03-000294N Linda J. Davidson Lapp, Individually, And On Behalf Of And As Natural Guardian Of Faith Lapp, A Minor vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Friday, April 30, 2004.


View Dockets  
Summary: The evidence failed to demonstrate that the infant suffered a brain injury due to oxygen deprivation or mechanical injury during birth or that the infant was substantially physically impaired. It is ordered that the claim is denied.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8LINDA J. DAVIDSON LAPP, )

13individually, and on behalf of )

19and as natural guardian of )

25FAITH LAPP, a minor, )

30)

31Petitioner, )

33)

34vs. ) Case No. 03 - 0294N

41)

42FLORIDA BIRTH - RELATED )

47NEUROLOGICAL INJURY )

50COMPENSATION ASSOCIATION, )

53)

54Res pondent, )

57)

58and )

60)

61ORLANDO REGIONAL HEALTHCARE )

65SYSTEM, INC., )

68)

69Intervenor. )

71)

72FINAL ORDER

74Pursuant to notice, the Division of Administrative

81Hearings, by Ad ministrative Law Judge William J. Kendrick, held

91a hearing in the above - styled case on February 16, 2004, by

104video teleconference, with sites in Orlando and Tallahassee,

112Florida.

113APPEARANCES

114For Petitioner: Linda J. Davidson Lapp, pro se

1229918 Bear Lake Road

126Apopka, Florida 32703

129For Respondent: Lynn Walker Wright, Esquire

135Lynn Walker Wright, P.A.

1392716 Rew Circle, Suite 102

144Ocoee, Flor ida 34761

148For Intervenor: Larry J. Townsend, Esquire

154Mateer & Harbert, P.A.

158225 East Robinson Street, Suite 600

164Post Office Box 2854

168Orlando, Florida 32802 - 285 4

174STATEMENT OF THE ISSUES

178Whether Faith Lapp, a minor, qualifies for coverage under

187the Florida Birth - Related Neurological Injury Compensation Plan.

196PRELIMINARY STATEMENT

198On January 27, 2003, Linda J. Davidson Lapp, individually,

207and on behalf of and as natural guardian of Faith Lapp (Faith),

219a minor, filed a petition (claim) with the Division of

229Administrative Hearings (DOAH) for compensation under the

236Florida Birth - Related Neurological Injury Compensation Plan

244(Plan).

245DOAH served the Florida Birth - Rela ted Neurological Injury

255Compensation Association (NICA) with a copy of the claim on

265January 28, 2003, and on May 6, 2003, NICA filed a Motion for

278Summary Final Order, predicated on the opinion of its experts

288that Faith had neither a substantial mental nor motor

297impairment, and that her neurologic abnormalities were likely

305acquired in utero, rather than from oxygen deprivation or

314mechanical injury occurring during labor, delivery or

321resuscitation. In the meantime, Orlando Regional Healthcare

328Systems, Inc., requested and was accorded leave to intervene.

337On November 14, 2003, an Order was entered denying NICA's

347Motion for Summary Final Order, and a hearing was scheduled for

358February 16, 2004, to resolve whether the claim was compensable.

368At hearing, Linda J. Davidson Lapp testified on her own behalf,

379and Petitioner's Exhibit 1 was received into evidence. Also

388received into evidence were Joint Exhibits 1 - 4, Respondent's

398Exhibits 1 and 2, and Intervenor's Exhibits 1 and 2. No other

410witnesses were called, and n o further exhibits were offered.

420The transcript of the hearing was filed March 8, 2004, and

431the parties were accorded 10 days from that date to file

442proposed orders. Respondent and Intervenor elected to file such

451proposals, and they have been duly conside red.

459FINDINGS OF FACT

462Preliminary findings

4641. Linda J. Davidson Lapp is the natural mother and

474guardian of Faith Lapp, a minor. Faith was born a live infant

486on January 27, 1998, at Arnold Palmer Hospital for Children &

497Women (Arnold Palmer Hospital), a division of Orlando Regional

506Healthcare System, Inc., a hospital located in Orlando, Florida,

515and her birth weight exceeded 2,500 grams.

5232. The physicians providing obstetrical services at

530Faith's birth were Penny A. Danna, M.D., and Steven Carlan,

540M.D., who, at all times material hereto, were "participating

549physician[s]" in the Florida Birth - Related Neurological Injury

558Compensation Plan, as defined by Section 766.302(7), Florida

566Statutes.

567Faith's birth

5693. At or about 1:25 a.m., January 27, 1998, Mrs. L app

581(with an estimated date of delivery of January 22, 1998, and the

593fetus at 40 weeks gestation) presented to Arnold Palmer

602Hospital, in labor. At the time, Mrs. Lapp's membranes were

612noted as intact, and vaginal examination revealed the cervix at

6224 cen timeters dilation, effacement complete, and the fetus at - 1

634station. Contractions were noted as mild, at a frequency of 2 - 3

647minutes, with a duration of 40 seconds, and fetal monitoring

657revealed a reassuring fetal heart rate, with a baseline in the

668130 bea t per minute range.

6744. From 1:25 a.m. until 5:00 a.m., when her membranes

684spontaneously ruptured, Mrs. Lapp's labor progress was steady,

692and fetal monitoring continued to reveal a reassuring fetal

701heart rate. Thereafter, to 7:05 a.m., when vaginal exami nation

711revealed Mrs. Lapp complete, monitoring continued to reveal a

720reassuring fetal heart rate, with a baseline in the 150 beat per

732minute range, and variable decelerations, with contractions, and

740a good return to baseline.

7455. At 7:20 a.m., Mrs. Lapp w as noted as pushing, with

757contractions, and variable decelerations continued without

763significant change until approximately 8:40 a.m., one hour prior

772to delivery, when fetal heart rate decelerations became

780persistent. Thereafter, at 9:25 a.m., the baby wa s noted to

791crown; at 9:34 a.m., the baby was noted as bradycardic with a

803fetal heart rate in the 70 beat per minute range; and at

8159:36 a.m., the baby's head was noted as delivered, with the

826fetal heart rate continuing in the 70 beat per minute range.

8376. D elivery was complicated by a shoulder dystocia, and at

8489:38 a.m., the labor and delivery record reveals the baby was

859not yet delivered, and the fetal heart rate was persisting in

870the 70 beat per minute range. Thereafter, at 9:40 a.m., Faith

881was delivered.

8837. At delivery, Faith was severely depressed (without

891respiratory effort, reflex, or muscle tone; a color consistent

900with central cyanosis; and a heart rate under 60 beats per

911minute), and required resuscitation (ambu bagging with 100

919percent oxygen, car diac compression for 20 seconds, and

928intubation). Apgar scores were recorded as 1 and 6, at one and

940five minutes, respectively, 1 and cord pH was recorded at 7.28.

9518. Following delivery, Faith was transported to the

959neonatal intensive care unit (NICU), wh ere she remained until

969January 31, 1998, when she was discharged to her parent's care.

980Faith's hospital course was summarized in her Clinical Resume

989(discharge summary), as follows:

993History . . . .

998Term newborn female, birth weight 4449 gm,

1005born on 01/2 7/98 at APHCW. Mother is a 39 -

1016year - old gravida 2, para 1, 0 positive,

1025maternal screens negative, uncomplicated

1029gestation, 40 weeks gestation, rupture of

1035membranes 4 hr., 40 min. prior to delivery.

1043Difficult extraction, vaginal delivery,

1047epidural anesthe sia, nuchal cord times one.

1054During process of extraction, left fracture

1060of the humerus. Baby cyanotic and apneic,

1067heart rate 40 - 60, Ambu bagged with 100%,

1076cardiac compressions given, intubated at one

1082to 1 -

1085PROBLEM LIST:

1087Problem #1: Post mature, 41 weeks female.

1094Problem #2: Neonatal depression. Infant

1099required 100%, pressures of 23/3 and an IMV

1107of 30; pH 7.4, pCO2 22, PO2 393, base exces s

1118- 8.1. Weaned and extubated to room air by

1127day one. No apnea nor bradycardia. Monitor

1134discontinued.

1135Problem #3: Rule out sepsiseated with

1141ampicillin and gentamicin times 72 hr.

1147Blood culture negative.

1150Problem #4: Fracture of the left humerus.

1157Orthopaedic consult obtained, infant was

1162splinted, now is positioned with left upper

1169extremity pinned across chest and is

1175comfortable. For follow - up with Dr.

1182Topoleski.

