09-000343
Clayton Allen vs.
Jeanine Blomberg, As Commissioner Of Education
Status: Closed
Recommended Order on Friday, July 31, 2009.
Recommended Order on Friday, July 31, 2009.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8CLAYTON ALLEN, )
11)
12Petitioner, )
14)
15vs. ) Case No. 09-0343
20)
21JEANINE BLOMBERG, AS )
25COMMISSIONER OF EDUCATION, )
29)
30Respondent. )
32)
33RECOMMENDED ORDER
35A final hearing was held in this case on April 17, 2009,
47before Carolyn S. Holifield, Administrative Law Judge of the
56Division of Administrative Hearings, by video teleconference at
64sites in Tallahassee and Tampa, Florida.
70APPEARANCES
71For Petitioner: Clayton R. Allen, pro se
781669 Jersey Drive
81Fayetteville, North Carolina 28314
85For Respondent: Ron Weaver, Esquire
90Post Office Box 5675
94Douglasville, Georgia 30154-0012
97STATEMENT OF THE ISSUE
101The issue in this case is whether Petitioner's application
110for a Florida educator's certificate should be denied for the
120reasons set forth in the Notice of Reasons dated November 15,
1312007.
132PRELIMINARY STATEMENT
134On November 15, 2007, Respondent, Jeanine Blomberg, then
142Commissioner of Education, issued a Notice of Reasons advising
151Petitioner, Clayton R. Allen ("Petitioner"), that the Department
161of Education ("Department") intended to deny his application for
172a Florida Educator's Certificate. 1 The Notice of Reasons
181indicates that the Department's intended denial was based on
190Petitioner's misappropriating chorus funds during the 2004-2005
197school year, while he served as a chorus faculty advisor. The
208Notice of Reasons also stated that Petitioner's alleged conduct
217was evidenced by his: (1) forging the signatures of authorized
227signer(s) on chorus checks; (2) writing a check on the chorus
238account in excess of $2,000.00 without sufficient funds
247available to cover the check 2 ; (3) writing and cashing checks on
259the chorus account for his personal use; and (4) failing to
270maintain appropriate accounting records.
274Based on the alleged conduct, the Notice of Reasons charged
284Petitioner with five statutory violations and three rule
292violations. Count 1 charges that Petitioner does not qualify
301for a Florida Educator's Certificate in that he does not have
"312good moral character" as required by Subsection 1012.56(2)(e),
320Florida Statutes (2007). 3 Count 2 charges that Petitioner
329committed acts for which a teaching certificate can be revoked,
339and, thus, in accordance with Subsection 1012.56(11)(a), Florida
347Statutes, is a basis for denying his application for
356certification.
357Counts 3 and 4 set forth the statutorily proscribed acts
367with which Petitioner is charged. Count 3 charges that
376Petitioner violated Subsection 1012.795(1)(c), Florida Statutes,
382in that he has been found guilty of gross immorality or an act
395involving moral turpitude. Count 4 alleges that Petitioner
403violated Subsection 1012.795(1)(f), Florida Statutes, in that he
411has been found guilty of personal conduct which seriously
420reduces his effectiveness as an employee of the school board.
430Count 5 charges that Petitioner is in violation of
439Subsection 1012.795(1)(i), Florida Statutes, in that he violated
447the Principles of Professional Conduct for the Education
455Profession ("Principles of Professional Conduct") prescribed by
464the State Board Rules. Counts 6, 7 and 8 charge Petitioner with
476specific rule violations of the Principles of Professional
484Conduct. Count 6 charges Petitioner with exploiting a
492relationship with a student for personal gain or advantage in
502violation of Florida Administrative Code Rule 6B-1.006(3)(h).
509Count 7 charges Petitioner with using his institutional
517privileges for personal gain or advantage in violation of
526Florida Administrative Code Rule 6B-1.006(4)(c). Finally,
532Count 8 charges Petitioner with failure to maintain honesty in
542all professional dealings in violation of Florida Administrative
550Code Rule 6B-1.006(5)(a).
553On January 18, 2008, Petitioner filed an Election of Rights
563form denying the allegations in the Notice of Reasons, seeking
573to discuss settlement of the case and requesting a formal
583hearing, if a settlement could not be reached. On January 20,
5942009, Respondent transmitted the case to the Division of
603Administrative Hearings to conduct a formal hearing.
610By notice issued February 12, 2009, the formal hearing in
620this case was scheduled for April 2, 2009. Pursuant to an Order
632issued March 26, 2009, Petitioner's request for a continuance
641was granted, and the hearing was rescheduled for April 17, 2009.
