04-000683 Lisa Gail Aptaker, M.D. vs. Department Of Health, Board Of Medicine
 Status: Closed
Recommended Order on Thursday, November 18, 2004.


View Dockets  
Summary: Petitioner misrepresented and concealed material facts and failed to update her application to advise Respondent that she was under investigation in New York. Recommend that Petitioner`s application for licensure by endorsement be denied.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8LISA GAIL APTAKER, M.D., )

13)

14Petitioner, )

16)

17vs. ) Case No. 04 - 0683

24)

25DEPARTMENT OF HEALTH, )

29BOARD OF MEDICINE, )

33)

34Respondent. )

36)

37RECOMMENDED O RDER

40This matter came on for formal hearing on August 24 - 25,

522004, in Tallahassee, Florida, before Suzanne F. Hood,

60Administrative Law Judge with the Division of Administrative

68Hearings.

69APPEARANCES

70For Petitioner: Allen R. Grossman, Esquire

76Gray, Harris & Robinson, P.A.

81301 South Bronough Street, Suite 600

87Post Office Box 11189

91Tallahassee, Florida 32302 - 3189

96For Respondent: Rosanna Catalano, Esquire

101Edward A. Tellechea, Esquire

105Office of the Attorney General

110The Capitol, Plaza Level 01

115Tallahassee, Florida 32399 - 1050

120STATEMENT OF THE ISSUES

124The issue is whether Respondent properly denied

131Petitioner's application for licensure as a physician by

139endorsement.

140PRELIMINARY STATEMENT

142On December 23, 2003, Respondent Department of Health,

150Board of Medicine (Respondent) issued a Notice of Intent to Deny

161the applicat ion of Petitioner Lisa Gail Aptaker, M.D.

170(Petitioner) for licensure as a physician by endorsement.

178Respondent based its denial on the following allegations:

186(a) Petitioner attempted to obtain a license by misrepresenting

195or concealing material facts at any time during any phase of the

207licensing process in violation of Section 458.331(1)(gg),

214Florida Statutes; (b) Petitioner is unable to practice medicine

223with reasonable skill and safety due to a mental condition in

234violation of Section 458.331(1)(s), Florida Statutes;

240(c) Petitioner failed to comply with Section 456.013(1)(a),

248Florida Statutes, because she did not update material facts on

258her application; and (d) Petitioner cannot be issued a license

268because her New York medical license is unde r investigation. On

279or about January 28, 2004, Petitioner requested a formal hearing

289to contest the denial of her application.

296Respondent referred the case to the Division of

304Administrative Hearings on February 26, 2004. On March 4, 2004,

314the parties fi led a Joint Response to Initial Order. In a

326Notice of Hearing dated March 8, 2004, the undersigned scheduled

336the hearing for April 26, 2004.

342On April 13, 2004, Petitioner filed a Motion for

351Continuance of Hearing. On April 14, 2004, the undersigned

360is sued an Order Denying Motion for Continuance of Hearing.

370On April 16, 2004, Petitioner filed a Motion to Toll

380Proceedings. On April 20, 2004, the undersigned issued an Order

390Denying Motion to Toll Proceedings.

395On April 20, 2004, the parties filed a Joint Motion for

406Continuance. On April 21, 2004, the undersigned issued an Order

416Granting Continuance and Re - Scheduling Hearing for June 30 and

427July 1, 2004.

430On June 9, 2004, Respondent filed a Motion to Compel Mental

441Examination. Petitioner filed a r esponse in opposition to the

451motion on June 21, 2004.

456On June 21, 2004, Petitioner filed a Motion for

465Continuance. That same day, Respondent filed a response in

474opposition to the motion.

478On June 22, 2004, the undersigned heard oral argument in a

489telepho ne conference on the pending motions. During the

498telephone conference, Respondent withdrew its Motion to Compel

506Mental Examination. On June 23, 2004, the undersigned issued an

516Order Granting Continuance and Re - Scheduling Hearing for

525August 24 - 25, 2004.

530On July 27, 2004, Petitioner filed an Emergency Motion for

540Protective Order and Request for Hearing. Respondent filed a

549response in opposition to the motion on July 28, 2004. An Order

561dated July 30, 2004, denied the motion.

568When the hearing commence d, the undersigned heard oral

577argument on Respondent's Motion for Costs and Sanctions of

586Video - Deposition. The undersigned denied Respondent's motion as

595to imposing sanctions but reserved ruling as to the imposition

605of costs. The aspect of the motion rel ating to costs is hereby

618denied.

619During the hearing, Petitioner testified in her own behalf

628and presented Exhibit Nos. P1 - P4 and P6 - P22, which were accepted

642as record evidence. Exhibit Nos. P5 and P23 are not admissible

653due to a lack of authentication.

659Respondent presented the testimony of two witnesses and

667offered seven exhibits. Respondent's Exhibit Nos. R1 and R3 - R7

678were accepted as record evidence.

683Respondent's Exhibit No. R2 was identified as Petitioner's

691application file. Petitioner raised numerous objections to

698various portions of Exhibit No. R2, but pages 417 to 674 were

710admitted into evidence without objection. During the hearing,

718Petitioner's objections relating to a lack of authentication of

727pages 316 - 324 in Exhibit No. R2 were overrul ed.

738To the extent that pages in Exhibit No. R2 are duplicates

749of properly authenticated documents attached to the transcripts

757of depositions taken in lieu of testimony at hearing,

766Petitioner's objections as to lack of authentication are hereby

775overruled. To the extent that pages in Exhibit No. R2 are

786documents generated by Respondent, its staff, and consultants,

794Petitioner's objections as to lack of authentication are hereby

803overruled. Any documents in Exhibit No. R2 generated by

812Petitioner, or counsel on her behalf, are not inadmissible for

822lack of authentication.

825Documents in Exhibit No. R2 specifically excluded for lack

834of authentication are as follows: pages 36 - 189 relating to

845Petitioner's deposition in civil litigation stemming from

852Petitioner's practice at Harlem Hospital Center in New York; any

862documents between pages 190 and 313 that were not generated by

873the State of New York, Department of Health, and certified as

884true and correct copies by its Records Custodian; pages 314 - 315

896furnished to Re spondent by Long Island College Hospital

905involving civil litigation in New York; documents involving

913Petitioner's employment at Long Island College Hospital in pages

922361 - 366; and documents in pages 370 - 387 that are not attached to

937the deposition of the Rec ords Custodian for Columbia University

947Affiliate at Harlem Hospital Center in New York.

955On August 27, 2004, Respondent filed a copy of the

965deposition in lieu of live testimony of Gloria Whitley.

974Ms. Whitley is the Director of Human Resources for Columbi a

985University Affiliate at Harlem Hospital Center in New York.

994The Transcript of the proceeding was filed on September 8,

10042004.

1005On September 13, 2004, Respondent filed Petitioner's

1012written deposition to accompany her August 3, 2004, Video -

1022Deposition. P etitioner's Video - Deposition is Exhibit No. R7.

1032On October 14, 2004, Petitioner filed her Proposed

1040Recommended Order. On October 15, 2004, Respondent filed its

1049Proposed Recommended Order.

1052FINDINGS OF FACT

10551. Petitioner is a 36 - year - old physician who currently

1067resides in New York City, New York. Petitioner filed the

1077instant application, seeking to be licensed by endorsement as a

1087physician in Florida on June 17, 2003.

10942. With her application, Petitioner provided Respondent

1101with all the fees that wer e necessary to process the

1112application. She also provided a required fingerprint card.

11203. Petitioner graduated from high school at The Spence

1129School in New York City, New York, in 1986. She graduated from

1141college at Brown University in Providence, Rho de Island, in

11511990.

11524. Petitioner attended medical school at The Albert

1160Einstein College of Medicine of Yeshiva University (AECM) in the

1170Bronx, New York. While Petitioner was a student at AECM, she

1181became involved in a personal relationship with a male

1190colleague, another medical student.

11945. In December 1994, AECM charged Petitioner with student

1203misconduct involving the termination of the relationship with

1211the male colleague and suspended her from medical school. On

1221February 8, 1995, the Supreme Cour t of the State of New York, in

1235and for Bronx County, ordered AECM to reinstate Petitioner as a

1246student. The Court concluded that AECM, in accordance with its

1256procedures and after a new hearing, could determine in June 1995

1267whether Petitioner should be per mitted to graduate in light of

1278the events of December 1994 and Petitioner's emotional stability

1287in June 1995. Petitioner graduated from AECM in 1995 with

1297special distinction for research in obstetrics and gynecology.

13056. In June 1996, Petitioner success fully completed a year

1315of post - graduate medical training in internal medicine at Yale -

1327New Haven Hospital, which was affiliated with Yale University

1336School of Medicine. During the course of her year at Yale

1347University, Petitioner decided to specialize in o bstetrics and

1356gynecology instead of internal medicine.

13617. In June 1998, Petitioner completed two years of

1370training in obstetrics and gynecology at the New York City

1380Health and Hospitals Corporation, Lincoln Medical and Mental

1388Health Center (Lincoln Hosp ital). During the first year,

1397Lincoln Hospital was affiliated with the New York Medical

1406College, Medical Education Consortium. During the second year,

1414Lincoln Hospital was affiliated with the Joan and Sanford I.

