03-002537PL
Department Of Health, Board Of Medicine vs.
Andrew Logan, M.D.
Status: Closed
Recommended Order on Thursday, February 19, 2004.
Recommended Order on Thursday, February 19, 2004.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, BOARD OF )
14MEDICINE, )
16)
17Petitioner, )
19)
20vs. ) Case No. 03 - 2537PL
27)
28ANDREW LOGAN, M.D., )
32)
33Respondent. )
35_________________________________)
36RECOMMENDED ORDER
38Pu rsuant to notice, a formal hearing was held in this case
50before Larry J. Sartin, an Administrative Law Judge of the
60Division of Administrative Hearings, in Fort Lauderdale,
67Florida, on December 1, 2003.
72APPEARANCES
73For Petitioner: Ephraim D. Livingston, E squire
80Department of Health
83Prosecution Services Unit
864052 Bald Cypress Way, Bin C - 65
94Tallahassee, Florida 32399 - 3265
99For Respondent: James S. Haliczer, Esquire
105Lori D. Kemp, Esquire
109Haliczer Pettis, P.A.
112101 Northeast Third Avenue
116Sixth Floor
118F ort Lauderdale, Florida 33301
123STATEMENT OF THE ISSUE
127The issue in this case is whether Respondent, Andrew Logan,
137M.D., committed a violation of Section 458.331(1)(t), Florida
145Statutes, as alleged in an Administrative Complaint filed by
154Petitioner, the De partment of Health, on April 30, 2003, and, if
166so, what disciplinary action should be taken against him.
175PRELIMINARY STATEMENT
177On or about April 30, 2003, the Department of Health filed
188an Administrative Complaint against Andrew Logan, M.D., a
196Florida - lice nsed medical doctor, before the Board of Medicine.
207On or about July 7, 2003, 1 Dr. Logan, by letter from counsel,
220disputed the allegations of fact contained in the Administrative
229Complaint and requested a formal administrative hearing pursuant
237to Section 1 20.569(2)(a), Florida Statutes. On July 14, 2003,
247the matter was filed with the Division of Administrative
256Hearings, with a request that an administrative law judge be
266assigned the case. The matter was designated DOAH Case Number
27603 - 2537PL and was assig ned to the undersigned.
286The final hearing was scheduled by Notice of Hearing
295entered July 23, 2003, for September 17, 2003. The hearing was
306continued several times and ultimately scheduled for December 1
315and 2, 2003.
318On November 26, 2003, a Joint Preheari ng Stipulation was
328filed by the parties.
332At the final hearing, Petitioner offered and had admitted
341ten exhibits. Petitioner called no witnesses during the final
350hearing, but offered the deposition testimony of William Cobb,
359M.D. (Petitioner's Exhibit 5), Joel Kramer, M.D. (Petitioner's
367Exhibit 7), Ann Tuza, R.N. (Petitioner's Exhibit 8), and Lowell
377Sherris, M.D. (Petitioner's Exhibit 9).
382Respondent testified on his own behalf and presented the
391testimony of Harry Hamburger, M.D. Respondent offered and had
400admitted two exhibits.
403A Notice of Filing of Transcript issued January 15, 2004,
413informed the parties that the Transcript of the final hearing
423had been filed that same day and that they had until January 26,
4362004, to file proposed recommended orders. Both parties timely
445filed proposed orders, which have been fully considered in
454rendering this Recommended Order.
458FINDINGS OF FACT
461A. The Parties .
4651. Petitioner, the Department of Health (hereinafter
472referred to as the "Department"), is the agency of the Stat e of
486Florida charged with the responsibility for the investigation
494and prosecution of complaints involving physicians licensed to
502practice medicine in Florida.
5062. Respondent, Andrew Logan, M.D., is, and was at the
516times material to this matter, a physicia n licensed to practice
527medicine in Florida, having been issued license number ME
5360058658. Dr. Logan's last known business address is 8551 West
546Sunrise Boulevard, Suite 105, Plantation, Florida 33322.
5533. At the times material to this matter, Dr. Logan was
564certified in ophthalmology. He specializes in medical and
572surgical ophthalmology.
5744. Dr. Logan received a bachelor of arts degree in biology
585in 1982 from Brown University. He received his medical degree
595in 1986 from the University of California, San Fr ancisco. 2
6065. Dr. Logan completed a residency in ophthalmology.
6146. Dr. Logan has practiced medicine in Florida since 1990.
624At the times relevant to this matter, Dr. Logan worked in a
636group practice in Plantation, Florida. Most of his practice
645consisted of an office practice, seeing patients. He also
654performed some laser and minor surgeries in the office.
663Approximately once a week, for half a day, he performed surgery
674out of the office at "three hospitals and surgical centers."
6847. Dr. Logan's license t o practice medicine has not been
695previously disciplined.
