above-referenced checks. The checks written on the

1045Chorus Booster Club checking account which Ms. Raley, formerly

1054Ms. Bergen, did not sign were Check Nos. 1123, 1127 and 1130.

1066The first check (No. 1123), dated February 4, 2005, for $184.00,

1077was payable to Quality and Plus Cleaners; the memo section of

1088the check indicates that the payment was for "chorus dresses."

1098The second check (No. 1127), dated March 10, 2005, for $40.00,

1109was payable to the Florida Vocal Association. The third check

1119(No. 1130), dated April 21, 2005, for $300.00, was payable to

1130Clayton Allen; the memo section of the check indicated that the

1141payment was for a "refund."

11468. Although not authorized to do so, Petitioner wrote and

1156signed "L. Bergen" on each of the three checks on the Chorus

1168Booster Club checking account described in paragraph 7. Check

1177No. 1123 and Check No. 1127, payable to Quality and Plus

1188Cleaners and to the Florida Vocal Association, respectively,

1196were for chorus-related expenses and appear to have been

1205deposited into the accounts of those payees. 7

12139. Check No. 1130, for $300.00, was written to and signed

1224and endorsed by Petitioner. Although the check indicated the

1233payment was for a "refund," no documentation or explanation was

1243offered regarding the reason for the refund or if the $300.00

1254was, in fact, for a refund.

126010. Nancy Johnson was the president and/or treasurer of

1269the Wharton Orchestra Booster Club in the 2003-2004 school year.

1279During the 2003-2004 school year through about May 9, 2005,

1289Ms. Johnson was the only person authorized to sign checks on the

1301Orchestra Booster Club checking account.

130611. At the end of the 2003-2004 school year, when

1316Ms. Johnson's tenure as an officer in the Orchestra Booster Club

1327ended, Ms. Johnson gave Petitioner all the checkbooks for the

1337Orchestra Booster Club checking account. 8

134312. On or about May 9, 2005, both Petitioner and

1353Ms. Johnson went to the bank to change the authorized signer on

1365the Orchestra Booster Club checking account. At that time,

1374Ms. Johnson was removed as the authorized signer on the

1384Orchestra Booster Club checking account, and Petitioner was put

1393on the account as the authorized signer. 9

140113. During the 2004-2005 school year, Petitioner had

1409planned to take members of the orchestra on a field trip to

1421Orlando, Florida, in the spring of 2005. Not long before the

1432scheduled field trip, Petitioner determined that additional

1439funds were needed for transportation to Orlando. 10

144714. During the 2004-2005 school year, B.F. was about

145616 years old and a student at Wharton High School. B.F. was in

1469the school's orchestra, in Petitioner's orchestra class, and was

1478also Petitioner's student assistant for one class period a day.

148815. Prior to the date the students were to go on the field

1501trip, B.F. became aware that additional funds were needed in

1511order for the orchestra members to go on the field trip. B.F.

1523wanted to help out and, to that end, willingly gave Petitioner

1534$2,250.00 in cash, from his (B.F.'s) personal savings account,

1544as a loan to help with the cost of the orchestra's field trip to

1558Orlando. 11

156016. Prior to giving Petitioner the $2,250.00, B.F. never

1570discussed or disclosed to his parents that he was providing the

1581$2,250.00 loan. B.F. wanted "to keep it [the loan] real

1592discreet," because he knew his parents would not have approved.

160217. On or about April 23, 2005, the night that the

1613students returned from the field trip, Petitioner gave B.F. a

1623check for $2,250.00 as repayment for the loan. The check was

1635written on the Wharton High School Orchestra Booster Club

1644account at AmSouth Bank and was made payable to B.F. On the

1656signature line of the check, Petitioner signed the name "Nancy

1666Johnson," because at that time, Ms. Johnson was the authorized

1676signer of the account.

