04-001322 St. Lucie County School Board vs. Judith Lee Hueter
 Status: Closed
Recommended Order on Friday, September 10, 2004.


View Dockets  
Summary: Respondent`s second driving-while-under-the-influence conviction, in light of the substantial mitigating factors, requires severe discipline, but not termination.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8ST. LUCIE COUNTY SCHOOL BOARD, )

14)

15Petitioner, )

17)

18vs. ) Case No. 04 - 1322

25)

26JUDITH LEE HUETER, )

30)

31Respondent. )

33)

34RECOMMENDED ORDER

36A formal hearin g was held in this case in Fort Pierce,

48Florida, on June 24, 2004, before Florence Snyder Rivas,

57Administrative Law Judge of the Division of Administrative

65Hearings.

66APPEARANCES

67For Petitioner: David Miklas, Esquire

72Elizabeth Coke, Esquire

75J. David Richeson & Associates, P.A.

81Post Office Box 4048

85Fort Pierce, Florida 34948

89For Respondent: Catherine J. Chamblee , Esquire

95Chamblee, Johnson & Haynes, P.A.

100The Barrister’s Building, Suite 500

1051615 Forum Place

108West Palm Beach, Florida 33401

113STATEMENT OF THE ISSUE

117At issue is whether Petitioner St. Lucie County Schoo l

127Board (School Board or Petitioner) should terminate the

135employment of Respondent Judith Lee Heuter (Respondent or

143Heuter) following her second conviction for Driving Under the

152Influence (DUI).

154PRELIMINARY STATEMENT

156By letter dated March 11, 2004, Michae l Lannon,

165Superintendent of St. Lucie County Schools, advised Respondent

173that he was recommending her dismissal based upon a second

183conviction for DUI. A Statement of Charges and Petition for

193Termination of the same date set forth the specific legal

203groun ds for termination.

207Respondent timely asserted her right to an administrative

215hearing to challenge the termination.

220The identity of witnesses and exhibits and attendant

228stipulations and rulings rendered at hearing are contained in

237the one - volume transcrip t of the June 24, 2004, final hearing

250which was filed on July 26, 2004.

257At hearing, the undersigned reserved ruling on Petitioner's

265objection to the relevancy of Respondent's evidence concerning

273her professional competence, as well as evidence concerning her

282history of alcoholism and related treatment. All such evidence

291was received subject to a standing objection lodged by

300Petitioner. The parties were invited to brief the objection(s)

309in their post - hearing submissions, with the understanding that

319eviden ce received pursuant to Petitioner's standing objection(s)

327would be disregarded to the extent it was in fact irrelevant.

338Upon consideration, evidence relating to Heuter's

344professional competence, as well as evidence concerning her

352history of alcoholism and related treatment, is deemed relevant

361to the alleged violations of Florida Administrative Code Rules

3706B - 1.001 (2) and 6B - 1.001 (3); School Board Policy 3.56 (3) (b)

385(2), (19) (29) and (37); and Respondent's argument regarding

394School Board Policy 3.56 (a). Accordingly, such evidence is

403considered only in connection with those provisions.

410By agreement of the parties, the record remained open and

420the testimony of Susan Ranew was taken telephonically in the

430presence of a court reporter with the undersigned pr esiding on

441June 29, 2004.

444Proposed Recommended Orders were timely submitted by the

452parties and have been carefully considered. References to

460Sections are to the Florida Statutes (2004). References to the

470Code are to the Florida Administrative Code (2002) .

479FINDINGS OF FACT

4821. Heuter has served as a teacher in the St. Lucie County

494school system for over 13 years. At all times material to this

506case, Heuter is party to a professional services contract with

516the School Board.

5192. Heuter's personal and profe ssional reputations were

527unblemished until November 12, 1999, when she was arrested for

537DUI. By letter dated December 14, 1999, Respondent was notified

547by the School Board Personnel Director, Susan Ranew (Ranew),

556that she was to meet with Ranew on January 11, 2000, regarding

568the arrest.

5703. The meeting took place as scheduled. Ranew gave Heuter

580a letter signed by Assistant Superintendent for Human Resources

589Russell Anderson. The letter stated, in pertinent part:

597. . . [Y]our recent arrest could be a

606vio lation of the Florida Code of Ethics for

615Public Officers and Employees and the

621General Personnel Policies of the St. Lucie

628County School Board Policies section 3.56.

