04-001322
St. Lucie County School Board vs.
Judith Lee Hueter
Status: Closed
Recommended Order on Friday, September 10, 2004.
Recommended Order on Friday, September 10, 2004.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8ST. LUCIE COUNTY SCHOOL BOARD, )
14)
15Petitioner, )
17)
18vs. ) Case No. 04 - 1322
25)
26JUDITH LEE HUETER, )
30)
31Respondent. )
33)
34RECOMMENDED ORDER
36A formal hearin g was held in this case in Fort Pierce,
48Florida, on June 24, 2004, before Florence Snyder Rivas,
57Administrative Law Judge of the Division of Administrative
65Hearings.
66APPEARANCES
67For Petitioner: David Miklas, Esquire
72Elizabeth Coke, Esquire
75J. David Richeson & Associates, P.A.
81Post Office Box 4048
85Fort Pierce, Florida 34948
89For Respondent: Catherine J. Chamblee , Esquire
95Chamblee, Johnson & Haynes, P.A.
100The Barristers Building, Suite 500
1051615 Forum Place
108West Palm Beach, Florida 33401
113STATEMENT OF THE ISSUE
117At issue is whether Petitioner St. Lucie County Schoo l
127Board (School Board or Petitioner) should terminate the
135employment of Respondent Judith Lee Heuter (Respondent or
143Heuter) following her second conviction for Driving Under the
152Influence (DUI).
154PRELIMINARY STATEMENT
156By letter dated March 11, 2004, Michae l Lannon,
165Superintendent of St. Lucie County Schools, advised Respondent
173that he was recommending her dismissal based upon a second
183conviction for DUI. A Statement of Charges and Petition for
193Termination of the same date set forth the specific legal
203groun ds for termination.
207Respondent timely asserted her right to an administrative
215hearing to challenge the termination.
220The identity of witnesses and exhibits and attendant
228stipulations and rulings rendered at hearing are contained in
237the one - volume transcrip t of the June 24, 2004, final hearing
250which was filed on July 26, 2004.
257At hearing, the undersigned reserved ruling on Petitioner's
265objection to the relevancy of Respondent's evidence concerning
273her professional competence, as well as evidence concerning her
282history of alcoholism and related treatment. All such evidence
291was received subject to a standing objection lodged by
300Petitioner. The parties were invited to brief the objection(s)
309in their post - hearing submissions, with the understanding that
319eviden ce received pursuant to Petitioner's standing objection(s)
327would be disregarded to the extent it was in fact irrelevant.
338Upon consideration, evidence relating to Heuter's
344professional competence, as well as evidence concerning her
352history of alcoholism and related treatment, is deemed relevant
361to the alleged violations of Florida Administrative Code Rules
3706B - 1.001 (2) and 6B - 1.001 (3); School Board Policy 3.56 (3) (b)
385(2), (19) (29) and (37); and Respondent's argument regarding
394School Board Policy 3.56 (a). Accordingly, such evidence is
403considered only in connection with those provisions.
410By agreement of the parties, the record remained open and
420the testimony of Susan Ranew was taken telephonically in the
430presence of a court reporter with the undersigned pr esiding on
441June 29, 2004.
444Proposed Recommended Orders were timely submitted by the
452parties and have been carefully considered. References to
460Sections are to the Florida Statutes (2004). References to the
470Code are to the Florida Administrative Code (2002) .
479FINDINGS OF FACT
4821. Heuter has served as a teacher in the St. Lucie County
494school system for over 13 years. At all times material to this
506case, Heuter is party to a professional services contract with
516the School Board.
5192. Heuter's personal and profe ssional reputations were
527unblemished until November 12, 1999, when she was arrested for
537DUI. By letter dated December 14, 1999, Respondent was notified
547by the School Board Personnel Director, Susan Ranew (Ranew),
556that she was to meet with Ranew on January 11, 2000, regarding
568the arrest.
5703. The meeting took place as scheduled. Ranew gave Heuter
580a letter signed by Assistant Superintendent for Human Resources
589Russell Anderson. The letter stated, in pertinent part:
597. . . [Y]our recent arrest could be a
606vio lation of the Florida Code of Ethics for
615Public Officers and Employees and the
621General Personnel Policies of the St. Lucie
628County School Board Policies section 3.56.