697B. The Department's Administrative Complaint and
703Dr. Logan's Request for Hearing .
7098. On April 30, 2003, the Department filed an
718Administrative Complaint against Dr. Logan before the Board of
727Me dicine (hereinafter referred to as the "Board"), alleging that
738his treatment of one patient, identified in the Administrative
747Complaint as C. S., constituted gross or repeated malpractice or
757the failure to practice medicine with that level of care, skill,
768and treatment which is recognized by a reasonably prudent
777similar physician as being acceptable under similar conditions
785and circumstances (the recognized acceptable treatment will
792hereinafter be referred to as the "Standard of Care"), a
803violation of Secti on 458.331(1)(t), Florida Statutes.
8109. In particular, it is alleged in the Administrative
819Complaint that Dr. Logan violated the Standard of Care in "one
830or more of the following ways":
837a. Respondent failed to identify the
843correct patient for the implanta tion of the
85123 diopter lens;
854b. Respondent failed to verify that the
861lens he implanted into Patient C.S. was the
869power of lens that he had previously
876ordered;
877c. Respondent implanted the wrong lens into
884the left eye of Patient C.S.
890The factual allegat ions of the Administrative Complaint,
898although stated differently, essentially allege that Dr. Logan
906operated on the wrong patient.
91110. Dr. Logan filed a request for a formal administrative
921hearing with the Department, which was filed by the Department
931wi th the Division of Administrative hearings.
938C. Treatment of Patient C.S.
94311. C.S., who was 70 years of age at the time of the
956incident involved in this matter, began seeing Dr. Logan for eye
967care in approximately February 1997.
97212. C.S. developed catara cts in both eyes, for which
982Dr. Logan diagnosed and suggested surgical treatment. 3
99013. Dr. Logan explained the procedure he believed
998necessary to remove C.S.'s cataracts to her and obtained her
1008approval thereof. The procedure to be performed on C.S., kno wn
1019as phacoemulisification, consisted of making an very small
1027incision in her eye, breaking up her natural, or intraocular,
1037lens with ultrasound, irrigating the eye, and then suctioning
1046out the destroyed lens and irrigation material. Once the
1055intraocular lens is removed, it is replaced with an artificial
1065lens, the power and model of which is selected by the physician.
107714. Dr. Logan determined that the lens needed to restore
1087C.S.'s vision in her left eye after removal of her intraocular
1098lens was a 15 - diopt er lens. The "diopter" of a lens relates to
1113the corrective power of the lens.
111915. C.S. was scheduled for the planned cataract surgery on
1129her left eye at the Surgery Center of Coral Springs (hereinafter
1140referred to as the "Surgery Center") for the morning of
1151September 5, 2000. 4 C.S. was one of at least two patients
1163scheduled for surgery by Dr. Logan that morning.
117116. The Surgery Center is a free - standing center where
1182various types of surgery are performed. Dr. Logan was not an
1193owner or employee of the S urgery Center. He did not hire, nor
1206could her fire, any employee of the Surgery Center, and none of
1218the equipment utilized in the Surgery Center was owned by him. 5
123017. Consistent with established procedures, the Surgery
1237Center was faxed information conce rning C.S.'s scheduled
1245surgery. In particular, the facsimile identified C.S. by name,
1254which eye was to be operated on (her left eye), and the power
1267(15 - diopter) and model number of the replacement lens Dr. Logan
1279had determined was necessary to restore C.S .'s vision after the
1290surgery.
129118. The day before C.S.'s scheduled surgery, Dr. Logan was
1301provided with C.S.'s patient records and the records of the
1311other patient scheduled for surgery on September 5, 2000. He
1321reviewed those records either that afternoon or that night. He
1331also took the records with him to the Surgery Center where he
1343reviewed them again.
134619. On or around the morning of September 5, 2000, the
1357Surgery Center's nurse manager took the facsimiles that had
1366previously been sent to the Surgery C enter by Dr. Logan's office
1378and retrieved the lens for each patient scheduled for surgery
1388that day. When the nurse manager retrieved the lens, she was
1399expected to ensure that the ordered lens, both as to power and
1411model, were available, and that they were within their
1420expiration date. She then bundled the lens and the facsimile.
1430Three lens per patient were routinely retrieved. The bundles
1439were then placed on a table in the operating room in the order
1452they were supposed to be used.
145820. The order of surg ery for September 5, 2000, had been
1470prearranged and that information was available on a list
1479prepared by the Surgery Center to all of those involved in the
1491surgery that morning, including Dr. Logan and his surgery team.
1501C.S. had been scheduled to be the s econd patient seen that
1513morning.
151421. When C.S. arrived at the Surgery Center she was
1524eventually taken to a pre - operation room (hereinafter referred
1534to as "pre - op") to be readied for surgery.