652The matter was transferred to the undersigned on April 14, 2009.
663At hearing, Petitioner testified on his own behalf and
672offered and had nine exhibits received into evidence. 4
681Respondent called six witnesses and had two exhibits admitted
690into evidence.
692The Transcript of the hearing was filed on May 4, 2009. At
704the conclusion of the hearing, proposed recommended orders were
713to be filed ten days after the Transcript was filed. Petitioner
724did not file any post-hearing submittals. Respondent timely
732filed its Proposed Recommended Order, which has been considered
741in preparation of this Recommended Order.
747FINDINGS OF FACT
7501. Petitioner, Clayton R. Allen, began his teaching career
759when he was employed as a teacher by the Hillsborough County
770School Board for the 2003-2004 school year. Petitioner was
779assigned to Wharton High School, where he worked during the
7892003-2004 school year and for most of the 2004-2005 school year.
800Petitioner's job performance for those two years was rated as
810satisfactory.
8112. During the 2004-2005 school year, Petitioner worked as
820the director of the Wharton High School chorus and orchestra.
8303. At all times relevant to this proceeding, the Wharton
840High School orchestra and the school's chorus each had a booster
851club. The Orchestra Booster Club and the Chorus Booster Club
861are composed of parents and volunteers who assist with the
871respective orchestra and chorus programs and help support
879fundraising activities.
8814. The Orchestra Booster Club and the Chorus Booster Club
891are separate entities with separate checking accounts.
8985. Laura Jean Raley, the parent of a student in the
909Wharton High School chorus, was the president and treasurer of
919the Chorus Booster Club during the 2004-2005 school year.
928During that time period, Ms. Raley, then known as Laura Bergen,
939was the only person authorized to write checks on the Chorus
950Booster Club checking account. 5
9556. The checks for the Chorus Booster Club were kept in the
967chorus/orchestra office at the school, which was used by
976Petitioner. Consequently, Petitioner had access to those
983checks.
9847. At this proceeding, Ms. Raley, formerly Ms. Bergen, 6
994identified several checks from the 2004-2005 school year that
1003were written on the Chorus Booster Club checking account. Even
1013though her name was on the signature line of most of those
1025checks, Ms. Raley testified credibly that she had not signed
1035three of the above-referenced checks. The checks written on the
1045Chorus Booster Club checking account which Ms. Raley, formerly
1054Ms. Bergen, did not sign were Check Nos. 1123, 1127 and 1130.
1066The first check (No. 1123), dated February 4, 2005, for $184.00,
1077was payable to Quality and Plus Cleaners; the memo section of
1088the check indicates that the payment was for "chorus dresses."
1098The second check (No. 1127), dated March 10, 2005, for $40.00,
1109was payable to the Florida Vocal Association. The third check
1119(No. 1130), dated April 21, 2005, for $300.00, was payable to
1130Clayton Allen; the memo section of the check indicated that the
1141payment was for a "refund."
11468. Although not authorized to do so, Petitioner wrote and
1156signed "L. Bergen" on each of the three checks on the Chorus
1168Booster Club checking account described in paragraph 7. Check
1177No. 1123 and Check No. 1127, payable to Quality and Plus
1188Cleaners and to the Florida Vocal Association, respectively,
1196were for chorus-related expenses and appear to have been
1205deposited into the accounts of those payees. 7
12139. Check No. 1130, for $300.00, was written to and signed
1224and endorsed by Petitioner. Although the check indicated the
1233payment was for a "refund," no documentation or explanation was
1243offered regarding the reason for the refund or if the $300.00
1254was, in fact, for a refund.
126010. Nancy Johnson was the president and/or treasurer of
1269the Wharton Orchestra Booster Club in the 2003-2004 school year.
1279During the 2003-2004 school year through about May 9, 2005,
1289Ms. Johnson was the only person authorized to sign checks on the
1301Orchestra Booster Club checking account.
130611. At the end of the 2003-2004 school year, when
1316Ms. Johnson's tenure as an officer in the Orchestra Booster Club
1327ended, Ms. Johnson gave Petitioner all the checkbooks for the
1337Orchestra Booster Club checking account. 8
134312. On or about May 9, 2005, both Petitioner and
1353Ms. Johnson went to the bank to change the authorized signer on
1365the Orchestra Booster Club checking account. At that time,
1374Ms. Johnson was removed as the authorized signer on the
1384Orchestra Booster Club checking account, and Petitioner was put
1393on the account as the authorized signer. 9
140113. During the 2004-2005 school year, Petitioner had
1409planned to take members of the orchestra on a field trip to
1421Orlando, Florida, in the spring of 2005. Not long before the
1432scheduled field trip, Petitioner determined that additional
1439funds were needed for transportation to Orlando. 10
144714. During the 2004-2005 school year, B.F. was about
145616 years old and a student at Wharton High School. B.F. was in
1469the school's orchestra, in Petitioner's orchestra class, and was
1478also Petitioner's student assistant for one class period a day.