634State Board of Education Administrative Rule

6406B - 1.001 states at subsection (3) that the

649e ducator is [sic] “aware of the importance

657of maintaining the respect and confidence of

664one’s colleagues, of students, of parents,

670and of other members of the community, the

678educator strives to achieve and sustain the

685highest degree of ethical conduct. . . .

693. . . [Y]ou are directed to refrain from

702this type of behavior in the future. Your

710failure to follow this directive will result

717in more severe disciplinary action. . . .

725The letter further advised Heuter that she was to be recommended

736for a two - day s uspension, a disciplinary action which she did

749not contest. In due course, the suspension was formally imposed

759and was served by Heuter.

7644. In addition, the 1999 arrest resulted in an

773investigation by the state's Education Practices Committee

780(EPC). On September 7, 2001, the EPC issued a Final Order,

791which included a letter of reprimand and three years' probation.

801The terms of the probation included a provision that Heuter

811refrain from alcohol consumption and engage in substance abuse

820counseling.

8215. Le gal proceedings relating to the 1999 DUI concluded on

832February 14, 2000, when Heuter plead no contest to the charge in

844St. Lucie County Court.

8486. As a first time DUI offender, Heuter was directed to

859alcohol abuse treatment. Thus, at the time the EPC en tered its

871Final Order requiring treatment, Heuter was already in

879treatment.

8807. Although cooperative with treatment, Heuter was not

888persuaded that she suffered from alcoholism, a chronic disease

897requiring lifelong treatment. Such denial is a classic symp tom

907of alcoholism.

9098. Heuter was arrested a second time for DUI on June 17,

9212003. This event proved the catalyst for her acknowledgment

930that she was an alcoholic and would, without treatment, remain a

941danger to herself and others.

9469. Heuter promptly rep orted the arrest to her principal at

957the time, Diane Guffey (Guffey), to Jane Summa (Summa), who was

968slated to take over as principal at Heuter's assigned school for

979the 2003 - 2004 school year, and to personnel director Ranew.

99010. Heuter also returned to a lcohol abuse counseling with

1000appropriately credentialed professionals, and an understanding

1006she had previously lacked concerning the seriousness of her

1015illness.

101611. Heuter plead no contest to the second DUI and was

1027convicted of the criminal charge on Dece mber 17, 2003. She was

1039still on EPC probation at the time of the second offense, and an

1052investigation in that forum is pending.

105812. More than one month elapsed between Heuter’s no

1067contest plea and the time she was informed of the

1077Superintendent's intent to recommend termination.

108213. Petitioner contends that Heuter knew or should have

1091known from the time of the second arrest that a conviction would

1103automatically result in her termination.

110814. In support of this contention, Petitioner asserts that

1117Heute r was told by Ranew at their January 11, 2000, meeting of

1130an "unwritten policy" which required that she be terminated upon

1140conviction.

114115. The "unwritten policy" upon which Petitioner relies is

1150not a School Board policy, but rather a district policy. Th e

1162difference between School Board policy and district policy in

1171St. Lucie County includes, but is not limited to, the fact that

1183School Board policies are promulgated in writing following a

1192period of deliberation which includes an opportunity for public

1201com ment.

120316. After careful consideration of all of the record

1212evidence regarding the existence of an unwritten (district

1220level) policy, the fact - finder is not persuaded that such policy

1232existed. At most, one or more current and former district

1242officials, ne ither of whom testified, held the view that any

1253person who might commit a second alcohol or drug - related

1264criminal offense should be terminated without regard to any

1273mitigating factors which may exist.

127817. The parties agree that this is a case of first

1289im pression in St. Lucie County, in that the School Board has

1301never undertaken to address the question of whether teachers or

1311other employees should be terminated automatically upon a second

1320DUI conviction.

132218. However, in other contexts relating to substanc e

1331abuse, the School Board has crafted written policy which

1340demonstrates careful attention to what people, places, and

1348circumstances are intended to be brought within the scope of the

1359policy, and what, if any, discretion the School Board reserves

1369to deal wi th the offender on an individualized basis.

137919. For example, School Board Policy 3.59 addresses

1387substance abuse in the workplace . This policy specifically

1396provides:

13973.59 DRUG FREE WORKPLACE

1401(1) It is the intent of the School Board

1410that work environm ents be free of the

1418presence of illegal drugs and alcohol.

1424Therefore, employees are prohibited from

1429possessing, using, manufacturing,

1432dispensing, distributing, or being under the

1438influence of illegal drugs or alcohol while

1445on duty. For the purposes of th is policy,

1454illegal drugs are those controlled

1459substances as defined by federal or state

1466law, or any counterfeit of such drugs or

1474substances.