1424Weill Medical College of Cornell Universit y.

14318. While working as a resident at Lincoln Hospital,

1440Petitioner became involved in a personal relationship with a

1449boyfriend. On September 8, 1996, Petitioner had a heated

1458argument with the boyfriend on a New York City street that led

1470to her arrest on charges of harassment in the second degree and

1482aggravated harassment in the second degree. Subsequently, the

1490criminal charges were dismissed and the court records were

1499sealed in June 2000.

15039. Petitioner subsequently married a physician with a

1511practice in New Jersey. Because her husband was practicing

1520medicine in New Jersey, Petitioner transferred to the University

1529of Medicine and Dentistry of New Jersey, Robert Wood Johnson

1539Medical School (UMDNJ), for her third year of training in

1549obstetrics and gynec ology.

155310. At UMDNJ, one of Petitioner's supervisors questioned

1561whether she had completed all the goals for a third - year

1573resident. UMDNJ also advised Petitioner that it would not have

1583a fourth - year position for her to fill. As a result of these

1597issues , Petitioner was placed in a remediation program so that

1607the faculty could properly evaluate Petitioner's performance.

161411. Petitioner had a "personality conflict" with the

1622chairman of UMDNJ's obstetrics and gynecology department,

1629Dr. Robert Knupple, who wanted her to repeat her third - year

1641training. According to Petitioner, the personality conflict was

1649due in part to her tardiness and schedule changes. Despite

1659these problems, Petitioner completed her training at UMDNJ in

1668June 1999.

167012. Between Septembe r 1993 and May 1998, Petitioner

1679successfully completed the United States Licensing Examination.

1686She completed Step I in two attempts, Step II in two attempts,

1698and Step III on her first attempt. Petitioner was licensed to

1709practice medicine in the State of New York in June 1999. At the

1722time of the hearing in the instant case, Petitioner's New York

1733medical license was valid and no formal charges had been filed

1744against Petitioner by the New York State Department of Health,

1754Office of Professional Medical Cond uct.

176013. Petitioner subsequently transferred to St. Michael's

1767Medical Center (St. Michael's), which was affiliated with Seton

1776Hall University, School of Graduate Medical Education (Seton

1784Hall). Petitioner's marriage was dissolving while she was

1792working as Chief Resident in obstetrics and gynecology at St.

1802Michael's. Her ex - husband's sister worked in St. Michael's

1812emergency room, resulting in personal difficulties that caused

1820Petitioner to become isolated and withdrawn. The circumstances

1828of Petitioner' s marital problems had an adverse impact on her

1839relationship with the chairman and the staff of her department

1849at St. Michael's/Seton Hall.

185314. The chairman ultimately referred Petitioner to the

1861Physicians' Health Program of the Medical Society of New J ersey

1872for a psychiatric evaluation. The evaluation found Petitioner

1880to be free of any DSM - IV diagnosis for psychoactive substance

1892use disorder and psychiatric diagnosis. Petitioner completed

1899her work at Seton Hall on June 30, 2000.

190815. Sometime during 2000, Petitioner applied for a medical

1917license in Florida. During the application process,

1924Respondent's staff requested the chairmen or program directors

1932of Lincoln Hospital's, UMDNJ's, and St. Michael's departments of

1941obstetrics and gynecology to provid e evaluations of Petitioner.

195016. In June 2000, the Lincoln Hospital evaluation rated

1959Petitioner as "poor" in regard to her professional relationship

1968with colleagues. Lincoln Hospital's overall evaluation

1974recommended Petitioner as qualified and competen t.

198117. In July 2000, UMDNJ provided an evaluation, rating

1990Petitioner as "poor" in the following areas: (a) professional

1999relationships with colleagues and teaching staff; (b)

2006professional character as it related to diagnostic/clinical

2013ability and fitnes s for clinical practice; and (c) personal

2023character as it related to motivation, initiative,

2030responsibility, and integrity. In regard to an overall

2038evaluation, UMDNJ recommended Petitioner with some reservation.

204518. Petitioner's department chairman at St. Michael's/

2052Seton Hall initially filled out a form recommending her with

2062reservation. After Petitioner underwent the two - day psychiatric

2071evaluation, the chairman recommended Petitioner without

2077reservation.

207819. In processing Petitioner's 2000 applicati on,

2085Respondent's staff discovered information relating to

2091Petitioner's arrest during the time that Petitioner was training

2100at Lincoln Hospital. Petitioner had not disclosed the 1996

2109arrest record because she thought all records related to the

2119alleged inci dent with her then boyfriend were sealed.

2128Petitioner subsequently withdrew her application for medical

2135licensure in Florida.

213820. In October 2000, Petitioner accepted a faculty

2146position with Columbia University, College of Physicians &

2154Surgeons (Columbi a University). Because Columbia University was

2162affiliated with Harlem Hospital Center (Harlem Hospital),

2169Petitioner was appointed to its medical staff as an attending

2179physician. Petitioner's duties included academic and clinical

2186responsibilities.

218721. At Harlem Hospital, Petitioner ran the rotation

2195program for physician's assistant students. She worked in the

2204hospital's labor and delivery unit and performed surgeries such

2213as Caesarean sections. She also took care of patients on the

2224gynecology floor.

222622. Harlem Hospital operates several outpatient clinics.

2233Petitioner worked at one of the clinics, where she saw patients

2244and performed some medical procedures.

224923. While Petitioner was working at Harlem Hospital, she

2258enrolled in a two - year graduate p rogram in public health at

2271Columbia University. Petitioner's schedule at Harlem Hospital

2278was arranged so that she could attend graduate classes. She

2288received the degree of Masters in Public Health in March 2004.

229924. Columbia University contracted with Harlem Hospital to

2307provide it with medical services. At all times relevant here,

2317Dr. Stephen Matseoane was either the Director of Service or the

2328Chairman of the Obstetric and Gynecology Department providing

2336the contracted services.

233925. In May or June of 2002, Petitioner applied for a

2350faculty position at Long Island College Hospital (LICH).

235826. On June 24, 2002, Petitioner and Dr. Barbara Lanzara

2368scrubbed on a cesarean section. As a result of a complication,

2379the patient began bleeding excessively. Petitioner was not

2387feeling well and left the operating room to get some water and

2399to call Dr. Matseoane for assistance.

240527. Petitioner drank three cups of water while she waited

2415for Dr. Matseaone to return her call. She then returned to the

2427operating r oom.

243028. A memorandum dated July 11, 2002, from Dr. Matseoane

2440to Petitioner stated as follows:

2445On June 25, 2002, you left the operating

2453room while a cesarean section was proceeding

2460and Dr. Lanzara, the principal surgeon was

2467left unassisted. Your expl anation that you

2474felt "sick" because of heat in the operating

2482room is unacceptable. The patient was

2488bleeding excessively and Dr. Lanzara needed

2494your continuing assistance until further

2499help became available. Leaving the

2504operating room especially in the p resence of

2512complications is a callous disregarad [sic]

2518for the patient's safety and will not be

2526tolerated.

2527Gloria Whitley, Human Resources Director for Columbia University

2535Affiliate of Harlem Hospital received a copy of the memorandum

2545on July 16, 2002.

254929. Petitioner signed a contract for employment at LICH on

2559July 27, 2002. The contract provided for Petitioner to begin

2569working at LICH on September 1, 2002.

257630. Dr. Gail Blakely was Petitioner's supervisor at the

2585Harlem Hospital clinic. Petitioner d id not approve of some of

2596the changes initiated by Dr. Blakely, a relatively new attending

2606physician. Among other matters, Petitioner did not approve of

2615the way Dr. Blakely organized the charts in the clinic.

262531. On August 2, 2002, Dr. Matseoane inform ed Petitioner

2635that the issues between Dr. Blakely and her were no longer

2646tolerable. Dr. Matseoane then told Petitioner that she had

2655until August 5, 2002, to resign her position with the Harlem

2666Hospital clinic, to which she was assigned and where Dr. Blake ly

2678was her supervisor, and transfer to another Harlem Hospital

2687clinic or he would report her alleged misconduct to the New York

2699State Department of Health, Office of Professional Medical

2707Conduct.

270832. Petitioner argued that she had more seniority than

2717Dr . Blakely, who had personality conflict problems with several

2727other staff members. Petitioner argued that it did not make

2737sense for her to transfer to another clinic because she was

2748seeing patients at her assigned clinic and because she was

2758already planni ng to take another position at another hospital in

2769the near future. Petitioner refused to accept Dr. Matseoane's

2778suggestion that she transfer to another clinic.

278533. A memorandum dated August 2, 2002, from Dr. Matseoane

2795to Petitioner stated as follows:

2800Pursuant to the discussion we had on

2807August 2, 2002, I expect your letter of

2815resignation from the Department of

2820Obstetrics and Gynecology no later than

2826August 5, 2002. Your resignation will be

2833effective August 31, 2002.

2837During this period, if any form of

2844harassment occurs against Dr. Blakely, it

2850will be reported to the State.

2856Dr. Matseoane sent Ms. Whitley a copy of the memorandum.

