02-001965 Shady Rest Care Pavilion, Inc., D/B/A Shady Rest Care Pavilion vs. Agency For Health Care Administration
 Status: Closed
Recommended Order on Monday, August 26, 2002.


View Dockets  
Summary: Evidence showed nursing home resident`s severe weight loss was expressly directed by her physician and was justified based on resident`s serious medical conditions and past treatment history. Change in license status and imposition of fine not justified.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8AGENCY FOR HEALTH CARE )

13ADMINISTRATION, )

15)

16Petitioner, )

18)

19vs. ) Case No. 02 - 1291

26)

27SHADY REST CARE PAVILION, INC., )

33d/b/a SHADY REST CARE PAVILION, )

39)

40Respondent. )

42_______________________________ )

44)

45SHADY REST CARE PAVILION, INC., )

51d/b/a SHADY REST CARE PAVILION, )

57)

58Petitioner, )

60)

61vs. ) Case No. 02 - 1965

68)

69AGENCY FOR HEALTH CARE )

74ADMINISTRATION, )

76)

77Respondent. )

79)

80RECOMM ENDED ORDER

83Pursuant to notice, a formal hearing was held in this case

94on June 21, 2002, by video teleconference between sites in

104Ft. Myers and Tallahassee, Florida, before T. Kent

112Wetherell, II, the designated Administrative Law Judge of the

121Division of Administrative Hearings.

125APPEARANCES

126For Petitioner: Dennis L. Godfrey, Esquire 1

133Agency for Health Care

137Administration

138525 Mirror Lake Drive, North

143Room 310L

145St. Petersburg, Florida 33701

149For Respondent: Karen L. Goldsmith, Esquire

155Goldsmith, Grout & Lewis, P.A.

1602180 North Park Avenue, Suite 100

166Post Office Box 2011

170Winter Park, Florida 32790 - 2011

176STATE MENT OF THE ISSUE

181Whether Shady Rest Care Pavilion, Inc. failed to maintain

190the nutritional status of one of its residents so as to justify

202the imposition of a conditional license rating upon the facility

212and an administrative fine of $2,500.

219PRELIMINARY STATEMENT

221The Agency for Health Care Administration (Agency)

228conducted a survey of Shady Rest Care Pavilion, Inc. (Shady

238Rest) from July 30, 2001, to August 2, 2001. On August 22,

2502001, the Agency issued a notice of intent to assign Shady Rest

262conditio nal licensure status based upon several deficiencies

270identified during the course of the survey. However, the only

280deficiency still at issue in this proceeding is the Tag F325

291which was based upon Shady Rest's alleged failure to ensure that

302the nutritiona l needs of one resident, Resident 11, were met.

313On September 4, 2001, Shady Rest timely requested a formal

323administrative hearing to contest the change in the status of

333its license. On May 14, 2002, Shady Rest's petition was

343referred to the Division of A dministrative Hearings (Division)

352where it was assigned DOAH Case No. 02 - 1965.

362On December 13, 2001, the Agency filed a one - count

373Administrative Complaint against Shady Rest. The Complaint

380alleged that Shady Rest violated Rule 59A - 4.1288, Florida

390Adminis trative Code, and the federal regulations incorporated

398therein, based upon the deficiencies referenced above. On

406January 7, 2002, Shady Rest timely filed a petition contesting

416the allegations in the complaint and requesting a formal

425administrative hearing . The petition was referred to the

434Division on March 29, 2002, where it was assigned DOAH Case

445No. 02 - 1291.

449By Order dated May 29, 2002, DOAH Case Nos. 02 - 1291 and 02 -

4641965 were consolidated. Subsequently, the cases were

471transferred to the undersigned f or the purpose of conducting the

482hearing requested by Shady Rest.

487The hearing was held on June 21, 2002. At the hearing, the

499Agency presented the testimony of Lori Riddle, R.D., who was

509accepted as an expert in dietetics. The Agency's Exhibits,

518numbered R1, P5, P6, P12, P21 - P23, and P68 - P73, were received

532into evidence. At the hearing, Shady Rest presented the

541testimony of Sonja Reece, R.N., who was accepted as an expert in

553geriatric nursing, and Ann Marie Shields, R.D., who was accepted

563as an expert in nutrition and dietetics. Shady Rest's Exhibits,

573numbered R2, R4, R6, R7, R9, and R10, were received into

584evidence.