148815. Prior to the date the students were to go on the field
1501trip, B.F. became aware that additional funds were needed in
1511order for the orchestra members to go on the field trip. B.F.
1523wanted to help out and, to that end, willingly gave Petitioner
1534$2,250.00 in cash, from his (B.F.'s) personal savings account,
1544as a loan to help with the cost of the orchestra's field trip to
1558Orlando. 11
156016. Prior to giving Petitioner the $2,250.00, B.F. never
1570discussed or disclosed to his parents that he was providing the
1581$2,250.00 loan. B.F. wanted "to keep it [the loan] real
1592discreet," because he knew his parents would not have approved.
160217. On or about April 23, 2005, the night that the
1613students returned from the field trip, Petitioner gave B.F. a
1623check for $2,250.00 as repayment for the loan. The check was
1635written on the Wharton High School Orchestra Booster Club
1644account at AmSouth Bank and was made payable to B.F. On the
1656signature line of the check, Petitioner signed the name "Nancy
1666Johnson," because at that time, Ms. Johnson was the authorized
1676signer of the account.
168018. A few days after receiving the $2,250.00 check from
1691Petitioner, B.F. went to AmSouth Bank and presented the check
1701for payment. However, when he presented the check, there were
1711insufficient funds in the Orchestra Booster Club checking
1719account to pay the check, so payment was declined.
172819. In or about early May 2005, after B.F. was unable to
1740cash the $2,250.00 check, his parents became aware that he had
1752made the loan to Petitioner. Soon thereafter, B.F.'s mother
1761contacted George Gaffney, then principal of Wharton High School.
1770B.F.'s mother complained that: (1) Petitioner had given B.F. a
1780check as repayment for the $2,250.00 loan to help cover the
1792transportation cost of the field trip to Orlando; and (2) the
1803check could not be cashed, because there were insufficient funds
1813in the account on which the check had been written.
182320. On or about May 2, 2005, Mr. Gaffney reported the
1834complaint made by B.F.'s mother to Linda Kipley, the general
1844manager of Professional Standards for the Hillsborough County
1852School District ("School District"). Ms. Kipley then initiated
1862an investigation of the complaint and assigned two School
1871District investigators, Kamir Ode and Andrew Rouleau, to assist
1880with the investigation. That same day Ms. Kipley also began to
1891work with Mr. Gaffney to remove Petitioner from his assigned
1901classroom duties.
190321. Ms. Kipley met with Petitioner on or about May 7,
19142005, and informed him that she had initiated an investigation
1924of the complaint made by B.F.'s mother. On or about this same
1936day, Petitioner was no longer allowed to continue his teaching
1946responsibilities at Wharton High School.
195122. On May 11, 2005, Investigator Ode, the lead
1960investigator in the case, interviewed Petitioner about the
1968allegations related to the $2,250.00 check. Investigator
1976Rouleau was present during the entire interview and heard the
1986questions asked by Investigator Ode, Petitioner's responses to
1994those questions, and the admissions made by Petitioner.
200223. During the May 11, 2005, interview, Petitioner made
2011several admissions which substantiate the findings in
2018paragraphs 15, 17 and 18 above. Petitioner also admitted that
2028while employed at Wharton High School, he "borrowed" money from
2038the booster club checking accounts for his personal expenses
2047(i.e., to pay bills), but always repaid the money. 12 According
2058to Petitioner, he was able to obtain the money by writing checks
2070to himself on the booster club accounts.
207724. Upon completion of the School District's
2084investigation, a written investigative report was prepared and
2092submitted to Ms. Kipley.
209625. According to the investigative report, based on his
2105findings, Investigator Ode referred the matter to local law
2114enforcement officials. On May 23, 2005, the Hillsborough County
2123Sheriff arrested Petitioner and charged him with the following:
2132(1) four counts of forgery; (2) four counts of uttering a forged
2144instrument; (3) one count of petty theft; and (4) one count of
2156grand theft.
