03-000294N
Linda J. Davidson Lapp, Individually, And On Behalf Of And As Natural Guardian Of Faith Lapp, A Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Friday, April 30, 2004.
DOAH Final Order on Friday, April 30, 2004.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8LINDA J. DAVIDSON LAPP, )
13individually, and on behalf of )
19and as natural guardian of )
25FAITH LAPP, a minor, )
30)
31Petitioner, )
33)
34vs. ) Case No. 03 - 0294N
41)
42FLORIDA BIRTH - RELATED )
47NEUROLOGICAL INJURY )
50COMPENSATION ASSOCIATION, )
53)
54Res pondent, )
57)
58and )
60)
61ORLANDO REGIONAL HEALTHCARE )
65SYSTEM, INC., )
68)
69Intervenor. )
71)
72FINAL ORDER
74Pursuant to notice, the Division of Administrative
81Hearings, by Ad ministrative Law Judge William J. Kendrick, held
91a hearing in the above - styled case on February 16, 2004, by
104video teleconference, with sites in Orlando and Tallahassee,
112Florida.
113APPEARANCES
114For Petitioner: Linda J. Davidson Lapp, pro se
1229918 Bear Lake Road
126Apopka, Florida 32703
129For Respondent: Lynn Walker Wright, Esquire
135Lynn Walker Wright, P.A.
1392716 Rew Circle, Suite 102
144Ocoee, Flor ida 34761
148For Intervenor: Larry J. Townsend, Esquire
154Mateer & Harbert, P.A.
158225 East Robinson Street, Suite 600
164Post Office Box 2854
168Orlando, Florida 32802 - 285 4
174STATEMENT OF THE ISSUES
178Whether Faith Lapp, a minor, qualifies for coverage under
187the Florida Birth - Related Neurological Injury Compensation Plan.
196PRELIMINARY STATEMENT
198On January 27, 2003, Linda J. Davidson Lapp, individually,
207and on behalf of and as natural guardian of Faith Lapp (Faith),
219a minor, filed a petition (claim) with the Division of
229Administrative Hearings (DOAH) for compensation under the
236Florida Birth - Related Neurological Injury Compensation Plan
244(Plan).
245DOAH served the Florida Birth - Rela ted Neurological Injury
255Compensation Association (NICA) with a copy of the claim on
265January 28, 2003, and on May 6, 2003, NICA filed a Motion for
278Summary Final Order, predicated on the opinion of its experts
288that Faith had neither a substantial mental nor motor
297impairment, and that her neurologic abnormalities were likely
305acquired in utero, rather than from oxygen deprivation or
314mechanical injury occurring during labor, delivery or
321resuscitation. In the meantime, Orlando Regional Healthcare
328Systems, Inc., requested and was accorded leave to intervene.
337On November 14, 2003, an Order was entered denying NICA's
347Motion for Summary Final Order, and a hearing was scheduled for
358February 16, 2004, to resolve whether the claim was compensable.
368At hearing, Linda J. Davidson Lapp testified on her own behalf,
379and Petitioner's Exhibit 1 was received into evidence. Also
388received into evidence were Joint Exhibits 1 - 4, Respondent's
398Exhibits 1 and 2, and Intervenor's Exhibits 1 and 2. No other
410witnesses were called, and n o further exhibits were offered.
420The transcript of the hearing was filed March 8, 2004, and
431the parties were accorded 10 days from that date to file
442proposed orders. Respondent and Intervenor elected to file such
451proposals, and they have been duly conside red.
459FINDINGS OF FACT
462Preliminary findings
4641. Linda J. Davidson Lapp is the natural mother and
474guardian of Faith Lapp, a minor. Faith was born a live infant
486on January 27, 1998, at Arnold Palmer Hospital for Children &
497Women (Arnold Palmer Hospital), a division of Orlando Regional
506Healthcare System, Inc., a hospital located in Orlando, Florida,
515and her birth weight exceeded 2,500 grams.
5232. The physicians providing obstetrical services at
530Faith's birth were Penny A. Danna, M.D., and Steven Carlan,
540M.D., who, at all times material hereto, were "participating
549physician[s]" in the Florida Birth - Related Neurological Injury
558Compensation Plan, as defined by Section 766.302(7), Florida
566Statutes.
567Faith's birth
5693. At or about 1:25 a.m., January 27, 1998, Mrs. L app
581(with an estimated date of delivery of January 22, 1998, and the
593fetus at 40 weeks gestation) presented to Arnold Palmer
602Hospital, in labor. At the time, Mrs. Lapp's membranes were
612noted as intact, and vaginal examination revealed the cervix at
6224 cen timeters dilation, effacement complete, and the fetus at - 1
634station. Contractions were noted as mild, at a frequency of 2 - 3
647minutes, with a duration of 40 seconds, and fetal monitoring
657revealed a reassuring fetal heart rate, with a baseline in the
668130 bea t per minute range.
6744. From 1:25 a.m. until 5:00 a.m., when her membranes
684spontaneously ruptured, Mrs. Lapp's labor progress was steady,
692and fetal monitoring continued to reveal a reassuring fetal
701heart rate. Thereafter, to 7:05 a.m., when vaginal exami nation
711revealed Mrs. Lapp complete, monitoring continued to reveal a
720reassuring fetal heart rate, with a baseline in the 150 beat per
732minute range, and variable decelerations, with contractions, and
740a good return to baseline.
7455. At 7:20 a.m., Mrs. Lapp w as noted as pushing, with
757contractions, and variable decelerations continued without
763significant change until approximately 8:40 a.m., one hour prior
772to delivery, when fetal heart rate decelerations became
780persistent. Thereafter, at 9:25 a.m., the baby wa s noted to
791crown; at 9:34 a.m., the baby was noted as bradycardic with a
803fetal heart rate in the 70 beat per minute range; and at
8159:36 a.m., the baby's head was noted as delivered, with the
826fetal heart rate continuing in the 70 beat per minute range.
8376. D elivery was complicated by a shoulder dystocia, and at
8489:38 a.m., the labor and delivery record reveals the baby was
859not yet delivered, and the fetal heart rate was persisting in
870the 70 beat per minute range. Thereafter, at 9:40 a.m., Faith
881was delivered.
8837. At delivery, Faith was severely depressed (without
891respiratory effort, reflex, or muscle tone; a color consistent
900with central cyanosis; and a heart rate under 60 beats per
911minute), and required resuscitation (ambu bagging with 100
919percent oxygen, car diac compression for 20 seconds, and
928intubation). Apgar scores were recorded as 1 and 6, at one and
940five minutes, respectively, 1 and cord pH was recorded at 7.28.
9518. Following delivery, Faith was transported to the
959neonatal intensive care unit (NICU), wh ere she remained until
969January 31, 1998, when she was discharged to her parent's care.
980Faith's hospital course was summarized in her Clinical Resume
989(discharge summary), as follows:
993History . . . .
998Term newborn female, birth weight 4449 gm,
1005born on 01/2 7/98 at APHCW. Mother is a 39 -
1016year - old gravida 2, para 1, 0 positive,
1025maternal screens negative, uncomplicated
1029gestation, 40 weeks gestation, rupture of
1035membranes 4 hr., 40 min. prior to delivery.
1043Difficult extraction, vaginal delivery,
1047epidural anesthe sia, nuchal cord times one.
1054During process of extraction, left fracture
1060of the humerus. Baby cyanotic and apneic,
1067heart rate 40 - 60, Ambu bagged with 100%,
1076cardiac compressions given, intubated at one
1082to 1 -
1085PROBLEM LIST:
1087Problem #1: Post mature, 41 weeks female.
1094Problem #2: Neonatal depression. Infant
1099required 100%, pressures of 23/3 and an IMV
1107of 30; pH 7.4, pCO2 22, PO2 393, base exces s
1118- 8.1. Weaned and extubated to room air by
1127day one. No apnea nor bradycardia. Monitor
1134discontinued.
1135Problem #3: Rule out sepsiseated with
1141ampicillin and gentamicin times 72 hr.
