04-001178 Florida Elections Commission vs. John J. Fugate
 Status: Closed
Recommended Order on Wednesday, December 22, 2004.


View Dockets  
Summary: Candidate for re-election admittedly violated the prohibition on using an official position to influence an employee`s vote, but the violation was technical and did not involve the required "willfullness" to support the imposition of a fine.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8FLORIDA ELECTIONS COMMISSION, )

12)

13Petitioner, )

15)

16vs. ) Case No. 04 - 1178

23)

24JOHN J. FUGATE, )

28)

29Respondent. )

31)

32RECOMMENDED ORDER

34Pursuant to noti ce, a formal hearing in the above - styled

46case was held on June 21, 2004, in Arcadia, Florida, and on

58July 26, 2004, in Tallahassee, Florida, before Lawrence P.

67Stevenson, a duly - designated Administrative Law Judge of the

77Division of Administrative Hearings .

82APPEARANCES

83For Petitioner: Eric M. Lipman, Esquire

89Florida Elections Commission

92Collins Building, Suite 224

96107 West Gaines Street

100Tallahassee, Florida 32399 - 1050

105For Respondent: Keith C. Tischler, Esquire

111Jolly & Peterson, P.A.

115Post Office Box 37400

119Tallahassee Florida 32315

122STATEMENT OF THE ISSUE

126Whether Respondent, John J. F ugate, Sheriff of DeSoto

135County, willfully violated Subsection 104.31(1)(a), Florida

141Statutes (2003), which prohibits an officer or employee of the

151state, or of any county or municipality, from using his or her

163official authority or influence for the purpo se of interfering

173with an election or a nomination of office or coercing or

184influencing another person's vote or affecting the results

192thereof.

193PRELIMINARY STATEMENT

195On October 8, 2003, Petitioner, Florida Elections

202Commission (the "Commission"), received a sworn complaint

210alleging that Respondent, Sheriff John J. Fugate, violated

218various provisions of Florida's election laws. On January 5,

2272004, after an investigation, the Commission staff recommended

235finding probable cause that Respondent violated Subsec tion

243104.31(1)(a), Florida Statutes (2003). On February 27, 2004,

251the Commission issued an Order of Probable Cause finding

260probable cause to believe Respondent violated Subsection

267104.31(1)(a), Florida Statutes (2003).

271On March 31, 2004, Respondent, thr ough counsel, timely

280filed a Petition for Initiation of Proceedings to contest the

290Order of Probable Cause. On April 8, 2004, the case was

301forwarded to the Division of Administrative Hearings ("DOAH")

311for assignment of an Administrative Law Judge to condu ct a

322formal hearing. The case was set for final hearing on June 21

334and 22, 2004, in Arcadia. By agreement of the parties, the

345first day of the hearing was held as scheduled in Arcadia, but

357the second day was rescheduled for July 26, 2004, in

367Tallahassee.

368At the final hearing, the Commission presented the

376testimony of Sheriff Fugate and of Katherine Willcutts, finance

385director of the DeSoto County Sheriff's Office. The

393Commission's Exhibits 1 through 8 and 10 through 14 were

403admitted into evidence.

406Res pondent presented the testimony of nine witnesses:

414Sheriff Fugate; David Scheid, candidate for DeSoto County

422Sheriff and the complainant in this case; Deborah Ane Clifton, a

433former employee of the DeSoto County Sheriff's Office; James M.

443Stutler and Mark Lawrence, deputies for the DeSoto County

452Sheriff's Office; Carol Williamson, a lieutenant in the DeSoto

461County Sheriff's Office; William P. Wise, a major in the DeSoto

472County Sheriff's Office; David K. Smith, investigator for the

481Commission; and Barbara Li nthicum, the Commission's executive

489director. Respondent's Exhibits 5, 6, 8 through 12, 18

498through 21, 32A, 32C, 32E, and 33 were admitted into evidence.

509Respondent's Exhibit 32B was proffered, but not admitted.

517The final Transcript was filed at DOAH o n August 24, 2004.

529By Order dated September 3, 2004, Respondent's unopposed motion

538for enlargement of time was granted, and the parties were

548directed to file their proposed recommended orders no later than

558September 10, 2004. Both parties timely filed Pr oposed

567Recommended Orders.