215826. On May 23, 2005, after Petitioner was released from
2168custody, he met with Ms. Kipley, who advised him that the School
2180District was aware of his arrest and of the criminal charges
2191against him. During that meeting, Petitioner resigned his
2199position with the School District in lieu of being terminated.
220927. During the School District's investigation of the
2217complaint against Petitioner, Mr. Gaffney paid B.F. the
2225$2,250.00 he (B.F.) had loaned Petitioner for the field trip
2236from the Wharton High School Internal Fund.
224328. In State of Florida vs. Clayton Allen , Hillsborough
2252County Criminal Division Case No.: 05-10057, Petitioner was
2260charged with Forgery (four counts), Uttering a Forged Instrument
2269(four counts), Petit Theft and Grand Theft. 13
227729. On or about April 17, 2006, Petitioner entered into a
2288Pre-Trial Intervention Agreement ("Agreement") with the State
2297Attorney in Hillsborough County, Florida ("State Attorney").
2306The Agreement related to the charges described in paragraph 25
2316above. Pursuant to the Agreement, by virtue of Petitioner's
2325acceptance into the State Attorney's Pre-Trial Intervention
2332Program, prosecution of the criminal case was deferred for
234118 months.
234330. On April 18, 2006, the day after Petitioner was
2353accepted into the Pre-Trial Intervention Program, the State
2361Attorney closed the file on all counts in Petitioner's criminal
2371case.
237231. Under the terms and conditions of the Agreement,
2381Petitioner was required to do (among other things) the
2390following: (1) pay restitution in the amount of $2,250.00;
2400(2) perform 50 hours of community service; and (3) be either
2411gainfully employed or enrolled in school while in the Pre-Trial
2421Intervention Program. Finally, according to the Agreement,
"2428should the Defendant [Petitioner] fully meet the terms and
2437conditions of this Agreement, the charges referred to herein
2446shall be dismissed."
244932. Petitioner was never prosecuted for or convicted of
2458any of the offenses for which he was charged. Accordingly, it
2469is reasonably found that Petitioner "fully [met] the terms and
2479conditions of [the] Agreement," including: (1) paying
2486restitution in the amount of $2,250.00; and (2) enrolling in
2497school.
249833. With regard to the restitution, it is reasonably found
2508that the restitution was paid to Wharton High School since B.F.
2519had been previously paid the $2,250.00 from the school's
2529internal fund.
253134. In accordance with the education or employment
2539requirement in the Agreement, while in the Pre-Trial
2547Intervention Program, Petitioner earned his master's degree in
2555music from the University of South Florida.
256235. In or about the summer of 2008, Petitioner enlisted in
2573the U.S. Army and, at the time of this proceeding, was on active
2586duty.
258736. Except for the above-referenced charges and arrest,
2595Petitioner has had no criminal record and has not been charged
2606or convicted of any criminal offense.
261237. At no time during this proceeding did Petitioner
2621address or explain his conduct as it relates to: (1) his
2632forging the names of authorized signers on the booster checking
2642accounts; (2) his writing a check to B.F. for $2,250.00 on the
2655Orchestra Booster Club account when there were insufficient
2663funds in the account; and (3) his admission during an interview
2674with School District investigators (i.e., that he "borrowed"
2682money from the booster club accounts to pay personal bills). In
2693fact, during cross-examination of Petitioner by Respondent's
2700counsel, Petitioner's responses to questions regarding the above
2708issues were either evasive or not credible.
271538. Despite the conduct in which Petitioner engaged and to
2725which he admitted during the School District investigation,
2733Petitioner never accepted responsibility or expressed remorse
2740for his conduct.
2743CONCLUSIONS OF LAW
274639. The Division of Administrative Hearings has
2753jurisdiction over the parties to and subject matter of this
2763proceeding. See § 120.57(1), Fla. Stat. (2008).
277040. Section 1012.56, Florida Statutes, governs the
2777issuance of teaching certificates and provides, in pertinent
2785part, that to be eligible to seek certification, a person must,
2796among other things, be of "good moral character." See
2805§ 1012.56(2)(e), Fla. Stat.
280941. Subsection 1012.56(11), Florida Statutes, specifies
2815the grounds upon which the Department of Education may deny an
2826applicant a teaching certificate and provides, in part:
2834(11) DENIAL OF CERTIFICATE
2839(a) The Department of Education may deny
2846an applicant a certificate if the department
2853possesses evidence satisfactory to it that
2859the applicant has committed an act or acts,
2867or that a situation exists, for which the
2875Education Practices Commission would be
2880authorized to revoke a teaching certificate.