1475(2) For purposes of this policy,

1481“workplace” means the site for the

1487performance of work done in connection with

1494employment. Workplace includes any school

1499building or any school premises; and any

1506vehicle used to transport students to and

1513from school and school activities off school

1520property during any school - sponsored or

1527school - approved activity, event or function,

1534such as a field trip or athletic event,

1542where students are under the jurisdiction of

1549the School District.

1552(3) As a condition of employment, each

1559employee shall notify his or her supervisor

1566of his or her conviction of any criminal

1574drug statute for a vi olation occurring in

1582the workplace no later than five (5) days

1590after such conviction. An employee who

1596violates the terms of this policy may be

1604nonrenewed or his or her employment may be

1612suspended or terminated. However, at the

1618discretion of the School Bo ard, such

1625employee may be allowed to participate in

1632and satisfactorily complete a drug abuse

1638assistance or rehabilitation program

1642approved by the School Board in lieu of a

1651nonrenewal, suspension, or termination.

1655Sanctions and discipline against employees,

1660including nonrenewal, suspension, and

1664termination, shall be recommended within

1669thirty (30) days of receiving notice of an

1677employee’s conviction. Within ten (10) days

1683of receiving notice of an employee’s

1689conviction in violation of this rule, the

1696Superinte ndent shall notify the state and

1703federal department of education.

1707(4) A drug - free awareness program is

1715hereby established, and is to be implemented

1722by the Superintendent, to inform employees

1728of the dangers of drug abuse in the

1736workplace, of the School Board’s policy of

1743maintaining a drug - free workplace, of

1750available drug counseling, rehabilitation,

1754and assistance programs, and of the

1760penalties to be imposed upon employees for

1767drug abuse violations occurring in the

1773workplace. As a part of this program, all

1781employees and applicants for employment

1786shall be given notice of the School Board’s

1794policy regarding the maintenance of a drug -

1802free workplace.

1804. . . [A]t the discretion of the School

1813Board, such employee may be allowed to

1820participate in and satisfact orily complete a

1827drug abuse assistance or rehabilitation

1832program approved by the School Board in lieu

1840of a non - renewal, suspension, or

1847termination.

184820. At all times material to this case, Heuter is actively

1859participating in treatment as prescribed by ap propriately

1867credentialed professionals involved in her care. The

1874opportunity to do the work for which she was trained provides a

1886powerful incentive for Heuter to continue to cooperate in her

1896treatment. Heuter’s employer - based insurance provides partial

1904c overage for her treatment. Her treating professionals regard

1913her illness as medically similar to diabetes, heart disease, or

1923other types of chronic and potentially life - threatening

1932illnesses. So long as Heuter remains in compliance with her

1942treatment pro gram, she is well able to perform her job.

195321. There is no evidence that symptoms of Heuter's

1962alcoholism ever surfaced in the classroom, or elsewhere on

1971school grounds or on school time. Rather, at all times material

1982to this case, Heuter enjoys the unqua lified support and respect

1993of experienced school principals she has served for and with

2003over the course of her career.

200922. On March 23, 2004, following the decision to terminate

2019Hueter’s employment, Jane Summa (Summa), who was to be the

2029principal at Heut er's assigned school the following academic

2038year, prepared Heuter's performance review for the current year.

2047She wrote:

2049It is with great pleasure that an

2056EXCEPTIONAL OVERALL PERFORMANCE APPRAISAL

2060RATING be granted to this highly effective

2067teacher! Yet it comes as no surprise due to

2076the fact that performance consistently

2081exceeds the requirements of this position.

2087As a direct result, students are

2093consistently afforded an opportunity to

2098perform at the highest possible level. Add

2105to this one who always works in a positive,

2114effective manner with all stake holders and

2121you have a staff person that I am very proud

2131to say is a true WEATHERBEE MARINER.

2138(Emphasis in original).

214123. Diane Guffey (Guffey), Respondent’s principal at the

2149time of both DUI infractions, would welcome Heuter back to her

2160teaching staff.

216224. In a letter dated April 22, 2004, Guffey wrote:

2172Ms. Hueter is a teacher who has made a

2181difference in the lives of many

2187children. . . . Teaching and children are a

2196passion for her and she gives the job her

2205best.

2206Although Ms. Hueter has made some mistakes

2213of bad judgment in her personal life, I have

2222never seen any adverse effect on her

2229teaching.

