97-005968
Board Of Pharmacy vs.
Nury D. Soler
Status: Closed
Recommended Order on Tuesday, August 25, 1998.
Recommended Order on Tuesday, August 25, 1998.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, )
12BOARD OF PHARMACY, )
16)
17Petitioner, )
19)
20vs. ) Case No. 97-5968
25)
26NURY D. SOLER, )
30)
31Respondent. )
33__________________________________)
34RECOMMENDED ORDER
36Pursuant to notice, the Division of Administrative Hearings,
44by its duly designated Administrative Law Judge, William J.
53Kendrick, held a formal hearing in the above-styled case on
63June 29, 1998, by video teleconference.
69APPEARANCES
70For Petitioner: John O. Williams, Esquire
76Maureen L. Holz, Esquire
80Williams & Holz, P.A.
84The Cambridge Centre
87355 North Monroe Street
91Tallahassee, Florida 32301
94For Respondent: William M. Furlow, Esquire
100Katz, Kutter, Haigler, Alderman,
104Byrant & Yon, P.A.
108Post Office Box 1877
112Tallahassee, Florida 32302-1877
115STATEMENT OF THE ISSUES
119At issue in this proceeding is whether Respondent committed
128the offenses set forth in the Administrative Complaint 1 and, if
139so, what penalty should be imposed.
145PRELIMINARY STATEMENT
147By a seven-count Administrative Complaint, Petitioner
153charged Respondent, a licensed pharmacist, with the violation of
162various provisions of Chapter 465, Florida Statutes, the "Florida
171Pharmacy Act." Post-hearing, Petitioner dismissed Count II of
179the Administrative Complaint. Consequently, the complaint reads,
186in pertinent part, as follows:
1914. On or about December 14, 1996, an
199inspection was performed on Westchester
204Pharmacy.
2055. On or about December 14, 1996, during
213the aforementioned inspection, the permit
218owner, Noriel Baptista, supplied an
223investigator with twenty (20) amoxicillin
228tablets without the investigator providing a
234prescription.
2356. On or about December 14, 1996, at
243approximately 11:15 a.m., the aforementioned
248inspection revealed the following violations:
253a. A prescription department hours sign
259was not posted;
262b. Respondent failed to adequately counsel
268patients;
269c. A pharmacist's certificate was not
275displayed;
276d. There were no pharmacists on duty when
284the prescription department was opened;
289e. Respondent failed to have the
"295Prescription Department closed" sign
299posted;
300f. Respondent's prescription records
304failed to document when controlled
309substances were dispensed.
3127. On or about December 14, 1996, at
320approximately 11:15 a.m., Respondent was
325listed as the pharmacy manager for
331Westchester.
332Count I
3348. Petitioner realleges and incorporates
339by reference the foregoing allegations of
345fact contained in paragraphs one (1) through
352seven (7) as if fully stated herein.
3599. Based on the foregoing, Respondent's
365license to practice pharmacy in the state of
373Florida is subject to discipline pursuant to
380Section 465.016(1)(n), Florida Statutes, by
385violating Rule 59X-28.109, Florida
389Administrative Code, which states that the
395prescription department of any community
400pharmacy permittee shall be considered closed
406whenever the establishment is open and a
413Florida registered pharmacist[ ] is not
419present and on duty. A sign with bold
427letters not less than two inches in width and
436height shall be displayed in a prominent
443place in the prescription department so that
450it may easily be read by patrons of that
459establishment. The sign shall contain the
465following language: "Prescription Department
469Closed."
470* * *
473Count III
47512. Petitioner realleges and incorporates
480by reference the foregoing allegations of
486fact contained in paragraphs one (1) through
493seven (7) as if fully stated herein.
50013. Based on the foregoing, Respondent's
506license to practice pharmacy in the state of
514Florida is subject to discipline pursuant to
521Section [465.015(1)(b)], Florida Statutes, by
526selling or dispensing drugs as defined in
533s. 465.003(7), Florida Statutes, without
538first being furnished with a prescription.
544Count IV
54614. Petitioner realleges and incorporates
551by reference the foregoing allegations of
557fact contained in paragraphs one (1) through
564seven (7) as if fully stated herein.
