86-002483 Bruce W. Tuckman vs. Florida State University
 Status: Closed
Recommended Order on Thursday, June 11, 1987.


View Dockets  
Summary: Petitioner's contract with the Univ. of Florida was breached. Since Pet. did not suffer monetary loss, relief was denied.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8BRUCE TUCKMAN , )

11)

12Petitioner , )

14)

15vs. ) CASE NOS. 86-2483

20) 86-3305

22THE FLORIDA STATE UNIVERSITY , )

27)

28Respondent. )

30________________________________)

31RECOMMENDED ORDER

33This matter came on for hearing in Tallahassee, Florida, before Robert T.

45Benton, II, Hearing Officer of the Division of Administrative Hearings, on March

5724, 1987, and finished the following day. The Division of Administrative

68Bearings received the transcript of proceedings on April 8, 1987, and the

80parties filed proposed recommended orders on April 20, 1987. The parties'

91proposed findings of fact are treated by number in the attached appendix.

103The parties were represented by counsel:

109For Petitioner : Stephen Marc Slepin, Esquire

116Slepin & Slepin

1191114 East Park Avenue

123Tallahassee, Florida 32301

126For Respondent : Gerald B. Jaski, Esquire, and

134Linda C. Schmidt, Esquire

138Florida State University

141311 Hecht House

144Tallahassee, Florida 32306

147By memorandum dated August 8, 1985, petitioner Tuckman " request[ed] a due

158process hearing before an impartial hearing officer pursuant to Florida Statute

169120.57 ... to establish the [alleged] impropriety of [his] removal from the

181position of Dean of the College of Education."

189Respondent Florida State University (FSU) denied petitioner's request for a

199formal administrative proceeding in accordance with Section 120.57(1), Florida

208Statutes (1987), but treated petitioner's request for hearing as a timely

219petition for an informal administrative proceeding under Section 120.57(2),

228Florida Statutes (1987). Taking the position that the parties had no dispute as

241to any material fact and that the whole "matter [was one] which is within the

256discretionary authority of the University Administration," FSU entered what

265purported to be a final order on August 23, 1985.

275On appeal, the District Court of Appeal, First District, reversed and

286remanded for proceedings pursuant to Section 120.57(1), Florida Statutes,

295Tuckman v. Florida State University, 489 So.2d 133 (Fla. 1st DCA 1986), holding

308that "the University has acknowledged that substantial interests were affected

318by its action and that question need not be further addressed." Tuckman v

331Florida State University, 489 So.2d 133, (Fla. 1st DCA 1986). What remained to

344be addressed at a formal administrative hearing, the court decided, were factual

356disputes pertaining to FSU's legal "determinations ... that the contract was not

368breached and that Tuckman was not 'professional staff.'" 489 So.2d at 135.

380In compliance with the court's mandate, and in keeping with Section

391120.57(1)(b )3., Florida Statutes, FSU forwarded the petition to the Division of

403Administrative Hearings, where the matter was docketed as Case No. 86-2483.

414Thereafter, Dr. Tuckman filed with FSU a second petition for formal

425administrative proceedings, this one seeking rescission of an alleged reduction

435in pay for the 1986-1987 academic year. FSU transmitted the second petition,

447too, to the Division of Administrative Hearings, where it became Case No. 86-

4603305. By order entered October 29, 1986, Cases Nos. 86-2483 and 86-3305 were

473consolidated for hearing.

476In ensuing prehearing conferences, certain issues were isolated as

485appropriate for preliminary consideration and for resolution before litigating,

494if necessary, other issues in Cases Nos. 86-2483 and 86-3305. As a result, the

508hearing on March 24 and 25, 1987, was limited to the following issues.

521ISSUES

522Whether petitioner was "professional staff" within the meaning of Article

532VII of the University Constitution and therefore entitled to continue as Dean of

545the College of Education, in the absence of a showing of good cause why he

560should not continue? Whether FSU breached the 1984-1985 employment contract

570between the parties when it relieved petitioner of responsibilities as Dean of

582the College of Education on July 24, 1985? Whether FSU was under a legal

596obligation to give petitioner notice of good cause for not renewing the parties'

6091984-1985 employment contract for the 1985-1986 or subsequent academic years?

619FINDINGS OF FACT

6221. After James L. Gant announced his intention to step down as Dean of

636FSU's College of Education, Augustus B. Turnbull, III, FSU's Vice President for

648Academic Affairs, appointed the College of Education Dean's Search Committee,

658also known as the Education Dean Search Committee (Search Committee) and named

670Robert Glidden, Dean of FSU's School of Music, chairman of the Search Committee.

683Petitioner's Exhibits Nos. 3 and 9. Dr. Turnbull asked that the Search

695Committee "try to have a new dean on board no later than the fall semester of

7111983." Petitioner's Exhibit No. 3.

7162. On December 6, 1982, Dean Glidden executed Part A of Form No. SUS/PFR-

730001/75 (R3/77), a formal position vacancy announcement prerequisite to any

740national search. (T.29-30) This form described the "Contract Period" as 12

751months; gave July 1, 1983, as the anticipated starting date; stated the position

764title as "Dean, College of Education"; categorized the position as having

775regular professorial status; and indicated the "Discipline/Field" as

"783Administration." Petitioner's Exhibit No. 7.

7883. As part of the national search, the Search Committee caused circulars

800like Petitioner's Exhibit No. 9, "invit[ing] applications and nominations for

810the position of DEAN COLLEGE OF EDUCATION" to be published in periodicals like

823the Chronicle of Higher Education, which is how the vacancy came to the

836attention of petitioner Bruce Wayne Tuckman, whose application for the position

847eventually proved successful.

850Agreement Reached

8524. On April 28, 1983, Dr. Turnbull wrote Dr. Tuckman "to offer [him] the

866position of Dean of the Florida State University College of Education which

878carries with it the rank of Full Professor of Education ... effective ... July

8921, 1983." Petitioner's Exhibit No. 10. In the letter, Dr. Turner undertook to

905recommend Dr. Tuckman for tenure "at the first opportunity, which will be during

918the 1983-1984 Academic Year." Id. On May 3, 1983, Dr. Tuckman signed the

931bottom of the letter in the blank provided to indicate acceptance of the offer.

9455. In May of 1983, Drs. Turnbull and Tuckman executed an employment

957contract covering the period July 1, 1983 to August 31, 1983, stating

"969CLASSIFICATION TITLE/RANK" as "Dean and Professor" and indicating 9040 as the

980class code. Respondent's Exhibit No. 15. "Dean and Professor" with a class

992code of 9040 is listed among the general faculty classification titles and

1004codes. Respondent's Exhibit No. 2. "Professor" appears on the same list with a

1017class code of 9001.

10216. On the strength of the agreement evidenced by Dr. Turnbull's letter of

1034April 28, 1983, and Respondent's Exhibit No. 15, Dr. Tuckman, a much-published

1046scholar, left a tenured position at the City University of New York and moved to

1061Tallahassee from New York in the summer of 1983. On September 1 and 2, 1983,

1076respectively, Drs. Turnbull and Tuckman executed a second employment contract

1086with terms identical to the first, except that it covered the period September

10991, 1983 to August 31, 1984, and had a greater number of pay periods,

1113accordingly. Petitioner's Exhibit No. 11.

11181984-1985 Contract

11207. Central to the present controversy is the contract executed by Dr.

1132Turnbull on September 2, 1984, and by Dr. Tuckman on September 6, 1984, which

1146provides, in pertinent part:

1150STATE UNIVERSITY SYSTEM OF FLORIDA

1155FLORIDA STATE UNIVERSITY

115812 MONTH EMPLOYMENT CONTRACT

1162This contract between Florida State University

1168and the employee is subject to the Constitution

1176and laws of the State of Florida, the rules and

1186regulations of the Board of Regents...

