04-001575TTS Miami-Dade County School Board vs. Joann D. Dettrey
 Status: Closed
Recommended Order on Tuesday, October 26, 2004.


View Dockets  
Summary: Petitioner failed to prove unsatisfactory performance so as to justify termination of professional service contract.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MIAMI - DADE COUNTY SCHOOL )

14BOARD, )

16)

17Petitioner, )

19)

20vs. ) Case No. 04 - 1575

27)

28JOANN D. DETTREY, )

32)

33Respondent. )

35______________________________)

36RECOMMENDED ORDER

38Rober t E. Meale, Administrative Law Judge of the Division

48of Administrative Hearings, conducted the final hearing in

56Miami, Florida, on August 23, 2004.

62APPEARANCES

63For Petitioner: Madelyn P. Schere

68Miami - Dade County School Board

741450 Northeast Second Avenue, Suite 400

80Miami, Florida 33132

83For Respondent: Mark Herdman

87Herdman & Sakellarides, P.A.

912595 Tampa Road, Suite J

96Palm Harbor, Florida 34684

100STATEMENT OF THE ISSUE

104The issue is whether Petitioner may terminate the

112professional service contract of Respondent due to a failure to

122correct performance deficiencies during the 90 - calendar - day

132probationary period.

134PRELIMINARY S TATEMENT

137By Notice of Specific Charges dated April 27, 2004,

146Petitioner advised Respondent that it was seeking to terminate

155her professional service contract due to a failure to correct

165deficiencies within the 90 - calendar - day performance probation

175period that was imposed on November 15, 2003.

183The Notice of Specific Charges alleges that, on

191December 11, 2003, Respondent functioned below standards in

199components of Enhancing and Enabling Learning. The Notice of

208Specific Charges alleges that, on February 4 , 2004, Respondent

217functioned below standards in components of Managing the

225Learning Environment, Teacher/Learner Relationships, Enhancing

230and Enabling Learning, and Classroom Based Assessments of

238Learning. The Notice of Specific Charges alleges that, on

247March 15, 2004, Respondent functioned below standards in

255Managing the Learning Environment, Enhancing and Enabling

262Learning, and Enabling Thinking.

266On March 19, 2004, Petitioner's Superintendent notified

273Respondent that he was going to recommend that Peti tioner

283terminate her professional service contract due to her failure

292to correct the deficiencies during the 90 - calendar - day

303probationary period. On April 14, 2004, Petitioner adopted the

312Superintendent's recommendation and terminated Respondent's

317contrac t.

319By letter filed April 21, 2004, Respondent requested a

328formal hearing.

330At the hearing, Petitioner called six witnesses and offered

339into evidence 24 exhibits: Petitioner Exhibits 1 - 24.

348Respondent called three witnesses and offered into evidence four

357exhibits: Respondent Exhibits 1 - 4. All exhibits were admitted

367except that Respondent Exhibit 4 was not admitted for the truth.

378On September 22, 2004, Petitioner filed a Motion for

387Official Recognition. This motion is granted.

393The court reporter filed the transcript on September 13,

4022004. The parties filed proposed recommended orders on

410October 4, 2004.

413FINDINGS OF FACT

4161. Respondent entered the teaching profession after

423working 17 years as a bartender. She earned her undergraduate

433degree in education - - specifically, learning disabilities and

442varying exceptionalities -- and obtained her first teaching job at

452Gulfstream Elementary School in 1995.

4572. For her first eight years at Gulfstream, Respondent

466taught a physically impaired class. These are small cla sses of

477less than ten students with health or medical disabilities.

486Many of the students cannot walk or talk. With a

496paraprofessional and sometimes a fulltime aid, Respondent taught

504substantially the same students from year to year. The focus of

515much of the instruction was upon daily living skills, such as

526reading the signs on restrooms and businesses.

5333. In 1996, Respondent developed inoperable Stage IV

541nasopharyngeal carcinoma. Eight months of radiation therapy

548scarred Respondent's airway. When Respo ndent returned to school

557after a five - month leave of absence, she, like many of her

570students, wore a feeding tube and relied on a vocal

580amplification device. Respondent made the most of these

588characteristics that she now shared with some of her students,

598encouraging them to overcome their disabilities as she was

607doing.

6084. In the physically impaired class, Respondent taught

616most of the students on a one - on - one basis. Rarely did she have

632to address the entire class as part of classroom instruction.

642For this reason, Respondent was little handicapped by her speech

652difficulties, which arose due to the cancer treatment. Even

661today, loud speech is nearly impossible for Respondent, who, to

671generate speech, must press against her throat to produce a

681gaspy speech t hat requires close attention to understand.

6905. A new principal arrived at Gulfstream for the 2002 - 03

702school year. The new principal, who had previously been an

712assistant principal for eight years and a teacher for nine

722years, found Respondent's performance unsatisfactory in several

729respects. Respondent was often late arriving to school and

738failed to perform her duties on the bus ramp. Respondent often

749left her paraprofessional alone with the physically impaired

757class. To monitor the behavior of the chil d, Respondent

767sometimes brought her high - school aged daughter to school

777without permission. Overall, the principal found that

784Respondent seemed unenthusiastic about teaching. Believing that

791Respondent might have been depressed, the principal referred

799Res pondent to the Employee Assistance Program.