2230As an administrator, I sometimes have to

2237work with marginal teachers. Mrs. Hueter is

2244an example o f a mentor teacher who can help

2254other teachers become better. Mrs. Hueter is

2261an excellent teacher whom I would be proud

2269to work with at anytime in any school.

227725. Robert Dougherty (Dougherty) provided glowing

2283testimony concerning Heuter's teaching of hi s two sons.

2292According to Dougherty, Heuter had extracted success from his

2301sons in situations where other teachers had tried and failed.

2311His personal knowledge and focus is narrowly based upon his

2321parent/teacher relationship with Heuter, and, like the tes timony

2330of Summa and Guffey, was considered only as it may bear upon the

2343alleged violation of Rule 6B - 1.001(2) and (3).

235226. No evidence was presented in support of Petitioner's

2361request for back pay and benefits.

2367CONCLUSIONS OF LAW

237027. The Division of Adm inistrative Hearings has

2378jurisdiction over the subject matter and the parties hereto.

2387§ 120.57(1), Fla. Stat.

239128. Heuter is employed pursuant to a professional services

2400contract and may be terminated only for just cause. Just cause

2411includes but is not li mited to misconduct in office,

2421incompetency, gross insubordination, willful neglect of duty, or

2429conviction of a crime involving moral turpitude.

2436§ 1012.33(1)(a), Fla. Stat.

244029. The School Board is required to prove its allegations

2450by a preponderance of th e evidence. Dileo v. School Board of

2462Dade County , 569 So. 2d 883 (Fla. 3d DCA 1990). Dismissal may

2474be predicated only upon the grounds set forth in the charging

2485document, in this case the Statement of Charges and Petition for

2496Termination. Lusskin v. Age ncy for Health Care Administration ,

2505731 So. 2d 67, 69 (Fla. 4th DCA 1999); Cottrill v. Dept. of

2518Insurance , 685 So. 2d 1371, 1372 (Fla. 1st DCA 1996); Klein v.

2530Dept. of Business and Professional Regulation , 625 So. 2d 1237,

25401238 - 39 (Fla. 2d DCA 1993); Delk v. Dept. of Professional

2552Regulation , 595 So. 2d 966, 967 (Fla. 5th DCA 1992); Willner v.

2564Dept. of Professional Regulation, Board of Medicine , 563 So. 2d

2574805, 806 (Fla. 1st DCA 1990), rev. denied , 576 So. 2d 295

2586(1991).

258730. The factual basis for each of the grounds for

2597termination alleged by Petitioner is the second DUI conviction.

2606Petitioner contends that the second DUI violates several

2614provisions of School Board Policy 3.56(3)(b), a non - inclusive

2624list of infractions which "warrant disciplinary action." The

2632policy does not mandate a penalty of termination, whether one or

2643more of its provisions is violated.

264931. By way of defense, Respondent contends that

2657termination under the facts and circumstances of this case

2666constitutes a violation of School Board P olicy 3.56 as it

2677relates to progressive discipline.

268132. For the reasons set forth below, it is determined that

2692Heuter violated subsections (b) (7),(19), (29), and (37) of

2702School Board Policy 3.56(b) and that discipline is warranted.

2711However, these violat ions, taken together, do not amount to just

2722cause for termination under the circumstances of this case.

2731Alternatively, Heuter has proved that the School Board's

2739progressive discipline policy militates in favor of a penalty

2748less than termination for this s econd offense.

275633. With respect to Petitioner's allegations, Rule

27633.56(3)(b) provides in pertinent part:

2768EMPLOYEE STANDARDS OF CONDUCT

2772* * *

2775(3) Disciplinary Guidelines for Employees.

2780* * *

2783(b) The following list is not intended to

2791be all - inc lusive, but is typical of

2800infractions that warrant disciplinary

2804action:

2805(1) insubordination.

2807(2) Violation of drug and alcohol

2813policy.

2814* * *

2817(7) Conviction of a criminal act that

2824constitutes a misdemeanor.

2827* * *

2830(19) Violation of any rule , policy,

2836regulation, or established procedure.

2840* * *

2843(29) Any violation of the Code of Ethics

2851of the Education Profession, the Principles

2857of Professional Conduct for the Education

2863Profession, the Standards of Competent

2868Professional Performance, or the Code of

2874Ethics for Public Officers and Employees.

2880(30) Off duty contact that does not

2887promote the good will and favorable attitude

2894of the public toward the School District,

2901its programs, and policies.

2905* * *

2908(37) Alcohol - related offenses, incl uding

2915driving under the influence of alcohol.