634State Board of Education Administrative Rule
6406B - 1.001 states at subsection (3) that the
649e ducator is [sic] aware of the importance
657of maintaining the respect and confidence of
664ones colleagues, of students, of parents,
670and of other members of the community, the
678educator strives to achieve and sustain the
685highest degree of ethical conduct. . . .
693. . . [Y]ou are directed to refrain from
702this type of behavior in the future. Your
710failure to follow this directive will result
717in more severe disciplinary action. . . .
725The letter further advised Heuter that she was to be recommended
736for a two - day s uspension, a disciplinary action which she did
749not contest. In due course, the suspension was formally imposed
759and was served by Heuter.
7644. In addition, the 1999 arrest resulted in an
773investigation by the state's Education Practices Committee
780(EPC). On September 7, 2001, the EPC issued a Final Order,
791which included a letter of reprimand and three years' probation.
801The terms of the probation included a provision that Heuter
811refrain from alcohol consumption and engage in substance abuse
820counseling.
8215. Le gal proceedings relating to the 1999 DUI concluded on
832February 14, 2000, when Heuter plead no contest to the charge in
844St. Lucie County Court.
8486. As a first time DUI offender, Heuter was directed to
859alcohol abuse treatment. Thus, at the time the EPC en tered its
871Final Order requiring treatment, Heuter was already in
879treatment.
8807. Although cooperative with treatment, Heuter was not
888persuaded that she suffered from alcoholism, a chronic disease
897requiring lifelong treatment. Such denial is a classic symp tom
907of alcoholism.
9098. Heuter was arrested a second time for DUI on June 17,
9212003. This event proved the catalyst for her acknowledgment
930that she was an alcoholic and would, without treatment, remain a
941danger to herself and others.
9469. Heuter promptly rep orted the arrest to her principal at
957the time, Diane Guffey (Guffey), to Jane Summa (Summa), who was
968slated to take over as principal at Heuter's assigned school for
979the 2003 - 2004 school year, and to personnel director Ranew.
99010. Heuter also returned to a lcohol abuse counseling with
1000appropriately credentialed professionals, and an understanding
1006she had previously lacked concerning the seriousness of her
1015illness.
101611. Heuter plead no contest to the second DUI and was
1027convicted of the criminal charge on Dece mber 17, 2003. She was
1039still on EPC probation at the time of the second offense, and an
1052investigation in that forum is pending.
105812. More than one month elapsed between Heuters no
1067contest plea and the time she was informed of the
1077Superintendent's intent to recommend termination.
108213. Petitioner contends that Heuter knew or should have
1091known from the time of the second arrest that a conviction would
1103automatically result in her termination.
110814. In support of this contention, Petitioner asserts that
1117Heute r was told by Ranew at their January 11, 2000, meeting of
1130an "unwritten policy" which required that she be terminated upon
1140conviction.
114115. The "unwritten policy" upon which Petitioner relies is
1150not a School Board policy, but rather a district policy. Th e
1162difference between School Board policy and district policy in
1171St. Lucie County includes, but is not limited to, the fact that
1183School Board policies are promulgated in writing following a
1192period of deliberation which includes an opportunity for public
1201com ment.
120316. After careful consideration of all of the record
1212evidence regarding the existence of an unwritten (district
1220level) policy, the fact - finder is not persuaded that such policy
1232existed. At most, one or more current and former district
1242officials, ne ither of whom testified, held the view that any
1253person who might commit a second alcohol or drug - related
1264criminal offense should be terminated without regard to any
1273mitigating factors which may exist.
127817. The parties agree that this is a case of first
1289im pression in St. Lucie County, in that the School Board has
1301never undertaken to address the question of whether teachers or
1311other employees should be terminated automatically upon a second
1320DUI conviction.
132218. However, in other contexts relating to substanc e
1331abuse, the School Board has crafted written policy which
1340demonstrates careful attention to what people, places, and
1348circumstances are intended to be brought within the scope of the
1359policy, and what, if any, discretion the School Board reserves
1369to deal wi th the offender on an individualized basis.
137919. For example, School Board Policy 3.59 addresses
1387substance abuse in the workplace . This policy specifically
1396provides:
13973.59 DRUG FREE WORKPLACE
1401(1) It is the intent of the School Board
1410that work environm ents be free of the
1418presence of illegal drugs and alcohol.