585At the conclusion of the hearing, the record was left open

596to allow Shady Rest to submit the deposition testimony of

606Robert Heiser, M.D. D r. Heiser was unexpectedly called into

616surgery on the day of the hearing. The transcript of

626Dr. Heiser's deposition was filed with the Division on July 26,

6372002. Dr. Heiser is accepted as an expert in medicine and

648gastroenterology.

649The Transcript of the hearing was filed with the Division

659on August 5, 2002. At the conclusion of the hearing, the

670parties agreed to file their proposed recommended orders no

679later than 10 days after the filing of the Dr. Heiser's

690deposition or the Transcript of the hearing, whichever occurred

699later. The parties' Proposed Recommended Orders were timely

707filed on August 14, 2002, and were considered by the undersigned

718in preparing this Recommended Order.

723FINDINGS OF FACT

726Based upon the testimony and evidence received at the

735h earing and the parties' stipulations, the following findings

744are made:

7461. Shady Rest is licensed by the Agency as a skilled

757nursing facility. Shady Rest's license number is SNF1497096.

7652. The Agency conducted an on - site survey of Shady Rest

777from July 30, 2001, to August 2, 2001. At the time of the

790survey, Shady Rest's licensure status was standard.

7973. The survey was conducted by a "team" that included

807dietitian Lori Riddle and other health care professionals.

8154. The survey team identified several de ficiencies at the

825facility. The deficiencies were detailed on the Form 2567 which

835was provided to Shady Rest by the Agency.

8435. The only deficiency still at issue in this proceeding

853is the Tag F325 which was summarized on the Form 2567 as

865follows:

866Based on observations, clinical record

871review and staff interviews, the facility

877failed to ensure that nutritional needs were

884met for 3 (Residents 11, 21 and 22) of 5

894active sampled residents receiving tube

899feeding who were at high risk for

906malnutrition as evid enced by significant

912weight loss, low albumin and total protein

919levels and recurring pressure sores.

9246. The survey team classified the Tag F325 at Level "G"

935( i.e. , isolated actual harm) on the federal scope and severity

946matrix, which corresponds to an i solated Class II deficiency

956under the Florida classification scheme.

9617. Based upon the cited Class II deficiency, the Agency

971issued a notice of intent to change Shady Rest's licensure

981status from standard to conditional, and the Agency initiated a

991separa te action to impose an administrative fine upon Shady

1001Rest. This proceeding followed.

10058. At the hearing, the Agency narrowed the focus of the

1016alleged deficiency from the three residents identified on the

1025Form 2567 to only one, Resident 11. No evidence or testimony

1036was presented regarding any other residents.

10429. Resident 11 is a female. At the time of the survey,

1054she was 89 years old, 64 inches (five feet, four inches) tall,

1066and weighed 145 pounds. She has been at Shady Rest since 1987.

107810. A care plan for Resident 11 was developed by a "team"

1090that included the director of nursing at Shady Rest, a nurse

1101(Sonja Reece, R.N.), a dietitian (Ann Marie Shields, R.D.), two

1111care plan coordinators, and social service and activity

1119personnel. Members of the c are plan team worked closely with

1130Resident 11's physician, Dr. Lakshmi Bushan, to manage Resident

113911's medical conditions.

114211. Dr. Bushan was actively involved with the care of

1152Resident 11 and was very familiar with her conditions.

1161Dr. Bushan was at the facility on a weekly basis and sometimes

1173several times per week.

117712. Resident 11 is totally dependent on Shady Rest and its

1188staff for the provision of nutrition. She is fed through a tube

1200connected directly to her stomach.

120513. Resident 11 is a "very complex resident" as a result

1216of a myriad of serious medical conditions, including heart

1225attack, seizure disorder, edema ( i.e. , swelling of the tissues

1235due to fluid retention), hiatal hernia with reflux, pemphagus

1244( i.e. , an autoimmune disease resulting in blisters around the

1254body), congestion in the lungs which caused breathing problems,

1263kidney disease, and liver problems. She was also prone to skin

1274breakdown.

