02-001965
Shady Rest Care Pavilion, Inc., D/B/A Shady Rest Care Pavilion vs.
Agency For Health Care Administration
Status: Closed
Recommended Order on Monday, August 26, 2002.
Recommended Order on Monday, August 26, 2002.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8AGENCY FOR HEALTH CARE )
13ADMINISTRATION, )
15)
16Petitioner, )
18)
19vs. ) Case No. 02 - 1291
26)
27SHADY REST CARE PAVILION, INC., )
33d/b/a SHADY REST CARE PAVILION, )
39)
40Respondent. )
42_______________________________ )
44)
45SHADY REST CARE PAVILION, INC., )
51d/b/a SHADY REST CARE PAVILION, )
57)
58Petitioner, )
60)
61vs. ) Case No. 02 - 1965
68)
69AGENCY FOR HEALTH CARE )
74ADMINISTRATION, )
76)
77Respondent. )
79)
80RECOMM ENDED ORDER
83Pursuant to notice, a formal hearing was held in this case
94on June 21, 2002, by video teleconference between sites in
104Ft. Myers and Tallahassee, Florida, before T. Kent
112Wetherell, II, the designated Administrative Law Judge of the
121Division of Administrative Hearings.
125APPEARANCES
126For Petitioner: Dennis L. Godfrey, Esquire 1
133Agency for Health Care
137Administration
138525 Mirror Lake Drive, North
143Room 310L
145St. Petersburg, Florida 33701
149For Respondent: Karen L. Goldsmith, Esquire
155Goldsmith, Grout & Lewis, P.A.
1602180 North Park Avenue, Suite 100
166Post Office Box 2011
170Winter Park, Florida 32790 - 2011
176STATE MENT OF THE ISSUE
181Whether Shady Rest Care Pavilion, Inc. failed to maintain
190the nutritional status of one of its residents so as to justify
202the imposition of a conditional license rating upon the facility
212and an administrative fine of $2,500.
219PRELIMINARY STATEMENT
221The Agency for Health Care Administration (Agency)
228conducted a survey of Shady Rest Care Pavilion, Inc. (Shady
238Rest) from July 30, 2001, to August 2, 2001. On August 22,
2502001, the Agency issued a notice of intent to assign Shady Rest
262conditio nal licensure status based upon several deficiencies
270identified during the course of the survey. However, the only
280deficiency still at issue in this proceeding is the Tag F325
291which was based upon Shady Rest's alleged failure to ensure that
302the nutritiona l needs of one resident, Resident 11, were met.
313On September 4, 2001, Shady Rest timely requested a formal
323administrative hearing to contest the change in the status of
333its license. On May 14, 2002, Shady Rest's petition was
343referred to the Division of A dministrative Hearings (Division)
352where it was assigned DOAH Case No. 02 - 1965.
362On December 13, 2001, the Agency filed a one - count
373Administrative Complaint against Shady Rest. The Complaint
380alleged that Shady Rest violated Rule 59A - 4.1288, Florida
390Adminis trative Code, and the federal regulations incorporated
398therein, based upon the deficiencies referenced above. On
406January 7, 2002, Shady Rest timely filed a petition contesting
416the allegations in the complaint and requesting a formal
425administrative hearing . The petition was referred to the
434Division on March 29, 2002, where it was assigned DOAH Case
445No. 02 - 1291.
449By Order dated May 29, 2002, DOAH Case Nos. 02 - 1291 and 02 -
4641965 were consolidated. Subsequently, the cases were
471transferred to the undersigned f or the purpose of conducting the
482hearing requested by Shady Rest.
487The hearing was held on June 21, 2002. At the hearing, the
499Agency presented the testimony of Lori Riddle, R.D., who was
509accepted as an expert in dietetics. The Agency's Exhibits,
518numbered R1, P5, P6, P12, P21 - P23, and P68 - P73, were received
532into evidence. At the hearing, Shady Rest presented the
541testimony of Sonja Reece, R.N., who was accepted as an expert in
553geriatric nursing, and Ann Marie Shields, R.D., who was accepted
563as an expert in nutrition and dietetics. Shady Rest's Exhibits,
573numbered R2, R4, R6, R7, R9, and R10, were received into
584evidence.
