04-000045PL
Department Of Health, Board Of Denistry vs.
Jack Saban, D.D.S.
Status: Closed
Recommended Order on Monday, January 31, 2005.
Recommended Order on Monday, January 31, 2005.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, BOARD OF )
14DENTISTRY, )
16)
17Petitioner, )
19)
20vs. ) Case No. 04 - 0045PL
27)
28JACK SABAN, D.D.S., )
32)
33Respondent. )
35)
36RECOMMENDED ORDER
38Pursuant to notice, a final hearing was held in this case
49before Administrative Law Judge Michael M. Parrish of the
58Division of Administrative Hearings. The first session of the
67final hearing was held on May 18, 2004, by means of a video
80teleconference between sites in Tallahassee and Fort Lauderdale,
88Florida. The second, and last, session of the final hearing was
99held on October 19, 2004, in Fort Lauderdale, Florida.
108APPEARANCES
109For Petitioner: Deirdre A. Farrington, Esquire
115Department of Heal th
1194052 Bald Cypress Way, Bin C - 65
127Tallahassee, Florida 32399 - 3265
132For Respondent: Max R. Price, Esquire
138Law Offices of Max R. Price, P.A.
1456701 Sunset Drive, Suite 104
150Miami, Florida 33143
153STATEMENT OF THE ISSUES
157This is a license discipline case in which the Petitioner
167seeks to take disciplinary action against the Respondent, a
176licensed dentist, on the basis of alleged violations of
185paragraphs (m) and (x) of Section 466.028(1), Florida Statutes.
194The alleged violations are set fort h in a two - count Amended
207Administrative Complaint.
209PRELIMINARY STATEMENT
211The alleged violation of paragraph (m) is based on
220allegations that the Respondent's records of his treatment of
229Patient A.S. are deficient in several particulars, primarily by
238reason of failure to include required information in the
247records. The alleged violation of paragraph (x) is based on
257allegations that the Respondent is guilty of incompetence or
266negligence by reason of his alleged failure to meet the minimum
277standards of perfor mance in diagnosis and treatment when he was
288treating Patient A.S.
291The violations alleged in the Amended Administrative
298Complaint were disputed by Respondent, and he requested an
307evidentiary hearing. In due course, the case was forwarded to
317the Division o f Administrative Hearings to conduct an
326evidentiary hearing.
328At the final hearing on May 18 and on October 19, 2004, the
341Petitioner presented the live testimony of two expert witnesses.
350The Petitioner also offered 18 exhibits. Petitioner's
357Exhibits 1 th rough 16 were received in evidence. Petitioner's
367Exhibits 17 and 18 were rejected.
373Respondent testified on his own behalf and also presented
382the live testimony of one expert witness. The Respondent also
392offered four numbered exhibits, all of which were received in
402evidence. 1
404Further, during the course of the final hearing requests
413were made for official recognition of specified documents, which
422requests were granted.
425The transcript of the second session of the final hearing
435was filed with the Division o f Administrative Hearings on
445November 3, 2004. The parties requested, and were allowed,
45430 days from the date of the filing of the transcript within
466which to file their proposed recommended orders. Both parties
475filed timely Proposed Recommended Orders co ntaining proposed
483Findings of Fact and Conclusions of Law. The post - hearing
494submissions of the parties have been carefully considered during
503the preparation of this Recommended Order.
509FINDINGS OF FACT
512Stipulated facts 2
5151. The Respondent, Jack Saban, D. D.S., is now, and was at
527all material times, licensed as a dentist in the State of
538Florida, having been issued license number DN 8257. The
547Respondent's address of record is 150 North University Drive,
556Suite 100, Plantation, Florida. The Respondent is not board -
566certified in any specialty.
5702. The Respondent provided dental care to Patient A.S.
579from April 3, 2000, to August 6, 2001. On or about June 14,
5922001, Patient A.S., then a 41 - year - old female, presented to
605Respondent for emergency treatment of severe pain in her tooth
615number 31, a lower right molar. On or about June 14, 2001, the
628Respondent began root canal therapy on Patient A.S.'s tooth
637number 31.
6393. The Respondent was able to treat the distal canal of
650Patient A.S.'s tooth number 31, but he could not enter the
661mesial canals of that tooth and he referred Patient A.S. to a
673specialist.
6744. On or about June 22, 2001, Patient A.S. returned to the
686Respondent for treatment, and the Respondent again attempted to
695enter the mesial canals by drilling on Patie nt A.S.'s tooth
706number 31.
708Facts based on evidence at the final hearing
7165. On June 14, 2001, Patient A.S. presented to the
726Respondent's office experiencing severe pain in a lower right
735molar, tooth number 31. On that date the Respondent began root
746canal therapy on tooth number 31. The Respondent was able to
757treat the distal canal of tooth number 31, but he could not
769enter the two mesial canals. The Respondent's drilling produced
778bleeding, which he noted as "mesio - lingual canal pulpitis." The
789Responden t believed that the subject tooth was hypercalcified;
798that is, that it contained excess dental tissue that closed off
809the root canals. During the treatment session on June 14, 2001,
820the Respondent sealed tooth number 31 with a temporary filling.