1424Therefore, employees are prohibited from
1429possessing, using, manufacturing,
1432dispensing, distributing, or being under the
1438influence of illegal drugs or alcohol while
1445on duty. For the purposes of th is policy,
1454illegal drugs are those controlled
1459substances as defined by federal or state
1466law, or any counterfeit of such drugs or
1474substances.
1475(2) For purposes of this policy,
1481workplace means the site for the
1487performance of work done in connection with
1494employment. Workplace includes any school
1499building or any school premises; and any
1506vehicle used to transport students to and
1513from school and school activities off school
1520property during any school - sponsored or
1527school - approved activity, event or function,
1534such as a field trip or athletic event,
1542where students are under the jurisdiction of
1549the School District.
1552(3) As a condition of employment, each
1559employee shall notify his or her supervisor
1566of his or her conviction of any criminal
1574drug statute for a vi olation occurring in
1582the workplace no later than five (5) days
1590after such conviction. An employee who
1596violates the terms of this policy may be
1604nonrenewed or his or her employment may be
1612suspended or terminated. However, at the
1618discretion of the School Bo ard, such
1625employee may be allowed to participate in
1632and satisfactorily complete a drug abuse
1638assistance or rehabilitation program
1642approved by the School Board in lieu of a
1651nonrenewal, suspension, or termination.
1655Sanctions and discipline against employees,
1660including nonrenewal, suspension, and
1664termination, shall be recommended within
1669thirty (30) days of receiving notice of an
1677employees conviction. Within ten (10) days
1683of receiving notice of an employees
1689conviction in violation of this rule, the
1696Superinte ndent shall notify the state and
1703federal department of education.
1707(4) A drug - free awareness program is
1715hereby established, and is to be implemented
1722by the Superintendent, to inform employees
1728of the dangers of drug abuse in the
1736workplace, of the School Boards policy of
1743maintaining a drug - free workplace, of
1750available drug counseling, rehabilitation,
1754and assistance programs, and of the
1760penalties to be imposed upon employees for
1767drug abuse violations occurring in the
1773workplace. As a part of this program, all
1781employees and applicants for employment
1786shall be given notice of the School Boards
1794policy regarding the maintenance of a drug -
1802free workplace.
1804. . . [A]t the discretion of the School
1813Board, such employee may be allowed to
1820participate in and satisfact orily complete a
1827drug abuse assistance or rehabilitation
1832program approved by the School Board in lieu
1840of a non - renewal, suspension, or
1847termination.
184820. At all times material to this case, Heuter is actively
1859participating in treatment as prescribed by ap propriately
1867credentialed professionals involved in her care. The
1874opportunity to do the work for which she was trained provides a
1886powerful incentive for Heuter to continue to cooperate in her
1896treatment. Heuters employer - based insurance provides partial
1904c overage for her treatment. Her treating professionals regard
1913her illness as medically similar to diabetes, heart disease, or
1923other types of chronic and potentially life - threatening
1932illnesses. So long as Heuter remains in compliance with her
1942treatment pro gram, she is well able to perform her job.
195321. There is no evidence that symptoms of Heuter's
1962alcoholism ever surfaced in the classroom, or elsewhere on
1971school grounds or on school time. Rather, at all times material
1982to this case, Heuter enjoys the unqua lified support and respect
1993of experienced school principals she has served for and with
2003over the course of her career.
200922. On March 23, 2004, following the decision to terminate
2019Hueters employment, Jane Summa (Summa), who was to be the
2029principal at Heut er's assigned school the following academic
2038year, prepared Heuter's performance review for the current year.
2047She wrote:
2049It is with great pleasure that an
2056EXCEPTIONAL OVERALL PERFORMANCE APPRAISAL
2060RATING be granted to this highly effective
2067teacher! Yet it comes as no surprise due to
2076the fact that performance consistently
2081exceeds the requirements of this position.
2087As a direct result, students are
2093consistently afforded an opportunity to
2098perform at the highest possible level. Add
2105to this one who always works in a positive,
2114effective manner with all stake holders and
2121you have a staff person that I am very proud
2131to say is a true WEATHERBEE MARINER.
2138(Emphasis in original).
214123. Diane Guffey (Guffey), Respondents principal at the
2149time of both DUI infractions, would welcome Heuter back to her
2160teaching staff.
216224. In a letter dated April 22, 2004, Guffey wrote:
2172Ms. Hueter is a teacher who has made a
2181difference in the lives of many
2187children. . . . Teaching and children are a
2196passion for her and she gives the job her
2205best.