168018. A few days after receiving the $2,250.00 check from

1691Petitioner, B.F. went to AmSouth Bank and presented the check

1701for payment. However, when he presented the check, there were

1711insufficient funds in the Orchestra Booster Club checking

1719account to pay the check, so payment was declined.

172819. In or about early May 2005, after B.F. was unable to

1740cash the $2,250.00 check, his parents became aware that he had

1752made the loan to Petitioner. Soon thereafter, B.F.'s mother

1761contacted George Gaffney, then principal of Wharton High School.

1770B.F.'s mother complained that: (1) Petitioner had given B.F. a

1780check as repayment for the $2,250.00 loan to help cover the

1792transportation cost of the field trip to Orlando; and (2) the

1803check could not be cashed, because there were insufficient funds

1813in the account on which the check had been written.

182320. On or about May 2, 2005, Mr. Gaffney reported the

1834complaint made by B.F.'s mother to Linda Kipley, the general

1844manager of Professional Standards for the Hillsborough County

1852School District ("School District"). Ms. Kipley then initiated

1862an investigation of the complaint and assigned two School

1871District investigators, Kamir Ode and Andrew Rouleau, to assist

1880with the investigation. That same day Ms. Kipley also began to

1891work with Mr. Gaffney to remove Petitioner from his assigned

1901classroom duties.

190321. Ms. Kipley met with Petitioner on or about May 7,

19142005, and informed him that she had initiated an investigation

1924of the complaint made by B.F.'s mother. On or about this same

1936day, Petitioner was no longer allowed to continue his teaching

1946responsibilities at Wharton High School.

195122. On May 11, 2005, Investigator Ode, the lead

1960investigator in the case, interviewed Petitioner about the

1968allegations related to the $2,250.00 check. Investigator

1976Rouleau was present during the entire interview and heard the

1986questions asked by Investigator Ode, Petitioner's responses to

1994those questions, and the admissions made by Petitioner.

200223. During the May 11, 2005, interview, Petitioner made

2011several admissions which substantiate the findings in

2018paragraphs 15, 17 and 18 above. Petitioner also admitted that

2028while employed at Wharton High School, he "borrowed" money from

2038the booster club checking accounts for his personal expenses

2047(i.e., to pay bills), but always repaid the money. 12 According

2058to Petitioner, he was able to obtain the money by writing checks

2070to himself on the booster club accounts.

207724. Upon completion of the School District's

2084investigation, a written investigative report was prepared and

2092submitted to Ms. Kipley.

209625. According to the investigative report, based on his

2105findings, Investigator Ode referred the matter to local law

2114enforcement officials. On May 23, 2005, the Hillsborough County

2123Sheriff arrested Petitioner and charged him with the following:

2132(1) four counts of forgery; (2) four counts of uttering a forged

2144instrument; (3) one count of petty theft; and (4) one count of

2156grand theft.

215826. On May 23, 2005, after Petitioner was released from

2168custody, he met with Ms. Kipley, who advised him that the School

2180District was aware of his arrest and of the criminal charges

2191against him. During that meeting, Petitioner resigned his

2199position with the School District in lieu of being terminated.

220927. During the School District's investigation of the

2217complaint against Petitioner, Mr. Gaffney paid B.F. the

2225$2,250.00 he (B.F.) had loaned Petitioner for the field trip

2236from the Wharton High School Internal Fund.

224328. In State of Florida vs. Clayton Allen , Hillsborough

2252County Criminal Division Case No.: 05-10057, Petitioner was

2260charged with Forgery (four counts), Uttering a Forged Instrument

2269(four counts), Petit Theft and Grand Theft. 13

227729. On or about April 17, 2006, Petitioner entered into a

2288Pre-Trial Intervention Agreement ("Agreement") with the State

2297Attorney in Hillsborough County, Florida ("State Attorney").

2306The Agreement related to the charges described in paragraph 25

2316above. Pursuant to the Agreement, by virtue of Petitioner's

2325acceptance into the State Attorney's Pre-Trial Intervention

2332Program, prosecution of the criminal case was deferred for

234118 months.