154522. The patient who had been scheduled for the first
1555surgery of the morning (hereinafter referred to as the "First
1565Scheduled Patient"), had been late arriving on September 5,
15752000. C.S. had come early. Therefore, C.S. was taken to pre - op
1588in place of the First Scheduled Patient. What exactly
1597transpired after C.S. wa s taken to pre - op was not explained.
1610The nurse manager, who had overall responsibility for getting
1619patients ready for surgery did not testify during this
1628proceeding and the circulating nurse, Ann Tuza, was unable to
1638recall what took place in any detail. What was proved is that
1650Dr. Logan was not informed of the switch and the records and
1662lens, which had been placed in the order of the scheduled
1673surgeries for that day, were not changed to reflect that C.S.
1684would be taken to surgery in place of the First Sch eduled
1696Patient. Therefore, although C.S. was the first patient into
1705surgery, the records and lenses of the First Scheduled Patient
1715were not replaced with C.S.'s records or lens.
172323. As was his practice, before going into the operating
1733room, Dr. Logan wen t to pre - op to administer a local anesthesia.
1747Dr. Logan, who had not been informed that the second scheduled
1758patient, C.S., had been substituted for the First Scheduled
1767Patient, administered the anesthesia to C.S. Dr. Logan found
1776C.S. asleep. Dr. Logan did not recognize C.S. and he did not
1788speak to her, as would have been his practice had she been
1800awake, or otherwise identify her. Dr. Logan injected a local
1810anesthesia by needle under and behind C.S.'s left eye, 6 a
1821procedure referred to as a "block" or " retrobulbar block." 7
183124. After the block had time to take effect, which
1841normally took approximately five to ten minutes, Nurse Tuza went
1851to retrieve C.S. from pre - op and bring her to the operating
1864room.
186525. C.S. was brought into the operating room by Nur se Tuza
1877and prepared for surgery. She was covered completely except for
1887her feet and her left eye, which had an "X" placed over it to
1901identify the eye to be operated on. Nurse Tuza remained in the
1913operating room, along with a scrub technician, who assist ed Dr.
1924Logan, and a nurse anesthetist. None of these individuals
1933apparently checked to ensure that they were correct in their
1943assumption that the patient was the First Scheduled Patient.
195226. Dr. Logan, who did not recall what he did between
1963seeing C.S. i n pre - op and arriving at the operating room,
1976completed scrubbing and entered the operating room where C.S.
1985awaited. He had placed his charts in the operating room. His
1996routine after arriving in the operating room was to go to the
2008head of the patient and adjust a microscope used during the
2019surgery. It is inferred that he did so on the morning of
2031September 5, 2000.
203427. Although C.S. was awake when she was taken into the
2045operating room and during the surgery, no one, including Dr.
2055Logan, asked her her name . Nor did anyone, including Dr. Logan,
2067check to see if she was wearing a wrist - band which identified
2080her. Instead everyone, including Dr. Logan, assumed that they
2089were operating on the First Scheduled Patient.
209628. Not actually knowing who he was operati ng on, 8
2107Dr. Logan performed the surgery scheduled for the First
2116Scheduled Patient on C.S. Although the procedure her performed
2125on C.S., fortunately, was the same one scheduled for C.S., the
2136diopter of the replacement lens was not. 9 The First Scheduled
2147Pa tient was to receive a 23 - diopter lens, rather than C.S.'s 15 -
2162diopter lens. Dr. Logan placed the 23 - diopter lens in C.S.'s
2174eye, completed the procedure, and C.S. was taken to recovery.
218429. When Nurse Tuza went to get the next patient for
2195surgery, who she expected to be C.S., she discovered for the
2206first time that C.S. had been substituted for the First
2216Scheduled Patient. She immediately informed Dr. Logan of the
2225error.
222630. Dr. Logan went to the recovery room and, after
2236ensuring that C.S. was alert enoug h to comprehend what he was
2248saying, informed C.S. of the error. She consented to
2257Dr. Logan's suggestion the he take her back into the operating
2268room, remove the 23 - diopter lens, and replace it with the
2280correct, 15 - diopter lens, which he immediately did.
22893 1. The replacement procedure required no additional trip
2298to the Surgery Center, anesthesia, or incisions.
230532. C.S. recovered from the procedures without problem or
2314direct harm. She continued to see Dr. Logan as her eye care
2326until a change in insurance p revented her from doing so.
2337D. Standard of Care .
234233. There was little dispute that Dr. Logan "failed to
2352identify the correct patient for the implantation of the 23
2362diopter lens"; "failed to verify that the lens he implanted into
2373Patient C.S. was the powe r of lens that he had previously
2385ordered [for her]"; and "implanted the wrong lens into the left
2396eye of Patient C.S." These facts, which form the factual basis
2407for the Department's allegation that Dr. Logan violated the
2416Standard of Care, have been proved.