11921. Employee Name: Bruce W. Tuckman

1198* * *

12013. Department Name: Dean Education

1206* * *

12095. Dates of Appointment: 09-01-84 to 08-31-85

1216* * *

12198. Classification Title/Rank: Dean and Professor

1225Class Code: 9040 Appointment Modifier: B

1231* * *

1234The following statement is only applicable to

1241(1) employees holding visiting appointments; or

1247(2) those appointed for less than one academic

1255year; or (3) those with less than five years

1264continuous service who are on soft money":

1272Your employment hereunder will cease on the

1279date indicated. No further notice to you of

1287cessation of employment is required.

1292Petitioner's Exhibit No. 13.

"1296[A]ppointment modifier B ... is for courtesy faculty status." Erb Fontenot v.

1308Florida State University, No. 85-3843 (F.S.U.; Jan. 5, 1987) at page 2.

"1320Persons holding an administrative or services role normally hold a courtesy

1331rank Rule 6C2-1.004(6)(a)7.a. On March 26, 1984, President Sliger had written

1342Dr. Tuckman, advising him that he had been awarded "tenure to be effective Fall

1356Semester, 1984." Respondent's Exhibit No. 1.

1362Auspicious Beginning

13648. At first, all seemed to go well with the College of Education and its

1379new dean. As chief executive officer, Dr. Tuckman was responsible for "all

1391budgetary, fiscal and personnel matters in the College of Education," (T.58) and

"1403had the executive responsibility for helping to set the directions and execute

1415the policies and procedures of the college ... [,] sat as an ex officio member

1431of the Policy Advisory Board ... [and] on a number of [other] committees."

1444(T.50) He tended to "general day-to-day kinds of things ... responding to

1456letters," (T.31), affirmative action and grievance matters.

14639. As the University Director of Teacher Education, he chaired FSU's

1474Committee on Teacher Education, "organized conferences and committees on behalf

1484of the College of Education [,] provided interface between the College of

1497Education and the public school districts and schools of the state and other

1510officials of the state ... [and] represented the College of Education to outside

1523constituencies, [including] alumni [and] legislators..." (T.58)

152910. On May 31, 1984, Petitioner's Exhibit No. 12, and again on March 27,

15431985, Petitioner's Exhibit No. 14, Dr. Turnbull rated Dr. Tuckman

"1553satisfactory," the highest rating possible, on forms on which he characterized

1564his primary duties as Administration." Dean Tuckman performed the duties of

1575dean as described in the By-Laws of the College of Education. Petitioner's

1587Exhibit No. 18. Although not required to do so, he also taught every year he

1602served as dean.

1605Complaints Made

160711. "[I]n the fall of 84, probably around October, November ... [after it

1620became known that Stephen Edwards was] to assume the position of the Dean of

1634Faculty in January of 1985, faculty members from the College of Education ...

1647[approached him] concerned about the way the college was operating and the kinds

1660of participation in its governance that the faculty were being able to have."

1673(T.377) In due course, Dean Edwards, as he became, relayed these concerns to

1686Dr. Turnbull.

168812. Dr. Turnbull had also heard complaints himself from members of the

1700faculty of the College of Education, complaints which he originally dismissed as

1712a normal reaction to somebody who is making necessary changes." (T.229) By the

1725spring of 1985, however, he asked Dr. Tuckman to give him a "list of some of the

1742faculty that he considered to be the future leaders of the college ... not

1756necessarily the old guard or people who for one reason or another would be

1770troublemakers, but a group of faculty on whom he would rely to carry out his

1785policy directions for the college." (T. 228-230)

179213. Dr. Tuckman compiled such a list and furnished it to Dr. Turnbull. At

1806a meeting he called in the summer of 1985, Dr. Turnbull discussed matters with

"1820a significant number of" the people Dr. Tuckman had listed, and "asked them to

1834work with [Dr. Turnbull] and the dean to turn the situation around." (T.230)

1847The group struck Dr. Turnbull as noncommittal.

185414. At Dr. Turnbull's request, Dr. Tuckman then called a meeting of the

1867Administrative Council, comprised of department chairmen and others. In this

1877meeting, held on a Tuesday, possibly July 16, 1985, it was decided that the

1891Administrative Council would meet again with Dr. Tuckman, without Dr. Turnbull

1902present, and that afterwards the department heads would meet with Dr. Turnbull

1914to "decide where to go from there." (T.231)

192215. After the Tuesday meeting, Dr. Turnbull drafted a memorandum addressed

1933to the faculty of the College of Education. He attached this draft to a

1947memorandum to Dr. Tuckman, dated July 17, 1985. In the memorandum to Dr.

1960Tuckman, he referred to the draft as "a draft cover memorandum," solicited Dr.

1973Tuckman's suggestions with regard to the draft, and stated that he "would also

1986like to see a copy of the 'report' from our Tuesday meeting which we can send

2002out with this cover memorandum." Respondent's Exhibit No. 5.

201116. Dr. Tuckman wrote Dr. Turnbull a memorandum, dated July 19, 1985.

2023Labelled "PERSONAL AND CONFIDENTIAL," it is now a matter of public record, and

2036reads, in part:

2039I appreciate the gravity of the situation and

2047the difficulty of the position you are in. I

2056struggled through one or two similar crises

2063myself last year, albeit on the department

2070level, where faculty members were opposed to

2077a chairman, and know how hard that is to deal

2087with. I appreciate the consideration you

2093have shown both me and the faculty of the

2102College.

2103It may not need reiteration but I want you to

2113know that I like my job and I want my job. I

2125think you need to keep in mind:

2132(1) the fact that I have only done what

2141I was "brought here" to do and what

2149I said I would do. I have always

2157been honest and forthright with you

2163and with the faculty. I have never

2170been knowingly devious in any of my

2177dealings.

2178(2) the fact that I "inherited" a

2185college suffering from long-term

2189neglect and one which included a

2195number of people who were taking

2201advantage of that situation and of

2207their colleagues.

2209* * *

2212(4) the fact that relatively unused and

"2219rusty" faculty governance

2222structures were not used by me not

2229by choice but because they could not

2236raise quorums and did not have

2242members who wanted to see them used

2249constructively. They are now ready

2254to be used. I was already putting

2261them in readiness when this whole

2267controversy started.

2269* * *

2272I have been less than perfect. I have made

2281mistakes and I am now aware of many of them.

2291But they were honest mistakes and well-

2298intentioned mistakes. I am neither power-

2304hungry nor malicious.

2307Organizations often need to survive conflict

2313in order to coalesce and grow. The essence

2321of the process is having the members accept

2329some of the responsibility for growth and

2336decision-making. I want this to happen.

2342This crisis can be turned from a nightmare

2350into a blessing by a combination of actions

2358by me and you. My job is to "open up all the

2370doors" and let all of the faculty input in.

2379I pledge to you that I will (and have already

2389begun to) use all informal and formal

2396mechanisms to foster faculty participation

2401and involvement. I believe that I am both

2409willing and able to do this.

2415But it will only work if, as I open my doors,

2426you close yours. You need to let it be known

2436that you are satisfied with the plans and

2444directions of the College, that you have

2451helped make sure it is on course, but that

2460its fate depends on it being able to solve

2469its own problems. And, as you know, those

2477problems are many and serious. And, with

2484that decision to let me continue (after all,

2492I have only had two years to deal with

2501problems and habits formed over at least 10

2509years) , you must step back from the process

2517and let it continue.