569FINDINGS OF FACT

572Based on the oral and documentary evidence adduced at the

582final hearing and the entire record in this proceeding, the

592following findings of fact are made:

5981. At the time of hearing, Respondent, John J. Fugate, was

609the incumbent Sheriff of DeSoto County, Florida. He was first

619elected in November 2000 and took office in January 2001. At

630the times pertinent to this case, Sheriff Fugate was a candidate

641for re - election, having filed the initial paperwork appointin g a

653campaign treasurer and naming a depository for campaign

661contributions on May 20, 2003.

6662. Also on May 20, 2003, Sheriff Fugate submitted his

676signed "Statement of Candidate," pursuant to Section 106.023,

684Florida Statutes (2003). This document atteste d that Sheriff

693Fugate had received, read, and understood "the requirements of

702Chapter 106, Florida Statutes (2003)." These statutory

709provisions were included in the "2000 Candidate Handbook On

718Campaign Financing," published by the state Division of

726Electi ons and given to Sheriff Fugate by the local Supervisor of

738Elections, when Sheriff Fugate filed his paperwork for the 2000

748election. The "2004 Candidate and Campaign Treasurer Handbook"

756was given to Sheriff Fugate when he filed his re - election

768paperwork w ith the local Supervisor of Elections and also

778included the provisions of Chapter 106, Florida Statutes (2003).

787During the Commission's investigation, Sheriff Fugate admitted

794that he had also read Chapter 104, Florida Statutes (2003), and

805believed he unde rstood its provisions.

8113. Though Sheriff Fugate had filed the papers establishing

820his candidacy for re - election, some Sheriff's Office employees

830openly questioned whether he really intended to stand for

839re - election. These questions stemmed from the fact that Sheriff

850Fugate's teenage son had been killed in an automobile accident

860in 2002. Sheriff Fugate was aware of these questions and was

871concerned that loyal employees were unsure of his intentions.

8804. For some time, Sheriff's Office employees had also been

890discussing the status of Major William Wise, the second - in -

902command to Sheriff Fugate. Major Wise had been the chief deputy

913under Sheriff's Fugate's predecessor, was kept in that position

922by Sheriff Fugate, and was very popular among the Sheriff's

932Of fice employees. Major Wise was a participant in the State of

944Florida's Deferred Retirement Option Program ("DROP") , which he

954believed would require him to separate from the Sheriff's Office

964for one year upon his official retirement in October 2004.

974Howev er, in October 2003, Major Wise learned that there was a

986way for him to reduce his separation to 30 days and still retain

999his full retirement benefit.

10035. Sheriff Fugate decided to prepare a letter to all

1013Sheriff's Office employees that would convey both h is

1022re - election intentions and the good news concerning the fact

1033that Major Wise would not have to vacate his position. The

1044letter was written on stationery with a header reading, "Re -

1055Elect Fugate for Sheriff," along with Sheriff Fugate's mailing

1064address a nd phone number. The text of the letter read as

1076follows:

1077It hardly seems possible that the second

1084half of the third year of this term of

1093office is upon us and I can only concur with

1103the saying that "time stands still for no

1111one."

1112For those that have been here for a while,

1121we have made giant strides for the DeSoto

1129County Sheriff's Office in the past two and

1137a half years and for the newer employees,

1145with your help and our combined efforts, I

1153look forward to more success in the future.

1161Thank you for your he lp and I truly

1170appreciate the service given to the citizens

1177of DeSoto County.

1180In anticipation of running for a second term

1188of office and as legally required, I have

1196opened my official campaign account. This

1202is the first step in any campaign and this

1211anno uncement is not to be construed as a

1220request for a contribution to my campaign.

1227I, like you, have been in an employment

1235position when the incumbent was seeking

1241another term of office and can personally

1248relate to pressure applied to assist with

1255the campaig n. Please understand that I

1262will, and do value your support in any way

1271that you may be inclined to offer. I also

1280encourage anyone that feels that I have not

1288earned your support in any way in the

1296performance of my duty to feel free to talk

1305to me and you c an be assured that it will

1316remain professional and will not be made

1323personal.

1324On another note, I know that there has been

1333some question as to what was going to happen

1342to the position of Major due to Major Wise

1351being in the Drop program and it coming to

1360an end. It is with great pleasure that I

1369announce that a way has been found for Major

1378Wise to continue in his position and he has

1387made the decision to do so. Major Wise has

1396contributed a great deal to this office and

1404I am very pleased that he will be stayi ng

1414with us.

1416If anyone has any questions about this

1423letter, I remind you of our "open door"

1431policy and invite you to feel free to stop

1440by and visit with me. Again, thank you and

1449I look forward to our working together to

1457build a better office for the emplo yees and

1466the community.