585At the conclusion of the hearing, the record was left open
596to allow Shady Rest to submit the deposition testimony of
606Robert Heiser, M.D. D r. Heiser was unexpectedly called into
616surgery on the day of the hearing. The transcript of
626Dr. Heiser's deposition was filed with the Division on July 26,
6372002. Dr. Heiser is accepted as an expert in medicine and
648gastroenterology.
649The Transcript of the hearing was filed with the Division
659on August 5, 2002. At the conclusion of the hearing, the
670parties agreed to file their proposed recommended orders no
679later than 10 days after the filing of the Dr. Heiser's
690deposition or the Transcript of the hearing, whichever occurred
699later. The parties' Proposed Recommended Orders were timely
707filed on August 14, 2002, and were considered by the undersigned
718in preparing this Recommended Order.
723FINDINGS OF FACT
726Based upon the testimony and evidence received at the
735h earing and the parties' stipulations, the following findings
744are made:
7461. Shady Rest is licensed by the Agency as a skilled
757nursing facility. Shady Rest's license number is SNF1497096.
7652. The Agency conducted an on - site survey of Shady Rest
777from July 30, 2001, to August 2, 2001. At the time of the
790survey, Shady Rest's licensure status was standard.
7973. The survey was conducted by a "team" that included
807dietitian Lori Riddle and other health care professionals.
8154. The survey team identified several de ficiencies at the
825facility. The deficiencies were detailed on the Form 2567 which
835was provided to Shady Rest by the Agency.
8435. The only deficiency still at issue in this proceeding
853is the Tag F325 which was summarized on the Form 2567 as
865follows:
866Based on observations, clinical record
871review and staff interviews, the facility
877failed to ensure that nutritional needs were
884met for 3 (Residents 11, 21 and 22) of 5
894active sampled residents receiving tube
899feeding who were at high risk for
906malnutrition as evid enced by significant
912weight loss, low albumin and total protein
919levels and recurring pressure sores.
9246. The survey team classified the Tag F325 at Level "G"
935( i.e. , isolated actual harm) on the federal scope and severity
946matrix, which corresponds to an i solated Class II deficiency
956under the Florida classification scheme.
9617. Based upon the cited Class II deficiency, the Agency
971issued a notice of intent to change Shady Rest's licensure
981status from standard to conditional, and the Agency initiated a
991separa te action to impose an administrative fine upon Shady
1001Rest. This proceeding followed.
10058. At the hearing, the Agency narrowed the focus of the
1016alleged deficiency from the three residents identified on the
1025Form 2567 to only one, Resident 11. No evidence or testimony
1036was presented regarding any other residents.
10429. Resident 11 is a female. At the time of the survey,
1054she was 89 years old, 64 inches (five feet, four inches) tall,
1066and weighed 145 pounds. She has been at Shady Rest since 1987.
107810. A care plan for Resident 11 was developed by a "team"
1090that included the director of nursing at Shady Rest, a nurse
1101(Sonja Reece, R.N.), a dietitian (Ann Marie Shields, R.D.), two
1111care plan coordinators, and social service and activity
1119personnel. Members of the c are plan team worked closely with
1130Resident 11's physician, Dr. Lakshmi Bushan, to manage Resident
113911's medical conditions.
114211. Dr. Bushan was actively involved with the care of
1152Resident 11 and was very familiar with her conditions.
1161Dr. Bushan was at the facility on a weekly basis and sometimes
1173several times per week.
117712. Resident 11 is totally dependent on Shady Rest and its
1188staff for the provision of nutrition. She is fed through a tube
1200connected directly to her stomach.
120513. Resident 11 is a "very complex resident" as a result
1216of a myriad of serious medical conditions, including heart
1225attack, seizure disorder, edema ( i.e. , swelling of the tissues
1235due to fluid retention), hiatal hernia with reflux, pemphagus
1244( i.e. , an autoimmune disease resulting in blisters around the
1254body), congestion in the lungs which caused breathing problems,
1263kidney disease, and liver problems. She was also prone to skin
1274breakdown.
127514. The treatment of Resident 11 was complicated by the
1285fact that management of one of her con ditions would exacerbate
1296another. For example, the Prednisone she was taking to treat
1306her pemphagus increased her fluid retention and, hence, her
1315edema; but, Lasix, the diuretic she was taking for the edema,
1326caused her to have diarrhea which led to the br eakdown of her
1339skin from constant cleaning and put her at risk of dehydration
1350and kidney failure.