242234. Including Dr. Logan, five physicians gave opinions in
2431this proceeding as to whether Dr. Logan's actions violated the
2441Standard of Care: Drs. William Cobb, Harry Hamburger, Joel
2450Kramer, and Lowell Sherris. The testimony of Drs. Cobb and
2460Kramer, prima rily, and, to a lesser degree, the testimony of the
2472Dr. Logan and the other two physicians, support a finding that
2483Dr. Logan's actions, as alleged in the Administrative Complaint,
2492constitute a violation of the Standard of Care.
250035. The testimony of Drs. C obb, Kramer, and Sherris, which
2511was credible and persuasive, have been summarized in the
2520Department's proposed recommended order, and will not, in light
2529of recent changes in Section 456.073(5), Florida Statutes, be
2538summarized in any detail here.
254336. All o f the physicians who testified, including Dr.
2553Logan, agreed that a physician must know on whom he or she is
2566operating and that operating on the wrong patient or inserting
2576the wrong lens in a patient's eye is inappropriate.
258537. Dr. Logan, with Dr. Hamburge r's support, attempted to
2595prove that Dr. Logan did not violate the Standard of Care,
2606despite the fact that he "failed to identify the correct patient
2617for the implantation of the 23 diopter lens"; " failed to verify
2628that the lens he implanted into Patient C. S. was the power of
2641lens that he had previously ordered [for her]"; and "implanted
2651the wrong lens into the left eye of Patient C.S.," by suggesting
2663the following:
266578. It is reasonable and common practice in
2673the South Florida community for a
2679physician to r ely on the staff of a
2688surgical center to identify a patient
2694prior to surgery and bring the patients
2701[sic] back in the order originally
2707anticipated.
270879. Dr. Logan had several safeguards in
2715place to avoid the error that occurred
2722in this case.
272580. The sta ndard of care does not require
2734that physician act as a supervisor who
2741is responsible for every act of the
2748healthcare provided team.
275181. This incident occurred due to an error
2759of the staff at the Surgical Center at
2767Coral Springs.
2769. . . .
2773Respondent's Pr oposed Final [sic] Order, paragraph 78.
278138. The proposed findings quoted in paragraph 37 are based
2791primarily on Dr. Hamburger's, and to a lesser extent,
2800Dr. Logan's, assertion that the surgery was a team effort, that
2811the team had established procedures t o identify the patient, and
2822that the team failed in this instance to properly identify the
2833patient. This testimony, and the proposed findings quoted in
2842paragraph 37 are rejected. Nothing in the procedures followed
2851in this instance alleviated Dr. Logan's responsibility to ensure
2860that he actually established for himself who he was about to
2871perform surgery on, a task which would have taken little effort.
2882CONCLUSIONS OF LAW
2885A. Jurisdiction .
288839. The Division of Administrative Hearings has
2895jurisdiction over t he subject matter of this proceeding and of
2906the parties thereto pursuant to Sections 120.569, 120.57(1), and
2915456.073(5), Florida Statutes (2003).
2919B. The Charges of the Administrative Complaint .
292740. In its Administrative Complaint, the Department has
2935alle ged that Dr. Logan has violated Section 458.331(1)(t),
2944Florida Statutes (2000), which provides in pertinent part, that
2953the following constitutes grounds for discipline of a
2961physician's license to practice medicine in Florida:
2968. . . . [T]he failure to pra ctice medicine
2978with that level of care, skill, and
2985treatment which is recognized by a
2991reasonably prudent similar physician as
2996being acceptable under similar conditions
3001and circumstances. . . .
300641. The Department has asserted that Dr. Logan violated
3015Secti on 458.331(1)(t), Florida Statutes (2000), or the Standard
3024of Care" when he "failed to identify the correct patient for the
3036implantation of the 23 diopter lens"; "failed to verify that the
3047lens he implanted into Patient C.S. was the power of lens that
3059he had previously ordered [for her]"; and "implanted the wrong
3069lens into the left eye of Patient C.S."
3077C. The Burden and Standard of Proof .
308542. The Department seeks to impose penalties against
3093Dr. Logan through the Administrative Complaint that include
3101sus pension or revocation of his license and/or the imposition of
3112an administrative fine. Therefore, the Department has the
3120burden of proving the specific allegations of fact that support
3130its charge that Dr. Logan violated Section 458.331(1)(t),
3138Florida Statu tes (2000), by clear and convincing evidence.
3147Department of Banking and Finance, Division of Securities and
3156Investor Protection v. Osborne Stern and Co. , 670 So. 2d 932
3167(Fla. 1996); Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987);
3178Pou v. Department of In surance and Treasurer , 707 So. 2d 941
3190(Fla. 3d DCA 1998); and Section 120.57(1)(h), Florida Statutes
3199("Findings of fact shall be based on a preponderance of the
3211evidence, except in penal or licensure disciplinary proceedings
3219or except as otherwise provided by statute.").
