97-003864RX
Gregory J. Harris vs.
Marriage And Family Therapy
Status: Closed
DOAH Final Order on Thursday, May 21, 1998.
DOAH Final Order on Thursday, May 21, 1998.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8GREGORY J. HARRIS, )
12)
13Petitioner, )
15)
16vs. ) Case No. 97-3864RX
21)
22BOARD OF CLINICAL SOCIAL WORK, )
28MARRIAGE AND FAMILY THERAPY AND )
34MENTAL HEALTH COUNSELING, (
38)
39Respondent. )
41__________________________________)
42GREGORY J. HARRIS, )
46)
47Petitioner, )
49)
50vs. ) Case No. 97-5032RU
55)
56BOARD OF CLINICAL SOCIAL WORK, )
62MARRIAGE AND FAMILY THERAPY AND )
68MENTAL HEALTH COUNSELING, )
72)
73Respondent. )
75__________________________________)
76FINAL ORDER
78A formal administrative hearing was held in this case before
88the Division of Administrative Hearings, by Daniel M. Kilbride,
97Administrative Law Judge, on March 16, 1998, in Tallahassee,
106Florida.
107APPEARANCES
108For Petitioner: Eric B. Tilton, Esquire
114Gustafson, Tilton, Henning & Metzger, P.A.
120204 South Monroe Street, Suite 200
126Tallahassee, Florida 32301
129For Respondent: Lee Ann Gustafson
134Assistant Attorney General
137Department of Legal Affairs
141The Capitol, Plaza Level 01
146Tallahassee, Florida 32399-1050
149STATEMENT OF THE ISSUES
153Case No. 97-3864RX
156Whether Rule 64B4-21.007, formerly numbered 59P-21.007,
162Florida Administrative Code, is an invalid exercise of delegated
171legislative authority.
173Case No. 97-5032RU
176Whether the determination, in the first instance, by the
185Respondent of whether a petitioner for a Chapter 120, Florida
195Statutes, formal hearing has raised a disputed issue of material
205fact, is a statement that constitutes a rule, pursuant to Section
216120.52(15), Florida Statutes.
219PRELIMINARY STATEMENT
221On August 22, 1997, Petitioner filed a Petition for
230Administrative Determination of a Rule with the Clerk of the
240Division of Administrative Hearings. This case was assigned to
249the undersigned and was set for hearing. Shortly thereafter,
258this matter was abated on motion of the Petitioner, in order for
270Petitioner to seek a waiver of certain portions of the rule. On
282October 27, 1997, Petitioner filed a Challenge to an Agency
292Statement Which is Defined as a Rule. The case was assigned to
304the undersigned Judge. An Amended Challenge was filed on
313November 14, 1997. The two cases were consolidated by Order,
323dated December 4, 1997. The formal hearing was continued twice
333at the request of the Respondent. Respondent's Motion for
342Summary Final Order was denied on February 16, 1998.
351At the hearing o n March 16, 1998, Petitioner offered the
362testimony of Dr. F. Donald Kelly, Jr., and Dr. Gloria Lobnitz.
373Petitioner submitted four exhibits. Respondent offered the
380testimony of Dr. Lobnitz, and submitted six exhibits.
388The transcript of the hearing was filed on April 1, 1998.
399Petitioner filed his proposed final order on April 17, 1998.
409Respondent filed its proposals on April 16, 1998. Each of the
420parties' proposals have been given careful consideration in the
429preparation of this final order.
434FINDINGS OF FACT
437Based on the stipulation of the parties and the evidence
447educed at hearing, the following findings of fact are found:
4571. Petitioner filed an application for licensure as a
466marriage and family therapist pursuant to Section 491.005,
474Florida Statutes.
4762. After consideration of the documents submitted by
484Petitioner, Respondent issued its Order of Intent to Deny filed
494August 1, 1997.
4973. The grounds stated by the Respondent for denying
506Petitioner's application are that Petitioner did not demonstrate
514that he completed two years of clinical supervision under the
524supervision of a supervisor that meets the qualifications stated
533in Rule 64B4-21.007, Florida Administrative Code.
5394. Petitioner completed six semester hours of graduate
547coursework in marriage and family systemic theories and
555techniques at an accredited university. The courses were taught
564by Petitioner's clinical supervisor.
5685. Petitioner's supervisor for his clinical experience is a
577licensed psychologist who did not complete, as a student, six
587semester hours or eight quarter hours of graduate coursework in
597marriage and family systemic theories and techniques.