2206Although Ms. Hueter has made some mistakes
2213of bad judgment in her personal life, I have
2222never seen any adverse effect on her
2229teaching.
2230As an administrator, I sometimes have to
2237work with marginal teachers. Mrs. Hueter is
2244an example o f a mentor teacher who can help
2254other teachers become better. Mrs. Hueter is
2261an excellent teacher whom I would be proud
2269to work with at anytime in any school.
227725. Robert Dougherty (Dougherty) provided glowing
2283testimony concerning Heuter's teaching of hi s two sons.
2292According to Dougherty, Heuter had extracted success from his
2301sons in situations where other teachers had tried and failed.
2311His personal knowledge and focus is narrowly based upon his
2321parent/teacher relationship with Heuter, and, like the tes timony
2330of Summa and Guffey, was considered only as it may bear upon the
2343alleged violation of Rule 6B - 1.001(2) and (3).
235226. No evidence was presented in support of Petitioner's
2361request for back pay and benefits.
2367CONCLUSIONS OF LAW
237027. The Division of Adm inistrative Hearings has
2378jurisdiction over the subject matter and the parties hereto.
2387§ 120.57(1), Fla. Stat.
239128. Heuter is employed pursuant to a professional services
2400contract and may be terminated only for just cause. Just cause
2411includes but is not li mited to misconduct in office,
2421incompetency, gross insubordination, willful neglect of duty, or
2429conviction of a crime involving moral turpitude.
2436§ 1012.33(1)(a), Fla. Stat.
244029. The School Board is required to prove its allegations
2450by a preponderance of th e evidence. Dileo v. School Board of
2462Dade County , 569 So. 2d 883 (Fla. 3d DCA 1990). Dismissal may
2474be predicated only upon the grounds set forth in the charging
2485document, in this case the Statement of Charges and Petition for
2496Termination. Lusskin v. Age ncy for Health Care Administration ,
2505731 So. 2d 67, 69 (Fla. 4th DCA 1999); Cottrill v. Dept. of
2518Insurance , 685 So. 2d 1371, 1372 (Fla. 1st DCA 1996); Klein v.
2530Dept. of Business and Professional Regulation , 625 So. 2d 1237,
25401238 - 39 (Fla. 2d DCA 1993); Delk v. Dept. of Professional
2552Regulation , 595 So. 2d 966, 967 (Fla. 5th DCA 1992); Willner v.
2564Dept. of Professional Regulation, Board of Medicine , 563 So. 2d
2574805, 806 (Fla. 1st DCA 1990), rev. denied , 576 So. 2d 295
2586(1991).
258730. The factual basis for each of the grounds for
2597termination alleged by Petitioner is the second DUI conviction.
2606Petitioner contends that the second DUI violates several
2614provisions of School Board Policy 3.56(3)(b), a non - inclusive
2624list of infractions which "warrant disciplinary action." The
2632policy does not mandate a penalty of termination, whether one or
2643more of its provisions is violated.
264931. By way of defense, Respondent contends that
2657termination under the facts and circumstances of this case
2666constitutes a violation of School Board P olicy 3.56 as it
2677relates to progressive discipline.
268132. For the reasons set forth below, it is determined that
2692Heuter violated subsections (b) (7),(19), (29), and (37) of
2702School Board Policy 3.56(b) and that discipline is warranted.
2711However, these violat ions, taken together, do not amount to just
2722cause for termination under the circumstances of this case.
2731Alternatively, Heuter has proved that the School Board's
2739progressive discipline policy militates in favor of a penalty
2748less than termination for this s econd offense.
275633. With respect to Petitioner's allegations, Rule
27633.56(3)(b) provides in pertinent part:
2768EMPLOYEE STANDARDS OF CONDUCT
2772* * *
2775(3) Disciplinary Guidelines for Employees.
2780* * *
2783(b) The following list is not intended to
2791be all - inc lusive, but is typical of
2800infractions that warrant disciplinary
2804action:
2805(1) insubordination.
2807(2) Violation of drug and alcohol
2813policy.
2814* * *
2817(7) Conviction of a criminal act that
2824constitutes a misdemeanor.
2827* * *
2830(19) Violation of any rule , policy,
2836regulation, or established procedure.
