02-004916RX
John W. Sullivan, D.C., And Florida Chiropractors Physicians Association, Inc. vs.
Department Of Health, Board Of Chiropractic Medicine
Status: Closed
DOAH Final Order on Thursday, October 9, 2003.
DOAH Final Order on Thursday, October 9, 2003.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8JOHN W. SULLIVAN, D.C., and )
14FLORIDA CHIROPRACTIC )
17PHYSICIANS' ASSOCIATION, INC., )
21)
22Petitioners, )
24)
25vs. ) Case No. 02 - 4916RX
32)
33DEPARTMENT OF HEALTH, BOARD OF )
39CHIROPRACTIC MEDICINE, )
42)
43Respondent. )
45)
46FINAL ORDER
48Pursuant to notice, Lawrence P. Stevenson, Administrative
55Law Judge, Division of Administrative Hearings, conducted a
63formal hearing in the above - styled case on June 3 through 5,
762 003, in Tallahassee, Florida.
81APPEARANCES
82For Petitioners: Neil F. Garfield, Esquire
886840 Southwest 20th Street
92Plantation, Florida 33317
95For Respondent: Donna Erlich, Esquire
100Board of Chiropractic Medicine
104Department of Health
1074052 Bald Cypress Way, Bin A02
113Tallahassee, Florida 32399 - 1703
118Robert P. Daniti, Esquire
122Department of Healt h
1264052 Bald Cypress Way, Bin A02
132Tallahassee, Florida 32399 - 1703
137STATEMENT OF THE ISSUE
141Whether Rule 64B2 - 17.0025(4), Florida Administrative Code,
149constitutes an invalid exercise of delegated legislative
156authority.
157PRELIMINARY STATEMENT
159On December 30, 2002, Petitioners, John W. Sullivan, D.C.,
168and Florida Chiropractic Physicians' Association, Inc.
174("Petitioners"), filed a "Petition for Declaratory, Injunctive
183and Supplemental Relief" at the Division of Administrativ e
192Hearings ("DOAH"). On January 6, 2003, Respondent, Department
202of Health, Board of Chiropractic Medicine (the "Board"), filed a
213motion to dismiss on the ground that the petition requested
223relief that DOAH could not grant. By Order dated January 16,
2342003 , Judge Stephen F. Dean granted the motion to dismiss but
245gave Petitioners until January 23, 2003, to amend their
254petition.
255On January 23, 2003, Petitioners filed an Amended Petition
264for Determination of Invalidity of Rule 64B2 - 17.0025(4), Florida
274Administ rative Code. After a lengthy discovery process, the
283matter was set for final hearing on June 3 through 5, 2003. A
296conflict in Judge Dean's schedule necessitated the reassignment
304of the case to the undersigned.
310At the hearing, Petitioners offered the test imony of
319John W. Sullivan, D.C.; Roderic A. Lacy, D.C.; Paul J.
329Yocom, D.C.; and Frederick D. Yost, D.C. Joseph L. Johnston,
339D.C., and Drs. Lacy and Sullivan testified as rebuttal
348witnesses. Pursuant to order, the parties exchanged and
356submitted their ex hibits in binders. Petitioners had two
365binders of proposed exhibits. From Book One, Petitioners'
373Exhibits 17 and 30 were admitted into evidence. From Book Two,
384Petitioners' Exhibits 1, 2, 4, 7, 8, 9, 12, 14, and 21 were
397admitted into evidence.
400Responde nt offered the testimony of Paul Lambert, Esquire,
409general counsel to the Florida Chiropractic Association; William
417Nevius, D.C.; Ronald J. Hoffman, D.C.; Jerry Hill, a licensed
427pharmacist and bureau chief of Statewide Pharmaceutical Services
435for the Depar tment of Health; and the videotaped deposition
445testimony of William G. Nychis, acting director of the Division
455of New Drugs and Labeling Compliance, Center for Drug Evaluation
465and Research, Office of Compliance, in the Federal Food and Drug
476Administration ("FDA"). Respondent's Exhibits 1 through 6, and
486B, C, D, F, H, J - 1, K, L, M, and N were admitted into evidence.
503Respondent's Exhibit N was the deposition testimony of
511Everett A. Kelly, a pharmacist and former member of the Florida
522House of Representative s. Respondent's Exhibit I, a vial of
532injectable cyanocobalimin (Vitamin B - 12) and its packaging, was
542inadvertently omitted and is hereby deemed admitted.
549A four - volume Transcript of the hearing was filed at the
561Division of Administrative Hearings on June 26, 2003. By
570stipulation at the hearing, the parties agreed to file their
580proposed final orders no later than July 25, 2003. Petitioners
590filed their Proposed Final Order on July 23, 2003. Respondent's
600Proposed Recommended Order was filed on July 25, 200 3. Both
611parties' proposals have been given careful consideration in the
620preparation of this Final Order.
625Unless otherwise indicated, all statutory references in
632this Final Order are to the 2003 version of the Florida Statutes
644and all references to Rules a re to the current version of the
657Florida Administrative Code.
660FINDINGS OF FACT
663Based on the oral and documentary evidence adduced at the
673final hearing and the entire record in this proceeding, the
683following findings of fact are made:
6891. The Board is the state agency responsible for the
699licensure and regulation of chiropractic medicine in the State
708of Florida. Section 456.013 and Chapter 460.
7152. Petitioner, John W. Sullivan, is a licensed Florida
724chiropractic physician subject to regulation by the Boar d.
733Petitioner, the Florida Chiropractic Physicians' Association,
739Inc., is a Florida corporation organized as a trade association
749to represent the interests of the Florida - licensed chiropractic
759physicians who compose a large portion of its membership.
768Dr. Sullivan is the president of the Florida Chiropractic
777Physicians' Association. The Board does not contest the
785standing of either Petitioner to initiate this proceeding.
7933. Petitioners have challenged Rule 64B2 - 17.0025(4) as an
803invalid exercise of delega ted legislative authority. The
811challenged rule provides:
81464B2 - 17.0025. Standard of Practice for
821Phlebotomy, Physiotherapy, and the
825Administration of Items for Which a
831Prescription is not Required; Prohibition of
837Prescribing or Administering Legend Drug s.
843(1) Any chiropractic physician who in his
850practice uses physiotherapy, phlebotomizes,
854or administers items for which a
860prescription is not required must have
866acquired the competence to perform said
872service, procedure, or treatment through
877appropriat e education and/or training. Any
883chiropractic physician who provides any
888treatment or service for which he or she has
897not been specifically educated or trained
903shall be deemed to be performing
909professional responsibilities which the
913licensee knows or has reason to know he or
922she is not competent to perform, and shall
930be subject to discipline pursuant to Section
937460.413(1)(t), Florida Statutes.
940(2) For the purpose of Chapter
946460.403(8)(c), [1] Florida Statutes, "items
951for which a prescription is not requ ired"
959include "proprietary drugs" such as patent
965or over - the - counter drugs in their unbroken,
975original package and which is not misbranded
982under the provisions of Chapter 499.001 -
989499.081, Florida Statutes.
992(3) For the purpose of Chapter
998460.403(8)(c), Florida Statutes, and this
1003rule "administration" is defined as the
1009administration of one dose of any
1015proprietary drug, and the recommendation and
1021direction of dosage levels for the patient's
1028needs. Administration shall not include
1033dispensing of repackage d proprietary drugs.
1039(4) All chiropractic physicians are
1044explicitly prohibited by Chapter 460.403,
1049Florida Statutes, from prescribing or
1054administering to any person any legend drug.
1061A legend drug is defined as a drug required
1070by federal or state law to be dispensed only
1079by prescription. For the purpose of this
1086rule, any form of injectable substance is
1093beyond the scope of practice for
1099chiropractors.
1100(5) Notwithstanding the prohibition
1104against prescribing and administering legend
1109drugs under Section 460.403 or 499.0122,
1115Florida Statutes, chiropractic physicians
1119may order, store, and administer, for
1125emergency purposes only at the chiropractic
1131physician's office or place of business,
1137prescription medical oxygen and may also
1143order, store, and administer the following
1149topical anesthetics in aerosol form:
1154(a) Any solution consisting of 25 percent
1161ethyl chloride and 75 percent
1166dichlorodifluoromethane.
1167(b) Any solution consisting of 15 percent
1174dichlorodifluoromethane and 85 percent
1178trichloromonofluoro methane.
1180However, this rule does not authorize a
1187chiropractic physician to prescribe medical
1192oxygen as defined in chapter 499.
1198Specific Authority 460.405 FS. Law
1203Implemented 460.403(8)(c), (f),
1206460.413(1)(t), FS. History -- New 10 - 17 - 90,
1216Formerly 21D - 17.0025, 61F2 - 17.0025,
122359N - 17.0025, Amended 2 - 16 - 98.
1232(Emphasis added)
12344. Section 460.405 cited as the specific authority for the
1244challenged rules, provides:
1247The Board of Chiropractic Medicine has
1253authority to adopt rules pursuant to
1259ss. 120.536(1 ) and 120.54 to implement the
1267provisions of this chapter conferring duties
1273upon it.