127514. The treatment of Resident 11 was complicated by the

1285fact that management of one of her con ditions would exacerbate

1296another. For example, the Prednisone she was taking to treat

1306her pemphagus increased her fluid retention and, hence, her

1315edema; but, Lasix, the diuretic she was taking for the edema,

1326caused her to have diarrhea which led to the br eakdown of her

1339skin from constant cleaning and put her at risk of dehydration

1350and kidney failure.

135315. Resident 11's edema was at a dangerous level, referred

1363to as "3 pitting edema." Relieving the edema was determined to

1374be of critical importance to Res ident 11 by her physician. The

1386fluid retention in Resident 11's lungs caused her to suffer from

1397shortness of breath which could ultimately lead to congestive

1406heart failure.

140816. Because Resident 11 did not respond well to Lasix and

1419because it actually exacerbated her other medical problems

1427( i.e. , skin breakdown), a fluid reduction diet was deemed

1437necessary by her physician.

144117. Resident 11 was overweight, partially due to her

1450edema. Resident 11's weight contributed to and exacerbated her

1459medical c onditions, particularly her congestion and breathing

1467problems, and it enhanced her risk of congestive heart failure.

147718. On April 3, 2001, Dr. Bushan ordered an evaluation of

1488Resident 11's nutritional status and the adequacy of her tube

1498feeding. Residen t 11 weighed 163 pounds on that date.

150819. On April 4, 2001, Ms. Shields, performed the

1517evaluation ordered by Dr. Bushan. Ms. Shields calculated the

1526total calories per day (cal/day) needed by Resident 11 based

1536upon a standard formula. She then subtracted 400 cal/day to

1546take into account the weight loss desired by Dr. Bushan. Ms.

1557Shields' calculation resulted in an estimated caloric need for

1566Resident 11 of 1,100 to 1,200 cal/day.

157520. Because the feeding ordered at that time provided

15841,125 cal/day, which was within the range computed by

1594Ms. Shields, no changes were made to Resident 11's diet at that

1606time.

160721. Resident 11 was, however, taken off Lasix at that time

1618because it was not contributing significantly to her weight loss

1628and it was putting her at r isk for dehydration and kidney

1640failure.

164122. Resident 11's weight dropped only slightly after the

1650April 4, 2001, evaluation. On May 1, 2001, she weighed 159

1661pounds and on June 1, 2001, she weighed 158 pounds.

167123. Dr. Bushan wanted Resident 11 to lose m ore weight more

1683rapidly to stabilize her serious medical conditions.

1690Accordingly, on June 13, 2001, Dr. Bushan requested a dietary

1700consultant to check the amount of Resident 11's tube feedings in

1711order to implement a planned weight loss program to reduce

1721Resident 11's weight to 145 to 150 pounds.

172924. Ms. Shields conducted the assessment on June 14, 2001,

1739and after consulting with Resident 11's care plan team, she

1749recommended to Dr. Bushan that Resident 11's caloric intake be

1759reduced from 1,125 cal/day to 750 cal/day to accomplish the

1770rapid and significant weight loss desired by Dr. Bushan.

177925. Dr. Bushan accepted Ms. Shield's recommendations and

1787ordered the reduction in calories on June 14, 2001. On that

1798date, Resident 11 weighed 158 pounds.

180426. Residen t 11's care plan was updated on June 14, 2001,

1816to reflect the goal of reducing her weight by not more than five

1829pounds per week until she reached less than or equal to 150

1841pounds.

184227. The dietary change achieved the desired effect of

1851rapidly reducing Resi dent 11's weight and stabilizing her

1860medical conditions. Her weight records showed the following:

1868Date Weight

1870June 20, 2001 153

1874June 27, 2001 153

1878July 4, 2001 152

1882July 11, 2001 153

1886July 18, 2001 152

1890July 25, 2001 n/a

1894August 2, 2001 145

189828. The dietary notes for August 1, 2001, indicate that

1908Resident 11's "weight goal was met" and recommended a dietary

1918change to increase Resident 11's caloric intake to 1,000

1928cal/day. The record does not include the doctor's order

1937implementi ng that recommendation. However, by August 8, 2001,

1946Resident 11's weight was at 151 pounds, suggesting that the

1956dietary change was implemented.

