04-001178
Florida Elections Commission vs.
John J. Fugate
Status: Closed
Recommended Order on Wednesday, December 22, 2004.
Recommended Order on Wednesday, December 22, 2004.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8FLORIDA ELECTIONS COMMISSION, )
12)
13Petitioner, )
15)
16vs. ) Case No. 04 - 1178
23)
24JOHN J. FUGATE, )
28)
29Respondent. )
31)
32RECOMMENDED ORDER
34Pursuant to noti ce, a formal hearing in the above - styled
46case was held on June 21, 2004, in Arcadia, Florida, and on
58July 26, 2004, in Tallahassee, Florida, before Lawrence P.
67Stevenson, a duly - designated Administrative Law Judge of the
77Division of Administrative Hearings .
82APPEARANCES
83For Petitioner: Eric M. Lipman, Esquire
89Florida Elections Commission
92Collins Building, Suite 224
96107 West Gaines Street
100Tallahassee, Florida 32399 - 1050
105For Respondent: Keith C. Tischler, Esquire
111Jolly & Peterson, P.A.
115Post Office Box 37400
119Tallahassee Florida 32315
122STATEMENT OF THE ISSUE
126Whether Respondent, John J. F ugate, Sheriff of DeSoto
135County, willfully violated Subsection 104.31(1)(a), Florida
141Statutes (2003), which prohibits an officer or employee of the
151state, or of any county or municipality, from using his or her
163official authority or influence for the purpo se of interfering
173with an election or a nomination of office or coercing or
184influencing another person's vote or affecting the results
192thereof.
193PRELIMINARY STATEMENT
195On October 8, 2003, Petitioner, Florida Elections
202Commission (the "Commission"), received a sworn complaint
210alleging that Respondent, Sheriff John J. Fugate, violated
218various provisions of Florida's election laws. On January 5,
2272004, after an investigation, the Commission staff recommended
235finding probable cause that Respondent violated Subsec tion
243104.31(1)(a), Florida Statutes (2003). On February 27, 2004,
251the Commission issued an Order of Probable Cause finding
260probable cause to believe Respondent violated Subsection
267104.31(1)(a), Florida Statutes (2003).
271On March 31, 2004, Respondent, thr ough counsel, timely
280filed a Petition for Initiation of Proceedings to contest the
290Order of Probable Cause. On April 8, 2004, the case was
301forwarded to the Division of Administrative Hearings ("DOAH")
311for assignment of an Administrative Law Judge to condu ct a
322formal hearing. The case was set for final hearing on June 21
334and 22, 2004, in Arcadia. By agreement of the parties, the
345first day of the hearing was held as scheduled in Arcadia, but
357the second day was rescheduled for July 26, 2004, in
367Tallahassee.
368At the final hearing, the Commission presented the
376testimony of Sheriff Fugate and of Katherine Willcutts, finance
385director of the DeSoto County Sheriff's Office. The
393Commission's Exhibits 1 through 8 and 10 through 14 were
403admitted into evidence.
406Res pondent presented the testimony of nine witnesses:
414Sheriff Fugate; David Scheid, candidate for DeSoto County
422Sheriff and the complainant in this case; Deborah Ane Clifton, a
433former employee of the DeSoto County Sheriff's Office; James M.
443Stutler and Mark Lawrence, deputies for the DeSoto County
452Sheriff's Office; Carol Williamson, a lieutenant in the DeSoto
461County Sheriff's Office; William P. Wise, a major in the DeSoto
472County Sheriff's Office; David K. Smith, investigator for the
481Commission; and Barbara Li nthicum, the Commission's executive
489director. Respondent's Exhibits 5, 6, 8 through 12, 18
498through 21, 32A, 32C, 32E, and 33 were admitted into evidence.
509Respondent's Exhibit 32B was proffered, but not admitted.
517The final Transcript was filed at DOAH o n August 24, 2004.
529By Order dated September 3, 2004, Respondent's unopposed motion
538for enlargement of time was granted, and the parties were
548directed to file their proposed recommended orders no later than
558September 10, 2004. Both parties timely filed Pr oposed
567Recommended Orders.