57115. Based on the foregoing, Respondent's
577license to practice pharmacy in the state of
585Florida is subject to discipline pursuant to
592Section 465.016(1)(n), Florida Statutes, by
597violating Rule 59X-27.100, Florida
601Administrative Code, which states that the
607wall certificate and license of each
613pharmacist engaged in the practice of the
620profession of pharmacy as defined by
626s.465.003(12), Florida Statutes, in any
631pharmacy shall be displayed, together with
637the current renewal certificate, when
642applicable, in a conspicuous place in or near
650the prescription department, and in such
656manner that said license can be easily read
664by patrons of said establishment.
669Count V
67116. Petitioner realleges and incorporates
676by reference the foregoing allegations of
682fact contained in paragraphs one (1) through
689seven (7) as if fully stated herein.
69617. Based on the foregoing, Respondent's
702license to practice pharmacy in the state of
710Florida is subject to discipline pursuant to
717Section 465.016(1)(n), Florida Statutes, by
722violating Rule 59X-27.820, Florida
726Administrative Code, which states that upon
732receipt of a new or refill prescription, the
740pharmacists shall ensure that a verbal and
747printed offer to counsel is made to the
755patient or the patient's agent when present.
762Count VI
76418. Petitioner realleges and incorporates
769by reference the foregoing allegations of
775fact contained in paragraphs one (1) through
782seven (7) as if fully stated herein.
78919. Based on the foregoing, Respondent's
795license to practice pharmacy in the state of
803Florida is subject to discipline pursuant to
810Section 465.016(1)n), Florida Statutes, by
815violating Rule 59X-28.140(3)(b)2., Florida
819Administrative Code, which states that a hard
826copy print out of a record of a prescription
835drug order shall contain the date of
842dispensing.
843Count VII
84520. Petitioner realleges and incorporates
850by reference the foregoing allegations of
856fact contained in paragraphs one (1) through
863seven (7) as if fully stated herein.
87021. Based on the foregoing, Respondent's
876license to practice pharmacy in the state of
884Florida is subject to discipline pursuant to
891Section 465.016(1)(n), Florida Statutes, by
896violating Rule 59X-28.404, Florida
900Administrative Code, which states that a sign
907stating the hours the prescription department
913is open shall be displayed either at the main
922entrance of the establishment or at or near
930the place where prescriptions are dispensed
936in a prominent place that is in clear and
945unobstructed view.
947For such violations, Petitioner proposed that one or more of
957the following penalties by imposed:
962. . . Revocation or suspension of
969Respondent's license, imposition of an
974administrative fine, issuance of a reprimand,
980placement of the Respondent on probation,
986costs, and/or any other relief that the Board
994[of Pharmacy] deems appropriate.
998Respondent disputed the factual allegations contained in the
1006Administrative Complaint, and Petitioner referred the matter to
1014the Division of Administrative Hearings for the assignment of an
1024administrative law judge to conduct a formal hearing pursuant to
1034Sections 120.569, 120.57(1), and 120.60(5), Florida Statutes.
1041At hearing, Petitioner called Richard Castillo as a witness,
1050and Petitioner's Exhibits 1, 2, 4, and 5 were received into
1061evidence. 2 Respondent called Raul Praea and Nury Soler as
1071witnesses, and Respondent's Exhibits 1 through 3 were received
1080into evidence.
1082The hearing transcript was filed July 24, 1998, and the
1092parties were accorded ten days from that date to file proposed
1103recommended orders. Both parties elected to file such proposals,
1112and they have been duly considered.
1118FINDINGS OF FACT
1121Respondent's licensure and employment
11251. Respondent, Nury D. Soler, is now, and was at all times
1137material hereto, licensed as a pharmacist by the State of
1147Florida, having been issued license number PS 0014628.
11552. Pertinent to this case, Respondent was the prescription
1164department manager for Westchester Pharmacy for a two-month
1172period extending from some time in October 1996 and at least
1183through December 13, 1996. Westchester Pharmacy is a community
1192pharmacy licensed by Petitioner, pursuant to Section 465.018,
1200Florida Statutes, and located at 7253 Southwest 24th Street,
1209Miami, Florida. The pharmacy owner or permittee was Noriel
1218Batista.