234330. On April 18, 2006, the day after Petitioner was

2353accepted into the Pre-Trial Intervention Program, the State

2361Attorney closed the file on all counts in Petitioner's criminal

2371case.

237231. Under the terms and conditions of the Agreement,

2381Petitioner was required to do (among other things) the

2390following: (1) pay restitution in the amount of $2,250.00;

2400(2) perform 50 hours of community service; and (3) be either

2411gainfully employed or enrolled in school while in the Pre-Trial

2421Intervention Program. Finally, according to the Agreement,

"2428should the Defendant [Petitioner] fully meet the terms and

2437conditions of this Agreement, the charges referred to herein

2446shall be dismissed."

244932. Petitioner was never prosecuted for or convicted of

2458any of the offenses for which he was charged. Accordingly, it

2469is reasonably found that Petitioner "fully [met] the terms and

2479conditions of [the] Agreement," including: (1) paying

2486restitution in the amount of $2,250.00; and (2) enrolling in

2497school.

249833. With regard to the restitution, it is reasonably found

2508that the restitution was paid to Wharton High School since B.F.

2519had been previously paid the $2,250.00 from the school's

2529internal fund.

253134. In accordance with the education or employment

2539requirement in the Agreement, while in the Pre-Trial

2547Intervention Program, Petitioner earned his master's degree in

2555music from the University of South Florida.

256235. In or about the summer of 2008, Petitioner enlisted in

2573the U.S. Army and, at the time of this proceeding, was on active

2586duty.

258736. Except for the above-referenced charges and arrest,

2595Petitioner has had no criminal record and has not been charged

2606or convicted of any criminal offense.

261237. At no time during this proceeding did Petitioner

2621address or explain his conduct as it relates to: (1) his

2632forging the names of authorized signers on the booster checking

2642accounts; (2) his writing a check to B.F. for $2,250.00 on the

2655Orchestra Booster Club account when there were insufficient

2663funds in the account; and (3) his admission during an interview

2674with School District investigators (i.e., that he "borrowed"

2682money from the booster club accounts to pay personal bills). In

2693fact, during cross-examination of Petitioner by Respondent's

2700counsel, Petitioner's responses to questions regarding the above

2708issues were either evasive or not credible.

271538. Despite the conduct in which Petitioner engaged and to

2725which he admitted during the School District investigation,

2733Petitioner never accepted responsibility or expressed remorse

2740for his conduct.

2743CONCLUSIONS OF LAW

274639. The Division of Administrative Hearings has

2753jurisdiction over the parties to and subject matter of this

2763proceeding. See § 120.57(1), Fla. Stat. (2008).

277040. Section 1012.56, Florida Statutes, governs the

2777issuance of teaching certificates and provides, in pertinent

2785part, that to be eligible to seek certification, a person must,

2796among other things, be of "good moral character." See

2805§ 1012.56(2)(e), Fla. Stat.

280941. Subsection 1012.56(11), Florida Statutes, specifies

2815the grounds upon which the Department of Education may deny an

2826applicant a teaching certificate and provides, in part:

2834(11) DENIAL OF CERTIFICATE –

2839(a) The Department of Education may deny

2846an applicant a certificate if the department

2853possesses evidence satisfactory to it that

2859the applicant has committed an act or acts,

2867or that a situation exists, for which the

2875Education Practices Commission would be

2880authorized to revoke a teaching certificate.

288642. Pursuant to Subsection 1012.795(1), Florida Statutes,

2893the Education Practices Commission may revoke an educator's

2901certificate where it can be shown that the person:

2910(c) Has been guilty of gross immorality or

2918an act involving moral turpitude.

2923* * *

2926(f) Upon investigation, has been found

2932guilty of personal conduct which seriously

2938reduces that person's effectiveness as an

2944employee of the district school board.