569FINDINGS OF FACT
572Based on the oral and documentary evidence adduced at the
582final hearing and the entire record in this proceeding, the
592following findings of fact are made:
5981. At the time of hearing, Respondent, John J. Fugate, was
609the incumbent Sheriff of DeSoto County, Florida. He was first
619elected in November 2000 and took office in January 2001. At
630the times pertinent to this case, Sheriff Fugate was a candidate
641for re - election, having filed the initial paperwork appointin g a
653campaign treasurer and naming a depository for campaign
661contributions on May 20, 2003.
6662. Also on May 20, 2003, Sheriff Fugate submitted his
676signed "Statement of Candidate," pursuant to Section 106.023,
684Florida Statutes (2003). This document atteste d that Sheriff
693Fugate had received, read, and understood "the requirements of
702Chapter 106, Florida Statutes (2003)." These statutory
709provisions were included in the "2000 Candidate Handbook On
718Campaign Financing," published by the state Division of
726Electi ons and given to Sheriff Fugate by the local Supervisor of
738Elections, when Sheriff Fugate filed his paperwork for the 2000
748election. The "2004 Candidate and Campaign Treasurer Handbook"
756was given to Sheriff Fugate when he filed his re - election
768paperwork w ith the local Supervisor of Elections and also
778included the provisions of Chapter 106, Florida Statutes (2003).
787During the Commission's investigation, Sheriff Fugate admitted
794that he had also read Chapter 104, Florida Statutes (2003), and
805believed he unde rstood its provisions.
8113. Though Sheriff Fugate had filed the papers establishing
820his candidacy for re - election, some Sheriff's Office employees
830openly questioned whether he really intended to stand for
839re - election. These questions stemmed from the fact that Sheriff
850Fugate's teenage son had been killed in an automobile accident
860in 2002. Sheriff Fugate was aware of these questions and was
871concerned that loyal employees were unsure of his intentions.
8804. For some time, Sheriff's Office employees had also been
890discussing the status of Major William Wise, the second - in -
902command to Sheriff Fugate. Major Wise had been the chief deputy
913under Sheriff's Fugate's predecessor, was kept in that position
922by Sheriff Fugate, and was very popular among the Sheriff's
932Of fice employees. Major Wise was a participant in the State of
944Florida's Deferred Retirement Option Program ("DROP") , which he
954believed would require him to separate from the Sheriff's Office
964for one year upon his official retirement in October 2004.
974Howev er, in October 2003, Major Wise learned that there was a
986way for him to reduce his separation to 30 days and still retain
999his full retirement benefit.
10035. Sheriff Fugate decided to prepare a letter to all
1013Sheriff's Office employees that would convey both h is
1022re - election intentions and the good news concerning the fact
1033that Major Wise would not have to vacate his position. The
1044letter was written on stationery with a header reading, "Re -
1055Elect Fugate for Sheriff," along with Sheriff Fugate's mailing
1064address a nd phone number. The text of the letter read as
1076follows:
1077It hardly seems possible that the second
1084half of the third year of this term of
1093office is upon us and I can only concur with
1103the saying that "time stands still for no
1111one."
1112For those that have been here for a while,
1121we have made giant strides for the DeSoto
1129County Sheriff's Office in the past two and
1137a half years and for the newer employees,
1145with your help and our combined efforts, I
1153look forward to more success in the future.
1161Thank you for your he lp and I truly
1170appreciate the service given to the citizens
1177of DeSoto County.
1180In anticipation of running for a second term
1188of office and as legally required, I have
1196opened my official campaign account. This
1202is the first step in any campaign and this
1211anno uncement is not to be construed as a
1220request for a contribution to my campaign.
1227I, like you, have been in an employment
1235position when the incumbent was seeking
1241another term of office and can personally
1248relate to pressure applied to assist with
1255the campaig n. Please understand that I
1262will, and do value your support in any way
1271that you may be inclined to offer. I also
1280encourage anyone that feels that I have not
1288earned your support in any way in the
1296performance of my duty to feel free to talk
1305to me and you c an be assured that it will
1316remain professional and will not be made
1323personal.