2840* * *
2843(29) Any violation of the Code of Ethics
2851of the Education Profession, the Principles
2857of Professional Conduct for the Education
2863Profession, the Standards of Competent
2868Professional Performance, or the Code of
2874Ethics for Public Officers and Employees.
2880(30) Off duty contact that does not
2887promote the good will and favorable attitude
2894of the public toward the School District,
2901its programs, and policies.
2905* * *
2908(37) Alcohol - related offenses, incl uding
2915driving under the influence of alcohol.
2921. . .
292434. (a) Subsection (1) re: Insubordination: Following the
2932first DUI, Heuter was directed in writing to "refrain from this
2943type of behavior in the future." There is no evidence that
2954Heuter's conduc t was a function of disrespect for the directive,
2965as opposed to a manifestation of her disease. Accordingly,
2974Petitioner failed to prove this stated ground for termination.
298335. (b) Subsection (2) re: Violation of drug and alcohol
2993policy: The existence o f an unwritten policy applicable to this
3004case was not proved. Only one drug and alcohol policy applicable
3015to employees (as opposed to students) was in place at relevant
3026times. The policy, entitled 3.59 DRUG FREE WORKPLACE and set
3036forth in pertinent part a bove, by its own terms addresses the
3048use of drugs and alcohol on school property. There is no
3059evidence that Heuter used or abused alcohol or any drug in the
3071workplace. Accordingly, Petitioner failed to prove this stated
3079ground for termination.
308236. (c) Subsection (7) re: C onviction of a criminal act
3093that constitutes a misdemeanor: Heuter does not deny that she
3103violated this subsection, thus this charge is sustained.
311137. (d) Subsection (19) re: Violation of any rule, policy,
3121regulation, or established p rocedure: The Petitioner has proved
3130violations of School Board Policy 3.56 (b)(7),(19),(29),and (37)
3141each of which is a rule or policy. Accordingly, Petitioner
3151proved this stated ground for termination; however, this
3159violation is cumulative and should no t be considered in
3169enhancement of discipline under the circumstance of this case.
317838. (e) Subsection (29) re: Any violation of the Code of
3189Ethics of the Education Profession, the Principles of
3197Professional Conduct for the Education Profession, the Stand ards
3206of Competent Professional Performance, or the Code of Ethics for
3216Public Officers and Employees.
322039. In support of this charge, three Rule violations are
3230cited: (a) Rule 6B - 1.006(5)(P); (b) Rule 6B - 1.001(2), and (c)
3243Rule 6B - 1.001(3):
3247(a) Rule 6B - 1.0 06(5)(P):
3253Rule 6B - 1.006(5)(P) provides in pertinent
3260part:
3261(5) Obligation to the profession of
3267education requires that the individual:
3272* * *
3275(p) Shall comply with the conditions of an
3283order of the Education Practices Commission.
3289Based solely upon the undisputed facts adduced at hearing, it
3299may be inferred that at a minimum Heuter was in violation of the
3312EPC's proscription against consuming alcohol at the time of her
3322second arrest. Accordingly, Petitioner has proved this stated
3330ground for terminati on.
3334(b) Rule 6B - 1.001(2):
3339Rule 6B - 1.001(2) provides in pertinent
3346part:
33476B - 1.001 Code of Ethics of the Education
3356Profession in Florida.
3359* * *
3362(2) The educator's primary professional
3367concern will always be for the student and
3375for the development of the student's
3381potential. The educator will therefore
3386strive for professional growth and will seek
3393to exercise the best professional judgment
3399and integrity.
340140. This Rule is part of Florida's Code of Ethics for
3412professional educators. Respondent ac curately notes that some
3420DOAH cases have viewed the Code of Ethics as aspirational and
3431not easily applied as a disciplinary standard. Palm Beach
3440County School Board v. Laakso, DOAH Case No. 01 - 4839 (2003); See
3453also Palm Beach County School Board v. Oppe l , DOAH Case
3464No. 01 - 4533 (2002); Pinellas County School Board v. Lemiesz ,
3475DOAH Case No. 96 - 3253 (1997); and Pinellas County School Board
3487v. Snyder , DOAH Case No. 93 - 4972 (1993).
349641. Respondent cites this passage from Administrative Law
3504Judge Rober t Meale's Recommended Order in Palm Beach County
3514School Board vs. Edward R. Oppel :
3521Rule 6B - 1.001(2) and (3) are clearly
3529exhortatory in nature, as they encourage the
3536administrator to "strive" for the "highest"
3542and "best." Important as these provisions
3548are for setting behavioral and professional
3554goals, they do not serve well as provisions
3562describing the minimum standards that, if
3568breached, may result in termination.