2521... If you step back, the faculty will

2529realize that they must begin to take faculty

2537governance processes seriously and use them

2543constructively to help get us out of this

2551fix. I want faculty involvement and I can

2559get it. If they have nowhere else to go but

2569to faculty committees, faculty meetings and

2575to me, that's where they'll go. But if they

2584can go to you, Steve or Bernie, they'll go

2593there.

2594I ask you personally, professionally and

2600humbly for your help, both for me and for the

2610College. The biggest help you can provide

2617now is to say to the world, let the College

2627of Education solve its own problems if it

2635wants to stay in business. The rest is up to us.

2646Dr. Turnbull felt this memorandum "was too little, too late," (T.236) and that

2659it advocated "the course [he] followed very consistently up until a couple weeks

2672before that." (T.236)

267517. On July 22, 1985, the department chairmen, having earlier met with Dr.

2688Tuckman, as agreed, met with Dr. Turnbull. They reported that Dr. Tuckman

"2700still did not understand the seriousness of the situation, and that they were,

2713therefore, not willing to proceed with him to try to change the faculty's mind

2727about the course and direction of the college." (T.231)

2736Resignation Requested

273818. Late that day Dr. Turnbull summoned Dr. Tuckman to his office and

2751requested that he step down as dean. Dr. Tuckman asked if he could think it

2766over overnight, and, on the morning of July 23, 1985, told Dr. Turnbull he

"2780wanted to be able to complete this year and have another year; and that at the

2796end of the next year, if [Dr. Turnbull] was ... dissatisfied with [Dr.

2809Tuckman's] performance, then at that time [Dr. Tuckman] would be willing to

2821resign." (T.62)

282319. Dr. Turnbull told Dr. Tuckman he was wasting his breath, that he

2836wanted him "out as dean right away." (T.62) When Dr. Tuckman "pleaded with

2849him," id., Dr. Turnbull reportedly said, "A well-worded letter of resignation

2860would resolve [sic] you of all embarrassment or pain." (T.62) But Dr. Tuckman

2873refused to resign, saying, "[Y]ou will have to fire me." Id.

2884No Longer Dean

288720. Believing Dr. Tuckman had been insubordinate, Dr. Turnbull wrote a

2898letter to him the following day. The parties stipulated that Dr. Turnbull had

2911full authority to act for FSU's president in these matters. The letter said:

2924Dear Bruce:

2926Effective immediately, you are relieved of

2932your responsibilities as Dean of the College

2939of Education. An alternative assignment for

2945the 1985-86 academic year will be made as

2953soon as possible.

2956Petitioner's Exhibit No. 15.

2960By memorandum dated July 30, 1985, Dr. Turnbull advised Dean Edwards, "Normal

2972procedures should be followed, except that you will substitute for Dr. Tuckman."

2984Petitioner's Exhibit No. 5. On or after July 24, 1985, but no later than July

299930, 1985, Dr. Turnbull had assigned Dean Edwards "responsibility for the

3010administrative affairs of the College of Education during the transition

3020following the reassignment of Dr. Tuckman." Petitioner's Exhibit No. 5.

303021. By memoranda dated July 29 and 30, 1985, Respondent's Exhibits Nos. 9-

304310, and by letter to Dr. Turnbull dated July 29, 1985, Respondent's Exhibit No.

30578, Dr. Tuckman made known his view that he had a right to continue as dean,

3073writing Dr. Turnbull, "I cannot accede to your request that I surrender my

3086position," Respondent's Exhibit No. 8, and signing a memorandum dated July 29,

30981985, addressed to department heads and ohers, "Bruce W. Tuckman, Dean."

3109Respondent's Exhibit No. 9.

311322. On July 31, 1985, Dr. Turnbull sent a memorandum to Dr. Tuckman, with

3127a "blind copy" to FSU's counsel, in form acquiescing to Dr. Tuckman's assertion

3140that he was still dean. This memorandum stated:

3148RE: Revised Assignment of Responsibilities

3153Pursuant to my July 24, 1985 letter to you

3162and our discussion of July 30, 1985, your

3170complete assignment as dean for the period

3177through the expiration of your current

3183contract (August 31, 1985), is as follows:

31901. to develop and prepare a written report

3198on the major policy and program initiatives

3205of the College of Education during your

3212tenure as dean along with a summary of your

3221perception of the goals and objectives

3227encompassed in these policies.

32312. to provide written recommendations on

3237priorities among these goals, objectives, and

3243plans to implement them, together with any

3250suggestions for alteration as a result of the

3258necessary reduction in College resources.

32633. responding upon request to inquiries from

3270Dean Edwards or other appropriate officials

3276about College of Education matters. (Dean

3282Edwards will be assisting during this

3288transitional period in the administration of

3294the College of Education.)

3298This reassignment is not intended to affect

3305your functions and responsibilities as a

3311faculty member.

3313In the best interests of the University and

3321in furtherance of a smooth transition, I am

3329instructing you to vacate the physical

3335quarters of the Office of Dean no later than

3344the close of business on Friday, August 2.

3352An alternative office will be assigned in the

3360Stone Building. Please contact Dean Edwards

3366concerning alternative office space.

3370The practical reality was, however, that Dr. Tuckman did not serve as Dean of

3384the College of Education after July 24, 1985. In September of 1985, Robert L.

3398Lathrop was named interim dean, and he became "continuing dean in January 1987."

3411(T.289)

341223. Academic deans customarily serve at the pleasure of university

3422presidents. By memorandum dated February 4, 1964, (but not shown to petitioner

3434before he signed the employment contract), Gordon W. Blackwell, then FSU's

3445president, "instituted" the policy that "Members of the faculty ... hold

3456administrative positions (... dean ...) at the pleasure of the President."

3467Respondent's Exhibit No. 16. This is the norm in the United States. Witnesses

3480at hearing, including academic deans at FSU, testified that FSU's deans served

3492at the pleasure of FSU's president during the time in question.

350324. Dr. Turnbull's letter of July 24, 1985, reflected these views, and

3515ended Dr. Tuckman's service as dean, although Dr. Tuckman stayed on as (and

3528remained, at the time of the hearing) a tenured full professor in the College of

3543Education. He received the full salary he contracted for in September of 1984

3556during the year ending August 31, 1985. Petitioner's Exhibit No. 13.

3567Faculty vs. Professional Staff

357125. The, Board of Regents, which heads the Division of Universities within

3583the Department of Education, has allocated university employees among three

3593distinct "pay plans." The position "dean and professor," like the position

"3604professor," has been assigned to the faculty pay plan, rather than to the

3617administrative and professional pay plan, or to the plan for "University Support

3629Personnel," formerly career service employees. (T.131, 190, 197).

363726. Article VII of the Constitution of the Florida State University,

3648entitled "The Professional Staff," provides:

3653Those persons holding academic

3657appointments within The Florida State

3662University, but not within a college or

3669school, and those persons within a college or

3677school holding academic appointments whose

3682responsibilities do not include teaching,

3687shall be considered members of the

3693Professional Staff. Members of the

3698Professional Staff having appropriate

3702qualifications and responsibilities shall be

3707assigned faculty rank by the President of the

3715University on recommendation of their

3720administrative officers for the purpose of

3726membership in the General Faculty.

3731Members of the Professional Staff shall

3737enjoy the assurance of annual recommendation

3743for reappointment in accordance with the

3749provisions of the Florida Statutes and the

3756regulations of the Board of Regents.

3762Petitioner's Exhibit No. 17, page 11.