1324On another note, I know that there has been
1333some question as to what was going to happen
1342to the position of Major due to Major Wise
1351being in the Drop program and it coming to
1360an end. It is with great pleasure that I
1369announce that a way has been found for Major
1378Wise to continue in his position and he has
1387made the decision to do so. Major Wise has
1396contributed a great deal to this office and
1404I am very pleased that he will be stayi ng
1414with us.
1416If anyone has any questions about this
1423letter, I remind you of our "open door"
1431policy and invite you to feel free to stop
1440by and visit with me. Again, thank you and
1449I look forward to our working together to
1457build a better office for the emplo yees and
1466the community.
1468Beneath Sheriff Fugate's signature was the following: "Pd. Pol.
1477Adv. Paid For In - Kind By John J. Fugate. Approved by John J.
1491Fugate (D)."
14936. Sheriff Fugate's review of the Candidate Handbooks led
1502him to conclude that he should n ot use the Sheriff's Office or
1515DeSoto County resources in preparing or distributing his letter
1524and that none of the costs involved in preparing or distributing
1535the letter should be borne by the Sheriff's Office or the
1546County. Thus, Sheriff Fugate drafted the letter on his home
1556computer. He printed approximately 120 copies of the letter on
1566his home printer, using paper and ink that he purchased at Wal -
1579Mart. On his campaign treasurer's report for the third quarter
1589of 2003, Sheriff Fugate reported the cost of ink and paper
1600associated with this letter as an in - kind contribution from
1611himself to his campaign.
16157. Sheriff Fugate brought the copies of the letter to the
1626Sheriff's Office and placed one copy in the pay envelope of each
1638Sheriff's Office employee. At the DeSoto County Sheriffs
1646Office, it was common practice for items other than pay checks
1657to be included in the pay envelopes. Such items had included
1668advertising circulars and public service memoranda, but not
1676political advertisements. The Sheriff's O ffice had no specific
1685policy setting forth what may or may not be placed in the pay
1698envelopes, nor was there any particular procedure for obtaining
1707approval of what was to be placed in the pay envelopes. Neither
1719Sheriff Fugate, Major Wise, nor payroll sup ervisor Kathy
1728Willcutts could recall a request to place an item in the pay
1740envelopes ever having been denied.
17458. The pay envelopes, including Sheriff Fugate's letter,
1753were distributed to the Sheriff's Office employees in the usual
1763manner, either at the f ront desk in the Records Division for
1775pickup or in the employee's mail slot. The employees received
1785Sheriff Fugate's letter upon retrieving their paychecks on or
1794about October 2, 2003.
17989. Several Sheriff's Office employees testified at the
1806hearing. Non e of these employees felt that Sheriff Fugate was
1817attempting to influence their vote or pressuring them to make a
1828monetary contribution to his campaign. Lieutenant Carol
1835Williamson is a 28 - year Sheriff's Office employee and has worked
1847for five different s heriffs. Lt. Williamson testified that in
1857the past, she has been essentially ordered to campaign for her
1868bosses, but that she did not consider Sheriff Fugate's letter to
1879be anything other than informational. Deputy Mark Lawrence
1887testified that "I read it , said 'okay,' and threw it away."
189910. Sheriff Fugate disclaimed any intent to influence his
1908employees' votes or pressure them for campaign contributions.
1916During his career, he had been forced to campaign for his
1927elected superiors. Because of this exper ience, Sheriff Fugate
1936did not wish to place his own employees in the position of
1948feeling coerced to support him.
195311. Sheriff Fugate testified that he used campaign
1961letterhead and included the "paid political advertisement"
1968disclaimer because his reading of the statutes led him to
1978conclude that those items were legally required on any
1987correspondence referencing his campaign. Nevertheless, Sheriff
1993Fugate maintained that his letter was intended solely to convey
2003information, not to coerce or influence anyone 's vote.
201212. Sheriff Fugate's testimony is supported by the letter
2021itself, which expressly stated that he was not seeking
2030contributions to his campaign and that employees should feel no
2040pressure to support his candidacy. Nonetheless, Sheriff
2047Fugate's let ter was clearly an attempt to favorably influence
2057his employees, albeit a low - key one that did not demand support
2070in the apparent manner of previous sheriffs. The letter
2079solicited the support of Sheriff's Office employees, "in any way
2089that you may be incl ined to offer." The letter may not have
2102been coercive, but it was disingenuous for Sheriff Fugate to
2112suggest that the letter was not designed to influence his
2122employees in the upcoming election.