830Because of the secondary and tertiary reparative dentin which
839resulted from previous treatment of Patient A.S.'s tooth number
84831, the Respondent believed the required endodontics were beyond
857his skill. 3 Accordingly, the Respondent referred Patient A.S. to
867a spec ialist in endodontics.
8726. On June 15, 2001, Patient A.S. presented at the office
883of the endodontist (Dr. Green) to whom the Respondent had
893referred her, but she did not see Dr. Green. Later that same
905day, Patient A.S. presented to another endodontist, D r. Kaplan.
915On that occasion, Dr. Kaplan performed a clinical examination
924and made an x - ray of the subject tooth. On the basis of the
939examination and the x - ray, Dr. Kaplan concluded that the floor
951of the pulp chamber of Patient A.S.'s tooth number 31 was very
963thin and was perhaps even perforated. Dr. Kaplan discussed his
973conclusions with Patient A.S. and discussed treatment
980possibilities with her, but Dr. Kaplan did not perform any
990treatment.
9917. On June 18, 2001, the Respondent spoke with Dr. Kaplan.
1002D r. Kaplan told him that Patient A.S.'s tooth number 31 was near
1015perforation or was perforated, and that the patient had chosen
1025not to be treated by Dr. Kaplan.
10328. On June 22, 2001, Patient A.S. returned to the
1042Respondent's office with her husband and req uested that the
1052Respondent treat her tooth number 31. With Patient A.S.'s
1061husband present, the Respondent discussed the treatment options
1069which had previously been explained to the patient by
1078Dr. Kaplan, and also reviewed the risks associated with
1087treatme nt of the subject tooth. Patient A.S. and her husband
1098insisted that the Respondent complete the root canal therapy on
1108tooth number 31. Against his better judgment, the Respondent
1117yielded to their requests and embarked upon further endodontic
1126treatment of the subject tooth. During the Respondent's attempt
1135to access the hypercalcified mesial canals, a perforation
1143occurred in the furcation area. 4 The Respondent again urged
1153Patient A.S. and her husband to seek endodontic treatment of her
1164tooth number 31 fro m an endodontic specialist.
11729. Instead of seeking treatment by an endodontic
1180specialist, Patient A.S. returned to the Respondent's office on
1189June 29, 2001, and again implored him to continue treating the
1200subject tooth. On June 29, 2001, the distal canal was sealed,
1211but entry into the mesial canals was not possible.
122010. On July 13, 2001, Patient A.S. again presented at the
1231Respondent's office, and again he attempted to treat her tooth
1241number 31. On that date, one last unsuccessful effort was made
1252to en ter the mesial canals. Each time Patient A.S. requested
1263that the Respondent treat her tooth number 31, the Respondent
1273recommended that she seek treatment from an endodontic
1281specialist.
128211. The Respondent did not at any time advise Patient A.S.
1293that he h ad perforated her tooth number 31. The Respondent's
1304records of his treatment of Patient A.S. do not contain any
1315mention of a perforation of the subject tooth prior to the
1326notations on August 6, 2001, regarding the Respondent's
1334conversation with Dr. Baker in which Dr. Baker told the
1344Respondent that Patient A.S.'s tooth number 31 was perforated.
135312. When a dentist perforates a patient's tooth, the
1362dentist should promptly inform the patient of the perforation,
1371should promptly note in the treatment records t hat a perforation
1382occurred, and should promptly refer the patient to a specialist
1392to initiate reparative measures.
1396CONCLUSIONS OF LAW
1399General matters
140113. The Division of Administrative Hearings has
1408jurisdiction over the parties to and the subject matter of this
1419proceeding pursuant to Sections 120.569, 120.57(1), and
1426456.073(5), Florida Statutes.
142914. The Petitioner is the state agency charged with
1438regulating the practice of dentistry pursuant to Section 20.43,
1447Florida Statutes, Chapter 456, Florida Sta tutes, and
1455Chapter 466, Florida Statutes.
145915. Where the revocation or suspension of a dentist's
1468license is sought, proof greater than a mere preponderance of
1478the evidence must be submitted before the Board of Dentistry
1488(Board) may take punitive action aga inst a licensed dentist.
1498Clear and convincing evidence of the dentist's guilt is
1507required. § 458.331(3), Fla. Stat. See also Department of
1516Banking and Finance, Division of Securities and Investor
1524Protection v. Osborne Stern and Company , 670 So. 2d 932, 935
1535(Fla. 1996); Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987);
1546McKinney v. Castor , 667 So. 2d 387, 388 (Fla. 1st DCA 1995);
1558Tenbroeck v. Castor , 640 So. 2d 164, 167 (Fla. 1st DCA 1994);
1570Nair v. Department of Business and Professional Regulation , 654
1579So . 2d 205, 207 (Fla. 1st DCA 1995); Pic N' Save v. Department
1593of Business Regulation , 601 So. 2d 245 (Fla. 1st DCA 1992);
1604Munch v. Department of Professional Regulation , 592 So. 2d 1136
1614(Fla. 1st DCA 1992); Newberry v. Florida Department of Law
1624Enforcement , 585 So. 2d 500 (Fla. 3d DCA 1991); Pascale v.