3768Dr. Tuckman first saw this provision in July or August of 1983. (T.86)

378127. The text of Article VII, now promulgated as an administrative rule,

3793Rule 6C2-1.004(7), Florida Administrative Code, effective September 30, 1975,

3802has been included in the FSU Constitution since 1959. Similar language may have

3815appeared even earlier as a bylaw, and was originally drafted to authorize

3827conferring faculty rank on librarians. (T.411) As a provision of FSU's

3838Constitution, Article VII is not among the "rules and regulations of the Board

3851of Regents," strictly speaking.

385528. By virtue of Article VII or its predecessor, Willis Caldwell,

3866registrar and director of admissions, was given faculty rank, possibly as an

3878associate professor. Catherine Warren, Dean of Women, was "designated as

3888professor," (T.419) under Article VII or its predecessor. Ms. Warren had done

3900graduate work in history at Columbia University, but, like Willis Caldwell, had

3912no academic appointment within a college or school. Article VII was also

3924applied to Robert Pierce, who, as FSU's vice-president for administration from

39351972 to 1976 or 1977 (T.417), had no standing in an academic unit. (T.221) It

3950has never been applied to persons who "had faculty status in an academic unit or

3965with tenure." (T.224)

396829. When administrators teach, "it's considered part of their

3977responsibility." (T.415) A faculty member who forgoes teaching for research

3987does not, on that account, lose his status as a member of the faculty and become

4003a member of the professional staff. FSU's president, or his designee, has broad

4016authority in assigning administrative responsibilities to FSU's deans, but they

4026are not professional staff, if they have faculty appointments, even if they do

4039not teach.

404130. Article VI of the Constitution of Florida State University, Rule 6C2-

40531.004(6), Florida Administrative Code, deals at length with faculty members,

4063employees who, like petitioner, have academic appointments. As dean and

4073professor since his arrival at FSU, Dr. Tuckman has had faculty rank all that

4087time. He has enjoyed membership in the General Faculty by virtue of his

4100professorial rank, and has never been a member of the professional staff.

4112Article VII has no application in his case, and was not incorporated by

4125reference in the employment contracts Dr. Tuckman signed.

4133CONCLUSIONS OF LAW

413631. Petitioner contends that Dr. Turnbull's letter of July 24, 1985, ended

4148his deanship on that date, and breached the 1984-1985 employment contract

4159between petitioner and FSU on that account. FSU first counters that Dr.

4171Tuckman's deanship did not end then, characterizing the letter stripping Dr.

4182Tuckman of his authority to act as dean as nothing more than a reassignment of

4197administrative duties, within a range contemplated by the parties' contract.

4207Deanship Terminated

420932. But, when Dr. Turnbull wrote Dr. Tuckman on July 24, 1985, he

"4222relieved [him] of [his] responsibilities as Dean of the College of Education,"

4234Petitioner's Exhibit No. 15, and the parties stipulated that Dr. Turnbull had

4246full authority to act for FSU's president in this regard. Despite Dr. Tuckman's

4259contemporaneous claims otherwise, the record is clear that he was no longer

"4271dean and professor" after July 24, 1985, but "professor" only.

428133. The letter of July 24, 1985, did not affect Dr. Tuckman's status as a

4296tenured professor, but the contract covers the dean ship as well as the

4309professorship. Any ambiguity in the contract on this point is properly resolved

4321against FSU, which drafted the form agreement. See Grappone v. City of Miami

4334Beach, 496 So.2d 838 (Fla. 3rd DCA 1986); American Agronomics Corp. v. Ross, 309

4348So.2d 582 (3rd DCA) cert. den. 321 So.2d 558 (Fla. 1975).

435934. In arguing that Dr. Tuckman continued as dean, notwithstanding a

"4370reassignment of administrative duties," FSU invokes Rule 6C2-4.033, Florida

4379Administrative Code, which provides:

4383(1) Purpose, Scope and Sources of Evaluation.

4390(a) Each faculty member, tenured and non-

4397tenured, shall be evaluated at least once

4404annually on the basis of his or her

4412individual total performance in fulfilling

4417responsibilities to the University. The

4422basic purpose of the evaluation is faculty

4429improvement in the functions of teaching,

4435research, service, and any other duties that

4442may be assigned, with the resulting

4448enhancement of learning, cultural advancement

4453and the production of new knowledge. This

4460evaluation shall precede and be considered in

4467recommendations and final decisions on

4472tenure, promotions, salary increments, and

4477retention or termination.

4480(b) When first employed, each faculty

4486member shall be apprised, through his or her

4494contract, of what is expected of him or her,

4503generally, in terms of teaching, research and

4510other creative activities, and service, and

4516specifically if there are specific

4521requirements and/or duties involved. If and

4527when these expectations change during the

4533period of service of the faculty member, that

4541faculty member shall be apprised of the

4548change in written form...

4552Rule 6C2-4.033, Florida Administrative Code, implements Section 240.245, Florida

4561Statutes (1985), entitled "Evaluations of faculty members; report. " This

4570statute, which deals with the assignment of duties and responsibilities only

"4581[f]or the purpose of evaluating faculty members," Section 240.255(1), Florida

4591Statutes (1,985), requires:

4595These assigned duties or' responsibilities

4600shall be conveyed to each faculty member at

4608the beginning of each academic term, in

4615writing, by his departmental chairman or

4621other appropriate university administrator

4625....

4626Section 240.255(1), Florida Statutes (1985).

4631The statute, and therefore the rule, may be read to apply only to faculty

4645members below the rank of dean, as a faculty member given assignments by a

4659departmental chairman would ordinarily be. The statute (and presumptively,

4668therefore, any rule purporting to implement it) contemplates, moreover, written

4678assignments "at the beginning of each term." See Mohammed v. Department of

4690Education, University of Florida, 444 So.2d 1007 (Fla. 1st DCA 1984); but see

4703Erb Fontenot v. Florida State University, No. 85-3843 (FSU; Jan. 5, 1987).

471535. While it is true that Dr. Tuckman was appointed professor, as well as

4729dean, and was, therefore, a faculty member at all pertinent times, Dr.

4741Turnbull's letter of July 24, 1985, said nothing whatsoever about reassigning

4752his professorial responsibilities, "teaching, research and other creative

4760activities and service." Because he was a dean, not because he was a professor,

4774Dr. Tuckman was directly answerable to Dr. Turnbull, as President Sliger's

4785designee. Dr. Turnbull ended Dr. Tuckman's service as a dean; he did not simply

4799alter his duties as a professor.

4805Year Term Specified

480836. Alternatively, FSU contends that a statute, incorporated by reference

4818in the parties' employment contract, authorized FSU to terminate the deanship at

4830will. But a fair construction of the whole instrument is that FSU contracted

4843for Dr. Tuckman's services as dean through August 31, 1985, and that the parties

4857were mutually bound by their agreement to this effect. The employment contract

4869enforced against the employer in Grappone v. City of Miami Beach, 496 So.2d 836

4883(Fla. 3rd DCA 1986) "[b]y its terms ... commence[d] on a day certain and

4897terminate[d] upon a future contingent event." At 839. Here both commencement

4908and termination dates are spelled out.

491437. In arguing that the employment contract should be construed as making

4926Dr. Tuckman dean only at the pleasure of the president, rather than for the

4940duration of the term stated in the contract, FSU contends that the contract

4953incorporates by reference a statute in effect at the time FSU and petitioner

4966entered into the 1984-1985 employment contract, which provided:

4974[E]ach university shall have the power and

4981duty to:

4983* * *

4986(5) Appoint, remove, and reassign vice

4992presidents, academic deans, and other policy

4998level positions reporting directly to the

5004president. The president shall appoint and

5010be responsible for all other personnel.