1219The pharmacy inspection
12223. On December 14, 1996, a Saturday, Richard Castillo, an
1232investigator employed by the State of Florida, entered the
1241Westchester Pharmacy to conduct a routine community pharmacy
1249inspection. Upon entry, Mr. Castillo observed only one person in
1259the pharmacy, a man later identified as the permittee
1268(Mr. Batista). At the time, Mr. Batista was observed in the
1279vicinity of the prescription area, at the rear of the store.
12904. Mr. Castillo proceeded to the counter at the rear of the
1302store, and was approached by Mr. Batista. Thereupon,
1310Mr. Castillo feigned a toothache, and the following events
1319transpired:
1320. . . I put my hands on my face and I said I
1334have some tooth pain, is there anything you
1342can do about it.
1346At which time, he said you really need to
1355go see a dentist. I said that dentists cost
1364a lot of money and that I believed that it
1374was an infection.
1377At which time he came back with a bottle of
1387twenty Amoxicillin, 500 milligram capsules.
1392He sold me the bottle for $10.00 and I gave
1402him the $10.00.
1405He then gave me some preliminary
1411instructions, and went back into the
1417prescription department area. He returned
1422and said that as a gift I'm going to give you
1433these medications; which was four capsules of
1440Motrin 800 milligrams.
1443Amoxicillin is a prescription drug, which Mr. Batista, who was
1453not licensed as a pharmacist, sold without benefit of a
1463prescription.
14645. Following the sale, Mr. Castillo identified himself as
1473an investigator, told Mr. Batista he was present to conduct a
1484routine inspection, and asked to speak with the pharmacist. When
1494told the pharmacist was not available, Mr. Castillo asked
1503Mr. Batista to telephone her and ask her to come to the store.
1516Mr. Batista did so, and about an hour later Respondent arrived.
15276. Mr. Castillo inspected the pharmacy and completed a
1536community pharmacy inspection report on which he noted a number
1546of perceived deficiencies. (Petitioner's Exhibit 2). First,
1553with regard to Mr. Batista's sale of amoxicillin, Mr. Castillo
1563noted three deficiencies or violations against the pharmacy
1571business, to-wit: (1) there was no pharmacist on duty when the
1582prescription department was open (a perceived violation of Rule
159164B16-28.109, Florida Administrative Code); (2) there was no
1599pharmacist present to provide patient counseling, if requested (a
1608perceived violation of Rule 64B16-27.820, Florida Administrative
1615Code); and, (3) since Mr. Batista did not document the sale,
1626Mr. Castillo considered the pharmacy records of dispensing to be
1636incomplete (a perceived violation of Rule 64B16-28.140(3)(b),
1643Florida Administrative Code). Other deficiencies noted by
1650Mr. Castillo against the pharmacy business were as follows:
1659(1) there was no sign displayed that the pharmacy was closed
1670(a perceived violation of Rule 64B16-28.109(1), Florida
1677Administrative Code); (2) the pharmacist's (Ms. Soler's) license
1685was not displayed (a perceived violation of Rule 64B16-27.100(1),
1694Florida Administrative Code); and, (3) there was no sign
1703displayed which stated the hours the prescription department was
1712open each day (a perceived violation of Rule 64B16-28.404,
1721Florida Administrative Code). No further deficiencies were
1728observed and, apart from those noted deficiencies, the
1736prescription department appeared appropriately maintained and
1742operated.
17437. Following Respondent's arrival at the pharmacy,
1750Mr. Castillo discussed with her the various deficiencies he had
1760found and had noted on his report. Then, as the "Pharmacist,"
1771Respondent signed the report. By signing the report, she
1780acknowledged that "I have read and have had this inspection
1790report and the laws and regulations concerned herein explained,
1799and do affirm that the information given herein is true and
1810correct to the best of my knowledge." Among the information
1820provided on the inspection report was the name of the
1830prescription department manager, which was stated to be the
1839Respondent.
1840Respondent's employment status with Westchester Pharmacy
1846on the date of the inspection
18528. Notwithstanding her appearance at Westchester Pharmacy
1859on Saturday, December 14, 1996, and her signing of the inspection
1870report as the Pharmacist for Westchester Pharmacy, Respondent
1878averred, at hearing, that by December 14, 1996, she was no longer
1890affiliated with the pharmacy or responsible for the deficiencies
1899noted. According to Respondent, by December 12, 1996, she had
1909agreed with another pharmacy, Coral Way Pharmacy, Inc., (Coral
1918Way Pharmacy) to serve as its pharmacist effective December 16,
19281996, at its pharmacy located at 6965 Southwest 24th Street,
1938Miami, Florida, and that her last date of employment with
1948Westchester Pharmacy was December 13, 1996.
