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01-004154 Park Capital Securities, Llc vs. Department Of Banking And Finance
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Thursday, December 20, 2001.

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Date
Proceedings
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Date: 12/20/2001
Proceedings: Order Closing File issued. CASE CLOSED.
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Date: 12/19/2001
Proceedings: Joint Motion to Relinquish Jurisdiction (filed via facsimile).
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Date: 12/04/2001
Proceedings: Order Granting Continuance and Re-scheduling Hearing issued (hearing set for January 16, 2002; 9:30 a.m.; Tallahassee, FL).
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Date: 11/29/2001
Proceedings: Response to Petitioner`s Request for Production of Documents filed by Respondent.
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Date: 11/28/2001
Proceedings: Petitioner Park Capital Securities` First Set of Interrogatories to Respondent filed.
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Date: 11/28/2001
Proceedings: Notice of Serving Petitioner Park Capital Securities` First Set of Interrogatories to Respondent filed.
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Date: 11/27/2001
Proceedings: Petitioner Park Capital Securities` Response to Respondent`s Motion to Shorten the Amount of Time to Respond filed.
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Date: 11/26/2001
Proceedings: Letter to W. Krizner from K. Kohl confirming availability for the deposition of B. Pope (filed via facsimile).
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Date: 11/21/2001
Proceedings: Respondent`s Motion for Telephonic Deposition, B. Pope filed.
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Date: 11/21/2001
Proceedings: Notice of Taking Deposition, B. Pope filed.
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Date: 11/21/2001
Proceedings: First Set of Request for Admissions to Park Capital Securities, LLC filed.
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Date: 11/21/2001
Proceedings: Respondent`s Motion to Shorten The Amount of Time Petitioner Has to Respond to Respondent`s First Set of Request for Admissions filed.
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Date: 11/15/2001
Proceedings: Order of Pre-hearing Instructions issued.
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Date: 11/15/2001
Proceedings: Notice of Hearing issued (hearing set for December 10, 2001; 9:30 a.m.; Tallahassee, FL).
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Date: 11/15/2001
Proceedings: Joint Response to Initial Order (filed via facsimile).
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Date: 11/14/2001
Proceedings: Order issued (Respondent`s Motion to Strike or to Dismiss for Failure to State a Cuase of Action is denied).
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Date: 11/07/2001
Proceedings: Petitioner`s Response To Motion To Strike or to Dismiss for Failure to State a Cause of Action filed.
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Date: 11/01/2001
Proceedings: Respondent`s Motion to Strike or to Dismiss for Failure to State a Cause of Action filed.
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Date: 10/30/2001
Proceedings: Petitioner Park Capital Securities` First Set of Interrogatories to Respondent filed.
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Date: 10/30/2001
Proceedings: Notice of Serving Petitioner Park Capital Securities; First Set of Interrogatories to Respondent filed.
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Date: 10/30/2001
Proceedings: Petitioner Park Capital Securities` First Request for Production of Documents filed.
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Date: 10/25/2001
Proceedings: Initial Order issued.
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Date: 10/24/2001
Proceedings: Notice of Intent to Deny Application as a Broker Dealer (filed via facsimile).
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Date: 10/23/2001
Proceedings: Petition for a Formal Administrative Proceeding (filed via facsimile).
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Date: 10/23/2001
Proceedings: Agency referral (filed via facsimile).

Case Information

Judge:
BARBARA J. STAROS
Date Filed:
10/23/2001
Date Assignment:
10/25/2001
Last Docket Entry:
12/20/2001
Location:
Tallahassee, Florida
District:
Northern
Agency:
Department of Financial Services
 

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