12755. Section 460.403(9), paragraphs (c) and (f) of which are
1285cited as a law implemented by the challenged rule, provides:
1295(c)1. Chiropractic physicians may adjust,
1300manip ulate, or treat the human body by
1308manual, mechanical, electrical, or natural
1313methods; by the use of physical means or
1321physiotherapy, including light, heat, water,
1326or exercise; by the use of acupuncture; or
1334by the administration of foods, food
1340concentrates, food extracts, and items for
1346which a prescription is not required and may
1354apply first aid and hygiene, but
1360chiropractic physicians are expressly
1364prohibited from prescribing or administering
1369to any person any legend drug except as
1377authorized under subparag raph 2. , from
1383performing any surgery except as stated
1389herein, or from practicing obstetrics.
13942. Notwithstanding the prohibition
1398against prescribing and administering legend
1403drugs under subparagraph 1., or s. 499.0122,
1410pursuant to board rule chiropracti c
1416physicians may order, store, and administer,
1422for emergency purposes only at the
1428chiropractic physician's office or place of
1434business, prescription medical oxygen and
1439may also order, store, and administer the
1446following topical anesthetics in aerosol
1451form:
1452a. Any solution consisting of 25 percent
1459ethylchloride and 75 percent
1463dichlorodifluoromethane.
1464b. Any solution consisting of 15 percent
1471dichlorodifluoromethane and 85 percent
1475trichloromonofluoromethane.
1476However, this paragraph does not authoriz e
1483a chiropractic physician to prescribe
1488medical oxygen as defined in chapter 499.
1495* * *
1498(f) Any chiropractic physician who has
1504complied with the provisions of this chapter
1511is authorized to analyze and diagnose
1517abnormal bodily functions and to ad just the
1525physical representative of the primary cause
1531of disease as is herein defined and
1538provided. As an incident to the care of the
1547sick, chiropractic physicians may advise and
1553instruct patients in all matters pertaining
1559to hygiene and sanitary measures as taught
1566and approved by recognized chiropractic
1571schools and colleges. A chiropractic
1576physician may not use acupuncture until
1582certified by the board. Certification shall
1588be granted to chiropractic physicians who
1594have satisfactorily completed the requir ed
1600coursework in acupuncture and after
1605successful passage of an appropriate
1610examination as administered by the
1615department. The required coursework shall
1620have been provided by a college or
1627university which is recognized by an
1633accrediting agency approved by the United
1639States Department of Education. [2] (Emphasis
1645added)
16466. Section 460.413(1)(t), cited as a law implemented by
1655the challenged rule, provides:
1659(1) The following acts constitute grounds
1665for denial of a license or disciplinary
1672action, as specif ied in s. 456.072(2):
1679* * *
1682(t) Practicing or offering to practice
1688beyond the scope permitted by law or
1695accepting and performing professional
1699responsibilities which the licensee knows or
1705has reason to know that she or he is not
1715competent to perfor m.
17197. At issue in this case is whether the relevant Florida
1730Statutes authorize chiropractic physicians to administer foods,
1737food supplements and nutrients to patients by way of injection.
1747If the statutes do authorize chiropractic physicians to
1755administe r these substances via injection, then the express
1764prohibition on the administration of " any form of injectable
1773substance" by chiropractic physicians contained in
1779Rule 64B2 - 17.0025(4) is without legislative authorization.
17878. In 1923, the Florida Legis lature established the
"1796Florida State Board of Chiropractic Examiners" to oversee the
1805licensing and discipline of chiropractic physicians. The scope
1813of chiropractic practice was set forth as follows, in relevant
1823part:
1824Any Chiropractor who has complied wit h the
1832provisions of this Act may adjust by hand
1840the articulations of the spinal column, but
1847shall not prescribe or administer to any
1854person any medicine now or hereafter
1860included in materia medica . . . .
1868Chapter 9330, Section 12, Laws of Florida (1923).
1876(Emphasis added)
18789. Section 12 of Chapter 9330, Laws of Florida, was
1888amended in 1941 to provide, in relevant part:
1896B. Any chiropractor who has complied with
1903the provisions of this Act may:
1909* * *
1912(2) Chiropractors may adjust, manipulate
1917or t reat the human body by manual,
1925mechanical, electrical or natural methods,
1930or by the use of physical means,
1937Physiotherapy (including light, heat, water
1942or exercise) or by the use of foods and food
1952concentrates, food extracts, and may apply
1958first aid and hyg iene, but chiropractors are
1966expressly prohibited from prescribing or
1971administering to any person any medicine or
1978drug included in Materia Medica . . . .
1987Chapter 20871, Section 1, Laws of Florida (1941).
1995(Emphasis added)
199710. In 1957, the Florida Legislatu re amended the statute,
2007then numbered Section 460.11, Florida Statutes, to provide, in
2016relevant part:
2018(2) Any chiropractic physician who has
2024complied with the provisions of this chapter
2031may:
2032* * *
2035(b) Chiropractic physicians may adjust,
2040manip ulate, or treat the human body by
2048manual, mechanical, electrical or natural
2053methods, or by the use of physical means,
2061physiotherapy (including light, heat, water
2066or exercise) or by the oral administration
2073of foods and food concentrates, food
2079extracts , and may apply first aid and
2086hygiene, but chiropractic physicians are
2091expressly prohibited from prescribing or
2096administering to any person any medicine or
2103drug . . . .
2108Chapter 57 - 215, Section 3, Laws of Florida. (Emphasis added).
211911. Aside from being renumb ered Section 460.03 by
2128Chapter 79 - 211, Section 1, Laws of Florida, the relevant
2139language of the statute remained essentially unchanged between
21471957 and 1986. Chapter 86 - 285, Section 2, amended
2157Section 460.03(3), to provide:
2161(c) Chiropractic physicians may adjust,
2166manipulate, or treat the human body by
2173manual, mechanical, electrical, or natural
2178methods or by the use of physical means or
2187physiotherapy, including light, heat, water,
2192or exercise, or by the use of acupuncture,
2200or by the administration of foo ds, food
2208concentrates, food extracts, and proprietary
2213drugs , and may apply first aid and hygiene,
2221but chiropractic physicians are expressly
2226prohibited from prescribing or administering
2231to any person any legend drug . . . .
2241(Emphasis added)
2243The underscored language indicates two significant changes made
2251by the Legislature in 1986. First, the term "oral
2260administration" was changed simply to "administration," and
"2267proprietary drugs" were added to the list of items that
2277chiropractic physicians were allowed to administer. Second, the
2285items that chiropractic physicians were prohibited from
2292prescribing or administering was changed from "any medicine or
2301drug" to "any legend drug."
230612. Chapter 86 - 285, Section 1, Laws of Florida, also added
2318the following language to Section 460.403(3)(f), Florida
2325Statutes (currently Section 460.403(9)(f)):
2329Any chiropractic physician licensed after
2334October 1, 1986, may not phlebotomize or use
2342physiotherapy or acupuncture or administer
2347proprietary drugs until certified by the
2353boar d to use any of such procedures.
2361Certification shall be granted to
2366chiropractic physicians licensed after
2370October 1, 1986, who have satisfactorily
2376completed the required coursework in the
2382procedure or procedures for which
2387certification is sought, and afte r
2393successful passage of an appropriate
2398examination as administered by the
2403department. The required coursework shall
2408have been provided by a college or
2415university which is recognized by an
2421accrediting agency approved by the United
2427States Department of Educ ation.
2432Chiropractic physicians licensed after
2436October 1, 1986, seeking certification in
2442one or more of the procedures for which
2450certification is required may elect to take
2457the certification examination at the time of
2464taking the initial licensing examinati on or
2471at any subsequent examination. Nothing
2476herein shall be construed to require
2482chiropractic physicians who have met all
2488requirements for licensure prior to the
2494effective date of this act to become
2501certified to phlebotomize or use
2506physiotherapy.
250713. D r. Ronald J. Hoffman testified that he was a member
2519of the Board in 1986 and was directed by the Board's chairman to
2532create the syllabus for the certification course in proprietary
2541drugs required by the 1986 amendment to the statute, quoted
2551above. In conj unction with the National College of
2560Chiropractic, Dr. Hoffman designed a 72 - hour certification
2569course, including three to four hours of instruction relating to
2579injectable nutrients.
258114. In Chapter 97 - 247, Section 1, Laws of Florida, the
2593term "propr ietary drugs" was deleted from the list of items that
2605chiropractic physicians may administer. In its place was
2613inserted the term "items for which a prescription is not
2623required," which is the current language of Section
2631460.403(9)(c), set forth in Finding of Fact 5, supra . Chapter
264297 - 247 also deleted the requirement that a chiropractic
2652physician obtain certification to administer proprietary drugs.
265915. Petitioners' challenge focuses on the language in
2667Rule 64B2 - 17.0025(4) stating that "any form of inje ctable
2678substance is beyond the scope of practice for chiropractors."
2687Petitioners contend that the statutory language permitting
2694chiropractic physicians to "administer" foods, food
2700concentrates, and food extracts (generally, vitamins and
2707nutrients) by its terms allows chiropractic physicians to inject
2716those substances into their patients. Petitioners admit that
2724between 1955 and 1986, the statute limited their practice to the
"2735oral administration" of the listed substances. However,
2742Petitioners also argue t hat the Legislature's changing the term
"2752oral administration" to "administration" in 1986, evinced a
2760clear intent to allow chiropractic physicians to administer
2768foods, food concentrates, and food extracts in any manner,
2777including by injection.