1183Problem #5: Neurologic. A CT scan of the

1191head shows some central subdural bleedin g

1198along tentorium and falx cerebri, small

1204amount, slightly prominent extra - axial space

1211left temporal region.[ 2 ]

1216Problem #6: Miscellaneous. Passed ABR

1221hearing screening exam. Annual follow - up is

1229recommended. Infant screening was done

123401/28/97.

1235Problem #7: Fluids/electrolytes/nutrition.

1238Feedings were begun on day 2, and advanced.

1246Infant is tolerating ad lib feedings of

1253maternal breast milk or Similac - 20 with

1261iron, and nippling well.

1265Physical examination, 01/31/98: Four days

1270of age. Weight 4555 gm, head circumference

127733.25 cm. Pink. Anterior fontanelle soft.

1283No murmur. Lungs clear. Abdomen soft and

1290full. Neurologic appropriate. Left arm

1295positioned as noted above.

1299* * *

1302FINAL DIAGNOSIS:

13041. Post term, 41 weeks female.

13102. Neonatal depres sion.

13143. Rule out sepsis.

13184. Left fractured humerus.

13225. Subdural bleeding.

13259. Follow - up CT scan on March 25, 1998, showed resolution

1337of the subdural hemorrhage. Specifically, the CT scan was read,

1347as follows:

1349The ventricles are normal in size and

1356con figuration. There is no midline shift.

1363The attenuation characteristics of the brain

1369are within normal limits for the patient's

1376age and state of maturity. No extra - axial

1385fluid collections are identified. The

1390hemorrhagic changes described on the study

1396of 01/30 have cleared.

1400IMPRESSION:

1401CT appearance of brain within normal limits.

1408Faith's subsequent development

141110. Following discharge from Arnold Palmer Hospital, Faith

1419was followed for a number of evolving irregularities. Pertinent

1428to this case, insi ght into the complexity of her presentation

1439can be gleaned from some observations by a few of Faith's

1450physicians: Michael Pollack, M.D., a pediatric neurologist;

1457Eric Trumble, M.D., a pediatric neurosurgeon; and Harry Flynn,

1466Jr., M.D., an ophthalmologist.

147011. Dr. Pollack initially evaluated Faith on March 30,

14791998, and described his impressions, as follows:

1486. . . Parents have observed that the patient

1495does not follow although she appears to

1502respond to light. She has been evaluated by

1510Dr. Gold and Dr Rich mond and apparently has

1519retinal detachment . . . . A recent film of

1529the patient's left arm apparently

1534demonstrated that her humeral fracture is

1540healing satisfactorily.

1542* * *

1545A recent CT scan of the head shows

1553resolution of posterior fossa hemorrhage .

1559In addition, the fluid collection over the

1566left temporal region has largely disappeared

1572but the left - sided subarachnoid space does

1580remain larger than the right.

1585Physical examination includes a weight of 14

1592pounds and a head circumference of 35.5 cm.

1600T he forehead appears underdeveloped and the

1607head is small in relation to the face.

1615Anterior fontanel is closed. There is

1621ridging of coronal and sagittal sutures.

1627Slight flattening of the right occiput is

1634present and there is corresponding

1639alopecia . . . .

1644IMPRESSION:

16451. Perinatal craniocerebral trauma and

1650probable hypoxic ischemic encephalopathy.

16542. Retinopathy by history.

16583. Evolving microcephaly versus

1662craniosynostosis: Primary microcephaly

1665(failure of the head to grow because of poor

1674brain growt h) appears more likely than

1681craniosynostosis . . . .

168612. Dr. Pollack summarized his September 29, 1998,

1694evaluation, as follows:

1697Faith is an 8 - month - old girl who was

1708initially evaluated in my office 3/98

1714because of visual impairment and suspected

1720seizures . Her diagnoses include perinatal

1726craniocerebral trauma and a possible hypoxic

1732ischemic encephalopathy. In addition, she

1737had a congenital retinopathy. Her diagnoses

1743at Bascom Palmer Institute were: (1)

1749congenital bilateral retinal detachment and

1754(2) va riation of persistent hyperplastic

1760primary vitreous or persistent fetal

1765vasculature bilaterally. Her MRI scan of

1771the head showed an abnormality of the

1778rostrum of the corpus callosum which was

1785thought to fall in the spectrum of septo -

1794optic dysplasia. Her condition, therefore,

1799appears to be due to a combination of

1807congenital anomalies and perinatal factors

1812. . . .

1816In the past few months, the patient has

1824undergone . . . [repair of metopic

1831synostosis]. Although the shape of her head

1838has improved, her head circumference has

1844remained below the 5th percentile,

1849supporting the view that primary

1854microcephaly rather than craniosynostosis

1858was responsible for the small head size in

1866this patient. In addition, ptosis of the

1873right upper lid developed postoperatively.

1878* * *

1881PHYSICAL EXAMINATION: Includes a length of

188726.5 inches, weight 18 - 3/4 pounds, head

1895circumference 38.5 cm. The head appears

1901small in relation to the face. There is

1909unilateral occipital flattening . . . .

1916IMPRESSION: Severe nonprogressive

1919en cephalopathy due to perinatal factors as

1926outlined above and a congenital anomaly of

1933the central nervous system. There is severe

1940visual impairment which is due to a retinal

1948anomaly . . . .

1953Her residual microcephaly suggests that

1958deficient brain growth r ather than

1964craniosynostosis was responsible for her

1969small head size . . . . Development is

1978globally delayed. The combination of

1983microcephaly, congenital CNS anomalies,

1987visual impairment and global developmental

1992delay in this patient suggests that she is

2000likely to function in the trainable mentally

2007handicapped range. Her motor attainment to

2013date implies that she will walk

2019independently.

202013. Following September 29, 1998, Faith was seen by

2029Dr. Pollack on July 21, 1999; April 3, 2000; and July 17, 2001,

2042du ring which there was no apparent change in Dr. Pollack's

2053impression. Thereafter, the record suggests that following

2060Faith's last visit with Dr. Pollock, her neurology issues were

2070followed in Miami; however, there is no evidence of record

2080regarding those e valuations, if any. 3

208714. Following discharge from Arnold Palmer Hospital, Faith

2095was also seen by Drumble and had serial workups for

2105craniosynostosis. That diagnosis was rejected July 9, 1998,

2113when "a head CT with 3 - D reconstruction . . . revealed all

2127sutures to be open with the exception of her metopic suture,

2138which was supposed to be closed at this age." Faith did,

2149however, have "metopic synostosis with a small palpable ridge,"

2158which was repaired on July 29, 1998. Faith apparently did well

2169post - ope ratively, with the exception of right eye ptosis. Of

2181note, an uncontrasted CT scan was reviewed by Dr. Trumble in

2192March 1999, which he noted: "identifies normal morphology

2200without evidence of increased CSF spaces or definite atrophy."

220915. On April 2 0, 1998, Faith's ophthalmologic problems

2218were evaluated by Dr. Flynn, professor of ophthalmology at

2227Bascom Palmer Eye Institute, Miami, Florida. Dr. Flynn

2235described his impressions as follows:

2240. . . [Faith] was examined on 4/20/98

2248regarding her retinal de tachments in both

2255eyes. . . . [The patient] had a traumatic

2264delivery that involved extensive facial,

2269cranial and subconjunctival hemorrhages.

2273The patient has brought with her multiple

2280studies including X - rays, CT scans and other

2289studies that have been re viewed and are

2297present on the chart. The patient is being

2305referred regarding the possibility of any

2311surgical therapy for this patient with

2317bilateral retinal detachments. The ocular

2322examination showed no recordable visual

2327acuity although there did appear to be a

2335response to light in each eye. The

2342pupillary reaction showed a 1 response to

2349direct light in each eye. The tension by

2357palpation was normal in both eyes.

2363The anterior segment examination showed a

2369white plague - like structure on the back

2377surface o f the lens in both eyes. The

2386vitreous cavity was clear with no visible

2393hemorrhage in either eye. The posterior

2399segment examination showed total retinal

2404detachment with dragging of the retina

2410toward the inferior temporal quadrant in

2416both eyes. The retina l folds were drawn

2424forward as well to fibrous tissue inserting

2431on the back surface of the lens.

2438IMPRESSION:

24391. Congenital bilateral retinal detachment

2444both eyes.

24462. Variation of persistent hyperplastic

2451primary vitreous or persistent fetal

2456vasculature both eyes.