1635Department of Insurance , 525 So. 2d 922 (Fla. 3d DCA 1988);
1646§ 458.331(3), Fla. Stat.; § 120.57(1)(h), Fla. Stat. ("Findings
1656of fact shall be based on a preponderance of the evidence,
1667except in penal or licensu re disciplinary proceedings or except
1677as otherwise provided by statute.")
168316. "'[C]lear and convincing evidence requires that the
1691evidence must be found to be credible; the facts to which the
1703witnesses testify must be distinctly remembered; the testimony
1711must be precise and explicit and the witnesses must be lacking
1722in confusion as to the facts in issue. The evidence must be of
1735such weight that it produces in the mind of the trier of fact a
1749firm belief or conviction, without hesitancy, as to the truth of
1760the allegations sought to be established.'" In re Davey , 645
1770So. 2d 398, 404 (Fla. 1994), quoting, with approval, from
1780Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983).
179217. When the Board seeks to take punitive action against a
1803dentist, su ch action may be based only upon those offenses
1814specifically alleged in the administrative complaint. See
1821Cottrill v. Department of Insurance , 685 So. 2d 1371, 1372 (Fla.
18321st DCA 1996); Chrysler v. Department of Professional
1840Regulation , 627 So. 2d 31 (Fla . 1st DCA 1993); Klein v.
1852Department of Business and Professional Regulation , 625 So. 2d
18611237, 1238 - 39 (Fla. 2d DCA 1993); Arpayoglou v. Department of
1873Professional Regulation , 603 So. 2d 8 (Fla. 1st DCA 1992);
1883Willner v. Department of Professional Regulati on, Board of
1892Medicine , 563 So. 2d 805, 806 (Fla. 1st DCA 1992); Celaya v.
1904Department of Professional Regulation, Board of Medicine , 560
1912So. 2d 383, 384 (Fla. 3d DCA 1990); Kinney v. Department of
1924State , 501 So. 2d 129, 133 (Fla. 5th DCA 1987); Sternberg v.
1936Department of Professional Regulation , 465 So. 2d 1324, 1325
1945(Fla. 1st DCA 1985); Hunter v. Department of Professional
1954Regulation , 458 So. 2d 842, 844 (Fla. 2d DCA 1984).
196418. Furthermore, in determining whether Section
1970466.028(1), Florida Statutes, has b een violated in the manner
1980charged in the Amended Administrative Complaint, one "must bear
1989in mind that it is, in effect, a penal statute. . . . This
2003being true the statute must be strictly construed and no conduct
2014is to be regarded as included within it that is not reasonably
2026proscribed by it. Furthermore, if there are any ambiguities
2035included such must be construed in favor of the . . . licensee."
2048Lester v. Department of Professional and Occupational
2055Regulations , 348 So. 2d 923, 925 (Fla. 1st DCA 1977) .
2066Fairly new legislation
206919. By operation of legislation enacted during the 2003
2078session of the Florida Legislature, effective September 15,
20862003, "[t]he determination of whether or not a licensee has
2096violated the laws and rules regulating the profession, including
2105a determination of the reasonable standard of care, is a
2115conclusion of law to be determined by the board . . . and is not
2130a finding of fact to be determined by an administrative law
2141judge." See Chapter 2003 - 416, Laws of Florida, at Section 20
2153( amending Section 456.073(5), Florida Statutes (2002)). There
2161does not yet appear to be any decisional guidance from any of
2173the Florida appellate courts, as to what extent, if any, the
2184above - quoted amendment requires any changes in the manner in
2195which hear ings before the Division of Administrative Hearings
2204should be conducted, or requires any changes in the content of
2215the recommended orders prepared by the DOAH administrative law
2224judges. By their conduct at hearing both parties seemed to be
2235of the view tha t the above - quoted statutory amendments did not
2248change the nature of the evidence to be offered in cases of this
2261nature, because both parties requested, and were granted, the
2270opportunity to offer expert witness testimony on the subject
2279matter of whether Re spondent "has violated the laws and rules
2290regulating the profession," as well as on the subject matter of
2301what constitutes the "reasonable standard of care."
230820. The Proposed Recommended Orders submitted by the
2316parties do not suggest that the above - quoted statutory language
2327requires any changes to the nature of the content that has
2338customarily been included in recommended orders in cases of this
2348nature. Because the amendments appear to address matters of
2357procedure rather than matters of substance, the ame ndments
2366appear to be applicable to cases pending as of the effective
2377date of the law that created the amendments. 5 See Basel v.