2950* * *

2953(i) Has violated the Principles of

2959Professional Conduct for the Education

2964Profession prescribed by State Board of

2970Education rules.

297243. The terms "gross immorality" and "moral turpitude" are

2981not defined in the referenced statute. § 1012.795, Fla. Stat.

2991However, the definitions in Florida Administrative Code Rule

29996B-4.009, which relate to the suspension and dismissal

3007of teachers by school districts, are instructive.

301444. Florida Administrative Code Rule 6B-4.009(2) 14 defines

"3022immorality" as follows:

3025Immorality is defined as conduct that is

3032inconsistent with the standards of public

3038conscience and good morals. It is conduct

3045sufficiently notorious to bring the

3050individual concerned or the education

3055profession into public disgrace or

3060disrespect and impair the individual's

3065service in the community.

306945. Florida Administrative Code Rule 6B-4.009(6), 15 also

3077applicable to suspensions and dismissals of instructional

3084personnel, defines "moral turpitude" as follows:

3090Moral turpitude is a crime that is evidenced

3098by an act of baseness, vileness or depravity

3106in the private and social duties which,

3113according to the accepted standards of the

3120time a man owes to his or her fellow man or

3131to society in general, and the doing of the

3140act itself and not its prohibition by

3147statute fixes the moral turpitude.

315246. Florida Administrative Code Rule 6B-1.006 16 contains

3160the Principles of Professional Conduct and provides, in

3168pertinent part, the following:

3172(1) The following disciplinary rule shall

3178constitute the Principles of Professional

3183Conduct for the Education Profession in

3189Florida.

3190(2) Violation of any of these principles

3197shall subject the individual to revocation

3203or suspension of the individual educator's

3209certificate, or the other penalties as

3215provided by law.

3218(3) Obligation to the student requires

3224that the individual:

3227* * *

3230(h) Shall not exploit a relationship with

3237a student for personal gain or advantage.

3244* * *

3247(4) Obligation to the public requires

3253that the individual:

3256* * *

3259(c) Shall not use institutional

3264privileges for personal gain or advantage.

3270* * *

3273(5) Obligation to the profession of

3279education requires that the individual:

3284(a) Shall maintain honesty in all

3290professional dealings. . . .

329547. As the party seeking the certification, Petitioner has

3304the burden of proving by a preponderance of evidence that he

3315satisfies the statutory requirements for a teaching certificate.

3323Dept. of Banking and Finance, Div. of Securities and Investor

3333Protection v. Osborne Stern & Co. , 670 So. 2d 932 (Fla. 1996).

3345However, Respondent has the burden of establishing, by a

3354preponderance of the evidence that the statutory and rule

3363violations alleged in the Notice of Reasons are sufficient to

3373warrant denial of the applications. Osborne Stern & Co. , 670

3383So. 2d at 934.

338748. In the instant case, the only eligibility criterion at

3397issue is the requirement of "good moral character." Thus, to

3407prevail, Petitioner must establish that he has good moral

3416character. Petitioner has failed to meet this burden.

342449. The preponderance of the evidence established that

3432Petitioner's forged the authorized signer's names on booster

3440club checks, "borrowed" money from those accounts, and wrote a

3450check for $2,250.00 on the Orchestra Booster Club account when

3461insufficient funds were in the account to pay the check. Such

3472conduct clearly falls below accepted standards.

347850. The Notice of Reasons charges Petitioner with specific

3487statutory and rule violations which are the basis for denying

3497Petitioner's application for an educator's certificate. The

3504Department has met its burden with respect to those charges.

351451. The preponderance of evidence established that

3521Petitioner engaged in the conduct described in paragraph 49. By

3531doing so, Petitioner is guilty of an act involving moral

3541turpitude. See § 1012.795(1)(c), Fla. Stat.