19549. While perhaps not entirely free from doubt (given the
1964facial inconsistency between Respondent's contention at hearing
1971and the conclusion one could reasonably draw regarding her
1980association with Westchester Pharmacy, as evidenced by her
1988activities on the date of inspection), the proof demonstrates,
1997more likely than not, that, as Respondent averred, she was no
2008longer employed by Westchester Pharmacy on the day of inspection,
2018her presence on the day of inspection was a matter of
2029accommodation to Mr. Batista, and her signing of the report was a
2041matter of misunderstanding.
204410. In so concluding, it is observed that, while the
2054pharmacy was open Monday through Saturday, the prescription
2062department was not open on Saturday, or, stated differently,
2071under the terms of Respondent's employment with Weschester
2079Pharmacy she did not work week-ends. Given that Respondent and
2089Coral Way Pharmacy, reached an agreement on December 12, 1996,
2099for her to begin work at Coral Way Pharmacy on December 16, 1996,
2112it is reasonable to conclude, given the nature of her work-week
2123at Westchester Pharmacy, that her last day of employment with
2133Westchester Pharmacy was Friday, December 13, 1996. Moreover,
2141consistent with the conclusion that Respondent's association with
2149Weschester Pharmacy terminated on December 13, 1996, is the
2158absence of Respondent's wall certificate and license on the date
2168of inspection. Notably, Respondent had not suffered prior
2176disciplinary action in 19 years of practice, and presumably knew
2186that, if employed, she was required to display her wall
2196certificate and license in or near the prescription department.
2205Conversely, she also knew, presumably, that she could not
2214lawfully display them, if she was no longer employed by
2224Westchester Pharmacy. Rule 64B16-27.100, Florida Administrative
2230Code. Since it is presumed that persons will observe the law,
2241the absence of Respondent's wall certificate and license on the
2251date of inspection is consistent with her assertion that, by that
2262date, she was no longer employed by Westchester Pharmacy.
2271Atlantic Coast Line R. Co. v. Mach , 57 So. 2d 447 (Fla. 1952).
228411. Finally, also consistent with the conclusion that
2292Respondent's employment with Westchester Pharmacy terminated
2298before the date of the inspection is a statement Respondent made
2309to the inspector. According to the investigator, when asked
2318about the infractions, Respondent stated the following:
2325. . . She said that things needed to
2334change. She asked if she were to leave the
2343pharmacy whether that would change anything,
2349and I said, no, it doesn't matter because
2357you're the pharmacist of record at this point
2365of time.
2367Such statement, when considered in context with other proof of
2377record, discussed supra , is consistent with Respondent having
2385resolved, previously, to terminate her employment with Weschester
2393Pharmacy and, since she did not specifically tell the
2402investigator of her decision, his response evidenced a
2410misunderstanding that resulted in Respondent's execution of the
2418report.
2419CONCLUSIONS OF LAW
242212. The Division of Administrative Hearings has
2429jurisdiction over the parties to, and the subject matter of,
2439these proceedings. Sections 120.569, 120.57(1), and 120.60(5),
2446Florida Statutes.
244813. Where, as here, the Department proposes to take
2457punitive action against a licensee, it must establish grounds for
2467disciplinary action by clear and convincing evidence. Section
2475120.57(1)(h), Florida Statutes (1997), and Department of Banking
2483and Finance v. Osborne Stern and Co. , 670 So. 2d 932 (Fla. 1996).
2496That standard requires that "the evidence must be found to be
2507credible; the facts to which the witnesses testify must be
2517distinctly remembered; the testimony must be precise and explicit
2526and the witnesses must be lacking in confusion as to the facts in
2539issue. The evidence must be of such weight that it produces in
2551the mind of the trier of fact a firm belief or conviction,
2563without hesitancy, as to the truth of the allegations sought to
2574be established." Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla.
25854th DCA 1983).
258814. Regardless of the disciplinary action sought to be
2597taken it may be based only upon the offenses specifically alleged
2608in the administrative complaint. See Kinney v. Department of
2617State , 501 So. 2d 129 (Fla. 5th DCA 1987); Sternberg v.