2459RECOMMENDATION:

2460I discussed my findings with the patient

2467[sic] and husband. I indicated that the

2474retinal detachments were inoperable. I

2479indicated that the changes present in the

2486back of the eye could not have taken place

2495in 2 1/2 months in s pite of the extent of

2506the trauma at delivery.[ 4 ]

251216. Apart from the impressions of Faith's treating

2520physicians, some insight into Faith's development may also be

2529gleaned from certain evaluations and testing by the Seminole

2538County Public Schools; includ ing a Report of Adoptive Behavior

2548Testing, dated August 21, 2003. On that test, administered at

2558age 5 years, 7 months, Faith's ability to care for herself and

2570interact with others ("Broad Independence") was measured based

2580on an average of four areas of ad aptive functioning: motor

2591skills, social interaction and communication skills, personal

2598living skills, and community living skills. There, Faith's

2606motor skills, which included gross and fine motor proficiency

2615tasks involving mobility, fitness, coordinati on, eye - hand

2624coordination, and precise movements were said to be comparable

2633to an individual at age 3 - 1 (3 years, one month). However, the

2647examiner noted the basis for such conclusion, as follows:

2656When presented with age - level tasks, Faith's

2664gross - motor s kills are age - appropriate.

2673Age - level tasks involving balance,

2679coordination, strength, and endurance will

2684be manageable for her.

2688When presented with age - level tasks, Faith's

2696fine - motor skills are very limited. Age -

2705level tasks requiring eye - hand coordina tion

2713using the small muscles of the fingers,

2720hands, and arms will be extremely difficult

2727for her. (Emphasis added.)

2731(Intervenor's Exhibit 4.)

273417. Faith's motor skills were also evaluated by the

2743Seminole Public County Schools, and noted in a Physical Th erapy

2754Assessment/Evaluation report, dated October 2, 2003, as follows:

2762OBSERVATIONS : Faith was evaluated in a

2769variety of educational settings. She was

2775observed in the classroom, during an

2781obstacle course in another classroom, on the

2788playground and around the school campus.

2794During the obstacle course observation,

2799Faith was participating in tunnel creeping,

2805rockerboard activities, basketball and

2809balance beam walking. Throughout the

2814evaluation, it appeared that Faith had

2820difficulty with some motor tasks du e to body

2829and spatial awareness as well as with her

2837speed and intensity of her movements. With

2844this evaluator, Faith followed all

2849directions and seemed eager to please.

2855* * *

2858FUNCTIONAL MOBILITY : Faith ambulates

2863indepen[den]tly in all directions

2867de monstrating a forward lurch, hiking type

2874of gait pattern, head is bent forwards. She

2882is able to walk in the halls, on ramps and

2892on sand on the playground without falling.

2899She is able to creep and knee walk

2907independently. Rises from the floor using a

2914hal f kneel pattern or through a backwards

2922crab type of pattern. Lowers self to floor

2930with controlansfers in/out of all

2935chairs independently but teacher reports she

2941often trips over her own feet. Ascends the

2949stairs using a reciprocal pattern without

2955hol ding the rail, descends using step to

2963step pattern holding the rail.

2968GROSS MOTOR : Faith sits on the floor with

2977good balance in a criss cross position or

2985sidesit position. She low kneels but weight

2992bears on her right side more than her left

3001and high knee ls with good balance. She

3009squats to pick an item up off the floor. Is

3019able to jump off the floor and jumps on the

3029trampoline at least 5 times in a row. She

3038is able to walk on the balance beam taking 3

3048steps independently and attempts to walk

3054backwards o n it. On the playground, she is

3063able to climb all structures independently

3069with supervision. Within the school

3074environment, Faith is able to push/pull her

3081exterior doors and turn knobs of all

3088interior doors.

3090FINE MOTOR/VISUAL MOTOR : . . . According

3098to notes from OCPS records, Faith may

3105exhibit some visual motor issues as well as

3113the visual impairment already noted.

3118(Intervenor's Exhibit 4.)

3121Coverage under the Plan

312518. Pertinent to this case, coverage is afforded by the

3135Plan for infants who suffer a "birth - related neurological

3145injury," defined as in "injury to the brain . . . caused by

3158oxygen deprivation or mechanical injury, occurring in the course

3167of labor, delivery, or resuscitation in the immediate

3175postdelivery period in a hospital, which rende rs the infant

3185permanently and substantially mentally and physically impaired."

3192§ 766.302(2), Fla. Stat. See also §§ 766.309 and 766.31, Fla.

3203Stat.

320419. In this case, Petitioner and Intervenor are of the

3214view that Faith suffered a "birth - related neurologi cal injury,"

3225as defined by the Plan. In contrast, NICA is of the view that

3238Faith did not suffer a "birth - related neurological injury" since

3249her neurologic impairments are, more likely than not, prenatal

3258(developmental) in origin, and resulted from cerebra l

3266malformation, as opposed to brain injury caused by oxygen during

3276labor, delivery, or resuscitation. Moreover, NICA is of the

3285view that Faith is not permanently and substantially mentally

3294and physically impaired.

3297The cause and timing, as well as the si gnificance

3307of Faith's impairment

331020. To address the cause and timing of Faith's

3319impairments, as well as their significance, the parties offered

3328the records related to Faith's birth and subsequent development,

3337portions of which have been addressed supra ( Joint Exhibits 1 - 4,

3350and Intervenor's Exhibit 2); a color photograph of Faith taken

3360several hours after her birth (Petitioner's Exhibit 1); the

3369deposition of Leon Charash, M.D., a physician board - certified in

3380pediatrics, who practices pediatric neurology (I ntervenor's

3387Exhibit 1); the deposition of Donald Willis, M.D., a physician

3397board - certified in obstetrics and gynecology, as well as

3407maternal - fetal medicine (Respondent's Exhibit 1); and the

3416deposition of Michael Duchowny, M.D., a physician board -

3425certified in pediatrics, neurology with special competence in

3433child neurology, and clinical neurophysiology. (Respondent's

3439Exhibit 2.)

344121. Dr. Willis, whose deposition was offered on behalf of

3451NICA, was of the opinion that the birth records failed to

3462support a c onclusion that Faith suffered a brain injury from

3473oxygen deprivation during labor or delivery, but offered no

3482opinion regarding the likelihood of brain injury from oxygen

3491deprivation during the course of resuscitation or from trauma

3500associated with Faith's delivery. Dr. Willis expressed the

3508basis for his opinions, as follows:

3514BY MS. WRIGHT:

3517* * *

3520Q. After reviewing the records in this

3527case, do you have an opinion within a

3535reasonable degree of medical probability as

3541to whether or not Faith Lapp quali fies for

3550compensation under the NICA criteria you

3556just described?

3558* * *

3561A. Yes, it was my opinion that there did

3570not appear to be a loss of oxygen that

3579occurred during labor or delivery that would

3586result in this child's injury.

3591* * *

3594Q. Doc tor, would you tell us how it is that

3605you reached such an opinion as that?

3612A. Yes. I reviewed the fetal heart rate

3620monitor strips, which do show fetal heart

3627rate decelerations during the latter few

3633hours of labor. Although they're not

3639persistent decele rations until about the

3645last hour before delivery, and then the

3652fetal heart rate tracing does show

3658persistent variable decelerations . . . .

3665The Apgar scores that the baby had were low,

3674the Apgar score was one and six. Of course,

3683the baby had -- there was a shoulder

3691dystocia at birth resulting in a very

3698difficult delivery. However, the umbilical

3703cord blood gas was normal with a pH of 7.28.

3713And the baby had a course in the hospital

3722that did not suggest an ischemic event

3729during labor or delivery. In other words,

3736did not have seizures in the post - delivery

3745period, no other organ failure like renal

3752failure, hypotension, those types of things,

3758and was discharged home on the fourth day.

3766So looking at all of that, I felt there was

3776not oxygen deprivation during labor or

3782delivery.

3783Q. . . . What is the significance of the

3793fetal heart rate monitoring strips?

3798A. Well, the fetal heart rate monitor

3805strips are consistent with some degree of

3812umbilical cord compression or variable

3817decelerations prior to delivery, and all

3823fetuses react differently to that. But

3829certainly if the fetal heart rate

3835decelerations persist and are significant,

3840then it can lead to a baby that has lack of

3851oxygen at birth.

3854* * *

3857Q. Dr. Willis, can you tell us the

3865significance of the cord b lood pH which you

3874referenced earlier as being normal at 7.28?