6046. The Board interprets Rule 64B4-21.007 to require the
613supervisor to take the coursework as a student. Teaching these
623subjects is not considered coursework.
6287. Petitioner filed a timely Petition for Formal Hearing
637which alleged that he had completed two years of clinical
647supervision under a qualified supervisor.
6528. Respondent denied Petitioner's Petition for Formal
659Hearing on the grounds that Petitioner had not raised a disputed
670issue of material fact.
6749. Petitioner filed a notice of appeal of Respondent's
683Order denying the Petition for Formal Hearing. Said appeal is
693pending before the Florida First District Court of Appeal.
70210. When Respondent receives petitions for hearing on
710licensure denials requesting a hearing pursuant to Section
718120.57(1), Florida Statutes, the Board reviews the petition and
727the application file and determines if the applicant has raised a
738disputed issue of material fact.
74311. Rule 64B4-21.007, Florida Administrative Code, was
750originally adopted on July 6, 1988, as Rule 21CC-21.007.
75912. The rule, as originally promulgated, defined "qualified
767supervisor" as, inter alia , a licensed psychologist who also
776meets the educational requirements for licensure as a marriage
785and family therapist. The language requiring the licensed
793psychologist to meet the educational requirements for licensure
801as a marriage and family therapist was deleted by the Board in
8131993. The deleted language would have required the supervisor to
823demonstrate not only six semester hours of graduate coursework in
833marriage and family systemic theories and techniques, but also to
843demonstrate all of the coursework required for licensure as a
853marriage and family therapist, a practicum in marriage and family
863therapy under a qualified supervisor as defined by the Board, and
874supervised experienced under a qualified supervisor as defined by
883the Board.
88513. In 1996, the Board amended the rule to de fine
"896qualified supervisor" as, inter alia , a licensed psychologist
904who "can document a minimum of six semester or eight quarter
915hours of graduate coursework in marriage and family systemic
924theories and techniques."
92714. The purpose of the amendment was to provide interns
937access to qualified people to supervise applicants for licensure
946in marriage and family therapy, while ensuring that the
955supervisor was in fact supervising for marriage and family
964therapy, i.e ., training marriage and family interns.
97215. Significant differences exist between the profession of
980marriage and family therapy and the use of marriage and family
991systemic theories as a modality in the practice of psychology.
100116. The legislature recognizes those differences and
1008requires specific education for each of the licenses issued under
1018Chapter 491.
102017. The uniqueness of marriage and family therapy as a
1030distinct profession is an acceptance and integration of a
1039systemic paradigm of thought. The professional marriage and
1047family therapist sees the whole as greater than the sum of its
1059parts and seeks to understand the interrelationship of the parts.
106918. The education and training required for entry into the
1079profession of marriage and family therapy provides socialization
1087into the systemic framework of the profession, and the two years
1098of supervised clinical experience is a part of that socialization
1108process.
110919. The Respondent alleges that it would not be appropriate
1119for the Board to accept only teaching experience in lieu of
1130coursework for an individual to meet the requirements a qualified
1140supervisor.
114120. The Board accepts various kinds of educational
1149experiences as meeting the educational requirements of
1156Rule 64B4-21.007(1)(d), including audited courses and externships
1163from recognized clinics.
116621. In requiring "qualified supervisors" to demonstrate
1173education, as opposed to teaching experience, the Board seeks to
1183establish a standard and fair evaluation procedure.
119022. There is a standardization that has an element of
1200fairness in a paper review in accepting a transcript from a
1211regionally accredited institution as proof of the required
1219education. The Respondent also alleges that accepting teaching
1227experience as meeting the educational requirements of
1234Rule 64B4-21.007 presents a daunting task and would amount to
1244accreditation by the Board of courses taught by persons
1253applicants seek to have approved as qualified supervisors.
1261CONCLUSIONS OF LAW
126423. The Division of Administrative Hearings has
1271jurisdiction over the subject matter of and the parties to this
1282proceeding, pursuant to Section 120.56(1), Florida Statutes
1289(1997).
1290Standard for Challenging Existing Rule
129524. The 1996 amendments to the Administrative Procedures
1303Act (APA) took effect on October 1, 1996. Section 120.56(1),
1313Florida Statutes (1997), authorizes "[a]ny person substantially
1320affected by a rule . . . [to] seek an administrative
1331determination of the invalidity of the rule on the ground that
1342the rule is an invalid exercise of delegated legislative
1351authority."
135225. Section 1 20.56(3), Florida Statutes (1997), authorizes
1360a substantially affected person to "seek an administrative
1368determination of the invalidity of an existing rule at any time
1379during the existence of the rule."