196029. Between the June 14, 2001, dietary change and the

1970August 2, 2001, survey, Resident 11 lost 13 pounds, whi ch is an

19838.2 percent weight loss. For the three - month period of May 1,

19962001 through August 2, 2001, Resident 11 lost 14 pounds, which

2007is an 8.8 percent weight loss.

201330. Resident 11's edema improved significantly during this

2021period; it was no longer at th e "3 pitting edema" level. In

2034this regard, some of Resident 11's weight loss is attributable

2044to the elimination of retained fluids ( i.e. , reduction in her

2055edema), which was a significant purpose of the weight loss

2065program. The amount of the weight loss attributable to the

2075fluid loss is not quantifiable.

208031. The federal guidelines discussing Tag F325, which the

2089Agency's survey team uses in its evaluation of a facility, state

2100that "weight loss (or gain) is a guide in determining

2110nutritional status" and identify parameters to be used in

2119evaluating the significance or severity of weight loss. The 8.8

2129percent weight loss experienced by Resident 11 over a three -

2140month period would be considered "severe" based upon the

2149parameters.

215032. The parameters in the f ederal guidelines specifically

2159refer to "unplanned and undesired weight loss." By contrast,

2168the weight loss experienced by Resident 11 was planned and

2178desirable. It was directed by Dr. Bushan after Ms. Shield's

2188dietary consultation in order to reduce Res ident 11's fluid

2198intake and her edema while also promoting rapid weight loss to

2209minimize her congestion and related breathing problems.

221633. The estimated protein needs for Resident 11 were 53 to

222757 grams per day. The protein that she was being given, bot h

2240prior to and after the June 14, 2001, dietary change was within

2252that range. Increasing Resident 11's protein to offset the

2261calorie reduction was not considered a viable option for

2270Resident 11 because her history showed that the more protein she

2281received the more weight she gained. Moreover, too much protein

2291could cause liver failure, which was a risk for Resident 11.

230234. When the body is not receiving enough calories, it can

2313metabolize protein as a calorie source rather than for the

2323purposes protein i s normally used, such as health of the skin.

2335Resident 11 experienced skin breakdown ( i.e. , pressure sores or

2345decubitus ulcers) after the June 14, 2001, dietary change. The

2355sores were very small in size and, consistent with Resident 11's

2366past history, the sores healed quickly. Therefore, they are not

2376indicative of a protein deficiency. Indeed, subsequent to the

2385dietary change, Resident 11's skin turgor was good.

239335. The laboratory reports for Resident 11 showed her

2402having low albumin levels after the d ietary change. Low albumin

2413is generally an indicator of insufficient protein in the body.

2423However, as noted above, the rate at which Resident 11's skin

2434healed suggests that she was getting sufficient protein.

244236. Resident 11's low albumin level, in an d of itself, is

2454not determinative of her nutritional status. Indeed, the

2462federal guidelines provided to the survey team state:

2470Because some healthy elderly people have

2476abnormal laboratory values, and because

2481abnormal values can be expected in some

2488disease processes, do not expect laboratory

2494values to be within normal ranges for all

2502residents. Consider abnormal values in

2507conjunction with the resident's clinical

2512condition and baseline abnormal values.

251737. Even before the June 14, 2001, dietary change,

2526Re sident 11's albumin level was not within the normal range.

2537Her abnormal albumin levels may have been the result of her

2548liver problems.

255038. Dr. Bushan and the care plan team at Shady Rest

2561managed Resident 11's care based upon their clinical

2569observat ions of her in conjunction with their experience

2578regarding what worked for her in the past, not simply based upon

2590her laboratory values. They were constantly weighing standards

2598of practice with what was actually happening with Resident 11.