278016. In his testimony, Dr. John Sullivan went even further,
2790arguing that the term "administer" can only mean "administer by
2800injection." His contention on this point was echoed by
2809Petitioners' witness Dr. Roderic Lacy. Another witness for
2817Petitioners, Dr. Paul Yocom , D.C., testified that
"2824administration" at least implies some action by the physician
2833and that a physician does not typically place a pill in the
2845patient's mouth.
284717. Dr. Lacy testified that when the Legislature removed
2856the word "oral" from the statute i n 1986, "everybody was under
2868the impression they were going to be able to do injectable
2879nutrition" because the certification course in proprietary drugs
2887included a section on injectable nutrients. Dr. Lacy stated
2896that this impression changed when "practic ally nobody passed"
2905the certification examination and the issue of injecting
2913vitamins and nutrients "kind of faded away."
292018. Petitioners contend that it is nonsensical that the
2929law would permit them to prescribe and administer foods, food
2939concentrates, and food extracts in an oral form, but not to
2950administer the same substances via subcutaneous injection.
295719. Dr. Sullivan testified that vitamins are food, whether
2966taken orally or by injection. The body uses the vitamins in the
2978same way regardless of t he method by which the vitamins enter
2990the body. The same vitamin does not become a "drug" simply
3001because the means of administering it changes. Dr. Sullivan
3010pointed out that some people cannot metabolize certain vitamins
3019orally and must take them by inje ction.
302720. Dr. Lacy testified that an inability to administer
3036vitamins and nutrients by injection restricts a chiropractic
3044physician's ability to treat patients. He noted that the
3053absorption rate when vitamins are taken orally is 10 to 20
3064percent, whe reas the absorption rate for injections is 100
3074percent. If a patient is deficient in a certain vitamin or
3085nutrient, the number of oral doses the patient would need to
3096address the deficiency could make the patient sick.
310421. Dr. Lacy testified that he w as unaware of any instance
3116of a serious adverse reaction related to the injection of a
3127vitamin or nutrient. Dr. Lacy noted that "injectable" simply
3136means that the vitamin is in a sterile, water soluble solution,
3147and that the character of the vitamin itsel f is unchanged. Both
3159Dr. Sullivan and Dr. Lacy testified that because injectable
3168vitamins are water soluble, any excess amounts are eliminated
3177from the body via urination.
318222. Petitioners attacked the term "legend drug" as a vague
3192and overbroad term in the Rule. Dr. Lacy testified that
"3202legend" simply means "label," and, therefore, that any drug
3211with a label on it could be termed a "legend drug." Given the
3224broad meaning of "legend," Dr. Lacy argued that there could be
"3235legend drugs," "legend vitamins," and even "legend foods,"
3243though no one questions the right of a chiropractic physician to
3254prescribe foods and vitamins.
325823. Dr. Lacy testified that he contacted the Food and Drug
3269Administration to find out its definition of the term "legend
3279drug." He s tated that FDA informed him that it was a "slang
3292term" used interchangeably with the term "prescription drug" and
3301without a written definition.
330524. Dr. Yocom testified that he spent "many hours" on the
3316internet in search of a definition of the term "lege nd drug."
3328He could not find that the term "existed per se ." He found
3341references to the term "legend drug," but always without
3350definition. Dr. Yocom testified that in his mind, "legend"
3359simply means "a description, a label."
336525. Dr. Sullivan testified that "legend" does not mean
"3374prescription only." A "legend" on a label simply tells the
3384user what is in the product and how to use it. Dr. Sullivan
3397testified that such products as aspirin, Tylenol, Benadryl,
3405Excedrin P.M., and even oral vitamins are "leg end" products
3415because their labels contain instructions for their use.
342326. In addition to their dispute with the Board's use of
3434the terms "administration" and "legend drug," Petitioners, by
3442their testimony, indicate that they have a different
3450understan ding of the term "prescription" than that employed by
3460the Board. Dr. Yocom testified that he "prescribes" hot packs,
3470cold packs, and exercise to his patients. Dr. Sullivan
"3479prescribes" certain diets to his weight loss patients.
348727. This testimony dis regards the common understanding of
3496the term "prescription," i.e. , an order for medication, therapy,
3505or a therapeutic device given by a properly authorized person to
3516a person properly authorized to dispense or perform the order.
3526In the context of drugs, " prescription" carries a connotation
3535that the patient will receive a medication that the patient
3545could not lawfully procure without a physician's order. 3 While
3555it is literally true that a physician may "prescribe" such
3565things as cold packs, exercise, and d iets, the patient does not
3577require a physician's prescription to obtain them. Petitioners'
3585testimony on this point cannot be credited.
359228. The Board's position is that Rule 64B2 - 17.0025 was
3603adopted in 1990 precisely because many chiropractors were
3611c onfused about the effect of the 1986 legislation. Paul
3621Lambert, the general counsel for the Florida Chiropractic
3629Association, testified that, at the time the legislation passed,
3638he believed that chiropractic physicians were authorized to
3646administer inject able vitamins and that he drafted a legal
3656opinion in support of that position in 1989. Testimony at the
3667hearing established that many chiropractors, including some
3674members of the Board, shared Mr. Lambert's opinion. The Board's
3684position is that the Rule, defining the terms "administration"
3693and "legend drug," was necessary to dispel this misconception.
370229. Dr. Hoffman testified that, after he prepared the
3711certification course, he researched the question of whether
3719Vitamin B - 12, the most commonly used inj ectable vitamin, was a
3732legend drug. He concluded that it was. Dr. Hoffman testified
3742that this fact appeared to be common knowledge among pharmacists
3752but that chiropractors seemed unaware of it. He stated that he
3763likely would not have included instructio n on injectable
3772vitamins in the certification course had he known injectable
3781vitamins were considered legend drugs.
378630. As a result of his research, Dr. Hoffman became a firm
3798proponent of a rule to disallow the use of injectable vitamins
3809by chiropractic physicians. Dr. Hoffman testified that he
3817helped draft the language of the Rule and helped to promulgate
3828it as a member of the Board in 1990.
383731. The Rule defines "legend drug" as " a drug required by
3848federal or state law to be dispensed only by prescrip tion." As
3860noted above, Petitioners challenged this definitional conflation
3867of the terms "legend drug" and "prescription drug." The
3876Department responded that every "federal or state law" relevant
3885to the medical professions and to the profession of pharmac y
3896treats the terms as equivalent and that the Rule simply
3906clarified that the 1986 legislation intended "legend drug" to
3915carry this common meaning.
391932. This issue is significant, if not dispositive, of this
3929case, because the Board introduced persuasive e vidence that the
3939FDA considers all injectable drugs, including injectable
3946vitamins and nutrients, to be "legend" or "prescription" drugs.
3955William Nychis, acting director of the FDA's Division of New
3965Drugs and Labeling Compliance, testified that insulin is the
3974only item intended for parenteral administration that the FDA
3983does not classify as a drug.
398933. Mr. Nychis began his analysis by referencing the
3998definition of "drug" found in Section 201(g) of the Federal
4008Food, Drug, and Cosmetic Act, codified at 21 U.S.C.
4017Section 321(g)(1):
4019The term "drug" means (A) articles
4025recognized in the official United States
4031Pharmacopoeia, official Homoeopathic
4034Pharmacopoeia of the United States, or
4040official National Formulary, or any
4045supplement to any of them; and (B) artic les
4054intended for use in the diagnosis, cure,
4061mitigation, treatment, or prevention of
4066disease in man or other animals; and
4073(C) articles (other than food) intended to
4080affect the structure or any function of the
4088body of man or other animals; and
4095(D) articles intended for use as a component
4103of any article specified in clause (A), (B),
4111or (C). A food or dietary supplement for
4119which a claim, subject to sections
4125343(r)(1)(B) and 343(r)(3) of this title or
4132sections 343(r)(1)(B) and 343(r)(5)(D) of
4137this title, is m ade in accordance with the
4146requirements of section 343(r) of this title
4153is not a drug solely because the label or
4162the labeling contains such a claim. A food,
4170dietary ingredient, or dietary supplement
4175for which a truthful and not misleading
4182statement is ma de in accordance with section
4190343(r)(6) of this title is not a drug under
4199clause (C) solely because the label or the
4207labeling contains such a statement.
421234. Mr. Nychis testified that "legend drug" and
"4220prescription drug" are considered synonymous terms by the FDA.
4229He stated that a legend drug is one for which adequate
4240directions for use by the lay person cannot be written, and
4251which therefore must carry the "Rx" or prescription only
4260legend. In contrast, a "proprietary" or over - the - counter drug
4272is on e that can bear adequate directions for use by the lay
4285person. The classification of drugs is performed on a case - by -
4298case basis.
430035. Prescription drugs are articles that because of their
4309toxicity or other potential for adverse effect, or because of
4319thei r method of use, or because of the collateral measures
4330necessary for their use, are not safe for use except under the
4342supervision of a practitioner authorized by state law to
4351administer such a drug. Prescription drugs are not available to
4361the consumer exc ept through an authorized practitioner.
436936. Mr. Nychis testified that any item, except insulin,
4378administered by injection is classified by the FDA as a
4388prescription drug. Products that are intended to be injected,
4397because of the collateral measure nece ssary for their use, are
4408not considered safe except under the supervision of a
4417practitioner authorized by law to administer and prescribe such
4426drugs. Mr. Nychis emphasized that it is up to the states to
4438determine who is a practitioner authorized by law to prescribe
4448and administer prescription drugs and that the FDA takes no
4458position as to the propriety of allowing chiropractic physicians
4467to prescribe or administer injectable vitamins.