1468Beneath Sheriff Fugate's signature was the following: "Pd. Pol.

1477Adv. Paid For In - Kind By John J. Fugate. Approved by John J.

1491Fugate (D)."

14936. Sheriff Fugate's review of the Candidate Handbooks led

1502him to conclude that he should n ot use the Sheriff's Office or

1515DeSoto County resources in preparing or distributing his letter

1524and that none of the costs involved in preparing or distributing

1535the letter should be borne by the Sheriff's Office or the

1546County. Thus, Sheriff Fugate drafted the letter on his home

1556computer. He printed approximately 120 copies of the letter on

1566his home printer, using paper and ink that he purchased at Wal -

1579Mart. On his campaign treasurer's report for the third quarter

1589of 2003, Sheriff Fugate reported the cost of ink and paper

1600associated with this letter as an in - kind contribution from

1611himself to his campaign.

16157. Sheriff Fugate brought the copies of the letter to the

1626Sheriff's Office and placed one copy in the pay envelope of each

1638Sheriff's Office employee. At the DeSoto County Sheriff’s

1646Office, it was common practice for items other than pay checks

1657to be included in the pay envelopes. Such items had included

1668advertising circulars and public service memoranda, but not

1676political advertisements. The Sheriff's O ffice had no specific

1685policy setting forth what may or may not be placed in the pay

1698envelopes, nor was there any particular procedure for obtaining

1707approval of what was to be placed in the pay envelopes. Neither

1719Sheriff Fugate, Major Wise, nor payroll sup ervisor Kathy

1728Willcutts could recall a request to place an item in the pay

1740envelopes ever having been denied.

17458. The pay envelopes, including Sheriff Fugate's letter,

1753were distributed to the Sheriff's Office employees in the usual

1763manner, either at the f ront desk in the Records Division for

1775pickup or in the employee's mail slot. The employees received

1785Sheriff Fugate's letter upon retrieving their paychecks on or

1794about October 2, 2003.

17989. Several Sheriff's Office employees testified at the

1806hearing. Non e of these employees felt that Sheriff Fugate was

1817attempting to influence their vote or pressuring them to make a

1828monetary contribution to his campaign. Lieutenant Carol

1835Williamson is a 28 - year Sheriff's Office employee and has worked

1847for five different s heriffs. Lt. Williamson testified that in

1857the past, she has been essentially ordered to campaign for her

1868bosses, but that she did not consider Sheriff Fugate's letter to

1879be anything other than informational. Deputy Mark Lawrence

1887testified that "I read it , said 'okay,' and threw it away."

189910. Sheriff Fugate disclaimed any intent to influence his

1908employees' votes or pressure them for campaign contributions.

1916During his career, he had been forced to campaign for his

1927elected superiors. Because of this exper ience, Sheriff Fugate

1936did not wish to place his own employees in the position of

1948feeling coerced to support him.

195311. Sheriff Fugate testified that he used campaign

1961letterhead and included the "paid political advertisement"

1968disclaimer because his reading of the statutes led him to

1978conclude that those items were legally required on any

1987correspondence referencing his campaign. Nevertheless, Sheriff

1993Fugate maintained that his letter was intended solely to convey

2003information, not to coerce or influence anyone 's vote.

201212. Sheriff Fugate's testimony is supported by the letter

2021itself, which expressly stated that he was not seeking

2030contributions to his campaign and that employees should feel no

2040pressure to support his candidacy. Nonetheless, Sheriff

2047Fugate's let ter was clearly an attempt to favorably influence

2057his employees, albeit a low - key one that did not demand support

2070in the apparent manner of previous sheriffs. The letter

2079solicited the support of Sheriff's Office employees, "in any way

2089that you may be incl ined to offer." The letter may not have

2102been coercive, but it was disingenuous for Sheriff Fugate to

2112suggest that the letter was not designed to influence his

2122employees in the upcoming election.

212713. Sheriff Fugate was cognizant of Section 104.31,

2135Flo rida Statutes (2003), and its prohibition on the use of

"2146official authority or influence for the purpose of . . .

2157coercing or influencing another person's vote . . . ." However,

2168Sheriff Fugate believed, mistakenly but in all good faith, that

2178his placement of the letters was allowed under another provision

2188of Section 104.31, Florida Statutes (2003):

2194The provisions of this section shall not be

2202construed so as to prevent any person from

2210becoming a candidate for and actively

2216campaigning for any elective offi ce in this

2224state. All such persons shall retain the

2231right to vote as they may choose and to

2240express their opinions on all political

2246subjects and candidates.