1147Blood culture negative.
1150Problem #4: Fracture of the left humerus.
1157Orthopaedic consult obtained, infant was
1162splinted, now is positioned with left upper
1169extremity pinned across chest and is
1175comfortable. For follow - up with Dr.
1182Topoleski.
1183Problem #5: Neurologic. A CT scan of the
1191head shows some central subdural bleedin g
1198along tentorium and falx cerebri, small
1204amount, slightly prominent extra - axial space
1211left temporal region.[ 2 ]
1216Problem #6: Miscellaneous. Passed ABR
1221hearing screening exam. Annual follow - up is
1229recommended. Infant screening was done
123401/28/97.
1235Problem #7: Fluids/electrolytes/nutrition.
1238Feedings were begun on day 2, and advanced.
1246Infant is tolerating ad lib feedings of
1253maternal breast milk or Similac - 20 with
1261iron, and nippling well.
1265Physical examination, 01/31/98: Four days
1270of age. Weight 4555 gm, head circumference
127733.25 cm. Pink. Anterior fontanelle soft.
1283No murmur. Lungs clear. Abdomen soft and
1290full. Neurologic appropriate. Left arm
1295positioned as noted above.
1299* * *
1302FINAL DIAGNOSIS:
13041. Post term, 41 weeks female.
13102. Neonatal depres sion.
13143. Rule out sepsis.
13184. Left fractured humerus.
13225. Subdural bleeding.
13259. Follow - up CT scan on March 25, 1998, showed resolution
1337of the subdural hemorrhage. Specifically, the CT scan was read,
1347as follows:
1349The ventricles are normal in size and
1356con figuration. There is no midline shift.
1363The attenuation characteristics of the brain
1369are within normal limits for the patient's
1376age and state of maturity. No extra - axial
1385fluid collections are identified. The
1390hemorrhagic changes described on the study
1396of 01/30 have cleared.
1400IMPRESSION:
1401CT appearance of brain within normal limits.
1408Faith's subsequent development
141110. Following discharge from Arnold Palmer Hospital, Faith
1419was followed for a number of evolving irregularities. Pertinent
1428to this case, insi ght into the complexity of her presentation
1439can be gleaned from some observations by a few of Faith's
1450physicians: Michael Pollack, M.D., a pediatric neurologist;
1457Eric Trumble, M.D., a pediatric neurosurgeon; and Harry Flynn,
1466Jr., M.D., an ophthalmologist.
147011. Dr. Pollack initially evaluated Faith on March 30,
14791998, and described his impressions, as follows:
1486. . . Parents have observed that the patient
1495does not follow although she appears to
1502respond to light. She has been evaluated by
1510Dr. Gold and Dr Rich mond and apparently has
1519retinal detachment . . . . A recent film of
1529the patient's left arm apparently
1534demonstrated that her humeral fracture is
1540healing satisfactorily.
1542* * *
1545A recent CT scan of the head shows
1553resolution of posterior fossa hemorrhage .
1559In addition, the fluid collection over the
1566left temporal region has largely disappeared
1572but the left - sided subarachnoid space does
1580remain larger than the right.
1585Physical examination includes a weight of 14
1592pounds and a head circumference of 35.5 cm.
1600T he forehead appears underdeveloped and the
1607head is small in relation to the face.
1615Anterior fontanel is closed. There is
1621ridging of coronal and sagittal sutures.
1627Slight flattening of the right occiput is
1634present and there is corresponding
1639alopecia . . . .
1644IMPRESSION:
16451. Perinatal craniocerebral trauma and
1650probable hypoxic ischemic encephalopathy.
16542. Retinopathy by history.
16583. Evolving microcephaly versus
1662craniosynostosis: Primary microcephaly
1665(failure of the head to grow because of poor
1674brain growt h) appears more likely than
1681craniosynostosis . . . .
168612. Dr. Pollack summarized his September 29, 1998,
1694evaluation, as follows:
1697Faith is an 8 - month - old girl who was
1708initially evaluated in my office 3/98
1714because of visual impairment and suspected
1720seizures . Her diagnoses include perinatal
1726craniocerebral trauma and a possible hypoxic
1732ischemic encephalopathy. In addition, she
1737had a congenital retinopathy. Her diagnoses
1743at Bascom Palmer Institute were: (1)
1749congenital bilateral retinal detachment and
1754(2) va riation of persistent hyperplastic
1760primary vitreous or persistent fetal
1765vasculature bilaterally. Her MRI scan of
1771the head showed an abnormality of the
1778rostrum of the corpus callosum which was
1785thought to fall in the spectrum of septo -
1794optic dysplasia. Her condition, therefore,
1799appears to be due to a combination of
1807congenital anomalies and perinatal factors
1812. . . .
1816In the past few months, the patient has
1824undergone . . . [repair of metopic
1831synostosis]. Although the shape of her head
1838has improved, her head circumference has
1844remained below the 5th percentile,
1849supporting the view that primary
1854microcephaly rather than craniosynostosis
1858was responsible for the small head size in
1866this patient. In addition, ptosis of the
1873right upper lid developed postoperatively.
1878* * *
1881PHYSICAL EXAMINATION: Includes a length of
188726.5 inches, weight 18 - 3/4 pounds, head
1895circumference 38.5 cm. The head appears
1901small in relation to the face. There is
1909unilateral occipital flattening . . . .
1916IMPRESSION: Severe nonprogressive
1919en cephalopathy due to perinatal factors as
1926outlined above and a congenital anomaly of
1933the central nervous system. There is severe
1940visual impairment which is due to a retinal
1948anomaly . . . .
1953Her residual microcephaly suggests that
1958deficient brain growth r ather than
1964craniosynostosis was responsible for her
1969small head size . . . . Development is
1978globally delayed. The combination of
1983microcephaly, congenital CNS anomalies,
1987visual impairment and global developmental
1992delay in this patient suggests that she is
2000likely to function in the trainable mentally
2007handicapped range. Her motor attainment to
2013date implies that she will walk
2019independently.
202013. Following September 29, 1998, Faith was seen by
2029Dr. Pollack on July 21, 1999; April 3, 2000; and July 17, 2001,
2042du ring which there was no apparent change in Dr. Pollack's
2053impression. Thereafter, the record suggests that following
2060Faith's last visit with Dr. Pollock, her neurology issues were
2070followed in Miami; however, there is no evidence of record
2080regarding those e valuations, if any. 3
208714. Following discharge from Arnold Palmer Hospital, Faith
2095was also seen by Drumble and had serial workups for
2105craniosynostosis. That diagnosis was rejected July 9, 1998,
2113when "a head CT with 3 - D reconstruction . . . revealed all
2127sutures to be open with the exception of her metopic suture,
2138which was supposed to be closed at this age." Faith did,
2149however, have "metopic synostosis with a small palpable ridge,"
2158which was repaired on July 29, 1998. Faith apparently did well
2169post - ope ratively, with the exception of right eye ptosis. Of
2181note, an uncontrasted CT scan was reviewed by Dr. Trumble in
2192March 1999, which he noted: "identifies normal morphology
2200without evidence of increased CSF spaces or definite atrophy."
220915. On April 2 0, 1998, Faith's ophthalmologic problems
2218were evaluated by Dr. Flynn, professor of ophthalmology at
2227Bascom Palmer Eye Institute, Miami, Florida. Dr. Flynn
2235described his impressions as follows:
2240. . . [Faith] was examined on 4/20/98
2248regarding her retinal de tachments in both
2255eyes. . . . [The patient] had a traumatic
2264delivery that involved extensive facial,
2269cranial and subconjunctival hemorrhages.
2273The patient has brought with her multiple
2280studies including X - rays, CT scans and other
2289studies that have been re viewed and are
2297present on the chart. The patient is being
2305referred regarding the possibility of any
2311surgical therapy for this patient with
2317bilateral retinal detachments. The ocular
2322examination showed no recordable visual
2327acuity although there did appear to be a
2335response to light in each eye. The
2342pupillary reaction showed a 1 response to
2349direct light in each eye. The tension by
2357palpation was normal in both eyes.