2921. . .

292434. (a) Subsection (1) re: Insubordination: Following the

2932first DUI, Heuter was directed in writing to "refrain from this

2943type of behavior in the future." There is no evidence that

2954Heuter's conduc t was a function of disrespect for the directive,

2965as opposed to a manifestation of her disease. Accordingly,

2974Petitioner failed to prove this stated ground for termination.

298335. (b) Subsection (2) re: Violation of drug and alcohol

2993policy: The existence o f an unwritten policy applicable to this

3004case was not proved. Only one drug and alcohol policy applicable

3015to employees (as opposed to students) was in place at relevant

3026times. The policy, entitled 3.59 DRUG FREE WORKPLACE and set

3036forth in pertinent part a bove, by its own terms addresses the

3048use of drugs and alcohol on school property. There is no

3059evidence that Heuter used or abused alcohol or any drug in the

3071workplace. Accordingly, Petitioner failed to prove this stated

3079ground for termination.

308236. (c) Subsection (7) re: C onviction of a criminal act

3093that constitutes a misdemeanor: Heuter does not deny that she

3103violated this subsection, thus this charge is sustained.

311137. (d) Subsection (19) re: Violation of any rule, policy,

3121regulation, or established p rocedure: The Petitioner has proved

3130violations of School Board Policy 3.56 (b)(7),(19),(29),and (37)

3141each of which is a rule or policy. Accordingly, Petitioner

3151proved this stated ground for termination; however, this

3159violation is cumulative and should no t be considered in

3169enhancement of discipline under the circumstance of this case.

317838. (e) Subsection (29) re: Any violation of the Code of

3189Ethics of the Education Profession, the Principles of

3197Professional Conduct for the Education Profession, the Stand ards

3206of Competent Professional Performance, or the Code of Ethics for

3216Public Officers and Employees.

322039. In support of this charge, three Rule violations are

3230cited: (a) Rule 6B - 1.006(5)(P); (b) Rule 6B - 1.001(2), and (c)

3243Rule 6B - 1.001(3):

3247(a) Rule 6B - 1.0 06(5)(P):

3253Rule 6B - 1.006(5)(P) provides in pertinent

3260part:

3261(5) Obligation to the profession of

3267education requires that the individual:

3272* * *

3275(p) Shall comply with the conditions of an

3283order of the Education Practices Commission.

3289Based solely upon the undisputed facts adduced at hearing, it

3299may be inferred that at a minimum Heuter was in violation of the

3312EPC's proscription against consuming alcohol at the time of her

3322second arrest. Accordingly, Petitioner has proved this stated

3330ground for terminati on.

3334(b) Rule 6B - 1.001(2):

3339Rule 6B - 1.001(2) provides in pertinent

3346part:

33476B - 1.001 Code of Ethics of the Education

3356Profession in Florida.

3359* * *

3362(2) The educator's primary professional

3367concern will always be for the student and

3375for the development of the student's

3381potential. The educator will therefore

3386strive for professional growth and will seek

3393to exercise the best professional judgment

3399and integrity.

340140. This Rule is part of Florida's Code of Ethics for

3412professional educators. Respondent ac curately notes that some

3420DOAH cases have viewed the Code of Ethics as “aspirational” and

3431not easily applied as a disciplinary standard. Palm Beach

3440County School Board v. Laakso, DOAH Case No. 01 - 4839 (2003); See

3453also Palm Beach County School Board v. Oppe l , DOAH Case

3464No. 01 - 4533 (2002); Pinellas County School Board v. Lemiesz ,

3475DOAH Case No. 96 - 3253 (1997); and Pinellas County School Board

3487v. Snyder , DOAH Case No. 93 - 4972 (1993).

349641. Respondent cites this passage from Administrative Law

3504Judge Rober t Meale's Recommended Order in Palm Beach County

3514School Board vs. Edward R. Oppel :

3521Rule 6B - 1.001(2) and (3) are clearly

3529exhortatory in nature, as they encourage the

3536administrator to "strive" for the "highest"

3542and "best." Important as these provisions

3548are for setting behavioral and professional

3554goals, they do not serve well as provisions

3562describing the minimum standards that, if

3568breached, may result in termination.

3573Palm Beach County School Board v. Oppel ; DOAH Case No. 01 - 4533

3586(2002).