2608CONCLUSIONS OF LAW

261139. The Division of Administrative Hearings has

2618jurisdiction over the parties to and subject matter of this

2628proceeding pursuant to Sections 120.569 and 120.57(1), Florida

2636Statutes. (All references to Sections and Chapters are to the

2646Florida Statute s. All references to Rules are to the Florida

2657Administrative Code.)

265940. The Agency has regulatory authority over skilled

2667nursing home facilities such as Shady Rest pursuant to Part II

2678of Chapter 400 and Rule 59A - 4.

2686Burden of Proof

268941. Unless there is a statute which provides otherwise,

2698the party asserting the affirmative of an issue has the burden

2709of proof. See Dept. of Transportation v. J.W.C. Co., Inc. , 396

2720So. 2d 778, 788 (Fla. 1st DCA 1981).

272842. Contrary to the Agency's argument in its Proposed

2737Recommended Order (addressed below), the burden of proof in this

2747proceeding is not established by statute. Accordingly, because

2755the Agency is the party seeking to change the status quo and is

2768asserting the affirmative on the issues in this proceeding, it

2778has the burden of proof. See Amico v. Division of Retirement ,

2789352 So. 2d 556 (Fla. 1st DCA 1977); Balino v. Dept. of Health

2802and Rehabilitative Servs. , 348 So. 2d 349 (Fla. 1st DCA 1977).

2813And see Spanish Gardens Nursing & Convalescent Center v. Agency

2823fo r Health Care Administration , DOAH Case No. 98 - 2149,

2834Recommended Order, at 25 (September 18, 1998).

284143. The standard of proof is a preponderance of the

2851evidence with respect to the change in Shady Rest's licensure

2861status (DOAH Case No. 02 - 1965), see Spani sh Gardens , supra , at

287425 - 26, and clear and convincing evidence with respect to the

2886imposition of the civil penalty or administrative fine (DOAH

2895Case No. 02 - 1291). See Dept. of Banking & Fin. v. Osborne Stern

2909& Co. , 670 So. 2d 932 (Fla. 1996).

291744. In its Proposed Recommended Order, the Agency argues

2926that the burden of proof in both cases is on Shady Rest. In

2939support of its argument, the Agency cites Section 400.121(9)

2948which provides:

2950Notwithstanding any other provision of law

2956to the contrary, agency actio n in an

2964administrative proceeding under this section

2969may be overcome by the licensee upon a

2977showing by a preponderance of the evidence

2984to the contrary.

2987(Emphasis supplied).

298945. The Agency's current position on this issue is

2998inconsistent with the Joint Prehearing Stipulation which was

3006signed by the Agency's counsel of record and which included the

3017following "agreed issues of law":

3023The Agency has the burden of proof in this

3032proceeding and must show by a preponderance

3039of the evidence that there existed a basis

3047for imposing a conditional license on [Shady

3054Rest's] license.

3056The Agency has the burden of proof and must

3065prove by clear and convincing evidence that

3072a $2,500 fine should be imposed against

3080[Shady Rest] for the alleged violation.

3086Joint Prehearing S tipulation, at 7 - 8.

309446. The Agency's Proposed Recommended Order was not

3102submitted by the same attorney who signed the Joint Prehearing

3112Stipulation and represented the Agency at the hearing. See

3121Endnote 1. Nevertheless, the Agency is bound by its

3130stipula tions as to the burdens of proof in this proceeding.

314147. In any event, the Agency's reliance on Section

3150400.121(9) in this proceeding is entirely misplaced. 2 As the

3160language underscored above makes clear, that provision only

3168relates to proceedings unde r Section 400.121. That statute sets

3178forth the grounds upon which the Agency may deny, suspend, or

3189revoke a facility's license or impose a moritorium on admissions

3199at a facility. None of those issues are involved in this

3210proceeding. Indeed, Section 400. 121 was not cited by the Agency

3221as a basis of either its notice of intent to change Shady Rest's

3234licensure status in DOAH Case No. 02 - 1965 or its Administrative

3246Complaint in DOAH Case No. 02 - 1291. Moreover, there is nothing

3258in Section 400.121 suggesting t hat it in anyway relates to a

3270proceeding to change a facility's licensure status, and the only

3280portion of the statute relating to administrative fines -- i.e. ,

3290Section 400.121(2) -- confirms that proceedings under Section

3298400.121 and Section 400.023(8) are separate and distinct.