322743. What constitutes "clear and convincing" evidence was
3235described by the court in Evans Packing Co. v. Department of
3246Agriculture and Consumer Services , 550 So. 2d 112, 116, n. 5
3257(Fla. 1st DCA 1989), as follows:
3263. . . [C]lear and convincin g evidence
3271requires that the evidence must be found to
3279be credible; the facts to which the
3286witnesses testify must be distinctly
3291remembered; the evidence must be precise and
3298explicit and the witnesses must be lacking
3305in confusion as to the facts in issue. The
3314evidence must be of such weight that it
3322produces in the mind of the trier of fact
3331the firm belief or conviction, without
3337hesitancy, as to the truth of the
3344allegations sought to be established.
3349Slomowitz v. Walker , 429 So. 2d 797, 800
3357(Fla. 4th DCA 198 3).
3362See also In re Graziano , 696 So. 2d 744 (Fla. 1997); In re
3375Davey , 645 So. 2d 398 (Fla. 1994); and Walker v. Florida
3386Department of Business and Professional Regulation , 705 So. 2d
3395652 (Fla. 5th DCA 1998)(Sharp, J., dissenting).
3402D. The Department's Pro of .
340844. The proof presented by the Department in this case was
3419clear and convincing as to the specific factual allegations of
3429the Administrative Complaint. The only real dispute between the
3438parties is whether those actions constitute a violation of the
3448S tandard of Care.
345245. It is no longer clear whether the determination of
3462whether a physician has violated the Standard of Care, which
3472previously clearly required both a finding of fact to be made by
3484this forum, is a question of law solely within the provin ce of
3497the Board to decide . By operation of new legislation enacted
3508during the 2003 session of the Florida Legislature, effective
3517September 15, 2003, prior the formal hearing in this case,
"3527[t]he determination of whether or not a licensee has violated
3537the laws and rules regulating the profession, including a
3546determination of the reasonable standard of care, is a
3555conclusion of law to be determined by the board . . . and is not
3570a finding of fact to be determined by an administrative law
3581judge." See Chapter 2 003 - 416, Laws of Florida 2003, Ch. 2003 -
3595416, at § 20 (amending Section 456.073(5), Florida Statutes
3604(2002)).
360546. The foregoing legislative change suggests that there
3613is no longer any need for an administrative law judge to decide
3625the factual question of w hether a physician violated the
3635Standard of Care. The following change in Section
3643458.331(1)(t), Florida Statutes, however, suggests that such
3650findings are to be made:
3655. . . . A recommended order by an
3664administrative law judge or a final order of
3672the boa rd finding a violation under this
3680paragraph shall specify whether the licensee
3686was found to have committed "gross
3692malpractice," "repeated malpractice," or
"3696failure to practice medicine with that
3702level of care, skill, and treatment which is
3710recognized as be ing acceptable under similar
3717conditions and circumstances," or any
3722combination thereof, and any publication by
3728the board must so specify.
3733This language specifically requires an administrative
3739law judge to decide the issue despite the language
3748quoted in pa ragraph 45.
375347. Despite the confusion over the role of the
3762administrative law judge in a case such as this, where the
3773ultimate issue to be decided is whether a physician has violated
3784the Standard of Care, the parties in this case agreed at the
3796outset of the hearing that they did not believe that change in
3808the law quoted in paragraph 45 required any change in the manner
3820in which they presented their evidence, the manner in which the
3831hearing should be conducted, or the appropriate content of this
3841Recommende d Order. By their statements and actions at hearing,
3851and in their proposed orders, both parties have agreed that the
3862nature of the evidence to be offered and considered in this
3873case, and the findings to be based thereon, should not be
3884limited by the above - quoted changes to the determination of
3895whether the Standard of Care has been violated. Both parties
3905requested, and, therefore, were granted, the opportunity to
3913offer expert witness testimony on the subject matter of whether
3923Dr. Logan violated the Standar d of Care. The proposed orders
3934submitted by the parties also do address the issue of whether
3945Dr. Logan violated the Standard of Care in essentially the same
3956manner that was addressed in proposed orders and recommended
3965orders prior to the adoption of the a bove - quoted statutory
3977language.
397848. It is concluded, based upon the Findings of Fact made
3989in this Recommended Order and the arguments of the parties in
4000their proposed orders, that there is clear and convincing
4009evidence in the record of this case that Dr. Logan committed the
4021factual allegations of the Administrative Complaint and that by
4030those actions, in failing to properly identify whom he was
4040performing surgery on the morning of September 5, 2000,
4049constituted a violation of the Standard of Care.