358742. Judge Meale's observation is persuasive; however, the

3595broad question of whether the Code of Ethics is aspirational in

3606nature and therefore not an appropriate basis for termination,

3615is beyond the scope of this discussion. In predicating Heuter’s

3625termination upon Rule 6B - 1.001(2), Petitioner has, by the very

3636terms of the Rule, invited inquiry into whether or not Heuter

3647has conducted herself in a manner demonstrating primary

3655professional concern for the development of the potential of her

3665students; whether or not she striv es for professional growth;

3675and whether or not she seeks to exercise the best professional

3686judgment and integrity.

368943. In seeking answers to those questions, Heuter's

3697teaching record; the opinions of principals Gaffey and Summa;

3706and the opinion of a fath er who believes that Heuter not only

3719showed concern for the development of his children's potential,

3728but actually developed their potential where others had tried

3737and failed, are all of relevance.

374344. At all times material to this case, even as she

3754progre ssed in the disease of alcoholism, Heuter demonstrated

3763exemplary work on behalf of her students and maintained

"3772professional growth." The high quality of her professional

3780performance held steady, and even improved, in the months

3789following her first DUI. Even after the second DUI,

3798administrators who must account directly to parents and to

3807district officials when something is amiss in the classroom,

3816would welcome her back.

382045. Accordingly, Petitioner has failed to prove this

3828stated ground for termination.

3832(c) Rule 6B - 1.001(3):

3837Rule 6B - 1.001(3) provides in pertinent

3844part:

38456B - 1.001 Code of Ethics of the Education

3854Profession in Florida.

3857* * *

3860(3) Aware of the importance of maintaining

3867the respect and confidence of one's

3873colleagues, of students, of pa rents, and of

3881other members of the community, the educator

3888strives to achieve and sustain the highest

3895degree of ethical conduct.

389946. The case law and conclusions set forth with reference

3909to Rule in 6B - 1.001(2) above apply with equal force to this

3922sectio n of the Code.

392747. There is no evidence that anyone, including

3935individuals directly involved in Heuter's termination, lacked

3942respect for or confidence in Heuter as a teaching professional

3952at any time. There is no factual basis to conclude that Heuter

3964ev er failed to strive to achieve and sustain the highest degree

3976of ethical conduct. Without defending drunk driving, the

3984undersigned has been unable to locate any case, statute, rule or

3995other authority to support the notion that either or both DUIs

4006constitu te, under the facts and circumstances of this case, a

4017lapse in professional ethics as a teacher.

402448. Rather, the opinions of principals Gaffey and Summa

4033demonstrate that the respect and confidence which a teacher must

4043have remain intact. It is unimaginab le that one principal, let

4054alone two, would speak so highly of a teacher if they held any

4067reservations concerning her ability to sustain the highest

4075degree of ethical conduct.

407949. The Rule does not demand teacher perfection; rather

4088the verb chosen is "st rive." Heuter's acknowledgment of her

4098disease, coupled with the fact that she has fully embraced

4108treatment, suggests that she strives, and will continue to

4117strive, to achieve and sustain the highest degree of ethical

4127conduct. Accordingly, Petitioner has failed to prove this

4135stated ground for termination.

413950. (f) Subsection (30) re: Off duty contact that does not

4150promote the good will and favorable attitude of the public

4160toward the School District, its programs, and policies: No such

4170contact has been pro ved. This provision, by its terms, suggests

4181that the "contact" referred to is contact with the public and

4192perhaps is limited to contact which influences the "attitude of

4202the public toward the School District, its programs, and

4211policies."

421251. Even if th e policy addressed "conduct," rather than

"4222contact," no evidence was presented upon which findings could

4231be made concerning the public’s good will or lack thereof toward

4242the School District, its programs or its policies, or even

4252Heuter herself, as a result of her off - duty conduct.

4263Accordingly, Petitioner has failed to prove this stated ground

4272for termination.

427452. (g) Subsection 30 re: Alcohol related offenses:

4282Finally, Petitioner cites violation of subsection (37) which

4290includes “Alcohol - related offense s, including driving under the

4300influence of alcohol.” This violation has been proved.

430853. Turning to Heuter's defensive use of School Board

4317Policy 3.56, the contention is that the School Board’s decision

4327to terminate her under the circumstances of this c ase violates

4338subsection (a) relating to progressive discipline. The policy

4346states:

4347The School District generally follows a

4353system of progressive discipline in dealing

4359with deficiencies in employee work

4364performance or conduct. Should unacceptable

4369behavio r occur, corrective measures will be

4376taken to prevent reoccurrence. The

4381Superintendent is authorized to place

4386employees on administrative assignment

4390and/or leave as necessary during an

4396investigation. However, some behavior may

4401be so extreme as to merit i mmediate

4409dismissal.