447337. Mr. Nychis testified that as early as 1945, the FDA,
4484in what is ca lled trade correspondence, first began to classify
4495injectable vitamins and nutrients as prescription drugs. In
45031951, the definition was clearly set forth in Section 503(b)(1)
4513of the Food, Drug and Cosmetic Act, codified at 21 U.S.C.
4524Section 353(b)(1) and set out in full in the Conclusions of Law
4536below. For at least 50 years, the FDA has not classified an
4548injectable vitamin or nutrient as anything other than a
4557prescription or legend drug. Mr. Nychis testified that even
4566injectable water is classified as a drug.
457338. Legend drugs or prescription drugs are identified as
"4582Rx" in the FDA publication, "Approved Drug Products with
4591Therapeutic Equivalence Evaluations," also known as "The Orange
4599Book." Large numbers of injectable vitamins and nutrients are
4608listed as "Rx" in the Orange Book. Some fat - soluble vitamin
4620tablets and injections are also listed as "Rx" or prescription.
4630Even "soy bean oil" (vitamin E) can be found listed in the
4642Orange Book as a prescription drug in its injectable form.
465239. Appendix C t o the Orange Book lists 43 "routes of
4664administration" for drug products, demonstrating that
"4670injection" is not necessarily an equivalent term to
"4678administration," as contended by Dr. Sullivan. In any event,
4687the use of the term "administration" of food pro ducts in Section
4699460.403(9)(c) must be read in conjunction with the statute's
4708prohibition on "administering" legend drugs. Once it is
4716established that injectable vitamins are legend drugs, then it
4725follows that "administration" of food products, whatever i t
4734might include, cannot include the method of injection.
474240. Jerry Hill has been a pharmacist for more than 30
4753years and is the bureau chief of statewide pharmaceutical
4762services for the Florida Department of Health, responsible for
4771the licensure of drug w holesale facilities and manufacturing
4780facilities. Mr. Hill testified that the term "legend drug" has
4790been in use for at least as long as he has been a pharmacist.
4804The "legend" on these products is the notice that federal or
4815state law prohibits dispensing them without a prescription or
4824the "Rx only" notice. Mr. Hill testified that the statutes
4834enforced by his agency treat "legend drug," "prescription drug,"
4843and "medicinal drug" as interchangeable terms. He cited, as an
4853example Section 499.003(25), which provides:
"4858Legend drug," "prescription drug," or
"4863medicinal drug" means any drug, including,
4869but not limited to, finished dosage forms,
4876or active ingredients subject to, defined
4882by, or described by s. 503(b) of the Federal
4891Food, Drug, and Cosmetic Act or
4897s . 465.003(8), s. 499.007(12), or
4903s. 499.0122 (1)(b) or (c).
490841. As did Mr. Nychis, Mr. Hill testified that drugs are
4919classified not merely by their substance, but by their intended
4929use and method of administration as well. Thus, he contradicted
4939the Peti tioners' testimony that a vitamin is considered "food"
4949regardless of its method of administration. Mr. Hill noted that
4959in its oral dosage form, Vitamin B - 12 may be classified as a
4973dietary supplement. If the label indicates some use to treat a
4984medical con dition, Vitamin B - 12 may be classified as an over -
4998the - counter medication. In its injectable form, Vitamin B - 12 is
5011a legend drug, available only by prescription.
501842. Mr. Hill also agreed with Mr. Nychis that, except for
5029insulin, all dosage forms in whic h the route of administration
5040is injectable are classified as prescription drugs. Mr. Hill
5049stated that no injectable products may be purchased from a
5059Florida pharmacy without a prescription. He testified that it
5068would be his duty to seize any injectable Vitamin B - 12 that he
5082found in the possession of a chiropractic physician and to
5092prosecute the chiropractic physician for unlawful possession of
5100a prescription drug.
510343. Everett A. Kelly has been a licensed pharmacist in
5113Florida since 1961 and served in th e Florida House of
5124Representatives for 22 years. Mr. Kelly confirmed Mr. Hill's
5133testimony that the term "legend drug" is synonymous with the
5143term "prescription drug." The referenced "legend" is the
5151identification that the item is "Rx only" or may be disp ensed
5163only by prescription. Mr. Kelly testified that Florida defers
5172to the FDA's classifications of substances as "drugs." On this
5182point, both Mr. Hill and Mr. Kelly noted that federal law allows
5194the states to make their drug laws more restrictive than t he
5206federal laws, but does not allow the states to enact less
5217restrictive laws. Mr. Hill cited the example of ephedrine
5226hydrochloride, which the FDA classifies as an over - the - counter
5238drug, but for which Florida requires a prescription.
524644. Mr. Kelly also confirmed the testimony of Mr. Nychis
5256and Mr. Hill that all injectable items, except insulin, are
5266legend drugs. Mr. Kelly explained that insulin is excepted
5275because diabetics must use it daily for their entire lives, and
5286that the diagnosing physician's in itial prescription is
5294considered sufficient for the patient to receive insulin in
5303perpetuity. Mr. Kelly stated that, aside from insulin, every
5312other injectable product, including water for injection, is a
5321legend drug.
532345. The testimony of Mr. Hill, Mr. N ychis, and Mr. Kelly
5335as to the meaning of the term "legend drug" is credited insofar
5347as it represents their understanding of the common usage in
5357their respective professions, based upon federal and state
5365statutory definitions. The contrary testimony of Pe titioners'
5373witnesses as to the meaning of "legend drug" cannot be credited.
5384These chiropractic physicians were essentially offering a
5391layman's view of the term derived from internet searches, phone
5401calls to unidentified FDA employees, and a self - serving
5411d isregard of the fact that "legend drug" is defined in state and
5424federal statutes.
542646. In summary, the testimony established that when the
54351986 legislation became law, many chiropractors focused on the
5444change of "oral administration" to "administration" an d
5452concluded that they were now free to administer injectable
5461vitamins and nutrients to their patients. Even some members of
5471the Board shared this belief, as evidenced by the inclusion of
5482instruction regarding injectable nutrients in the certification
5489cour se for proprietary drugs. However, closer examination of
5498the issue and consultation with professionals in other health
5507fields led the Board to an understanding that the term "legend
5518drug" includes any injectable substance, even vitamins and
5526nutrients that may be considered foods or over - the - counter drugs
5539in their oral form. This understanding, and the need to make
5550all chiropractic physicians aware of the true state of the law,
5561led the Board to adopt Rule 64B2 - 17.0025 in 1990.
557247. Petitioners raised sever al other issues that merit
5581brief discussion. Petitioners attempted to offer evidence of
5589legislative intent regarding the 1986 legislation by way of
5598statements by Dennis Jones, the state representative who
5606sponsored the relevant amendments. The Board atte mpted to
5615counter this evidence with testimony by Mr. Kelly, who was also
5626in the state House of Representatives in 1986. The undersigned
5636declined to accept any of this testimony, finding that an
5646individual legislator's statements cannot form the basis for a
5655finding of legislative intent. See State v. Patterson , 694
5664So. 2d 55, 58 n.3 (Fla. 5th DCA 1997), and cases cited therein
5677(testimony of individual legislators as to what they intended to
5687accomplish is of doubtful worth in determining legislative
5695intent and may not even be admissible).
570248. Petitioners argued that certain members of the Florida
5711Chiropractic Physicians' Association, having completed the
5717certification course and passed the examination in the late
57261980's, continue to hold certification in th e administration of
5736proprietary drugs, including injectable vitamins. As noted
5743above, the Legislature in 1997 removed the statutory authority
5752for the Board to grant certification to chiropractic physicians
5761in proprietary drugs. In fact, the current statu tory scheme
5771permits any chiropractic physician to administer "items for
5779which a prescription is not required," rendering the old
5788certification program meaningless. Further, the evidence at the
5796hearing established that the certifications in proprietary dru gs
5805could not have certified their holders to administer injectable
5814vitamins, which are legend drugs that no chiropractic physician
5823can be authorized to administer under the relevant statutes.
583249. Petitioners offered the 1987, 1989, and 1990 editions
5841of t he "Florida Health Care Atlas" as evidence that the 1986
5853legislation authorized chiropractic physicians to administer
5859injectable vitamins. Each of the cited editions of the Atlas
5869does, in fact, state that "chiropractors may now . . .
5880administer proprietar y drugs and injectable vitamins upon
5888certification . . . ." However, the Board pointed out that the
5900Atlas was a publication of the Department of Health and
5910Rehabilitative Services, not the Board of Chiropractic Medicine
5918or its parent agency at the time, t he Department of Professional
5930Regulation. The Board disavowed the inaccurate information in
5938the Atlas, which was in any event a reference guide lacking the
5950legal effect of a statute or rule.
595750. Finally, Petitioners offered documentation that the
5964Boa rd in 2000 approved a 50 - hour continuing education course
5976that included a three hour section on "injectable nutrients."
5985However, the notice of Board approval included an italicized
5994notice that the three - hour section on injectable nutrients would
6005not be ac cepted. Subsequently, in January 2001, the Board
6015approved a three - hour course in injectable nutrients for
6025continuing education credit but required the presentation to
6033include a disclaimer that all or portions of the material
6043presented constituted practice outside the scope of the
6051profession.