135315. Resident 11's edema was at a dangerous level, referred
1363to as "3 pitting edema." Relieving the edema was determined to
1374be of critical importance to Res ident 11 by her physician. The
1386fluid retention in Resident 11's lungs caused her to suffer from
1397shortness of breath which could ultimately lead to congestive
1406heart failure.
140816. Because Resident 11 did not respond well to Lasix and
1419because it actually exacerbated her other medical problems
1427( i.e. , skin breakdown), a fluid reduction diet was deemed
1437necessary by her physician.
144117. Resident 11 was overweight, partially due to her
1450edema. Resident 11's weight contributed to and exacerbated her
1459medical c onditions, particularly her congestion and breathing
1467problems, and it enhanced her risk of congestive heart failure.
147718. On April 3, 2001, Dr. Bushan ordered an evaluation of
1488Resident 11's nutritional status and the adequacy of her tube
1498feeding. Residen t 11 weighed 163 pounds on that date.
150819. On April 4, 2001, Ms. Shields, performed the
1517evaluation ordered by Dr. Bushan. Ms. Shields calculated the
1526total calories per day (cal/day) needed by Resident 11 based
1536upon a standard formula. She then subtracted 400 cal/day to
1546take into account the weight loss desired by Dr. Bushan. Ms.
1557Shields' calculation resulted in an estimated caloric need for
1566Resident 11 of 1,100 to 1,200 cal/day.
157520. Because the feeding ordered at that time provided
15841,125 cal/day, which was within the range computed by
1594Ms. Shields, no changes were made to Resident 11's diet at that
1606time.
160721. Resident 11 was, however, taken off Lasix at that time
1618because it was not contributing significantly to her weight loss
1628and it was putting her at r isk for dehydration and kidney
1640failure.
164122. Resident 11's weight dropped only slightly after the
1650April 4, 2001, evaluation. On May 1, 2001, she weighed 159
1661pounds and on June 1, 2001, she weighed 158 pounds.
167123. Dr. Bushan wanted Resident 11 to lose m ore weight more
1683rapidly to stabilize her serious medical conditions.
1690Accordingly, on June 13, 2001, Dr. Bushan requested a dietary
1700consultant to check the amount of Resident 11's tube feedings in
1711order to implement a planned weight loss program to reduce
1721Resident 11's weight to 145 to 150 pounds.
172924. Ms. Shields conducted the assessment on June 14, 2001,
1739and after consulting with Resident 11's care plan team, she
1749recommended to Dr. Bushan that Resident 11's caloric intake be
1759reduced from 1,125 cal/day to 750 cal/day to accomplish the
1770rapid and significant weight loss desired by Dr. Bushan.
177925. Dr. Bushan accepted Ms. Shield's recommendations and
1787ordered the reduction in calories on June 14, 2001. On that
1798date, Resident 11 weighed 158 pounds.
180426. Residen t 11's care plan was updated on June 14, 2001,
1816to reflect the goal of reducing her weight by not more than five
1829pounds per week until she reached less than or equal to 150
1841pounds.
184227. The dietary change achieved the desired effect of
1851rapidly reducing Resi dent 11's weight and stabilizing her
1860medical conditions. Her weight records showed the following:
1868Date Weight
1870June 20, 2001 153
1874June 27, 2001 153
1878July 4, 2001 152
1882July 11, 2001 153
1886July 18, 2001 152
1890July 25, 2001 n/a
1894August 2, 2001 145
189828. The dietary notes for August 1, 2001, indicate that
1908Resident 11's "weight goal was met" and recommended a dietary
1918change to increase Resident 11's caloric intake to 1,000
1928cal/day. The record does not include the doctor's order
1937implementi ng that recommendation. However, by August 8, 2001,
1946Resident 11's weight was at 151 pounds, suggesting that the
1956dietary change was implemented.
196029. Between the June 14, 2001, dietary change and the
1970August 2, 2001, survey, Resident 11 lost 13 pounds, whi ch is an
19838.2 percent weight loss. For the three - month period of May 1,
19962001 through August 2, 2001, Resident 11 lost 14 pounds, which
2007is an 8.8 percent weight loss.
201330. Resident 11's edema improved significantly during this
2021period; it was no longer at th e "3 pitting edema" level. In
2034this regard, some of Resident 11's weight loss is attributable
2044to the elimination of retained fluids ( i.e. , reduction in her
2055edema), which was a significant purpose of the weight loss
2065program. The amount of the weight loss attributable to the
2075fluid loss is not quantifiable.