8066. Thinking that a change in assignment might rekindle

815Respondent's enthusiasm for her job, for the 2003 - 04 school

826year, the principal switched the assignments of Respondent and

835another teacher, so that the other teacher would teach

844Respondent's physically impaired class, and Respondent would

851teach a varying exceptionalities class. Neither teacher had

859requested a new assignment.

8637. Respondent's varying exceptionalities class began the

8702003 - 04 school year with 14 st udents. Eventually, the principal

882reduced the class to nine students. Respondent had the help of

893only a part - time paraprofessional. The wide range of cognitive

904abilities of the students meant that some students could only

914identify their names in print, and some students could read and

925write. Students in the varying exceptionalities class were in

934several classifications, such as educably mentally handicapped,

941traumatic brain injury, and autistic.

9468. By sometime in October 2003, the assistant principal

955had twice observed Respondent teaching her class. The assistant

964principal had concerns about Respondent's classroom management

971and recordkeeping.

9739. The assessments and evaluations in this case are based

983on the Petitioner's Professional Assessment and Compr ehensive

991Evaluation System (PACES). In conjunction with the statutory

99990 - calendar - day probationary period, as discussed in the

1010Conclusions of Law, the PACES assessments follow a format. A

1020PACES - trained evaluator conducts an initial observation not of

1030rec ord. If the teacher fails to meet standards, the evaluator

1041goes over the findings with the teacher, offers a Professional

1051Growth Team to provide assistance in eliminating any

1059deficiencies, and advises that she will conduct another

1067evaluation in a month. If the teacher meets standards on the

1078second evaluation, which is known as the first observation of

1088record, the teacher reverts to the normal evaluation scheme

1097applicable to all teachers, and the first negative observation

1106is essentially discarded.

110910. If the teacher fails to meet standards on the first

1120observation of record, she is placed on performance probation

1129for 90 days. The evaluator conducts a Conference for the Record

1140and gives the teacher a Professional Improvement Plan (PIP).

1149During the probationa ry period, the evaluator conducts other

1158observations, and, at the end of the period, the evaluator

1168conducts a final observation. If the teacher still fails to

1178meet standards, then the evaluator conducts a confirmatory

1186observation within 14 days after the end of the probationary

1196period. If the teacher still fails to meet standards, the

1206principal may recommend termination to the Superintendent.

121311. PACES assessments cover six domains: Planning for

1221Teaching and Learning (Domain I), Managing the Learning

1229Envir onment (Domain II), Teacher/Learner Relationships (Domain

1236III), Enhancing and Enabling Learning (Domain IV), Enabling

1244Thinking (Domain V), and Classroom - Based Assessments of Learning

1254(Domain VI). Each of these domains comprises three to five

1264components, f or which the evaluator determines whether the

1273teacher meets standards. If the evaluator determines that the

1282teacher fails to meet standards as to a component, the evaluator

1293circles a listed indicator, so that the teacher may readily

1303identify authoritative sources of information, such as the PACES

1312binder provided to each teacher or videotapes in the District

1322office, that will assist her in curing a particular deficiency.

133212. The assistant principal conducted the initial

1339observation not of record on October 14, 2003. She determined

1349that Respondent failed to meet standards for 18 of the 21

1360components. Respondent met standards only in Components III.A,

1368IV.C, and VI.A. Respectively, these are Interpersonal

1375Relations, which is the teacher's respect for the student s;

1385Resources for Learning, which is the teacher's use of teaching

1395aids and learning materials; and Monitoring Engagement and/or

1403Involvement in Learning, which is the teacher's monitoring of

1412the student's engagement during learning tasks.

141813. Among the more sig nificant deficiencies reflected in

1427the October 14 evaluation are that Respondent lacked lesson

1436plans and failed to manage the learning environment. To help

1446with these and other deficiencies, the assistant principal

1454offered Respondent a Professional Growth Team and referred her

1463to her PACES binder, which would describe each deficient item

1473and suggest strategies to eliminate each deficiency.

148014. For her part, Respondent had tried to deal with her

1491new assignment by grouping the children, where appropriate, by

1500cog nitive ability. In September or October, she was able to

1511send one student to regular education.

151715. On November 5, 2003, the assistant principal returned

1526to perform the first observation of record. She found

1535Respondent reading a Thanksgiving story to the eig ht students

1545who were present in her class. Respondent would read one

1555sentence and ask a question about it. By using this approach,

1566Respondent took one hour to read a story that should have taken

1578five minutes to read. Each time that she stopped and asked a

1590question about the preceding sentence, Respondent undermined the

1598continuity of the story. Also, all of her questions tested the

1609students' memory; none of them required higher - order thinking,

1619as would be required by questions asking how or why something

1630happened.

163116. Despite these shortcomings in Respondent's teaching,

1638the assistant principal determined that Respondent had met

1646standards in all of Domains I, II, III, and VI. However,

1657Respondent failed to meet standards in all components of Domains

1667IV and V, including the one component in Domain IV for which she

1680had previously met standards. However, Respondent performed

1687considerably better in this observation than in the previous

1696observation -- meeting standards in 13 of 21 components as opposed

1707to meeting sta ndards in 3 of 21 components three weeks earlier.