3881A. Right. Well, if a baby is born with a

3891lack of oxygen, then they will have lack of

3900oxygen and acidosis, which the two go

3907together. And if the baby has lack of

3915oxygen acidosis, then the cor d pH should be

3924low. If the umbilical cord blood pH is

3932within normal limits, it would suggest that

3939for whatever fetal heart rate decelerations

3945or whatever Apgar scores that were present,

3952that that wasn't a result of or did not

3961cause or was not a result of lack of oxygen

3971to the baby.

3974* * *

3977Q. Would you anticipate the pH to be

3985abnormal if the deceleration that you saw on

3993the fetal heart monitoring strips had

3999continuously occurred?

4001A. Well, the fetal heart rate monitor strip

4009shows you that in a way tha t the baby is

4020being stressed, but it doesn't really tell

4027you if the baby is in distress. So

4035different babies tolerate different amounts

4040of fetal heart rate deceleration. So the

4047bottom line here was the umbilical cord pH

4055being normal. I felt that I could not say

4064that those fetal heart rate decelerations

4070that were present in that hour prior to

4078birth really resulted in lack of oxygen to

4086the baby.

4088Q. In other words, you would have

4095anticipated the pH score to be abnormal if

4103the infant had been severely affe cted by the

4112deceleration?

4113A. That is correct.

4117* * *

4120Q. And the significance of the Apgar

4127scores?

4128A. Well, the Apgar score at one minute

4136tells you how much resuscitation is going to

4144be required for the newborn, and the one was

4153simply one point fo r fetal heart rate. The

4162baby at birth had no spontaneous

4168respiration, it was pale and it was not

4176moving, and the only points that the baby

4184got -- therefore, was depressed at that

4191time, and the Apgar score was one. The one -

4201minute Apgar score is not a very good

4209indicator of long - term neurologic

4215development though. The five - and the 10

4223minute Apgar scores are better indicators

4229for that. The Apgar score at five minutes

4237was listed at six. That's still low.

4244We consider Apgar score to be low if it is

4254under s even. So a six is just under the

4264cut - off. If the baby had an Apgar score of

4275seven at five minutes, then it would have

4283been considered a normal score . . . .

4292* * *

4295BY MS. LAPP:

4298Q. [D]o you normally . . . [limit yourself

4307as you did in this case]?

4313A. Normally -- normally, in most cases, I

4321don't limit myself as much as I am with your

4331case.

4332Q. You found that my case was --

4340A. I found it a little bit confusing. If I

4350saw the fetal heart rate tracing that I saw

4359here and the Apgar scores that I sa w and if

4370the cord pH was abnormal, or I didn't see a

4380cord pH, then I would have assumed that

4388there would have been hypoxia to this baby

4396at birth. But the fact that the cord pH was

4406so normal, I really have to stop and

4414question that. So then with that -- a nd

4423this happens in other cases.

4428So with that then, I have to look and see

4438what else. And from doing this for several

4446years and practicing in my subspecialty, I

4453know that babies that have hypoxic injury to

4461the brain at time of birth or during labor

4470freque ntly have seizures during the first

4477hour or two after birth and many of the

4486other things that we've talked about. So,

4493for instance, if your baby would have had a

4502seizure disorder an hour or two hours after

4510birth and would have been hypotensive, I

4517might ha ve in that circumstance decided that

4525I would have simply ignored the cord pH

4533result because it wouldn't have fit

4539everything that I see.

4543Q. Could it be possible that . . . [it was]

4554human error . . . ?

4559A. That is why I look at many different

4568things. Ag ain, if I would have seen other

4577things that would have been consistent with

4584hypoxic injury to the brain at birth, then I

4593would have said I am going to discard this

4602cord pH because it just doesn't fit the rest

4611of the picture. And so that is the reason I

4621ki nd of limited myself to labor and

4629delivery, because the baby is depressed

4635after birth, and I really can't explain

4642that.

4643* * *

4646Q. . . . When would she have had these

4656seizures?

4657A. It would have been after birth,

4664relatively in a short period after bi rth. I

4673guess what I'm trying to say is from a

4682maternal fetal standpoint, the medicine that

4688I practice, if I see a poor fetal heart rate

4698tracing and a baby with low Apgars and then

4707seizures two hours after birth and then a CT

4716scan done at five or six days of life which

4726shows a cystic structure -- shows maybe

4733brain edema consistent with hypoxic injury,

4739then that all becomes a very, very clear

4747picture for me.

4750In this case, unfortunately, the picture

4756just was not so clear. Because of that, I

4765wanted to limit myself to labor and delivery

4773because I could not make such a clear

4781picture of what happened after that.

4787(Respondent's Exhibit 1.)

479022. Dr. Duchowny, whose deposition was also offered on

4799behalf of NICA, was of the opinion, based on his review of the

4812recor ds and his neurologic evaluation of Faith on March 12,

48232003, that Faith's impairments, more likely than not, resulted

4832from cerebral malformation, as opposed to brain injury caused by

4842oxygen deprivation during labor, delivery, or resuscitation, and

4850that, re gardless of the cause, Faith was not permanently and

4861substantially mentally and physically impaired. Dr. Duchowny

4868expressed the basis for his opinions, as follows:

4876BY MS. WRIGHT:

4879* * *

4882Q. Could you tell me, after reviewing the

4890records concerning th e records of both Linda

4898Lapp and also Faith Lapp, your review of all

4907the records you've just named and your

4914examination of Faith Lapp, if you have

4921reached an opinion which is in the

4928reasonable degree of medical probability as

4934to whether or not Faith Lapp s ustained

4942permanent mental and physical impairment as

4948a result of her labor and delivery?

4955A. Yes. I believe that Faith does not have

4964a substantial mental or motor impairment and

4971that her neurologic disabilities were

4976acquired in utero and not the result o f a

4986birth related neurological injury that

4991occurred during labor, delivery or

4996resuscitation in the immediate post delivery

5002period.

5003Q. Could you tell me what you base that

5012opinion on, Doctor?

5015A. That opinion is based on the medical

5023records which indi cated that Faith's labor

5030and delivery were complicated by a fractured

5037left humerus, but that her cord blood pH was

5046normal; her Apgar scores of 1 and 6 were

5055reasonably good; that she did not have

5062findings in the post natal period which are

5070consistent with e ither mechanical injury or

5077severe hypoxia; and that her evaluations,

5083including my examination, all suggested that

5089the types of neurologic disabilities that

5095she has resulted from developmental

5100abnormalities which occurred during the time

5106that the brain was forming in interuterine

5113life.

5114Q. Doctor, in examining Faith's records,

5120would you comment on the blood cord results?

5128A. Well, her cord pH of the blood gas was

51387.28, which is essentially normal. There is

5145no indication of any hypoxia at that point

5153in t ime when the blood gases were drawn from

5163the cord.

5165Q. Would you comment -- you said earlier that

5174her Apgar was relatively normal at 1 and 6.

5183What did you mean by that?

5189A. An Apgar score of 1 at one minute is not

5200an unusual finding in normal deliveries. It

5207reflects obstetrical medication; and I think

5213the important Apgar score is at five

5220minutes, which for Faith was 6. While not

5228being perfect, it certainly is a decent

5235Apgar score and inconsistent with asphyxia.

5241* * *

5244Q. Well, you indicated after that, if I

5252heard you correctly, that you didn't see any

5260post delivery signs of hypoxia.

5265A. That's correct. Faith did require some

5272ventilatory support for the first day, but

5279she never developed systemic signs of

5285hypoxia, which might produce abnormalities

5290of her heart, liver, kidney, lungs, or

5297cardiovascular system.

5299* * *

5302Q. You indicate further that there was no

5310evidence of mechanical injury. Could you

5316tell us for the record what you mean by

"5325mechanical injury?"

5327A. Well, there was no evidence of

5334mechanical injury to the central nervous

5340system, meaning there was no trauma to the

5348brain or spinal cord. Faith did have a left

5357Erb's palsy, which indicates dysfunction in

5363the brachial plexus. I believe this was

5370mechanically induced, but it was outside the

5377central nervous system.

5380* * *

5383Q. Let's now turn to your opinion that

5391Faith does not suffer from a substantial and

5399permanent mental or physical impairment.

5404Could you comment on the reasons why you

5412believe that to be your opinion?

5418A. Yes. At t he time that I evaluated Faith

5428last March, she was five years old. She did

5437have a short attention span, and she was an

5446overactive child, but she was able to talk.