286634. Ms. Whitley's duties require her to conduct an

2875investigation when one staff member makes a complaint against

2884anoth er staff member. It is a function of Ms. Whitley's job to

2897know who is hired or fired, or who resigns from the staff. As

2910the Human Resources Director, Ms. Whitely is not responsible for

2920hiring medical staff, but she is always involved in Columbia

2930Universi ty Affiliate of Harlem Hospital's decisions to terminate

2939an employee who is involved in an altercation with another staff

2950member.

295135. Ms. Whitley was aware that Dr. Blakely and/or

2960Dr. Matseoane had complained about Petitioner's behavior towards

2968Dr. Blak ely. She was also aware that Dr. Matseoane met with

2980Petitioner on August 2, 2002, and that the conflict between

2990Petitioner and Dr. Blakely was the motivating force behind

2999Dr. Matseoane's August 2, 2002, memorandum.

300536. On or about August 4, 2002, a dis cussion between

3016Dr. Blakely and Petitioner became very heated. Immediately

3024after the heated argument between Dr. Blakely and Petitioner,

3033Dr. Blakely made contact with Felix Davenport, an officer with

3043the New York City Hospital Police. Officer Davenport t hen

3053proceeded with Dr. Blakely to the elevator doors, intending to

3063escort her safely to the first floor of the building. When the

3075elevator doors opened, Petitioner was standing inside. Officer

3083Davenport and Dr. Blakely entered the elevator.

309037. When Off icer Davenport, Dr. Blakely, and Petitioner

3099arrived at the first floor, Officer Davenport asked Petitioner

3108if he could talk to her about what happened with Dr. Blakely on

3121that day and other days. Petitioner responded that Dr. Blakely

3131actually was harassin g her and refused to discuss the matter

3142further. Officer Davenport subsequently wrote an incident

3149report. He also verbally advised Dr. Matseoane about the

3158incident.

315938. When Ms. Whitley received a copy of Officer

3168Davenport's report, she told Petitione r that she was to leave

3179the premises. Ms. Whitley wanted to prevent further arguments

3188in front of patients.

319239. Petitioner subsequently filed a complaint against

3199Dr. Blakely at the local police precinct. Petitioner filed the

3209complaint because she felt personally threatened.

321540. In a letter dated August 5, 2002, Petitioner's counsel

3225advised Dr. Matseoane that she had not done anything to warrant

3236his threats to report her to the State unless she resigned from

3248the clinic. The letter stated that Petit ioner hoped to take

3259another position with another hospital by September 1, 2002, and

3269that she would resign after securing the other position.

3278Ms. Whitley received a copy of this letter.

328641. On August 9, 2002,Ms. Whitley sent the Harlem Hospital

3297Police a photograph of Petitioner together with a memorandum,

3306which stated as follows:

3310Per our conversation, please be advised that

3317Dr. Aptaker is not allowed on the premises

3325until after her hearing takes place. You

3332will be informed as to that date shortly.

3340Ms . Whitley does not send, and the Harlem Hospital Police do not

3353receive, instructions like the one contained in Ms. Whitley's

3362memorandum unless an employee or staff member has been asked to

3373resign or terminated under adverse circumstances. Employees who

3381vo luntarily resign usually just turn in their hospital

3390identification and no further action is taken.

339742. In this case, Ms. Whitley wrote the memorandum based

3407on her understanding as Human Resources Director that

3415Dr. Matseoane had asked Petitioner to resi gn her privileges at

3426Harlem Hospital. Ms. Whitley wrote the memorandum with the

3435sanction of Petitioner's superiors.

343943. Ms. Whitley began looking into the allegations against

3448Petitioner. However, she never had a chance to complete the

3458investigation o r conduct a hearing.

346444. In a letter dated August 12, 2002, Petitioner resigned

3474her position with Columbia University/Harlem Hospital effective

3481August 13, 2002. Petitioner wrote the August 13, 2002, date in

3492by hand in a space left blank for that purp ose and in the

3506presence of Ms. Whitley.

351045. On August 12, 2002, Petitioner signed an addendum to

3520her resignation letter. The addendum stated that Columbia

3528University had discussed certain matters with Petitioner's

3535attorney regarding her resignation. It addressed the following

3543issues: (a) Petitioner's tuition stipend; (b) Petitioner's

3550employment compensation for the month of August 2002 and

3559consideration for another four months of salary; (c) financial

3568reimbursement for conferences to which Petitioner was committed;

3576(d) provision of good personal and professional references

3584and/or forms upon future request; and (e) the ability to review

3595all personal and professional files at any time.

360346. The final two paragraphs of the resignation addendum

3612stated as follows:

36156) The removal of all letters and/or memos

3623from my files that are not honest, and are

3632not representative of my personal and

3638professional performance at HHC. Basically,

3643upon my personal review as of approximately

3650one week ago there were no n egative

3658documents in my file and this is the way my

3668file should remain. In addition, there is

3675no basis to make any negative reports to any

3684medical or government agencies; such reports

3690would be deemed false.

36947) Access to my office and any other

3702facilities in the institution to remove any

3709personal items and complete the transition I

3716am making on this voluntary resignation and

3723my leaving to my new position.

3729A hand - written note at the bottom of the resignation addendum

3741states that "[t]hese matters will be under discussion between

3750the attorneys, but my resignation remains effective as . . . ."

376247. Petitioner worked at LICH for one year beginning

3771September 1, 2002. However, in April 2003, Petitioner

3779interviewed for a position with the University of Miami, School

3789of Medicine, Department of Obstetrics and Gynecology, in Miami,

3798Florida. She submitted her resignation to LICH in May 2003 to

3809be effective August 31, 2003.

381448. Petitioner filed the instant application on June 23,

38232003, in preparation for assuming a position at the University

3833of Miami. The following day, the New York State Department of

3844Health, Office of Professional Medical Conduct, sent Petitioner

3852a letter informing her that she was being investigated regarding

3862the medical care of her patient, S .R.

387049. On August 18, 2003, Petitioner appeared for an

3879interview before an investigative committee of the New York

3888State Department of Health, Office of Professional Medical

3896Conduct. The interview involved the care of S.R. at Harlem

3906Hospital plus addi tional behavioral issues. Counsel accompanied

3914Petitioner during the interview.

391850. As part of the application process, Respondent sent

3927Petitioner a letter requiring her appearance before Respondent's

3935Credentials Committee (the Committee) on September 1 3, 2003.

3944Respondent's letter indicated that Petitioner's appearance was

3951for the purpose of discussing Petitioner's suspension from

3959medical school, her arrest in 1996, a less than favorable

3969evaluation from UMDNJ, a less than favorable evaluation from

3978St. M ichael's, and Petitioner's medical malpractice cases.

398651. Petitioner appeared at the September 13, 2003, meeting

3995as required. The Committee members expressed their concerns

4003about Petitioner's past history of problems with personal

4011relationships and ho w such problems might affect her

4020professional practice in the future.

402552. In her sworn response to the Committee's concerns,

4034Petitioner repeatedly stated that she had not had "any problems

4044at all" since the incidents with the two gentlemen in 1994 and

40561996 and the New Jersey mental examination in 2000. Petitioner

4066told the committee that she had been in a serious relationship

4077for two and a - half years and had not had any sort of problem at

4093all with anyone.

409653. In response to a Committee member's conce rn that

4106Petitioner was always going to have to deal with personal

4116circumstances for the rest of her life, Petitioner stated as

4126follows:

4127And I think I've been able to deal with that

4137now. I appreciate your bringing up this

4144concern. There have difficultie s with my

4151relationship that I've had for two - and - a -

4162half years and they've been dealt with

4169without any interventions whatsoever in my

4175professional life.

417754. The Committee initially considered a motion to approve

4186Petitioner's license contingent upon a P rofessionals Resource

4194Network (PRN) evaluation and clarification from LICH regarding

4202whether Petitioner's privileges at LICH were restricted in any

4211manner. Ultimately, the Committee requested and Petitioner

4218agreed to undergo a PRN evaluation. Petitioner also agreed to

4228waive the ninety - day time frame imposed by Section 120.60(1),

4239Florida Statutes. The Committee then voted to table

4247Petitioner's application.

424955. PRN is the statutorily mandated consultant to

4257Respondent on issues of physician impairment. Dr. Raymond Pomm

4266is the Medical Director of PRN. He first met Petitioner at the

4278September 13, 2003, Committee meeting.

428356. Dr. Pomm gave Petitioner three pairs of evaluators

4292from which to choose, each pair consisting of a psychologist and

4303a psychiatr ist. Petitioner selected Dr. Larry Harmon to conduct

4313her psychological evaluation and Dr. Eva Ritvo to conduct her

4323psychiatric evaluation.

432557. On September 17, 2003, Petitioner completed a full day

4335of psychological testing in Dr. Harmon's office. Th e

4344psychological testing included, but was not limited to, the

4353following: (a) the Minnesota Multi - Phasic Personality Inventory

4362(MMPI); (b) the Wonderlic Personnel Test; (c) the Physician

4371Self - Understanding Leadership Skills Enhancement Survey

4378(P.U.L.S.E.); (d) the Millon Clinical Multiaxial Inventory - III

4387(Millon); and (e) Practitioner Feedback Questionnaire.

439358. After Petitioner completed the testing, she initially

4401gave Dr. Harmon permission to call her most recent physician -

4412supervisors. The calls were to be made using the guise that

4423Petitioner was participating in a leadership program for which

4432he needed to gather information. This method of gathering

4441information is considered acceptable and ethical because it

4449preserves the anonymity and integrity of the physician being

4458evaluated.