171917. In the ensuing Conference for the Record, the

1728assistant principal prepared a PIP for Respondent and again

1737recommended that she take advantage of the Professional Growth

1746Team for assistance in eliminating the deficiencies. Dated

1754November 14, 2003, the PIP is a detailed documentation of each

1765deficiency noted in the November 5 observation. The November 14

1775PIP describes what Respondent did or did not do, as to each

1787deficiency. The PIP also contains specific recommendations to

1795eliminate each deficiency.

179818. The number of deficiencies is misleading, at least as

1808an indicator of the scope of the teaching that was subject to

1820the evaluation. The Thanksgiving story, described above,

1827spawned all eight of the observed d eficiencies. Respondent's

1836reliance exclusively upon simple recall questions yielded five

1844deficiencies. (One of these deficiencies also relies on

1852Respondent's failure to correct a child who replied to the

1862question of what sound that turkeys make, by answe ring, "quack,

1873quack." Absent more context, it is possible that Respondent's

1882failure to correct this answer was an attempt not to reward

1893attention - getting behavior.) One of the remaining three

1902deficiencies criticizes Respondent for introducing the

1908Thanksg iving story with an open - ended question, "This is

1919November. What do you think happens in November?" Another

1928deficiency, which focuses on the one - sentence, one - question

1939approach of Respondent to the story, faults Respondent for

1948omitting hands - on activitie s. The last deficiency notes that

1959Respondent held up a small piece of paper showing the months of

1971the year, but she failed to post the paper for the children to

1984see. (This deficiency implies that Respondent's classroom lacks

1992a posted calendar.)

199519. The detai l of the November 5 PACES evaluation and

2006November 14 PIP are undermined by the oddly narrow factual basis

2017upon which they rest. Intended as a comprehensive statement of

2027the deficiencies of an experienced teacher, these documents

2035reveal that Petitioner has placed Respondent on probation

2043because of an awkward reading of a Thanksgiving story to eight

2054students over a period of about one hour.

206220. On December 11, 2003, the principal performed an

2071observation. The principal found that Respondent met standards

2079in Dom ains I, II, III, V, and VI, but not in three components of

2094Domain IV: Initial Motivation to Learn, Teaching Methods and

2103Learning Tasks, and Clarification of Content/Learning Tasks.

2110Respectively, these components involve the identification of the

2118learning objective, the use of logically sequenced teaching

2126methods and learning tasks, and the use of different words or

2137examples when clarification is required.

214221. The two components within Domain IV for which

2151Respondent met standards are: Resources for Learning and

2159Knowledge of Content and Pedagogy. The former component

2167involves the use of learning materials to accommodate the range

2177of individual differences among learners, and the latter

2185component involves the creation of an opportunity to allow

2194different lear ners to learn at different cognitive levels.

220322. The basis of the deficiencies was in Respondent's

2212presentation of another story, Little Miss Muffet, although,

2220this time, the problems centered more around her lead - in and

2232follow - up activities. The PIP, dated December 17, 2003, which

2243the principal prepared, notes that the pace of a writing

2253activity worksheet was too slow for four of 11 students, who sat

2265with nothing to do for ten minutes while waiting for their peers

2277to finish; Respondent failed to correct a s tudent who answered

2288the question, "what are you afraid of," with "sock" (perhaps the

2299same child who had said that turkeys quack); Respondent failed

2309to correct a student who said that a paper was missing words

2321when it was missing only letters; and Responden t failed to

2332identify tasks associated with the story that would challenge

2341all of the students, although Respondent used two worksheets --

2351one with missing words (presumably for the higher - functioning

2361group) and one with missing letters (presumable for the lo wer -

2373functioning group).

237523. On February 4, 2004, the assistant principal performed

2384the next observation. She found that Respondent met standards

2393in Domains I and III. She found that Respondent failed to meet

2405standards in Components II.D, III.A, IV.A, IV.B, a nd VI.B.

2415Respectively, these are Managing Environment in Learning,

2422Interpersonal Relations, Initial Motivation to Learning,

2428Teaching Methods and Learning Tasks, and Informal Assessment.

243624. During this observation, Respondent read a story on

2445how to build a ho use. The reading level of the story was at

2459least third - grade, but the students were in kindergarten and

2470first grade. For 40 minutes, Respondent used actual house

2479blueprints as a visual aid. As another visual aid, Respondent

2489used blocks to depict a house , but she lacked sufficient blocks

2500to finish the project. The story took one hour when it should

2512have taken ten minutes. Consequently, students were out of

2521their seats and trying to find something to do.

253025. On February 10, the assistant principal prepared a

2539PIP. Although the contents of this PIP were not dissimilar to

2550the contents of the previous PIPs, one new deficiency was

2560Component III.A, Interpersonal Relations. The notes in the

2568February 10 PIP state: "One learner was ridiculed by the

2578teacher making r emarks about her behavior to the classroom

2588paraprofessional. Her remarks included, 'She's totally off the

2596wall' and 'She has been horrendous today.' She also said to

2607other learners not paying attention, 'I'm not going to talk to

2618the air' and 'I'm waiting in case you didn't notice.'" The

2629comments to the individual student were sarcastic and

2637derogatory.