5454Albeit with a speech delay, she was able to

5463talk. In fact, could speak in short

5470phrases. She seemed to be socially

5476appropriate. And with some effort, one

5482could actually complete the examination

5487because there would be some interaction

5493between Faith and myself. She wouldn't

5499cooperate for all testing but much of the

5507testing did in fact get done .

5514* * *

5517BY MR. THOMPSON:

5520* * *

5523Q. . . . [Y]ou . . . [agree] that you

5534believe there are neurologic abnormalities.

5539Correct?

5540A. Yes.

5542Q. When you say that they were acquired in

5551utero, you think that those were something

5558that developed prior to the birthing

5564process?

5565A. Yes.

5567Q. Is that what you mean?

5573A. Yes.

5575Q. Do you have a name for whatever that

5584process was that caused that?

5589A. I believe it is cerebral malformation.

5596Q. And is that a chromosomal problem?

5603A. Not usually.

5606Q. What 's usually the cause of that?

5614A. Unknown interuterine acquired factors.

5619Q. You have stated that you agree that

5627there were mechanical injuries to this child

5634during the labor and delivery process,

5640correct?

5641A. Yes.

5643Q. You said one evidence of that was the

5652fractured humerus. Correct?

5655A. Yes.

5657Q. She had some abnormalities on CT scan, I

5666believe, some sort of -- I can look for it,

5676but you may remember what it was. I've got

5685it right here. "A central subdural bleeding

5692along the tentorium and faux cereb rum of a

5701small amount." Do you recall that CT scan

5709of the head that was taken shortly after her

5718birth?

5719A. Yes.

5721Q. Would you agree that that was the result

5730of a mechanical injury to her head?

5737A. Yes.

5739* * *

5742Q. Would you agree that the pH of 7.2 8 in

5753the cord blood may not represent what her

5761true level of acidosis was?

5766A. No, I wouldn't agree with that

5773statement.

5774Q. Could that be a lab error?

5781* * *

5784A. Well, anything is possible; but given

5791the Apgar score and given her ultimate

5798clinical findings, I regard that cord blood

5805pH as being accurate.

5809Q. What do you account for her being

5817cyanotic?

5818A. She already had brain dysfunction in

5825utero. So, if you take a newborn, whose

5833brain is not normal, and you provide stress,

5841their response is of ten abnormal.

5847Q. . . . Would you agree that Faith's

5856laboratory work after her birth did show

5863evidence of problems with her liver?

5869A. No.

5871Q. Are you familiar with what her LDH was?

5880A. Yes. It was elevated, but the rest of

5889her liver functions were n ormal.

5895Q. Was her AST normal?

5900A. I would have to check. I don't believe

5909it was significantly elevated.

5913Q. Was her ALT abnormal?

5918A. Again, there were mild elevations that I

5926don't think were significant, as I recall.

5933Q. I may have asked you this. I apologize

5942if I have. You do agree that her

5950hydrocephaly is a result of secondary

5956atrophy, as opposed to some other reason?

5963A. No, I don't agree with that.

5970Q. But you disagree with Drumbull [sic]

5977when he said that in his report of July 9th,

59871998 ?[ 5 ]

5991A. Well, you would have to ask Drumbull

5999[sic] what he meant by that. But my

6007understanding is that there were findings,

6013there were abnormalities, but they would not

6020be classified as atrophy. It would really

6027be failure to develop, which is diffe rent.

6035Q. How can you distinguish between atrophy

6042and failure to develop?

6046A. Well, atrophy implies at one point all

6054the brain structures were normal, and then

6061something happened to damage those

6066structures.

6067Developmental problems imply that they never

6073d eveloped correctly in the first place so

6081they never assumed normal proportions.

6086The findings that Faith had on her MRI are

6095more consistent with developmental

6099abnormalities to her brain, so I would not

6107classify them as atrophy.

6111(Respondent's Exhibit 2.)

611423. Dr. Charash, whose deposition was offered by

6122Intervenor, and whose testimony was supportive of Petitioner's

6130claim, did not examine Faith, although he was accorded the

6140opportunity to do so, 6 but based on the records, he was of the

6154opinion that Faith s uffered a "birth - related neurological

6164injury."

616524. With regard to brain injury, Dr. Charash was of the

6176opinion that Faith's injury had two components, lack of oxygen

6186and trauma (mechanical injury). As for oxygen deprivation being

6195a likely course of brain injury, Dr. Charash noted Faith's

6205one - minute Apgar score, which reflected severe depression; the

6215need for resuscitation; an increased number of nucleated red

6224cells; a low bicarb; a likely false pH, since Faith was given a

6237bolus of sodium bicarb on deli very without adverse effect; and

6248evidence of kidney malfunction, with transient abnormalities in

6256her liver enzymes. As for trauma, Dr. Charash noted the

6266subdural hemorrhage (cephalohematoma), observed on CT scan at 3

6275days of age, a likely result of trauma during delivery, as well

6287as the severe bruising of the head documented following

6296delivery. Finally, as further evidence of likely brain injury,

6305Dr. Charash noted that on delivery, Faith's head, at 33 1/4

6316centimeters, was normal, but within a matter of mo nths failed to

6328grow as one would expect, and that she is now microcephalic.

6339Consequently, Dr. Charash concluded that Faith likely suffered

6347brain injury during labor, delivery, and resuscitation caused by

6356oxygen deprivation and mechanical injury. (Interve nor's Exhibit

63641, page 18.)

636725. As for the neurological consequences associated with

6375such injury, Dr. Charash offered the following observations:

6383EXAMINATION BY

6385MR. TOWNSEND:

6387* * *

6390Q. Did . . . the lack of oxygen or the

6401trauma affect her mentally in any way?

6408A. Yes. I think it has left her with

6417certain physical stigmata and certain

6422intellectual stigmata. She has certain

6427physical injuries based upon her birth

6433difficulties and she's been left with

6439behavioral and cognitive and learning

6444difficulties; yes.

6446Q. And that's clearly set forth in the

6454records that you've reviewed, the cognitive

6460and the physical problems?

6464A. Yes. Let me deal with them one at a

6474time, if I may.

6478Q. All right, sir.

6482A. The Orange County Public Schools have

6489evaluated her and they find her functioning

6496at percentiles which are far below age

6503expectations. For example, there's a report

6509of the Highland Elementary School in

6515kindergarten described on 8/21/03, it's one

6521of many reports, but this brings us up to

6530five years and seve n months . . . . At this

6542point in time she's five years and seven

6550months old. Her ability for functional

6556independence is that of a three - year old

6565which puts her in the lower one tenth of one

6575percent of the population, 0.1, which means

6582that 99 people out of a hundred outscore her

6591in that area. They give her a rating for

6600motor skills. They think her motor skills

6607are three years and one month at an age of

6617five years and seven months, which, again,

6624puts her in the profoundly retarded area in

6632terms of her mo tor skills, precise

6639movements, coordination, fitness, etc. They

6644have another score of social interaction and

6651communication. Again, she's equivalent in

6656one area to a three year one month old,

6665another area she can pass tests at two years

6674and two months, sh e has great difficulty

6682with tasks that approach four years and

6689eight months. And so it goes. They

6696basically conclude that in every area she

6703averages out three years and no months.

6710She's five years and seven months. This

6717gives her a quotient of an aggre gate of all

6727other adaptive performance in the range of

6734retardation . . . . There is a

6742psychoeducational evaluation done at the

6747Seminole County Public Schools. This is

6753carried out when she's five years and seven

6761months. . . . The conclusion he re . . . is

6773. . . that the child is performing in areas

6783that range from the very low category in the

6792WJ - 111 cognitive battery. She's considered

6799to be significantly deficient. She's in the

6806second percentile in the Bracken, B - R - A - C - K -

6821E - N, basic concept sca le. She's in the

6831fourth percentile in some other test. On

6838the Stanford Binet, in her verbal ability

6845she does better, she's at the 12th

6852percentile, and that's not retarded.

6857. . . Now, her physical problems are of

6866great significance here and, frankly, I

6872t hink they relate to what I've mentioned

6880before, her problems with balance,

6885equilibrium, coordination, some of which may

6891be tangentially a consequence of her visual

6898impairments, but it is my opinion within a

6906reasonable degree of medical certainty that

6912her m ajor physical problem aside from the

6920structural change in her brain which makes

6927it abnormally very, very small is her

6934blindness or her severe visual impairments.