2628Department of Professional Regulation, Board of Medical
2635Examiners , 465 So. 2d 1324 (Fla. 1st DCA 1985); and Hunter v.
2647Department of Professional Regulation , 458 So. 2d 844 (Fla.
26562d DCA 1984). Finally, in determining whether Respondent
2664violated the provisions of Section 475.25(1), as alleged in the
2674Administrative Complaint, one "must bear in mind that it is, in
2685effect, a penal statute. . . . This being true, the statute must
2698be strictly construed and no conduct is to be regarded as
2709included within it that is not reasonably proscribed by it."
2719Lester v. Department of Professional and Occupational
2726Regulations , 348 So. 2d 923, 925 (Fla. 1st DCA 1977).
273615. Pertinent to this case, Section 465.016(1), Florida
2744Statutes, provides that the following acts shall constitute
2752grounds for which the Board of Pharmacy may take disciplinary
2762action against a licensee:
2766(e) Violating any of the requirements of
2773this chapter . . .
2778* * *
2781(n) Violating a rule of the board or
2789department.
279016. For the perceived violation of subsection
2797465.016(1)(e), the Department contends (Count III of the
2805Administrative Complaint) Respondent violated the provisions of
2812Subsection 465.01(1)(b), Florida Statutes. 3 That subsection
2819provides:
2820(1) It is unlawful for any person to own,
2829operate, maintain, open, establish, conduct,
2834or have charge of, either alone or with
2842another person or persons, a pharmacy:
2848* * *
2851(b) In which a person not licensed as a
2860pharmacist in this state or not registered as
2868an intern in this state or in which an intern
2878who is not acting under the direct and
2886immediate personal supervision of a licensed
2892pharmacist fills, compounds, or dispenses any
2898prescription or dispenses medicinal drugs.
290317. Here, on December 14, 1996, the date Mr. Batista
2913unlawfully dispensed a prescription drug, Respondent was not
2921affiliated with Westchester Pharmacy. Consequently, the proof
2928fails to support the conclusion that Respondent violated the
2937provisions of Subsection 465.015(1)(b) and, therefore, Subsection
2944465.016(1)(e), as alleged in Count III of the Administrative
2953Complaint. 4
295518. For the perceived violations of Subsection
2962465.016(1)(n), the Department contends Respondent failed to
2969comply with Rules 64B16-28.109 (Count I), 64B16-27.100
2976(Count IV), 64B16-27.820 (Count V), 64B16-28.140(3)(b)2
2982(Count VI), and 64B16-28.404 (Count VII), Florida Administrative
2990Code. 5 These perceived violations will be addressed as they
3000appear in the Administrative Complaint, by count.
300719. Pertinent to Count I, Rule 64B16-28.109, Florida
3015Administrative Code, provides:
3018(1) The prescription department of any
3024community pharmacy permittee shall be
3029considered closed whenever the establishment
3034is open and a Florida registered pharmacist
3041is not present and on duty. A sign with bold
3051letters not less than two (2) inches in width
3060and height, shall be displayed in a prominent
3068place in the prescription department so that
3075it may easily be read by patrons of that
3084establishment. The sign shall contain the
3090following language: "Prescription Department
3094Closed."
3095Here, Respondent avers she posted such a sign when she departed
3106on December 13, 1996, and there is no reason to reject her
3118testimony. Accordingly, given that she was no longer associated
3127with the pharmacy on December 14, 1996, she is not responsible
3138for the absence of the sign on that date, or Mr. Batista's
3150opening of the prescription department, and Petitioner has failed
3159to sustain Count I of the Administrative Complaint.
316720. Pertinent to Count IV, Rule 64B16-27.100, Florida
3175Administrative Code, provides:
3178(1) The wall certificate and license of
3185each pharmacist engaged in the practice of
3192the profession of pharmacy as defined by
3199Section 465.003(12), Florida Statutes, in any
3205pharmacy shall be displayed, together with
3211the current renewal certificate, when
3216applicable, in a conspicuous place in or near
3224the prescription department, and in such
3230manner that said license can be easily read
3238by patrons of said establishment.
3243Pharmacists employed in secondary practice
3248sites shall present a valid wallet license as
3256evidence of licensure upon request.