212713. Sheriff Fugate was cognizant of Section 104.31,
2135Flo rida Statutes (2003), and its prohibition on the use of
"2146official authority or influence for the purpose of . . .
2157coercing or influencing another person's vote . . . ." However,
2168Sheriff Fugate believed, mistakenly but in all good faith, that
2178his placement of the letters was allowed under another provision
2188of Section 104.31, Florida Statutes (2003):
2194The provisions of this section shall not be
2202construed so as to prevent any person from
2210becoming a candidate for and actively
2216campaigning for any elective offi ce in this
2224state. All such persons shall retain the
2231right to vote as they may choose and to
2240express their opinions on all political
2246subjects and candidates.
2249For reasons expressed in the Conclusions of Law below, Sheriff
2259Fugate's good faith belief that hi s actions were within the
2270ambit of the statute negates any suggestion that he "willfully"
2280violated Subsection 104.31(1)(a), Florida Statutes (2003).
228614. Sheriff Fugate did not seek advice from the local
2296Supervisor of Elections or an advisory opinion fr om the state
2307Division of Elections pursuant to Subsection 106.23(2), Florida
2315Statutes (2003), because he believed that he understood the
2324application of the relevant statutes to his situation, including
2333Section 104.31, Florida Statutes (2003).
2338CONCLUSIONS O F LAW
234215. The Division of Administrative Hearings has
2349jurisdiction over the parties and the subject matter in this
2359case. §§ 106.25(5), 120.57(1), and 120.569, Fla. Stat. (2004).
236816. The Commission has the burden to prove its case by
2379clear and convincing evidence. Diaz de la Portilla v. Florida
2389Elections Commission , 857 So. 2d 913, 917 (Fla. 3d DCA 2003),
2400review denied , 872 So. 2d 899 (Fla. 2004). See also Department
2411of Banking and Finance v. Osborne Stern and Company , 670 So. 2d
2423932, 935 (Fla. 1996); L atham v. Florida Commission on Ethics ,
2434694 So. 2d 83, 84 - 86 (Fla. 1st DCA 1997).
244517. In Evans Packing Co. v. Department of Agriculture and
2455Consumer Services , 550 So. 2d 112, 116, n. 5 (Fla. 1st DCA
24671989), the Court defined clear and convincing evidence as
2476follows:
2477[C]lear and convincing evidence requires
2482that the evidence must be found to be
2490credible; the facts to which the witnesses
2497testify must be distinctly remembered; the
2503evidence must be precise and explicit and
2510the witnesses must be lacking in c onfusion
2518as to the facts in issue. The evidence must
2527be of such weight that it produces in the
2536mind of the trier of fact the firm belief of
2546conviction, without hesitancy, as to the
2552truth of the allegations sought to be
2559established. Slomowitz v. Walker , 4 29 So.
25662d 797, 800 (Fla. 4th DCA 1983).
257318. Judge Sharp, in her dissenting opinion in Walker v.
2583Florida Department of Business and Professional Regulation , 705
2591So. 2d 652, 655 (Fla. 5th DCA 1998) (Sharp, J., dissenting),
2602reviewed recent pronouncements on clear and convincing evidence:
2610Clear and convincing evidence requires
2615more proof than preponderance of evidence,
2621but less than beyond a reasonable doubt. In
2629re Inquiry Concerning a Judge re Graziano ,
2636696 So. 2d 744 (Fla. 1997). It is an
2645intermediat e level of proof that entails
2652both qualitative and quantative [sic]
2657elements. In re Adoption of Baby E.A.W. ,
2664658 So. 2d 961, 967 (Fla. 1995), cert.
2672denied , 516 U.S. 1051, 116 S. Ct. 719, 133
2681L.Ed.2d 672 (1996). The sum total of
2688evidence must be sufficien t to convince the
2696trier of fact without any hesitancy. Id.