208031. The federal guidelines discussing Tag F325, which the
2089Agency's survey team uses in its evaluation of a facility, state
2100that "weight loss (or gain) is a guide in determining
2110nutritional status" and identify parameters to be used in
2119evaluating the significance or severity of weight loss. The 8.8
2129percent weight loss experienced by Resident 11 over a three -
2140month period would be considered "severe" based upon the
2149parameters.
215032. The parameters in the f ederal guidelines specifically
2159refer to "unplanned and undesired weight loss." By contrast,
2168the weight loss experienced by Resident 11 was planned and
2178desirable. It was directed by Dr. Bushan after Ms. Shield's
2188dietary consultation in order to reduce Res ident 11's fluid
2198intake and her edema while also promoting rapid weight loss to
2209minimize her congestion and related breathing problems.
221633. The estimated protein needs for Resident 11 were 53 to
222757 grams per day. The protein that she was being given, bot h
2240prior to and after the June 14, 2001, dietary change was within
2252that range. Increasing Resident 11's protein to offset the
2261calorie reduction was not considered a viable option for
2270Resident 11 because her history showed that the more protein she
2281received the more weight she gained. Moreover, too much protein
2291could cause liver failure, which was a risk for Resident 11.
230234. When the body is not receiving enough calories, it can
2313metabolize protein as a calorie source rather than for the
2323purposes protein i s normally used, such as health of the skin.
2335Resident 11 experienced skin breakdown ( i.e. , pressure sores or
2345decubitus ulcers) after the June 14, 2001, dietary change. The
2355sores were very small in size and, consistent with Resident 11's
2366past history, the sores healed quickly. Therefore, they are not
2376indicative of a protein deficiency. Indeed, subsequent to the
2385dietary change, Resident 11's skin turgor was good.
239335. The laboratory reports for Resident 11 showed her
2402having low albumin levels after the d ietary change. Low albumin
2413is generally an indicator of insufficient protein in the body.
2423However, as noted above, the rate at which Resident 11's skin
2434healed suggests that she was getting sufficient protein.
244236. Resident 11's low albumin level, in an d of itself, is
2454not determinative of her nutritional status. Indeed, the
2462federal guidelines provided to the survey team state:
2470Because some healthy elderly people have
2476abnormal laboratory values, and because
2481abnormal values can be expected in some
2488disease processes, do not expect laboratory
2494values to be within normal ranges for all
2502residents. Consider abnormal values in
2507conjunction with the resident's clinical
2512condition and baseline abnormal values.
251737. Even before the June 14, 2001, dietary change,
2526Re sident 11's albumin level was not within the normal range.
2537Her abnormal albumin levels may have been the result of her
2548liver problems.
255038. Dr. Bushan and the care plan team at Shady Rest
2561managed Resident 11's care based upon their clinical
2569observat ions of her in conjunction with their experience
2578regarding what worked for her in the past, not simply based upon
2590her laboratory values. They were constantly weighing standards
2598of practice with what was actually happening with Resident 11.
2608CONCLUSIONS OF LAW
261139. The Division of Administrative Hearings has
2618jurisdiction over the parties to and subject matter of this
2628proceeding pursuant to Sections 120.569 and 120.57(1), Florida
2636Statutes. (All references to Sections and Chapters are to the
2646Florida Statute s. All references to Rules are to the Florida
2657Administrative Code.)
265940. The Agency has regulatory authority over skilled
2667nursing home facilities such as Shady Rest pursuant to Part II
2678of Chapter 400 and Rule 59A - 4.
2686Burden of Proof
268941. Unless there is a statute which provides otherwise,
2698the party asserting the affirmative of an issue has the burden
2709of proof. See Dept. of Transportation v. J.W.C. Co., Inc. , 396
2720So. 2d 778, 788 (Fla. 1st DCA 1981).
272842. Contrary to the Agency's argument in its Proposed
2737Recommended Order (addressed below), the burden of proof in this
2747proceeding is not established by statute. Accordingly, because
2755the Agency is the party seeking to change the status quo and is
2768asserting the affirmative on the issues in this proceeding, it
2778has the burden of proof. See Amico v. Division of Retirement ,
2789352 So. 2d 556 (Fla. 1st DCA 1977); Balino v. Dept. of Health
2802and Rehabilitative Servs. , 348 So. 2d 349 (Fla. 1st DCA 1977).