2389McFarland & Sons, Inc. , 815 So. 2d 687 (Fla. 5th DCA 2002), in
2402which the court noted at page 692: "In the absence of clear
2414leg islative intent, a law affecting substantive rights is
2423presumed to apply prospectively only while procedural or
2431remedial statutes are presumed to operate retrospectively. See
2439Young v. Altenhaus , 472 So. 2d 1152 (Fla. 1985)." See also Life
2451Care Centers of America, Inc. v. Sawgrass Care Center, Inc. , 683
2462So. 2d 609 (Fla. 1st DCA 1996).
246921. The language of the subject amendments to Section
2478456.073(5), Florida Statutes (2002), is sufficiently broad for
2486it to be interpreted and applied in more than one way. And some
2499of the possible interpretations and applications might at some
2508future date provide a basis for modification of the manner in
2519which administrative hearings in such cases are conducted. But
2528such possible interpretations and applications are merely
2535possibilities; they are not certainties. Therefore, unless and
2543until there is some authoritative interpretation or
2550implementation of the subject amendments directing otherwise,
2557the most prudent course appears to be for the DOAH
2567administrative law judges to continue to receive evidence and to
2577continue to make "determinations" (by findings of fact or by
2587conclusions of law) as to what constitutes the "reasonable
2596standard of care" and as to whether a licensee "has violated the
2608laws and rules regulating the pr ofession; especially in cases
2618like this one in which both parties requested such a course of
2630action by the administrative law judge. 6
2637The specific statutes, rules, and charges
264322. At the time of the events that form the basis for the
2656charges in this case , paragraphs (m) and (x) of Section
2666466.028(1), Florida Statutes, authorized the Board to revoke,
2674suspend, or otherwise discipline the license of a dentist for
2684reasons that included the following:
2689(m) Failing to keep written dental records
2696and medical his tory records justifying the
2703course of treatment of the patient
2709including, but not limited to, patient
2715histories, examination results, test
2719results, and X rays, if taken.
2725***
2726(x) Being guilty of incompetence or
2732negligence by failing to meet the minimum
2739sta ndards of performance in diagnosis and
2746treatment when measured against generally
2751prevailing peer performance, including, but
2756not limited to, the undertaking of diagnosis
2763and treatment for which the dentist is not
2771qualified by training or experience or bein g
2779guilty of dental malpractice. For purposes
2785of this paragraph, it shall be legally
2792presumed that a dentist is not guilty of
2800incompetence or negligence by declining to
2806treat an individual if, in the dentist's
2813professional judgment, the dentist or a
2819member of her or his clinical staff is not
2828qualified by training and experience, or the
2835dentist's treatment facility is not
2840clinically satisfactory or properly equipped
2845to treat the unique characteristics and
2851health status of the dental patient,
2857provided the den tist refers the patient to a
2866qualified dentist or facility for
2871appropriate treatment. As used in this
2877paragraph, "dental malpractice" includes,
2881but is not limited to, three or more claims
2890within the previous 5 - year period which
2898resulted in indemnity being paid, or any
2905single indemnity paid in excess of $25,000
2913in a judgment or settlement, as a result of
2922negligent conduct on the part of the
2929dentist.
293023. Florida Administrative Rule 64B5 - 17.002(1) contains
2938the following pertinent language:
2942(1) For the pu rpose of implementing the
2950provisions of subsection 466.028(1)(m),
2954F.S., a dentist shall maintain written
2960records on each patient which written
2966records shall contain, at a minimum, the
2973following information about the patient:
2978(a) Appropriate medical hist ory;
2983(b) Results of clinical examination and
2989tests conducted, including the
2993identification, or lack thereof, of any oral
3000pathology or diseases;
3003(c) Any radiographs used for the diagnosis
3010or treatment of the patient;
3015(d) Treatment plan proposed by t he
3022dentist; and
3024(e) Treatment rendered to the patient.
303024. Count One of the Amended Administrative Complaint
3038charges the Respondent with violation of Section 466.028(1)(m),
3046Florida Statutes, by reason of alleged failures in his record
3056keeping, which are described as follows in paragraphs 20, 21,
3066and 22 of the Amended Administrative Complaint:
307320. Respondent failed to note in his
3080treatment records that he had perforated
3086Patient A.S.'s tooth no. 31.
309121 Respondent failed to note in his
3098treatment r ecords for Patient A.S. any
3105treatment plan proposed for Patient A.S.'s
3111tooth no. 31.
311422. Based on the foregoing, Respondent
3120has violated Section 466.028(1)(m), Florida
3125Statutes (2000), as further defined by Rule
313264B5 - 17.002(d) and (e), Florida
3138Administ rative Code, by failing to keep
3145written dental records justifying the course
3151of treatment of the patient by failing to
3159note in his treatment records for Patient
3166A.S. the treatment plan proposed by the
3173dentist and treatment rendered to Patient
3179A.S.
318025. It is clear that the Respondent "failed to note in his
3192treatment records that he had perforated Patient A.S.'s tooth
3201no. 31." Such a failure is a violation of Section
3211466.028(1)(m), Florida Statutes, as implemented and interpreted
3218in Florida Administrative Code Rule 64B5 - 17.002.