3261(2) No pharmacist shall display, cause to
3268be displayed or allow to be displayed, his
3276license in any pharmacy where said pharmacist
3283is not engaged in the practice of the
3291profession as defined in Section 465.003(12,
3297F.S.
3298Given that Respondent was not employed at Westchester Pharmacy on
3308the date of inspection, Petitioner has failed to demonstrate a
3318violation of Rule 64B16-27.100, as alleged in Count IV of the
3329Administrative Complaint.
333121. Pertinent to Count V, Rule 64B16-27.820, Florida
3339Administrative Code, provides:
3342(1) Upon receipt of a new or refill
3350prescription, the pharmacist shall ensure
3355that a verbal and printed offer to counsel is
3364made to the patient or the patient's agent
3372when present. If the delivery of the drugs
3380to the patient or the patient's agent is not
3389made at the pharmacy the offer shall be in
3398writing and shall provide for toll-free
3404telephone access to the pharmacist. If the
3411patient does not refuse such counseling, the
3418pharmacist, or the pharmacy intern, acting
3424under the direct and immediate personal
3430supervision of a licensed pharmacist, shall
3436review the patient's record and personally
3442discuss matters which will enhance or
3448optimize drug therapy with each patient or
3455agent of such patient. Such discussion shall
3462be in person, whenever practicable, or by
3469toll-free telephonic communication and shall
3474include appropriate elements of patient
3479counseling. . . .
3483Given that Respondent did not dispense the prescription drug, was
3493not present at the time, and was no longer associated with
3504Westchester Pharmacy, Petitioner has failed to demonstrate a
3512violation of Rule 64B16-27.820 as alleged in Count V of the
3523Administrative Complaint.
352522. Pertinent to Count VI, Rule 64B16-28.140(3)(b), Florida
3533Administrative Code, provides:
3536(3) Records of dispensing.
3540(a) Each time a prescription drug order is
3548filled or refilled, a record of such
3555dispensing shall be entered into the data
3562processing system.
3564(b) The data processing system shall have
3571the capacity to produce a daily hard-copy
3578printout of all original prescriptions
3583dispensed and refilled. This hard copy
3589printout shall contain the following
3594information:
35951. Unique identification number of the
3601prescription;
36022. Date of dispensing;
36063. Patient name;
36094. Prescribing practitioner's name;
36135. Name and strength of the drug product
3621actually dispensed, if generic, name, the
3627brand name or manufacturer of drug dispensed;
36346. Quantity dispensed;
36377. Initials or an identification code of
3644the dispensing pharmacist. . . .
3650Given that Respondent did not dispense the prescription drug, was
3660not present at the time, and was no longer associated with
3671Westchester Pharmacy. Petitioner has failed to demonstrate a
3679violation of Rule 64B16-28.140(3)(b) as alleged in Count VI of
3689the Administrative Complaint.
369223. Pertinent to Count VII, Rule 64B16-28.404, Florida
3700Administrative Code, provides:
3703Any person who receives a community
3709pharmacy permit pursuant to Section 465.018,
3715Florida Statutes, and commences to operate
3721such an establishment shall, for the benefit
3728of the public health and welfare, keep the
3736prescription department of the establishment
3741open for a minimum of forty (40) hours per
3750week and a minimum of five (5) days per
3759week. . . . A sign in block letters not less
3770than one inch in height shall be displayed
3778either at the main entrance of the
3785establishment or at or near the place where
3793prescriptions are dispensed in a prominent
3799place that is in clear and unobstructed view.
3807Such sign shall state the hours the
3814prescription department is open each day.
382024. The clear wording of rule 64B16-28.404 places the
3829responsibility for displaying an appropriate sign on the "person
3838who receives a community pharmacy permit," here Mr. Batista, not
3848the pharmacist. Moreover, Respondent was no longer associated
3856with Westchester Pharmacy when the deficiency was perceived.
3864Consequently, Petitioner has failed to demonstrate a violation of
3873Rule 64B16-28.404, Florida Administrative Code, as alleged in
3881Count VII of the Administrative Complaint.
3887RECOMMENDATION
3888Based on the foregoing Findings of Fact and Conclusions of
3898Law, it is
3901RECOMMENDED that a Final Order be entered dismissing the
3910Administrative Complaint.
3912DONE AND ENTERED this 25th day of August, 1998, in
3922Tallahassee, Leon County, Florida.