138526. Section 120.52(8), Florida Statutes (1997), defines
"1392invalid exercise of delegated legislative authority" as:
1399[A]ction which goes beyond the powers,
1405functions, and duties delegated by the
1411Legislature. A proposed or existing rule is
1418an invalid exercise of delegated legislative
1424authority if any one of the following
1431applies:
1432a. The agency has materially failed to
1439follow the applicable rulemaking procedures
1444or requirements set forth in this chapter;
1451b. The agency has exceeded its grant of
1459rulemaking authority, citation to which is
1465required by s. 120.54(3)(a)1.;
1469c. The rule enlarges, modifies, or
1475contravenes the specific provisions of law
1481implemented, citation to which is required by
1488s. 120.54(3)(a)1.;
1490d. The rule is vague, fails to establish
1498adequate standards for agency decisions or
1504vests unbridled discretion in the agency;
1510e. The rule is arbitrary or capricious;
1517f. The rule is not supported by competent
1525substantial evidence; or
1528g. The rule imposes regulatory costs on the
1536regulated person, county, or city which could
1543be reduced by the adoption of less costly
1551alternatives that substantially accomplish
1555the statutory objectives.
155827. Section 120.536(1), Florida Statutes (1997), further
1565provides:
1566A grant of rulemaking authority is necessary
1573but not sufficient to allow an agency to
1581adopt a rule; a specific law to be
1589implemented is also required. An agency may
1596adopt only rules that implement, interpret,
1602or make specific the particular powers and
1609duties granted by the enabling statute. No
1616agency shall have authority to adopt a rule
1624only because it is reasonably related to the
1632purpose of the enabling legislation and is
1639not arbitrary and capricious, nor shall an
1646agency have the authority to implement
1652statutory provisions setting forth general
1657legislative intent or policy. Statutory
1662language granting rulemaking authority or
1667generally describing the powers and functions
1673of an agency shall be construed to extend no
1682further than the particular powers and duties
1689conferred by the same statute.
169428. Although Section 120.56(2), Florida Statutes (1997),
1701places the burden on the agency to prove that a newly proposed
1713rule is not an invalid exercise of delegated legislative
1722authority as to the objections raised, Section 120.56(3), Florida
1731Statutes, regarding existing rules, transfers no such burden to
1740the agency; thus, leaving Petitioner with the burden to establish
1750the invalidity of an existing rule. Cortes v. State Board of
1761Regents , 655 So. 2d 132, 135-136 (Fla. 1st DCA 1995).
177129. Petitioner clearly is a substantially effected person.
1779See generally Moorhead v. Department of Professional Regulation,
1787Board of Psychological Examiners , 503 So. 2d 1318 (Fla. 1st DCA
17981987). Therefore, Petitioner, in order to establish the
1806invalidity of an existing rule, must present evidence that the
1816rule is vague, fails to establish adequate standards for agency
1826decisions or vests unbridled discretion in the agency; or that
1836Respondent promulgated this rule without thought or reason.
1844Agrico Chemical Co. v. Department of Environmental Regulation ,
1852406 So. 2d 478 (Fla. 2d DCA 1981), rev. den ., 415 So. 2d 1359
1867(Fla. 1982).
186930. In directing agencies to enact rules to implement
1878statutory mandates, the legislature is not delegating to an
1887administrative official the power to say what the law is, but
1898rather the ability to execute the law "pursuant to and within the
1910confines of the law itself." Brewer v. Insurance Commissioner
1919and Treasurer , 392 So. 2d 593, 595 (Fla. 1st DCA 1981); see also
1932Florida Beverage Corp. v. Wynne , 306 So. 2d 200 (Fla. 1st DCA
19441975).
"1945While executive branch agencies cannot usurp
1951legislative prerogatives, 'rulemaking
1954authority may be implied to the extent
1961necessary to properly implement a statute
1967governing the agency's statutory duties and
1973responsibilities.' Fairfield Communities v.
1977Florida Land and Water Adjudicatory Comm'n ,
1983522 So.2d 1012 (Fla. 1st DCA 1988). 'An
1991administrative agency must have some
1996discretion when a regulatory statute is in
2003need of construction in its implementation.'
2009General Tel. Co. of Florida v. Marks , 500
2017So. 2d 142, 144 (Fla. 1986). An
2024administrative rule by which an agency
2030exercises such discretion, or which fails to
2037extinguish the discretion a statute confers,
2043is not invalid on that account."
2049Cortes v. Board of Regents , supra at 136-137.