3306Change in Licensure Status (DOAH Case No. 02 - 1965)

331648. Section 400.23(7) requires the agency to "assign a

3325licensure status of standard or conditional to each nursing

3334home." These statuses are explained as follows:

3341(a) A stand ard licensure status means

3348that a facility has no class I or class II

3358deficiencies and has corrected all class III

3365deficiencies within the time established by

3371the agency.

3373(b) A conditional licensure status means

3379that a facility, due to the presence of one

3388or more class I or class II deficiencies, or

3397class III deficiencies not corrected within

3403the time established by the agency, is not

3411in substantial compliance at the time of the

3419survey with criteria established under this

3425part or with rules adopted by t he agency.

3434If the facility has no class I, class II, or

3444class III deficiencies at the time of the

3452followup survey, a standard licensure status

3458may be assigned.

3461Section 400.23(7)(a) - (b).

346549. The change in Shady Rest's licensure status to

3474conditional was based upon an alleged Class II deficiency, which

3484is:

3485a deficiency that the agency determines has

3492compromised the resident's ability to

3497maintain or reach his or her highest

3504practicable physical, mental, and

3508psychosocial well - being, as defined by an

3516acc urate and comprehensive resident

3521assessment, plan of care, and provision of

3528services.

3529Section 400.23(8).

353150. The Class II deficiency identified at Shady Rest was a

3542Tag F325 which corresponds to 42 Code of Federal Regulations

3552Section 483.25(i)(1). That r egulation, which is incorporated by

3561reference into the Agency's Rule 59A - 4.1288, provides:

3570(i) Nutrition. Based upon a resident's

3576comprehensive assessment, the facility must

3581ensure that a resident --

3586(1) Maintains acceptable parameters of

3591nutritiona l status, such as body weight and

3599protein levels, unless the resident's

3604clinical condition demonstrates that it is

3610not possible

3612(Emphasis supplied).

361451. The Agency failed to meet its burden to prove the

3625existence of a Class II deficiency. The evidence is

3634insufficient to show that the change in Resident 11's diet

3644compromised her ability to maintain or reach her highest

3653practicable physical, mental, and psychosocial well - being. To

3662the contrary, the weight of the evidence shows that the dietary

3673change ac tually improved Resident 11's medical condition by

3682reducing her edema, and it did so without significantly

3691compromising her nutritional health.

369552. The evidence further shows that the dietary change was

3705medically necessary, was justified based upon Resid ent 11's

3714conditions and treatment history, and was the result of a

3724risk/benefit analysis in which Resident 11's physician was

3732actively involved. In this regard, the weight loss experienced

3741by Resident 11 was not unplanned; it was expressly directed by

3752her physician. Moreover, her abnormal albumin levels during

3760this period were not inconsistent with her typical albumin

3769levels and were explained by her history of liver problems.

3779Administrative Fine (DOAH Case No. 02 - 1291)

378753. Section 400.23(8)(b) authoriz es the Agency to impose a

3797civil penalty against the facility for a Class II deficiency.

3807The amount of the penalty depends on the scope of the

3818deficiency, i.e. , "$2,500 for an isolated deficiency, $5,000 for

3829a patterned deficiency, and $7,500 for a widespr ead deficiency."

3840Section 400.23(8)(b).

384254. The deficiency at issue in this proceeding, Tag F325,

3852was alleged to be a isolated deficiency, cf. Section 400.23(8)

3862(defining an isolated deficiency as "a deficiency affecting one

3871or a very limited numb er of residents, . . ."), and the Agency

3886is seeking to impose a $2,500 fine.

389455. In light of the foregoing determination that the

3903Agency failed to meet its burden of proof with respect to the

3915change in licensure status, it follows that the Agency did not

3926meet the higher burden of proof necessary to impose an

3936administrative fine. Indeed, having failed to prove the

3944existence of a Class II deficiency at Shady Rest, there is no

3956basis to impose an administrative fine under Section

3964400.23(8)(b).