322626. With regard to the second factual basis for the
3236allegations that the Respondent violated Section 466.028(1)(x),
3243Florida Statutes, it is clear that the Respondent did have a
3254treatment plan for Patient A.S.'s tooth number 31. And while
3264there was some expert witness testimony critical of the
3273sufficiency of that treatment plan, the Respondent is not
3282charged with having an insufficient treatment plan. Rather, he
3291is charged with not having any plan at all. Accordingly, so
3302much of th e violation charged in Count One as is based on
3315allegations regarding the treatment plan should be dismissed.
332327. Count Two of the Amended Administrative Complaint
3331charges the Respondent with violation of Section 466.028(1)(x),
3339Florida Statutes, by reaso n of allegations that he was
3349incompetent or negligent in the ways described as follows in
3359paragraphs 25, 27, and 28 of the Amended Administrative
3368Complaint:
336925. Respondent attempted to perform root
3375canal therapy on Patient A.S.'s tooth no. 31
3383even thoug h the required endodontics for
3390tooth no. 31 was beyond his skill.
339727. Respondent failed to advise Patient
3403A.S. that he had perforated her tooth.
341028. Based on the foregoing, Respondent
3416has violated Section 466.028(1)(x), Florida
3421Statutes (2000), by being guilty of
3427incompetence or negligence by failing to
3433meet the minimum standards of performance in
3440diagnosis and treatment when measured
3445against generally prevailing peer
3449performance by the undertaking of treatment
3455for which Respondent was not qualified by
3462training or experience, by failing to advise
3469Patient A.S. of the risk of perforation of
3477the tooth during root canal therapy, and by
3485failing to advise Patient A.S. that he had
3493perforated her tooth no. 31.
349828. It is clear that the Respondent "attempte d to perform
3509root canal therapy on Patient A.S.'s tooth no. 31 even though
3520the required endodontics for tooth no. 31 was beyond his skill."
3531Such an attempt is a violation of Section 466.028(1)(x), Florida
3541Statutes. It is also clear that the Respondent "f ailed to
3552advise Patient A.S. that he had perforated her tooth." That
3562failure is also a violation of Section 466.028(1)(x), Florida
3571Statutes. Both of these failures are acts of negligence within
3581the meaning of Section 446.028(1)(x), Florida Statutes.
3588Acc ordingly, the Respondent should be found guilty of the
3598violations of Section 446.028(1)(x), Florida Statutes, which are
3606charged in Count Two of the Amended Administrative Complaint.
3615RECOMMENDATION
3616On the basis of all of the foregoing, it is RECOMMENDED
3627t hat a final order be issued in this case to the following
3640effect:
3641(1) Adopting all of the Findings of Fact
3649in this Recommended Order,
3653(2) Adopting all of the Conclusions of
3660Law in this Recommended Order,
3665(3) Dismissing the portion of Count One
3672o f the Administrative Complaint that is
3679based on allegations regarding the lack of a
3687treatment plan.
3689(4) Concluding that the Respondent is
3695guilty of a violation of Section
3701466.028(1)(m), Florida Statutes, by reason
3706of his failure to include in his treat ment
3715records that he had perforated the patient's
3722tooth.
3723(5) Concluding that the Respondent is
3729guilty of the violations of Section
3735466.028(1)(x), Florida Statutes, charged in
3740Count Two of the Amended Administrative
3746Complaint.
3747(6) Imposing the foll owing penalties: 7
3754(a) Administrative fines in the total
3760amount of $7,500.00;
3764(b) Probation for a period of one year on
3773terms to be determined by the Board of
3781Dentistry; and
3783(c) A requirement that the Respondent
3789attend a course in dental record - kee ping.
3798DONE AND ENTERED this 31st day of January, 2005, in
3808Tallahassee, Leon County, Florida.
3812S
3813MICHAEL M. PARRISH
3816Administrative Law Judge
3819Division of Administrative Hearings
3823The DeSoto Building
38261230 Apalachee Parkway
3829Tallahassee, Florida 32399 - 3060
3834(85 0) 488 - 9675 SUNCOM 278 - 9675
3843Fax Filing (850) 921 - 6847
3849www.doah.state.fl.us
3850Filed with the Clerk of the
3856Division of Administrative Hearings
3860this 31st day of January, 2004.
3866ENDNOTES
38671/ There was some post - hearing ambiguity as to whether the
3879Respondent had also offered into evidence the transcripts of
3888three depositions. By Order issued on January 21, 2005, it was
3899concluded that the three deposition transcripts had not been
3908offered in evidence during the hearing. A motion for late
3918offering of the subje ct transcripts was denied.
39262/ The facts set forth in paragraphs 1 through 4 of the
3938Findings of Fact in this Recommended Order were agreed to by the
3950parties in the Joint Pre - Hearing Statement filed on February 26,
39622004.
