01-003085 Department Of Banking And Finance, Division Of Securities And Investor Protection vs. Southern Financial Group, Inc., A South Carolina Corporation, And James C. Taylor, As General Securities Representative For Southern Financial Group

Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, October 23, 2001.

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There are currently no orders on record for this case.

Dockets

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Date
Proceedings

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Date: 10/23/2001

Proceedings: Order Closing File issued. CASE CLOSED.

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Date: 10/22/2001

Proceedings: Motion to Relinquish Jurisdiction (filed by Petitioner via facsimile).

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Date: 09/24/2001

Proceedings: Order Placing Case in Abeyance issued (parties to advise status by October 5, 2001).

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Date: 09/20/2001

Proceedings: Letter to Judge Kilbride from C. Lindamood awaiting receipt of a signed waiver and a restitution check from the complainant in this case (filed via facsimile).

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Date: 08/27/2001

Proceedings: Order issued (the parties are directed to file their joint response to the initial order by September 20, 2001).

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Date: 08/23/2001

Proceedings: Letter to Judge Kilbride from C. Lindamood requesting an extension of time filed.

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Date: 08/13/2001

Proceedings: Letter to Judge Kilbride from C. Lindamood (request for extension of time) filed via facsimile.

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Date: 08/09/2001

Proceedings: Department`s Request for Admissions (filed via facsimile).

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Date: 08/09/2001

Proceedings: Department`s Request for Production (filed via facsimile).

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Date: 08/06/2001

Proceedings: Initial Order issued.

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Date: 08/03/2001

Proceedings: Administrative Complaint and Notice of Intent to Issue Cease and Desist Order, Impose Penalties and Revoke, Suspend, or Deny Application for Registration and Notice of Rights (filed via facsimile).

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Date: 08/03/2001

Proceedings: Agency referral, Requesting a Hearing (filed via facsimile).

Case Information

Judge:: DANIEL M. KILBRIDE
Date Filed:: 08/03/2001
Date Assignment:: 08/06/2001
Last Docket Entry:: 10/23/2001
Location:: Maitland, Florida
District:: Middle
Agency:: Department of Financial Services

Counsels

Russell L Forkey, Esquire
Address of Record
James C Taylor
Address of Record
James C. Taylor
Address of Record