354752. The preponderance of evidence established that

3554Petitioner's conduct involved forgery and misappropriation of

3561funds belonging to organizations. Such dishonest conduct by

3569Petitioner seriously reduces his effectiveness as a school board

3578employee. See § 1012.795(1)(g), Fla. Stat.

358453. The evidence established that Petitioner used his

3592institutional privileges for personal gain or advantage in

3600violation of Florida Administrative Code Rule 6B-1.006(4)(c).

360754. The preponderance of evidence established that by

3615forging his name on the school's booster club checking accounts

3625and misappropriating funds from the booster club accounts,

3633Petitioner violated Florida Administrative Code Rule

36396B-1.006(5)(a) in that he failed to maintain honesty in all

3649professional dealings.

365155. The remaining charge in the Notice of Reasons alleging

3661that Petitioner violated of Florida Administrative Code Rule

36696B-1.006(3)(h) is not a proper basis for denying Petitioner's

3678application because that violation was not sufficiently charged.

368656. Although the Notice of Reasons made reference to the

3696foregoing rule provision, it contained no specific factual

3704allegations to support the alleged rule violations. See

3712Trevisani v. Department of Health , 908 So. 2d 1108 (Fla. 1st DCA

37242005); Cottrill v. Department of Insurance , 685 So. 2d 1371

3734(Fla. 1st DCA 1996). Thus, the charge that Petitioner exploited

3744a relationship with a student for personal gain or advantage in

3755violation of Florida Administrative Code Rule 6B-1.006(3)(h),

3762should be dismissed.

376557. Petitioner failed to establish his good moral

3773character by a preponderance of the evidence.

378058. Respondent established by a preponderance of the

3788evidence that Petitioner lacks "good moral character" required

3796for certification as a teacher; that Petitioner committed acts,

3805for which the Education Practices Commission would be authorized

3814to revoke a teaching certificate; that Petitioner has been

3823guilty of an act involving moral turpitude; that Petitioner has

3833been guilty of personal conduct which seriously reduces his

3842effectiveness as an employee of the school board; and that

3852Petitioner has violated the Principles of Professional Conduct,

3860in that he used his institutional privileges for personal gain

3870or advantage and also failed to maintain honesty in his

3880professional dealings.

388259. The standard of conduct to which prospective teachers

3891are held is a high one. Teachers hold a position of great trust

3904and are entrusted with the custody of children to educate and

3915prepare them for life. Tomerlin v. Dade County School Board ,

3925318 So. 2d 159, 160 (Fla. 1st DCA 1975). To fulfill this trust,

3938the teacher must be of good moral character; to do otherwise

3949would jeopardize the future of our children. Id. In this case,

3960Petitioner failed to prove that he meets the "good moral

3970character" criterion required for applicants seeking teacher

3977certification.

397860. Here, where the applicant fails to meet his burden of

3989proving entitlement to certification, the Education Practices

3996Commission:

3997[S]hall enter a final order . . . imposing

4006one or more of the following penalties:

4013(a) Denial of an application for a teaching

4021certificate or for an administrative or

4027supervisory endorsement on a teaching

4032certificate. The denial may provide that

4038the applicant may not reapply for

4044certification, and that the department may

4050refuse to consider that applicant's

4055application, for a specified period of time

4062or permanently.

4064§ 1012.796(7), Fla. Stat.

406861. Respondent's proposed penalty is to permanently bar

4076Petitioner from applying for a teaching certificate. The

4084rationale for recommending this most severe penalty is unclear

4093as there are no aggravating circumstances present that warrant

4102the recommended penalty.

410562. No specific guidelines are provided concerning when,

4113and if, applicants, who are denied educator's certificates, may

4122reapply. However, the disciplinary guidelines established for

4129certified educator's certification by the Commission and set

4137forth in Florida Administrative Code Rule 6B-11.007 are

4145instructive in determining the appropriate penalty in this

4153case. 17

415563. Applying the factors set forth in Florida

4163Administrative Code Rule 6B-11.007, an appropriate penalty in

4171this case is denial of Petitioner's application for a teaching

4181certificate with the provision that he may reapply for

4190certification in three years.