2813And see Spanish Gardens Nursing & Convalescent Center v. Agency
2823fo r Health Care Administration , DOAH Case No. 98 - 2149,
2834Recommended Order, at 25 (September 18, 1998).
284143. The standard of proof is a preponderance of the
2851evidence with respect to the change in Shady Rest's licensure
2861status (DOAH Case No. 02 - 1965), see Spani sh Gardens , supra , at
287425 - 26, and clear and convincing evidence with respect to the
2886imposition of the civil penalty or administrative fine (DOAH
2895Case No. 02 - 1291). See Dept. of Banking & Fin. v. Osborne Stern
2909& Co. , 670 So. 2d 932 (Fla. 1996).
291744. In its Proposed Recommended Order, the Agency argues
2926that the burden of proof in both cases is on Shady Rest. In
2939support of its argument, the Agency cites Section 400.121(9)
2948which provides:
2950Notwithstanding any other provision of law
2956to the contrary, agency actio n in an
2964administrative proceeding under this section
2969may be overcome by the licensee upon a
2977showing by a preponderance of the evidence
2984to the contrary.
2987(Emphasis supplied).
298945. The Agency's current position on this issue is
2998inconsistent with the Joint Prehearing Stipulation which was
3006signed by the Agency's counsel of record and which included the
3017following "agreed issues of law":
3023The Agency has the burden of proof in this
3032proceeding and must show by a preponderance
3039of the evidence that there existed a basis
3047for imposing a conditional license on [Shady
3054Rest's] license.
3056The Agency has the burden of proof and must
3065prove by clear and convincing evidence that
3072a $2,500 fine should be imposed against
3080[Shady Rest] for the alleged violation.
3086Joint Prehearing S tipulation, at 7 - 8.
309446. The Agency's Proposed Recommended Order was not
3102submitted by the same attorney who signed the Joint Prehearing
3112Stipulation and represented the Agency at the hearing. See
3121Endnote 1. Nevertheless, the Agency is bound by its
3130stipula tions as to the burdens of proof in this proceeding.
314147. In any event, the Agency's reliance on Section
3150400.121(9) in this proceeding is entirely misplaced. 2 As the
3160language underscored above makes clear, that provision only
3168relates to proceedings unde r Section 400.121. That statute sets
3178forth the grounds upon which the Agency may deny, suspend, or
3189revoke a facility's license or impose a moritorium on admissions
3199at a facility. None of those issues are involved in this
3210proceeding. Indeed, Section 400. 121 was not cited by the Agency
3221as a basis of either its notice of intent to change Shady Rest's
3234licensure status in DOAH Case No. 02 - 1965 or its Administrative
3246Complaint in DOAH Case No. 02 - 1291. Moreover, there is nothing
3258in Section 400.121 suggesting t hat it in anyway relates to a
3270proceeding to change a facility's licensure status, and the only
3280portion of the statute relating to administrative fines -- i.e. ,
3290Section 400.121(2) -- confirms that proceedings under Section
3298400.121 and Section 400.023(8) are separate and distinct.
3306Change in Licensure Status (DOAH Case No. 02 - 1965)
331648. Section 400.23(7) requires the agency to "assign a
3325licensure status of standard or conditional to each nursing
3334home." These statuses are explained as follows:
3341(a) A stand ard licensure status means
3348that a facility has no class I or class II
3358deficiencies and has corrected all class III
3365deficiencies within the time established by
3371the agency.
3373(b) A conditional licensure status means
3379that a facility, due to the presence of one
3388or more class I or class II deficiencies, or
3397class III deficiencies not corrected within
3403the time established by the agency, is not
3411in substantial compliance at the time of the
3419survey with criteria established under this
3425part or with rules adopted by t he agency.
3434If the facility has no class I, class II, or
3444class III deficiencies at the time of the
3452followup survey, a standard licensure status
3458may be assigned.
3461Section 400.23(7)(a) - (b).
346549. The change in Shady Rest's licensure status to
3474conditional was based upon an alleged Class II deficiency, which
3484is:
3485a deficiency that the agency determines has
3492compromised the resident's ability to
3497maintain or reach his or her highest
3504practicable physical, mental, and
3508psychosocial well - being, as defined by an
3516acc urate and comprehensive resident
3521assessment, plan of care, and provision of
3528services.
3529Section 400.23(8).