2363The anterior segment examination showed a
2369white plague - like structure on the back
2377surface o f the lens in both eyes. The
2386vitreous cavity was clear with no visible
2393hemorrhage in either eye. The posterior
2399segment examination showed total retinal
2404detachment with dragging of the retina
2410toward the inferior temporal quadrant in
2416both eyes. The retina l folds were drawn
2424forward as well to fibrous tissue inserting
2431on the back surface of the lens.
2438IMPRESSION:
24391. Congenital bilateral retinal detachment
2444both eyes.
24462. Variation of persistent hyperplastic
2451primary vitreous or persistent fetal
2456vasculature both eyes.
2459RECOMMENDATION:
2460I discussed my findings with the patient
2467[sic] and husband. I indicated that the
2474retinal detachments were inoperable. I
2479indicated that the changes present in the
2486back of the eye could not have taken place
2495in 2 1/2 months in s pite of the extent of
2506the trauma at delivery.[ 4 ]
251216. Apart from the impressions of Faith's treating
2520physicians, some insight into Faith's development may also be
2529gleaned from certain evaluations and testing by the Seminole
2538County Public Schools; includ ing a Report of Adoptive Behavior
2548Testing, dated August 21, 2003. On that test, administered at
2558age 5 years, 7 months, Faith's ability to care for herself and
2570interact with others ("Broad Independence") was measured based
2580on an average of four areas of ad aptive functioning: motor
2591skills, social interaction and communication skills, personal
2598living skills, and community living skills. There, Faith's
2606motor skills, which included gross and fine motor proficiency
2615tasks involving mobility, fitness, coordinati on, eye - hand
2624coordination, and precise movements were said to be comparable
2633to an individual at age 3 - 1 (3 years, one month). However, the
2647examiner noted the basis for such conclusion, as follows:
2656When presented with age - level tasks, Faith's
2664gross - motor s kills are age - appropriate.
2673Age - level tasks involving balance,
2679coordination, strength, and endurance will
2684be manageable for her.
2688When presented with age - level tasks, Faith's
2696fine - motor skills are very limited. Age -
2705level tasks requiring eye - hand coordina tion
2713using the small muscles of the fingers,
2720hands, and arms will be extremely difficult
2727for her. (Emphasis added.)
2731(Intervenor's Exhibit 4.)
273417. Faith's motor skills were also evaluated by the
2743Seminole Public County Schools, and noted in a Physical Th erapy
2754Assessment/Evaluation report, dated October 2, 2003, as follows:
2762OBSERVATIONS : Faith was evaluated in a
2769variety of educational settings. She was
2775observed in the classroom, during an
2781obstacle course in another classroom, on the
2788playground and around the school campus.
2794During the obstacle course observation,
2799Faith was participating in tunnel creeping,
2805rockerboard activities, basketball and
2809balance beam walking. Throughout the
2814evaluation, it appeared that Faith had
2820difficulty with some motor tasks du e to body
2829and spatial awareness as well as with her
2837speed and intensity of her movements. With
2844this evaluator, Faith followed all
2849directions and seemed eager to please.
2855* * *
2858FUNCTIONAL MOBILITY : Faith ambulates
2863indepen[den]tly in all directions
2867de monstrating a forward lurch, hiking type
2874of gait pattern, head is bent forwards. She
2882is able to walk in the halls, on ramps and
2892on sand on the playground without falling.
2899She is able to creep and knee walk
2907independently. Rises from the floor using a
2914hal f kneel pattern or through a backwards
2922crab type of pattern. Lowers self to floor
2930with controlansfers in/out of all
2935chairs independently but teacher reports she
2941often trips over her own feet. Ascends the
2949stairs using a reciprocal pattern without
2955hol ding the rail, descends using step to
2963step pattern holding the rail.
2968GROSS MOTOR : Faith sits on the floor with
2977good balance in a criss cross position or
2985sidesit position. She low kneels but weight
2992bears on her right side more than her left
3001and high knee ls with good balance. She
3009squats to pick an item up off the floor. Is
3019able to jump off the floor and jumps on the
3029trampoline at least 5 times in a row. She
3038is able to walk on the balance beam taking 3
3048steps independently and attempts to walk
3054backwards o n it. On the playground, she is
3063able to climb all structures independently
3069with supervision. Within the school
3074environment, Faith is able to push/pull her
3081exterior doors and turn knobs of all
3088interior doors.
3090FINE MOTOR/VISUAL MOTOR : . . . According
3098to notes from OCPS records, Faith may
3105exhibit some visual motor issues as well as
3113the visual impairment already noted.
3118(Intervenor's Exhibit 4.)
3121Coverage under the Plan
312518. Pertinent to this case, coverage is afforded by the
3135Plan for infants who suffer a "birth - related neurological
3145injury," defined as in "injury to the brain . . . caused by
3158oxygen deprivation or mechanical injury, occurring in the course
3167of labor, delivery, or resuscitation in the immediate
3175postdelivery period in a hospital, which rende rs the infant
3185permanently and substantially mentally and physically impaired."
3192§ 766.302(2), Fla. Stat. See also §§ 766.309 and 766.31, Fla.
3203Stat.
320419. In this case, Petitioner and Intervenor are of the
3214view that Faith suffered a "birth - related neurologi cal injury,"
3225as defined by the Plan. In contrast, NICA is of the view that
3238Faith did not suffer a "birth - related neurological injury" since
3249her neurologic impairments are, more likely than not, prenatal
3258(developmental) in origin, and resulted from cerebra l
3266malformation, as opposed to brain injury caused by oxygen during
3276labor, delivery, or resuscitation. Moreover, NICA is of the
3285view that Faith is not permanently and substantially mentally
3294and physically impaired.
3297The cause and timing, as well as the si gnificance
3307of Faith's impairment
331020. To address the cause and timing of Faith's
3319impairments, as well as their significance, the parties offered
3328the records related to Faith's birth and subsequent development,
3337portions of which have been addressed supra ( Joint Exhibits 1 - 4,
3350and Intervenor's Exhibit 2); a color photograph of Faith taken
3360several hours after her birth (Petitioner's Exhibit 1); the
3369deposition of Leon Charash, M.D., a physician board - certified in
3380pediatrics, who practices pediatric neurology (I ntervenor's
3387Exhibit 1); the deposition of Donald Willis, M.D., a physician
3397board - certified in obstetrics and gynecology, as well as
3407maternal - fetal medicine (Respondent's Exhibit 1); and the
3416deposition of Michael Duchowny, M.D., a physician board -
3425certified in pediatrics, neurology with special competence in
3433child neurology, and clinical neurophysiology. (Respondent's
3439Exhibit 2.)
344121. Dr. Willis, whose deposition was offered on behalf of
3451NICA, was of the opinion that the birth records failed to
3462support a c onclusion that Faith suffered a brain injury from
3473oxygen deprivation during labor or delivery, but offered no
3482opinion regarding the likelihood of brain injury from oxygen
3491deprivation during the course of resuscitation or from trauma
3500associated with Faith's delivery. Dr. Willis expressed the
3508basis for his opinions, as follows:
3514BY MS. WRIGHT:
3517* * *
3520Q. After reviewing the records in this
3527case, do you have an opinion within a
3535reasonable degree of medical probability as
3541to whether or not Faith Lapp quali fies for
3550compensation under the NICA criteria you
3556just described?
3558* * *
3561A. Yes, it was my opinion that there did
3570not appear to be a loss of oxygen that
3579occurred during labor or delivery that would
3586result in this child's injury.
3591* * *
3594Q. Doc tor, would you tell us how it is that
3605you reached such an opinion as that?
3612A. Yes. I reviewed the fetal heart rate
3620monitor strips, which do show fetal heart
3627rate decelerations during the latter few
3633hours of labor. Although they're not
3639persistent decele rations until about the
3645last hour before delivery, and then the
3652fetal heart rate tracing does show
3658persistent variable decelerations . . . .