3926___________________________________
3927WILLIAM J. KENDRICK
3930Administrative Law Judge
3933Division of Administrative Hearings
3937The DeSoto Building
39401230 Apalachee Parkway
3943Tallahassee, Florida 32399-3060
3946(850) 488-9675 SUNCOM 278-9675
3950Fax Filing (850) 921-6847
3954Filed with the Clerk of the
3960Division of Administrative Hearings
3964this 25th day of August, 1998.
3970ENDNOTES
39711/ In its Proposed Recommended Order, Petitioner dismissed
3979Count II of the Administrative Complaint. Count III of the
3989Administrative Complaint was amended at hearing, without
3996objection, to replace the statutory reference to Section
4004465.015(2)(c), Florida Statutes, with a reference to Section
4012465.015(1)(b), Florida Statutes.
40152/ Petitioner withdrew its Exhibit 3. Petitioner's Exhibit 5 was
4025the return of service, reflecting service of a subpoena on Noriel
4036Batista.
40373/ The provisions of Subsection 465.016(1)(c), Florida Statutes,
4045would support a similar charge and, given the proof in this case,
4057the conclusion reached would be the same.
40644/ Moreover, even if a person in "charge of . . . a pharmacy,"
4078Respondent could not be found guilty of allowing an unlicensed
4088person (Mr. Batista) to dispense a prescription drug where, as
4098here, there is no showing of personal wrongdoing on her part.
4109Cf. Pic N' Save v. Department of Business Regulation , 601 So. 2d
4121245, 250 (Fla. 1st DCA 1992) ("Although the statutory language in
4133section 561.29(1) has since 1957 spoken in terms of the Division's
4144power to revoke or suspend a beverage license for violations of
4155the beverage law committed by a licensee, or 'its agents,
4165officers, servants, or employees,' the courts of this state have
4176consistently construed and applied this disciplinary authority
4183only on the basis of personal misconduct by the licensee. Thus,
4194while an employee may violate the beverage law in making illegal
4205sales of alcoholic beverages to minors, the licensee's culpable
4214responsibility therefor is measured in terms of its own
4223intentional wrongdoing or its negligence and lack of diligence in
4233training and supervising its employees regarding illegal sales.");
4242McDonald v. Department of Professional Regulation, Board of Pilot
4251Commissioners , 582 So. 2d 660, 669 (Fla. 1st DCA 1991) ("There is
4264no language to clearly evidence a legislative intent to impose on
4275a state licensed pilot vicarious responsibility for the neglect or
4285misconduct or others, i.e., to hold the pilot strictly responsible
4295for the conduct of all other personnel involved in operating and
4306maneuvering the vessel at the time the [co] llision occurred. The
4317statute does not purport to impose any nondelegable duties on a
4328state licensed harbor pilot that would give rise to personal
4338responsibility for the negligent acts of others. . . . [W]ithout
4349a clear, unambiguous provision in the statute indicating
4357legislative intent to hold the licensee responsible for the
4366negligent or wrongful acts committed by another, the
4374administrative agency is not authorized to so extend the effect of
4385the statute."); Federgo Discount Center v. Department of
4394Professional Regulation, Board of Pharmacy , 452 So. 2d 1063, 1066
4404(Fla. 3d DCA 1984) ("We conclude that if the Legislature desired
4416to make community pharmacy permittees strictly liable for the acts
4426of pharmacists who are separately licensed by the state, then it
4437could have done so in no uncertain terms. In the absence of a
4450clear expression from the Legislature making these permittees
4458subject to discipline for the misdeeds of their chosen licensed
4468pharmacist, we are obliged to reverse the Board's order of
4478revocation.")
4480Here, there is no evidence of intentional wrongdoing by Respondent
4490and, given the isolated nature of the offense by the permittee,
4501there is no basis on which to conclude that Respondent fostered,
4512condoned, or negligently overlooked such unlawful conduct. See
4520Lash, Inc. v. Department of Business Regulation , 411 So. 2d 276
4531(Fla. 3d DCA 1982), and Pauline v. Lee , 147 So. 2d 359 (Fla. 2d
4545DCA 1962). Consequently, even if Respondent was still employed on
4555December 14, 1996, the proof was insufficient to demonstrate, with
4565the requisite degree of certainty, that she violated the
4574provisions of Subsection 465.01(1)(b), Florida Statutes, and
4581therefore, Subsection 465.016(1)(e), Florida Statutes.