4194RECOMMENDATION

4195Based on the foregoing Findings of Fact and Conclusion of

4205Law, it is

4208RECOMMENDED that the Education Practices Commission enter a

4216final order:

4218(1) denying Petitioner's application for a teaching

4225certificate; and

4227(2) allowing Petitioner to reapply for certification in

4235three years.

4237DONE AND ENTERED this 31st day of July, 2009, in

4247Tallahassee, Leon County, Florida.

4251S

4252CAROLYN S. HOLIFIELD

4255Administrative Law Judge

4258Division of Administrative Hearings

4262The DeSoto Building

42651230 Apalachee Parkway

4268Tallahassee, Florida 32399-3060

4271(850) 488-9675

4273Fax Filing (850) 921-6847

4277www.doah.state.fl.us

4278Filed with the Clerk of the

4284Division of Administrative Hearings

4288this 31st day of July, 2009.

4294ENDNOTES

42951/ Neither the case file, nor the record in this proceeding,

4306includes information or evidence regarding the date that

4314Petitioner filed his application for a Florida educator's

4322certificate. However, in light of the date the Notice of

4332Reasons was issued, the application for certification had to

4341have been filed some time prior to November 15, 2007.

43512/ This allegation mistakenly refers to "a check [written] on

4361the chorus account," instead of correctly referring to a check

4371as being written on the Orchestra Booster Club account.

4380However, this inadvertent error is not fatal. The reason is

4390that only one check in excess of a $2,000.00 is at issue in this

4405case, and there is no dispute that the subject check was written

4417on the Orchestra Booster Club.

44223/ All statutory references are to Florida Statutes (2007),

4431unless otherwise noted.

44344/ At hearing, the Department's Exhibit 2, the School District's

4444Investigative Report, was accepted as a business record. Upon

4453further consideration and review of the document, the

4461undersigned has determined that Respondent's Exhibit 2 is not a

4471business record within the meaning of Subsection 90.803(6)(a),

4479Florida Statute (2008).

44825/ There is no dispute that in 2004-2005, Laura Raley's name was

4494Laura Bergen.

44966/ See Endnote 5.

45007/ During the course of the School District investigation,

4509Petitioner indicated that he signed the check to Quality and

4519Plus Cleaners, because he could not reach Ms. Bergen.

45288/ According to statements in the School District's

4536Investigative Report referenced in paragraphs 24 of the Findings

4545of Fact, at the end of the 2003-2004 school year, when

4556Ms. Johnson's tenure as an officer of the Orchestra Booster Club

4567ended, she signed several blank checks for Petitioner to use for

4578orchestra expenses until another signer was designated for the

4587account.

45889/ The School District's Investigative Report indicates that

4596Petitioner stated that Ms. Johnson's name had remained on the

4606account because he could not find anyone to replace her. The

4617Investigative Report also indicates that the principal was aware

4626of this situation.

462910/ The School District's Investigative Report indicates that

4637during its subsequent investigation, Petitioner stated that the

4645additional funds were necessary because he had mistakenly

4653thought that school buses could be used for the trip, but later

4665learned that charter buses would have to be used for the trip.

4677The cost of the charter buses was over $3,000.00, more than the

4690cost of using school buses.

469511/ B.F. testified that he "felt like it [lending the money] was

4707an opportunity given to [him] from . . . chance or karma or

4720whatever, just to do the right thing." Finally, B.F. testified

4730that he had "faith and trust" in Petitioner's word and gave the

4742money "willingly," because he "wanted to help out."

475012/ No records or complete audit of the accounts were presented

4761by either party to verify how many checks Petitioner wrote to

4772himself on the booster club accounts, the amount of each check,

4783and if, or when, the funds were repaid.