288642. Pursuant to Subsection 1012.795(1), Florida Statutes,
2893the Education Practices Commission may revoke an educator's
2901certificate where it can be shown that the person:
2910(c) Has been guilty of gross immorality or
2918an act involving moral turpitude.
2923* * *
2926(f) Upon investigation, has been found
2932guilty of personal conduct which seriously
2938reduces that person's effectiveness as an
2944employee of the district school board.
2950* * *
2953(i) Has violated the Principles of
2959Professional Conduct for the Education
2964Profession prescribed by State Board of
2970Education rules.
297243. The terms "gross immorality" and "moral turpitude" are
2981not defined in the referenced statute. § 1012.795, Fla. Stat.
2991However, the definitions in Florida Administrative Code Rule
29996B-4.009, which relate to the suspension and dismissal
3007of teachers by school districts, are instructive.
301444. Florida Administrative Code Rule 6B-4.009(2) 14 defines
"3022immorality" as follows:
3025Immorality is defined as conduct that is
3032inconsistent with the standards of public
3038conscience and good morals. It is conduct
3045sufficiently notorious to bring the
3050individual concerned or the education
3055profession into public disgrace or
3060disrespect and impair the individual's
3065service in the community.
306945. Florida Administrative Code Rule 6B-4.009(6), 15 also
3077applicable to suspensions and dismissals of instructional
3084personnel, defines "moral turpitude" as follows:
3090Moral turpitude is a crime that is evidenced
3098by an act of baseness, vileness or depravity
3106in the private and social duties which,
3113according to the accepted standards of the
3120time a man owes to his or her fellow man or
3131to society in general, and the doing of the
3140act itself and not its prohibition by
3147statute fixes the moral turpitude.
315246. Florida Administrative Code Rule 6B-1.006 16 contains
3160the Principles of Professional Conduct and provides, in
3168pertinent part, the following:
3172(1) The following disciplinary rule shall
3178constitute the Principles of Professional
3183Conduct for the Education Profession in
3189Florida.
3190(2) Violation of any of these principles
3197shall subject the individual to revocation
3203or suspension of the individual educator's
3209certificate, or the other penalties as
3215provided by law.
3218(3) Obligation to the student requires
3224that the individual:
3227* * *
3230(h) Shall not exploit a relationship with
3237a student for personal gain or advantage.
3244* * *
3247(4) Obligation to the public requires
3253that the individual:
3256* * *
3259(c) Shall not use institutional
3264privileges for personal gain or advantage.
3270* * *
3273(5) Obligation to the profession of
3279education requires that the individual:
3284(a) Shall maintain honesty in all
3290professional dealings. . . .
329547. As the party seeking the certification, Petitioner has
3304the burden of proving by a preponderance of evidence that he
3315satisfies the statutory requirements for a teaching certificate.
3323Dept. of Banking and Finance, Div. of Securities and Investor
3333Protection v. Osborne Stern & Co. , 670 So. 2d 932 (Fla. 1996).
3345However, Respondent has the burden of establishing, by a
3354preponderance of the evidence that the statutory and rule
3363violations alleged in the Notice of Reasons are sufficient to
3373warrant denial of the applications. Osborne Stern & Co. , 670
3383So. 2d at 934.
338748. In the instant case, the only eligibility criterion at
3397issue is the requirement of "good moral character." Thus, to
3407prevail, Petitioner must establish that he has good moral
3416character. Petitioner has failed to meet this burden.
342449. The preponderance of the evidence established that
3432Petitioner's forged the authorized signer's names on booster
3440club checks, "borrowed" money from those accounts, and wrote a
3450check for $2,250.00 on the Orchestra Booster Club account when
3461insufficient funds were in the account to pay the check. Such
3472conduct clearly falls below accepted standards.
347850. The Notice of Reasons charges Petitioner with specific
3487statutory and rule violations which are the basis for denying
3497Petitioner's application for an educator's certificate. The
3504Department has met its burden with respect to those charges.
351451. The preponderance of evidence established that
3521Petitioner engaged in the conduct described in paragraph 49. By
3531doing so, Petitioner is guilty of an act involving moral
3541turpitude. See § 1012.795(1)(c), Fla. Stat.
354752. The preponderance of evidence established that
3554Petitioner's conduct involved forgery and misappropriation of
3561funds belonging to organizations. Such dishonest conduct by
3569Petitioner seriously reduces his effectiveness as a school board
3578employee. See § 1012.795(1)(g), Fla. Stat.