263826. In general, the principal found Respondent to be more

2648enthusiastic in the 2003 - 04 school year than she had been in the

2662previous school year. Respondent sh owed an improved attitude,

2671but her classroom remained disorganized. Respondent had

2678received considerable assistance from her Professional Growth

2685Team, but the principal concluded that Respondent had still

2694failed to meet standards.

269827. From Respondent's perspe ctive, she felt that the

2707principal had prejudged her and was running through the

271690 - calendar - day probationary period as an empty exercise.

2727Respondent became increasingly nervous, as she repeatedly tried,

2735and failed, to please the principal and assistant p rincipal.

274528. At one point during the 90 days, Respondent restated

2755her desire for a transfer, as she had made such a request the

2768prior summer when she had learned of her new assignment, but the

2780principal refused to give the request any consideration or

2789deter mine if a transfer were feasible. At least once during the

280190 days, Respondent's union representative asked the principal

2809to transfer Respondent, but the principal refused, again without

2818giving the request any consideration. In the meantime,

2826Respondent's difficulties in the varying exceptionalities

2832classroom were exacerbated by the removal, by October 2003, of

2842her voice amplification system.

284629. On March 2, 2004, the principal, having determined

2855that the 90 calendar days had expired, performed what she

2865believ ed was the confirmatory observation. She found that

2874Respondent failed to meet standards in eight components in

2883Domains I, II, IV, and VI. Two days later, the principal

2894informed Respondent that she would be recommending that the

2903Superintendent terminate R espondent's professional service

2909contract.

291030. Unfortunately, the principal had miscalculated the 90

2918days. Learning of this error, the principal discarded the

2927March 2 evaluation and performed a new confirmatory observation

2936on March 14 and again found that Respondent failed to meet

2947standards. Two weeks later, Respondent failed to meet standards

2956in six components in Domains II, IV, and V. Only three of the

2969six deficiencies covered the same components in the March 2

2979observation: Components II.D, II.E, and I V.D, which are,

2988respectively, Managing Engagement in Learning, Monitoring and

2995Maintaining Learner Behavior, and Knowledge of Content and

3003Pedagogy. In general, these were deficiencies at the start of

3013the 90 - day probationary period, but were eliminated duri ng the

302590 - day probationary period, only to return again at the end.

303731. Following the March 14 confirmatory observation, the

3045principal recommended that the Superintendent terminate the

3052professional service contract of Respondent. On March 19, 2004,

3061the Super intendent advised Respondent that he was going to

3071recommend to Petitioner that it terminate her contract, and, on

3081April 14, 2004, Petitioner did so.

308732. A recurring issue in this case is what is meant by

3099failing to meet standards and, more importantly, unsatis factory

3108performance. Based on the testimony of Petitioner's witnesses,

3116Petitioner contends that the failure to meet any single

3125component within any of the domains of PACES is the failure to

3137meet standards, and a failure to meet standards is invariably

3147uns atisfactory performance, sufficient to place a teacher on 90 -

3158calendar - day performance probation or, if already on performance

3168probation, sufficient to terminate a professional service

3175contract. However, the PACES form does not so indicate, nor do

3186Petition er's online rules, of which the Administrative Law Judge

3196has taken official notice.

320033. Petitioner has failed to prove what is an

3209unsatisfactory performance under the PACES evaluation system.

3216Absent the adoption of a rule to this effect, the isolated

3227omission of a teacher, during a single observation, to provide

3237suggestions to improve learning (Component VI.C) or to start a

3247class or lesson precisely on time (Component II.A) would not

3257constitute unsatisfactory performance, at least for the purpose

3265of initiating the 90 - calendar - day probationary period or

3276terminating the professional service contract of a teacher

3284already on performance probation. In this case, undermining the

3293observations of the principal and assistant principal,

3300especially where they appear to b e based on discrete failures by

3312Respondent, are the facts that neither supervisor has any

3321significant training in exceptional student education, the

3328principal has no experience teaching in exceptional student

3336education, and the assistant principal has limi ted experience in

3346teaching exceptional student education.

335034. By granting Petitioner's Motion for Official

3357Recognition, the Administrative Law Judge acknowledges that, by

3365letter dated September 24, 2001, the Florida Department of

3374Education has approved PACES. (The identification of PACES is

3383missing from the letter, but the Administrative Law Judge

3392accepts the representation of Petitioner's counsel that PACES

3400was the subject of this letter.) However, this letter approves

3410PACES on its face, not as applied, and may have been based on

3423more than two - page PACES evaluation form. The present record

3434contains only the two - page form and testimony, unsupported by

3445any documentation, that a single deficiency means that a teacher

3455fails to meet standards and may be placed on probation, if the

3467deficiency arises when the teacher is not on probation, or may

3478be terminated, if the deficiency, even if different from the one

3489that initiated probation, is present at the confirmatory

3497observation.