3665The Apgar scores that the baby had were low,
3674the Apgar score was one and six. Of course,
3683the baby had -- there was a shoulder
3691dystocia at birth resulting in a very
3698difficult delivery. However, the umbilical
3703cord blood gas was normal with a pH of 7.28.
3713And the baby had a course in the hospital
3722that did not suggest an ischemic event
3729during labor or delivery. In other words,
3736did not have seizures in the post - delivery
3745period, no other organ failure like renal
3752failure, hypotension, those types of things,
3758and was discharged home on the fourth day.
3766So looking at all of that, I felt there was
3776not oxygen deprivation during labor or
3782delivery.
3783Q. . . . What is the significance of the
3793fetal heart rate monitoring strips?
3798A. Well, the fetal heart rate monitor
3805strips are consistent with some degree of
3812umbilical cord compression or variable
3817decelerations prior to delivery, and all
3823fetuses react differently to that. But
3829certainly if the fetal heart rate
3835decelerations persist and are significant,
3840then it can lead to a baby that has lack of
3851oxygen at birth.
3854* * *
3857Q. Dr. Willis, can you tell us the
3865significance of the cord b lood pH which you
3874referenced earlier as being normal at 7.28?
3881A. Right. Well, if a baby is born with a
3891lack of oxygen, then they will have lack of
3900oxygen and acidosis, which the two go
3907together. And if the baby has lack of
3915oxygen acidosis, then the cor d pH should be
3924low. If the umbilical cord blood pH is
3932within normal limits, it would suggest that
3939for whatever fetal heart rate decelerations
3945or whatever Apgar scores that were present,
3952that that wasn't a result of or did not
3961cause or was not a result of lack of oxygen
3971to the baby.
3974* * *
3977Q. Would you anticipate the pH to be
3985abnormal if the deceleration that you saw on
3993the fetal heart monitoring strips had
3999continuously occurred?
4001A. Well, the fetal heart rate monitor strip
4009shows you that in a way tha t the baby is
4020being stressed, but it doesn't really tell
4027you if the baby is in distress. So
4035different babies tolerate different amounts
4040of fetal heart rate deceleration. So the
4047bottom line here was the umbilical cord pH
4055being normal. I felt that I could not say
4064that those fetal heart rate decelerations
4070that were present in that hour prior to
4078birth really resulted in lack of oxygen to
4086the baby.
4088Q. In other words, you would have
4095anticipated the pH score to be abnormal if
4103the infant had been severely affe cted by the
4112deceleration?
4113A. That is correct.
4117* * *
4120Q. And the significance of the Apgar
4127scores?
4128A. Well, the Apgar score at one minute
4136tells you how much resuscitation is going to
4144be required for the newborn, and the one was
4153simply one point fo r fetal heart rate. The
4162baby at birth had no spontaneous
4168respiration, it was pale and it was not
4176moving, and the only points that the baby
4184got -- therefore, was depressed at that
4191time, and the Apgar score was one. The one -
4201minute Apgar score is not a very good
4209indicator of long - term neurologic
4215development though. The five - and the 10
4223minute Apgar scores are better indicators
4229for that. The Apgar score at five minutes
4237was listed at six. That's still low.
4244We consider Apgar score to be low if it is
4254under s even. So a six is just under the
4264cut - off. If the baby had an Apgar score of
4275seven at five minutes, then it would have
4283been considered a normal score . . . .
4292* * *
4295BY MS. LAPP:
4298Q. [D]o you normally . . . [limit yourself
4307as you did in this case]?
4313A. Normally -- normally, in most cases, I
4321don't limit myself as much as I am with your
4331case.
4332Q. You found that my case was --
4340A. I found it a little bit confusing. If I
4350saw the fetal heart rate tracing that I saw
4359here and the Apgar scores that I sa w and if
4370the cord pH was abnormal, or I didn't see a
4380cord pH, then I would have assumed that
4388there would have been hypoxia to this baby
4396at birth. But the fact that the cord pH was
4406so normal, I really have to stop and
4414question that. So then with that -- a nd
4423this happens in other cases.
4428So with that then, I have to look and see
4438what else. And from doing this for several
4446years and practicing in my subspecialty, I
4453know that babies that have hypoxic injury to
4461the brain at time of birth or during labor
4470freque ntly have seizures during the first
4477hour or two after birth and many of the
4486other things that we've talked about. So,
4493for instance, if your baby would have had a
4502seizure disorder an hour or two hours after
4510birth and would have been hypotensive, I
4517might ha ve in that circumstance decided that
4525I would have simply ignored the cord pH
4533result because it wouldn't have fit
4539everything that I see.
4543Q. Could it be possible that . . . [it was]
4554human error . . . ?
4559A. That is why I look at many different
4568things. Ag ain, if I would have seen other
4577things that would have been consistent with
4584hypoxic injury to the brain at birth, then I
4593would have said I am going to discard this
4602cord pH because it just doesn't fit the rest
4611of the picture. And so that is the reason I
4621ki nd of limited myself to labor and
4629delivery, because the baby is depressed
4635after birth, and I really can't explain
4642that.
4643* * *
4646Q. . . . When would she have had these
4656seizures?
4657A. It would have been after birth,
4664relatively in a short period after bi rth. I
4673guess what I'm trying to say is from a
4682maternal fetal standpoint, the medicine that
4688I practice, if I see a poor fetal heart rate
4698tracing and a baby with low Apgars and then
4707seizures two hours after birth and then a CT
4716scan done at five or six days of life which
4726shows a cystic structure -- shows maybe
4733brain edema consistent with hypoxic injury,
4739then that all becomes a very, very clear
4747picture for me.
4750In this case, unfortunately, the picture
4756just was not so clear. Because of that, I
4765wanted to limit myself to labor and delivery
4773because I could not make such a clear
4781picture of what happened after that.
4787(Respondent's Exhibit 1.)
479022. Dr. Duchowny, whose deposition was also offered on
4799behalf of NICA, was of the opinion, based on his review of the
4812recor ds and his neurologic evaluation of Faith on March 12,
48232003, that Faith's impairments, more likely than not, resulted
4832from cerebral malformation, as opposed to brain injury caused by
4842oxygen deprivation during labor, delivery, or resuscitation, and
4850that, re gardless of the cause, Faith was not permanently and
4861substantially mentally and physically impaired. Dr. Duchowny
4868expressed the basis for his opinions, as follows:
4876BY MS. WRIGHT:
4879* * *
4882Q. Could you tell me, after reviewing the
4890records concerning th e records of both Linda
4898Lapp and also Faith Lapp, your review of all
4907the records you've just named and your
4914examination of Faith Lapp, if you have
4921reached an opinion which is in the
4928reasonable degree of medical probability as
4934to whether or not Faith Lapp s ustained
4942permanent mental and physical impairment as
4948a result of her labor and delivery?
4955A. Yes. I believe that Faith does not have
4964a substantial mental or motor impairment and
4971that her neurologic disabilities were
4976acquired in utero and not the result o f a
4986birth related neurological injury that
4991occurred during labor, delivery or
4996resuscitation in the immediate post delivery
5002period.
5003Q. Could you tell me what you base that
5012opinion on, Doctor?
5015A. That opinion is based on the medical
5023records which indi cated that Faith's labor
5030and delivery were complicated by a fractured
5037left humerus, but that her cord blood pH was
5046normal; her Apgar scores of 1 and 6 were
5055reasonably good; that she did not have
5062findings in the post natal period which are
5070consistent with e ither mechanical injury or
5077severe hypoxia; and that her evaluations,
5083including my examination, all suggested that
5089the types of neurologic disabilities that
5095she has resulted from developmental
5100abnormalities which occurred during the time
5106that the brain was forming in interuterine
5113life.
5114Q. Doctor, in examining Faith's records,
5120would you comment on the blood cord results?
5128A. Well, her cord pH of the blood gas was
51387.28, which is essentially normal. There is
5145no indication of any hypoxia at that point
5153in t ime when the blood gases were drawn from
5163the cord.