3573Palm Beach County School Board v. Oppel ; DOAH Case No. 01 - 4533
3586(2002).
358742. Judge Meale's observation is persuasive; however, the
3595broad question of whether the Code of Ethics is aspirational in
3606nature and therefore not an appropriate basis for termination,
3615is beyond the scope of this discussion. In predicating Heuters
3625termination upon Rule 6B - 1.001(2), Petitioner has, by the very
3636terms of the Rule, invited inquiry into whether or not Heuter
3647has conducted herself in a manner demonstrating primary
3655professional concern for the development of the potential of her
3665students; whether or not she striv es for professional growth;
3675and whether or not she seeks to exercise the best professional
3686judgment and integrity.
368943. In seeking answers to those questions, Heuter's
3697teaching record; the opinions of principals Gaffey and Summa;
3706and the opinion of a fath er who believes that Heuter not only
3719showed concern for the development of his children's potential,
3728but actually developed their potential where others had tried
3737and failed, are all of relevance.
374344. At all times material to this case, even as she
3754progre ssed in the disease of alcoholism, Heuter demonstrated
3763exemplary work on behalf of her students and maintained
"3772professional growth." The high quality of her professional
3780performance held steady, and even improved, in the months
3789following her first DUI. Even after the second DUI,
3798administrators who must account directly to parents and to
3807district officials when something is amiss in the classroom,
3816would welcome her back.
382045. Accordingly, Petitioner has failed to prove this
3828stated ground for termination.
3832(c) Rule 6B - 1.001(3):
3837Rule 6B - 1.001(3) provides in pertinent
3844part:
38456B - 1.001 Code of Ethics of the Education
3854Profession in Florida.
3857* * *
3860(3) Aware of the importance of maintaining
3867the respect and confidence of one's
3873colleagues, of students, of pa rents, and of
3881other members of the community, the educator
3888strives to achieve and sustain the highest
3895degree of ethical conduct.
389946. The case law and conclusions set forth with reference
3909to Rule in 6B - 1.001(2) above apply with equal force to this
3922sectio n of the Code.
392747. There is no evidence that anyone, including
3935individuals directly involved in Heuter's termination, lacked
3942respect for or confidence in Heuter as a teaching professional
3952at any time. There is no factual basis to conclude that Heuter
3964ev er failed to strive to achieve and sustain the highest degree
3976of ethical conduct. Without defending drunk driving, the
3984undersigned has been unable to locate any case, statute, rule or
3995other authority to support the notion that either or both DUIs
4006constitu te, under the facts and circumstances of this case, a
4017lapse in professional ethics as a teacher.
402448. Rather, the opinions of principals Gaffey and Summa
4033demonstrate that the respect and confidence which a teacher must
4043have remain intact. It is unimaginab le that one principal, let
4054alone two, would speak so highly of a teacher if they held any
4067reservations concerning her ability to sustain the highest
4075degree of ethical conduct.
407949. The Rule does not demand teacher perfection; rather
4088the verb chosen is "st rive." Heuter's acknowledgment of her
4098disease, coupled with the fact that she has fully embraced
4108treatment, suggests that she strives, and will continue to
4117strive, to achieve and sustain the highest degree of ethical
4127conduct. Accordingly, Petitioner has failed to prove this
4135stated ground for termination.
413950. (f) Subsection (30) re: Off duty contact that does not
4150promote the good will and favorable attitude of the public
4160toward the School District, its programs, and policies: No such
4170contact has been pro ved. This provision, by its terms, suggests
4181that the "contact" referred to is contact with the public and
4192perhaps is limited to contact which influences the "attitude of
4202the public toward the School District, its programs, and
4211policies."
421251. Even if th e policy addressed "conduct," rather than
"4222contact," no evidence was presented upon which findings could
4231be made concerning the publics good will or lack thereof toward
4242the School District, its programs or its policies, or even
4252Heuter herself, as a result of her off - duty conduct.
4263Accordingly, Petitioner has failed to prove this stated ground
4272for termination.
427452. (g) Subsection 30 re: Alcohol related offenses:
4282Finally, Petitioner cites violation of subsection (37) which
4290includes Alcohol - related offense s, including driving under the
4300influence of alcohol. This violation has been proved.