445959. On September 18, 2003, Petitioner went to meet with

4469Dr. Ritvo, the psychiatrist. Upon her arrival, Petitioner

4477realized that Dr. Ritvo's office was affiliated with the

4486University of Miami, where Petitioner had accepte d an offer of

4497employment. Petitioner was concerned that she would be entered

4506into the psychiatric patient database at the University of

4515Miami, School of Medicine, and declined to undertake an

4524evaluation with Dr. Ritvo.

452860. On September 18, 2003, Petitio ner faxed Dr. Harmon a

4539note stating that she rescinded any and all releases that she

4550had signed the day before. The effect of the note prohibited

4561Dr. Harmon from sharing any information with PRN and Dr. Ritvo.

4572The note specifically rescinded her authoriz ation to obtain

4581references from anyone at her previous places of employment.

459061. Later on September 18, 2003, Petitioner amended her

4599note to allow Dr. Harmon to exchange information with PRN, but

4610forbade his contact with her supervising physicians.

461762. Dr. Harmon's written evaluation is dated September 22,

46262003. According to the report, Dr. Harmon was unable to reach

4637any conclusions because Petitioner did not allow him to obtain

4647collateral confirmation of Petitioner's self - report from current

4656or re cent supervisors. However, the report does note that

4666Petitioner claimed to have had a extremely positive professional

4675and personal experiences for the past three years. She did not

4686inform him of any difficulties with interpersonal relationships

4694after 200 0.

469763. Dr. Harmon's report contains supplemental information

4704in an addendum. This information indicates that Dr. Harmon had

4714to prod Petitioner to provide details about her suspension from

4724medical school in 1994 and her arrest in 1996. After

4734considera ble probing about her more recent relationships,

4742Petitioner stated that she had had excellent professional and

4751personal experiences since 2000. It is apparent from the report

4761that Petitioner did not tell Dr. Harmon about any relationship

4771difficulties afte r she underwent the psychiatric evaluation at

4780St. Michael's/Seton Hall in 2000.

478564. Dr. Harmon's supplemental information indicates that

4792Petitioner appeared to minimize her own contribution to negative

4801events that happened to her. Additionally, she ap peared to have

4812little insight into the cause of her current difficulties. In

4822general, Petitioner minimized the impact that her behavior has

4831had on others, expressing surprise that the medical school

4840suspended her and not her boyfriend and that the police would

4851arrest her for having a heated discussion on the street. In

4862fact, after probing, Petitioner denied that her behavior has

4871ever been inappropriate or that anything she has ever done could

4882have contributed to her problems during training other than

4891sel ecting the wrong relationships. She specifically denied

4899having any behavior or academic problems at Columbia University.

4908She denied that she had ever been fired or asked to resign from

4921any job and that she had ever consulted any attorney for any

4933reasons associated with workplace issues.

493865. In reviewing Petitioner's insight and judgment,

4945Dr. Harmon concluded that her judgment appeared to be currently

4955fair to poor, although poor by history. Dr. Harmon apparently

4965reached this conclusion based on Petiti oner's report that she

4975had no problems in the last two or three years.

498566. The MMPI is an objective true/false personality

4993inventory and measure of symptomology consisting of 567

5001questions. The test measures personality psychopathology,

5007family adjustme nt, socialization, somatic complaints,

5013depression, anxiety, and other mental health concerns.

502067. Petitioner answered questions on the MMPI in a way

5030that undermined the validity of the test. She responded to the

5041test items by claiming to be unrealistic ally virtuous. In other

5052words, she depicted herself the way she wished other people to

5063view her instead of providing a realistic depiction.

507168. The Wonderlic Personnel Test examines basic cognitive

5079function. On this test, Petitioner demonstrated that she did

5088not have anything wrong with her intellect or her ability to use

5100her intellect.

510269. The Millon is a 175 - item psychological questionnaire

5112that measures the following: (a) clinical personality patterns

5120such as antisocial or dependent; (b) severe personality

5128pathology such as paranoid or borderline; (c) clinical syndromes

5137such as anxiety or alcohol dependence; (d) severe symptoms such

5147as thought disorder or major depression; and (e) validity

5156indicators including disclosure, desirability and debasem ent.

5163Once again, Petitioner's responses compromised the validity of

5171the test. Her responses suggested an effort to present a

5181socially acceptable appearance or a resistance to admitting

5189personal shortcomings. Petitioner's responses on the Millon

5196sugges ted compulsive personality patterns, histrionic traits,

5203and narcissistic features.

520670. The Practitioner Credibility Questionnaire -- Self -

5214Assessment Version is a non - clinical questionnaire. On this

5224questionnaire, Petitioner denied that she had exhibited any

5232disruptive behaviors in the past two years, including but not

5242limited to, the following: (a) inappropriate disruptive

5249communications; (b) disruptive behaviors regarding medical care;

5256(c) disruptive behavior towards policies and procedures; (d)

5264disrup tive interpersonal behaviors; and (e) any other disruptive

5273professional behaviors.

527571. The P.U.L.S.E. is a non - clinical, self - report

5286questionnaire of work behavior, which either motivates other

5294team members to do their best work or disrupts their abili ty to

5307do their best work. As to the questions relating to motivating

5318behaviors, Petitioner reported that she "sometime less

5325frequently" shows up on time for commitments. Otherwise,

5333Petitioner reported that "definitely more frequently than

5340average" respon ds when asked for help, spots and solves

5350problems, takes charge when necessary, gives helpful and

5358constructive advice, helps out when work needs to be done, and

5369works collaboratively with other departments.

537472. As to questions on the P.U.L.S.E. involvi ng disruptive

5384behaviors, Petitioner denied any and all common disruptive

5392workplace behaviors. She indicated that she "never" does them.

540173. As to questions on the P.U.L.S.E. involving disruptive

5410impact on others, Petitioner denied any and all common

5419dis ruptive reactions in others. Instead, Petitioner indicated

5427that she "never" produces common negative reactions in others in

5437the workplace.

543974. After Petitioner refused to undergo an evaluation by

5448Dr. Ritvo, Dr. Pomm provided her with the names of addi tional

5460psychiatrists that could perform the evaluation. Petitioner

5467selected Dr. Richard Seely.

547175. Dr. Seely evaluated Petitioner on September 25, 2003.

5480His evaluation results were very different from Dr. Harmon's

5489results. Dr. Seely found nothing wr ong with Petitioner. His

5499report states that Petitioner appeared to be open, honest, and

5509ready to take responsibility for her past behaviors. During the

5519evaluation, Petitioner emphasized that she had learned from her

5528past mistakes. However, it is apparen t from the report that

5539Petitioner did not disclose any relationship problems after she

5548underwent the psychiatric evaluation at St. Michael's in 2000.

555776. Additionally, Petitioner told Dr. Seely she was not

5566currently involved in a significant romantic re lationship,

5574although she was dating. This statement is contrary to

5583Petitioner's statement to the Committee on September 13, 2003,

5592when she repeatedly asserted that she had been in a serious

5603relationship for two and a - half years.

561177. Dr. Seely's report incorporated Dr. Harmon's report.

5619He concluded that Petitioner did not suffer from any emotional

5629or characterological deficit that would diminish her capacity to

5638meet accepted standards for the practice of medicine.

564678. On October 4, 2003, Respondent held a regularly

5655scheduled meeting at which it reviewed the report of the

5665Committee, including the PRN report. Petitioner was not

5673provided notice of this meeting and was not in attendance when

5684her evaluation was discussed.

568879. On October 4, 2003, Dr. Pomm provided Respondent with

5698a written and oral report of several issues that arose during

5709PRN's evaluation of Petitioner. Dr. Pomm's written report

5717observed that none of Petitioner's three evaluations performed

5725over the course of time by experts in the field had rendered a

5738diagnosis. Dr. Pomm's written report did not recommend

5746requiring Petitioner to enter a PRN monitoring contract as a

5756condition of being licensed. Dr. Pomm stated in sworn testimony

5766on October 4, 2003, that he believed Petitioner coul d practice

5777medicine with reasonable skill and safety.

578380. Respondent refused to accept the conclusion that

5791Petitioner was able to practice medication with reasonable skill

5800and safety. Respondent once again tabled Petitioner's

5807application, directing PRN to go back and get additional

5816collaborative information about Petitioner by completing a

5823survey of people that she worked with in the last three years.

583581. Dr. Pomm relayed Respondent's request for

5842collaborative information to Petitioner and Dr. Seely. The

5850three of them agreed to have Dr. Seely gather the information.

5861Petitioner then provided the required contact information.

586882. In a letter dated November 5, 2003, Dr. Seely advised

5879Dr. Pomm that he had made the necessary inquiries by telephone

5890on November 3 - 4, 2003. First, Dr. Seely spoke with Dr. Carlos

5903Benito, the Acting Program Director at UMDNJ. Dr. Benito

5912confirmed that Dr. Robert Knupple, the former Program Director

5921with whom Petitioner had past difficulties, was no longer

5930affiliated with UMDNJ.