479113/ State of Florida vs. Clayton Allen , Case Number:05-10057, In

4801the Circuit Court of the Thirteenth Judicial Circuit of the

4811State of Florida, in and for Hillsborough County, Criminal

4820Justice Division.

482214/ The rulemaking authority for this rule is Subsection

48311012.79, Florida Statutes.

483415/ See Endnote 14.

483816/ See Endnote 14.

484217/ Florida Administrative Code Rule 6B-11.007(3)(a) through (t)

4850states:

4851(3) Based upon consideration of

4856aggravating and mitigating factors present

4861in an individual case, the Commission may

4868deviate from the penalties recommended in

4874subsection (2). The Commission may consider

4880the following as aggravating or mitigating

4886factors:

4887(a) The severity of the offense;

4893(b) The danger to the public;

4899(c) The number of repetitions of

4905offenses;

4906(d) The length of time since the

4913violation;

4914(e) The number of times the educator has

4922been previously disciplined by the

4927Commission;

4928(f) The length of time the educator has

4936practiced and the contribution as an

4942educator;

4943(g) The actual damage, physical or

4949otherwise, caused by the violation;

4954(h) The deterrent effect of the penalty

4961imposed;

4962(i) The effect of the penalty upon the

4970educator's livelihood;

4972(j) Any effort of rehabilitation by the

4979educator;

4980(k) The actual knowledge of the educator

4987pertaining to the violation;

4991(l) Employment status;

4994(m) Attempts by the educator to correct

5001or stop the violation or refusal by the

5009educator to correct or stop the violation;

5016(n) Related violations against the

5021educator in another state including findings

5027of guilt or innocence, penalties imposed and

5034penalties served;

5036(o) Actual negligence of the educator

5042pertaining to any violation;

5046(p) Penalties imposed for related

5051offenses under subsection (2) above;

5056(q) Pecuniary benefit or self-gain

5061inuring to the educator;

5065(r) Degree of physical and mental harm to

5073a student or a child;

5078(s) Present status of physical and/or

5084mental condition contributing to the

5089violation including recovery from addiction;

5094(t) Any other relevant mitigating or

5100aggravating factors under the circumstances.

5105COPIES FURNISHED :

5108Kathleen M. Richards, Executive Director

5113Education Practices Commission

5116Department of Education

5119325 West Gaines Street, Room 224

5125Tallahassee, Florida 32399-0400

5128Deborah K. Kearney, General Counsel

5133Department of Education

5136Turlington Building, Suite 1244

5140325 West Gaines Street

5144Tallahassee, Florida 32399-0400

5147Marian Lambeth, Bureau Chief

5151Bureau of Professional Practices Services

5156Department of Education

5159325 West Gaines Street, Room 224-E

5165Tallahassee, Florida 32399-0400

5168Clayton R. Allen

51711669 Jersey Drive

5174Fayetteville, North Carolina 28314

5178Ron Weaver, Esquire

5181Post Office Box 5675

5185Douglasville, Georgia 30154-0012

5188NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5194All parties have the right to submit written exceptions within