3965RECOMMENDATION

3966Based upon the foregoing Findings of Fact and Conclusions

3975of Law, it is

3979RECOMMENDED that the Agency for Health Care Administration

3987issue a final order which:

39921. Dismisses the Administrative Complaint against Shady

3999Rest Care Pavilion in DOAH Case No. 02 - 1291; and

40102. Rescinds the notice of intent to assign conditional

4019licensure status to Shady Rest Care Pavilion in DOAH Case

4029No. 02 - 1965 and retains the facility's standard licensure

4039status.

4040DONE AND ENTERED this 26th day of August, 2002, in

4050Tallahassee, Leon County, Florida.

4054___________________________________

4055T. KENT WETHERELL, II

4059Administrative Law Judge

4062Division of Administrative Hearings

4066The DeSoto Building

40691230 Apalachee Parkway

4072Tallahassee, Florida 32399 - 3060

4077(850) 488 - 9675 SUNCOM 278 - 9675

4085Fax Fi ling (850) 921 - 6847

4092www.doah.state.fl.us

4093Filed with the Clerk of the

4099Division of Administrative Hearings

4103this 26th day of August, 2002.

4109ENDNOTES

41101/ Mr. Godfrey represented the Agency from the inception of these

4121cases through at least the post - hearing deposition of Robert

4132Heiser, M.D., which was taken on July 19, 2002. However, the

4143Agency's Proposed Recommended Order was not filed by

4151Mr. Godfrey; it was filed by Agency attorney Kathryn F. Fenske.

4162The case file does not include a notice of appearance f rom Ms.

4175Fenske, nor does it include a notice of substitution of counsel.

41862/ Application of Section 400.121(9) in a penal proceeding such

4196as DOAH Case No. 02 - 1291 would also raise constitutional

4207concerns because the statute not only relieves the Agency of its

4218heightened burden of proof, but it relieves the Agency of any

4229burden whatsoever. Cf. Osborne , 670 So. 2d at 935 (Due Process

4240requires agency seeking to impose an administrative fine to meet

4250a heightened burden of proof because such a proceeding is p enal

4262in nature and impacts constitutionally - protected property

4270interests); Ferris v. Turlington , 501 So. 2d 292 (Fla 1987)

4280(same in cases involving license revocation).

4286COPIES FURNISHED :

4289Dennis L. Godfrey, Esquire

4293Agency for Health Care Administrat ion

4299525 Mirror Lake Drive, North

4304Room 310L

4306St. Petersburg, Florida 33701

4310Kathryn F. Fenske, Esquire

4314Agency for Health Care Administration

43198355 Northwest 53rd Street, First Floor

4325Miami, Florida 33166

4328Karen L. Goldsmith, Esquire

4332Goldsmith, Grout & Lewis , P.A.

43372180 North Park Avenue, Suite 100

4343Post Office Box 2011

4347Winter Park, Florida 32790 - 2011

4353Virginia A. Daire, Agency Clerk

4358Agency for Health Care Administration

43632727 Mahan Drive

4366Fort Knox Building, Suite 3431

4371Tallahassee, Florida 32308

4374William Rober ts, Acting General Counsel

4380Agency for Health Care Administration

43852727 Mahan Drive

4388Fort Knox Building, Suite 3431

4393Tallahassee, Florida 32308

4396NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

4402All parties have the right to submit written exceptions within

441215 days from the date of this Recommended Order. Any exceptions

4423to this Recommended Order should be filed with the agency that

4434will issue the Final Order in this case.