4057E. The Appropriate Penalty
406149. In determining the appropriate punitive action to
4069recommend to the Board in this case, it is necessary to consult
4081the Board's "disciplinary guidelines," which impose restrictions
4088and limitations on the exercise of the Board's disci plinary
4098authority. See Parrot Heads, Inc. v. Department of Business and
4108Professional Regulation , 741 So. 2d 1231 (Fla. 5th DCA 1999).
411850. The Board's guidelines are set out in Florida
4127Administrative Code Rule 64B8 - 8.001, which provides the
4136following "pur pose" and instruction on the application of the
4146penalty ranges provided in the Rule:
4152(1) Purpose. Pursuant to Section
4157456.079, F.S., the Board provides within
4163this rule disciplinary guidelines which
4168shall be imposed upon applicants or
4174licensees whom it regulates under Chapter
4180458, F.S. The purpose of this rule is to
4189notify applicants and licensees of the
4195ranges of penalties which will routinely be
4202imposed unless the Board finds it necessary
4209to deviate from the guidelines for the
4216stated reasons given wi thin this rule. The
4224ranges of penalties provided below are based
4231upon a single count violation of each
4238provision listed; multiple counts of the
4244violated provisions or a combination of the
4251violations may result in a higher penalty
4258than that for a single, i solated violation.
4266Each range includes the lowest and highest
4273penalty and all penalties falling between.
4279The purposes of the imposition of discipline
4286are to punish the applicants or licensees
4293for violations and to deter them from future
4301violations; to of fer opportunities for
4307rehabilitation, when appropriate; and to
4312deter other applicants or licensees from
4318violations.
4319(2) Violations and Range of Penalties.
4325In imposing discipline upon applicants and
4331licensees, in proceedings pursuant to
4336Section 120.57( 1) and 120.57(2), F.S., the
4343Board shall act in accordance with the
4350following disciplinary guidelines and shall
4355impose a penalty within the range
4361corresponding to the violations set forth
4367below. The verbal identification of
4372offenses are descriptive only; t he full
4379language of each statutory provision cited
4385must be consulted in order to determine the
4393conduct included.
439551. Florida Administrative Code Rule 64B8 - 8.001(2)(t),
4403goes on to provide, in pertinent part, the following range of
4414penalties for a first of fense of violating Section
4423458.331(1)(t), Florida Statutes: "From two (2) years probation
4431to revocation . . . and an administrative fine from $1,000.00 to
4444$10,000.00."
444652. Florida Administrative Code Rule 64B8 - 8.001(3),
4454provides that, in determining the appropriate penalty, the
4462following aggravating and mitigating circumstances are to be
4470taken into account:
4473(3) Aggravating and Mitigating
4477Circumstances. Based upon consideration of
4482aggravating and mitigating factors present
4487in an individual case, the Bo ard may deviate
4496from the penalties recommended above. The
4502Board shall consider as aggravating or
4508mitigating factors the following:
4512(a) Exposure of patient or public to
4519injury or potential injury, physical or
4525otherwise: none, slight, severe, or death;
4531(b) Legal status at the time of the
4539offense: no restraints, or legal
4544constraints;
4545(c) The number of counts or separate
4552offenses established;
4554(d) The number of times the same offense
4562or offenses have previously been committed
4568by the licensee or applicant;
4573(e) The disciplinary history of the
4579applicant or licensee in any jurisdiction
4585and the length of practice;
4590(f) Pecuniary benefit or self - gain
4597inuring to the applicant or licensee;
4603(g) The involvement in any violation of
4610Section 458.33 1, Florida Statutes, of the
4617provision of controlled substances for
4622trade, barter or sale, by a licensee. In
4630such cases, the Board will deviate from the
4638penalties recommended above and impose
4643suspension or revocation of licensure;
4648(h) Any other relevant mitigating
4653factors.
465453. In its Proposed Recommended Order, the Department has
4663requested that it be recommended that the following penalties be
4673imposed on Dr. Logan: an "administrative fine of $10,000.00,
4683the completion of four hours of continuing medic al education in
4694risk management, a one hour lecture on wrong patient surgery and
4705how to avoid it, and a letter of concern from the Board of
4718Medicine."
471954. Having carefully considered the facts of this matter
4728in light of the provisions of Florida Administr ative Code Rule
473964B8 - 8.001, it is concluded that the Department's suggested
4749penalty, with an administrative fine of $5,000.00 rather than
4759$10,000.00, is reasonable. A single offense was proved in this
4770case, this is Dr. Logan's first disciplinary action, t here was
4781no proof of any pecuniary gain to Dr. Logan or financial loss to
4794C.S., the problem was discovered and correctly shortly after the
4804error occurred, and the exposure of C.S. and the public to
4815injury or potential injury, physical or otherwise was slig ht and
4826none, respectively.