2703It must produce in the mind of the fact
2712finder a firm belief or conviction as to the
2721truth of the allegations sought to be
2728established. Inquiry Concerning Davey , 645
2733So. 2d 398, 404 (Fla. 1994).
273919. The Order of Probable Cause states:
2746On or about October 2, 2003, Respondent
2753violated Section 104.31(1)(a), Florida
2757Statutes, using his official authority or
2763influence for the purpose of influencing
2769another person's vote, when he included in
2776the pay envelopes of the employees of the
2784DeSoto County Sheriff's Office a political
2790advertisement advocating Respondent's re -
2795election to the office of Sheriff of DeSoto
2803County that was created by the Respondent
2810and was an in - kind contribution to his
2819campaign .
282120. Section 104.31, Florida Statutes (2003), reads as
2829follows, in relevant part:
2833Political activities of state, county, and
2839municipal officers and employees. -
2845(1) No officer or employee of the state,
2853or of any county or municipality thereof,
2860except as hereinafter exempted from
2865provisions hereof, shall:
2868(a) Use his or her official authority or
2876influence for the purpose of interfering
2882with an election or a nomination of office
2890or coercing or influencing another person's
2896vote or affecting th e result thereof.
2903* * *
2906The provisions of this section shall not
2913be construed so as to prevent any person
2921from becoming a candidate for and actively
2928campaigning for any elective office in this
2935state. All such persons shall retain the
2942right to vote as they may choose and to
2951express their opinions on all political
2957subjects and candidates. The provisions of
2963paragraph (a) shall not be construed so as
2971to limit the political activity in a
2978general, special, primary, bond, referendum,
2983or other electio n of any kind or nature, of
2993elected officials or candidates for public
2999office in the state or of any county or
3008municipality thereof; . . . .
301421. Subsection 106.265(1), Florida Statutes (2003), reads
3021as follows:
3023(1) The commission is authorized upon t he
3031finding of a violation of this chapter or
3039chapter 104 to impose civil penalties in the
3047form of fines not to exceed $1,000 per
3056count. In determining the amount of such
3063civil penalties, the commission shall
3068consider, among other mitigating and
3073aggravatin g circumstances:
3076(a) The gravity of the act or omission;
3084(b) Any previous history of similar acts
3091or omissions;
3093(c) The appropriateness of such penalty
3099to the financial resources of the person,
3106political committee, committee of continuous
3111exist ence, or political party; and
3117(d) Whether the person, political
3122committee, committee of continuous
3126existence, or political party has shown good
3133faith in attempting to comply with the
3140provisions of this chapter or chapter 104.
314722. Subsection 106.25(3) , Florida Statutes (2003), reads
3154as follows:
3156(3) For the purposes of commission
3162jurisdiction, a violation shall mean the
3168willful performance of an act prohibited by
3175this chapter or chapter 104 or the willful
3183failure to perform an act required by this
3191chap ter or chapter 104.
319623. The Commission contends that Section 106.37, Florida
3204Statutes (2003), provides the correct standard for the
3212determination of "willfulness." Section 106.37, Florida
3218Statutes (2003), reads as follows:
3223A person willfully violates a provision of
3230this chapter if the person commits an act
3238while knowing that, or showing reckless
3244disregard for whether, the act is prohibited
3251under this chapter, or does not commit an
3259act while knowing that, or showing reckless
3266disregard for whether, the act is required
3273under this chapter. A person knows that an
3281act is prohibited or required if the person
3289is aware of the provision of this chapter
3297which prohibits or requires the act,
3303understands the meaning of that provision,
3309and performs the act that is p rohibited or
3318fails to perform the act that is required.
3326A person shows reckless disregard for
3332whether an act is prohibited or required
3339under this chapter if the person wholly
3346disregards the law without making any
3352reasonable effort to determine whether the
3358act would constitute a violation of this
3365chapter.