6052CONCLUSIONS OF LAW
605551. The Division of Administrative Hearings has
6062jurisdiction over the parties and the subject matter of this
6072proceeding according to Section 120.56(1) and (3).
607952. Section 120.56, provides in per tinent part:
60871) GENERAL PROCEDURES FOR CHALLENGING THE
6093VALIDITY OF A RULE OR A PROPOSED RULE. --
6102(a) Any person substantially affected by
6108a rule or a proposed rule may seek an
6117administrative determination of the
6121invalidity of the rule on the ground that
6129the rule is an invalid exercise of delegated
6137legislative authority.
6139(b) The petition seeking an
6144administrative determination must state with
6149particularity the provisions alleged to be
6155invalid with sufficient explanation of the
6161facts or grounds for the alleged invalidity
6168and facts sufficient to show that the person
6176challenging a rule is substantially affected
6182by it, or that the person challenging a
6190proposed rule would be substantially
6195affected by it.
6198* * *
6201(3) CHALLENGING EXISTING RULES; SPECIAL
6206PROVISIONS. --
6208(a) A substantially affected person may
6214seek an administrative determination of the
6220invalidity of an existing rule at any time
6228during the existence of the rule.
623453. Petitioner John W. Sullivan and those members of the
6244Florida Chiropractic Physicians' Association, who are Florida
6251licensed chiropractic physicians, are affected persons with
6258standing to challenge the validity of Rule 64B2 - 17.0025(4). See
6269Florida Board of Medicine v. Florida Academy of Cosmetic
6278Surgery, Inc. , 808 S o. 2d 243, 250 - 251 (Fla. 1st DCA 2002).
629254. As the moving party asserting the affirmative by
6301attacking the validity of an existing agency rule, Petitioners
6310in this case retain the burden of proof throughout the entire
6321proceeding. Espinoza v. Department of Business and Professional
6329Regulation , 739 So. 2d. 1250, 1251 (Fla. 3d DCA 1999); Balino v.
6341Department of Health and Rehabilitative Services , 348 So. 2d 349
6351(Fla. 1st DCA 1977); Section 120.56(3).
635755. The party attacking an existing rule has the burden to
6368prove that the Rule constitutes an invalid exercise of delegated
6378legislative authority. Cortes v. State Board of Regents , 655
6387So. 2d 132 (Fla. 1st DCA 1995). The standard of proof is a
6400preponderance of the evidence. See Section 120.56(3).
640756. An Administrative Law Judge may invalidate an existing
6416Rule only if it is an invalid exercise of delegated legislative
6427authority. See Section 120.56(1)(a) and (3)(a).
643357. Section 120.52(8) defines "invalid exercise of
6440delegated legislative authority" to me an:
6446[A]ction which goes beyond the powers,
6452functions, and duties delegated by the
6458Legislature. A proposed or existing rule is
6465an invalid exercise of delegated legislative
6471authority if any one of the following
6478applies:
6479(a) The agency has materially f ailed to
6487follow the applicable rulemaking procedures
6492or requirements set forth in this chapter;
6499(b) The agency has exceeded its grant of
6507rulemaking authority, citation to which is
6513required by s. 120.54(3)(a)1.;
6517(c) The rule enlarges, modifies, or
6523c ontravenes the specific provisions of law
6530implemented, citation to which is required
6536by s. 120.54(3)(a)1.;
6539(d) The rule is vague, fails to establish
6547adequate standards for agency decisions, or
6553vests unbridled discretion in the agency;
6559(e) The rule is arbitrary or capricious.
6566A rule is arbitrary if it is not supported
6575by logic or the necessary facts; a rule is
6584capricious if it is adopted without thought
6591or reason or is irrational; or ;
6597(f) The rule imposes regulatory costs on
6604the regulated perso n, county, or city which
6612could be reduced by the adoption of less
6620costly alternatives that substantially
6624accomplish the statutory objectives.
6628A grant of rulemaking authority is
6634necessary but not sufficient to allow an
6641agency to adopt a rule; a specific law to be
6651implemented is also required. An agency may
6658adopt only rules that implement or interpret
6665the specific powers and duties granted by
6672the enabling statute. No agency shall have
6679authority to adopt a rule only because it is
6688reasonably related to th e purpose of the
6696enabling legislation and is not arbitrary
6702and capricious or is within the agency's
6709class of powers and duties, nor shall an
6717agency have the authority to implement
6723statutory provisions setting forth general
6728legislative intent or policy. St atutory
6734language granting rulemaking authority or
6739generally describing the powers and
6744functions of an agency shall be construed to
6752extend no further than implementing or
6758interpreting the specific powers and duties
6764conferred by the same statute.
676958. Peti tioners' challenge to Rule 64B2 - 17.0025(4) is
6779based on paragraphs (b), (c), (d), and (e) of Section 120.52(8). 4
6791At the hearing, Petitioners abandoned their challenge to the
6800Rule based on paragraph (a) of Section 120.52(8).
680859. Petitioners also alleged in the Amended Petition that
6817the Rule violates "the powers set forth in the Florida
6827Constitution delegating legislative powers solely to the Florida
6835Legislature." The alleged constitutional deficiencies are not
6842analyzed in this Final Order because it is well - settled that an
6855Administrative Law Judge cannot declare an existing Rule
6863unconstitutional. See Department of Administration v. Division
6870of Administrative Hearings , 326 So. 2d 187, 189 (Fla. 1st DCA
68811976).
688260. Petitioners challenge Rule 64B2 - 17.0025(4), which
6890provides:
6891All chiropractic physicians are explicitly
6896prohibited by Chapter 460.403, Florida
6901Statutes, from prescribing or administering
6906to any person any legend drug. A legend
6914drug is defined as a drug required by
6922federal or state law to be dispen sed only by
6932prescription. For the purpose of this rule,
6939any form of injectable substance is beyond
6946the scope of practice for chiropractors.
695261. The Board's grant of rulemaking authority is found at
6962Section 460.405, which provides:
6966The Board of Chiropra ctic Medicine has
6973authority to adopt rules pursuant to
6979ss. 120.536(1) and 120.54 to implement the
6986provisions of this chapter conferring duties
6992upon it.
699462. The Board is charged with regulating the practice of
7004chiropractic medicine. Section 460.403(9), t he statute pursuant
7012to which the Board promulgated Rule 64B2 - 17.0025(4), consists of
7023the very definition of the practice of chiropractic medicine.
7032The Board clearly possesses the authority to adopt rules
7041implementing the statute defining the practice of c hiropractic,
7050provided those rules do not deviate from the statutory
7059definitions.
706063. Petitioners challenge the definition of "legend drug"
7068provided in the Rule. They must concede that Section 460.403(9)
7078prohibits chiropractic physicians from "prescribing or
7084administering to any person any legend drug," except for certain
7094named items not relevant to this case. However, Petitioners
7103contend that the statute does not define "legend drug," and
7113argue that the definition set forth in the Rule is in derogation
7125o f the statute. This argument is premised on the claim that
7137since 1986, the statute has allowed chiropractic physicians to
7146administer vitamins and nutrients via injection but that the
7155Rule impermissibly prohibits such administration.
716064. Through testimon y, Petitioners attempted to create the
7169impression that the term "legend drug" is something of a
7179mystery, a "slang term" with a murky past and no precise meaning
7191that is here employed by the Board to circumvent the intent of
7203the statute.
720565. In response, the Board noted two definitions of the
7215term found in the Florida Statutes. Chapter 465 regulates the
7225practice of pharmacy. Section 465.003(8) provides:
"7231Medicinal drugs" or "drugs" means those
7237substances or preparations commonly known as
"7243prescription" or "legend" drugs which are
7249required by federal or state law to be
7257dispensed only on a prescription, but shall
7264not include patents or proprietary
7269preparations as hereafter defined.
727366. Chapter 499 is the "Florida Drug and Cosmetic Act."
7283Section 499.003 sets forth the definitions of terms employed in
7293the Florida Drug and Cosmetic Act, and includes:
7301(25) "Legend drug," "prescription drug," or
"7307medicinal drug" means any drug, including,
7313but not limited to, finished dosage forms,
7320or active ingredients subjec t to, defined
7327by, or described by s. 503(b) of the Federal
7336Food, Drug, and Cosmetic Act or
7342s. 465.003(8), s. 499.007(12), or
7347s. 499.0122(1)(b) or (c).
735167. The first of the laws cited in Section 499.003(25) is
7362Section 503(b) of the Federal Food, Drug, and Cosmetic Act,
7372which is codified at 21 U.S.C. Section 353(b), and provides:
7382(b) Prescription by physician; exemption
7387from labeling and prescription requirements;
7392misbranded drugs; compliance with narcotic
7397and marihuana laws
7400(1) A drug intended for use by man
7408which --
7410(A) because of its toxicity or other
7417potentiality for harmful effect, or the
7423method of its use, or the collateral
7430measures necessary to its use, is not safe
7438for use except under the supervision of a
7446practitioner licensed by law to administer
7452such drug; or
7455(B) is limited by an approved application
7462under section 355 of this title to use under
7471the professional supervision of a
7476practitioner licensed by law to administer
7482such drug; shall be dispensed only (i) upon
7490a written prescript ion of a practitioner
7497licensed by law to administer such drug, or
7505(ii) upon an oral prescription of such
7512practitioner which is reduced promptly to
7518writing and filed by the pharmacist, or
7525(iii) by refilling any such written or oral
7533prescription if such refi lling is authorized
7540by the prescriber either in the original
7547prescription or by oral order which is
7554reduced promptly to writing and filed by the
7562pharmacist. The act of dispensing a drug
7569contrary to the provisions of this paragraph
7576shall be deemed to be an act which results
7585in the drug being misbranded while held for
7593sale.