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Date
Proceedings
PDF:
Date: 03/19/2003
Proceedings: Final Order filed.
PDF:
Date: 03/14/2003
Proceedings: Agency Final Order
PDF:
Date: 09/03/2002
Proceedings: Agency`s Exceptions to Recommended Order (filed via facsimile).
PDF:
Date: 08/28/2002
Proceedings: Notice of Substitution of Counsel (filed by K. Fenske via facsimile).
PDF:
Date: 08/26/2002
Proceedings: Recommended Order
PDF:
Date: 08/26/2002
Proceedings: Letter to V. Daire from Judge Wetherell documents filed by the parties as potential exhibits issued.
PDF:
Date: 08/26/2002
Proceedings: Recommended Order issued (hearing held June 21, 2002) CASE CLOSED.
PDF:
Date: 08/26/2002
Proceedings: Recommended Order cover letter identifying hearing record referred to the Agency sent out.
PDF:
Date: 08/15/2002
Proceedings: Appendix filed by Respondent.
PDF:
Date: 08/14/2002
Proceedings: Respondent`s Proposed Recommended Order (filed via facsimile).
PDF:
Date: 08/14/2002
Proceedings: Petitioner`s Proposed Recommended Order (filed via facsimile).
Date: 08/05/2002
Proceedings: Transcript of Proceedings filed.
PDF:
Date: 07/26/2002
Proceedings: Deposition of Robert W. Heiser, M.D. filed.
PDF:
Date: 07/16/2002
Proceedings: Notice of Taking Deposition (filed by Petitioner via facsimile).
Date: 06/21/2002
Proceedings: CASE STATUS: Hearing Held; see case file for applicable time frames.
PDF:
Date: 06/20/2002
Proceedings: Letter to Judge Buckine from K. Goldsmith enclosing exhibits R-A through R-F (filed via facsimile).
PDF:
Date: 06/18/2002
Proceedings: Exhibits filed by Respondent.
PDF:
Date: 06/17/2002
Proceedings: Petitioner`s Exhibit and Witness List filed.
PDF:
Date: 06/14/2002
Proceedings: Joint Prehearing Stipulation (filed via facsimile).
PDF:
Date: 06/10/2002
Proceedings: Order Granting Motion for Extension of Time to File Pre-Hearing Stipulation issued.
PDF:
Date: 06/07/2002
Proceedings: Amended Notice of Video Teleconference issued. (hearing scheduled for June 21, 2002; 9:00 a.m.; Fort Myers and Tallahassee, FL, amended as to changing to video).
PDF:
Date: 06/06/2002
Proceedings: Motion for Extension of Time to File Pre-Hearing Stipulation (filed by Respondent via facsimile).
PDF:
Date: 06/06/2002
Proceedings: Amended Notice of Taking Deposition Duces Tecum, L Riddle (filed via facsimile).
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Date: 06/06/2002
Proceedings: Notice of Cancellation (filed by Petitioner via facsimile).
PDF:
Date: 05/29/2002
Proceedings: Notice of Taking Deposition Duces Tecum, R. Gilfert L. Riddle (filed via facsimile).
PDF:
Date: 05/29/2002
Proceedings: Amended Notice of Hearing issued. (hearing set for June 21, 2002; 9:00 a.m.; Fort Myers, FL, amended as to CONSOLIDATED/DATE).
PDF:
Date: 05/29/2002
Proceedings: Order of Consolidation issued. (consolidated cases are: 02-001291, 02-001965)
PDF:
Date: 05/23/2002
Proceedings: Motion to Consolidate (of case nos. 02-1965, 02-1291 ) filed by Petitioner.
PDF:
Date: 05/23/2002
Proceedings: Order of Pre-hearing Instructions issued.
PDF:
Date: 05/23/2002
Proceedings: Notice of Hearing issued (hearing set for July 18, 2002; 9:00 a.m.; Fort Myers, FL).
PDF:
Date: 05/15/2002
Proceedings: Initial Order issued.
PDF:
Date: 05/14/2002
Proceedings: Notice of Intent to Assign Conditional Licensure Status filed.
PDF:
Date: 05/14/2002
Proceedings: Petition for Formal Administrative Hearing filed.
PDF:
Date: 05/14/2002
Proceedings: Notice (of Agency referral) filed.

Case Information

Judge:
T. KENT WETHERELL, II
Date Filed:
05/14/2002
Date Assignment:
06/11/2002
Last Docket Entry:
03/19/2003
Location:
Fort Myers, Florida
District:
Middle
Agency:
ADOPTED IN TOTO
 

Counsels

Related Florida Statute(s) (5):