441054. T he progression of discipline from a two - day

4421suspension to termination, under all the circumstances of this

4430case, is inconsistent with, at the least, the spirit of the

4441progressive discipline policy. “Progressing” from a two - day

4450s uspension to termination is excessive, where, as here, the

4460substance abuse occurred off school property; the prospects of

4469rehabilitation are substantial; and the employee has made a

4478persuasive case for mercy and understanding.

448455. Individuals who bring il legal substances on to school

4494property, or come to work in an impaired condition, pose an

4505imminent threat to the safety of students and colleagues. Yet

4515the School Board's written policy provides discretion to

4523consider all circumstances surrounding the ind ividual's

4530employment to determine if he is a candidate for rehabilitation.

454056. Such discretion is consistent with a progressive

4548discipline policy; while it is appropriate here to impose more

4558severe discipline that Heuter suffered following her first DUI,

4567termination under all the circumstances of this case is a harsh

4578punishment for which just cause is lacking.

458557. In Jim Horne as Commissioner of Education v. Agostino ,

4595DOAH Case No. 03 - 2877PL (2004), Administrative Law Judge

4605Lawrence P. Stevenson recomm ended against revoking the license

4614of a teacher who had battered his wife, stating:

4623It must be noted that Mr. Agostino’s

4630violation occurred away from school and

4636apparently had no effect on his job

4643performance or on his reputation among

4649students, parents , and co - workers. Given

4656these facts, there would be nothing to gain

4664by depriving Mr. Agostino of his livelihood

4671while he deals with the emotional and

4678psychological issues underlying the events

4683of May 16, 2003.”

468758. Here, too, there appears to be "nothin g to gain" by

4699depriving Heuter the chance to remain productive in a field of

4710endeavor which is important to the community.

471759. Driving while under the influence is a very serious

4727matter, but in this case it appears to have motivated Heuter to

4739take serious ly her after - hours recklessness in a way that her

4752previous arrest and treatment had not.

475860. Implicit in the School Board's detailed and

4766thoughtfully reasoned drug free workplace policy is the notion

4775that substance abusers can, if properly treated and co operating

4785with "doctor's orders," perform their jobs as well as any

4795individual who suffers from a chronic illness which is

4804responding to treatment.

480761. Differences of opinion, sometimes divisive, exist with

4815regard to society's attitudes toward alcoholism . In its drug

4825free workplace policy, the School Board has elected to treat

4835alcoholism as a chronic illness, rather than a moral failing.

4845Had Heuter violated the drug free workplace policy, she would,

4855without doubt, be a candidate for the exercise of the School

4866Board’s discretion to participate in an assistance or

4874rehabilitation program in lieu of termination, even though it

4883was a second offense.

488762. Given the apparent conflict in the drug free workplace

4897policy with the proposed discipline in this case, i t is

4908appropriate for the School Board to take into account

4917substantial mitigating circumstances which include the opinions

4924of the Board's principals; the well - being of a long - term, highly

4938productive employee; and the students who stand to benefit in

4948the fu ture from the services of an experienced and dedicated

4959teacher.

496063. It is entirely appropriate to impose conditions upon

4969the exercise of discretion in favor of Heuter's continued

4978employment, including putting her on formal notice that any

4987future DUI arres t will result in immediate termination. It

4997would also be appropriate to require a letter from Heuter's

5007treating substance abuse counselor certifying her ongoing

5014compliance with her treatment plan, to be furnished no earlier

5024that one week prior to the Scho ol Board's consideration of this

5036Recommended Order.

503864. Even if Heuter had presented evidence concerning

5046entitlement to back pay and benefits, which she did not, it

5057should be recognized that in incurring the second DUI, Heuter

5067demonstrated that the relati vely light punishment imposed

5075following her first DUI had insufficient impact upon her

5084behavior. It is thus appropriate to treat her period of

5094unemployment, retroactive to the date she was notified of the

5104charges heard in this proceeding (March 11, 2004), as a

5114suspension without pay or benefits.

5119RECOMMENDATION

5120Based on the foregoing Findings of Fact and Conclusions of

5130Law, it is RECOMMENDED that a final order be entered finding

5141that Heuter, having committed the single act of driving under

5151the influence o n June 17, 2003, violated School Board Policy

51623.56 (3) (b) (7) (19), (29) and (37); dismissing the remaining

5173charges; that acknowledging the violations proved warrant the

5181substantial discipline of suspension without pay from March 11,

51902003, to and includin g the date of the entry of a Final Order;

5204and denying the claim for back pay and benefits.