353150. The Class II deficiency identified at Shady Rest was a
3542Tag F325 which corresponds to 42 Code of Federal Regulations
3552Section 483.25(i)(1). That r egulation, which is incorporated by
3561reference into the Agency's Rule 59A - 4.1288, provides:
3570(i) Nutrition. Based upon a resident's
3576comprehensive assessment, the facility must
3581ensure that a resident --
3586(1) Maintains acceptable parameters of
3591nutritiona l status, such as body weight and
3599protein levels, unless the resident's
3604clinical condition demonstrates that it is
3610not possible
3612(Emphasis supplied).
361451. The Agency failed to meet its burden to prove the
3625existence of a Class II deficiency. The evidence is
3634insufficient to show that the change in Resident 11's diet
3644compromised her ability to maintain or reach her highest
3653practicable physical, mental, and psychosocial well - being. To
3662the contrary, the weight of the evidence shows that the dietary
3673change ac tually improved Resident 11's medical condition by
3682reducing her edema, and it did so without significantly
3691compromising her nutritional health.
369552. The evidence further shows that the dietary change was
3705medically necessary, was justified based upon Resid ent 11's
3714conditions and treatment history, and was the result of a
3724risk/benefit analysis in which Resident 11's physician was
3732actively involved. In this regard, the weight loss experienced
3741by Resident 11 was not unplanned; it was expressly directed by
3752her physician. Moreover, her abnormal albumin levels during
3760this period were not inconsistent with her typical albumin
3769levels and were explained by her history of liver problems.
3779Administrative Fine (DOAH Case No. 02 - 1291)
378753. Section 400.23(8)(b) authoriz es the Agency to impose a
3797civil penalty against the facility for a Class II deficiency.
3807The amount of the penalty depends on the scope of the
3818deficiency, i.e. , "$2,500 for an isolated deficiency, $5,000 for
3829a patterned deficiency, and $7,500 for a widespr ead deficiency."
3840Section 400.23(8)(b).
384254. The deficiency at issue in this proceeding, Tag F325,
3852was alleged to be a isolated deficiency, cf. Section 400.23(8)
3862(defining an isolated deficiency as "a deficiency affecting one
3871or a very limited numb er of residents, . . ."), and the Agency
3886is seeking to impose a $2,500 fine.
389455. In light of the foregoing determination that the
3903Agency failed to meet its burden of proof with respect to the
3915change in licensure status, it follows that the Agency did not
3926meet the higher burden of proof necessary to impose an
3936administrative fine. Indeed, having failed to prove the
3944existence of a Class II deficiency at Shady Rest, there is no
3956basis to impose an administrative fine under Section
3964400.23(8)(b).
3965RECOMMENDATION
3966Based upon the foregoing Findings of Fact and Conclusions
3975of Law, it is
3979RECOMMENDED that the Agency for Health Care Administration
3987issue a final order which:
39921. Dismisses the Administrative Complaint against Shady
3999Rest Care Pavilion in DOAH Case No. 02 - 1291; and
40102. Rescinds the notice of intent to assign conditional
4019licensure status to Shady Rest Care Pavilion in DOAH Case
4029No. 02 - 1965 and retains the facility's standard licensure
4039status.
4040DONE AND ENTERED this 26th day of August, 2002, in
4050Tallahassee, Leon County, Florida.
4054___________________________________
4055T. KENT WETHERELL, II
4059Administrative Law Judge
4062Division of Administrative Hearings
4066The DeSoto Building
40691230 Apalachee Parkway
4072Tallahassee, Florida 32399 - 3060
4077(850) 488 - 9675 SUNCOM 278 - 9675
4085Fax Fi ling (850) 921 - 6847
4092www.doah.state.fl.us
4093Filed with the Clerk of the
4099Division of Administrative Hearings
4103this 26th day of August, 2002.
4109ENDNOTES
41101/ Mr. Godfrey represented the Agency from the inception of these
4121cases through at least the post - hearing deposition of Robert
4132Heiser, M.D., which was taken on July 19, 2002. However, the
4143Agency's Proposed Recommended Order was not filed by
4151Mr. Godfrey; it was filed by Agency attorney Kathryn F. Fenske.
4162The case file does not include a notice of appearance f rom Ms.
4175Fenske, nor does it include a notice of substitution of counsel.