593383. Next, Dr. Seely spoke with Dr. Robert DiBenedetto, the

5943Acting Program Director of the obstetric and gynecology

5951residency program at Seton Hall. Dr. DiBenedetto had never met

5961Petitioner but noted that her file reflected a resident who was

5972av erage in performance. One note in the file stated that her

5984performance was marginal. Another file note indicated that she

5993lacked flexibility.

599584. Dr. DiBenedetto felt compelled to inform Dr. Seely

6004that Seton Hall had received an inquiry from the New Y ork State

6017Department of Health on September 4, 2003. In response to that

6028inquiry, Seton Hall had sent the entire contents of Petitioner's

6038file to the Department of Health.

604485. Dr. Seely spoke with two of Petitioner's colleagues at

6054Harlem Hospital, Dr. Joseph Bobrow and Dr. James Ryan. He also

6065spoke with Dr. Glendon Henry, Harlem Hospital's Medical

6073Director. Dr. Stephen Matseoane, Chairman of the Department of

6082Obstetrics and Gynecology, was on vacation and therefore not

6091available to speak to Dr. Seely .

609886. Dr. Bobrow stated that Petitioner was a good doctor

6108who had good character and integrity. He stated that he trusted

6119Petitioner and would gladly practice with her.

612687. Dr. Henry remembered Petitioner through he did not

6135practice with her. Initial ly, Dr. Henry stated that no problems

6146or complaints came across his desk during the nearly two years

6157that Petitioner was at Harlem Hospital. Dr. Henry then stated

6167that Petitioner did have a personal difficulty with someone on

6177the obstetric and gynecology staff but could not say whose fault

6188it was.

619088. Dr. Ryan confirmed his understanding that Petitioner

6198left Harlem Hospital due to a conflict with a newly arrived

6209attending physician who was in a position of authority over

6219Petitioner. Dr. Ryan agreed wi th Dr. Henry that Petitioner

6229could not be faulted for the conflict. According to Dr. Ryan,

6240the remaining staff continued to have significant animosity

6248toward the newly arrived attending physician after Petitioner

6256left Harlem Hospital.

625989. Dr. Pomm prov ided Respondent with a supplemental

6268written report dated November 6, 2003. Dr. Pomm's report

6277incorporated Dr. Seely's November 5, 2003, report. Dr. Pomm

6286stated that based on the previous evaluations and collaborative

6295information, Petitioner did not need monitoring as condition of

6304being licensed.

630690. Petitioner appeared before an investigative committee

6313of the New York State Department of Health, Office of

6323Professional Medical Conduct, for the second time on

6331November 10, 2003.

633491. Subsequent to Dr. P omm's submission of his

6343supplemental written report to Respondent, Respondent scheduled

6350Petitioner's application for further consideration at

6356Respondent's meeting on December 6, 2003. Petitioner received

6364notice that she was required to attend the meeting.

637392. While Dr. Pomm was flying to the December 2003

6383meeting, his office received an anonymous facsimile transmission

6391that included negative information about Petitioner. The

6398information consisted of the following: (a) incident reports

6406created by Officer Davenport, Harlem Hospital Police; (b)

6414memoranda written by Dr. Gail Blakley, who initiated the Harlem

6424Hospital Police reports; and (c) documentation from the New York

6434State Department of Health, Office of Professional Medical

6442Conduct, regarding appearanc es before its investigative

6449committee.

645093. Dr. Pomm requested that these materials be forwarded

6459to him at the meeting. Dr. Pomm could not determine the truth

6471or validity of the information on such short notice. Dr. Pomm

6482knew he needed an opportunity t o validate the information and

6493incorporate it in his evaluation of Petitioner.

650094. Dr. Pomm informed Petitioner about his receipt of the

6510information. He provided copies to Petitioner immediately prior

6518to her appearance before Respondent in December 200 3.

652795. When Dr. Pomm appeared before Respondent on

6535December 6, 2003, he testified that he had come once again

6546prepared to say that there was no reason for Petitioner not to

6558be licensed in Florida. He stated that he had not had an

6570opportunity to thoroug hly review the recently received documents

6579or to discuss them with Petitioner. In response to a specific

6590question, Dr. Pomm told Respondent that the evaluators did not

6600have the documents in question when they completed their

6609reports. Dr. Pomm also stated that consideration of the

6618documents would be essential to completing an evaluation of

6627Petitioner. Dr. Pomm declined to make any further comments on

6637the matter.

663996. Petitioner was not represented by counsel at the

6648December 6, 2003, meeting. She admitt ed that she was aware of

6660the investigation in New York when she appeared before

6669Respondent in October 2003 and denied having any problems after

66792000.

668097. Petitioner requested an opportunity to review the

6688documents and to seek counsel. She requested an op portunity to

6699withdraw her application. Respondent denied both requests.

670698. On December 6, 2003, Respondent initially considered a

6715motion to table Petitioner's application again. Ultimately,

6722Respondent voted to deny Petitioner's application. The Notice

6730of Intent to Deny is dated December 23, 2003.

673999. On January 24, 2004, Petitioner appeared before the

6748Committee. She requested that the Committee place a stay on the

6759denial of her application pending a completion of the

6768investigation. The Committee d enied her request.

6775100. Dr. Pomm is a board - certified psychiatrist who has

6786been practicing medicine since 1981. As an expert in

6795psychiatry, Dr. Pomm regularly relies on the evaluation of other

6805psychiatrists and psychologists to form opinions.

6811101. Dr. Pomm's testimony during the hearing is credited

6820here. First, he discussed Dr. Harmon's determination that

6828Petitioner's responses on the Millon test showed compulsive

6836personality patterns, histrionic traits, and narcissistic

6842features. According to Dr. Pomm, individuals with these

6850characteristics tend to be demanding, attention - seeking,

6858emotionally charged, self - serving with a significant degree of

6868self - righteous indignation, lacking compassion for others, and

6877lacking insight into their behavior, or wor se, deceiving.

6886102. Dr. Pomm stated that the characteristics demonstrated

6894by Petitioner on the Millon could negatively interfere with

6903patient care. It was especially significant to Dr. Pomm that

6913Petitioner demonstrated these traits on the Millon becaus e a

6923degree of pathology could still be detected even though

6932Petitioner's obvious efforts to present herself in a socially

6941acceptable way compromised the validity of the test.

6949103. Second, Dr. Pomm considered Petitioner's inconsistent

6956responses during h er interview with Dr. Harmon. For instance,

6966Dr. Harmon was unable to elicit details about Petitioner's

6975arrest in 1996 without considerable probing and Petitioner's

6983responses to questions about the arrest changed as she provided

6993more details.

6995104. Thir d, Dr. Pomm testified that Petitioner's history

7004demonstrates a pattern of poor decisions despite negative

7012consequences. According to Dr. Pomm, Petitioner does not

7020understand her behavior's impact on others, which critically

7028affects her ability to practice medicine with reasonable skill

7037and safety.

7039105. Fourth, Dr. Pomm considered the contrast between the

7048evaluations of Dr. Harmon and Dr. Seely. In the evaluation with

7059Dr. Seely, Petitioner's level of responsibility, accountability

7066and openness to evalu ation was markedly greater. Dr. Pomm

7076opined that the contrast shows that Petitioner presented herself

7085to Dr. Seely in a way that serves her best, as she did in the

7100MMPI examination. Dr. Pomm concluded that something was going

7109on that neither Dr. Harmon n or Dr. Seely described by diagnosis.

7121106. Additionally, Dr. Pomm was of the opinion that

7130Petitioner had taken an active role to prevent the evaluators

7140from being able to create a diagnostic impression. Dr. Pomm

7150stated that one needs the cooperation of the individual being

7160evaluated in order to conduct a mental examination and that PRN

7171did not receive Petitioner's full cooperation.

7177107. At the hearing, Dr. Pomm testified that he could not

7188advocate for Petitioner's licensure because he did not have a

7198valid evaluation. Dr. Pomm was no longer willing to rely on

7209Dr. Harmon's and Dr. Seely's evaluations because they had been

7219unaware that Petitioner was under investigation by the New York

7229State Department of Health. Dr. Pomm opined that the evaluators

7239wer e

7241evaluating the impact [Petitioner] has on

7247patient care, and if there is something

7254consistent with her history and her

7260potential psychopathology, and this becomes

7265an example of that, that could be the basis

7274for either further questioning regarding

7279that, actual formulation and potential

7284recommendations.

7285108. Dr. Pomm changed his opinion because the negative

7294information he subsequently reviewed had not been validated and

7303incorporated into the evaluation. He also changed his opinion

7312based on his viewing of Petitioner's videotape deposition in

7321this case.

7323109. Dr. Pomm described his concerns about Petitioner's

7331videotape deposition as follows:

7335The fact that she came to a videotape

7343deposition with sunglasses and a hat and a

7351scarf partly around her mouth and at first

7359refused to look at the camera, that has

7367nothing to do with her dress; in fact, just

7376the refusal to look at the camera was of

7385some concern. I have to start wondering,

7392why is she refusing to look at the camera,

7401what are we hiding?

7405* * *

7408I have to add in also responses to the

7417questions, which appear to be resistant,

7423defensive, and not forthcoming . . . . I

7432had visions of Dr. Harmon [sic] kind of

7440report, the immense type of probing. . . . I

7450saw an individual who saw a psychiatrist

7457sometime ago and appeared to do well . . . .