7594(2) Any drug dispensed by filling or
7601refilling a written or oral prescription of
7608a practitioner licensed by law to administer
7615such drug shall be exempt from the
7622requirements of sectio n 352 of this title,
7630except paragraphs (a), (i)(2) and (3), (k),
7637and (l), and the packaging requirements of
7644paragraphs (g), (h), and (p), if the drug
7652bears a label containing the name and
7659address of the dispenser, the serial number
7666and date of the prescrip tion or of its
7675filling, the name of the prescriber, and, if
7683stated in the prescription, the name of the
7691patient, and the directions for use and
7698cautionary statements, if any, contained in
7704such prescription. This exemption shall not
7710apply to any drug dispe nsed in the course of
7720the conduct of a business of dispensing
7727drugs pursuant to diagnosis by mail, or to a
7736drug dispensed in violation of paragraph (1)
7743of this subsection.
7746(3) The Secretary may by regulation
7752remove drugs subject to section 355 of this
7760title from the requirements of paragraph (1)
7767of this subsection when such requirements
7773are not necessary for the protection of the
7781public health.
7783(4)(A) A drug that is subject to
7790paragraph (1) shall be deemed to be
7797misbranded if at any time prior to
7804di spensing the label of the drug fails to
7813bear, at a minimum, the symbol "Rx only."
7821(B) A drug to which paragraph (1) does
7829not apply shall be deemed to be misbranded
7837if at any time prior to dispensing the label
7846of the drug bears the symbol described in
7854s ubparagraph (A).
7857(5) Nothing in this subsection shall be
7864construed to relieve any person from any
7871requirement prescribed by or under authority
7877of law with respect to drugs now included or
7886which may hereafter be included within the
7893classifications stat ed in sections 4721,
78996001, and 6151 of Title 26, or to marihuana
7908as defined in section 4761 of Title 26.
791668. 21 U.S.C. Section 353(b) fully supports the testimony
7925of Mr. Nychis as to the FDA's methods of defining items as
"7937drugs," not merely based on the ir substance, but on their
7948methods of use and/or collateral measures necessary to their
7957use.
795869. The second law cited in Section 499.003(25), Florida
7967Statutes, is Section 499.007, which provides:
7973A drug or device is misbranded:
7979* * *
7982(12) If it is a drug intended for use by
7992humans which is a habit - forming drug or
8001which, because of its toxicity or other
8008potentiality for harmful effect, or the
8014method of its use, or the collateral
8021measures necessary to its use, is not safe
8029for use except under th e supervision of a
8038practitioner licensed by law to administer
8044such drugs; or which is limited by an
8052effective application under s. 505 of the
8059federal act to use under the professional
8066supervision of a practitioner licensed by
8072law to prescribe such drug, un less it is
8081dispensed only:
8083(a) Upon the written prescription of a
8090practitioner licensed by law to prescribe
8096such drug;
8098(b) Upon an oral prescription of such
8105practitioner, which is reduced promptly to
8111writing and filled by the pharmacist; or
8118(c ) By refilling any such written or oral
8127prescription, if such refilling is
8132authorized by the prescriber either in the
8139original prescription or by oral order which
8146is reduced promptly to writing and filled by
8154the pharmacist.
8156This subsection does not re lieve any
8163person from any requirement prescribed by
8169law with respect to controlled substances as
8176defined in the applicable federal and state
8183laws.
818470. The third law cited in Section 499.003(25) is Section
8194499.0122(1)(b) and (c), which provides:
8199(1) As used in this section, the term:
8207* * *
8210(b) "Prescription medical oxygen" means
8215oxygen USP that is a compressed medical gas
8223and which can only be sold on the order or
8233prescription of a practitioner authorized by
8239law to prescribe. The label of p rescription
8247medical oxygen must comply with current
8253labeling requirements for oxygen under the
8259Federal Food, Drug, and Cosmetic Act.
8265(c) "Veterinary legend drug" means a
8271legend drug intended solely for veterinary
8277use. The label of the drug must bear t he
8287statement, "Caution: Federal law restricts
8292this drug to use by or on the order of a
8303licensed veterinarian."
830571. The term "legend drug" also appears in the practice
8315act for physicians, which contains the following, in Section
8324458.331:
8325(1) The follo wing acts constitute grounds
8332for denial of a license or disciplinary
8339action, as specified in s. 456.072(2):
8345* * *
8348(q) Prescribing, dispensing,
8351administering, mixing, or otherwise
8355preparing a legend drug, including any
8361controlled substance, other than in the
8367course of the physician's professional
8372practice. For the purposes of this
8378paragraph, it shall be legally presumed that
8385prescribing, dispensing, administering,
8388mixing, or otherwise preparing legend drugs,
8394including all controlled substances,
8398i nappropriately or in excessive or
8404inappropriate quantities is not in the best
8411interest of the patient and is not in the
8420course of the physician's professional
8425practice, without regard to his or her
8432intent.
843372. Virtually identical grounds for denial of a license or
8443disciplinary action in relation to "legend drugs" are found in
8453the statutes governing osteopaths, podiatrists, naturopaths,
8459pharmacists, dentists, and veterinarians. See respectively
8465Sections 459.015(1)(t), 461.013(1)(o), 462.14(1)(q),
8469465.016( 1)(i), 466.028(1)(p), and 474.214(1)(ff). None of these
8477disciplinary statutes sets forth a separate definition of the
8486term "legend drug."
848973. The fact that Section 460.403(9) lacks a separate
8498definition for the term "legend drug" does not empower the B oard
8510to ignore the definitions set forth in other sections of the
8521Florida Statutes. At the time the 1986 legislation was passed,
8531the term "legend drug" was employed in Chapter 465 and in the
8543various professional licensure statutes cited above and was
8551exp licitly defined in Chapter 499. 5 The Legislature must be
8562presumed to have been aware of these uses and definitions when
8573it employed the term "legend drug" in Chapter 86 - 285, Laws of
8586Florida, and to have intended the Board to make reference to
8597them in impl ementing the legislation.
860374. To adopt Petitioners' view of the term, the Board
8613would have to ignore the multifarious provisions of the Florida
8623Statutes defining and using the term "legend drug" and further
8633ignore the federal statutes and the authori tative pronouncements
8642of the FDA as to the classification of injectable vitamins and
8653nutrients as legend drugs. The Board's imprimatur would place
8662chiropractic physicians in jeopardy of prosecution for
8669possessing and dispensing prescription drugs without statutory
8676authority to do so.
868075. The mere deletion of the word "oral" from the statute
8691in the 1986 legislation cannot be considered in isolation. The
8701same 1986 legislation changed the items that chiropractic
8709physicians were prohibited from prescribing or administering
8716from "any medicine or drug" to "any legend drug." In
8726Chapter 96 - 296, Section 1, Laws of Florida, the Legislature
8737enacted specific exceptions to the legend drug prohibition,
8745relating to medical oxygen and certain topical anesthetics. The
8754evidence presented at the hearing overwhelmingly demonstrated
8761that injectable vitamins are legend drugs and are not listed in
8772the exceptions to the legend drug prohibition.
877976. Section 460.403(9), considered in pari materia with
8787the sections of the Flo rida Statutes that reference its meaning
8798and the meaning of related items in conjunction with federal
8808law, clearly prohibits chiropractic physicians from
8814administering injectable vitamins and nutrients to their
8821patients. The challenged rule merely makes e xplicit the
8830prohibition that the statute implicitly states.
883677. This case is clearly analogous to Board of Podiatric
8846Medicine v. Florida Medical Association , 779 So. 2d 658 (Fla.
88561st DCA 2001), in which the Board of Podiatric Medicine had
8867proposed a rule defining the terms "human leg" and "surgical
8877treatment," as those terms were used in what is now Section
8888461.003(5). The cited statute defines the term "practice of
8897podiatric medicine" but does not further define the terms "human
8907leg" and "surgical treat ment," although it employs those terms
8917in the definition of the practice. The Administrative Law
8926Judge's Final Order had declared the proposed rule an invalid
8936exercise of delegated legislative authority. In reversing the
8944final order, the court wrote:
8949S everal experts in various disciplines
8955testified at the rule challenge hearing, and
8962documentary materials were also presented.