520415 days from the date of this Recommended Order. Any exceptions

5215to this Recommended Order should be filed with the agency that

5226will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 12/09/2009
Proceedings: Agency Final Order
PDF:
Date: 12/09/2009
Proceedings: Agency Final Order filed.
PDF:
Date: 07/31/2009
Proceedings: Recommended Order
PDF:
Date: 07/31/2009
Proceedings: Recommended Order (hearing held April 17, 2009). CASE CLOSED.
PDF:
Date: 07/31/2009
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 05/14/2009
Proceedings: Respondent's Proposed Recommended Order filed.
Date: 05/04/2009
Proceedings: Transcript of Proceedings filed.
PDF:
Date: 04/28/2009
Proceedings: Petitioner`s Motion to Dismiss All Counts and Allegations filed.
Date: 04/17/2009
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 04/16/2009
Proceedings: Letter to Judge Holifield from R. Weaver enclosing Respondent`s exhibits (exhibits not available for viewing) filed.
PDF:
Date: 04/14/2009
Proceedings: Letter to Judge Quattlebaum from C. Allen enclosing evidence to be presented at hearing (documents not available for viewing) filed.
PDF:
Date: 04/14/2009
Proceedings: Notice of Transfer.
PDF:
Date: 04/13/2009
Proceedings: Agency`s court reporter confirmation letter filed with the Judge.
PDF:
Date: 04/09/2009
Proceedings: Order on Respondent`s Motion to Continue.
Date: 04/09/2009
Proceedings: CASE STATUS: Motion Hearing Held.
PDF:
Date: 04/09/2009
Proceedings: Letter to Judge Quattlebaum from C. Allen requesting that hearing remain on original scheduled date (confidential page not available for viewing) filed.
PDF:
Date: 04/08/2009
Proceedings: Respondent` Exhibit List filed.
PDF:
Date: 04/08/2009
Proceedings: Respondent`s Witness List filed.
PDF:
Date: 04/08/2009
Proceedings: Respondent`s Motion fo Continuance filed.
PDF:
Date: 04/06/2009
Proceedings: Order Denying Respondent`s Motion to Deem Matters Admitted and to Relinquish Jurisdiction.
PDF:
Date: 04/03/2009
Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for April 17, 2009; 8:30 a.m.; Tampa and Tallahassee, FL; amended as to type of hearing, time and location).
PDF:
Date: 03/30/2009
Proceedings: Respondent`s Motion to Deem Respondent`s Requests for Admissions to Petitioner as Admitted and to Relinquish Jurisdiction to the Education Practices Commission filed.
PDF:
Date: 03/26/2009
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 17, 2009; 9:30 a.m.; Tampa, FL).
PDF:
Date: 03/26/2009
Proceedings: Order Requiring Respondent`s Response to Petitioner`s Requests for Admissions.
Date: 03/25/2009
Proceedings: CASE STATUS: Motion Hearing Held.
PDF:
Date: 03/24/2009
Proceedings: Letter to Judge Quattlebaum from C. Allen regarding request for additional time and documentations for completing the Petition filed.
PDF:
Date: 03/20/2009
Proceedings: Letter to Judge Quattlebaum from C. Allen regarding request to change hearing date filed.
PDF:
Date: 03/11/2009
Proceedings: Order on Pending Motion.
PDF:
Date: 03/09/2009
Proceedings: Respondent`s First Requests for Admissions to Petitioner filed.
PDF:
Date: 03/09/2009
Proceedings: Respondent`s Motion to Deem Respondent`s Request for Admissions to Petitioner as Admitted filed.
PDF:
Date: 02/12/2009
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 02/12/2009
Proceedings: Notice of Hearing (hearing set for April 2, 2009; 9:30 a.m.; Tampa, FL).
PDF:
Date: 02/03/2009
Proceedings: Certificate of Service of Discovery filed.
PDF:
Date: 01/23/2009
Proceedings: Unilateral Response to Initial Order filed.
PDF:
Date: 01/21/2009
Proceedings: Initial Order.
PDF:
Date: 01/20/2009
Proceedings: Notice of Reasons filed.
PDF:
Date: 01/20/2009
Proceedings: Election of Rights filed.
PDF:
Date: 01/20/2009
Proceedings: Letter to K. Richards from Agency`s General Counsel requesting administrative hearing and notification of counsel of record.
PDF:
Date: 01/20/2009
Proceedings: Agency referral filed.

Case Information

Judge:
CAROLYN S. HOLIFIELD
Date Filed:
01/20/2009
Date Assignment:
04/13/2009
Last Docket Entry:
12/09/2009
Location:
Tampa, Florida
District:
Middle
Agency:
ADOPTED IN TOTO
 

Counsels

Related DOAH Cases(s) (1):

Related Florida Statute(s) (6):

Related Florida Rule(s) (3):