430853. Turning to Heuter's defensive use of School Board
4317Policy 3.56, the contention is that the School Boards decision
4327to terminate her under the circumstances of this c ase violates
4338subsection (a) relating to progressive discipline. The policy
4346states:
4347The School District generally follows a
4353system of progressive discipline in dealing
4359with deficiencies in employee work
4364performance or conduct. Should unacceptable
4369behavio r occur, corrective measures will be
4376taken to prevent reoccurrence. The
4381Superintendent is authorized to place
4386employees on administrative assignment
4390and/or leave as necessary during an
4396investigation. However, some behavior may
4401be so extreme as to merit i mmediate
4409dismissal.
441054. T he progression of discipline from a two - day
4421suspension to termination, under all the circumstances of this
4430case, is inconsistent with, at the least, the spirit of the
4441progressive discipline policy. Progressing from a two - day
4450s uspension to termination is excessive, where, as here, the
4460substance abuse occurred off school property; the prospects of
4469rehabilitation are substantial; and the employee has made a
4478persuasive case for mercy and understanding.
448455. Individuals who bring il legal substances on to school
4494property, or come to work in an impaired condition, pose an
4505imminent threat to the safety of students and colleagues. Yet
4515the School Board's written policy provides discretion to
4523consider all circumstances surrounding the ind ividual's
4530employment to determine if he is a candidate for rehabilitation.
454056. Such discretion is consistent with a progressive
4548discipline policy; while it is appropriate here to impose more
4558severe discipline that Heuter suffered following her first DUI,
4567termination under all the circumstances of this case is a harsh
4578punishment for which just cause is lacking.
458557. In Jim Horne as Commissioner of Education v. Agostino ,
4595DOAH Case No. 03 - 2877PL (2004), Administrative Law Judge
4605Lawrence P. Stevenson recomm ended against revoking the license
4614of a teacher who had battered his wife, stating:
4623It must be noted that Mr. Agostinos
4630violation occurred away from school and
4636apparently had no effect on his job
4643performance or on his reputation among
4649students, parents , and co - workers. Given
4656these facts, there would be nothing to gain
4664by depriving Mr. Agostino of his livelihood
4671while he deals with the emotional and
4678psychological issues underlying the events
4683of May 16, 2003.
468758. Here, too, there appears to be "nothin g to gain" by
4699depriving Heuter the chance to remain productive in a field of
4710endeavor which is important to the community.
471759. Driving while under the influence is a very serious
4727matter, but in this case it appears to have motivated Heuter to
4739take serious ly her after - hours recklessness in a way that her
4752previous arrest and treatment had not.
475860. Implicit in the School Board's detailed and
4766thoughtfully reasoned drug free workplace policy is the notion
4775that substance abusers can, if properly treated and co operating
4785with "doctor's orders," perform their jobs as well as any
4795individual who suffers from a chronic illness which is
4804responding to treatment.
480761. Differences of opinion, sometimes divisive, exist with
4815regard to society's attitudes toward alcoholism . In its drug
4825free workplace policy, the School Board has elected to treat
4835alcoholism as a chronic illness, rather than a moral failing.
4845Had Heuter violated the drug free workplace policy, she would,
4855without doubt, be a candidate for the exercise of the School
4866Boards discretion to participate in an assistance or
4874rehabilitation program in lieu of termination, even though it
4883was a second offense.
488762. Given the apparent conflict in the drug free workplace
4897policy with the proposed discipline in this case, i t is
4908appropriate for the School Board to take into account
4917substantial mitigating circumstances which include the opinions
4924of the Board's principals; the well - being of a long - term, highly
4938productive employee; and the students who stand to benefit in
4948the fu ture from the services of an experienced and dedicated
4959teacher.
496063. It is entirely appropriate to impose conditions upon
4969the exercise of discretion in favor of Heuter's continued
4978employment, including putting her on formal notice that any
4987future DUI arres t will result in immediate termination. It
4997would also be appropriate to require a letter from Heuter's
5007treating substance abuse counselor certifying her ongoing
5014compliance with her treatment plan, to be furnished no earlier
5024that one week prior to the Scho ol Board's consideration of this
5036Recommended Order.