336624. By its terms, Section 106.37, Florida Statutes (2003),
3375limits its application to "provision[s] of this chapter," in
3384contrast to Subsections 106.265(1) and 106.25(3), Florida
3391Statutes (2003), quoted above, both of which expressly apply to
3401provisions "of this chapter or chapter 104." Counsel for
3410Sheriff Fugate emphasizes this contrast to contend that Section
3419106.37, Florida Statutes (2003), cannot be applied to alleged
3428violations of provisions of Chap ter 104, Florida Statutes
3437(2003). The plain wording of the statute leads to the
3447conclusion that Section 106.37, Florida Statutes (2003), does
3455not apply in this case because the only alleged violation is of
3467Subsection 104.31(1)(a), Florida Statutes (2003). 1/
347325. The determination of "willfulness" is a question of
3482fact. McGann v. Florida Elections Commission , 803 So. 2d 763,
3492764 (Fla. 2001). For purposes of this case, the term "willful,"
3503as used in Subsection 106.25(3), Florida Statutes (2003), is
3512essen tially an undefined term. In Metropolitan Dade County v.
3522Department of Environmental Protection , 714 So. 2d 512, 516
3531(Fla. 3d DCA 1998), the court faced the question of interpreting
3542the undefined statutory term "willful violation" and reasoned as
3551follows:
3552In construing an undefined term, we must
3559look to the common or usual meaning of the
3568term. State Dept. of Administration v.
3574Moore , 524 So. 2d 704 (Fla. 1st DCA
35821988) . . . The court in [ Thunderbird
3591Drive - In Theatre, Inc. v. Reed , 571 So. 2d
36011341, 1344 (Fla. 4th DCA 1990] relied on W.
3610Page Keeton, et al., Prosser & Keeton
3617Handbook of the Law of Torts § 34, at 213
3627(5th ed. 1984), in concluding that the usual
3635meaning assigned to "willful" "[i]s that the
3642actor has intentionally done an act of an
3650unreasonabl e character in disregard of a
3657known or obvious risk that was so great as
3666to make it highly probable that harm would
3674follow . . ." Thus, the Thunderbird Drive -
3683In court concluded that when the legislature
3690uses the word "willful" in a statute it
3698demonstrates the legislature's intention
3702that the actor possess "more than mere
3709knowledge or awareness" for the statute to
3716be applicable.
3718. . . The Thunderbird Drive - In definition
3727is not an unusual or extraordinary
3733interpretation of the term "willful."
3738Black's La w Dictionary defines "willful" as:
3745An act or omission is 'willfully'
3751done, if done voluntarily and
3756intentionally and with the
3760specific intent to do something
3765the law forbids, or with the
3771specific intent to fail to do
3777something the law requires to be
3783done; that is to say, with bad
3790purpose either to disobey or to
3796disregard the law.
3799Black's Law Dictionary 1434 (5th ed.
38051979)(same definition at 1599 (6th ed.
38111990)). This definition mirrors the
3816Thunderbird Drive - In definition.
3821Other courts have ascribe d to a similar
3829definition of "willful violation." In Hazen
3835Paper Co. v. Biggins , 507 U.S. 604, 617, 113
3844S.Ct. 1701, 123 L.Ed.2d 338 (1993), the
3851Supreme Court determined that a "willful"
3857violation, as the term is used in federal
3865statutes, requires a showin g that the actor
"3873either knew or showed reckless disregard
3879for the matter of whether its conduct was
3887prohibited...." This definition conveys the
3892same idea that the act be intentional and
3900accompanied by the "actor's intent and
3906purpose that the prohibited c onduct take
3913place." (Some citations omitted)
391726. In State v Stuler , 122 So. 2d 1, 2 - 3 (Fla. 1960), the
3932Florida Supreme Court provided the controlling interpretation of
3940Section 104.31, Florida Statutes (2003):
3945The privilege of working for the public is
3953not an absolute right. It can be made
3961subject to such reasonable restrictions and
3967regulations as the Legislature under the
3973Constitution may prescribe. . . .
3979The obvious objective to be accomplished
3985by statutes of the type under consideration
3992is to pres erve the political purity of
4000public employment and to protect public
4006employees against harassment and political
4011annoyances as conditions to holding their
4017jobs. Likewise public employees are thereby
4023shielded against pressures or annoying
4028solicitations for political contributions in
4033order to curry favor with some elected
4040official charged with the supervision of the
4047particular employees. . . .