2249For reasons expressed in the Conclusions of Law below, Sheriff

2259Fugate's good faith belief that hi s actions were within the

2270ambit of the statute negates any suggestion that he "willfully"

2280violated Subsection 104.31(1)(a), Florida Statutes (2003).

228614. Sheriff Fugate did not seek advice from the local

2296Supervisor of Elections or an advisory opinion fr om the state

2307Division of Elections pursuant to Subsection 106.23(2), Florida

2315Statutes (2003), because he believed that he understood the

2324application of the relevant statutes to his situation, including

2333Section 104.31, Florida Statutes (2003).

2338CONCLUSIONS O F LAW

234215. The Division of Administrative Hearings has

2349jurisdiction over the parties and the subject matter in this

2359case. §§ 106.25(5), 120.57(1), and 120.569, Fla. Stat. (2004).

236816. The Commission has the burden to prove its case by

2379clear and convincing evidence. Diaz de la Portilla v. Florida

2389Elections Commission , 857 So. 2d 913, 917 (Fla. 3d DCA 2003),

2400review denied , 872 So. 2d 899 (Fla. 2004). See also Department

2411of Banking and Finance v. Osborne Stern and Company , 670 So. 2d

2423932, 935 (Fla. 1996); L atham v. Florida Commission on Ethics ,

2434694 So. 2d 83, 84 - 86 (Fla. 1st DCA 1997).

244517. In Evans Packing Co. v. Department of Agriculture and

2455Consumer Services , 550 So. 2d 112, 116, n. 5 (Fla. 1st DCA

24671989), the Court defined clear and convincing evidence as

2476follows:

2477[C]lear and convincing evidence requires

2482that the evidence must be found to be

2490credible; the facts to which the witnesses

2497testify must be distinctly remembered; the

2503evidence must be precise and explicit and

2510the witnesses must be lacking in c onfusion

2518as to the facts in issue. The evidence must

2527be of such weight that it produces in the

2536mind of the trier of fact the firm belief of

2546conviction, without hesitancy, as to the

2552truth of the allegations sought to be

2559established. Slomowitz v. Walker , 4 29 So.

25662d 797, 800 (Fla. 4th DCA 1983).

257318. Judge Sharp, in her dissenting opinion in Walker v.

2583Florida Department of Business and Professional Regulation , 705

2591So. 2d 652, 655 (Fla. 5th DCA 1998) (Sharp, J., dissenting),

2602reviewed recent pronouncements on clear and convincing evidence:

2610Clear and convincing evidence requires

2615more proof than preponderance of evidence,

2621but less than beyond a reasonable doubt. In

2629re Inquiry Concerning a Judge re Graziano ,

2636696 So. 2d 744 (Fla. 1997). It is an

2645intermediat e level of proof that entails

2652both qualitative and quantative [sic]

2657elements. In re Adoption of Baby E.A.W. ,

2664658 So. 2d 961, 967 (Fla. 1995), cert.

2672denied , 516 U.S. 1051, 116 S. Ct. 719, 133

2681L.Ed.2d 672 (1996). The sum total of

2688evidence must be sufficien t to convince the

2696trier of fact without any hesitancy. Id.

2703It must produce in the mind of the fact

2712finder a firm belief or conviction as to the

2721truth of the allegations sought to be

2728established. Inquiry Concerning Davey , 645

2733So. 2d 398, 404 (Fla. 1994).

273919. The Order of Probable Cause states:

2746On or about October 2, 2003, Respondent

2753violated Section 104.31(1)(a), Florida

2757Statutes, using his official authority or

2763influence for the purpose of influencing

2769another person's vote, when he included in

2776the pay envelopes of the employees of the

2784DeSoto County Sheriff's Office a political

2790advertisement advocating Respondent's re -

2795election to the office of Sheriff of DeSoto

2803County that was created by the Respondent

2810and was an in - kind contribution to his

2819campaign .

282120. Section 104.31, Florida Statutes (2003), reads as

2829follows, in relevant part:

2833Political activities of state, county, and

2839municipal officers and employees. – -

2845(1) No officer or employee of the state,

2853or of any county or municipality thereof,

2860except as hereinafter exempted from

2865provisions hereof, shall:

2868(a) Use his or her official authority or

2876influence for the purpose of interfering

2882with an election or a nomination of office

2890or coercing or influencing another person's

2896vote or affecting th e result thereof.