5165Q. Would you comment -- you said earlier that
5174her Apgar was relatively normal at 1 and 6.
5183What did you mean by that?
5189A. An Apgar score of 1 at one minute is not
5200an unusual finding in normal deliveries. It
5207reflects obstetrical medication; and I think
5213the important Apgar score is at five
5220minutes, which for Faith was 6. While not
5228being perfect, it certainly is a decent
5235Apgar score and inconsistent with asphyxia.
5241* * *
5244Q. Well, you indicated after that, if I
5252heard you correctly, that you didn't see any
5260post delivery signs of hypoxia.
5265A. That's correct. Faith did require some
5272ventilatory support for the first day, but
5279she never developed systemic signs of
5285hypoxia, which might produce abnormalities
5290of her heart, liver, kidney, lungs, or
5297cardiovascular system.
5299* * *
5302Q. You indicate further that there was no
5310evidence of mechanical injury. Could you
5316tell us for the record what you mean by
"5325mechanical injury?"
5327A. Well, there was no evidence of
5334mechanical injury to the central nervous
5340system, meaning there was no trauma to the
5348brain or spinal cord. Faith did have a left
5357Erb's palsy, which indicates dysfunction in
5363the brachial plexus. I believe this was
5370mechanically induced, but it was outside the
5377central nervous system.
5380* * *
5383Q. Let's now turn to your opinion that
5391Faith does not suffer from a substantial and
5399permanent mental or physical impairment.
5404Could you comment on the reasons why you
5412believe that to be your opinion?
5418A. Yes. At t he time that I evaluated Faith
5428last March, she was five years old. She did
5437have a short attention span, and she was an
5446overactive child, but she was able to talk.
5454Albeit with a speech delay, she was able to
5463talk. In fact, could speak in short
5470phrases. She seemed to be socially
5476appropriate. And with some effort, one
5482could actually complete the examination
5487because there would be some interaction
5493between Faith and myself. She wouldn't
5499cooperate for all testing but much of the
5507testing did in fact get done .
5514* * *
5517BY MR. THOMPSON:
5520* * *
5523Q. . . . [Y]ou . . . [agree] that you
5534believe there are neurologic abnormalities.
5539Correct?
5540A. Yes.
5542Q. When you say that they were acquired in
5551utero, you think that those were something
5558that developed prior to the birthing
5564process?
5565A. Yes.
5567Q. Is that what you mean?
5573A. Yes.
5575Q. Do you have a name for whatever that
5584process was that caused that?
5589A. I believe it is cerebral malformation.
5596Q. And is that a chromosomal problem?
5603A. Not usually.
5606Q. What 's usually the cause of that?
5614A. Unknown interuterine acquired factors.
5619Q. You have stated that you agree that
5627there were mechanical injuries to this child
5634during the labor and delivery process,
5640correct?
5641A. Yes.
5643Q. You said one evidence of that was the
5652fractured humerus. Correct?
5655A. Yes.
5657Q. She had some abnormalities on CT scan, I
5666believe, some sort of -- I can look for it,
5676but you may remember what it was. I've got
5685it right here. "A central subdural bleeding
5692along the tentorium and faux cereb rum of a
5701small amount." Do you recall that CT scan
5709of the head that was taken shortly after her
5718birth?
5719A. Yes.
5721Q. Would you agree that that was the result
5730of a mechanical injury to her head?
5737A. Yes.
5739* * *
5742Q. Would you agree that the pH of 7.2 8 in
5753the cord blood may not represent what her
5761true level of acidosis was?
5766A. No, I wouldn't agree with that
5773statement.
5774Q. Could that be a lab error?
5781* * *
5784A. Well, anything is possible; but given
5791the Apgar score and given her ultimate
5798clinical findings, I regard that cord blood
5805pH as being accurate.
5809Q. What do you account for her being
5817cyanotic?
5818A. She already had brain dysfunction in
5825utero. So, if you take a newborn, whose
5833brain is not normal, and you provide stress,
5841their response is of ten abnormal.
5847Q. . . . Would you agree that Faith's
5856laboratory work after her birth did show
5863evidence of problems with her liver?
5869A. No.
5871Q. Are you familiar with what her LDH was?
5880A. Yes. It was elevated, but the rest of
5889her liver functions were n ormal.
5895Q. Was her AST normal?
5900A. I would have to check. I don't believe
5909it was significantly elevated.
5913Q. Was her ALT abnormal?
5918A. Again, there were mild elevations that I
5926don't think were significant, as I recall.
5933Q. I may have asked you this. I apologize
5942if I have. You do agree that her
5950hydrocephaly is a result of secondary
5956atrophy, as opposed to some other reason?
5963A. No, I don't agree with that.
5970Q. But you disagree with Drumbull [sic]
5977when he said that in his report of July 9th,
59871998 ?[ 5 ]
5991A. Well, you would have to ask Drumbull
5999[sic] what he meant by that. But my
6007understanding is that there were findings,
6013there were abnormalities, but they would not
6020be classified as atrophy. It would really
6027be failure to develop, which is diffe rent.
6035Q. How can you distinguish between atrophy
6042and failure to develop?
6046A. Well, atrophy implies at one point all
6054the brain structures were normal, and then
6061something happened to damage those
6066structures.
6067Developmental problems imply that they never
6073d eveloped correctly in the first place so
6081they never assumed normal proportions.
6086The findings that Faith had on her MRI are
6095more consistent with developmental
6099abnormalities to her brain, so I would not
6107classify them as atrophy.
6111(Respondent's Exhibit 2.)
611423. Dr. Charash, whose deposition was offered by
6122Intervenor, and whose testimony was supportive of Petitioner's
6130claim, did not examine Faith, although he was accorded the
6140opportunity to do so, 6 but based on the records, he was of the
6154opinion that Faith s uffered a "birth - related neurological
6164injury."
616524. With regard to brain injury, Dr. Charash was of the
6176opinion that Faith's injury had two components, lack of oxygen
6186and trauma (mechanical injury). As for oxygen deprivation being
6195a likely course of brain injury, Dr. Charash noted Faith's
6205one - minute Apgar score, which reflected severe depression; the
6215need for resuscitation; an increased number of nucleated red
6224cells; a low bicarb; a likely false pH, since Faith was given a
6237bolus of sodium bicarb on deli very without adverse effect; and
6248evidence of kidney malfunction, with transient abnormalities in
6256her liver enzymes. As for trauma, Dr. Charash noted the
6266subdural hemorrhage (cephalohematoma), observed on CT scan at 3
6275days of age, a likely result of trauma during delivery, as well
6287as the severe bruising of the head documented following
6296delivery. Finally, as further evidence of likely brain injury,
6305Dr. Charash noted that on delivery, Faith's head, at 33 1/4
6316centimeters, was normal, but within a matter of mo nths failed to
6328grow as one would expect, and that she is now microcephalic.
6339Consequently, Dr. Charash concluded that Faith likely suffered
6347brain injury during labor, delivery, and resuscitation caused by
6356oxygen deprivation and mechanical injury. (Interve nor's Exhibit
63641, page 18.)
636725. As for the neurological consequences associated with
6375such injury, Dr. Charash offered the following observations:
6383EXAMINATION BY
6385MR. TOWNSEND:
6387* * *
6390Q. Did . . . the lack of oxygen or the
6401trauma affect her mentally in any way?
6408A. Yes. I think it has left her with
6417certain physical stigmata and certain
6422intellectual stigmata. She has certain
6427physical injuries based upon her birth
6433difficulties and she's been left with
6439behavioral and cognitive and learning
6444difficulties; yes.
6446Q. And that's clearly set forth in the
6454records that you've reviewed, the cognitive
6460and the physical problems?
6464A. Yes. Let me deal with them one at a
6474time, if I may.
6478Q. All right, sir.