358453. The evidence established that Petitioner used his
3592institutional privileges for personal gain or advantage in
3600violation of Florida Administrative Code Rule 6B-1.006(4)(c).
360754. The preponderance of evidence established that by
3615forging his name on the school's booster club checking accounts
3625and misappropriating funds from the booster club accounts,
3633Petitioner violated Florida Administrative Code Rule
36396B-1.006(5)(a) in that he failed to maintain honesty in all
3649professional dealings.
365155. The remaining charge in the Notice of Reasons alleging
3661that Petitioner violated of Florida Administrative Code Rule
36696B-1.006(3)(h) is not a proper basis for denying Petitioner's
3678application because that violation was not sufficiently charged.
368656. Although the Notice of Reasons made reference to the
3696foregoing rule provision, it contained no specific factual
3704allegations to support the alleged rule violations. See
3712Trevisani v. Department of Health , 908 So. 2d 1108 (Fla. 1st DCA
37242005); Cottrill v. Department of Insurance , 685 So. 2d 1371
3734(Fla. 1st DCA 1996). Thus, the charge that Petitioner exploited
3744a relationship with a student for personal gain or advantage in
3755violation of Florida Administrative Code Rule 6B-1.006(3)(h),
3762should be dismissed.
376557. Petitioner failed to establish his good moral
3773character by a preponderance of the evidence.
378058. Respondent established by a preponderance of the
3788evidence that Petitioner lacks "good moral character" required
3796for certification as a teacher; that Petitioner committed acts,
3805for which the Education Practices Commission would be authorized
3814to revoke a teaching certificate; that Petitioner has been
3823guilty of an act involving moral turpitude; that Petitioner has
3833been guilty of personal conduct which seriously reduces his
3842effectiveness as an employee of the school board; and that
3852Petitioner has violated the Principles of Professional Conduct,
3860in that he used his institutional privileges for personal gain
3870or advantage and also failed to maintain honesty in his
3880professional dealings.
388259. The standard of conduct to which prospective teachers
3891are held is a high one. Teachers hold a position of great trust
3904and are entrusted with the custody of children to educate and
3915prepare them for life. Tomerlin v. Dade County School Board ,
3925318 So. 2d 159, 160 (Fla. 1st DCA 1975). To fulfill this trust,
3938the teacher must be of good moral character; to do otherwise
3949would jeopardize the future of our children. Id. In this case,
3960Petitioner failed to prove that he meets the "good moral
3970character" criterion required for applicants seeking teacher
3977certification.
397860. Here, where the applicant fails to meet his burden of
3989proving entitlement to certification, the Education Practices
3996Commission:
3997[S]hall enter a final order . . . imposing
4006one or more of the following penalties:
4013(a) Denial of an application for a teaching
4021certificate or for an administrative or
4027supervisory endorsement on a teaching
4032certificate. The denial may provide that
4038the applicant may not reapply for
4044certification, and that the department may
4050refuse to consider that applicant's
4055application, for a specified period of time
4062or permanently.
4064§ 1012.796(7), Fla. Stat.
406861. Respondent's proposed penalty is to permanently bar
4076Petitioner from applying for a teaching certificate. The
4084rationale for recommending this most severe penalty is unclear
4093as there are no aggravating circumstances present that warrant
4102the recommended penalty.
410562. No specific guidelines are provided concerning when,
4113and if, applicants, who are denied educator's certificates, may
4122reapply. However, the disciplinary guidelines established for
4129certified educator's certification by the Commission and set
4137forth in Florida Administrative Code Rule 6B-11.007 are
4145instructive in determining the appropriate penalty in this
4153case. 17
415563. Applying the factors set forth in Florida
4163Administrative Code Rule 6B-11.007, an appropriate penalty in
4171this case is denial of Petitioner's application for a teaching
4181certificate with the provision that he may reapply for
4190certification in three years.
4194RECOMMENDATION
4195Based on the foregoing Findings of Fact and Conclusion of
4205Law, it is
4208RECOMMENDED that the Education Practices Commission enter a
4216final order:
4218(1) denying Petitioner's application for a teaching
4225certificate; and
4227(2) allowing Petitioner to reapply for certification in
4235three years.
4237DONE AND ENTERED this 31st day of July, 2009, in
4247Tallahassee, Leon County, Florida.
4251S
4252CAROLYN S. HOLIFIELD
4255Administrative Law Judge
4258Division of Administrative Hearings
4262The DeSoto Building
42651230 Apalachee Parkway
4268Tallahassee, Florida 32399-3060
4271(850) 488-9675
4273Fax Filing (850) 921-6847
4277www.doah.state.fl.us
4278Filed with the Clerk of the
4284Division of Administrative Hearings
4288this 31st day of July, 2009.