2903* * *

2906The provisions of this section shall not

2913be construed so as to prevent any person

2921from becoming a candidate for and actively

2928campaigning for any elective office in this

2935state. All such persons shall retain the

2942right to vote as they may choose and to

2951express their opinions on all political

2957subjects and candidates. The provisions of

2963paragraph (a) shall not be construed so as

2971to limit the political activity in a

2978general, special, primary, bond, referendum,

2983or other electio n of any kind or nature, of

2993elected officials or candidates for public

2999office in the state or of any county or

3008municipality thereof; . . . .

301421. Subsection 106.265(1), Florida Statutes (2003), reads

3021as follows:

3023(1) The commission is authorized upon t he

3031finding of a violation of this chapter or

3039chapter 104 to impose civil penalties in the

3047form of fines not to exceed $1,000 per

3056count. In determining the amount of such

3063civil penalties, the commission shall

3068consider, among other mitigating and

3073aggravatin g circumstances:

3076(a) The gravity of the act or omission;

3084(b) Any previous history of similar acts

3091or omissions;

3093(c) The appropriateness of such penalty

3099to the financial resources of the person,

3106political committee, committee of continuous

3111exist ence, or political party; and

3117(d) Whether the person, political

3122committee, committee of continuous

3126existence, or political party has shown good

3133faith in attempting to comply with the

3140provisions of this chapter or chapter 104.

314722. Subsection 106.25(3) , Florida Statutes (2003), reads

3154as follows:

3156(3) For the purposes of commission

3162jurisdiction, a violation shall mean the

3168willful performance of an act prohibited by

3175this chapter or chapter 104 or the willful

3183failure to perform an act required by this

3191chap ter or chapter 104.

319623. The Commission contends that Section 106.37, Florida

3204Statutes (2003), provides the correct standard for the

3212determination of "willfulness." Section 106.37, Florida

3218Statutes (2003), reads as follows:

3223A person willfully violates a provision of

3230this chapter if the person commits an act

3238while knowing that, or showing reckless

3244disregard for whether, the act is prohibited

3251under this chapter, or does not commit an

3259act while knowing that, or showing reckless

3266disregard for whether, the act is required

3273under this chapter. A person knows that an

3281act is prohibited or required if the person

3289is aware of the provision of this chapter

3297which prohibits or requires the act,

3303understands the meaning of that provision,

3309and performs the act that is p rohibited or

3318fails to perform the act that is required.

3326A person shows reckless disregard for

3332whether an act is prohibited or required

3339under this chapter if the person wholly

3346disregards the law without making any

3352reasonable effort to determine whether the

3358act would constitute a violation of this

3365chapter.

336624. By its terms, Section 106.37, Florida Statutes (2003),

3375limits its application to "provision[s] of this chapter," in

3384contrast to Subsections 106.265(1) and 106.25(3), Florida

3391Statutes (2003), quoted above, both of which expressly apply to

3401provisions "of this chapter or chapter 104." Counsel for

3410Sheriff Fugate emphasizes this contrast to contend that Section

3419106.37, Florida Statutes (2003), cannot be applied to alleged

3428violations of provisions of Chap ter 104, Florida Statutes

3437(2003). The plain wording of the statute leads to the

3447conclusion that Section 106.37, Florida Statutes (2003), does

3455not apply in this case because the only alleged violation is of

3467Subsection 104.31(1)(a), Florida Statutes (2003). 1/

347325. The determination of "willfulness" is a question of

3482fact. McGann v. Florida Elections Commission , 803 So. 2d 763,

3492764 (Fla. 2001). For purposes of this case, the term "willful,"

3503as used in Subsection 106.25(3), Florida Statutes (2003), is

3512essen tially an undefined term. In Metropolitan Dade County v.

3522Department of Environmental Protection , 714 So. 2d 512, 516

3531(Fla. 3d DCA 1998), the court faced the question of interpreting

3542the undefined statutory term "willful violation" and reasoned as

3551follows:

3552In construing an undefined term, we must

3559look to the common or usual meaning of the

3568term. State Dept. of Administration v.

3574Moore , 524 So. 2d 704 (Fla. 1st DCA

35821988) . . . The court in [ Thunderbird

3591Drive - In Theatre, Inc. v. Reed , 571 So. 2d

36011341, 1344 (Fla. 4th DCA 1990] relied on W.