5016(6) Provide for the compensation and other

5023conditions of employment for university

5028personnel who are exempt from chapter 110.

5035Section 240.277, Florida Statutes (1984

5040Supp.)

5041Effective July 1, 1985, Ch. 85-241 s. 13, Laws of Florida (1985), this statute

5055was amended, Ch. 85-241 s. 6, Laws of Florida (1985), to read, in pertinent

5069part:

5070Each University president shall:

5074(5) Appoint university personnel and

5079provide for the compensation and other

5085conditions of employment consistent with

5090applicable collective bargaining agreements

5094and Board of Regents rule for university

5101personnel who are exempt from chapter 110.

5108Section 240.227, Florida Statutes (1905).

5113The earlier version of the statute was no longer in effect as of July 24, 1985,

5129but, to the extent it was incorporated in the parties' contract, its provisions,

5142if applicable, would continue as part of their contract, notwithstanding the

5153statutory amendment. Florida Beverage Corp. v. Division of Alcoholic Beverages

5163and Tobacco, Department of Business Regulation, 503 So.2d 396 (Fla. 1st DCA

51751987). For obvious reasons, FSU has made no claim that Dr. Blackwell's

5187memorandum was incorporated in the parties' agreement.

519438. FSU's authority to appoint, remove and reassign is clear. Indeed, the

5206fact of the contract presupposes FSU's authority to appoint. Nor, in exercising

5218this authority to appoint, was FSU under any obligation to enter into an

5231employment contract for a definite term. But, having entered into such a

5243contract, FSU has no legal authority unilaterally to throw off the contractual

5255obligations it assumed. Here explicit provisions of the contract define with

5266precision how FSU's authority to appoint and remove was exercised in this case.

5279In large, capital letters, the contract declares its intention to bind the

5291parties for "12 MONTHS," through August 31, 1985.

5299No Right to Renewal or Notice of Nonrenewal

530739. Dr. Tuckman argues that Article VII of FSU's Constitution was

5318incorporated in the employment contract by reference, and confers the right on

5330incumbent deans to continue as deans, absent notice and proof of cause for their

5344removal. As a factual proposition, this contention was rejected ante,

5354paragraphs 29 and 30 of the findings of fact. Neither the practice at FSU nor

5369the understanding of ,those who interpretated Article VII was consistent with

5380incorporation.

538140. Petitioner contends, however, that, as dean, he was a person "within a

5394college or school holding [an] academic appointment [] whose responsibilities

5404d[id] not include teaching," Rule 6C2-1.004(7), Florida Administrative Code, and

5414that, as a matter of law, he was "professional staff" within the intendment of

5428the rule, on that account. But the evidence demonstrated that petitioner did

5440teach while he served as dean and that, although he had no contractual

5453obligation to teach, his responsibilities did include teaching, once he took it

5465on. (T.415 ) Because he both held an academic appointment within the College of

5479Education and had teaching responsibilities, his situation does not fall within

5490the ambit of Article VII of the FSU Constitution.

549941. The long-standing practice at FSU, and perhaps the universal rule in

5511this country, is that academic deans have no tenure in their deanships, in the

5525sense that university professors have tenure as professors. Certainly nothing

5535in the employment agreements the parties signed created any right in petitioner

5547to remain as dean beyond August 31, 1985. Cf. Mohammed v. Department of

5560Education, University of Florida, 444 So.2d 1007 (Fla. 1st DCA 1984); Erb

5572Fontenot v. Florida State University, No. 85-3843 (FSU; Jan. 5, 1987). Nor does

5585any provision of the 1984-1985 contract, Petitioner's Exhibit No. 13, spell out

5597any right to notice of FSU's intent not to renew. Petitioner did not prove any

5612practice, custom or usage with regard to affording deans notice, when FSU

5624decides not to renew their contracts for the dean and professor" positions they

5637hold, much less reliance, on his part, on any such custom or usage. A fortiori,

5652no right to renewal absent cause has been demonstrated. On this record, FSU was

5666under no legal obligation to afford Dr. Tuckman any more notice than it did

5680furnish that his contract as "dean and professor" would not be renewed.

5692Declaratory Relief Only

569542. Dr. Turnbull's letter of July 24, 1985, breached the contract between

5707the parties, but any injuries Dr. Tuckman may have suffered were not monetary.

5720He received the agreed salary for the whole term of the contract. In this

5734respect, the present case resembles that of a public employee who has been

5747suspended with pay pending a hearing on charges that would warrant termination,

5759but which are not proven. Although exonerated at hearing, such an employee is

5772entitled to no additional moneys or other "nondeclaratory" relief, with respect

5783to the period of suspension.

578843. The only injury petitioner has proven that he sustained by virtue of

5801FSU's breach was the unwelcome change in status, on and after July 24, 1985, to

5816and including August 31, 1985, from "dean and professor" to "professor" only.

5828Every other claim he has advanced in each of these consolidated cases must be

5842rejected, to the extent it rests on rights thought to arise under the parties'

58561984-1985 contract. Since, however, the District Court's decision in Tuckman v.

5867Florida State University, 489 So.2d 133 (Fla. 1st DCA 1986), establishing the

5879law of the case, assumes that the breach affected petitioner's substantial

5890interest, he is at least entitled to a declaration that the breach occurred.

5903Other Allegations

590544. In Case No. 86-3305 petitioner seems to allege that FSU reduced his

5918salary by 18.2 percent for 1986-1987 for "unlawful," "punitive and retaliatory"

5929reasons. Under these broad headings, it may be petitioner's intention to plead

5941violations of his rights as a tenured professor, see Rule 6C-5.225, Florida

5953Administrative Code, or of his First Amendment rights as a citizen. See Connick

5966v. Myers, 461 U.S. 138, 75 L.Ed.2d 708, 103 S.Ct. 1684 (1983); Pred v. Board of

5982Public Instruction of Dade County, Florida, 415 F.2d 851 (5th Cir. 1969).

5994Against this possibility, it is appropriate to grant leave to amend the petition

6007in Case No. 86-3305, in order that petitioner have an opportunity to file a

6021petition in conformity with Rule 22I-6.004, Florida Administrative Code. See

6031All Risk Corp. of Florida v. State Department of Labor and Employment Security,

6044Division of Workers' Compensation, 413 So.2d 1200 (Fla. 1st DCA 1982). By

6056separate order of even date, such leave is granted, and Case No. 86-3305 remains

6070open for that purpose.

6074RECOMMENDATION

6075That FSU enter a final order in Case No. 86-2483 declaring the parties'

60881984-1985 employment contract, Petitioner's Exhibit No. 13, breached, effective

6097July 24, 1985, but denying further relief in Case No. 86-2483.

6108DONE and ENTERED this 11th day of June, 1987, at Tallahassee, Florida.

6120_________________________________

6121ROBERT T. BENTON, II

6125Hearing Officer

6127Division of Administrative Hearings

6131The Oakland Building

61342009 Apalachee Parkway

6137Tallahassee, Florida 32399-1550

6140(904) 488-9675

6142Filed with the Clerk of the

6148Division of Administrative Hearings

6152this 11th day of June, 1987.

6158APPENDIX TO RECOMMENDED ORDER, CASE NO. 86-2483

6165Petitioner's proposed findings of fact Nos. 1 through 17, 20, 22, and 24

6178have been adopted, in substance, insofar as material.

6186Petitioner's proposed finding of fact No. IS has only been adopted to the

6199extent indicated by reference to petitioner's remaining proposed findings of

6209fact.