349835. The record does not document the extent to which

3508Respondent was in attendance at school during her 90 - calendar -

3520day probationary period. By her count, Respondent missed seven

3529or eight workdays due to illness. Petitioner's calculation does

3538not account for these missed days, and, if it had, the second

3550confirmatory observation was premature too.

355536. The record contains some evidence of student

3563achievement. As noted above, one student was transferred early

3572in the 2003 - 04 school year from Respondent's varying

3582exceptionalities class to a regular educati on classroom, but the

3592proximity of this event to the start of the school year suggests

3604that the student was probably misclassified at the start of the

3615year.

361637. The mother of another student testified that

3624Respondent helped her daughter make considerable acade mic

3632progress. The student had undergone a tracheotomy and,

3640consequently, speech delay. While in Respondent's class, the

3648student was eager to attend school and learned to write her name

3660for the first time. For the first time in school, the student

3672was pr ogressing. When the mother learned that Respondent was

3682being terminated, she tried to contact the principal, but the

3692principal declined to see her, claiming it was a personnel

3702matter and implying that a parent had no role in such matters.

371438. The record conta ins the individual education plans

3723(IEPs) of nine students. Typically, IEPs are prepared in the

3733spring of each year, and, prior to the preparation of the next

3745year's IEP, the IEP team closes out the preceding IEP by marking

3757the extent to which the student has achieved the goals of his

3769IEP. The IEP team also indicates progress during the year with

3780respect to specific goals. A mark of "1" means mastery of the

3792goal, a "2" means "adequate progress made; anticipate meeting

3801goal by IEP end," a "3" means "some progress made; anticipate

3812meeting goal by IEP end," and a "4" means "insufficient progress

3823made; do not anticipate meeting goal by IEP end."

383239. The last relevant marks for some of the IEPs were

3843January 2004, but some of them bore marks for March 2004. For

3855al l of the IEPs, exclusive of physical or occupational therapy,

3866with which Respondent was not substantially involved, 11 goals

3875were marked 2, 39 goals were marked 3, and 15 goals were marked

38884. Five of the nine students for whom Petitioner produced IEPs

3899rec eived a mark of 4 on at least one goal in his or her IEP.

3915But 11 of the 15 4's went to two students: one had four 4's,

3929one 3, and one 2; and the other had seven 4's, two 3's, and one

39442. One student had two 4's, but also six 3's. Another student

3956had one 4 and six 3's, and the fifth student had one 4 and three

39713's. Thus, only two of the nine students were not making

3982satisfactory progress while Respondent was teaching the class.

3990CONCLUSIONS OF LAW

399340. The Division of Administrative Hearings has

4000jurisdiction o ver the subject matter. §§ 120.569, 120.57(1),

4009and 1012.34(3)(d)2.b.(II), Fla. Stat.

401341. Describing the requirements of a teacher - assessment

4022program, the 90 - calendar - day probationary period, and the

4033procedure to terminate a professional service contract, Sect ion

40421012.34(1) - (3), Florida Statutes, provides:

4048(1) For the purpose of improving the

4055quality of instructional, administrative,

4059and supervisory services in the public

4065schools of the state, the district school

4072superintendent shall establish procedures

4076for a ssessing the performance of duties and

4084responsibilities of all instructional,

4088administrative, and supervisory personnel

4092employed by the school district. The

4098Department of Education must approve each

4104district's instructional personnel

4107assessment system.

4109(2) The following conditions must be

4115considered in the design of the district's

4122instructional personnel assessment system:

4126(a) The system must be designed to

4133support district and school level

4138improvement plans.

4140(b) The system must provide approp riate

4147instruments, procedures, and criteria for

4152continuous quality improvement of the

4157professional skills of instructional

4161personnel.

4162(c) The system must include a mechanism

4169to give parents an opportunity to provide

4176input into employee performance ass essments

4182when appropriate.

4184(d) In addition to addressing generic

4190teaching competencies, districts must

4194determine those teaching fields for which

4200special procedures and criteria will be

4206developed.

4207(e) Each district school board may

4213establish a pee r assistance process. The

4220plan may provide a mechanism for assistance

4227of persons who are placed on performance

4234probation as well as offer assistance to

4241other employees who request it.

4246(f) The district school board shall

4252provide training programs that are based

4258upon guidelines provided by the Department

4264of Education to ensure that all individuals

4271with evaluation responsibilities understand

4275the proper use of the assessment criteria

4282and procedures.

4284(3) The assessment procedure for

4289instructional personn el and school

4294administrators must be primarily based on

4300the performance of students assigned to

4306their classrooms or schools, as appropriate.

4312Pursuant to this section, a school

4318district's performance assessment is not

4323limited to basing unsatisfactory perfor mance

4329of instructional personnel and school

4334administrators upon student performance, but

4339may include other criteria approved to

4345assess instructional personnel and school

4350administrators' performance, or any

4354combination of student performance and other

4360appro ved criteria. The procedures must

4366comply with, but are not limited to, the

4374following requirements:

4376(a) An assessment must be conducted for

4383each employee at least once a year. The

4391assessment must be based upon sound

4397educational principles and contemp orary

4402research in effective educational practices.