3610Page Keeton, et al., Prosser & Keeton

3617Handbook of the Law of Torts § 34, at 213

3627(5th ed. 1984), in concluding that the usual

3635meaning assigned to "willful" "[i]s that the

3642actor has intentionally done an act of an

3650unreasonabl e character in disregard of a

3657known or obvious risk that was so great as

3666to make it highly probable that harm would

3674follow . . ." Thus, the Thunderbird Drive -

3683In court concluded that when the legislature

3690uses the word "willful" in a statute it

3698demonstrates the legislature's intention

3702that the actor possess "more than mere

3709knowledge or awareness" for the statute to

3716be applicable.

3718. . . The Thunderbird Drive - In definition

3727is not an unusual or extraordinary

3733interpretation of the term "willful."

3738Black's La w Dictionary defines "willful" as:

3745An act or omission is 'willfully'

3751done, if done voluntarily and

3756intentionally and with the

3760specific intent to do something

3765the law forbids, or with the

3771specific intent to fail to do

3777something the law requires to be

3783done; that is to say, with bad

3790purpose either to disobey or to

3796disregard the law.

3799Black's Law Dictionary 1434 (5th ed.

38051979)(same definition at 1599 (6th ed.

38111990)). This definition mirrors the

3816Thunderbird Drive - In definition.

3821Other courts have ascribe d to a similar

3829definition of "willful violation." In Hazen

3835Paper Co. v. Biggins , 507 U.S. 604, 617, 113

3844S.Ct. 1701, 123 L.Ed.2d 338 (1993), the

3851Supreme Court determined that a "willful"

3857violation, as the term is used in federal

3865statutes, requires a showin g that the actor

"3873either knew or showed reckless disregard

3879for the matter of whether its conduct was

3887prohibited...." This definition conveys the

3892same idea that the act be intentional and

3900accompanied by the "actor's intent and

3906purpose that the prohibited c onduct take

3913place." (Some citations omitted)

391726. In State v Stuler , 122 So. 2d 1, 2 - 3 (Fla. 1960), the

3932Florida Supreme Court provided the controlling interpretation of

3940Section 104.31, Florida Statutes (2003):

3945The privilege of working for the public is

3953not an absolute right. It can be made

3961subject to such reasonable restrictions and

3967regulations as the Legislature under the

3973Constitution may prescribe. . . .

3979The obvious objective to be accomplished

3985by statutes of the type under consideration

3992is to pres erve the political purity of

4000public employment and to protect public

4006employees against harassment and political

4011annoyances as conditions to holding their

4017jobs. Likewise public employees are thereby

4023shielded against pressures or annoying

4028solicitations for political contributions in

4033order to curry favor with some elected

4040official charged with the supervision of the

4047particular employees. . . .

4052[Section 104.31, Florida Statutes], like

4057most of the statutes on this subject does

4065not preclude public employees from

4070exercising complete freedom of choice at the

4077ballot box. It specifically authorizes them

"4083to express their opinions on all political

4090subjects and candidates." The public

4095employees are merely prohibited while in the

4102public employ from doing certain specific

4108things which the Legislature has properly

4114concluded are opposed to the best interests

4121of the public service. (Citations omitted)

412727. There is little question that Sheriff Fugate's

4135distribution of his campaign letter via the Sheriff's Office

4144pay check envelopes violated the terms of Subsection

4152104.31(1)(a), Florida Statutes (2003), in that he was

4160attempting, however mildly, to influence the vote of his

4169subordinate employees. The only real issue is whether Sheriff

4178Fugate's violation was "willful."

418228. Based on the facts found above, it cannot be said that

4194the Commission has demonstrated, clearly and convincingly, that

4202Sheriff Fugate acted " with bad purpose either to disobey or to

4213disregard the law," or that it was his "intent and purpose that

4225th e prohibited conduct take place." Sheriff Fugate credibly

4234testified that he believed his actions were in accord with the

4245portion of Section 104.31, Florida Statutes (2003), providing

4253that nothing therein shall be construed to limit the right of a

4265candidat e to actively campaign for office. The Commission

4274offered no direct evidence to refute Sheriff Fugate's good faith

4284belief that his actions were within the law.

4292RECOMMENDATION

4293Based upon the foregoing Findings of Facts and Conclusions

4302of Law, it is

4306RECOM MENDED that the Florida Elections Commission enter a

4315final order finding that Respondent, John J. Fugate, did not

4325violate Subsection 104.31(1)(a), Florida Statutes (2003), as

4332alleged, and dismissing the Order of Probable Cause.