2057As to Case No. 97-3864RX
206231. The applicab le statute, pursuant to which the rule was
2073promulgated, is Section 491.005(3), Florida Statutes, which
2080establishes the requirements for licensing as a Marriage and
2089Family Therapist. The pertinent portion of this statute which
2098pertains to who is a qualified supervisor, reads as follows:
2108(3) Upon verification of documentation and
2114payment of a fee . . . the department shall
2124issue a license as a marriage and family
2132therapist to an applicant who the board
2139certifies:
2140* * *
2143(b)1. Has a minimum of a master's degree
2151with major emphasis in marriage and family
2158therapy, or a closely related field, and has
2166completed all of the following requirements:
2172* * *
2175d. A minimum of one supervised clinical
2182practicum, internship, or field experience in
2188a marriage and family counseling
2193setting, . . . under the supervision of an
2202individual who met the requirements for
2208supervision under paragraph (c). . . .
2215* * *
2218(c) Has had not less than 2 years of
2227clinical experience during which 50 percent
2233of the applicant's clients were receiving
2239marriage and family therapy services, which
2245must be at the postmaster's level under the
2253supervision of a licensed marriage and family
2260therapist with at least 5 years of
2267experience, or the equivalent, who is a
2274qualified supervisor as determined by the
2280board. . . .
228432. The contested paragraph within Rule 64B4-21.007,
2291Florida Administrative Code, adopted in November of 1996, reads
2300as follows:
230264B4-21.007 Definition of "a Licensed
2307Marriage and Family Therapist with at Least
2314Five Years Experience or the Equivalent, Who
2321is a Qualified Supervisor."
2325(1) "A licensed marriage and family
2331therapist with at least five years experience
2338or the equivalent, who is a qualified
2345supervisor," as used in Section
2350491.005(3)(c), Florida Statutes, is defined
2355as an individual who, during the period for
2363which the applicant claims supervisor, met
2369one of the following:
2373* * *
2376(d) Was licensed as a psychologist, clinical
2383social work, or mental health counselor in
2390Florida, or in the state in which the
2398supervision took place, and can document a
2405minimum of six (6) semester or eight (8)
2413quarter hours of graduate coursework in
2419marriage and family systemic theories and
2425techniques, and five (5) years of clinical
2432experience in marriage and family therapy.
243833. The rule must be weighed against its statutory
2447authority, and then must be measured against the requirements of
2457Section 120.52(8), Florida Statutes.
246134. Section 491.005(3)(b) and (c), Florida Statutes, sets
2469forth the educational and experiential requirements for licensure
2477as a marriage and family therapist in the state of Florida.
2488Among those requirements are not less than two years of clinical
2499experience during which 50 percent of the applicant's clients
2508were receiving marriage and family therapy services, which must
2517be at the post-master's level under the supervision of a licensed
2528marriage and family therapist with at least five years of
2538experience, or the equivalent, who is a qualified supervisor as
2548determined by the board.
255235. Rule 64B4-21.007, Florida Administrati ve Code, defines
"2560qualified supervisor," to include the equivalency requirements
2567of "a licensed marriage and family therapist with at least 5
2578years experience." A licensed marriage and family therapist, to
2587be licensed, must have demonstrated completion of six semester
2596(or eight quarter) hours in marriage and family systemic
2605theories.
260636. From the evidence, it appears that the Board has
2616determined that the same requirements must be met by supervisors
2626of clinical practice in order to qualify under the statute. They
2637have set forth this requirement in Rule 64B-21.007(1)(d) through
2646the use of the term "document . . . graduate coursework. . . ."
266037. Rule 64B4-21.007 implements the specific statutory
2667authority specifically granted in Section 491.005(3)(c), and the
2675use of the term "document . . . graduate coursework" does not
2687enlarge, modify or contravene the statute.
269338. In 1997, the legislature amended Section 491.005(3)(c),
2701Florida Statutes, to require persons who intend to practice in
2711Florida to meet the experience requirements of that section to
2721register pursuant to Section 491.0045, Florida Statutes. The
2729legislature did not amend the language with regard to who is a
"2741qualified supervisor."
2743When the legislature reenacts a statute, it
2750is presumed to know and adopt the
2757construction of the statute by the agency
2764responsible for its administration, except to
2770the extent that the new statute differs from
2778prior constructions.
2780Cole Vision Corporation v. Department of Business and
2788Professional Regulation, Board of Optometry , 668 So. 2d 404, 408-
2798409 (Fla. 1st DCA 1997). The amendments to Rule 64B4-21.007 were
2809adopted in November 1996, prior to the amendment of the statute.
