10-000035 Department Of Business And Professional Regulation, Division Of Hotels And Restaurants vs. Dai Loi
 Status: Closed
Recommended Order on Monday, April 19, 2010.


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Summary: Petitioner clearly and convincingly met its burden of proof that Respondent committed violations alleged in Administrative Complaint. Recommend administrative fine.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF BUSINESS AND )

13PROFESSIONAL REGULATION, )

16DIVISION OF HOTELS )

20AND RESTAURANTS, )

23)

24Petitioner, )

26)

27vs. ) Case No. 10-0035

32)

33DAI LOI, )

36)

37Respondent. )

39)

40RECOMMENDED ORDER

42A hearing was held pursuant to notice, on March 10, 2010, by

54Barbara J. Staros, assigned Administrative Law Judge of the

63Division of Administrative Hearings, via video teleconferencing

70with sites in Jacksonville and Tallahassee, Florida.

77APPEARANCES

78For Petitioner: Charles F. Tunnicliff, Esquire

84Department of Business and

88Professional Regulation

901940 North Monroe Street

94Tallahassee, Florida 32399-1015

97For Respondent: No appearance

101STATEMENT OF THE ISSUE

105Whether Respondent committed the violations set forth in the Administrative Complaint and, if so, what penalty should be

123imposed.

124PRELIMINARY STATEMENT

126Petitioner, Department of Business and Professional

132Regulation, Division of Hotels and Restaurants, filed an

140Administrative Complaint alleging violations of the provisions of

148Chapter 509, Florida Statutes, or the applicable rules governing

157the operation of public food establishments.

163Respondent disputed the allegations in the Administrative

170Complaint and petitioned for a formal administrative hearing.

178The case was referred to the Division of Administrative Hearings

188on or about January 4, 2010. A formal hearing was set for

200March 10, 2010. The hearing took place as scheduled.

209At the commencement of the hearing, Petitioner’s counsel

217entered his appearance, but no appearance was made on behalf of

228Respondent. The hearing was recessed for approximately 20

236minutes to give a representative of Respondent an opportunity to

246appear, but no appearance was made on behalf of Respondent. The

257undersigned noted on the record that the Notice of Hearing was

268mailed to the address provided by Petitioner on its transmittal

278letter, which matched the address provided by Respondent on the

288Election of Rights.

291At hearing, Petitioner presented testimony of one witness,

299Steven Rivera. Petitioner's Exhibits numbered 1 and 2 were

308admitted into evidence. Official recognition was requested of

316Section 509.032(2) and (6), Florida Statutes, Florida

323Administrative Code Rules 61C-1.001(14) and 61C-1.005, and

330pertinent portions of the United States Food and Drug

339A Transcript consisting of one volume was filed on

348March 24, 2010. Petitioner timely filed a Proposed Recommended

357Order, which has been considered in the preparation of this

367Recommended Order. Respondent did not file a post-hearing

375submission.

376FINDINGS OF FACT

3791. Petitioner, the Department of Business and Professional

387Regulation, Division of Hotels and Restaurants (Division), is a

396state agency charged with the duty and responsibility of

405regulating the operation of hotel and restaurant establishments

413pursuant to Section 20.165 and Chapter 509, Florida Statutes.

4222. Respondent is an eating establishment located in

430Jacksonville, Florida. Respondent was issued a license as a

439public food establishment by the Division.

4453. Critical violations are those violations that, if not

454corrected, are most likely to contribute to food-borne illness,

463cross-contamination, and other environmental hazards.

4684. Non-critical violations are those that are not directly

477related to food-borne illness, but if they remain in non-

487compliance, are likely to lead to the development of a critical

498violation.

4995. Steven Rivera is a sanitation and safety specialist

508employed by the Division. He has been employed by the Division

519for approximately three years, and has 12 years experience as a

530restaurant manager. He also has received training in laws and

540rules regarding public food service and lodging. Mr. Rivera

549performs approximately 1,000 inspections annually.