4052[Section 104.31, Florida Statutes], like
4057most of the statutes on this subject does
4065not preclude public employees from
4070exercising complete freedom of choice at the
4077ballot box. It specifically authorizes them
"4083to express their opinions on all political
4090subjects and candidates." The public
4095employees are merely prohibited while in the
4102public employ from doing certain specific
4108things which the Legislature has properly
4114concluded are opposed to the best interests
4121of the public service. (Citations omitted)
412727. There is little question that Sheriff Fugate's
4135distribution of his campaign letter via the Sheriff's Office
4144pay check envelopes violated the terms of Subsection
4152104.31(1)(a), Florida Statutes (2003), in that he was
4160attempting, however mildly, to influence the vote of his
4169subordinate employees. The only real issue is whether Sheriff
4178Fugate's violation was "willful."
418228. Based on the facts found above, it cannot be said that
4194the Commission has demonstrated, clearly and convincingly, that
4202Sheriff Fugate acted " with bad purpose either to disobey or to
4213disregard the law," or that it was his "intent and purpose that
4225th e prohibited conduct take place." Sheriff Fugate credibly
4234testified that he believed his actions were in accord with the
4245portion of Section 104.31, Florida Statutes (2003), providing
4253that nothing therein shall be construed to limit the right of a
4265candidat e to actively campaign for office. The Commission
4274offered no direct evidence to refute Sheriff Fugate's good faith
4284belief that his actions were within the law.
4292RECOMMENDATION
4293Based upon the foregoing Findings of Facts and Conclusions
4302of Law, it is
4306RECOM MENDED that the Florida Elections Commission enter a
4315final order finding that Respondent, John J. Fugate, did not
4325violate Subsection 104.31(1)(a), Florida Statutes (2003), as
4332alleged, and dismissing the Order of Probable Cause.
4340DONE AND ENTERED this 22nd d ay of December, 2004, in
4351Tallahassee, Leon County, Florida.
4355S
4356LAWRENCE P. STEVENSON
4359Administrative Law Judge
4362Division of Administrative Hearings
4366The DeSoto Building
43691230 Apalachee Parkway
4372Tallahassee, Florida 32399 - 3060
4377(850) 488 - 9675 SUNCOM 278 - 9675
4385Fax Filing (850) 921 - 6847
4391www.doah.state.fl.us
4392Filed with the Clerk of the
4398Division of Administrative Hearings
4402this 22nd day of December, 2004.
4408ENDNOTE
44091/ This conclusion finds support in the legislative histories of
4419th e provisions at issue. Section 106.37, Florida Statutes
4428(2003), was enacted by Section 1, Chapter 97 - 13, Laws of
4440Florida, and has not been amended since its enactment. As of
44511997, the applications of Subsections 106.25(3) and 106.265(1),
4459Florida Statutes (2003), were likewise limited to violations of
4468Chapter 106, Florida Statutes (2003). Sections 34 and 36 of
4478Chapter 98 - 129, Laws of Florida, amended Subsections 106.25(3)
4488and 106.265(1), Florida Statutes (2003), respectively, to apply
4496also to violations o f Chapter 104, Florida Statutes (2003). The
4507Legislature did not expand the scope of Section 106.37, Florida
4517Statutes (2003).
4519COPIES FURNISHED :
4522Eric M. Lipman, General Counsel
4527Florida Elections Commission
4530Collins Building, Suite 224
4534107 West Gaines Stre et
4539Tallahassee, Florida 32399 - 1050
4544Keith C. Tischler, Esquire
4548Jolly & Peterson, P.A.
4552Post Office Box 27400
4556Tallahassee, Florida 32315
4559Patsy Rushing, Clerk
4562Florida Elections Commission
4565Collins Building, Suite 224
4569107 West Gaines Street
4573Tallahassee, Flor ida 32399 - 1050
4579Barbara M. Linthicum, Executive Director
4584Florida Elections Commission
4587Collins Building, Suite 224
4591107 West Gaines Street
4595Tallahassee, Florida 32399 - 1050
4600Charles Finkel, General Counsel
4604Florida Elections Commission
4607Collins Building, Suite 224
4611107 West Gaines Street
4615Tallahassee, Florida 32399 - 1050
4620NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4626All parties have the right to submit written exceptions within
463615 days from the date of this Recommended Order. Any exceptions
4647to this Recommended Order sh ould be filed with the agency that
4659will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 12/22/2004
- Proceedings: Recommended Order (hearing held June 21 and July 26, 2004). CASE CLOSED.