2820The legislature must be presumed to have adopted the Board's use
2831the term in the rule.
283639. In Florida East Coast Industries v. Department of
2845Community Affairs , 677 So. 2d 357 (Fla. 1st DCA 1996), the court
2857considered whether rule amendments to Chapter 9J5, Florida
2865Administrative Code, the purpose of which were to "enunciate and
2875clarify certain minimum criteria which shall be used to determine
2885whether or not a comprehensive plan or plan amendment is in
2896compliance," on the grounds that the rules were vague.
2905Petitioner argued that the proper standard to determine vagueness
2914was whether men of common intelligence could understand the
2923rules. The Court rejected this standard on the grounds that the
2934standard is properly applied to penal provisions, meaning a fine,
2944penalty or confinement. The proper standard, as applied by the
2954Court, is the customary standard of statutory construction. If
2963words are not defined, they must be construed according to their
2974plain and ordinary meaning, or according to the meaning assigned
2984to the terms by the class of persons within the purview of the
2997statute. Id. At 362.
300140. The terms which Petitioner disputes in Rule 64B4-21.007
3010are "document" and "coursework." In the rule, the word
"3019document" is used as a verb. Webster's Ninth New Collegiate
3029Dictionary, 1991 Merriam-Webster, Inc., defines "document" as
3036follows: to furnish documentary evidence of, to provide with
3045factual or substantial support for statements made. The rule, by
3055use of this word, requires the applicants to prove that the
3066supervisor has a minimum of six semester (or eight quarter) hours
3077of "graduate coursework" in marriage and family systemic theories
3086and techniques.
308841. "Graduate coursework" is defined in relation to the
3097statute it implements. Section 491.005(3)(b), Florida Statutes,
3104requires the applicant for licensure to demonstrate completion of
3113graduate coursework in dynamics of marriage and family systems,
3122marriage therapy and counseling theory and techniques, and family
3131therapy and counseling techniques. A supervisor who is qualified
3140by licensure as a marriage and family therapist would have been
3151required, on initial licensure, to demonstrate completion of
3159graduate coursework in the statute courses. The meaning of the
3169requirement to "document . . . graduate course" is to prove by
3181documentary evidence having completed the identified coursework.
3188The absence of one tense of the verb "to complete" does not
3200change the requirement, or make it vague or ambiguous.
320942. For the same reasons, the rule does not fail to
3220establish adequate standards. By plain and ordinary its meaning,
"3229document . . . graduate coursework" means to prove that one has
3241taken the identified coursework. How that requirement must be
3250documented is not exclusively determined by the Board. That is
3260left to the applicant (and his or her supervisor). The Board
3271does exercise discretion in its adjudicatory determinations of
3279whether the documentation is sufficient and can be the subject of
3290Section 120.57(1) formal hearing. See Koger v. Department of
3299Professional Regulation, Board of Clinical Social Work, Marriage
3307and Family Therapy and Mental Health Counseling , 647 So. 2d 312
3318(Fla. 1st DCA 1997); See also Department of Professional
3327Regulation, Board of Medical Examiners v. Durrani , 455 So. 2d
3337515, (Fla. 1st DCA 1984). However, that exercise of discretion
3347does not render the rule invalid.
335343. The test for determining whether a proposed rule is
3363arbitrary and capricious was "borrowed" from traditional analysis
3371under the equal protection clause of the Fourteenth Amendment.
3380As stated by First District Court of Appeals,
3388Significantly, the same factors used to test
3395the validity of a statute on the ground that
3404it constitutes a violation of the equal
3411protection clause, in cases in which the
3418rational basis standard is applicable, apply
3424as well to rule challenges at the
3431administrative trial level. Agrico Chemical
3436Co. , 365 So. 2d at 762 ([T]he test of
3445arbitrariness to be applied in a proposed
3452rule challenge "is the same for the proposed
3460rule as it would be for a statute having the
3470same effect").
3473Florida League of Cities v. Department of Environmental
3481Regulation , 603 So. 2d 1363 at 1367-8 (Fla. 1st DCA 1992). That
3493test is whether the rule is unsupported by facts or logic or is
3506unsupported by thought or reason. The new standard in Section
3516120.536(1), Florida Statutes, does not eradicate the reasonably
3524related test, but instead narrows its scope. Section
3532120.52(8)(e) retained the requirement that a rule not be
3541arbitrary or capricious, but changed the focus of the agency's
3551action to whether the proposed rule is reasonably related to the
3562law the proposed rule seeks to implement rather than whether the
3573rule was reasonably related to the general purpose or legislative
3583intent behind the agency's enabling statute. The House of
3592Representatives Committee on Streamlining Governmental
3597Regulations Final Bill Analysis and Economic Impact Statement,
3605June 14, 1996, at page 25 states that the amendments to the APA
3618were intended to overrule the case law holding that rules and
3629regulations are valid so long as they are reasonably related only
3640to the purpose of the enabling legislation; a specific statute
3650must be implemented through the agency's general rulemaking
3658authority.