4407The assessment must primarily use data and

4414indicators of improvement in student

4419performance assessed annually as specified

4424in s. 1008.22 and may consider results of

4432peer reviews in evaluating the employee' s

4439performance. Student performance must be

4444measured by state assessments required under

4450s. 1008.22 and by local assessments for

4457subjects and grade levels not measured by

4464the state assessment program. The

4469assessment criteria must include, but are

4475not limi ted to, indicators that relate to

4483the following:

44851. Performance of students.

44892. Ability to maintain appropriate

4494discipline.

44953. Knowledge of subject matter. The

4501district school board shall make special

4507provisions for evaluating teac hers who are

4514assigned to teach out - of - field.

45224. Ability to plan and deliver

4528instruction, including implementation of the

4533rigorous reading requirement pursuant to s.

45391003.415, when applicable, and the use of

4546technology in the classroom.

45505. A bility to evaluate instructional

4556needs.

45576. Ability to establish and maintain

4563a positive collaborative relationship with

4568students' families to increase student

4573achievement.

45747. Other professional competencies,

4578responsibilities, and requiremen ts as

4583established by rules of the State Board of

4591Education and policies of the district

4597school board.

4599(b) All personnel must be fully informed

4606of the criteria and procedures associated

4612with the assessment process before the

4618assessment takes place.

4621(c) The individual responsible for

4626supervising the employee must assess the

4632employee's performance. The evaluator must

4637submit a written report of the assessment to

4645the district school superintendent for the

4651purpose of reviewing the employee's

4656contract. The evaluator must submit the

4662written report to the employee no later than

467010 days after the assessment takes place.

4677The evaluator must discuss the written

4683report of assessment with the employee. The

4690employee shall have the right to initiate a

4698written re sponse to the assessment, and the

4706response shall become a permanent attachment

4712to his or her personnel file.

4718(d) If an employee is not performing his

4726or her duties in a satisfactory manner, the

4734evaluator shall notify the employee in

4740writing of such de termination. The notice

4747must describe such unsatisfactory

4751performance and include notice of the

4757following procedural requirements:

47601. Upon delivery of a notice of

4767unsatisfactory performance, the evaluator

4771must confer with the employee, make

4777recomm endations with respect to specific

4783areas of unsatisfactory performance, and

4788provide assistance in helping to correct

4794deficiencies within a prescribed period of

4800time.

48012.a. If the employee holds a

4807professional service contract as provided in

4813s. 1012. 33, the employee shall be placed on

4822performance probation and governed by the

4828provisions of this section for 90 calendar

4835days following the receipt of the notice of

4843unsatisfactory performance to demonstrate

4847corrective action. School holidays and

4852school va cation periods are not counted when

4860calculating the 90 - calendar - day period.

4868During the 90 calendar days, the employee

4875who holds a professional service contract

4881must be evaluated periodically and apprised

4887of progress achieved and must be provided

4894assistance and inservice training

4898opportunities to help correct the noted

4904performance deficiencies. At any time

4909during the 90 calendar days, the employee

4916who holds a professional service contract

4922may request a transfer to another

4928appropriate position with a differe nt

4934supervising administrator; however, a

4938transfer does not extend the period for

4945correcting performance deficiencies.

4948b. Within 14 days after the close of

4956the 90 calendar days, the evaluator must

4963assess whether the performance deficiencies

4968have bee n corrected and forward a

4975recommendation to the district school

4980superintendent. Within 14 days after

4985receiving the evaluator's recommendation,

4989the district school superintendent must

4994notify the employee who holds a professional

5001service contract in writing whether the

5007performance deficiencies have been

5011satisfactorily corrected and whether the

5016district school superintendent will

5020recommend that the district school board

5026continue or terminate his or her employment

5033contract. If the employee wishes to contest

5040t he district school superintendent's

5045recommendation, the employee must, within 15

5051days after receipt of the district school

5058superintendent's recommendation, submit a

5062written request for a hearing. The hearing

5069shall be conducted at the district school

5076board 's election in accordance with one of

5084the following procedures:

5087(I) A direct hearing conducted by

5093the district school board within 60 days

5100after receipt of the written appeal. The

5107hearing shall be conducted in accordance

5113with the provisions of ss. 120.569 and

5120120.57. A majority vote of the membership

5127of the district school board shall be

5134required to sustain the district school

5140superintendent's recommendation. The

5143determination of the district school board

5149shall be final as to the sufficiency o r

5158insufficiency of the grounds for termination

5164of employment; or

5167(II) A hearing conducted by an

5173administrative law judge assigned by the

5179Division of Administrative Hearings of the

5185Department of Management Services. The

5190hearing shall be conducte d within 60 days

5198after receipt of the written appeal in

5205accordance with chapter 120. The

5210recommendation of the administrative law

5215judge shall be made to the district school

5223board. A majority vote of the membership of

5231the district school board shall be re quired

5239to sustain or change the administrative law

5246judge's recommendation. The determination

5250of the district school board shall be final

5258as to the sufficiency or insufficiency of

5265the grounds for termination of employment.