- PDF:
- Date: 12/22/2004
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 12/03/2004
- Proceedings: Notice of Change of Firm Affiliation and Change of Address (filed by K. Tischler).
- PDF:
- Date: 09/13/2004
- Proceedings: Notice of Filing (Proposed Recommended Order) filed by Petitioner via facsimile.
- PDF:
- Date: 09/10/2004
- Proceedings: Notice of Filing Respondent`s Proposed Findings of Fact, Conclusions of Law and Recommended Order filed.
- PDF:
- Date: 09/01/2004
- Proceedings: Respondent`s Unopposed Motion for Enlargement of Time to Submit Proposed Recommended Order filed.
- Date: 08/24/2004
- Proceedings: Transcripts (Volumes I and II) filed.
- Date: 08/20/2004
- Proceedings: Transcript filed.
- Date: 07/26/2004
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 07/19/2004
- Proceedings: Petitioner`s Supplemental Exhibit List for Trial (filed via facsimile).
- PDF:
- Date: 07/16/2004
- Proceedings: Respondent`s Supplemental Exhibit List for Final Hearing (July 26, 2004) filed.
- PDF:
- Date: 07/08/2004
- Proceedings: Notice of Hearing (hearing set for July 26, 2004; 9:00 a.m.; Tallahassee, FL).
- Date: 06/21/2004
- Proceedings: CASE STATUS: Hearing Partially Held; continued to July 26, 2004.
- PDF:
- Date: 06/18/2004
- Proceedings: Response of Respondent to Motion in Limine of Petitioner (filed via facsimile).
- PDF:
- Date: 06/17/2004
- Proceedings: Notice of Filing Attachment "A" to Joint Pre-Trial Stipulation (filed by Petitioner via facsimile).
- PDF:
- Date: 06/16/2004
- Proceedings: Respondent`s Notice of Responding to First Interrogatories of Petitioner (filed via facsimile).
- PDF:
- Date: 06/15/2004
- Proceedings: Uncontested Motion to Schedule Additional Hearing date in Tallahassee for the Purposes of Taking Testimony of Local Witnesses (filed by Petitioner via facsimile).
- PDF:
- Date: 06/15/2004
- Proceedings: Petitioner`s Supplemental List of Witnesses and Documents to be Used at Trial (filed via facsimile).
- PDF:
- Date: 05/18/2004
- Proceedings: Amended Notice of Taking Deposition (K. Wilcutts, C. Hogan, and L. Mansfield) filed via facsimile.
- PDF:
- Date: 05/18/2004
- Proceedings: Petitioner`s Notice of Production of Documents to Respondent filed.
- PDF:
- Date: 05/18/2004
- Proceedings: Notice of Serving Responses to Respondent`s First Set of Interrogatories filed.
- PDF:
- Date: 05/14/2004
- Proceedings: Notice of Taking Deposition (K. Wilcutts, C. Hogan, and Person to be Named) filed via facsimile.
- PDF:
- Date: 05/14/2004
- Proceedings: Notice of Taking Deposition Duces Tecum (J. Fugate) filed via facsimile.
- PDF:
- Date: 05/14/2004
- Proceedings: Notice of Serving Petitioner`s First Set of Interrogatories (filed via facsimile).
- PDF:
- Date: 05/12/2004
- Proceedings: Notice of Taking Deposition Duces Tecum (2), (D. Scheid and K. Smith) filed.
Case Information
- Judge:
- LAWRENCE P. STEVENSON
- Date Filed:
- 04/08/2004
- Date Assignment:
- 04/08/2004
- Last Docket Entry:
- 06/27/2006
- Location:
- Tallahassee, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
Counsels
-
Charles A. Finkel, General Counsel
Address of Record