6482A. The Orange County Public Schools have
6489evaluated her and they find her functioning
6496at percentiles which are far below age
6503expectations. For example, there's a report
6509of the Highland Elementary School in
6515kindergarten described on 8/21/03, it's one
6521of many reports, but this brings us up to
6530five years and seve n months . . . . At this
6542point in time she's five years and seven
6550months old. Her ability for functional
6556independence is that of a three - year old
6565which puts her in the lower one tenth of one
6575percent of the population, 0.1, which means
6582that 99 people out of a hundred outscore her
6591in that area. They give her a rating for
6600motor skills. They think her motor skills
6607are three years and one month at an age of
6617five years and seven months, which, again,
6624puts her in the profoundly retarded area in
6632terms of her mo tor skills, precise
6639movements, coordination, fitness, etc. They
6644have another score of social interaction and
6651communication. Again, she's equivalent in
6656one area to a three year one month old,
6665another area she can pass tests at two years
6674and two months, sh e has great difficulty
6682with tasks that approach four years and
6689eight months. And so it goes. They
6696basically conclude that in every area she
6703averages out three years and no months.
6710She's five years and seven months. This
6717gives her a quotient of an aggre gate of all
6727other adaptive performance in the range of
6734retardation . . . . There is a
6742psychoeducational evaluation done at the
6747Seminole County Public Schools. This is
6753carried out when she's five years and seven
6761months. . . . The conclusion he re . . . is
6773. . . that the child is performing in areas
6783that range from the very low category in the
6792WJ - 111 cognitive battery. She's considered
6799to be significantly deficient. She's in the
6806second percentile in the Bracken, B - R - A - C - K -
6821E - N, basic concept sca le. She's in the
6831fourth percentile in some other test. On
6838the Stanford Binet, in her verbal ability
6845she does better, she's at the 12th
6852percentile, and that's not retarded.
6857. . . Now, her physical problems are of
6866great significance here and, frankly, I
6872t hink they relate to what I've mentioned
6880before, her problems with balance,
6885equilibrium, coordination, some of which may
6891be tangentially a consequence of her visual
6898impairments, but it is my opinion within a
6906reasonable degree of medical certainty that
6912her m ajor physical problem aside from the
6920structural change in her brain which makes
6927it abnormally very, very small is her
6934blindness or her severe visual impairments.
694026. As noted, Dr. Charash was of the opinion that Faith's
6951principal physical injury was he r visual impairment, which
6960rendered her substantially physically impaired, and that Faith's
6968visual impairment resulted from bilateral retinal detachment
6975that was caused by mechanical injury during delivery. 7
6984(Intervenor's Exhibit 1, pages 21 - 31.) Consequ ently, if
6994credited, Dr. Charash's testimony would support the conclusion
7002that Faith suffered bilateral retinal detachment caused by
7010mechanical injury that rendered her substantially physically
7017impaired, and that such impairment did not result from a brain
7028injury. Notably, other physicians who have examined Faith, as
7037well as the Seminole County School System, have concluded that
7047Faith's gross and fine motor skills, except to the extent they
7058may be diminished because of her visual impairment, are age
7068appropr iate. Consequently, given the record, there is no
7077competent proof to support a conclusion that Faith is
7086permanently and substantially physically impaired, because of a
7094brain injury.
709627. Here, the opinions of the experts offered by the
7106parties, as well as the other proof of record, have been
7117carefully considered. So considered, it must be resolved that,
7126while Faith's delivery was traumatic and there is evidence to
7136suggest that she may have suffered oxygen deprivation during
7145labor, delivery and resuscita tion, as well as mechanical injury,
7155as evidenced by the cephalhematoma, the proof fails to support
7165the conclusion that, more likely than not, any oxygen
7174deprivation or mechanical injury she may have suffered resulted
7183in significant brain injury, or that sh e is permanently and
7194substantially physically impaired. In so concluding, it is
7202noted that Faith's hospital course post - delivery was not
7212consistent with Faith having suffered an acute brain injury;
7221that the imaging studies do not reveal brain injury, ( i.e . ,
7233evidence of atrophy) and are therefore most consistent with
7242cerebral malformation; that Faith's current deficits have a
7250congenital basis, at least in part; that Dr. Duchowny, as
7260opposed to Dr. Charash, examined Faith, and based on his
7270training and exper ience is most qualified to address the
7280neurologic issues in this case; and that Dr. Duchowny, as
7290opposed to Dr. Charash, was most candid, and his opinions were
7301most consistent with the other proof of record. Consequently,
7310it is resolved that the more cred ible proof demonstrates that
7321Faith's impairment, more likely than not, resulted from cerebral
7330malformation, as opposed to brain injury caused by oxygen
7339deprivation or mechanical injury during labor, delivery or
7347resuscitation, and that, regardless of the ca use, Faith is not
7358permanently and substantially physically impaired.
7363CONCLUSIONS OF LAW
736628. The Division of Administrative Hearings has
7373jurisdiction over the parties to, and the subject matter of,
7383these proceedings. § 766.301, et seq , Fla. Stat .
739229. T he Florida Birth - Related Neurological Injury
7401Compensation Plan was established by the Legislature "for the
7410purpose of providing compensation, irrespective of fault, for
7418birth - related neurological injury claims" relating to births
7427occurring on or after Janu ary 1, 1989. § 766.303(1), Fla. Stat.
743930. The injured "infant, her or his personal
7447representative, parents, dependents, and next of kin," may seek
7456compensation under the Plan by filing a claim for compensation
7466with the Division of Administrative Hearings . §§ 766.302(3),
7475766.303(2), 766.305(1), and 766.313, Fla. Stat. The Florida
7483Birth - Related Neurological Injury Compensation Association,
7490which administers the Plan, has "45 days from the date of
7501service of a complete claim . . . in which to file a respon se to
7517the petition and to submit relevant written information relating
7526to the issue of whether the injury is a birth - related
7538neurological injury." § 766.305(3), Fla. Stat.
754431. If NICA determines that the injury alleged in a claim
7555is a compensable birth - r elated neurological injury, it may award
7567compensation to the claimant, provided that the award is
7576approved by the administrative law judge to whom the claim has
7587been assigned. § 766.305(6), Fla. Stat. If, on the other hand,
7598NICA disputes the claim, as it has in the instant case, the
7610dispute must be resolved by the assigned administrative law
7619judge in accordance with the provisions of C hapter 120, F lorida
7631Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.
763932. In discharging this responsibility, the adm inistrative
7647law judge must make the following determination based upon the
7657available evidence:
7659(a) Whether the injury claimed is a
7666birth - related neurological injury. If the
7673claimant has demonstrated, to the
7678satisfaction of the administrative law
7683judge, that the infant has sustained a brain
7691or spinal cord injury caused by oxygen
7698deprivation or mechanical injury and that
7704the infant was thereby rendered permanently
7710and substantially mentally and physically
7715impaired, a rebuttable presumption shall
7720arise tha t the injury is a birth - related
7730neurological injury as defined in s.
7736766.303(2).
7737(b) Whether obstetrical services were
7742delivered by a participating physician in
7748the course of labor, delivery, or
7754resuscitation in the immediate post - delivery
7761period in a hospital; or by a certified
7769nurse midwife in a teaching hospital
7775supervised by a participating physician in
7781the course of labor, delivery, or
7787resuscitation in the immediate post - delivery
7794period in a hospital.
7798§ 766.309(1), Fla. Stat. An award may be su stained only if the
7811administrative law judge concludes that the "infant has
7819sustained a birth - related neurological injury and that
7828obstetrical services were delivered by a participating physician
7836at birth." § 766.31(1), Fla. Stat.
784233. Pertinent to this c ase, "birth - related neurological
7852injury" is defined by Section 766.302(2), to mean:
7860injury to the brain or spinal cord of a live
7870infant weighing at least 2,500 grams at
7878birth caused by oxygen deprivation or
7884mechanical injury occurring in the course of
7891labo r, delivery, or resuscitation in the
7898immediate postdelivery period in a hospital,
7904which renders the infant permanently and
7910substantially mentally and physically
7914impaired. This definition shall apply to
7920live births only and shall not include
7927disability or death caused by genetic or
7934congenital abnormality.