527142. Petitioner has the burden of pr oving the material

5281allegations by a preponderance of the evidence. See , e.g. ,

5290Allen v. School Board of Dade County , 571 So. 2d 568 (Fla. 3d

5303DCA 1990).

530543. This case is about whether Petitioner has proved that

5315Respondent's teaching performance is not satisfact ory.

5322Petitioner has erroneously equated unsatisfactory performance

5328with one or more deficiencies on the PACES evaluation forms.

5338Under this theory, Petitioner could terminate a professional

5346service contract anytime that a teacher scored a single

5355deficienc y in each of five or six observations over a three -

5368month period. The PACES evaluation forms provide a valuable,

5377reasonably calibrated means for assessing a teacher's

5384performance, but they are only part of the comprehensive

5393evaluation necessary to determin e whether a teacher's overall

5402performance is satisfactory.

540544. Undoubtedly, tardiness, a sarcastic remark uttered

5412from weariness, a failure to exploit all learning media,

5421forgetting to solicit contributions from students throughout the

5429lesson, and failing to maintain proper instructional pacing are

5438deficiencies. A timely observation performs the useful task of

5447reminding a good teacher that there is always room for

5457improvement. Under Petitioner's theory in this case, though,

5465the successful, experienced teach er whose students are

5473flourishing may nonetheless be terminated if she displays each

5482of these deficiencies in five one - hour observations performed

5492over 90 days.

549545. Section 1012.34, Florida Statutes, details the minimum

5503requirements of a teacher assessment ins trument and requires its

5513approval by the Florida Department of Education. Nowhere does

5522Section 1012.34, Florida Statutes, authorize the inference that

5530the scenario described in the preceding paragraph constitutes

5538unsatisfactory performance in every case, despite the nature of

5547the teacher's deficiencies and strengths, the performance of the

5556teacher's students, and the informed desires of the parents of

5566the teacher's students.

556946. The adoption of PACES did not relieve Petitioner of

5579the burden of providing unsa tisfactory performance when it seeks

5589to terminate a professional service contract. Due to its

5598misunderstanding of the role of the PACES evaluation forms in

5608proving unsatisfactory performance, Petitioner introduced

5613little, if any, expert evidence on the ov erall question of

5624whether Respondent was performing her duties in a satisfactory

5633manner when placed on probation or when recommended for

5642termination.

564347. In this case, a finding of unsatisfactory performance

5652is precluded by the discrete nature of Respondent' s reported

5662deficiencies and the limited observational basis on which they

5671are predicated; the process by which deficiencies disappeared,

5679new ones arose, then they disappeared, and old deficiencies

5688reappeared -- all over a 90 - day period -- without any evidence

5701establishing that this variability is more indicative of

5709unsatisfactory performance than the vagaries of the evaluations

5717performed by the principal and assistant principal; the

5725generally satisfactory performance of the students, whose

5732amenability to learni ng may not be readily apparent to the

5743principal, who has no experience teaching exceptional students;

5751and the principal's curious failures to accommodate Respondent's

5759disability when the principal transferred Respondent to the

5767varying exceptionalities clas s, which required her to try to

5777vocalize to the entire class, which was ambulatory, as

5786distinguished to the less ambulatory physically impaired class,

5794where she largely taught one - on - one, and when the principal

5807failed to assure the presence of an amplifica tion device for

5818Respondent's use at all times in the varying exceptionalities

5827class.

582848. Exacerbating these deficiencies in proof are several

5836other factors. First, the determination of unsatisfactory

5843performance "must be primarily based on the performance o f

5853students . . .." Anecdotal evidence suggests that Respondent's

5862students were performing satisfactorily. The IEPs suggest

5869likewise. As Petitioner applied PACES in this case, it has

5879failed to show that the unsatisfactory assessments of Respondent

5888were p rimarily based on the performance of her students.

589849. Second, as Petitioner applied PACES in this case,

5907parents had no meaningful input into the termination decision.

5916Petitioner argues that report cards provide the parents an

5925opportunity for input. Unless t he report cards notify the

5935parents that a teacher is on probation -- a doubtful prospect -- the

5948parents probably will not learn of the impending termination at

5958a convenient point in the report - card cycle. Here, at least one

5971parent tried to provide timely inpu t, and the principal shunted

5982her aside.

598450. Third, as Petitioner applied PACES in this case,

5993Petitioner was denied her right to request a transfer. The

6003statute does not guarantee a right to a transfer, but it confers

6015upon the teacher on probation the right to request a transfer.

6026If this right is to mean anything, it must impose upon the

6038principal the duty of stating an informed, substantial reason

6047for denying the request or trying in good faith to make the

6059transfer. The principal did neither.

606451. Fourth, as Peti tioner applied PACES in this case,

6074Petitioner was denied her right to 90 calendar days within which

6085to improve her performance adequately. First, the principal

6093prematurely terminated the probationary period. Already nervous

6100about her chances of retaining her job, Respondent was

6109effectively denied the last few days remaining to her to

6119demonstrate the required improvement.