365944. The record establishes that Rule 64B4-21.007 is
3667supported by facts and logic. The testimony of Dr. Lobnitz and
3678Dr. Kelly demonstrates that it is reasonable and necessary to
3688require education in the marriage and family systemic paradigm by
3698a proposed "qualified supervisor." Even Petitioner's expert
3705witness agreed that it would be inappropriate for the entire
3715requirement to be met by teaching experience only. The Board
3725accepts a variety of educational experiences as equivalent to
"3734graduate coursework." Dr. Lobnitz testified as to the
3742difficulty involved in evaluating teaching experience to
3749determine if that experience is equivalent to graduate study. In
3759fact, the current rule places a lighter burden on "qualified
3769supervisors" than the previous rule.
377445. The rule is supported by logic and reason, and is
3785reasonably related to the specific statutory charge to determine
3794who is a qualified supervisor, and to ensure that marriage and
3805family therapy interns receive the necessary training and
3813professional socialization to become a member of the profession.
3822As to Case No. 97-5032RU
382746. Section 120.56(4), Florida Statutes, provides:
3833Any person substantially affected by an
3839agency statement may seek an administrative
3845determination that the statement violates s.
3851120.54(1)(a). The petition shall include the
3857text of the statement or a description of the
3866statement and shall state with particularity
3872facts sufficient to show that the statement
3879constitutes a rule under s. 120.52 and that
3887the agency has not adopted the statement by
3895the rulemaking procedure provided by
3900s. 120.54.
3902Enforcement of existing laws does not create new law, and does
3913not constitute an agency statement that constitutes a rule.
3922Security Mutual Life Insurance Company of Lincoln, Nebraska v.
3931Department of Insurance , ___ So. 2d ___ , DCA Case No. 97-2399
3942(Fla. 1st DCA March 12, 1998).
394847. It is the statutory duty of the Board to decide if a
3961petitioner states a disputed issue of material fact. Section
3970120.569(2)(a), Florida Statutes, specifically directs
3975petitioners: "Except for any proceeding conducted as prescribed
3983in Section 120.56, a petition or request for a hearing under this
3995section shall be filed with the agency." The agency determines
4005whether or not a hearing before the Division of Administrative
4015Hearings is necessary: "If the agency requests an administrative
4024law judge from the division, it shall so notify the division.
4035. . . On the request of any agency, the division shall assign an
4049administrative law judge. . . ." The agency determines if a
4060request for an administrative law judge is proper.
406848. Section 120.52(1), Florida Statutes (1997) defines
"4075licensing" as the agency process respecting the issuance,
4083denial, . . of a license or imposition of terms for the exercise
4096of a license." Section 120.60, Florida Statutes (1997) governs
4105the licensing process, and provides that the licensing process is
4115subject to Sections 120.569 and 120.57, Florida Statutes.
4123Section 120.60(3) provides that a notice of denial of an
4133application for licensure must inform the applicant of ". . . any
4145administrative hearing pursuant to Sections 120.569 and
4152120.57 . . . which may be available." Section 120.569(1),
4162Florida Statutes (1997) provides, in pertinent part, that ". . .
4173Section 120.57(1) applies whenever the proceeding involves a
4181disputed issue of material fact."
418649. It is the Board's province to make a determination of
4197whether a disputed issue material fact exists. Rule
420528-5.201(3)(a), Florida Administrative Code 1 , establishes the
4212standards for agency review of a petition:
4219(a) A petition may be denied if the
4227petitioner does not state adequately a
4233material factual allegation, such as a
4239substantial interest in the Agency
4244determination, or if the petition is
4250untimely.
425150. The only question for the Board is whether the
4261statement is adequate, not whether the allegations can be proven,
4271in order for the petition to be forwarded to the Division of
4283Administrative Hearings for a formal hearing. See Greseth v.
4292Department of Health and Rehabilitative Services , 604 So. 2d 530,
4302at 532 (Fla. 4th DCA 1992) and Tuchman v. Florida State
4313University , 489 So. 2d 133, 134-35 (Fla. 1st DCA 1986).