793634. As the proponents of the issue, the burden rested on
7947Petitioner and Intervenor to demonstrate that Faith suffered a
"7956birth - related neurological injury." § 766.309(1)(a), Fla.
7964Stat. See also Balino v. Department of Health and
7973Rehabilitative Services , 348 So. 2d 349, 350 (Fla. 1st DCA
79831997)("[T]he burden of proof, apart from statute, is on the
7994party asserting the affirmative issue before an administrative
8002tribunal.").
800435. Here, the proof failed to su pport the conclusion that,
8015more likely than not, Faith suffered an "injury to the brain
8026. . . caused by oxygen deprivation or mechanical injury
8036occurring in the course of labor, delivery, or resuscitation . .
8047. which render[ed] . . . [her] permanently and substantially
8057mentally and physically impaired." Consequently, the record
8064developed in this case failed to demonstrate that Faith suffered
8074a "birth - related neurological injury," within the meaning of
8084Section 766.302(2), and the claim is not compensabl e. §§
8094766.302(2), 766.309(1), and 766.31(1), Fla. Stat. See also
8102Florida Birth - Related Neurological Injury Compensation
8109Association v. Florida Division of Administrative Hearings , 686
8117So. 2d 1349 (Fla. 1997)(The Plan is written in the conjunctive
8128and can only be interpreted to require both substantial mental
8138and substantial physical impairment.); Humana of Florida, Inc.
8146v. McKaughan , 652 So. 2d 852, 859 (Fla. 5th DCA 1995)("[B]ecause
8158the Plan . . . is a statutory substitute for common law rights
8171and liab ilities, it should be strictly constructed to include
8181only those subjects clearly embraced within its terms."),
8190approved , Florida Birth - Related Neurological Injury Compensation
8198Association v. McKaughan , 668 So. 2d 974, 979 (Fla. 1996).
820836. Where, as here, the administrative law judge
8216determines that ". . . the injury alleged is not a birth - related
8230neurological injury . . . he [is required to] enter an order [to
8243such effect] and . . . cause a copy of such order to be sent
8258immediately to the parties by regis tered or certified mail."
8268§ 766.309(2), Fla. Stat. Such an order constitutes final agency
8278action subject to appellate court review. § 766.311(1), Fla.
8287Stat.
8288CONCLUSION
8289Based on the foregoing Findings of Fact and Conclusions of
8299Law, it is
8302ORDERED that the claim for compensation filed by Linda J.
8312Davidson Lapp, individually, and on behalf of and as natural
8322guardian of Faith Lapp, a minor, is dismissed with prejudice.
8332DONE AND ORDERED this 30th day of April, 2004, in
8342Tallahassee, Leon County, Florida.
8346S
8347WILLIAM J. KENDRICK
8350Administrative Law Judge
8353Division of Administrative Hearings
8357The DeSoto Building
83601230 Apalachee Parkway
8363Tallahassee, Florida 32399 - 3060
8368(850) 488 - 9675 SUNCOM 278 - 9675
8376Fax Filing (850) 921 - 6847
8382www.d oah.state.fl.us
8384Filed with the Clerk of the
8390Division of Administrative Hearings
8394this 30th day of April, 2004.
8400ENDNOTES
84011/ The Apgar scores assigned to Faith are a numerical
8411expression of the condition of a newborn infant, and reflect the
8422sum points g ained on assessment of heart rate, respiratory
8432effort, reflex irritability, muscle tone, and color, with each
8441category being assigned a score of 0 through a maximum score of
84532. As noted, at one minute Faith's Apgar score totaled 1, with
8465heart rate being g raded at 1, and respiratory effort, reflex
8476irritability, muscle tone, and color being graded at 0 each. At
8487five minutes, Faith's Apgar score totaled 6, with heart rate
8497being graded at 2, and respiratory effort, reflex irritability,
8506muscle tone, and color being graded at 1 each. Faith's one -
8518minute Apgar score was clearly depressed, and her five - minute
8529Apgar score was slightly depressed, being just below a normal
8539score of 7.
85422/ The CT scan, done January 30, 1998, was reported, as
8553follows:
8554There is blood along the inner hemispheric
8561fissure adjacent to the falx cerebrum
8567posteriorly. There probably is also some
8573blood adjacent to the tentorium in the
8580posterior fossa. There is slight prominence
8586of the subarachnoid spaces over the anterior
8593and left temporopar ietal region, but these
8600are relatively low density. The ventricles
8606show no midline shift, and no
8612intraventricular hemorrhage is present.
8616IMPRESSION:
86171. There is some central subdural bleeding
8624along the tentorium and falx cerebrum of a
8632small amount.
86342. Slightly prominent extra - axial space in
8642the left temporal region, but this may still
8650be a variation of normal. No large hematoma
8658or mass effect is seen.
86633/ Of record, the only subsequent evaluation was one by Ronald
8674Davis, M.D., who reported the resul ts of his evaluation to
8685Faith's pediatrician (Jennifer Thielhelm, M.D.), by letter of
8693March 28, 2003. In that letter, Dr. Davis reported his
8703impression, as follows:
8706IMPRESSION: Faith is a 5 - year - old with
8716traumatic brain injury with resultant
8721microcephal y, behavioral discontrol issues,
8726cognitive difficulties, near - complete visual
8732blindness likely as a result of cortical
8739blindness and the possibility of an abnormal
8746EEG given her behavioral outbursts.
8751* * *
8754It is clear that her traumatic brain injury
8762has left her with these resultant cognitive
8769and behavioral issues, which do need fairly
8776close attention and likely intervention
8781. . . .
8785Notably, Dr. Davis does not explain the basis for his opinion;
8796does not disclose the records on which he bases his opinion; and
8808offers no new data or imaging studies to support his impression
8819that Faith suffered traumatic brain injury that resulted in
8828cognitive and behavioral issues. Consequently, there being no
8836new information mentioned to support Dr. Davis' impress ion, and
8846since his impression is contrary to the imaging studies of
8856record, Dr. Davis' impression is rejected as unpersuasive.
88644/ Faith's retinal detachments were inoperable; however, she
8872subsequently had surgery on the right eye to remove a cataract
8883and perform a lens implantation. That surgery apparently
8891improved Faith's ability to appreciate images and colors.
88995/ In his report of July 9, 1998, Drumble did not say that
8912Faith's "hydrocephaly is a result of secondary atrophy, as
8921opposed to some oth er reason." Rather, his statement was Faith
8932was "clearly microcephalic on numbers although does not have
8941craniosynostosis and this is probably secondary to atrophy."
8949(Emphasis added.) Moreover, in his report of March 8, 1999,
8959Dr. Trumble reported his re view of a current CT scan, which he
8972noted "identifies normal cerebral morphology without evidence of
8980increased CSF spaces or definite atrophy."
89866/ On November 7, 2003, Intervenor filed a Motion to Allow IME,
8998whereby it requested authorization for Dr. Cha rash to examine
9008Faith. That motion was granted by Order of November 21, 2003.
9019Why Intervenors elected not to proceed with the examination is
9029not of record.
90327/ Dr. Charash was under the erroneous belief that if he could
9044demonstrate that Faith's blindnes s was caused by a traumatic
9054detachment of the retinas during delivery, as opposed to a
9064congenital basis, the claim would be covered. (Intervenor's
9072Exhibit 1, pages 27 - 31.) Here, whether the retinal detachments
9083were of a congenital origin or resulted from a mechanical injury
9094at birth, would not affect the decision in this case; however,
9105Dr. Charash's conclusion, that the retinas were detached during
9114delivery is rejected, and it is resolved that Faith's
9123ophthalmologists were more qualified to speak to that issue.
9132COPIES FURNISHED:
9134(By certified mail)
9137Linda J. Davidson Lapp
91419918 Bear Lake Road
9145Apopka, Florida 32703
9148Larry J. Townsend, Esquire
9152Mateer & Harbert, P.A.