694026. As noted, Dr. Charash was of the opinion that Faith's

6951principal physical injury was he r visual impairment, which

6960rendered her substantially physically impaired, and that Faith's

6968visual impairment resulted from bilateral retinal detachment

6975that was caused by mechanical injury during delivery. 7

6984(Intervenor's Exhibit 1, pages 21 - 31.) Consequ ently, if

6994credited, Dr. Charash's testimony would support the conclusion

7002that Faith suffered bilateral retinal detachment caused by

7010mechanical injury that rendered her substantially physically

7017impaired, and that such impairment did not result from a brain

7028injury. Notably, other physicians who have examined Faith, as

7037well as the Seminole County School System, have concluded that

7047Faith's gross and fine motor skills, except to the extent they

7058may be diminished because of her visual impairment, are age

7068appropr iate. Consequently, given the record, there is no

7077competent proof to support a conclusion that Faith is

7086permanently and substantially physically impaired, because of a

7094brain injury.

709627. Here, the opinions of the experts offered by the

7106parties, as well as the other proof of record, have been

7117carefully considered. So considered, it must be resolved that,

7126while Faith's delivery was traumatic and there is evidence to

7136suggest that she may have suffered oxygen deprivation during

7145labor, delivery and resuscita tion, as well as mechanical injury,

7155as evidenced by the cephalhematoma, the proof fails to support

7165the conclusion that, more likely than not, any oxygen

7174deprivation or mechanical injury she may have suffered resulted

7183in significant brain injury, or that sh e is permanently and

7194substantially physically impaired. In so concluding, it is

7202noted that Faith's hospital course post - delivery was not

7212consistent with Faith having suffered an acute brain injury;

7221that the imaging studies do not reveal brain injury, ( i.e . ,

7233evidence of atrophy) and are therefore most consistent with

7242cerebral malformation; that Faith's current deficits have a

7250congenital basis, at least in part; that Dr. Duchowny, as

7260opposed to Dr. Charash, examined Faith, and based on his

7270training and exper ience is most qualified to address the

7280neurologic issues in this case; and that Dr. Duchowny, as

7290opposed to Dr. Charash, was most candid, and his opinions were

7301most consistent with the other proof of record. Consequently,

7310it is resolved that the more cred ible proof demonstrates that

7321Faith's impairment, more likely than not, resulted from cerebral

7330malformation, as opposed to brain injury caused by oxygen

7339deprivation or mechanical injury during labor, delivery or

7347resuscitation, and that, regardless of the ca use, Faith is not

7358permanently and substantially physically impaired.

7363CONCLUSIONS OF LAW

736628. The Division of Administrative Hearings has

7373jurisdiction over the parties to, and the subject matter of,

7383these proceedings. § 766.301, et seq , Fla. Stat .

739229. T he Florida Birth - Related Neurological Injury

7401Compensation Plan was established by the Legislature "for the

7410purpose of providing compensation, irrespective of fault, for

7418birth - related neurological injury claims" relating to births

7427occurring on or after Janu ary 1, 1989. § 766.303(1), Fla. Stat.

743930. The injured "infant, her or his personal

7447representative, parents, dependents, and next of kin," may seek

7456compensation under the Plan by filing a claim for compensation

7466with the Division of Administrative Hearings . §§ 766.302(3),

7475766.303(2), 766.305(1), and 766.313, Fla. Stat. The Florida

7483Birth - Related Neurological Injury Compensation Association,

7490which administers the Plan, has "45 days from the date of

7501service of a complete claim . . . in which to file a respon se to

7517the petition and to submit relevant written information relating

7526to the issue of whether the injury is a birth - related

7538neurological injury." § 766.305(3), Fla. Stat.

754431. If NICA determines that the injury alleged in a claim

7555is a compensable birth - r elated neurological injury, it may award

7567compensation to the claimant, provided that the award is

7576approved by the administrative law judge to whom the claim has

7587been assigned. § 766.305(6), Fla. Stat. If, on the other hand,

7598NICA disputes the claim, as it has in the instant case, the

7610dispute must be resolved by the assigned administrative law

7619judge in accordance with the provisions of C hapter 120, F lorida

7631Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.

763932. In discharging this responsibility, the adm inistrative

7647law judge must make the following determination based upon the

7657available evidence:

7659(a) Whether the injury claimed is a

7666birth - related neurological injury. If the

7673claimant has demonstrated, to the

7678satisfaction of the administrative law

7683judge, that the infant has sustained a brain

7691or spinal cord injury caused by oxygen

7698deprivation or mechanical injury and that

7704the infant was thereby rendered permanently

7710and substantially mentally and physically

7715impaired, a rebuttable presumption shall

7720arise tha t the injury is a birth - related

7730neurological injury as defined in s.

7736766.303(2).

7737(b) Whether obstetrical services were

7742delivered by a participating physician in

7748the course of labor, delivery, or

7754resuscitation in the immediate post - delivery

7761period in a hospital; or by a certified

7769nurse midwife in a teaching hospital

7775supervised by a participating physician in

7781the course of labor, delivery, or

7787resuscitation in the immediate post - delivery

7794period in a hospital.

7798§ 766.309(1), Fla. Stat. An award may be su stained only if the

7811administrative law judge concludes that the "infant has

7819sustained a birth - related neurological injury and that

7828obstetrical services were delivered by a participating physician

7836at birth." § 766.31(1), Fla. Stat.

784233. Pertinent to this c ase, "birth - related neurological

7852injury" is defined by Section 766.302(2), to mean:

7860injury to the brain or spinal cord of a live

7870infant weighing at least 2,500 grams at

7878birth caused by oxygen deprivation or

7884mechanical injury occurring in the course of

7891labo r, delivery, or resuscitation in the

7898immediate postdelivery period in a hospital,

7904which renders the infant permanently and

7910substantially mentally and physically

7914impaired. This definition shall apply to

7920live births only and shall not include

7927disability or death caused by genetic or

7934congenital abnormality.

793634. As the proponents of the issue, the burden rested on

7947Petitioner and Intervenor to demonstrate that Faith suffered a

"7956birth - related neurological injury." § 766.309(1)(a), Fla.

7964Stat. See also Balino v. Department of Health and

7973Rehabilitative Services , 348 So. 2d 349, 350 (Fla. 1st DCA

79831997)("[T]he burden of proof, apart from statute, is on the

7994party asserting the affirmative issue before an administrative

8002tribunal.").

800435. Here, the proof failed to su pport the conclusion that,

8015more likely than not, Faith suffered an "injury to the brain

8026. . . caused by oxygen deprivation or mechanical injury

8036occurring in the course of labor, delivery, or resuscitation . .

8047. which render[ed] . . . [her] permanently and substantially

8057mentally and physically impaired." Consequently, the record

8064developed in this case failed to demonstrate that Faith suffered

8074a "birth - related neurological injury," within the meaning of

8084Section 766.302(2), and the claim is not compensabl e. §§

8094766.302(2), 766.309(1), and 766.31(1), Fla. Stat. See also

8102Florida Birth - Related Neurological Injury Compensation

8109Association v. Florida Division of Administrative Hearings , 686

8117So. 2d 1349 (Fla. 1997)(The Plan is written in the conjunctive

8128and can only be interpreted to require both substantial mental

8138and substantial physical impairment.); Humana of Florida, Inc.

8146v. McKaughan , 652 So. 2d 852, 859 (Fla. 5th DCA 1995)("[B]ecause

8158the Plan . . . is a statutory substitute for common law rights

8171and liab ilities, it should be strictly constructed to include

8181only those subjects clearly embraced within its terms."),

8190approved , Florida Birth - Related Neurological Injury Compensation

8198Association v. McKaughan , 668 So. 2d 974, 979 (Fla. 1996).

820836. Where, as here, the administrative law judge

8216determines that ". . . the injury alleged is not a birth - related

8230neurological injury . . . he [is required to] enter an order [to

8243such effect] and . . . cause a copy of such order to be sent

8258immediately to the parties by regis tered or certified mail."

8268§ 766.309(2), Fla. Stat. Such an order constitutes final agency

8278action subject to appellate court review. § 766.311(1), Fla.

8287Stat.

8288CONCLUSION

8289Based on the foregoing Findings of Fact and Conclusions of

8299Law, it is

8302ORDERED that the claim for compensation filed by Linda J.

8312Davidson Lapp, individually, and on behalf of and as natural

8322guardian of Faith Lapp, a minor, is dismissed with prejudice.

8332DONE AND ORDERED this 30th day of April, 2004, in

8342Tallahassee, Leon County, Florida.