4294ENDNOTES
42951/ Neither the case file, nor the record in this proceeding,
4306includes information or evidence regarding the date that
4314Petitioner filed his application for a Florida educator's
4322certificate. However, in light of the date the Notice of
4332Reasons was issued, the application for certification had to
4341have been filed some time prior to November 15, 2007.
43512/ This allegation mistakenly refers to "a check [written] on
4361the chorus account," instead of correctly referring to a check
4371as being written on the Orchestra Booster Club account.
4380However, this inadvertent error is not fatal. The reason is
4390that only one check in excess of a $2,000.00 is at issue in this
4405case, and there is no dispute that the subject check was written
4417on the Orchestra Booster Club.
44223/ All statutory references are to Florida Statutes (2007),
4431unless otherwise noted.
44344/ At hearing, the Department's Exhibit 2, the School District's
4444Investigative Report, was accepted as a business record. Upon
4453further consideration and review of the document, the
4461undersigned has determined that Respondent's Exhibit 2 is not a
4471business record within the meaning of Subsection 90.803(6)(a),
4479Florida Statute (2008).
44825/ There is no dispute that in 2004-2005, Laura Raley's name was
4494Laura Bergen.
44966/ See Endnote 5.
45007/ During the course of the School District investigation,
4509Petitioner indicated that he signed the check to Quality and
4519Plus Cleaners, because he could not reach Ms. Bergen.
45288/ According to statements in the School District's
4536Investigative Report referenced in paragraphs 24 of the Findings
4545of Fact, at the end of the 2003-2004 school year, when
4556Ms. Johnson's tenure as an officer of the Orchestra Booster Club
4567ended, she signed several blank checks for Petitioner to use for
4578orchestra expenses until another signer was designated for the
4587account.
45889/ The School District's Investigative Report indicates that
4596Petitioner stated that Ms. Johnson's name had remained on the
4606account because he could not find anyone to replace her. The
4617Investigative Report also indicates that the principal was aware
4626of this situation.
462910/ The School District's Investigative Report indicates that
4637during its subsequent investigation, Petitioner stated that the
4645additional funds were necessary because he had mistakenly
4653thought that school buses could be used for the trip, but later
4665learned that charter buses would have to be used for the trip.
4677The cost of the charter buses was over $3,000.00, more than the
4690cost of using school buses.
469511/ B.F. testified that he "felt like it [lending the money] was
4707an opportunity given to [him] from . . . chance or karma or
4720whatever, just to do the right thing." Finally, B.F. testified
4730that he had "faith and trust" in Petitioner's word and gave the
4742money "willingly," because he "wanted to help out."
475012/ No records or complete audit of the accounts were presented
4761by either party to verify how many checks Petitioner wrote to
4772himself on the booster club accounts, the amount of each check,
4783and if, or when, the funds were repaid.
479113/ State of Florida vs. Clayton Allen , Case Number:05-10057, In
4801the Circuit Court of the Thirteenth Judicial Circuit of the
4811State of Florida, in and for Hillsborough County, Criminal
4820Justice Division.
482214/ The rulemaking authority for this rule is Subsection
48311012.79, Florida Statutes.
483415/ See Endnote 14.
483816/ See Endnote 14.
484217/ Florida Administrative Code Rule 6B-11.007(3)(a) through (t)
4850states:
4851(3) Based upon consideration of
4856aggravating and mitigating factors present
4861in an individual case, the Commission may
4868deviate from the penalties recommended in
4874subsection (2). The Commission may consider
4880the following as aggravating or mitigating
4886factors:
4887(a) The severity of the offense;
4893(b) The danger to the public;
4899(c) The number of repetitions of
4905offenses;
4906(d) The length of time since the
4913violation;
4914(e) The number of times the educator has
4922been previously disciplined by the
4927Commission;
4928(f) The length of time the educator has
4936practiced and the contribution as an
4942educator;
4943(g) The actual damage, physical or
4949otherwise, caused by the violation;
4954(h) The deterrent effect of the penalty
4961imposed;
4962(i) The effect of the penalty upon the
4970educator's livelihood;
4972(j) Any effort of rehabilitation by the
4979educator;
4980(k) The actual knowledge of the educator
4987pertaining to the violation;
4991(l) Employment status;
4994(m) Attempts by the educator to correct
5001or stop the violation or refusal by the
5009educator to correct or stop the violation;
5016(n) Related violations against the
5021educator in another state including findings
5027of guilt or innocence, penalties imposed and
5034penalties served;
5036(o) Actual negligence of the educator
5042pertaining to any violation;
5046(p) Penalties imposed for related
5051offenses under subsection (2) above;
5056(q) Pecuniary benefit or self-gain
5061inuring to the educator;
5065(r) Degree of physical and mental harm to
5073a student or a child;
5078(s) Present status of physical and/or
5084mental condition contributing to the
5089violation including recovery from addiction;
5094(t) Any other relevant mitigating or
5100aggravating factors under the circumstances.