7468Now we go to a videotape, and I'm seeing

7477things that are reflective of what

7483Dr. Harmon alluded to in terms of the need

7492to probe and not being forthcoming and the

7500difficulty getting information.

7503Now I ha ve to take into my mind what

7513the psychological testing said in terms of

7520attempting to put on the best face, given

7528the situation, so I have to wonder why the

7537inconsistency over time, given the different

7543evaluators and the different situations,

7548we're seeing this. It causes obviously a

7555big red flag in my head to see this type of

7566inconsistency.

7567110. Petitioner's behavior, appearance, and eye contact

7574during the videotape deposition were in stark contrast to what

7584Dr. Pomm observed of her when he first met h er September 2003.

7597Dr. Pomm found Petitioner's inconsistent behaviors alarming. In

7605fact, he described her behavior during the videotape deposition

7614as something "out of the realm of normal." Essentially,

7623Petitioner impeded Respondent's ability to perform a proper,

7631complete, and valid mental evaluation so that it was impossible

7641to assess whether she is able to practice medicine with

7651reasonable skill and safety.

7655111. Question 29 on the application completed by

7663Petitioner on June 17, 2003, asks for a "ye s" or "no" answer to

7677the following:

7679Have you ever had any staff privileges

7686denied, suspended, revoked, modified,

7690restricted, placed on probation, asked to

7696resign or asked to take a temporary leave of

7705absence or otherwise acted against by any

7712facility?

7713Pet itioner answered "no" to this question on her June 17, 2003,

7725application.

7726112. During the hearing, Petitioner maintained that she

7734would still answer "no" to Question 29. Petitioner's answers to

7744Question 29 were incorrect and misrepresented or concealed

7752information that was relevant to Petitioner's consideration of

7760her application.

7762113. The greater weight of the evidence indicates that

7771Petitioner was asked to resign her position at her assigned

7781clinic and transfer to another clinic on or about August 2,

77922003. When Petitioner refused this request, Dr. Matseoane

7800requested Petitioner's resignation from Columbia

7805University/Harlem Hospital. At the very least, Petitioner's

7812privileges as an attending physician at Harlem Hospital were

7821suspended, restricted, or otherwise acted against on or before

7830August 9, 2002, when Ms. Whitley advised the Harlem Hospital

7840Police that Petitioner was no longer allowed on the premises

7850pending a hearing.

7853114. Question 30 on the application completed by

7861Petitioner on June 17, 2003, asks for a "yes" or "no" answer to

7874the following:

7876Have you ever been asked, or allowed to

7884resign from any facility in lieu of

7891disciplinary action or during any pending

7897investigations into your practice?

7901Petitioner answered "no" to this question o n her application.

7911115. During the hearing, Petitioner stated that "no" was

7920still the correct answer to Question 30. Petitioner's answers

7929to Question 30 were incorrect and misrepresented or concealed

7938information that was relevant to Respondent's consid eration of

7947her application.

7949116. The greater weight of the evidence indicates that

7958Dr. Matseoane asked Petitioner to resign from Harlem Hospital or

7968he would report her misconduct to the New York State Department

7979of Health, Office of Professional Medical Conduct. Petitioner

7987actually resigned before Ms. Whitley completed her

7994investigation.

7995117. Question 36 of the application completed by

8003Petitioner on June 17, 2003, asks for a "yes" or "no" answer to

8016the following:

8018Have you ever been notified to appe ar before

8027any licensing agency for a hearing on a

8035complaint of any nature including, but not

8042limited to, a charge or violation of the

8050Medical Practice act, unprofessional or

8055unethical conduct?

8057Petitioner answered "no" to Question 36 on her application.

8066118. During the hearing, Petitioner continued to maintain

8074that "no" was the correct answer to Question 36. Petitioner's

8084answers to Question 36 were correct under one reasonable

8093interpretation of the words "for a hearing on a complaint."

8103119. It is tr ue that Petitioner was never formally charged

8114and noticed to appear for a formal hearing before the New York

8126State Department of Health, Office of Professional Medical

8134Conduct. Instead, the New York licensing agency was conducting

8143an investigation about P etitioner's care of a patient and issues

8154involving her interpersonal relationships. Petitioner was given

8161notice and the opportunity to appear with counsel for a formal

8172investigative interview on two occasions.

8177120. Petitioner failed to inform Responden t about the New

8187York investigation until she was confronted at Respondent's

8195December 2003 meeting. At that time, Petitioner stated as

8204follows:

8205I'm looking at question 36, and if I were to

8215fill out the application as of now, I just

8224recently had these mee tings with the OPMC in

8233New York, I would have checked off "yes,"

8241but I do understand that now, as far as

8250updating the Board and whatever the Board

8257can do as far as -- it was not intentional

8267and nothing was being, as was told,

8274concealed.

8275* * *

8278I honestly d idn't know that this required

8286and update.

8288121. Under the circumstances of this case, Petitioner was

8297obligated to update her application and to inform Respondent

8306about the New York investigation. Petitioner knew or should

8315have known that she could only b e licensed by endorsement in

8327Florida if the New York licensing agency resolved all issues in

8338her favor.

8340CONCLUSIONS OF LAW

8343122. The Division of Administrative Hearings has

8350jurisdiction over the parties and the subject matter of this

8360case pursuant to Sec tions 120.569 and 120.57(1), Florida

8369Statutes (2004).

8371123. It is the general rule in administrative proceedings

8380that applicants have the burden of presenting evidence of their

8390fitness for licensure. See Dept. of Banking and Finance v.

8400Osborne Stern Co. , 670 So. 2d 932, 934 (Fla. 1996) and Florida

8412Dept. of Transportation v. J.W.C. Co. , 396 So. 2d 778 (Fla. 1st

8424DCA 1981). An agency has the burden of presenting evidence that

8435applicants are unfit for licensure because the have violated

8444certain statutes. See Osborn Stern Co. , 670 So. 2d at 934.

8455124. Section 458.331(3), Florida Statutes (2003), states

8462as follows:

8464(3) In any administrative action

8469against a physician which does not involve

8476revocation or suspension of license, the

8482division shall have t he burden, by the

8490greater weight of the evidence, to establish

8497the existence of grounds for disciplinary

8503action. The division shall establish

8508grounds for revocation or suspension of

8514license by clear and convincing evidence.

8520125. Section 456.013, Flori da Statutes (2003), states as

8529follows in relevant part:

8533(1)(a) Any person desiring to be

8539licensed in a profession within the

8545jurisdiction of the department shall apply

8551to the department in writing to take the

8559licensure examination. The application

8563shall be made on a form prepared and

8571furnished by the department. . . . The form

8580shall be supplemented as needed to reflect

8587any material change in any circumstance or

8594condition stated in the application which

8600takes place between the initial filing of

8607the application and the final grant or

8614denial of the license and which might affect

8622the decision of the department.

8627* * *

8630(3)(a) The board, or the department

8636when there is no board, may refuse to issue

8645an initial license to any applicant who is

8653under investigation or prosecution in any

8659jurisdiction for an action that would

8665constitute a violation of this chapter or

8672the professional practice acts administered

8677by the department and the boards, until such

8685time as the investigation or prosecution is

8692comple te, and the time period in which the

8701licensure application must be granted or

8707denied shall be tolled until

871215 days after the receipt of the final

8720results of the investigation or prosecution.

8726126. Section 458.313, Florida Statutes (2003), states as

8734fol lows in relevant part:

8739(6) The department shall not issue a

8746license by endorsement to any applicant who

8753is under investigation in any jurisdiction

8759for an act or offense which would constitute

8767an violation of this chapter until such time

8775as the inv estigation is complete, at which

8783time the provision of s. 458.331 shall

8790apply. . . . When the board finds that an

8800individual has committed an act or offense

8807in any jurisdiction which would constitute

8813the basis for disciplining a physician

8819pursuant to s. 45 8.331, the board may enter

8828an order imposing one or more of the terms

8837set forth in subsection (7).

8842(7) When the board determines that any

8849applicant for licensure by endorsement has

8855failed to meet, to the board's satisfaction,

8862each of the appropria te requirements set

8869forth in this section, it may enter an order

8878requiring one or more of the following

8885terms:

8886(a) Refusal to certify to the

8892department an application for licensure,

8897certification, or registration . . .

8903127. Section 458.331, Flor ida Statutes (2003), states as

8912follows in pertinent part:

8916(1) The following acts constitute

8921ground for denial of a license or

8928disciplinary action, as specified in s.

8934456.072(2):

8935* * *

8938(s) Being unable to practice medicine

8944with reasonable s kill and safety to patients

8952by reason of illness or use of alcohol,

8960drugs, narcotics, chemicals, or any other

8966type of material or as a result of any

8975mental or physical condition.

8979* * *

8982(gg) Misrepresenting or concealing a

8987material fact at any ti me during any phase

8996of a licensing or disciplinary process or

9003procedure.

9004* * *

9007(2) The board may enter an order

9014denying licensure or imposing any of the

9021penalties in s. 456.072(2) against any

9027applicant for licensure or licensee who is

9034found guilt y of violation any provision of

9042subsection (1) of the section or who is

9050found guilty of violation any provision of

9057456.072(1).