8346S

8347WILLIAM J. KENDRICK

8350Administrative Law Judge

8353Division of Administrative Hearings

8357The DeSoto Building

83601230 Apalachee Parkway

8363Tallahassee, Florida 32399 - 3060

8368(850) 488 - 9675 SUNCOM 278 - 9675

8376Fax Filing (850) 921 - 6847

8382www.d oah.state.fl.us

8384Filed with the Clerk of the

8390Division of Administrative Hearings

8394this 30th day of April, 2004.

8400ENDNOTES

84011/ The Apgar scores assigned to Faith are a numerical

8411expression of the condition of a newborn infant, and reflect the

8422sum points g ained on assessment of heart rate, respiratory

8432effort, reflex irritability, muscle tone, and color, with each

8441category being assigned a score of 0 through a maximum score of

84532. As noted, at one minute Faith's Apgar score totaled 1, with

8465heart rate being g raded at 1, and respiratory effort, reflex

8476irritability, muscle tone, and color being graded at 0 each. At

8487five minutes, Faith's Apgar score totaled 6, with heart rate

8497being graded at 2, and respiratory effort, reflex irritability,

8506muscle tone, and color being graded at 1 each. Faith's one -

8518minute Apgar score was clearly depressed, and her five - minute

8529Apgar score was slightly depressed, being just below a normal

8539score of 7.

85422/ The CT scan, done January 30, 1998, was reported, as

8553follows:

8554There is blood along the inner hemispheric

8561fissure adjacent to the falx cerebrum

8567posteriorly. There probably is also some

8573blood adjacent to the tentorium in the

8580posterior fossa. There is slight prominence

8586of the subarachnoid spaces over the anterior

8593and left temporopar ietal region, but these

8600are relatively low density. The ventricles

8606show no midline shift, and no

8612intraventricular hemorrhage is present.

8616IMPRESSION:

86171. There is some central subdural bleeding

8624along the tentorium and falx cerebrum of a

8632small amount.

86342. Slightly prominent extra - axial space in

8642the left temporal region, but this may still

8650be a variation of normal. No large hematoma

8658or mass effect is seen.

86633/ Of record, the only subsequent evaluation was one by Ronald

8674Davis, M.D., who reported the resul ts of his evaluation to

8685Faith's pediatrician (Jennifer Thielhelm, M.D.), by letter of

8693March 28, 2003. In that letter, Dr. Davis reported his

8703impression, as follows:

8706IMPRESSION: Faith is a 5 - year - old with

8716traumatic brain injury with resultant

8721microcephal y, behavioral discontrol issues,

8726cognitive difficulties, near - complete visual

8732blindness likely as a result of cortical

8739blindness and the possibility of an abnormal

8746EEG given her behavioral outbursts.

8751* * *

8754It is clear that her traumatic brain injury

8762has left her with these resultant cognitive

8769and behavioral issues, which do need fairly

8776close attention and likely intervention

8781. . . .

8785Notably, Dr. Davis does not explain the basis for his opinion;

8796does not disclose the records on which he bases his opinion; and

8808offers no new data or imaging studies to support his impression

8819that Faith suffered traumatic brain injury that resulted in

8828cognitive and behavioral issues. Consequently, there being no

8836new information mentioned to support Dr. Davis' impress ion, and

8846since his impression is contrary to the imaging studies of

8856record, Dr. Davis' impression is rejected as unpersuasive.

88644/ Faith's retinal detachments were inoperable; however, she

8872subsequently had surgery on the right eye to remove a cataract

8883and perform a lens implantation. That surgery apparently

8891improved Faith's ability to appreciate images and colors.

88995/ In his report of July 9, 1998, Drumble did not say that

8912Faith's "hydrocephaly is a result of secondary atrophy, as

8921opposed to some oth er reason." Rather, his statement was Faith

8932was "clearly microcephalic on numbers although does not have

8941craniosynostosis and this is probably secondary to atrophy."

8949(Emphasis added.) Moreover, in his report of March 8, 1999,

8959Dr. Trumble reported his re view of a current CT scan, which he

8972noted "identifies normal cerebral morphology without evidence of

8980increased CSF spaces or definite atrophy."

89866/ On November 7, 2003, Intervenor filed a Motion to Allow IME,

8998whereby it requested authorization for Dr. Cha rash to examine

9008Faith. That motion was granted by Order of November 21, 2003.

9019Why Intervenors elected not to proceed with the examination is

9029not of record.

90327/ Dr. Charash was under the erroneous belief that if he could

9044demonstrate that Faith's blindnes s was caused by a traumatic

9054detachment of the retinas during delivery, as opposed to a

9064congenital basis, the claim would be covered. (Intervenor's

9072Exhibit 1, pages 27 - 31.) Here, whether the retinal detachments

9083were of a congenital origin or resulted from a mechanical injury

9094at birth, would not affect the decision in this case; however,

9105Dr. Charash's conclusion, that the retinas were detached during

9114delivery is rejected, and it is resolved that Faith's

9123ophthalmologists were more qualified to speak to that issue.

9132COPIES FURNISHED:

9134(By certified mail)

9137Linda J. Davidson Lapp

91419918 Bear Lake Road

9145Apopka, Florida 32703

9148Larry J. Townsend, Esquire

9152Mateer & Harbert, P.A.

9156225 East Robinson Street, Suite 600

9162Post Office Box 2854

9166Orlando, Florida 32802 - 2854

9171Lyn n Walker Wright, Esquire

9176Lynn Walker Wright, P.A.

91802716 Rew Circle, Suite 102

9185Ocoee, Florida 34761

9188Kenney Shipley, Executive Director

9192Florida Birth - Related Neurological

9197Injury Compensation Association

92001435 Piedmont Drive, East, Suite 101

9206Post Office Box 14567

9210Tallahassee, Florida 32308 - 4567

9215Arnold Palmer Hospital for Children & Women

922292 West Miller Street

9226Orlando, Florida 32806 - 2039

9231Stephen Carlan, M.D.

923492 West Miller Street

9238Orlando, Florida 32806 - 2039

9243Penny A. Danna, M.D.