4340DONE AND ENTERED this 22nd d ay of December, 2004, in

4351Tallahassee, Leon County, Florida.

4355S

4356LAWRENCE P. STEVENSON

4359Administrative Law Judge

4362Division of Administrative Hearings

4366The DeSoto Building

43691230 Apalachee Parkway

4372Tallahassee, Florida 32399 - 3060

4377(850) 488 - 9675 SUNCOM 278 - 9675

4385Fax Filing (850) 921 - 6847

4391www.doah.state.fl.us

4392Filed with the Clerk of the

4398Division of Administrative Hearings

4402this 22nd day of December, 2004.

4408ENDNOTE

44091/ This conclusion finds support in the legislative histories of

4419th e provisions at issue. Section 106.37, Florida Statutes

4428(2003), was enacted by Section 1, Chapter 97 - 13, Laws of

4440Florida, and has not been amended since its enactment. As of

44511997, the applications of Subsections 106.25(3) and 106.265(1),

4459Florida Statutes (2003), were likewise limited to violations of

4468Chapter 106, Florida Statutes (2003). Sections 34 and 36 of

4478Chapter 98 - 129, Laws of Florida, amended Subsections 106.25(3)

4488and 106.265(1), Florida Statutes (2003), respectively, to apply

4496also to violations o f Chapter 104, Florida Statutes (2003). The

4507Legislature did not expand the scope of Section 106.37, Florida

4517Statutes (2003).

4519COPIES FURNISHED :

4522Eric M. Lipman, General Counsel

4527Florida Elections Commission

4530Collins Building, Suite 224

4534107 West Gaines Stre et

4539Tallahassee, Florida 32399 - 1050

4544Keith C. Tischler, Esquire

4548Jolly & Peterson, P.A.

4552Post Office Box 27400

4556Tallahassee, Florida 32315

4559Patsy Rushing, Clerk

4562Florida Elections Commission

4565Collins Building, Suite 224

4569107 West Gaines Street

4573Tallahassee, Flor ida 32399 - 1050

4579Barbara M. Linthicum, Executive Director

4584Florida Elections Commission

4587Collins Building, Suite 224

4591107 West Gaines Street

4595Tallahassee, Florida 32399 - 1050

4600Charles Finkel, General Counsel

4604Florida Elections Commission

4607Collins Building, Suite 224

4611107 West Gaines Street

4615Tallahassee, Florida 32399 - 1050

4620NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

4626All parties have the right to submit written exceptions within

463615 days from the date of this Recommended Order. Any exceptions

4647to this Recommended Order sh ould be filed with the agency that

4659will issue the final order in this case.