5213DONE AND ENTERED this 10th day of September, 2004, in

5223Tallahassee, Leon County, Florida.

5227S

5228FLORENCE SNYDER RIVAS

5231Administrative Law Judge

5234Division of Administrati ve Hearings

5239The DeSoto Building

52421230 Apalachee Parkway

5245Tallahassee, Florida 32399 - 3060

5250(850) 488 - 9675 SUNCOM 278 - 9675

5258Fax Filing (850) 921 - 6847

5264www.doah.state.fl.us

5265Filed with the Clerk of the

5271Division of Administrative Hearings

5275this 10th day of Septem ber, 2004.

5282COPIES FURNISHED :

5285Catherine J. Chamblee, Esquire

5289Chamblee, Johnson & Haynes, P.A.

5294The Barrister’s Building, Suite 500

52991615 Forum Place

5302West Palm Beach, Florida 33401

5307David Miklas, Esquire

5310Elizabeth Coke, Esquire

5313J. David Richeson & Associat es, P.A.

5320Post Office Box 4048

5324Fort Pierce, Florida 34948

5328Daniel J. Woodring, General Counsel

5333Department of Education

5336325 West Gaines Street, Room 1244

5342Tallahassee, Florida 32399 - 0400

5347Michael Lannon, Superintendent

5350St. Lucie County School Board

53554204 Oke echobee Road

5359Fort Pierce, Florida 34947

5363NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5369All parties have the right to submit written exceptions within

537915 days from the date of this Recommended Order. Any exceptions

5390to this Recommended Order should be filed with the agency that

5401will issue the Final Order in this case.

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Date
Proceedings
PDF:
Date: 02/07/2005
Proceedings: Agency Final Order filed.
PDF:
Date: 02/02/2005
Proceedings: Agency Final Order
PDF:
Date: 09/10/2004
Proceedings: Recommended Order
PDF:
Date: 09/10/2004
Proceedings: Recommended Order (hearing held June 24, 2004). CASE CLOSED.
PDF:
Date: 09/10/2004
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 07/27/2004
Proceedings: Respondent`s Proposed Recommended Order (filed via facsimile).
PDF:
Date: 07/27/2004
Proceedings: St. Lucie County School Board`s Post-hearing Brief (via efiling by David Miklas).
PDF:
Date: 07/27/2004
Proceedings: Petitioner`s Proposed Conclusions of Law (via efiling by David Miklas).
PDF:
Date: 07/27/2004
Proceedings: Petitioner`s Proposed Findings of Fact (via efiling by David Miklas).
PDF:
Date: 07/27/2004
Proceedings: St. Lucie County School Board`s Post-hearing Brief (via efiling by David Miklas).
Date: 07/26/2004
Proceedings: Transcript of Proceedings filed.
PDF:
Date: 07/23/2004
Proceedings: Agreed Motion for a 1-Day Extension of Time to File Proposed Recommended Orders (filed by Respondent via facsimile).
Date: 06/24/2004
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 06/16/2004
Proceedings: Joint Pre-hearing Stipulation (filed via facsimile).
PDF:
Date: 05/05/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for June 24 and 25, 2004; 9:30 a.m.; Fort Pierce, FL).
PDF:
Date: 04/30/2004
Proceedings: Agreed Motion for Continuance of Hearing (filed by Respondent via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 04/27/2004
Proceedings: Notice of Hearing (hearing set for June 15 through 17, 2004; 10:30 a.m.; Fort Pierce, FL).
PDF:
Date: 04/22/2004
Proceedings: Parties` Response to Initial Order (filed via facsimile).
PDF:
Date: 04/15/2004
Proceedings: Notice of Appearance, Requesting a Hearing (filed via facsimile).
PDF:
Date: 04/15/2004
Proceedings: Suspension/Termination Letter (filed via facsimile).
PDF:
Date: 04/15/2004
Proceedings: Agency referral (filed via facsimile).
PDF:
Date: 04/15/2004
Proceedings: Initial Order.

Case Information

Judge:
FLORENCE SNYDER RIVAS
Date Filed:
04/15/2004
Date Assignment:
04/15/2004
Last Docket Entry:
02/07/2005
Location:
Fort Pierce, Florida
District:
Southern
Agency:
ADOPTED IN PART OR MODIFIED
 

Counsels

Related Florida Statute(s) (2):