39633/ This Finding of Fact is based primarily on the Respondent's
3974admission of request for admission number 10 served on or about
3985June 20, 2003. Absent a motion seeking to be relieved of such
3997an admission, a party is bound by the admission, even though the
4009party may make subsequent assertio ns inconsistent with the
4018admission.
40194/ This finding is based in large part on the Respondent's
4030admission in his undated letter to Investigator McKenna that was
4040received by the investigator in March of 2002. That admission
4050is more persuasive than other t estimony suggesting other times
4060and places the perforation might have occurred. Especially
4068lacking in persuasiveness and credibility is the testimony of
4077Robert J. Fish, D.D.S., suggesting that the perforation was
4086caused by Dr. Baker.
40905/ The Board of Med icine views the matter otherwise. In its
4102Final Order issued on June 17, 2004, in Department of Health,
4113Board of Medicine v. Robert H. Hunsaker, M.D. , DOAH Case No. 03 -
41261954PL, the Board of Medicine, in addressing the legal effect of
4137Section 20 of Chapter 2 003 - 416, Laws of Florida, stated: "The
4150said amendment addresses substantive rights of a licensee rather
4159than matters of procedure. Therefore the amendments to Section
4168456.073(5), Florida Statutes, are not applicable to the cases at
4178bar." See also the Fi nal Order issued on May 4, 2004, in
4191Department of Health, Board of Medicine v. Thomas Patrick
4200Trevisani, M.D. , DOAH Case No.03 - 1952PL.
42076/ Some of my "determinations" as to whether Respondent "has
4217violated the laws and rules regulating the profession" are
4226located in the Findings of Fact portion of this Recommended
4236Order, and other such "determinations" are located in the
4245Conclusions of Law. The ALJ has tried to place such
4255determinations where he believes they belong, taking into
4263consideration both a long history of appellate court guidance on
4273such matters and the legislative amendments discussed in
4281paragraphs 19 through 21 of the Conclusions of Law, above. In
4292any event, the placement of such determinations in one part of
4303the Recommended Order or the other does not appear to be of any
4316great moment, because it is reasonable to expect that the
4326appellate courts will continue to be of the view that,
4336regardless of where placed and regardless of how characterized,
4345a fact will always be a fact and a conclusion of law will always
4359be a conclusion of law.
43647/ In the course of formulating the recommended penalties in
4374this case, consideration has been given to the disciplinary
4383guidelines, including aggravating and mitigating factors, that
4390appear in Florida Administrati ve Code Rule 64B5 - 13.005. In this
4402regard a substantial mitigating factor is that there is no
4412allegation nor evidence that the ultimate fate of the subject
4422tooth would have been any different in the absence of the
4433Respondent's efforts.
4435COPIES FURNISHED :
4438Deirdre A. Farrington, Esquire
4442Department of Health
44454052 Bald Cypress Way, Bin C - 65
4453Tallahassee, Florida 32399 - 3265
4458Max R. Price, Esquire
4462Law Offices of Max R. Price, P.A.
44696701 Sunset Drive, Suite 104
4474Miami, Florida 33143
4477Susan Foster, Executive Direc tor
4482Board of Dentistry
4485Department of Health
44884052 Bald Cypress Way, Bin C08
4494Tallahassee, Florida 32399 - 1701
4499Dr. John O. Agwunobi, Secretary
4504Department of Health
45074052 Bald Cypress Way, Bin A00
4513Tallahassee, Florida 32399 - 1701
4518R. S. Power, Agency Clerk
4523Dep artment of Health
45274052 Bald Cypress Way, Bin A02
4533Tallahassee, Florida 32399 - 1701
4538Quincy Page, Acting General Counsel
4543Department of Health
45464052 Bald Cypress Way, Bin A02
4552Tallahassee, Florida 32399 - 1701
4557NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4563All parties have the right to submit written exceptions within
457315 days from the date of this Recommended Order. Any exceptions
4584to this Recommended Order should be filed with the agency that
4595will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 07/11/2005
- Proceedings: Respondent, Dr. Jack Saban`s, Verified Motion for Re-hearing and Reconsideration of Final Order and Motion to Vacate Final Order filed.
- PDF:
- Date: 02/15/2005
- Proceedings: Respondent`s Exceptions to Recommended Order filed January 31, 2005 filed.
- Date: 01/31/2005
- Proceedings: Transcript (Telephone Hearing) filed.
- PDF:
- Date: 01/31/2005
- Proceedings: Recommended Order (hearing held May 18 and October 19, 2004). CASE CLOSED.
- PDF:
- Date: 01/31/2005
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 01/21/2005
- Proceedings: Letter to Judge Parrish from D. Farrington enclosing case law for phone conference filed.
- PDF:
- Date: 01/21/2005
- Proceedings: Letter to Judge Parrish from D. Farrington enclosing additional case law filed.
- PDF:
- Date: 01/20/2005
- Proceedings: Letter to Judge Parrish from D. Farrington enclosing case law filed.