4828RECOMMENDATION
4829Based on the foregoing Findings of Fact and Conclusions of
4839Law, it is
4842RECOMMENDED that the a final order be entered by the Board
4853of Medicine finding that Andrew Logan, M.D., has violated
4862Section 458.331(1)(t), Flor ida Statutes (2000), as alleged in
4871the Administrative Complaint, requiring the payment of an
4879administrative fine of $5,000.00, completion of four hours of
4889continuing medical education in risk management, and attendance
4897at a one hour lecture on wrong patien t surgery and how to avoid
4911it, and issuing Dr. Logan a letter of concern from the Board of
4924Medicine.
4925DONE AND ENTERED this 19th day of February, 2004, in
4935Tallahassee, Leon County, Florida.
4939S
4940___________________________________
4941LARRY J. SARTIN
4944Adm inistrative Law Judge
4948Division of Administrative Hearings
4952The DeSoto Building
49551230 Apalachee Parkway
4958Tallahassee, Florida 32399 - 3060
4963(850) 488 - 9675 SUNCOM 278 - 9675
4971Fax Filing (850) 921 - 6847
4977www.doah.state.fl.us
4978F iled with the Clerk of the
4985Division of Administrative Hearings
4989this 19th day of February, 2004.
4995ENDNOTES
49961 / No explanation was given as to why an Election of Rights form
5010was not filed by Dr. Logan or why more than two months lapsed
5023before he requested a hearing.
50282 / A number of p roposed findings of fact have been included in
5042Dr. Logan's proposed order concerning his credentials and
5050training. No citation to the record has been made to support
5061these proposed findings and no record support has been found.
50713 / There is no dispute as to the appropriateness of Dr. Logan's
5084diagnosis, recommended course of treatment, or his treatment of
5093C.S. other than his treatment of her on April 5, 2000.
51044 / Cataract surgery had previously been performed by Dr. Logan
5115on C.S.'s right eye.
51195 / Dr. Log an was, however, responsible for any surgical
5130procedure he performed and the staff assisting him in any
5140surgical procedure were subject to his direction. More
5148importantly, he was responsible for his patient's well - being.
51586 / Anesthesia was administered t o C.S. by I.V. while she was
5171asleep and before Dr. Logan inserted the needle.
51797 / In its proposed order, the Department has suggested findings
5190of fact that administering the block was an invasive procedure,
5200which Dr. Logan performed without making any eff ort to verify
5211who the patient was other than to look at the medical chart.
5223While true, the Administrative Complaint does not allege this to
5233be a fact which supports the Department's allegation that Dr.
5243Logan violated the Standard of Care in his treatment of C.S.
5254The Department's suggested facts are, therefore, irrelevant
5261because the grounds proven in support of the Department's
5270assertion that Dr. Logan license should be disciplined are
5279limited to those specifically alleged in the Amended
5287Administrative Co mplaint. See , e.g. , Cottrill v. Department of
5296Insurance , 685 So. 2d 1371 (Fla. 1st DCA 1996); Kinney v.
5307Department of State , 501 So. 2d 129 (Fla. 5th DCA 1987); and
5319Hunter v. Department of Professional Regulation , 458 So. 2d 842
5329(Fla. 2nd DCA 1984).
53338 / Although Dr. Logan at first testified that he had been told
5346that the patient was the First Scheduled Patient by name, he
5357later admitted that he could not recall if anyone in the
5368operating room had named the patient.
53749 / Consistent with established procedu res, prior to inserting
5384the intraocular lens into C.S.'s eye, the circulating nurse read
5394aloud the model and power of the lens from the lens box. Dr.
5407Logan verified this information by looking at a copy of the
5418faxed order that was taped to the microscope. Unfortunately, in
5428this instance the box contained the lens for the First Scheduled
5439Patient and the fax order taped to the microscope was also for
5451the First Scheduled Patient.
5455COPIES FURNISHED:
5457Ephraim D. Livingston, Esquire
5461Department of Health
5464Prosecution Services Unit
54674052 Bald Cypress Way, Bin C - 65
5475Tallahas see, Florida 32399 - 3265
5481James S. Haliczer, Esquire
5485Lori D. Kemp, Esquire
5489Haliczer Pettis, P.A.
5492101 Northeast Third Avenue, Sixth Floor
5498Fort Lauderdale, Florida 33301
5502Dr. John O. Agwunobi, Secretary
5507Department of Health
55104052 Bald Cypress Way, Bin A00
5516Ta llahassee, Florida 32399 - 1701
5522William W. Large, General Counsel
5527Department of Health
55304052 Bald Cypress Way, Bin A02
5536Tallahassee, Florida 32399 - 1701
5541Larry McPherson, Executive Director
5545Board of Medicine
5548Department of Health
55511940 North Monroe Street
5555Tall ahassee, Florida 32399 - 0792
5561NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5567All parties have the right to submit written exceptions within
557715 days from the date of this recommended order. Any exceptions
5588to this recommended order should be filed with the agency t hat
5600will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 03/08/2004
- Proceedings: Order Concerning Emergency Motion for Extension of Time (the Division is without authority to grant or deny the Motion).