9247Physician Associates

924921 West Columbia Street

9253Orlando, Florida 32806

9256Ms. Charlene Willoughby

9259Department of Health

92624052 Bald Cypress Way, Bin C - 75

9270Tallahassee, Florida 32399 - 3275

9275NOTICE OF RIGHT TO JUDICIAL REVIEW

9281A party who is adversely affected by this final order is entit led

9294to judicial review pursuant to Sections 120.68 and 766.311,

9303Florida Statutes. Review proceedings are governed by the Florida

9312Rules of Appellate Procedure. Such proceedings are commenced by

9321filing the original of a notice of appeal with the Agency Cle rk

9334of the Division of Administrative Hearings and a copy,

9343accompanied by filing fees prescribed by law, with the

9352appropriate District Court of Appeal. See Section 766.311,

9360Florida Statutes, and Florida Birth - Related Neurological Injury

9369Compensation Associ ation v. Carreras , 598 So. 2d 299 (Fla. 1st

9380DCA 1992). The notice of appeal must be filed within 30 days of

9393rendition of the order to be reviewed.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 01/12/2005
Proceedings: BY ORDER OF THE COURT: Appellee`s motion to dismiss appeal is granted.
PDF:
Date: 08/27/2004
Proceedings: Index, Record, and Certificate of Record sent to the District Court of Appeal.
PDF:
Date: 07/21/2004
Proceedings: Statement of Service for Preparation of Record mailed to the Filing Party.
PDF:
Date: 07/21/2004
Proceedings: Index (of the Record).
PDF:
Date: 06/01/2004
Proceedings: Mediation Questionnaire filed.
PDF:
Date: 05/24/2004
Proceedings: Petitioner`s Notice of Appeal filed; Certified Copy of Petitioner`s Notice of Appeal sent to the Fifth DCA.
PDF:
Date: 05/24/2004
Proceedings: Acknowledgment of New Case No. 5D04-1673 filed.
PDF:
Date: 05/17/2004
Proceedings: Notice of Appearance (filed by R. Gilbert, Esquire).
PDF:
Date: 05/10/2004
Proceedings: Certified Return Receipt received.
PDF:
Date: 05/07/2004
Proceedings: Certified Return Receipt received.
PDF:
Date: 05/05/2004
Proceedings: Certified Return Receipt received.
PDF:
Date: 05/04/2004
Proceedings: Certified Return Receipt received.
PDF:
Date: 04/30/2004
Proceedings: DOAH Final Order
PDF:
Date: 04/30/2004
Proceedings: Certified Mail Receipt (USPS).
PDF:
Date: 04/30/2004
Proceedings: Certified Mail Receipt (USPS).
PDF:
Date: 04/30/2004
Proceedings: Final Order (hearing held February 16, 2004). CASE CLOSED.
PDF:
Date: 03/31/2004
Proceedings: Letter to Judge Kendrick from L. Townsend regarding attached Intervenor`s Orlando Regional Healthcare System, Inc. page 14 of the Proposed Final Order (filed via facsimile).
PDF:
Date: 03/18/2004
Proceedings: (Proposed) Final Order (filed by L. Townsend via facsimile).
PDF:
Date: 03/18/2004
Proceedings: Notice of Filing Proposed Final Order (filed by L. Townsend via facsimile).
PDF:
Date: 03/15/2004
Proceedings: (Proposed) Final Order filed.
PDF:
Date: 03/08/2004
Proceedings: Transcript filed by Respondent.
PDF:
Date: 03/08/2004
Proceedings: Notice of Filing, Transcript filed by Respondent.
Date: 02/18/2004
Proceedings: Medical Records filed (not available for viewing).
PDF:
Date: 02/18/2004
Proceedings: Notice of Filing, Hearing Exhibits filed by Respondent.
Date: 02/16/2004
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 02/13/2004
Proceedings: Joint Pre-hearing Stipulation (filed via facsimile).
PDF:
Date: 02/09/2004
Proceedings: Order (Respondent`s Motion for Continuance is denied).
PDF:
Date: 02/06/2004
Proceedings: Motion for Continuance (filed by Respondent via facsimile).
PDF:
Date: 02/02/2004
Proceedings: Notice of Taking Deposition (Dr. M. Duchowny) filed.
PDF:
Date: 01/26/2004
Proceedings: Notice of Taking Deposition (L. Charash) filed.
PDF:
Date: 12/22/2003
Proceedings: Respondent`s Exhibits filed.
PDF:
Date: 12/22/2003
Proceedings: Deposition (of Donald C. Willis, M.D.) filed.
PDF:
Date: 12/22/2003
Proceedings: Notice of Filing, Deposition Transcript of Donald C. Willis, M.D. filed.
PDF:
Date: 11/21/2003
Proceedings: Order. (the Motion to Allow IME, filed November 7, 2003, by Intervenor is granted).
PDF:
Date: 11/21/2003
Proceedings: Amended Notice of Taking Deposition (Dr. D. Willis) filed.
PDF:
Date: 11/17/2003
Proceedings: Notice of Taking Deposition Duces Tecum (M. Duchowny, M.D.) filed.
PDF:
Date: 11/14/2003
Proceedings: Order. (Respondent`s Motion for Summary Final Order is denied).
PDF:
Date: 11/14/2003
Proceedings: Notice of Hearing by Video Teleconference (video hearing set for February 16, 2004; 9:00 a.m.; Orlando and Tallahassee, FL).
PDF:
Date: 11/07/2003
Proceedings: Motion to Allow IME filed by L. Townsend.
PDF:
Date: 11/07/2003
Proceedings: Motion in Opposition to Respondent`s Motion for Summary Final Order filed by L. Townsend.
PDF:
Date: 10/27/2003
Proceedings: Reply to Order Dated October 10, 2003 filed by L. Townsend.
PDF:
Date: 10/20/2003
Proceedings: Notice of Taking Deposition (Dr. D. Willis) filed.
PDF:
Date: 10/20/2003
Proceedings: Respondent`s Reply to Order Dated October 10, 2003 filed.
PDF:
Date: 10/14/2003
Proceedings: Notice of Serving Answers to Interrogatories filed.
PDF:
Date: 10/14/2003
Proceedings: Notice of Filing, Answers to Interrogatories filed by Respondent.
PDF:
Date: 10/10/2003
Proceedings: Order. (within fourteen (14) days of the date of this order, the parties shall advise the undersigned in writing as to the earliest date they will be prepared to proceed to hearing)
PDF:
Date: 10/06/2003
Proceedings: Notice of Serving Answers to Interrogatories filed by L Townsend.
PDF:
Date: 09/25/2003
Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s Notice of Service of First Interrogatories to Intervenor, Orlando Regional Healthcare System, Inc. filed.
PDF:
Date: 09/25/2003
Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s Notice of Service of First Interrogatories to Petitioner, Linda J. Davidson Lapp, Individually and as Parent and Natural Guardian of Faith Lapp, a Minor filed.
PDF:
Date: 09/08/2003
Proceedings: Order. (Intervenor`s motion for extension of time is granted; and Intervenor shall have up to and including November 19, 2003, to file its response to the motion for summary final order)
PDF:
Date: 08/25/2003
Proceedings: Motion for Extension of Time filed by D. Eisel.
PDF:
Date: 07/28/2003
Proceedings: Respondent`s Response to Request to Produce filed.
PDF:
Date: 07/25/2003
Proceedings: Notice of Non-Availability filed by L. Wright.
PDF:
Date: 07/18/2003
Proceedings: Notice of Appearance (filed by L. Walker, Esquire).
PDF:
Date: 07/15/2003
Proceedings: Order. (Intervenor`s motion is granted, all parties are hereby authorized to conduct discovery, and the time within which to respond to discovery is hereby reduced to days from the date of this order or the date discovery is served)
PDF:
Date: 07/14/2003
Proceedings: Amended Motion for Leave to Conduct Discovery and to Shorten Time for Discovery Responses filed by Intervenor.
PDF:
Date: 06/30/2003
Proceedings: Request to Produce filed by D. Eisel.
PDF:
Date: 06/30/2003
Proceedings: Motion for Leave to Conduct Discovery and to Shorten Time for Discovery Responses filed by D. Eisel.
PDF:
Date: 05/22/2003
Proceedings: Order issued. (Intervenor`s motion to delay ruling on motion for summary final order is granted, and all parties are accorded until September 19, 2003, to file their response to Respondent`s motion for summary final order)
PDF:
Date: 05/19/2003
Proceedings: Motion to Delay Ruling on Motion for Summary Final Order filed by L Townsend.
PDF:
Date: 05/08/2003
Proceedings: Order issued. (Respondent`s motion for extension of time and Respondent`s corrected motion for extension of time is denied)
PDF:
Date: 05/06/2003
Proceedings: Motion for Summary Final Order filed by Respondent.
PDF:
Date: 05/01/2003
Proceedings: Corrected Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
PDF:
Date: 05/01/2003
Proceedings: Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
PDF:
Date: 03/26/2003
Proceedings: Order issued. (Respondent`s motion is granted, and Respondent shall have up to and including April 30, 2003, to file its response to the petition)
PDF:
Date: 03/25/2003
Proceedings: Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
PDF:
Date: 02/27/2003
Proceedings: Order issued. (Respondent`s motion to accept Kenny Shipley as its qualified representative is granted)
PDF:
Date: 02/27/2003
Proceedings: Order Granting Intervention issued. (Intervenor, Orlando Regional Healthcare System, Inc.)
PDF:
Date: 02/24/2003
Proceedings: Order issued. (Respondent motion is granted, and Respondent shall have up to and including March 28, 2003, to file its response to the petition)
PDF:
Date: 02/20/2003
Proceedings: Motion for Extension of Time in Which to Respond to Petition filed by Respondent.
PDF:
Date: 02/12/2003
Proceedings: Petition for Leave to Intervene (Intervenor, Orlando Regional Healthcare System, Inc.) filed.
PDF:
Date: 02/12/2003
Proceedings: Motion to Act as a Qualified Representative Before the Division of Administrative Hearings filed by K. Shipley.
PDF:
Date: 01/30/2003
Proceedings: Notice that this case is now before the Division of Administrative Hearings sent out.
PDF:
Date: 01/28/2003
Proceedings: Letter to parties of record from Ann M. Luchini enclosing NICA claim for compensation with medical records sent out.
PDF:
Date: 01/27/2003
Proceedings: Joint Exhibit 1 filed.
PDF:
Date: 01/27/2003
Proceedings: Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. and filing fee filed.

Case Information

Judge:
WILLIAM J. KENDRICK
Date Filed:
01/27/2003
Date Assignment:
01/30/2003
Last Docket Entry:
01/12/2005
Location:
Orlando, Florida
District:
Middle
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related Florida Statute(s) (11):