5556. On July 7, 2009, Mr. Rivera conducted an inspection of

566Respondent's premises and issued an inspection report while on

575the premises. Mr. Rivera signed the report on the premises.

585Nhon Nguyen, owner of the restaurant, was present but did not

596sign the inspection report.

6007. During the July 7, 2009, inspection, Mr. Rivera observed

610approximately 20 live roaches in the kitchen of the

619establishment. He observed the roaches inside a prep table

628drawer where utensils are stored, underneath the hand sink near

638the prep table, underneath the prep table in the cook line,

649underneath the reach-in cooler in the kitchen coming out of the

660cooler wheels, and in a corner near the reach-in cooler and table

672where open packages of food were being stored.

6808. The presence of roaches in the kitchen of a food

691establishment is a critical violation because live roaches are

700vermin that can walk over food and food contact surfaces, and

711present an immediate threat to the public health.

7199. During the course of the inspection, the owner of the

730restaurant became angry at Mr. Rivera, and made verbal threats

740toward him. At one point, the owner attempted to grab a knife

752from the cook’s line, at which time the owner’s family held him

764back and took him outside. The owner came back into the

775establishment, whereupon Mr. Rivera exited the property and

783called law enforcement. Law enforcement arrived and stayed with

792Mr. Rivera until he completed the inspection.

799CONCLUSIONS OF LAW

80210. The Division of Administrative Hearings has

809jurisdiction over the parties and subject matter in this case.

819§§ 120.569, 120.57(1), and 120.60(5), Fla. Stat. (2009).

82711. The Division is the state agency charged with

836regulating public food service establishments pursuant to

843Section 20.165 and Chapter 509, Florida Statutes.

85012. Pursuant to Section 509.261(1), Florida Statutes

857(2009), the Division may impose penalties for violations of

866Chapter 509, Florida Statutes, including an administrative fine

874of no more than $1,000 for each separate offense, attendance at

886personal expense at an educational program sponsored by the

895Hospitality Education Program, and the suspension or revocation

903of Respondent's license.

90613. Because the Division seeks the imposition of an

915administrative penalty, which is a penal sanction, the Division

924has the burden of proving by clear and convincing evidence the

935specific allegations in the Administrative Complaint. See , e.g. ,

943Department of Banking and Finance v. Osborne Stern & Co. , 670

954So. 2d 932 (Fla. 1996).

95914. Paragraph 1-201.10(B) and Chapters 2, 3, 4, and 6 of

970the United States Food and Drug Administration’s Food Code (Food

980Code) have been incorporated by reference into the rules

989governing public food establishments. Fla. Admin. Code R.

99761C-1.001(14).

99815. Through the Administrative Complaint, Respondent is

1005alleged to have violated the following provisions of the Food

1015Code, which read in pertinent part:

10216-501.111 Controlling Pests. The presence

1026of insects, rodents, and other pests shall be

1034controlled to minimize their presence on the

1041premises by: (A) Routinely inspecting

1046incoming shipments of food and supplies;

1052(B) Routinely inspecting the premises for

1058evidence of pests; (C) Using methods, if

1065pests are found, such as trapping devices

1072or other means of pest control as specified

1080under sections 7-202.12, 7-206.12, and

10857-206.13; and (D) Eliminating harborage

1090conditions.

109116. Through the Administrative Complaint, Respondent is

1098alleged to have violated Section 509.032(2)(b), Florida Statutes

1106(2009), which reads as follows:

1111Inspection of premises.-

1114For purposes of performing required

1119inspections and the enforcement of this

1125Chapter, the Division has the right of entry

1133and access to public lodging establishments

1139and public food service establishments at any

1146reasonable time.

114817. The Division met its burden of proof that Respondent

1158violated section 6-501.111, Food Code, by failing to control

1167pests, as approximately 20 live roaches were observed in the

1177kitchen during the inspection.