8967This evidence indicates that references to
8973the human leg may have multiple meanings
8980within the anatomic, medical, and podiatric
8986fields. While a limited meaning is
8992sometimes ascribed to the leg as referring
8999to that portion of the lower limb between
9007the knee and the ankle, a broader meaning is
9016also ascribed whereby the term refers to the
9024entire limb so as to encompass the lower leg
9033below the knee and the upper leg above the
9042knee. The administrative law judge accorded
9048the statutory terminology only the more
9054limited meaning, and reasoned that the
9060challenged rule therefore expanded the scope
9066of podiatric practice which was
9071legislativel y established under section
9076416.003(3). However, this ignores the
9081evidence as to a broader meaning which is
9089consistent with the definition in the
9095proposed rule, and the statute does not
9102suggest that a more limited meaning would
9109pertain. In light of the b road discretion
9117and deference which is accorded an agency in
9125the interpretation of a statute which it
9132administers, Public Employees Relations
9136Commission v. Dade County Police Benevolent
9142Association , 467 So. 2d 987 (Fla. 1985), and
9150because such an interpret ation should be
9157upheld when it is within the range of
9165permissible interpretations, Board of
9169Trustees of Internal Improvement Trust Fund
9175v. Levy , 656 So. 2d 1359 (Fla. 1st DCA
91841995), the judge should not have rejected
9191the Board's definition of the term "hum an
9199leg" as used in section 461.003(3), and as
9207provided in rule 64B18 - 23.001. This
9214definition does not enlarge, modify, or
9220contravene the statute, and is neither
9226arbitrary nor capricious, and is fully
9232supported by competent substantial evidence
9237so as to be a proper exercise of the Board's
9247delegated legislative authority.
9250Id. at 660.
925378. In the instant case, the evidence established that the
9263Board's definition of "legend drug" is well within the range of
9274permissible interpretations; does not enlarge, mo dify, or
9282contravene the statute; is neither arbitrary nor capricious; and
9291is fully supported by competent substantial evidence so as to be
9302a proper exercise of the Board's delegated legislative
9310authority.
931179. Petitioners offered a great deal of testimony,
9319irrelevant to this case, to the effect that it is perfectly safe
9331for chiropractic physicians to administer injectable vitamins
9338and nutrients, that few if any patients have ever had an adverse
9350reaction to a Vitamin B - 12 injection. These arguments should b e
9363made to the Florida Legislature, which has the authority to
9373amend the statute to expand the scope of practice for
9383chiropractic physicians.
938580. Petitioners have not met their burden of proof. They
9395have failed to demonstrate that Rule 64B2 - 17.0025(4) is an
9406invalid exercise of delegated legislative authority.
9412ORDER
9413Based upon the foregoing Findings of Fact and Conclusions
9422of Law, it is
9426ORDERED that the Amended Petition is dismissed.
9433DONE AND ORDERED this 9th day of October, 2003, in
9443Tallahassee, Leon Co unty, Florida.
9448S
9449___________________________________
9450LAWRENCE P. STEVENSON
9453Administrative Law Judge
9456Division of Administrative Hearings
9460The DeSoto Building
94631230 Apalachee Parkway
9466Tallahassee, Florida 32399 - 3060
9471(850) 488 - 9675 SUNCOM 278 - 9675
9479Fax Filing (850) 921 - 6847
9485www.doah.state.fl.us
9486Filed with the Clerk of the
9492Division of Administrative Hearings
9496this 9th day of October, 2003.
9502ENDNOTES
95031/ Since the text of the Rule was last published in 1998,
9515Section 460.403(8)(c) has been renumbered as Section
9522460.403(9)(c). See Chapter 99 - 397, Section 105, Laws of
9532Florida.
95332/ The inclusion of paragraph (f) appears to be a holdover from
9545the time when that paragraph included a certification procedure
9554for proprietary drugs, as will be further discussed below.
95633/ Section 465.003 sets forth the definitions relevant to the
9573statutes regulating the practice of pharmacy. Subsection (14)
9581provides:
"9582Prescription" includes any order for drugs
9588or medicinal supplies written or transmitted
9594by any means of communication by a duly
9602licensed practitioner authorized by the laws
9608of the state to prescribe such drugs or
9616medicinal supplies and intended to be
9622dispensed by a pharmacist. The term also
9629includes an orally transmitted order by the
9636lawfully designated agent of such
9641pra ctitioner. The term also includes an
9648order written or transmitted by a
9654practitioner licensed to practice in a
9660jurisdiction other than this state, but only
9667if the pharmacist called upon to dispense
9674such order determines, in the exercise of
9681her or his profe ssional judgment, that the
9689order is valid and necessary for the
9696treatment of a chronic or recurrent illness.
9703The term "prescription" also includes a
9709pharmacist's order for a product selected
9715from the formulary created pursuant to
9721s. 465.186. Prescription s may be retained
9728in written form or the pharmacist may cause
9736them to be recorded in a data processing
9744system, provided that such order can be
9751produced in printed form upon lawful
9757request.
97584/ The amended petition also claimed that the Rule was not
9769suppor ted by competent substantial evidence, as required by
9778Section 120.52(8)(f). However, Section 120.52(8)(f) was
9784repealed by Chapter 2003 - 94, Section 1, Laws of Florida,
9795effective June 4, 2003.
97995/ Section 465.003(7), Florida Statutes (1985), provided
9806langu age identical to that in current Section 465.003(8), i.e.,
"9816Medicinal drugs" or "drugs" means those
9822substances or preparations commonly known as
"9828prescription" or "legend" drugs which are
9834required by federal or state law to be
9842dispensed only on a prescrip tion, but shall
9850not include patents or proprietary
9855preparations as hereafter defined.
9859See also Sections 458.331(1)(q), 459.015(1)(q), 461.013(1)(p),
9865462.14(1)(q), 465.016(1)(i), and 466.028(1)(q), Florida Statutes
9871(1985), all employing the term "legend dr ug."
9879Section 499.003(15), Florida Statutes (1985), provided:
"9885Legend drug" means any drug which can be
9893dispensed only by the prescription of a
9900licensed practitioner and which drug on its
9907label must bear either the words:
9913(a) "Caution: Federal Law Prohi bits
9919Dispensing Without Prescription";
9922(b) "Caution: Florida Law Prohibits
9927Dispensing Without Prescription"; or
9931(c) "Caution: Federal Law Restricts This
9937Drug to be Dispensed by or on the Order of a
9948Licensed Veterinarian."
9950Chapter 92 - 69, Section 3, Law s of Florida, deleted the quoted
9963definition and substituted the definition of "legend drug" found
9972in current Section 499.003(25).
9976COPIES FURNISHED :
9979Donna Erlich, Esquire
9982Robert P. Daniti, Esquire
9986Department of Health
99894052 Bald Cypress Way, Bin A02
9995Talla hassee, Florida 32399 - 1703
10001Neil F. Garfield, Esquire
100056840 Southwest 20th Street
10009Plantation, Florida 33317
10012Scott Boyd
10014Acting Executive Director/General Counsel
10018Joint Administrative Procedures Committee
10022120 Holland Building
10025Tallahassee, Florida 32399 - 13 00
10031Liz Cloud, Chief
10034Bureau of Administrative Code
10038The Elliott Building, Room 201
10043Tallahassee, Florida 32399 - 0250
10048William W. Large, General Counsel
10053Department of Health
100564052 Bald Cypress Way, Bin A02
10062Tallahassee, Florida 32399 - 1701
10067NOTICE OF RIGHT T O JUDICIAL REVIEW
10074A party who is adversely affected by this Final Order is
10085entitled to judicial review pursuant to Section 120.68, Florida
10094Statutes. Review proceedings are governed by the Florida Rules
10103of Appellate Procedure. Such proceedings are commen ced by
10112filing the original Notice of Appeal with the agency clerk of
10123the Division of Administrative Hearings and a copy, accompanied
10132by filing fees prescribed by law, with the District Court of
10143Appeal, First District, or with the District Court of Appeal i n
10155the Appellate District where the party resides. The Notice of
10165Appeal must be filed within 30 days of rendition of the order to
10178be reviewed.
- Date
- Proceedings
- PDF:
- Date: 11/03/2003
- Proceedings: Appellee/Petitioner`s Instruction to Clerk to Prepare Record on Appeal filed.
- PDF:
- Date: 11/03/2003
- Proceedings: Notice of Appeal filed: Certified Copy of Notice of Appeal sent to the Third District Court of Appeal.
- Date: 06/26/2003
- Proceedings: Transcript (Volumes I - IV) filed.
- PDF:
- Date: 06/25/2003
- Proceedings: Respondent`s Motion to Strike Petitioner`s Notice of Filing Post Trial Exhibit (filed via facsimile).
- Date: 06/18/2003
- Proceedings: Transcript (Remarks of Dr. Joe Johnston) filed.
- PDF:
- Date: 06/18/2003
- Proceedings: Notice of Filing Remarks of Dr. Joe Johnston (filed by Respondent via facsimile).
- Date: 06/03/2003
- Proceedings: CASE STATUS: Hearing Held; see case file for applicable time frames.
- Date: 06/02/2003
- Proceedings: Petitioner`s Tab 1 Book 2 filed.
- Date: 06/02/2003
- Proceedings: Petitioner`s Exhibit Book 2 of 2 filed.
- Date: 05/30/2003
- Proceedings: Petitioner`s Exhibit Book 1 of 2 filed.
- PDF:
- Date: 05/28/2003
- Proceedings: Petitioner`s Notice of Filing Abstract of INS v Cardoza-Fonseca on Issue of Florida Legislative Removal or "Oral" Restriction (filed via facsimile).
- PDF:
- Date: 05/28/2003
- Proceedings: Memorandum of Law Regarding "Legend Drugs:" and Administration of Injectable Vitamins and Nutrients by Appropriately Trained Chiropractic Physicians (filed via facsimile).