6210With reference to petitioner's proposed finding of fact No. 19, the FSU

6222Constitution has been adopted as an administrative rule, now numbered Rule 6C-

62341.004, Florida Administrative Code.

6238With reference to petitioner's proposed finding of fact No. 21, Dr. Tuckman

6250saw Article VII in July or August of 1983. The evidence did not show that he

6266relied in fact on Article VII.

6272Petitioner's proposed findings of fact Nos. 23 and 25 were not established

6284by the weight of the evidence.

6290Respondent's proposed findings of fact Nos. 1, 2, 4, 5, 8, 9, 10, 12, 13,

630514, 16, 18, 19, 21, 22, and 24 have been adopted, in substance, insofar as

6320material.

6321With respect to respondent's proposed finding of fact No. 3, Rule 6C2-

63331.004(3)(a), Florida Administrative Code, makes clear that Article VII can

6343confer membership in the general faculty.

6349With respect to respondent's proposed findings of fact Nos. 6 and 7, FSU

6362contracted in September of 1984 for Dr. Tuckman's services as "dean and

6374professor," not only for his services as a professor. Although deans ordinarily

6386hold professorial rank, there is a difference between being dean and being

6398simply a professor. In executing Petitioner's Exhibit No. 13, the parties

6409agreed that Dr. Tuckman would serve as dean through August 31, 1985.

6421With respect to respondent's proposed finding of fact No. 11, the evidence

6433supports every sentence but the antepenultimate, which is partially an erroneous

6444conclusion of law. The evidence did not show that an FSU vice-president had

6457ever before unilaterally removed a dean, although there was testimony that

6468Robert Lawton had been asked for his resignation. (T. 220)

6478Respondent's proposed finding of fact No. 15 has been adopted, in

6489substance, insofar as material, except that the evidence was that Dr. Tuckman

6501had appointed three quarters of the Administrative Council, not three quarters

6512of the department heads.

6516With respect to respondent's proposed finding of fact No. 17, the number

6528was $6,056.

6531Only the first sentence in respondent's proposed finding of fact No. 20 has

6544been adopted as established by the weight of the competent evidence.

6555The first two sentences in respondent's proposed finding of fact No. 23

6567were established by the evidence. On July 24, 1985, Dr. Tuckman was relieved of

6581his responsibilities as dean. Thereafter, Dr. Edwards acted de facto as Dean of

6594the College of Education.

6598With respect to respondent's proposed finding of fact No. 25, the evidence

6610showed that Dr. Turnbull set out to do what he thought was best for the

6625university without any ulterior motive, but the evidence did not show that Dr.

6638Tuckman had breached the employment agreement or that anything else had relieved

6650FSU of its legal obligations under the agreement.

6658COPIES FURNISHED:

6660President Bernard Sliger

6663Florida State University

6666Tallahassee, Florida

6668Gerald B. Jaski, Esquire

6672Linda C. Schmidt, Esquire

6676Florida State University

6679311 Hecht House

6682Tallahassee, Florida 32306

6685Stephen Marc Slepin, Esquire

6689Slepin & Slepin

66921114 East Park Avenue

6696Tallahassee, Florida 32301

6699=================================================================

6700AGENCY FINAL ORDER

6703=================================================================

6704STATE OF FLORIDA

6707DEPARTMENT OF EDUCATION

6710DIVISION OF UNIVERSITIES

6713STATE UNIVERSITY SYSTEM

6716THE FLORIDA STATE UNIVERSITY

6720BRUCE TUCKMAN,

6722Petitioner,

6723vs. CASE NO. 86-2483

6727THE FLORIDA STATE UNIVERSITY,

6731Respondent.

6732______________________________/

6733FINAL ORDER

6735This matter came before me as Presidents of The Florida State University,

6747in my capacity as agency heed as defined in section 120.52(3), Florida Statutes,

6760for consideration of the Recommended Order in the above-styled cause as rendered

6772by the Hearing Officer of the Division of Administrative Hearings on June 11,

67851987, pursuant to formal proceedings conducted in accordance with section

6795120.57(1), Florida Statutes. See Tuckman v. Florida State University, 489 So.2d

6806173 (Fla. 1st DCA 1986). Exceptions to the Recommended Order were filed by the

6820Petitioner. Upon consideration of the Recommended Order and Petitioner's

6829exceptions thereto, it is hereby ordered:

68351. That the Hearing Officer's Findings of Fact, paragraphs 1-30, are

6846adopted and incorporated herein by reference.

68522. That the Hearing Officer's Appendix, ruling on the parties' proposed

6863findings of fact, is adopted and incorporated herein by reference, with the

6875exception of the first and last sentences in the eighth and last full paragraph

6889on page 21, which state a conclusion of law of the Hearing Officer with which

6904the University disagrees.

69073. That the Hearing Officer's Conclusions of Law and their corollaries and

6919legal reasoning leading thereto that Petitioner was not a member of the

"6931professional staff" referenced in Article VII of the University Constitution,

6941that there is no tenure in a deanship , that Petitioner had no right to continue

6956as dean subsequent to August, 1985, nor any right to notice of nonrenewal beyond

6970what he was given, that Petitioner suffered no monetary damages, are adopted and

6983incorporated herein by reference, but the Conclusion of Law and legal reasoning

6995leading thereto that there was a technical breach of contract by the University

7008is rejected.

70104. That the Hearing Officer's Conclusion of Law and the legal reasoning

7022leading thereto that the University entered into a contract for Petitioner's

7033services as dean through August 31, 1985 [with no discretion reposed in the

7046President or his designee, the Vice President, to remove or reassign the dean's

7059policy-level duties if the need arose], and therefore by relieving him of his

7072responsibilities as dean on July 24, 1985, breached a contract with Petitioner

7084is rejected for the following reasons:

"7090Dean and Professor" is precisely an academic classification. It is a

7101specific and singular classification within the faculty pay plan. (See Finding

7112of Fact 25.) That title is covered under Article VI of the Florida State

7126University Constitution (Rule 6C2-1.004(6), Florida Administrative Code, which

7134defines faculty. (See Finding of Fact 30.) Thus, Rule 6C2-4.033, Florida

7145Administrative Code, applies to Dean and Professor as a single job

7156classification of a faculty member. Of particular note is subsection (b) of

7168that Rule:

7170(b) when first employed, each faculty

7176member shall be apprised, through his or

7183her contract, of what is expected of him

7191or her, generally, in terms of teaching,

7198research and other creative activities,

7203and service, and specifically if there are

7210specific requirements and/or duties

7214involved. If and when these expectations

7220change during the period of service of the

7228faculty member, that faculty member shall

7234be apprised of the change in written

7241form...

7242Contrary to the recommended conclusion of law, p. 15 of the Recommended

7254Order, the "assigned duties" include Petitioner's duties as professor and as

7265dean. Indeed his administrative duties flow from and interact with his

7276responsibilities of teaching, research and other creative activities and

7285service, and specifically where he had "specific requirements and/or duties

7295involved" as dean. Dr. Turnbull's letter of July 24, 1985, reassigned those

7307duties in accord with this rule.

7313The appointment "contract" at issue herein, Petitioner's Exhibit 13,

7322communicated to him that his annual salary for the period September 1, 1984

7335through August 31, 1985, would be $63,000. The document specified the salary,

7348the Classification Title/Rank of Dean & Professor, with a Class Code of 9040 and

7362Appointment Modifier B. None of these numbers or designations changed on July

737424, 1985. The Hearing Officer found that as a practical reality Petitioner did

7387not serve as dean after July 24, 1985, and the University has accepted that

7401factual determination, but the University never promised Petitioner that he

7411would have an administrative assignment throughout the anticipated period to do

7422deanly duties. The Hearing Officer did not specifically address the

7432University's proposed finding of fact, which is supported by the evidence, that

7444appointment contracts and assignments of duties are not contained in the same

7456document. University practice and Rule 6C2-4.033 noted above clearly

7465demonstrate this fact.