118118. The Division met its burden of proof that Respondent

1191violated Section 509.032(2)(b), Florida Statutes, because an

1198agent of Respondent verbally and physically threatened Inspector

1206Rivera on July 7, 2009, forcing him to exit the premises while

1218performing his inspection duties.

122219. In its Proposed Recommended Order, the Division

1230proposes the imposition of a $1,000.00 administrative penalty.

1239The Division met its burden of proof regarding the allegations

1249contained in the Administrative Complaint. Accordingly, the

1256proposed administrative penalty in the amount of $1,000.00 is

1266reasonable and appropriate.

1269RECOMMENDATION

1270Upon consideration of the facts found and conclusions of law

1280reached, it is

1283RECOMMENDED:

1284That the Division enter a final order which confirms the

1294violations found, and imposes an administrative penalty in the

1303amount of $1,000.00, to be paid within 30 days of the issuance of

1317the Agency's Final Order.

1321DONE AND ENTERED this 19th day of April, 2010, in

1331Tallahassee, Leon County, Florida.

1335Barbara J. Staros

1338Administrative Law Judge

1341Division of Administrative Hearings

1345The DeSoto Building

13481230 Apalachee Parkway

1351Tallahassee, Florida 32399-3060

1354(850) 488-9675 SUNCOM 278-9675

1358Fax Filing (850) 921-6847

1362www.doah.state.fl.us

1363Filed with the Clerk of the

1369Division of Administrative Hearings

1373this 19th day of April, 2010.

1379COPIES FURNISHED:

1381Charles F. Tunnicliff, Esquire

1385Department of Business and

1389Professional Regulation

13911940 North Monroe Street

1395Tallahassee, Florida 32388-1015

1398Dai Loi

1400c/o Nhon Nguyen

14035808 Normandy Boulevard

1406Jacksonville, Florida 32205

1409William L. Veach, Director

1413Division of Hotels and Restaurants

1418Department of Business and

1422Professional Regulations

14241940 North Monroe Street

1428Tallahassee, Florida 32399-0792

1431Reginald Dixon, General Counsel

1435Department of Business and

1439Professional Regulations

14411940 North Monroe Street

1445Tallahassee, Florida 32399-2202

1448NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

1454All parties have the right to submit written exceptions within

146415 days from the date of this recommended order. Any exceptions to

1476this recommended order should be filed with the agency that will

1487issue the final order in this case.

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PDF
Date
Proceedings
PDF:
Date: 07/06/2010
Proceedings: (Agency) Final Order filed.
PDF:
Date: 06/02/2010
Proceedings: Agency Final Order
PDF:
Date: 04/19/2010
Proceedings: Recommended Order
PDF:
Date: 04/19/2010
Proceedings: Recommended Order (hearing held March 10, 2010). CASE CLOSED.
PDF:
Date: 04/19/2010
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 04/05/2010
Proceedings: Petitioner's Proposed Recommended Order filed.
Date: 03/24/2010
Proceedings: Transcript of Proceedings filed.
Date: 03/10/2010
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 02/25/2010
Proceedings: Petitioner's Exhibit List (exhibits not attached) filed.
PDF:
Date: 02/25/2010
Proceedings: Petitioner's Witness List filed.
PDF:
Date: 01/15/2010
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 01/15/2010
Proceedings: Notice of Hearing by Video Teleconference (hearing set for March 10, 2010; 9:30 a.m.; Jacksonville and Tallahassee, FL).
PDF:
Date: 01/12/2010
Proceedings: Response to Initial Order filed.
PDF:
Date: 01/06/2010
Proceedings: Initial Order.
PDF:
Date: 01/05/2010
Proceedings: Election of Rights filed.
PDF:
Date: 01/05/2010
Proceedings: Administrative Complaint filed.
PDF:
Date: 01/05/2010
Proceedings: Agency referral filed.

Case Information

Judge:
BARBARA J. STAROS
Date Filed:
01/05/2010
Date Assignment:
01/06/2010
Last Docket Entry:
07/06/2010
Location:
Jacksonville, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
 

Counsels

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Related Florida Statute(s) (5):

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