9058128. Respondent properly denied Petitioner's application

9064because she knowingly misrepresented and concealed material

9071facts on her licensure application, in her subsequent oral

9080statements to Respondent, and during her PRN evaluations. Her

9089answers to Questions 29 and 30 on the application concealed the

9100adverse circumstances surrounding her resignation from Harlem

9107Hospital. Her o ral statements to Respondent concealed the truth

9117about her continued difficulties with personal and/or

9124professional relationships, her resignation at Columbia

9130University/Harlem Hospital, and the on - going investigation in

9139New York. Petitioner misrepresente d and concealed information

9147regarding her personal/professional relationships after 2000 and

9154the New York investigation during her PRN evaluations. The

9163greater weight of the evidence indicates that Petitioner is

9172guilty of violating Section 458.331(1)(gg), Florida Statutes

9179(2003). See also §§ 456.072 and 458.331(2), Fla. Stat. (2003).

9189129. According to Dr. Pomm, Petitioner does not understand

9198her behavior's impact on others, which critically affects her

9207ability to practice medicine with reasonable skill and safety.

9216Dr. Pomm concluded that something was going on that neither

9226Dr. Harmon nor Dr. Seely described by diagnosis because

9235Petitioner impeded Respondent's ability to receive a proper,

9243complete, and valid mental evaluation. Therefore, it was

9251impossi ble to assess whether she is able to practice medicine

9262with reasonable skill and safety.

9267130. The facts of this case show that Respondent had good

9278reason to be concerned about Petitioner's mental condition.

9286Respondent was justified in denying Petitione r's application due

9295to her lack of cooperation and deliberate misrepresentations

9303during the PRN evaluations, which were necessary in order for

9313Respondent to determine her ability to practice medicine with

9322reasonable skill pursuant to Section 458.331(1)(s), Florida

9329Statutes (2003).

9331131. The greater weight of the evidence indicates that

9340Respondent properly refused to certify Petitioner's application

9347to the Department of Health pursuant to Section 458.313(6),

9356Florida Statutes (2003). That statute allows R espondent to

9365consider an applicant's misconduct in any jurisdiction which

9373would constitute the basis for disciplining a physician pursuant

9382to Section 458.331, Florida Statutes (2003). Petitioner

9389violated Section 458.331(1)(gg), Florida Statutes (2003), in the

9397instant jurisdiction, and therefore, is not entitled to

9405licensure.

9406132. Petitioner is under investigation in New York for

9415issues related to patient care and her behavior. However,

9424Respondent did not present evidence that the New York

9433investigation involved "an action that would constitute a

9441violation of this chapter or the professional practice acts

9450administered by the department and the boards." See §

9459456.013(3)(a), Fla. Stat. (2003).

9463133. Respondent properly denied Petitioner's application

9469pu rsuant to Section 456.013(1)(a), Florida Statutes (2003),

9477because she failed to supplement or update it after learning

9487about the New York investigation. The New York investigation

9496constituted a material change in circumstances. If Petitioner

9504had disclose d the investigation in a timely manner, Respondent

9514could have incorporated validated information about the

9521investigation into its PRN evaluations.

9526RECOMMENDATION

9527Based on the foregoing Findings of Fact and Conclusions of

9537Law, it is

9540RECOMMENDED:

9541Tha t Respondent enter a final order denying Petitioner's

9550application for licensure by endorsement.

9555DONE AND ENTERED this 18th day of November, 2004, in

9565Tallahassee, Leon County, Florida.

9569S

9570SUZANNE F. HOOD

9573Administrative Law Judge

9576Division of Administrative Hearings

9580The DeSoto Building

95831230 Apalachee Parkway

9586Tallahassee, Florida 32399 - 3060

9591(850) 488 - 9675 SUNCOM 278 - 9675

9599Fax Filing (850) 921 - 6847

9605www.doah.state.fl.us

9606Filed with the Clerk of the

9612Division of Administrative He arings

9617this 18th day of November, 2004.

9623COPIES FURNISHED :

9626Rosanna M. Catalano, Esquire

9630Edward A. Tellechea, Esquire

9634Office of the Attorney General

9639The Capitol, Plaza Level 01

9644Tallahassee, Florida 32399 - 1050

9649Al len Grossman, Esquire

9653Gray, Harris & Robinson, P.A.

9658301 South Bronough Street, Suite 600

9664Post Office Box 11189

9668Tallahassee, Florida 32302 - 3189

9673Larry McPherson, Executive Director

9677Board of Medicine

9680Department of Health

96834052 Bald Cypress Way

9687Tallahass ee, Florida 32399 - 1701

9693R. S. Power, Agency Clerk

9698Department of Health

97014052 Bald Cypress Way

9705Tallahassee, Florida 32399 - 1701

9710NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

9716All parties have the right to submit written exceptions within

972615 days from the date of t his Recommended Order. Any exceptions

9738to this Recommended Order should be filed with the agency that

9749will issue the final order in this case.