432351. Whether the Board properly determined that the
4331Petitioner has failed to raise a disputed issue of fact is an
4343adjudicatory process governed by Chapter 120 and is the subject
4353of an appeal to the First District Court of Appeal. This
4364tribunal is without authority to rule on that issue. What
4374constitutes a dispute of material fact or whether the Petitioner
4384has adequately raised a disputed issue of material fact are
4394different issues than who, by law, makes the initial
4403determination.
440452. By making the determination of whether a dispute of
4414material fact has been raised, the Board is applying the law, not
4426implementing it or interpreting it in the sense of Section
4436120.52(15), Florida Statutes. The Board is not prescribing law
4445or policy; the law and policy exist in the statutes and the case
4458law interpreting the statutes. The law, not a Board policy,
4468requires the Board to make this determination. If the applicant
4478disagrees with the determination, the applicant is entitled to
4487appeal that decision. This applicant has in fact appealed that
4497decision.
449853. None of the applicable provisions grant the Board
4507authority to adopt rules concerning the hearing procedures in
4516licensure issues. The Board is bound by the Uniform Rules
4526promulgated by the Administration Commission pursuant to Section
4534120.54(5), Florida Statutes (1997). The adoption by the Board of
4544a rule stating that petitioners who do not raise disputed issues
4555of fact are not entitled to a hearing pursuant to Section
4566120.57(1), Florida Statutes, would not constitute implementation
4573or interpretation of law or policy, nor would it prescribe law or
4585policy or describe procedure or practice requirements.
4592FINAL ORDER
4594Based on the foregoing findings of fact and conclusions of
4604law,
4605ORDERED that Petitioner has failed to demonstrate that Rule
461459P-21.007, Florida Administrative Code, is an invalid exercise
4622of delegated legislative authority, and the Petition is
4630DISMISSED.
4631It is further,
4634ORDERED that Petitioner has failed to demonstrate that the
4643Board's implementation of Section 120.569, Florida Statutes, is
4651an agency statement that constitutes a rule, and the Petition is
4662DISMISSED.
4663DONE AND ORDERED this 21st day of May, 1998, in Tallahassee,
4674Leon County, Florida.
4677___________________________________
4678DANIEL M. KILBRIDE
4681Administrative Law Judge
4684Division of Administrative Hearings
4688The DeSoto Building
46911230 Apalachee Parkway
4694Tallahassee, Florida 32399-3060
4697(850) 488-9675 SUNCOM 278-9675
4701Fax Filing (850) 921-6847
4705Filed with the Clerk of the
4711Di vision of Administrative Hearings
4716this 21st day of May, 1998.
4722ENDNOTE
47231/ In 1997, Uniform Rules of Procedure were promulgated, which
4733all agencies are required to adopt. Section 120.54(5), Florida
4742Statutes. Rule 28-106.201(2) mandates that petitions for hearing
4750involving disputed issues of material fact must contain a
4759statement of all disputed issues of material fact. The
4768suggestive language of the former rule, that the petition
"4777should" state the facts disputed, has been replaced.
4785COPIES FURNISHED:
4787Eric B. Tilton, Esquire
4791Gustafson, Tilton, Henning &
4795Metzger, P.A.
4797204 South Monroe, Suite 200
4802Tallahassee, Florida 32301
4805Lee Ann Gustafson
4808Assistant Attorney General
4811Office of the Attorney General
4816The Capitol, Plaza Level 01
4821Tallahassee, Florida 32399-1050
4824Angela T. Hall, Agency Clerk
4829Department of Health
48321317 Winewood Boulevard
4835Building 6, Room 136
4839Tallahassee, Florida 32399-0700
4842Pete Peterson, General Counsel
4846Department of Health
48491317 Winewood Boulevard
4852Building 6, Room 102-E
4856Tallahassee, Florida 32399-0700
4859Dr. James Howell, Secretary
4863Department of Health
48661317 Winewood Boulevard
4869Building 6, Room 306
4873Tallahassee, Florida 32399-0700
4876NOTICE OF RIGHT TO APPEAL
4881A Party who is adversely affected by this final order is entitled
4893to judicial review pursuant to Section 120.68, Florida Statutes.
4902Review proceedings are governed by the Florida Rules of Appellate
4912Procedure. Such proceedings are commenced by filing one copy of
4922the notice of appeal with the Agency Clerk of the Division of
4934Administrative Hearings and a second copy, accompanied by filing
4943fees prescribed by law, with the District Court of Appeal, First
4954District, or with the District Court of Appeal in the Appellate
4965District where the party resides. The notice of appeal must be
4976filed within 30 days of rendition of the order to be reviewed.