- PDF:
- Date: 12/20/2004
- Proceedings: Respondent Jack Saban, D.D.S.`s Response to Petitioner`s Motion to Strike Proposed Recommended Order filed.
- Date: 12/16/2004
- Proceedings: Transcript filed.
- PDF:
- Date: 12/14/2004
- Proceedings: Respondent Jack Saban, D.D.S`s Response to Petitioner`s Motion to Strike Proposed Recommended Order filed.
- PDF:
- Date: 12/13/2004
- Proceedings: Motion to Strike Respondent`s Proposed Recommended Order (filed by Petitoiner).
- Date: 11/03/2004
- Proceedings: (Transcript) Hearing filed.
- Date: 10/19/2004
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 10/11/2004
- Proceedings: Respondent`s Renewed Motion to Depose Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 10/08/2004
- Proceedings: Petitioner`s Objection to Respondent`s Renewed Motion to Depose Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 09/30/2004
- Proceedings: Notice of Hearing (hearing set for October 19 and 20, 2004; 9:00 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 09/29/2004
- Proceedings: Letter to Judge Parrish from M. Price regarding availability of client (filed via facsimile).
- PDF:
- Date: 09/15/2004
- Proceedings: Letter to Judge Parrish from D. Farrington regarding rescheduling hearing (filed via facsimile).
- PDF:
- Date: 09/08/2004
- Proceedings: Order Granting Continuance (parties to advise status by September 17, 2004).
- PDF:
- Date: 09/02/2004
- Proceedings: Letter to Judge Parrrish from M. Price enclosing case sites (filed via facsimile).
- PDF:
- Date: 08/31/2004
- Proceedings: Petitioner`s Objection to Respondent`s Motion to Depose Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 08/31/2004
- Proceedings: Lette to M. Price from D. Farrington regarding scheduling a teleconference (filed via facsimile).
- PDF:
- Date: 08/27/2004
- Proceedings: Respondent, Jack Saban, D.D.S.`s Response to Motion for Hearing Via Video Teleconference and Motion to Make Available Saturday (filed via facsimile).
- PDF:
- Date: 08/27/2004
- Proceedings: Respondent`s Motion to Depose Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 08/27/2004
- Proceedings: Respondent, Jack Saban, D.D.S.`s Objection to Petitioner`s Motion for Exception to Witness Sequestration (filed via facsimile).
- PDF:
- Date: 08/26/2004
- Proceedings: Motion for Hearing Via Teleconference and Motion to Make Available Saturday (filed via facsimile).
- PDF:
- Date: 08/26/2004
- Proceedings: Motion for Exception to Witness Sequestration (filed by Petitioner via facsimile).
- PDF:
- Date: 08/26/2004
- Proceedings: Petitioner`s Notice of Facsimile Number and Notice of Unavailability (filed via facsimile).
- PDF:
- Date: 06/15/2004
- Proceedings: Notice of Hearing (hearing set for September 9 and 10, 2004; 9:00 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 06/15/2004
- Proceedings: Letter to Judge Parrish from D. Farrington regarding available dates for continuance of hearing (filed via facsimile).
- PDF:
- Date: 06/14/2004
- Proceedings: Letter to M. Price from D. Farrington regarding available dates for a teleconference (filed via facsimile).
- Date: 06/03/2004
- Proceedings: Transcript filed.
- PDF:
- Date: 05/21/2004
- Proceedings: Letter to Judge Parrish from D. Farrington regarding dates for rescheduling the hearing (filed via facsimile).
- Date: 05/18/2004
- Proceedings: CASE STATUS: Hearing Partially Held; continued to date not certain.
- Date: 05/18/2004
- Proceedings: Respondent`s Exhibits filed.
- PDF:
- Date: 05/17/2004
- Proceedings: Respondent`s Motion in Limine to Limit Expert Witness Testimony (filed via facsimile).
- PDF:
- Date: 05/17/2004
- Proceedings: Respondent`s Answer to Amended Administrative Complaint (filed via facsimile).
- PDF:
- Date: 05/17/2004
- Proceedings: Respondent`s Reply to Amended Notice of Hearing by Video Teleconference dated May 13th, 2004 and Motion for Emergency Relief (filed via facsimile).
- Date: 05/17/2004
- Proceedings: Petitioner`s Exhibit filed.
- PDF:
- Date: 05/13/2004
- Proceedings: Amended Notice of Video Teleconference (hearing scheduled for May 18, 2004; 9:00 a.m.; Fort Lauderdale and Tallahassee, FL; amended as to video, location, and time).
- PDF:
- Date: 05/11/2004
- Proceedings: Petitioner`s Second Amended Pre-hearing Statement (filed via facsimile).
- PDF:
- Date: 05/11/2004
- Proceedings: Letter to M. Price from D. Farrington regarding waiver of the ten-day period in which to submit proposed recommended orders (filed via facsimile).
- PDF:
- Date: 05/10/2004
- Proceedings: Petitioner`s Amended Pre-hearing Statement (unsigned and not dated) filed via facsimile.