612352. Also, Petitioner failed to take into account

6131Respondent's absence from school for seven or eight days. By

6141statute, "school holidays a nd vacation periods" are excluded

6150from the 90 calendar days. "School holidays" is the same as

"6161school vacation periods," so the latter term must apply to a

6172teacher's personal leave, when such leave does not correspond to

6182school holidays. It is unclear wh ether all of the seven or

6194eight days of leave were sick leave or if any were personal

6206leave. But this is another reason militating against concluding

6215that Respondent received the full 90 calendar days to which she

6226is entitled to improve her performance.

6232RECOMMENDATION

6233It is

6235RECOMMENDED that Petitioner enter a final order rejecting

6243the Superintendent's recommendation to terminate Respondent for

6250unsatisfactory performance during the 2003 - 04 school year.

6259DONE AND ENTERED this 26th day of October, 2004, i n

6270Tallahassee, Leon County, Florida.

6274S

6275___________________________________

6276ROBERT E. MEALE

6279Administrative Law Judge

6282Divis ion of Administrative Hearings

6287The DeSoto Building

62901230 Apalachee Parkway

6293Tallahassee, Florida 32399 - 3060

6298(850) 488 - 9675 SUNCOM 278 - 9675

6306Fax Filing (850) 921 - 6847

6312www.doah.state.fl.us

6313Filed with the Clerk of the

6319Division of Administrative Hearings

6323this 26th day of October, 2004.

6329COPIES FURNISHED:

6331Dr. Randolph F. Crew, Superintendent

6336Miami - Dade County School Board

63421450 Northeast Second Avenue, No. 912

6348Miami, Florida 33132 - 1394

6353Daniel J. Woodring, General Counsel

6358Department of Education

63611244 Turlington Building

636432 5 West Gaines Street

6369Tallahassee, Florida 32399 - 0400

6374Honorable John Winn

6377Commissioner of Education

6380Department of Education

6383Turlington Building, Suite 1514

6387325 West Gaines Street

6391Tallahassee, Florida 32399 - 0400

6396Madelyn P. Schere, Esquire

6400Miami - Dade Coun ty School Board

64071450 Northeast Second Avenue, Suite 400

6413Miami, Florida 33132

6416Mark Herdman, Esquire

6419Herdman & Sakellarides, P.A.

64232595 Tampa Road, Suite J

6428Palm Harbor, Florida 34684

6432NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

6438All parties have the right to sub mit written exceptions within

644915 days from the date of this recommended order. Any exceptions

6460to this recommended order must be filed with the agency that

6471will issue the final order in this case.

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Date
Proceedings
PDF:
Date: 11/08/2019
Proceedings: Settlement Agreement filed.
PDF:
Date: 12/15/2004
Proceedings: Other
PDF:
Date: 10/26/2004
Proceedings: Recommended Order
PDF:
Date: 10/26/2004
Proceedings: Recommended Order (hearing held August 23, 2004). CASE CLOSED.
PDF:
Date: 10/26/2004
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 10/04/2004
Proceedings: Respondent`s Proposed Recommended Order (filed via facsimile).
PDF:
Date: 10/04/2004
Proceedings: Petitioner School Board`s Proposed Recommended Order (filed via facsimile).
PDF:
Date: 09/22/2004
Proceedings: Petitioner`s Motion for Official Recognition (filed via facsimile).
Date: 09/13/2004
Proceedings: Transcript filed.
Date: 08/23/2004
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 06/28/2004
Proceedings: Notice of Taking Deposition Duces Tecum (S. Lyle) filed.
PDF:
Date: 05/25/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for August 23 and 24, 2004; 9:00am; Miami, FL).
PDF:
Date: 05/24/2004
Proceedings: Petitioner`s Notice of Unavailability (filed via facsimile).
PDF:
Date: 05/20/2004
Proceedings: Motion to Reschedule Final Hearing (filed by Respondent via facsimile).
PDF:
Date: 05/20/2004
Proceedings: Notice of Appearance (filed by M. Herdman, Esquire, via facsimile).
PDF:
Date: 05/05/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for June 10 and 11, 2004; 9:00 a.m.; Miami, FL).
PDF:
Date: 05/03/2004
Proceedings: Unopposed Motion to Reschedule and/or Continue Hearing (filed by Petitioner via facsimile).
PDF:
Date: 04/30/2004
Proceedings: Notice of Hearing (hearing set for June 9 and 10, 2004; 9:00 a.m.; Miami, FL).
PDF:
Date: 04/30/2004
Proceedings: Joint Response to Initial Order (filed by Petitioner via facsimile).
PDF:
Date: 04/28/2004
Proceedings: Initial Order.
PDF:
Date: 04/27/2004
Proceedings: Petitioner`s Notice of Unavailability (filed via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Notice of Specific Charges (filed via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Request for Hearing (filed via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Notice to Terminate Employment Contract (filed via facsimile).
PDF:
Date: 04/27/2004
Proceedings: Agency referral (filed via facsimile).

Case Information

Judge:
ROBERT E. MEALE
Date Filed:
04/27/2004
Date Assignment:
04/28/2004
Last Docket Entry:
11/08/2019
Location:
Miami, Florida
District:
Southern
Suffix:
TTS
 

Counsels

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Related Florida Statute(s) (4):