9156225 East Robinson Street, Suite 600
9162Post Office Box 2854
9166Orlando, Florida 32802 - 2854
9171Lyn n Walker Wright, Esquire
9176Lynn Walker Wright, P.A.
91802716 Rew Circle, Suite 102
9185Ocoee, Florida 34761
9188Kenney Shipley, Executive Director
9192Florida Birth - Related Neurological
9197Injury Compensation Association
92001435 Piedmont Drive, East, Suite 101
9206Post Office Box 14567
9210Tallahassee, Florida 32308 - 4567
9215Arnold Palmer Hospital for Children & Women
922292 West Miller Street
9226Orlando, Florida 32806 - 2039
9231Stephen Carlan, M.D.
923492 West Miller Street
9238Orlando, Florida 32806 - 2039
9243Penny A. Danna, M.D.
9247Physician Associates
924921 West Columbia Street
9253Orlando, Florida 32806
9256Ms. Charlene Willoughby
9259Department of Health
92624052 Bald Cypress Way, Bin C - 75
9270Tallahassee, Florida 32399 - 3275
9275NOTICE OF RIGHT TO JUDICIAL REVIEW
9281A party who is adversely affected by this final order is entit led
9294to judicial review pursuant to Sections 120.68 and 766.311,
9303Florida Statutes. Review proceedings are governed by the Florida
9312Rules of Appellate Procedure. Such proceedings are commenced by
9321filing the original of a notice of appeal with the Agency Cle rk
9334of the Division of Administrative Hearings and a copy,
9343accompanied by filing fees prescribed by law, with the
9352appropriate District Court of Appeal. See Section 766.311,
9360Florida Statutes, and Florida Birth - Related Neurological Injury
9369Compensation Associ ation v. Carreras , 598 So. 2d 299 (Fla. 1st
9380DCA 1992). The notice of appeal must be filed within 30 days of
9393rendition of the order to be reviewed.
- Date
- Proceedings
- PDF:
- Date: 01/12/2005
- Proceedings: BY ORDER OF THE COURT: Appellee`s motion to dismiss appeal is granted.
- PDF:
- Date: 08/27/2004
- Proceedings: Index, Record, and Certificate of Record sent to the District Court of Appeal.
- PDF:
- Date: 07/21/2004
- Proceedings: Statement of Service for Preparation of Record mailed to the Filing Party.
- PDF:
- Date: 05/24/2004
- Proceedings: Petitioner`s Notice of Appeal filed; Certified Copy of Petitioner`s Notice of Appeal sent to the Fifth DCA.
- PDF:
- Date: 03/31/2004
- Proceedings: Letter to Judge Kendrick from L. Townsend regarding attached Intervenor`s Orlando Regional Healthcare System, Inc. page 14 of the Proposed Final Order (filed via facsimile).
- PDF:
- Date: 03/18/2004
- Proceedings: Notice of Filing Proposed Final Order (filed by L. Townsend via facsimile).
- Date: 02/18/2004
- Proceedings: Medical Records filed (not available for viewing).
- Date: 02/16/2004
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 12/22/2003
- Proceedings: Notice of Filing, Deposition Transcript of Donald C. Willis, M.D. filed.
- PDF:
- Date: 11/21/2003
- Proceedings: Order. (the Motion to Allow IME, filed November 7, 2003, by Intervenor is granted).
- PDF:
- Date: 11/17/2003
- Proceedings: Notice of Taking Deposition Duces Tecum (M. Duchowny, M.D.) filed.
- PDF:
- Date: 11/14/2003
- Proceedings: Notice of Hearing by Video Teleconference (video hearing set for February 16, 2004; 9:00 a.m.; Orlando and Tallahassee, FL).
- PDF:
- Date: 11/07/2003
- Proceedings: Motion in Opposition to Respondent`s Motion for Summary Final Order filed by L. Townsend.
- PDF:
- Date: 10/14/2003
- Proceedings: Notice of Filing, Answers to Interrogatories filed by Respondent.
- PDF:
- Date: 10/10/2003
- Proceedings: Order. (within fourteen (14) days of the date of this order, the parties shall advise the undersigned in writing as to the earliest date they will be prepared to proceed to hearing)
- PDF:
- Date: 10/06/2003
- Proceedings: Notice of Serving Answers to Interrogatories filed by L Townsend.
- PDF:
- Date: 09/25/2003
- Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s Notice of Service of First Interrogatories to Intervenor, Orlando Regional Healthcare System, Inc. filed.
- PDF:
- Date: 09/25/2003
- Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s Notice of Service of First Interrogatories to Petitioner, Linda J. Davidson Lapp, Individually and as Parent and Natural Guardian of Faith Lapp, a Minor filed.
- PDF:
- Date: 09/08/2003
- Proceedings: Order. (Intervenor`s motion for extension of time is granted; and Intervenor shall have up to and including November 19, 2003, to file its response to the motion for summary final order)
- PDF:
- Date: 07/15/2003
- Proceedings: Order. (Intervenor`s motion is granted, all parties are hereby authorized to conduct discovery, and the time within which to respond to discovery is hereby reduced to days from the date of this order or the date discovery is served)
- PDF:
- Date: 07/14/2003
- Proceedings: Amended Motion for Leave to Conduct Discovery and to Shorten Time for Discovery Responses filed by Intervenor.
- PDF:
- Date: 06/30/2003
- Proceedings: Motion for Leave to Conduct Discovery and to Shorten Time for Discovery Responses filed by D. Eisel.
- PDF:
- Date: 05/22/2003
- Proceedings: Order issued. (Intervenor`s motion to delay ruling on motion for summary final order is granted, and all parties are accorded until September 19, 2003, to file their response to Respondent`s motion for summary final order)
- PDF:
- Date: 05/19/2003
- Proceedings: Motion to Delay Ruling on Motion for Summary Final Order filed by L Townsend.
- PDF:
- Date: 05/08/2003
- Proceedings: Order issued. (Respondent`s motion for extension of time and Respondent`s corrected motion for extension of time is denied)
- PDF:
- Date: 05/01/2003
- Proceedings: Corrected Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
- PDF:
- Date: 05/01/2003
- Proceedings: Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
- PDF:
- Date: 03/26/2003
- Proceedings: Order issued. (Respondent`s motion is granted, and Respondent shall have up to and including April 30, 2003, to file its response to the petition)
- PDF:
- Date: 03/25/2003
- Proceedings: Motion for Extension of Time in Which to Respond to Petition (filed by Respondent via facsimile).
- PDF:
- Date: 02/27/2003
- Proceedings: Order issued. (Respondent`s motion to accept Kenny Shipley as its qualified representative is granted)
- PDF:
- Date: 02/27/2003
- Proceedings: Order Granting Intervention issued. (Intervenor, Orlando Regional Healthcare System, Inc.)
- PDF:
- Date: 02/24/2003
- Proceedings: Order issued. (Respondent motion is granted, and Respondent shall have up to and including March 28, 2003, to file its response to the petition)
- PDF:
- Date: 02/20/2003
- Proceedings: Motion for Extension of Time in Which to Respond to Petition filed by Respondent.
- PDF:
- Date: 02/12/2003
- Proceedings: Petition for Leave to Intervene (Intervenor, Orlando Regional Healthcare System, Inc.) filed.
- PDF:
- Date: 02/12/2003
- Proceedings: Motion to Act as a Qualified Representative Before the Division of Administrative Hearings filed by K. Shipley.
- PDF:
- Date: 01/30/2003
- Proceedings: Notice that this case is now before the Division of Administrative Hearings sent out.
Case Information
- Judge:
- WILLIAM J. KENDRICK
- Date Filed:
- 01/27/2003
- Date Assignment:
- 01/30/2003
- Last Docket Entry:
- 01/12/2005
- Location:
- Orlando, Florida
- District:
- Middle
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
Ronald S. Gilbert, Esquire
Address of Record -
Kenney Shipley, Executive Director
Address of Record -
Larry J Townsend, Esquire
Address of Record -
Lynn Walker Wright, Esquire
Address of Record -
Ronald S Gilbert, Esquire
Address of Record