- PDF:
- Date: 05/03/2004
- Proceedings: Order Denying Renewed Motion to Strike Petitioner`s Expert Witness.
- PDF:
- Date: 04/29/2004
- Proceedings: Emergency Motion for Protective Order (filed by Respondent via facsimile).
- PDF:
- Date: 04/29/2004
- Proceedings: Petitioner`s Response to Respondent`s Renewed Motion to Strike Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 04/29/2004
- Proceedings: Order Overruling Respondent`s Objection to Notice for Deposition.
- PDF:
- Date: 04/28/2004
- Proceedings: Petitioner`s Response to Respondent`s Objection to Notice for Deposition (filed via facsimile).
- PDF:
- Date: 04/27/2004
- Proceedings: Respondent`s Objection to Notice for Deposition (filed via facsimile).
- PDF:
- Date: 04/26/2004
- Proceedings: Notice of Filing Deposition Transcripts for the Purpose of Trial and Respondent`s Renewed Motion to Strike Petitioner`s Expert Witness filed by Respondent.
- PDF:
- Date: 04/26/2004
- Proceedings: Renewed Motion to Strike Petitioner`s Expert Witness filed by Respondent.
- PDF:
- Date: 04/19/2004
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for May 18, 2004; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 04/15/2004
- Proceedings: Letter to Judge Sartin from D. Farrington regarding the possible dates for rescheduling the hearing provided by M. Price (filed via facsimile).
- PDF:
- Date: 04/15/2004
- Proceedings: Letter to D. Farrington from M. Price regarding available dates for rescheduling the hearing (filed via facsimile).
- PDF:
- Date: 04/15/2004
- Proceedings: Letter to Judge Sartin from D. Farrington regarding possible dates for rescheduling the hearing (filed via facsimile).
- Date: 04/07/2004
- Proceedings: Memo to B. Ladrie from M. Price enclosing copy of Saban date of purchase of the plane tickets (filed via facsimile).
- PDF:
- Date: 04/06/2004
- Proceedings: Petitioner`s Objection to Respondent`s Motion for Continuance (filed via facsimile).
- PDF:
- Date: 03/23/2004
- Proceedings: Notice of Taking Video Deposition (N. Baker) filed via facsimile.
- PDF:
- Date: 03/16/2004
- Proceedings: Order Granting Motion to Compel Production (a copy of the X-ray shall be served on Petitioner by Respondent on or before March 24, 2004).
- PDF:
- Date: 03/11/2004
- Proceedings: Order Denying Emergency Motion for Protective Order and Motion to Strike Petitioner`s Expert Witness; and Granting Emergency Motion for Protective Order.
- PDF:
- Date: 03/10/2004
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 15, 2004; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 03/09/2004
- Proceedings: Petitioner`s Response to Respondent`s Emergency Motion for Continuance filed.
- PDF:
- Date: 03/04/2004
- Proceedings: Emergency Motion for Protective Order (filed by Respondent via facsimile).
- PDF:
- Date: 03/03/2004
- Proceedings: Amended Notice of Video Teleconference (hearing scheduled for March 11, 2004; 9:00 a.m.; Fort Lauderdale and Tallahassee, FL; amended as to video and location).
- PDF:
- Date: 03/02/2004
- Proceedings: Emergency Motion for Protective Order and Motion to Strike Petitioner`s Expert Witness (filed by Respondent via facsimile).
- PDF:
- Date: 03/01/2004
- Proceedings: Petitioner`s Response to Respondent`s Motion for Protective Order and Motion to Strike Petitioner`s Expert Witness (filed via facsimile).
- PDF:
- Date: 02/25/2004
- Proceedings: Notice of Taking Video Deposition (N. Baker) filed via facsimile.
- PDF:
- Date: 02/05/2004
- Proceedings: Amended Notice of Taking Deposition (R. Fish) filed via facsimile.
- PDF:
- Date: 01/22/2004
- Proceedings: Notice of Hearing (hearing set for March 11, 2004; 9:30 a.m.; Fort Lauderdale, FL).
- PDF:
- Date: 01/15/2004
- Proceedings: Joint Response to Initial Order (filed by Petitioner via facsimile).
- PDF:
- Date: 01/06/2004
- Proceedings: Letter to Judge Cohen from D. Farrington regarding forwarded copy of complaint filed.
- Date: 01/01/2000
- Proceedings: Proposed Recommended Order (filed by Respondent).
Case Information
- Judge:
- MICHAEL M. PARRISH
- Date Filed:
- 01/06/2004
- Date Assignment:
- 05/17/2004
- Last Docket Entry:
- 10/17/2019
- Location:
- Fort Lauderdale, Florida
- District:
- Southern
- Agency:
- ADOPTED IN PART OR MODIFIED
- Suffix:
- PL
Counsels
-
Deidre A Farrington, Esquire
Address of Record -
Max R. Price, Esquire
Address of Record -
Deirdre A Farrington, Esquire
Address of Record -
Max R Price, Esquire
Address of Record