45865/ The Administrative Complaint cites the rule provisions as
4595being codified at Chapter 59X-27 and 59X-28, Florida
4603Administrative Code; however, those provisions have been
4610transferred to Chapters 64B16-27 and 64B16-28, Florida
4617Administrative Code, respectively.
4620COPIES FURNISHED:
4622John O. Williams, Esquire
4626Maureen L. Holz, Esquire
4630Williams & Holz, P.A.
4634The Cambridge Centre
4637355 North Monroe Street
4641Tallahassee, Florida 32301
4644William M. Furlow, Esquire
4648Katz, Kutter, Haigler, Alderman,
4652Byrant & Yon, P.A.
4656Post Office Box 1877
4660Tallahassee, Florida 32302-1877
4663Nury D. Soler
46664251 Southwest 107th Court
4670Miami, Florida 33165
4673John Taylor, Executive Director
4677Board of Pharmacy
4680Department of Health
46831940 North Monroe Street
4687Tallahassee, Florida 32399-0792
4690Angela T. Hall, Agency Clerk
4695Department of Health
46981317 Winewood Boulevard, Building 6
4703Tallahassee, Florida 32399-0700
4706NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4712All parties have the right to submit written exceptions within 15
4723days from the date of this Recommended Order. Any exceptions to
4734this Recommended Order should be filed with the agency that will
4745issue the Final Order in this case.
- Date
- Proceedings
- Date: 02/17/1999
- Proceedings: Final Order rec`d
- Date: 08/25/1998
- Proceedings: Order (Petitioner`s Motion to Late File is Denied) sent out.
- Date: 08/25/1998
- Proceedings: (Respondent) Response to Petitioner`s Motion to Late File (filed via facsimile).
- Date: 08/20/1998
- Proceedings: Petitioner`s Notice of Filing (filed via facsimile).
- Date: 08/17/1998
- Proceedings: Petitioner`s Motion to Late File (filed via facsimile).
- Date: 08/03/1998
- Proceedings: Petitioner`s Proposed Recommended Order (filed via facsimile).
- Date: 08/03/1998
- Proceedings: (W. Furlow) Proposed Recommended Order filed.
- Date: 07/24/1998
- Proceedings: Transcript filed.
- Date: 07/02/1998
- Proceedings: (Noriel Batista) Motion to Quash and for Protective Order; Cover Letter filed.
- Date: 06/30/1998
- Proceedings: (M. Holz) Exhibit filed.
- Date: 06/29/1998
- Proceedings: CASE STATUS: Hearing Held.
- Date: 06/19/1998
- Proceedings: Notice of Filing Respondent`s Exhibits filed.
- Date: 06/19/1998
- Proceedings: Petitioner`s Notice of Filing Exhibits; Exhibits; Petitioner`s Notice of Possible Schedule Conflict filed.
- Date: 04/28/1998
- Proceedings: Notice of Hearing by Video sent out. (Video Final Hearing set for 6/29/98; 1:00pm; Miami & Tallahassee)
- Date: 04/28/1998
- Proceedings: Notice of Substitution of Counsel (filed via facsimile).
- Date: 04/27/1998
- Proceedings: Order sent out. (4/28/98 hearing cancelled)
- Date: 04/24/1998
- Proceedings: Motion for Continuance with cover letter filed.
- Date: 04/10/1998
- Proceedings: Notice of Substitution of Counsel (filed via facsimile).
- Date: 03/25/1998
- Proceedings: (AHCA) Notice of Substitution of Counsel filed.
- Date: 03/25/1998
- Proceedings: (Petitioner) Notice of Substitution of Counsel (filed via facsimile).
- Date: 01/27/1998
- Proceedings: (From W. Furlow) Notice of Substitution of Counsel filed.
- Date: 01/23/1998
- Proceedings: Notice of Hearing sent out. (hearing set for 4/28/98; 10:00am; Miami)
- Date: 01/05/1998
- Proceedings: (Petitioner) Unilateral Response to Initial Order filed.
- Date: 12/24/1997
- Proceedings: Initial Order issued.
- Date: 12/22/1997
- Proceedings: Agency Referral letter; Administrative Complaint; Election of Rights filed.