- PDF:
- Date: 05/28/2003
- Proceedings: Petitioner`s Notice of Filing Final Rule FDA Listing of Divisions and Departments and Abstract of Departments and Divisions Relevant to Vitamins, Nutrients, Policy, Classification, Definitions, Risk Analysis and Management (filed via facsimile).
- PDF:
- Date: 05/27/2003
- Proceedings: Petitioner`s Pre-Trial Stipulation and Trial Memorandum (filed via facsimile).
- PDF:
- Date: 05/20/2003
- Proceedings: Petitioner`s Final Notice of Witnesses and Exhibit Book (filed via facsimile).
- PDF:
- Date: 05/16/2003
- Proceedings: Response to Petitioners` Third Motion in Limine (filed by Respondent via facsimile).
- PDF:
- Date: 05/15/2003
- Proceedings: Notice of Final Witnesses and Mailing of Exhibit Book (filed by D. Erlich via facsimile).
- PDF:
- Date: 05/13/2003
- Proceedings: Respondent`s Notice of Taking Video Deposition, W. Nychis (filed via facsimile).
- PDF:
- Date: 05/13/2003
- Proceedings: Petitioner`s Notice of Filing Relevant Provisions of the "Orange Book" - Not Published by the Food and Drug Administration (filed via facsimile).
- PDF:
- Date: 05/12/2003
- Proceedings: Petitioner`s Notice of Filing Relevant Provisions of the Administrative Procedures Act as Published by the Food and Drug Administration (filed via facsimile).
- PDF:
- Date: 05/12/2003
- Proceedings: Petitioners` Third (and Final) Motion in Limine and Motion for Entry of Final Order (filed via facsimile).
- PDF:
- Date: 05/12/2003
- Proceedings: Response to Petitioners` Second Supplemental Request for Admissions and Interrogatories (filed by Respondent via facsimile).
- PDF:
- Date: 05/09/2003
- Proceedings: Response to Petitioners` Second Motion in Limine (filed by Respondent via facsimile).
- PDF:
- Date: 05/07/2003
- Proceedings: Order issued. (Respondent`s motion in limine is denied, Respondent`s motion to limit the number of witnesses being called by Petitioner is denied, Petitioner`s motion to compel requests for admissions is granted, Petitioner`s motion to deem the admissions admitted is denied, the parties are directed to exchange books containing their tabbed exhibits with an index of the exhibits on or before May 20, 2003)
- PDF:
- Date: 05/07/2003
- Proceedings: Petitioner`s Second Supplemental Request for Admissions and Interrogatories and Request to Produce (filed via facsimile).
- PDF:
- Date: 05/06/2003
- Proceedings: Amended Response to Petitioners` Supplemental Request for Admissions (filed by Respondent via facsimile).
- PDF:
- Date: 05/05/2003
- Proceedings: Respondent`s Motion to Compel Petitioner to Provide Copies of Exhibits Identical to those to be Used at Hearing (filed via facsimile)
- PDF:
- Date: 04/30/2003
- Proceedings: Petitioner`s Final Notice of Witnesses and Exhibits (filed via facsimile).
- PDF:
- Date: 04/30/2003
- Proceedings: Letter to Judge Dean from N. Garfield regarding previously filed pleadings (filed via facsimile).
- PDF:
- Date: 04/30/2003
- Proceedings: Petitioners` Motion to Compel Respondent`s Answers to Petitioner`s Request for Admissions and/or to Have Said Requests Deemed Admitted (filed via facsimile)
- PDF:
- Date: 04/28/2003
- Proceedings: Response to Petitioners` Supplemental Request for Admissions (filed by Respondent via facsimile).
- PDF:
- Date: 04/28/2003
- Proceedings: Petitioner`s Notice of Filing Florida Evidence Code on Judicial Notice (filed via facsimile).
- PDF:
- Date: 04/25/2003
- Proceedings: Petitioner`s Memorandum in Response to Respondent`s Motion for Official Recognition (filed via facsimile).
- PDF:
- Date: 04/25/2003
- Proceedings: Petitioner`s Response to Respondent`s Motion for Official Recognition (filed via facsimile).
- PDF:
- Date: 04/25/2003
- Proceedings: Respondent`s Motion to Request Official Recognition (filed via facsimile).
- PDF:
- Date: 04/25/2003
- Proceedings: Petitioner`s Third Supplement to Preliminary Notice of Witnesses and Exhibits (filed via facsimile).
- PDF:
- Date: 04/25/2003
- Proceedings: Petitioner`s Supplemental Request for Admission and Interrogatories (filed via facsimile).
- PDF:
- Date: 04/22/2003
- Proceedings: Petitioner`s Notice of Unavailability of Counsel (filed via facsimile).
- PDF:
- Date: 04/14/2003
- Proceedings: Petitioner`s Notice of Taking Deposition of Jerry Hill, Department of Health (filed via facsimile).
- PDF:
- Date: 04/14/2003
- Proceedings: Petitioner`s Supplement to Preliminary Notice of Witnesses and Exhibits (filed via facsimile).
- PDF:
- Date: 04/03/2003
- Proceedings: Respondent`s Notice of Taking Deposition, E. Kelly (filed via facsimile).
- PDF:
- Date: 04/01/2003
- Proceedings: Notice of Respondent`s Initial Witness List (filed via facsimile).
- PDF:
- Date: 04/01/2003
- Proceedings: Respondent`s Motion in Limine Regarding Witnesses (filed via facsimile).
- PDF:
- Date: 04/01/2003
- Proceedings: Petitioner`s Preliminary Notice of Witnesses and Exhibits (filed via facsimile).
- PDF:
- Date: 03/17/2003
- Proceedings: Petitioner`s Answers to Respondent`s Request for Admissions (filed via facsimile).
- PDF:
- Date: 03/17/2003
- Proceedings: Petitioner`s Answers to Respondent`s Interrogatories and Request for Production, Second Set (filed via facsimile).
- PDF:
- Date: 03/14/2003
- Proceedings: Order issued. (the parties will exchange initial witness list no later than April 1, 2003, the taking of all depositions will be concluded no later than May 1, 2003, no later than May 15, the parties will exchange their exhibits and final witness lists)
- PDF:
- Date: 03/14/2003
- Proceedings: Notice of Hearing issued (hearing set for June 3 through 5, 2003; 9:30 a.m.; Tallahassee, FL).
- PDF:
- Date: 03/13/2003
- Proceedings: Respondent`s Notice of Availability for Hearing (filed via facsimile).
- PDF:
- Date: 03/06/2003
- Proceedings: Respondent`s Corrected Notice of Taking Deposition, J. Sullivan, D.C. (filed via facsimile).
- PDF:
- Date: 03/06/2003
- Proceedings: Respondent`s Notice of Taking Deposition, J. Sullivan, D.C. (filed via facsimile).
- PDF:
- Date: 03/03/2003
- Proceedings: Response to Petitioners` Motion in Limine (filed by Respondent via facsimile).
- PDF:
- Date: 02/25/2003
- Proceedings: Second Request for Admissions (filed by N. Garfield via facsimile).
- PDF:
- Date: 02/25/2003
- Proceedings: Petitioner`s Response to Respondent`s 2nd Set of Interrogatories (filed via facsimile).
- PDF:
- Date: 02/24/2003
- Proceedings: Notice of Response to Petitioners` Second Request for Admissions (filed by Respondent via facsimile).
- PDF:
- Date: 02/10/2003
- Proceedings: Respondent`s Second Request for Interrogatories and Production of Documents to Petitioners (filed via facsimile).
- PDF:
- Date: 02/10/2003
- Proceedings: Notice of Response to Petitioner`s Request for Admissions (filed by Respondent via facsimile).
- PDF:
- Date: 02/03/2003
- Proceedings: Letter to Judge Dean from D. Erlich stating Petitioner has agreed to wait for reply to request for admissions (filed via facsimile).
- PDF:
- Date: 01/27/2003
- Proceedings: Petitioner`s Answer to Respondent`s Interrogatories (filed via facsimile).
- PDF:
- Date: 01/23/2003
- Proceedings: Amended Petition for Determination of Invalidity of Rule (filed by N. Garfield via facsimile).
- PDF:
- Date: 01/16/2003
- Proceedings: Order issued. (Respondent`s motion is granted and Petitioner is given until January 23, 2003, to amend its petition, the case will be heard in Tallahasse, Florida, the parties have until January 28, 2003, to respond to pending discovery)
- PDF:
- Date: 01/08/2003
- Proceedings: Respondent`s First Request for Interrogatories and Production of Documents to Petitioner (filed via facsimile).
- PDF:
- Date: 01/08/2003
- Proceedings: Motion for Status Conference (filed by Respondent via facsimile).
- PDF:
- Date: 01/06/2003
- Proceedings: Respondent`s Motion to Dismiss Petition for Declaratory, Injunctive and Supplemental Relief (filed via facsimile).
Case Information
- Judge:
- LAWRENCE P. STEVENSON
- Date Filed:
- 12/30/2002
- Date Assignment:
- 05/29/2003
- Last Docket Entry:
- 06/17/2004
- Location:
- Tallahassee, Florida
- District:
- Northern
- Agency:
- Department of Health
- Suffix:
- RX
Counsels
-
Donna Erlich, Esquire
Address of Record -
Neil F Garfield, Esquire
Address of Record