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PDF
Date
Proceedings
PDF:
Date: 06/27/2006
Proceedings: Final Order after Remand filed.
PDF:
Date: 06/26/2006
Proceedings: Agency Final Order
PDF:
Date: 06/06/2005
Proceedings: Final Order filed.
PDF:
Date: 06/03/2005
Proceedings: Agency Final Order
PDF:
Date: 12/22/2004
Proceedings: Recommended Order
PDF:
Date: 12/22/2004
Proceedings: Recommended Order (hearing held June 21 and July 26, 2004). CASE CLOSED.
PDF:
Date: 12/22/2004
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 12/03/2004
Proceedings: Notice of Change of Firm Affiliation and Change of Address (filed by K. Tischler).
PDF:
Date: 09/13/2004
Proceedings: Notice of Filing (Proposed Recommended Order) filed by Petitioner via facsimile.
PDF:
Date: 09/13/2004
Proceedings: Petitioner`s Proposed Recommended Order (filed via facsimile).
PDF:
Date: 09/10/2004
Proceedings: (Proposed) Proposed Recommended Order (filed by the Respondent).
PDF:
Date: 09/10/2004
Proceedings: Notice of Filing Respondent`s Proposed Findings of Fact, Conclusions of Law and Recommended Order filed.
PDF:
Date: 09/03/2004
Proceedings: Order (Proposed Recommended Orders now due September 10, 2004).
PDF:
Date: 09/01/2004
Proceedings: Respondent`s Unopposed Motion for Enlargement of Time to Submit Proposed Recommended Order filed.
Date: 08/24/2004
Proceedings: Transcripts (Volumes I and II) filed.
Date: 08/20/2004
Proceedings: Transcript filed.
PDF:
Date: 07/26/2004
Proceedings: Commission`s Response to Petitioner`s Motion in Limine filed.
Date: 07/26/2004
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 07/19/2004
Proceedings: Petitioner`s Supplemental Exhibit List for Trial (filed via facsimile).
PDF:
Date: 07/16/2004
Proceedings: Respondent`s Supplemental Exhibit List for Final Hearing (July 26, 2004) filed.
PDF:
Date: 07/08/2004
Proceedings: Notice of Hearing (hearing set for July 26, 2004; 9:00 a.m.; Tallahassee, FL).
Date: 06/21/2004
Proceedings: CASE STATUS: Hearing Partially Held; continued to July 26, 2004.
PDF:
Date: 06/18/2004
Proceedings: Response of Respondent to Motion in Limine of Petitioner (filed via facsimile).
PDF:
Date: 06/17/2004
Proceedings: Notice of Filing Attachment "A" to Joint Pre-Trial Stipulation (filed by Petitioner via facsimile).
PDF:
Date: 06/16/2004
Proceedings: Joint Pre-Hearing Stipulation (filed via facsimile).
PDF:
Date: 06/16/2004
Proceedings: Respondent`s Notice of Responding to First Interrogatories of Petitioner (filed via facsimile).
PDF:
Date: 06/15/2004
Proceedings: Uncontested Motion to Schedule Additional Hearing date in Tallahassee for the Purposes of Taking Testimony of Local Witnesses (filed by Petitioner via facsimile).
PDF:
Date: 06/15/2004
Proceedings: Petitioner`s Supplemental List of Witnesses and Documents to be Used at Trial (filed via facsimile).
PDF:
Date: 06/14/2004
Proceedings: Petitioner`s Motion in Limine (filed via facsimile).
PDF:
Date: 06/11/2004
Proceedings: Respondent`s Motion in Limine (filed via facsimile).
PDF:
Date: 06/07/2004
Proceedings: Notice of Taking Deposition Duces Tecum (B. Linthicum) filed.
PDF:
Date: 05/18/2004
Proceedings: Subpoena Duces Tecum (L. Mansfield) filed.
PDF:
Date: 05/18/2004
Proceedings: Amended Notice of Taking Deposition (K. Wilcutts, C. Hogan, and L. Mansfield) filed via facsimile.
PDF:
Date: 05/18/2004
Proceedings: Petitioner`s Notice of Production of Documents to Respondent filed.
PDF:
Date: 05/18/2004
Proceedings: Notice of Serving Responses to Respondent`s First Set of Interrogatories filed.
PDF:
Date: 05/14/2004
Proceedings: Notice of Taking Deposition (K. Wilcutts, C. Hogan, and Person to be Named) filed via facsimile.
PDF:
Date: 05/14/2004
Proceedings: Notice of Taking Deposition Duces Tecum (J. Fugate) filed via facsimile.
PDF:
Date: 05/14/2004
Proceedings: Notice of Serving Petitioner`s First Set of Interrogatories (filed via facsimile).
PDF:
Date: 05/12/2004
Proceedings: Subpoena Duces Tecum (D. Scheid) filed.
PDF:
Date: 05/12/2004
Proceedings: Notice of Taking Deposition Duces Tecum (2), (D. Scheid and K. Smith) filed.
PDF:
Date: 04/21/2004
Proceedings: Notice of Service of First Interrogatories of Respondent filed.
PDF:
Date: 04/21/2004
Proceedings: Respondent`s First Request for Production of Documents filed.
PDF:
Date: 04/15/2004
Proceedings: Notice of Appearance (filed by K. Tischler, Esquire).
PDF:
Date: 04/14/2004
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 04/14/2004
Proceedings: Notice of Hearing (hearing set for June 21 and 22, 2004; 9:00 a.m.; Arcadia, FL).
PDF:
Date: 04/12/2004
Proceedings: Joint Response to Initial Order (filed via facsimile).
PDF:
Date: 04/08/2004
Proceedings: Statement of Findings: FEC 03-242 filed.
PDF:
Date: 04/08/2004
Proceedings: Initial Order.
PDF:
Date: 04/08/2004
Proceedings: Petition for Initiation of Proceedings filed.
PDF:
Date: 04/08/2004
Proceedings: Order of Probable Cause filed.
PDF:
Date: 04/08/2004
Proceedings: Agency referral filed.

Case Information

Judge:
LAWRENCE P. STEVENSON
Date Filed:
04/08/2004
Date Assignment:
04/08/2004
Last Docket Entry:
06/27/2006
Location:
Tallahassee, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
 

Counsels

Related Florida Statute(s) (6):