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Date
Proceedings
PDF:
Date: 09/02/2005
Proceedings: (Agency) Final Order filed.
PDF:
Date: 09/01/2005
Proceedings: Agency Final Order
PDF:
Date: 11/18/2004
Proceedings: Recommended Order
PDF:
Date: 11/18/2004
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 11/18/2004
Proceedings: Recommended Order (hearing held August 24-25, 2004). CASE CLOSED.
PDF:
Date: 10/15/2004
Proceedings: Respondent`s Proposed Recommended Order filed.
PDF:
Date: 10/14/2004
Proceedings: Petitioner`s Proposed Recommended Order filed.
PDF:
Date: 10/14/2004
Proceedings: Notice of Filing Petitioner`s Proposed Recommended Order filed.
PDF:
Date: 09/13/2004
Proceedings: Deposition (of Lisa Gail Aptaker, M.D.) filed.
PDF:
Date: 09/13/2004
Proceedings: Notice of Filing Written Deposition of Petitioner to Accompany Video Deposition filed by Respondent.
Date: 09/08/2004
Proceedings: Transcripts (Volumes I through III) filed.
PDF:
Date: 08/27/2004
Proceedings: Telephonic Deposition (of Gloria Whitley) filed.
PDF:
Date: 08/27/2004
Proceedings: Notice of Filing Deposition of Gloria Whitley in Lieu of Live Testimony filed by Respondent.
Date: 08/24/2004
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 08/23/2004
Proceedings: Notice of Filing Respondent`s Response to Petitioner`s First Request for Admissions (filed by Petitioner via facsimile).
PDF:
Date: 08/23/2004
Proceedings: Respondent`s Response to Petitioner`s Admissions (filed via facsimile).
PDF:
Date: 08/20/2004
Proceedings: Petitioner`s Response in Opposition to Respondent`s Motion for Costs and Sanctions of Video Deposition (filed via facsimile).
PDF:
Date: 08/20/2004
Proceedings: Notice of Appearance (filed by E. Tellechea, Esquire, via facsimile).
PDF:
Date: 08/20/2004
Proceedings: Petitioner`s Objection to Notice of Taking Telephonic Deposition (filed via facsimile).
PDF:
Date: 08/20/2004
Proceedings: Motion to Submit Late Filed Deposition (filed by Petitioner via facsimile).
PDF:
Date: 08/19/2004
Proceedings: Notice of Serving Respondent`s Supplemental Response to Petitioner`s Third Request to Produce filed.
PDF:
Date: 08/19/2004
Proceedings: Motion for Late Filed Deposition (filed by Respondent via facsimile).
PDF:
Date: 08/19/2004
Proceedings: Notice of Taking Telephonic Deposition Duces Tecum in Lieu of Live Testimoney (G. Whitley) filed via facsimile.
PDF:
Date: 08/18/2004
Proceedings: Respondent`s Amended Pre-hearing Stipulation Objection (filed via facsimile).
PDF:
Date: 08/18/2004
Proceedings: Motion for Costs and Sanctions of Video Deposition filed by Respondents.
PDF:
Date: 08/17/2004
Proceedings: Joint Pre-hearing Stipulation (filed via facsimile).
PDF:
Date: 08/17/2004
Proceedings: Notice of Serving Respondent`s Supplemental Response to Petitioner`s Third Request for Production (filed via facsimile).
PDF:
Date: 08/16/2004
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 08/12/2004
Proceedings: Notice of Serving Petitioner`s Response to Respondent`s Second Request for Production (filed via facsimile).
PDF:
Date: 08/12/2004
Proceedings: Notice of Serving Respondent`s Response to Petitioner`s Third Request for Production (filed via facsimile).
PDF:
Date: 08/12/2004
Proceedings: Notice of Serving Petitioner`s Request for Admissions by Respondent (filed via facsimile).
PDF:
Date: 08/04/2004
Proceedings: Order Granting Motions to Expedite.
PDF:
Date: 07/30/2004
Proceedings: Petitioner`s Response to Motion to Expedite and Motion to Expedite (filed via facsimile).
PDF:
Date: 07/30/2004
Proceedings: Order. (motion for protective order denied)
PDF:
Date: 07/30/2004
Proceedings: Notice of Serving Respondent`s Amended Response to Petitioner`s First Request for Interrogatories (filed via facsimile).
PDF:
Date: 07/30/2004
Proceedings: Notice of Taking Deposition in Lieu of Live Testimony (Officer Felix Davenport) filed.
PDF:
Date: 07/29/2004
Proceedings: Petitioner`s Third Request for Production (filed via facsimile).
PDF:
Date: 07/29/2004
Proceedings: Order. (correcting case style to Lisa Gail Aptaker, M.D.)
PDF:
Date: 07/28/2004
Proceedings: Letter to A. Grossman from R. Catalano confirming conference call (filed via facsimile).
PDF:
Date: 07/28/2004
Proceedings: Respondent`s Response to Petitioner`s Emergency Motion for Protective Order (filed via facsimile).
PDF:
Date: 07/28/2004
Proceedings: Motion to Expedite Discovery (filed by Respondent via facsimile).
PDF:
Date: 07/27/2004
Proceedings: Petitioner`s Motion to Correct Style of the Case filed.
PDF:
Date: 07/27/2004
Proceedings: Petitioner`s Emergency Motion for Protective Order and Request for Hearing filed.
PDF:
Date: 07/20/2004
Proceedings: Notice of Taking Videotape Deposition (L. Aptaker, M.D.) filed via facsimile.
PDF:
Date: 06/23/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for August 24 and 25, 2004; 10:00 a.m.; Tallahassee, FL).
PDF:
Date: 06/21/2004
Proceedings: Respondent`s Response to Petitioner`s Motion for Continuance (filed via facsimile).
PDF:
Date: 06/21/2004
Proceedings: Notice to Appearance of Counsel and Motion for Continuance of Hearings filed by Petitioner.
PDF:
Date: 06/21/2004
Proceedings: Petitioner`s Objection to Motion to Compel Mental Examination filed.
PDF:
Date: 06/17/2004
Proceedings: Letter to Judge Hood from R. Catalano advising that she is receiving unclaimed envelopes from Dr. Aptaker (filed via facsimile).
PDF:
Date: 06/15/2004
Proceedings: Letter to Judge Hood from R. Catalano regarding Petitioner`s correct address (filed via facsimile).
PDF:
Date: 06/14/2004
Proceedings: Letter to R. Catalano from L. Aptaker regarding deposition scheduling and Request for Time Extension for Filing Opposition to Motion to Compel Metal Examination (filed via facsimile).
Date: 06/14/2004
Proceedings: Letter to DOAH from R. Catalano regarding the cancellation of the scheduled deposition of T. Dandridge (filed via facsimile).
PDF:
Date: 06/14/2004
Proceedings: Letter to Judge Hood from R. Catalano regarding deposition scheduled for June 15, 2004 is cancelled (filed via facsimile).
PDF:
Date: 06/09/2004
Proceedings: Motion to Compel Mental Examination filed by Respondent.
PDF:
Date: 05/26/2004
Proceedings: Notice of Taking Deposition Duces Tecum in Lieu of Live Testimony (T. Dandridge) filed via facsimile.
PDF:
Date: 05/14/2004
Proceedings: Notice of Unavailability (filed by R. Catalano via facsimile).
PDF:
Date: 05/14/2004
Proceedings: Notice of Serving Respondent`s Amended Response to Petitioner`s First Request for Interrogatories (filed via facsimile).
PDF:
Date: 05/14/2004
Proceedings: Letter to R. Catalano from L. Aptaker, M.D., regarding scheduled depositions (filed via facsimile).
PDF:
Date: 05/06/2004
Proceedings: Notice of Ex-Parte Communication.
PDF:
Date: 05/05/2004
Proceedings: Order Granting Motion to Withdraw as Counsel.
PDF:
Date: 05/05/2004
Proceedings: Letter to Judge Hood from L. Aptaker regarding the Notice of Ex-Parte Commumication (filed via facsimile).
PDF:
Date: 05/04/2004
Proceedings: Notice of Ex-Parte Communication.
PDF:
Date: 05/04/2004
Proceedings: Letter to Judge Hood from L. Aptaker, Ex-Parte Communication (filed via facsimile).
PDF:
Date: 05/04/2004
Proceedings: Petitioner`s Opposition to H&K`s Motion to Withdraw as Counsel; Declaration of Petitioner and Exhibits Lisa G. Aptaker M.D., M.P.H. in Support of Opposition; and Argument (Not in Proper Form) filed via facsimile.
PDF:
Date: 04/29/2004
Proceedings: Letter to Judge Hood from L. Aptaker opposing A.S. Weekley Motion to Withdraw as Counsel (filed via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Motion to Withdraw as Counsel (filed by A.S. Weekley via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Petitioner`s Answers to Respondent`s First Request for Admissions (filed via facsimile).
PDF:
Date: 04/21/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for June 30 and July 1, 2004; 10:00 a.m.; Tallahassee, FL).
PDF:
Date: 04/20/2004
Proceedings: Joint Motion for Continuance (filed via facsimile).
PDF:
Date: 04/20/2004
Proceedings: Order Denying Motion to Toll Proceedings.
PDF:
Date: 04/19/2004
Proceedings: Notice of Serving Respondent`s Second Supplemental Response to Petitioner`s First Request for Production (filed via facsimile).
PDF:
Date: 04/16/2004
Proceedings: Petitioner`s Motion to Toll Proceedings (filed via facsimile).
PDF:
Date: 04/14/2004
Proceedings: Order Granting Motion to Expedite Discovery (the parties shall respond to all currently pending discovery requests on or before April 22, 2004).
PDF:
Date: 04/14/2004
Proceedings: Order Denying Motion to Strike and Motion for a Protective Order.
PDF:
Date: 04/14/2004
Proceedings: Order Denying Motion for Continuance of Hearing.
PDF:
Date: 04/14/2004
Proceedings: Notice of Serving Respondent`s Supplemental Response to Petitioner`s First Request for Interrogatories (filed via facsimile).
PDF:
Date: 04/14/2004
Proceedings: Respondent`s Response to Petitioner`s Motion for Continuance (filed via facsimile).
PDF:
Date: 04/13/2004
Proceedings: Petitioner`s Notice of Withdrawal of Request for Admissions (filed via facsimile).
PDF:
Date: 04/13/2004
Proceedings: Petitioner`s Motion for Continuance of Hearing (filed via facsimile).
PDF:
Date: 04/09/2004
Proceedings: Notice of Serving Respondent`s Response to Petitioner`s First Request for Production (filed via facsimile).
PDF:
Date: 04/09/2004
Proceedings: Notice of Serving Respondent`s Response to Petitioner`s Second Request for Interrogatories and Second Request for Production (filed via facsimile).
Date: 04/09/2004
Proceedings: Transcript (Florida Board Medicine Credentials Committee Meeting 2 Volumes) filed.
PDF:
Date: 04/09/2004
Proceedings: First Amendment to Petitioner`s Response to Respondent`s First Request to Produce filed.
PDF:
Date: 04/09/2004
Proceedings: Notice of Serving First Amendment to Petitioner`s Response to Respondent`s First Request to Produce filed.
PDF:
Date: 04/07/2004
Proceedings: Notice of Serving Respondent`s Response to Petitioner`s First Request for Interrogatories (filed via facsimile).
PDF:
Date: 04/05/2004
Proceedings: Respondent`s Motion to Strike and Motion for a Protective Order (filed via facsimile).
PDF:
Date: 03/31/2004
Proceedings: Motion to Expedite Discovery (filed by Respondent via facsimile).
PDF:
Date: 03/30/2004
Proceedings: Petitioner`s Second Interrogatories to Respondent (filed via facsimile).
PDF:
Date: 03/30/2004
Proceedings: Notice of Serving Petitioner`s Second Interrogatories to Respondent (filed via facsimile).
PDF:
Date: 03/30/2004
Proceedings: Petitioner`s Second Request for Production (filed via facsimile).
PDF:
Date: 03/30/2004
Proceedings: Notice of Serving Petitioner`s Second Request to Produce (filed via facsimile).
PDF:
Date: 03/29/2004
Proceedings: Notice of Serving Petitioner`s First Request for Admissions to Respondent filed.
PDF:
Date: 03/25/2004
Proceedings: Notice of Serving Respondent`s First Request for Admissions (filed via facsimile).
PDF:
Date: 03/19/2004
Proceedings: Notice of Serving Petitioner`s First Interrogatories to Respondent filed.
PDF:
Date: 03/19/2004
Proceedings: Notice of Serving Petitioner`s First Request for Production filed.
PDF:
Date: 03/08/2004
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 03/08/2004
Proceedings: Notice of Hearing (hearing set for April 26, 2004; 10:00 a.m.; Tallahassee, FL).
PDF:
Date: 03/04/2004
Proceedings: Joint Response to Initial Order (filed by Respondent via facsimile).
PDF:
Date: 03/02/2004
Proceedings: Notice of Serving Respondent`s First Request for Production and Interrogatories (filed via facsimile).
PDF:
Date: 02/27/2004
Proceedings: Initial Order.
PDF:
Date: 02/26/2004
Proceedings: Notice of Intent to Deny Licensure by Endorsement (filed via facsimile).
PDF:
Date: 02/26/2004
Proceedings: Petition for Formal Proceedings (filed via facsimile).
PDF:
Date: 02/26/2004
Proceedings: Agency referral (filed via facsimile).

Case Information

Judge:
SUZANNE F. HOOD
Date Filed:
02/26/2004
Date Assignment:
02/27/2004
Last Docket Entry:
09/02/2005
Location:
Tallahassee, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
 

Counsels

Related Florida Statute(s) (7):