41862/ Application of Section 400.121(9) in a penal proceeding such
4196as DOAH Case No. 02 - 1291 would also raise constitutional
4207concerns because the statute not only relieves the Agency of its
4218heightened burden of proof, but it relieves the Agency of any
4229burden whatsoever. Cf. Osborne , 670 So. 2d at 935 (Due Process
4240requires agency seeking to impose an administrative fine to meet
4250a heightened burden of proof because such a proceeding is p enal
4262in nature and impacts constitutionally - protected property
4270interests); Ferris v. Turlington , 501 So. 2d 292 (Fla 1987)
4280(same in cases involving license revocation).
4286COPIES FURNISHED :
4289Dennis L. Godfrey, Esquire
4293Agency for Health Care Administrat ion
4299525 Mirror Lake Drive, North
4304Room 310L
4306St. Petersburg, Florida 33701
4310Kathryn F. Fenske, Esquire
4314Agency for Health Care Administration
43198355 Northwest 53rd Street, First Floor
4325Miami, Florida 33166
4328Karen L. Goldsmith, Esquire
4332Goldsmith, Grout & Lewis , P.A.
43372180 North Park Avenue, Suite 100
4343Post Office Box 2011
4347Winter Park, Florida 32790 - 2011
4353Virginia A. Daire, Agency Clerk
4358Agency for Health Care Administration
43632727 Mahan Drive
4366Fort Knox Building, Suite 3431
4371Tallahassee, Florida 32308
4374William Rober ts, Acting General Counsel
4380Agency for Health Care Administration
43852727 Mahan Drive
4388Fort Knox Building, Suite 3431
4393Tallahassee, Florida 32308
4396NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4402All parties have the right to submit written exceptions within
441215 days from the date of this Recommended Order. Any exceptions
4423to this Recommended Order should be filed with the agency that
4434will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 08/28/2002
- Proceedings: Notice of Substitution of Counsel (filed by K. Fenske via facsimile).
- PDF:
- Date: 08/26/2002
- Proceedings: Letter to V. Daire from Judge Wetherell documents filed by the parties as potential exhibits issued.
- PDF:
- Date: 08/26/2002
- Proceedings: Recommended Order issued (hearing held June 21, 2002) CASE CLOSED.
- PDF:
- Date: 08/26/2002
- Proceedings: Recommended Order cover letter identifying hearing record referred to the Agency sent out.
- Date: 08/05/2002
- Proceedings: Transcript of Proceedings filed.
- Date: 06/21/2002
- Proceedings: CASE STATUS: Hearing Held; see case file for applicable time frames.
- PDF:
- Date: 06/20/2002
- Proceedings: Letter to Judge Buckine from K. Goldsmith enclosing exhibits R-A through R-F (filed via facsimile).
- PDF:
- Date: 06/10/2002
- Proceedings: Order Granting Motion for Extension of Time to File Pre-Hearing Stipulation issued.
- PDF:
- Date: 06/07/2002
- Proceedings: Amended Notice of Video Teleconference issued. (hearing scheduled for June 21, 2002; 9:00 a.m.; Fort Myers and Tallahassee, FL, amended as to changing to video).
- PDF:
- Date: 06/06/2002
- Proceedings: Motion for Extension of Time to File Pre-Hearing Stipulation (filed by Respondent via facsimile).
- PDF:
- Date: 06/06/2002
- Proceedings: Amended Notice of Taking Deposition Duces Tecum, L Riddle (filed via facsimile).
- PDF:
- Date: 05/29/2002
- Proceedings: Notice of Taking Deposition Duces Tecum, R. Gilfert L. Riddle (filed via facsimile).
- PDF:
- Date: 05/29/2002
- Proceedings: Amended Notice of Hearing issued. (hearing set for June 21, 2002; 9:00 a.m.; Fort Myers, FL, amended as to CONSOLIDATED/DATE).
- PDF:
- Date: 05/29/2002
- Proceedings: Order of Consolidation issued. (consolidated cases are: 02-001291, 02-001965)
- PDF:
- Date: 05/23/2002
- Proceedings: Motion to Consolidate (of case nos. 02-1965, 02-1291 ) filed by Petitioner.
Case Information
- Judge:
- T. KENT WETHERELL, II
- Date Filed:
- 05/14/2002
- Date Assignment:
- 06/11/2002
- Last Docket Entry:
- 03/19/2003
- Location:
- Fort Myers, Florida
- District:
- Middle
- Agency:
- ADOPTED IN TOTO
Counsels
-
Dennis L Godfrey, Esquire
Address of Record -
Karen L. Goldsmith, Esquire
Address of Record