7468The contract document that gave Petitioner deanly duties was his Exhibit

747910, the letter of April 28, 1983, from Dr. Turnbull offering Petitioner the

7492position of "Dean of the Florida State University College of Education which

7504carries with it the rank of Full Professor of Education." The Hearing Officer

7517correctly found that there is no tenure in a deanship at this University and

7531perhaps universally in this country and that the University's authority to

7542appoint, remove, and reassign deans is clear. Thus, a dean's employment as dean

7555is at the pleasure of the President, i.e., at will.

7565Petitioner's initial "contract" with the University, his offer and

7574acceptance of employment with the University to begin on July 1, 1983

7586(Petitioner's Exhibit 10), is a contract of indefinite duration. It anticipates

7597continuing beyond simply being temporary. Contracts for indefinite periods of

7607time may be terminated by either party at will. Knudsen v. Green, 116 Fla. 47,

7622156 So.240 (1934); Muller v. Stromberg Carlson Corp., 427 So.2d 266 (Fla. 2d DCA

76361983); Roy Jorgenson Assoc., Inc. v. Deschenes , 409 So.2d 1188 (Fla. 4th DCA

76491982); Catania v. Eastern Airlines, Inc., 381 So.2d 265 (Fla. 3d DCA 1980;

7662Russell & Axon v. Handshoe , 176 So.2d 909 (Fla. 1st DCA), cert. denied, 188

7676So.2d 317 (Fla. 1965). Petitioners initial contract includes a continuing

7686appointment (as opposed to temporary) under Rule 6C-5.105(4)(a )1, Florida

7696Administrative Code:

7698(4) Types of Appointments - Appointments

7704are classified with respect to duration

7710of time and degree of effort.

7716(a) Duration of time.

77201. Continuing - Those appointments

7725for periods of no more than twelve

7732months but at least thirty-nine weeks of

7739each, beginning with the Fall

7744or Summer term.

77472. Temporary - Those appointments for

7753periods of time of less than thirty-nine

7760weeks of an academic year. If an appoint-

7768ment is temporary, the contract or letter

7775of appointment shall so state and notice

7782of nonrenewal of such an appointment is not

7790required.

7791( emphasis supplied). Continuing means at least 39 weeks ; temporary means less

7803than 39 weeks, or nine months, the standard faculty appointment. As

7814appointments of indefinite duration, continuing contracts are terminable at will

7824subject to any applicable notice provisions or tenure rights as found elsewhere

7836in the rules or union agreement . There is no tenure in administrative

7849positions, nor do notice provisions apply to tenured faculty members who are

7861informed they will not continue in an administrative position. Mohammed v.

7872Dept. of Education, Univ. of Fla., 444 So.2d 1007 (Fla. 1st DCA 1984). Unlike

7886for all other classes of employees, there are no provisions of any kind in the

7901statutes, rules or union agreement giving academic deans (or vice presidents or

7913such policy level positions) any employment rights in their administrative

7923duties. An analogous situation to the present case existed in Roy Jorgensen

7935Associates, Inc. v. Deschenes, wherein Deschenes was offered and accepted an

7946employment contract containing an express provision relating to its duration,

7956stating that

7958On or about October 31 you will be

7966assigned to our Ecuador Highway

7971Maintenance Technical Assistance

7974Project in the capacity of Highway

7980Maintenance Engineer for a period

7985of 28 months.

7988409 So.2d at 1190. The letter also referred to Deschenes becoming a "permanent

8001employee" and the accrual of three weeks per year of annual leave after five-

8015years' service. The court viewed "the quoted language of the contract ....as

8027being merely language of expectation, not as a definite period of employment."

8039Id. Likewise in Petitioner's case the intention when he was hired in 1983 was

8053that he would serve as dean of the College of Education for an indefinite

8067period--as long as the President or designee wanted him to, subject to his own

8081right to resign at any time. (See Finding of Fact 23, 24.) Other Academic

8095Deans testified that this was the Agency policy and practice and they also

8108signed continuing "contracts" as Petitioner's Exhibit 13. Petitioner's annual

8117appointment contracts specifying annual salary may be seen as evidencing

8127expectations within the original indefinite term of employment.

8135The Hearing Officer seems to have focused only on Petitioner's Exhibit 13

8147in finding that it somehow limited the University's recognized authority to

8158remove Petitioner as dean, without reading it in pari materia with Petitioner's

8170initial appointment letter and without construing applicable law to be part of

8182it. In addition to the above noted Rules, at the time of execution of the

8197contract at issue, the following statute was in effect:

8206[E ]ach university shall have the

8212power and duty to:

8216(5) Appoint, remove, and reassign

8221vice presidents, academic

8224deans, and other policy-level

8228positions reporting directly to the

8233president. The president shall

8237appoint and be responsible for all

8243other personnel.

8245(6) Provide for the compensation

8250and other conditions of employment

8255for university personnel who are exempt

8261from Chapter 110.

8264240.277(5), Fla. Stat. ( Supp. 1984) (emphasis supplied). This same explicit

8275additional authority was provided in Rule 6C- 4.01(2). Applicable law in force

8287at the time a contract is executed is deemed to be part of the contract as if

8304expressly incorporated into it. Fla. Beverage Corp. v. Div. of Alcoholic

8315Beverages & Tobacco, 503 So.2d 396 (Fla. 1st DCA 1978). The contract here at

8329issue specifically provided that it is subject to the constitution and laws of

8342this state, the United States, and the rules of the Board of Regents. Moreover,

8356agency practice, including trade and local customs and usages (as found in

8368Finding of Fact 23 and 24.), are relevant to consider in interpreting the

8381contract. 11 Fla. Jur. 2d Contracts 125, 128, 129 (1979) ; Restatement (Second)

8393of Contracts 222 (1979).

8397Section 240.277(5) gives the University (President or designee) the power

8407to appoint and be responsible for all university personnel. The power to

8419appoint would include the power to appoint for a specific, definite term as well

8433as for an indefinite term. It would also include the power/discretion not to

8446appoint or not to reappoint. The legislature did not deem the President's power

8459to appoint for a specific term or to choose not to do so sufficient in the case

8476of academic deans and other policy-level positions. It went further regarding

8487the President's power over these positions and explicitly and specifically gave

8498the President the additional power to remove and reassign them. Removal and

8510reassignment connote a change in status at the time an existing appointment is

8523still operative. This interpretation is based on the plain meaning of the

8535words, Brooks v. Anastasia Mosquito Control District, 148 So.2d 64 (Fla. 1st DCA

85481963), Guarniere v. Henderson, 171 So.2d 617 (Fla. 1st DCA 1965), as well as the

8563presumption that statutory language is there for a purpose. Alexander v. Booth,

8575.56 So.2d 716 (Fla. 1952) ; Lee v. Gulf Oil Corp., 148 Fla. 612, 4 So. 868

8591(1941) ; Vocelle v. Knight Bros. Paper Co., 118 So.2d 664 (Fla. 1st DCA 1960).