503864. Even if Heuter had presented evidence concerning
5046entitlement to back pay and benefits, which she did not, it
5057should be recognized that in incurring the second DUI, Heuter
5067demonstrated that the relati vely light punishment imposed
5075following her first DUI had insufficient impact upon her
5084behavior. It is thus appropriate to treat her period of
5094unemployment, retroactive to the date she was notified of the
5104charges heard in this proceeding (March 11, 2004), as a
5114suspension without pay or benefits.
5119RECOMMENDATION
5120Based on the foregoing Findings of Fact and Conclusions of
5130Law, it is RECOMMENDED that a final order be entered finding
5141that Heuter, having committed the single act of driving under
5151the influence o n June 17, 2003, violated School Board Policy
51623.56 (3) (b) (7) (19), (29) and (37); dismissing the remaining
5173charges; that acknowledging the violations proved warrant the
5181substantial discipline of suspension without pay from March 11,
51902003, to and includin g the date of the entry of a Final Order;
5204and denying the claim for back pay and benefits.
5213DONE AND ENTERED this 10th day of September, 2004, in
5223Tallahassee, Leon County, Florida.
5227S
5228FLORENCE SNYDER RIVAS
5231Administrative Law Judge
5234Division of Administrati ve Hearings
5239The DeSoto Building
52421230 Apalachee Parkway
5245Tallahassee, Florida 32399 - 3060
5250(850) 488 - 9675 SUNCOM 278 - 9675
5258Fax Filing (850) 921 - 6847
5264www.doah.state.fl.us
5265Filed with the Clerk of the
5271Division of Administrative Hearings
5275this 10th day of Septem ber, 2004.
5282COPIES FURNISHED :
5285Catherine J. Chamblee, Esquire
5289Chamblee, Johnson & Haynes, P.A.
5294The Barristers Building, Suite 500
52991615 Forum Place
5302West Palm Beach, Florida 33401
5307David Miklas, Esquire
5310Elizabeth Coke, Esquire
5313J. David Richeson & Associat es, P.A.
5320Post Office Box 4048
5324Fort Pierce, Florida 34948
5328Daniel J. Woodring, General Counsel
5333Department of Education
5336325 West Gaines Street, Room 1244
5342Tallahassee, Florida 32399 - 0400
5347Michael Lannon, Superintendent
5350St. Lucie County School Board
53554204 Oke echobee Road
5359Fort Pierce, Florida 34947
5363NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5369All parties have the right to submit written exceptions within
537915 days from the date of this Recommended Order. Any exceptions
5390to this Recommended Order should be filed with the agency that
5401will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 09/10/2004
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 07/27/2004
- Proceedings: St. Lucie County School Board`s Post-hearing Brief (via efiling by David Miklas).
- PDF:
- Date: 07/27/2004
- Proceedings: Petitioner`s Proposed Conclusions of Law (via efiling by David Miklas).
- PDF:
- Date: 07/27/2004
- Proceedings: Petitioner`s Proposed Findings of Fact (via efiling by David Miklas).
- PDF:
- Date: 07/27/2004
- Proceedings: St. Lucie County School Board`s Post-hearing Brief (via efiling by David Miklas).
- Date: 07/26/2004
- Proceedings: Transcript of Proceedings filed.
- PDF:
- Date: 07/23/2004
- Proceedings: Agreed Motion for a 1-Day Extension of Time to File Proposed Recommended Orders (filed by Respondent via facsimile).
- Date: 06/24/2004
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 05/05/2004
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for June 24 and 25, 2004; 9:30 a.m.; Fort Pierce, FL).
- PDF:
- Date: 04/30/2004
- Proceedings: Agreed Motion for Continuance of Hearing (filed by Respondent via facsimile).
- PDF:
- Date: 04/27/2004
- Proceedings: Notice of Hearing (hearing set for June 15 through 17, 2004; 10:30 a.m.; Fort Pierce, FL).
Case Information
- Judge:
- FLORENCE SNYDER RIVAS
- Date Filed:
- 04/15/2004
- Date Assignment:
- 04/15/2004
- Last Docket Entry:
- 02/07/2005
- Location:
- Fort Pierce, Florida
- District:
- Southern
- Agency:
- ADOPTED IN PART OR MODIFIED
Counsels
-
Elizabeth Coke, Esquire
Address of Record -
Matthew E Haynes, Esquire
Address of Record -
David Miklas, Esquire
Address of Record -
Beth Coke, Esquire
Address of Record