- Date
- Proceedings
- Date: 09/29/1998
- Proceedings: BY ORDER OF THE COURT (Appeal Dismissed) filed.
- Date: 07/31/1998
- Proceedings: Index, Record, Certificate of Record sent out.
- Date: 07/30/1998
- Proceedings: Payment for indexing in the amount of $158.00 filed.
- Date: 07/01/1998
- Proceedings: Invoice sent out.
- Date: 07/01/1998
- Proceedings: Index sent out.
- Date: 05/27/1998
- Proceedings: Letter to DOAH from DCA filed. DCA Case No. 1-98-1934.
- Date: 05/22/1998
- Proceedings: Certificate of Notice of Administrative Appeal sent out.
- Date: 05/21/1998
- Proceedings: Notice of Administrative Appeal (filed by Eric Tilton) filed.
- Date: 04/17/1998
- Proceedings: Proposed Final Order (Petitioner) filed.
- Date: 04/16/1998
- Proceedings: Respondent`s Proposed Final Order filed.
- Date: 04/01/1998
- Proceedings: Notice of Filing; DOAH Court Reporter Final Hearing Transcript filed.
- Date: 03/16/1998
- Proceedings: CASE STATUS: Hearing Held.
- Date: 03/16/1998
- Proceedings: Petitioner`s Statement of Position in Case 97-3864RX (filed via facsimile).
- Date: 03/11/1998
- Proceedings: (Joint) Prehearing Stipulation (filed via facsimile).
- Date: 02/16/1998
- Proceedings: Order sent out. (Motion for Summary Final Order is denied)
- Date: 02/16/1998
- Proceedings: Order Continuing Hearing sent out. (2/16/98 hearing cancelled & reset for 3/16/98; 1:00pm; Tallahassee)
- Date: 02/12/1998
- Proceedings: (Respondent) Motion for Continuance (filed via facsimile).
- Date: 02/10/1998
- Proceedings: (Petitioner) Response to Respondent`s Motion for Summary Final Order (filed via facsimile).
- Date: 02/06/1998
- Proceedings: (Respondent) Petition for Summary Final Order, Case No. 97-5032RU filed.
- Date: 02/02/1998
- Proceedings: (Petitioner) Notice of Deposition (filed via facsimile).
- Date: 01/29/1998
- Proceedings: (Petitioner) Notice of Deposition (filed via facsimile).
- Date: 01/16/1998
- Proceedings: (Respondent) Notice of Response to Interrogatories and Request for Production of Documents filed.
- Date: 01/09/1998
- Proceedings: (Petitioner) Notice of Correction as to Rule Citation (filed via facsimile).
- Date: 12/31/1997
- Proceedings: Withdrawal of Petition for Administrative Determination of the Denial of a Petition for a Rule Waiver filed.
- Date: 12/23/1997
- Proceedings: (Respondent) Motion to Strike Petition for Administrative Determination of the Denial of a Petition for a Rule Waiver (filed via facsimile).
- Date: 12/04/1997
- Proceedings: Order Continuing Hearing sent out. (12/8/97 hearing cancelled & reset for 2/16/98; 1:00pm; Tallahassee)
- Date: 12/04/1997
- Proceedings: Order of Consolidation sent out. (Consolidated cases are: 97-3864RX & 97-5032RU). CONSOLIDATED CASE NO - CN002839
- Date: 11/07/1997
- Proceedings: (Petitioner) Notice of Status of Case (filed via facsimile).
- Date: 11/07/1997
- Proceedings: (Respondent) Motion to Correct Style (filed via facsimile).
- Date: 09/19/1997
- Proceedings: Order of Abeyance sent out. (hearing cancelled; Petitioner to file status report by 11/15/97)
- Date: 09/17/1997
- Proceedings: (Petitioner) Motion for Continuance (filed via facsimile).
- Date: 09/09/1997
- Proceedings: Notice of Assignment Notice of Hearing and Initial Prehearing Order sent out. (hearing set for 9/29/97; 1:00pm; Tallahassee)
- Date: 08/27/1997
- Proceedings: Order of Assignment sent out.
- Date: 08/25/1997
- Proceedings: Letter to Liz Cloud & Carroll Webb from M. Lockard w/cc: Agency General Counsel sent out.
- Date: 08/22/1997
- Proceedings: Petition for Administrative Determination of a Rule; Order of Intent to Deny; Licensure Requirements Checklist filed.