- PDF:
- Date: 03/05/2004
- Proceedings: Emergency Motion for Extension of Time (filed by Respondent via facsimile).
- PDF:
- Date: 02/19/2004
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 01/15/2004
- Proceedings: Notice of Filing Transcript (proposed orders in this matter must be filed on or before January 26, 2004).
- Date: 01/15/2004
- Proceedings: Transcript filed.
- Date: 12/01/2003
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 11/25/2003
- Proceedings: Unilateral Prehearing Stipulation (filed by Respondent via facsimile).
- PDF:
- Date: 11/25/2003
- Proceedings: Unilateral Prehearing Statement (filed by Petitioner via facsimile).
- PDF:
- Date: 11/17/2003
- Proceedings: Notice of Taking Deposition in Lieu of Live (J. Kramer, M.D.) filed via facsimile.
- PDF:
- Date: 11/12/2003
- Proceedings: Notice of Taking Video Deposition Duces Tecum (J. Kramer, M.D.) filed.
- PDF:
- Date: 11/05/2003
- Proceedings: Response to Petitioner`s Second Request for Production of Documents (filed via facsimile).
- PDF:
- Date: 10/31/2003
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for December 1 and 2, 2003; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 10/24/2003
- Proceedings: Response to Motion for Continuance of Administrative Hearing (filed by Petitioner via facsimile).
- PDF:
- Date: 10/20/2003
- Proceedings: Motion for Continuance and/or Acceleration of Administrative Hearing (filed by Respondent via facsimile).
- PDF:
- Date: 10/14/2003
- Proceedings: Notice of Taking Video Deposition Duces Tecum (J. Kramer, M.D.) filed.
- PDF:
- Date: 09/19/2003
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for November 17 and 18, 2003; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 09/19/2003
- Proceedings: Subpoena Duces Tecum without Deposition Pursuant to F.R.C.P 1.351 Records Custodian filed.
- PDF:
- Date: 09/15/2003
- Proceedings: Response to Motion for Continuance of Administrative Hearing (filed by Petitioner via facsimile).
- PDF:
- Date: 09/15/2003
- Proceedings: Motion for Continuance of Administrative Hearing (filed by Respondent via facsimile).
- PDF:
- Date: 09/10/2003
- Proceedings: Notice of Re-Scheduling Deposition Duces Tecum, L. Sherris, H. Hamburger (filed via facsimile).
- PDF:
- Date: 09/09/2003
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for October 7 and 8, 2003; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 09/04/2003
- Proceedings: Order Granting Motion to Enlarge Hearing. (an amended notice of hearing will be issued scheduling the hearing for two days)
- PDF:
- Date: 09/04/2003
- Proceedings: Response to Petitioner`s First Request for Production of Documents filed by Respondent.
- PDF:
- Date: 09/04/2003
- Proceedings: Answers to Petitioner`s First Set of Interrogatories filed by Respondent.
- PDF:
- Date: 09/04/2003
- Proceedings: Response to Petitioner`s First Request for Admissions filed by Respondent.
- PDF:
- Date: 08/22/2003
- Proceedings: Request to Produce to the Department of Health (filed by Respondent via facsimile).
- PDF:
- Date: 08/21/2003
- Proceedings: Notice of Production from Non-Party (filed by L. Kemp via facsimile).
- PDF:
- Date: 08/14/2003
- Proceedings: Notice of Appearance (filed by E. Livingston, Esquire, via facsimile).
- PDF:
- Date: 08/14/2003
- Proceedings: Notice of Taking Deposition Duces Tecum (A. Logan, M.D.) filed via facsimile.
- PDF:
- Date: 08/14/2003
- Proceedings: Notice of Rescheduling Deposition (2) (A. Tuza and E. Murphy) filed via facsimile.
- PDF:
- Date: 07/23/2003
- Proceedings: Notice of Hearing (hearing set for September 17, 2003; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 07/21/2003
- Proceedings: Petitioner`s First Request for Production of Documents (filed via facsimile).
- PDF:
- Date: 07/21/2003
- Proceedings: Petitioner`s First Set of Interrogatories to Respondent (filed via facsimile).
- PDF:
- Date: 07/21/2003
- Proceedings: Notice of Service of Petitioner`s First Set of Interrogatories (filed via facsimile).
Case Information
- Judge:
- LARRY J. SARTIN
- Date Filed:
- 07/11/2003
- Date Assignment:
- 07/14/2003
- Last Docket Entry:
- 12/15/2004
- Location:
- Fort Lauderdale, Florida
- District:
- Southern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Lori D Kemp, Esquire
Address of Record -
Ephraim Durand Livingston, Esquire
Address of Record