8605Section (6) of the statute gives the President the authority to "provide

8617for the compensation and other conditions of employment" for University

8627personnel. That would include the term, duration and assignment of all such

8639personnel, including academic deans. Further, Section (5) gives the President

8649the right to appoint certain high level, policy positions, including academic

8660deans. Clearly those two sets of powers would give the President the power to

8674appoint for only a specific duration or for no duration, i.e., at will. Thus,

8688Section (6) and the power to appoint alone would give the President the very

8702authority which the Hearing Officer concluded the University utilized in

8712creating the "contract" at issue, Petitioner's Exhibit 13. But the legislature

8723gave the University two additional provisions for this certain category of

8734policy level positions, i.e., "to reassign and to remove." These additional

8745powers were intended notwithstanding the appointment, whether for a certain

8755duration, certain period of time or certain assignment. This statutory power

8766incorporates a long standing academic custom and far understanding, which was

8777further expressed in a Chancellor's memorandum (Respondent's 16) and in the

8788Board of Regents Rule, 6C-4.01(2). The "contract" at issue incorporates those

8799statutory and agency rules and specifically makes it subject to them. All of

8812the academic deans testified that they signed similar "contracts" and understood

8823they served at the pleasure of the President or his designee, and could be

8837unilaterally reassigned or removed at any time. Even Petitioner said his past

8849experience was that deans serve at the pleasure of the University.

8860Agency practice and policy has long been that deans serve at the pleasure

8873of the President or designee. The 1984-1985 "contract" at issue was not meant

8886to, and did not, promise a specific assignment; it promised a specific salary,

8899with the contemplation that Petitioner would serve as dean unless something

8910happened to cause the President or designee to determine that Petitioner's

8921service as dean was no longer in the best interests of the University. The

8935University would never bind itself to enduring a 12-month period with a top

8948policy-level administrator who becomes unacceptable, for whatever reason, to the

8958President or designee and give up its clear authority not only to appoint, but

8972also, in addition, to remove and reassign. Recommended Order at 17.

8983Likewise, it is clear that the parties did not intend that the designation

8996of August 31, 1985 was to signify the legal duration of Petitioner's status as

9010professor. Yet that would also be the logical conclusion of the Recommended

9022Order.

9023The same rules and statutory provisions as well as standard practice in

9035existence outside the four corners of Petitioner's Exhibit 13 reveal not one

9047right, process or procedure relating only to deans or administrative duties.

9058Deans are faculty whose assignment is predominantly administrative as determined

9068by the Vice-President. Some deans do what others do not; colleges, schools, and

9081departments differ. University administration requires a policy which makes

9090such service and duties to be at the discretion and unilateral direction of the

9104appropriate administrator, whether it be Vice-President, President or other.

9113That is precisely what history, practice, policy, rule and statute provide.

9124It is to these factors that logic dictates we go to determine what the

9138contract, with a capital "C," between Petitioner and Respondent really is.

9149The Recommended Order erroneously disregards the history, policy, practice,

9158Rules and Statutory provisions noted above. Instead it views simply "12 months"

9170and August 31, 1985 as the controlling provisions without going beyond the

9182document. Clearly none of the terse terms, phrases and code numbers is clearly

9195self-evident or all-encompassing.

9198The Hearing Officer apparently concluded as a matter of law that the

9210University forfeited even these additional powers given by the legislature in

9221section 240.277(5) by entering into the subject contract, even though the

9232University was under no obligation to do so. The University rejects this

9244interpretation as contrary to its longtime policy, practice, rule and statute,

9255that deans serve at the pleasure of the President and contrary to the document

9269itself, which does not except section 240.277(5) from the "Laws of the State of

9283Florida" to which it was explicitly subject. The University's interpretation of

9294a statute governing its operation and based on long-established policy should be

9306given great weight. See McDonald v. Dept. of Banking and Finance, 346 So.2d 569

9320(Fla. 1st DCA 1977). Moreover,

9325Contracts are written, and are to be

9332read, by reference to the norms of

9339conduct and expectations founded upon

9344them. This is especially true of

9350contracts in and among a community of

9357scholars, which is what a university is

9364The readings of the market place are not

9372invariably apt in this non-commercial

9377context.

9378Greene v. Howard University, 412 F.2d 1128, 1135 (D.C. Cir. 1969) (emphasis

9390supplied).

93915. That Petitioner's exceptions are diposed of as follows:

94001. and 2. Contrary to Petitioner's asser-

9407tion, there was no breach of contract.

9414But even if there had been, the law would

9423not require restoration of his position,

9429as his right to it would have expired on

9438August 31, 1985. Denied.

94423. Petitioner's assertion is contrary to

9448the Hearing Officer's findings, which were

9454supported by the law and evidence. Denied.

94614. Same as 3. Denied.

94665. As found by the Hearing Officer and

9474according to law the alleged breach was with-

9482out legal detriment to Petitioner inasmuch

9488as he lost no salary. The alleged humilia-

9496tion suffered by Petitioner is not an element

9504of recoverable damages and is contrary to the

9512evidence. Hazen v. Cobb, 96 Fla. 151, 117

9520So. 853 (1928). Denied.

95246. The undersigned is unable to determine

9531which are the "discrete, penumbral findings

9537or conclusions adjunctive to #1 - #6 [sic]"

9545to which he excepts and further, there is

9553ample evidence to sustain the findings.

9559Denied.

95606. That the Hearing Officer's recommendation that the University enter a

9571final order declaring that the parties' 1984- 1985 employment contract was

9582breached effective July 24, 1985, is rejected for the above-stated reasons, but

9594his recommendation that other relief should be denied is accepted. All of the

9607Hearing Officer's conclusions of law that support the denial of relief are

9619incorporated herein.

9621IT IS THEREFORE ORDERED THAT:

9626The Petition herein is DISMISSED.

9631Pursuant to section 120.59, Florida Statutes, the parties are notified that

9642any appeal of this Final Order may be made by filing one copy of a Notice of

9659Appeal with the Clerk of the Agency, Ms. Janet V. Everheart, Office of General

9673Counsel, 311 Hecht House, Florida State University, Tallahassee, Florida 32306,

9683and one copy, accompanied by the filing fees prescribed by law, with the First

9697District Court of Appeal within thirty (30) days of the date this Order is

9711filed.

9712This Order shall become effective upon filing with the Clerk of the Florida

9725State University.

9727DONE this 9th day of September, 1987.

9734_________________________________

9735BERNARD F. SLIGER

9738President

9739The Florida State University

9743Filed with the Clerk of the Agency this 9th day of September, 1987, at

9757Tallahassee, Leon County, Florida

9761_________________________________

9762Janet V. Everheart

9765Clerk

9766The Florida State University

9770COPIES FURNISHED:

9772The Honorable Robert Benton

9776Hearing Officer

9778Division of Administrative Hearings

9782The Oakland Building

9785Tallahassee, Florida 32301

9788Stephen M. Slepin, Esquire

97921114 East Park Avenue

9796Tallahassee, Florida 32301

9799Gerald B. Jaski, Esquire

9803Linda C. Schmidt

9806Office of the General Counsel

9811The Florida State University

9815311 Hecht House

9818Tallahassee, Florida 32306

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PDF
Date
Proceedings
PDF:
Date: 09/09/1987
Proceedings: Agency Final Order
PDF:
Date: 06/11/1987
Proceedings: Recommended Order
PDF:
Date: 06/11/1987
Proceedings: Recommended Order (hearing held , 2013). CASE CLOSED.

Case Information

Judge:
ROBERT T. BENTON, II
Date Filed:
07/10/1986
Date Assignment:
07/16/1986
Last Docket Entry:
06/11/1987
Location:
Tallahassee, Florida
District:
Northern
Agency:
ADOPTED IN PART OR MODIFIED
 

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Related Florida Statute(s) (2):

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