5105COPIES FURNISHED :
5108Kathleen M. Richards, Executive Director
5113Education Practices Commission
5116Department of Education
5119325 West Gaines Street, Room 224
5125Tallahassee, Florida 32399-0400
5128Deborah K. Kearney, General Counsel
5133Department of Education
5136Turlington Building, Suite 1244
5140325 West Gaines Street
5144Tallahassee, Florida 32399-0400
5147Marian Lambeth, Bureau Chief
5151Bureau of Professional Practices Services
5156Department of Education
5159325 West Gaines Street, Room 224-E
5165Tallahassee, Florida 32399-0400
5168Clayton R. Allen
51711669 Jersey Drive
5174Fayetteville, North Carolina 28314
5178Ron Weaver, Esquire
5181Post Office Box 5675
5185Douglasville, Georgia 30154-0012
5188NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5194All parties have the right to submit written exceptions within
520415 days from the date of this Recommended Order. Any exceptions
5215to this Recommended Order should be filed with the agency that
5226will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 07/31/2009
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 05/04/2009
- Proceedings: Transcript of Proceedings filed.
- Date: 04/17/2009
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 04/16/2009
- Proceedings: Letter to Judge Holifield from R. Weaver enclosing Respondent`s exhibits (exhibits not available for viewing) filed.
- PDF:
- Date: 04/14/2009
- Proceedings: Letter to Judge Quattlebaum from C. Allen enclosing evidence to be presented at hearing (documents not available for viewing) filed.
- PDF:
- Date: 04/13/2009
- Proceedings: Agency`s court reporter confirmation letter filed with the Judge.
- Date: 04/09/2009
- Proceedings: CASE STATUS: Motion Hearing Held.
- PDF:
- Date: 04/09/2009
- Proceedings: Letter to Judge Quattlebaum from C. Allen requesting that hearing remain on original scheduled date (confidential page not available for viewing) filed.
- PDF:
- Date: 04/06/2009
- Proceedings: Order Denying Respondent`s Motion to Deem Matters Admitted and to Relinquish Jurisdiction.
- PDF:
- Date: 04/03/2009
- Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for April 17, 2009; 8:30 a.m.; Tampa and Tallahassee, FL; amended as to type of hearing, time and location).
- PDF:
- Date: 03/30/2009
- Proceedings: Respondent`s Motion to Deem Respondent`s Requests for Admissions to Petitioner as Admitted and to Relinquish Jurisdiction to the Education Practices Commission filed.
- PDF:
- Date: 03/26/2009
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 17, 2009; 9:30 a.m.; Tampa, FL).
- PDF:
- Date: 03/26/2009
- Proceedings: Order Requiring Respondent`s Response to Petitioner`s Requests for Admissions.
- Date: 03/25/2009
- Proceedings: CASE STATUS: Motion Hearing Held.
- PDF:
- Date: 03/24/2009
- Proceedings: Letter to Judge Quattlebaum from C. Allen regarding request for additional time and documentations for completing the Petition filed.
- PDF:
- Date: 03/20/2009
- Proceedings: Letter to Judge Quattlebaum from C. Allen regarding request to change hearing date filed.
- PDF:
- Date: 03/09/2009
- Proceedings: Respondent`s Motion to Deem Respondent`s Request for Admissions to Petitioner as Admitted filed.
- PDF:
- Date: 02/12/2009
- Proceedings: Notice of Hearing (hearing set for April 2, 2009; 9:30 a.m.; Tampa, FL).
Case Information
- Judge:
- CAROLYN S. HOLIFIELD
- Date Filed:
- 01/20/2009
- Date Assignment:
- 04/13/2009
- Last Docket Entry:
- 12/09/2009
- Location:
- Tampa, Florida
- District:
- Middle
- Agency:
- ADOPTED IN TOTO
Counsels
-
Clayton R. Allen
Address of Record -
Kathleen M. Richards, Executive Director
Address of Record -
Ron Weaver, Esquire
Address of Record