04-002339F Mavis R. Georgalis vs. Department Of Transportation
 Status: Closed
DOAH Final Order on Thursday, December 1, 2005.


View Dockets  
Summary: Counsel for Petitioner is entitled to fees and costs, which are awarded pursuant to Sections 57.105 and 120.569, Florida Statutes.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MAVIS R. GEORGALIS, )

12)

13Petitioner, )

15)

16vs. ) Case No. 04 - 2339F

23)

24DEPARTMENT OF TRANSPORTATION, )

28)

29Respondent. )

31)

32FINAL ORDER

34Pursuant to notice , a formal administrative hearing was

42held in the above - styled cause on September 27, 2005, in

54Tallahassee, Florida, before Don W. Davis, an Administrative Law

63Judge of the Division of Administrative Hearings (DOAH).

71APPEARANCES

72For Petitioner: M. Stephen Turner, P.A.

78Martin A. Fitzpatrick, Esquire

82Broad and Cassel

85215 South Monroe Street, Suite 400

91Post Office Drawer 11300

95Tallahassee, Florida 32302

98For Respondent: Robert M. Bur dick, Esquire

105Department of Transportation

108Haydon Burns Building, Mail Station 58

114605 Suwannee Street

117Tallahassee, Florida 32399

120Michael Mattimore, Esquire

123Allen, Norton & Blue, P.A.

128906 North Monroe Street

132Tallahassee, Florida 32303

135STATEMENT OF THE ISSUE

139What amount of legal fees and costs should be awarded to

150Petitioner pursuant to Section 120.569(2)(e) or 57.105(5),

157Florida Statutes, for Respondent’s erroneous classification of

164Petitioner’s position and subsequent failure to correct that

172error and reclassify Petitioner’s position back to career

180service as requested by her in Georgalis v. F.D.O.T. , DOAH Case

191No. 03 - 4665SED.

195PRELIMINARY STATEMENT

197By two (2) Mot ions for Attorney’s Fees and Cost dated

208July 6, 2004 and July 29, 2004, Petitioner seeks reimbursement

218for fees and costs associated with her challenge of Respondent

228Department of Transportation’s (Department) decision to

234reclassify her and her position fr om the Career Service System

245to Selected Exempt Service pursuant to Section 110.205(2(x),

253Florida Statutes (2001).

256At the final hearing, Petitioner presented testimony of one

265witness, her fee expert Steven J. Menton, and submitted 3

275exhibits, including a c omposite exhibit (Exhibit 1) that

284included 19 separate subparts (referred to as “Petitioner’s Ex.

2931 - ___”). Respondent presented the testimony of two witnesses,

303Richard Davis and Michael Mattimore, and submitted 2 exhibits.

312A transcript of the final hearin g was filed on October 17,

3242005. Petitioner and Respondent timely filed Proposed Final

332Orders, which have been reviewed and utilized, as deemed

341appropriate, in the preparation of this Final Order.

349References to Florida Statutes are to the 2005 edition,

358un less otherwise noted.

362FINDINGS OF FACT

3651. On April 1, 2002, Petitioner was discharged from her

375position with the Department without stated cause or hearing.

384See Petitioner’s Ex. 1 - 2, Dep’t of Transportation v. FCHR , 842

396So. 2d 253, 256 (Fla. 1st D CA 2003).

4052. On June 11, 2003, Petitioner was temporarily reinstated

414by order of the Circuit Court to her position with the

425Department pursuant to section 112.3187(9)(f).

430Petitioner’s Ex. 1 - 3.

4353. The administrative case underlying this request for

443fees and costs was initiated by Petitioner through the filing of

454a Petition for Formal Administrative Hearing on August 15, 2002.

464Petitioner’s Ex. 1 - 4.

4694. In that Petition, Petitioner demonstrated, through

476reference to the position description provide d to her by the

487Department, that she did not fit within any of the categories of

499employees exempted from career service by Section 110.205(2)(x),

507Florida Statutes. Petitioner’s Ex. 1 - 4, paragraph 7.

5165. Petitioner also put the Department on notice that she

526believed the Department’s action in reclassifying her was

534“frivolous and was done for an improper purpose,” since it was

546contradicted by the Department’s own documents. Petitioner’s

553Ex. 1 - 4, paragraph 12. She also requested that she be awarded

566approp riate attorneys’ fees and costs. Id.

5736. After nearly four months, the Department forwarded the

582Petition to the Division of Administrative Hearings for a formal

592administrative hearing regarding whether its decision to

599reclassify Petitioner was proper. Pe titioner’s Ex. 1 - 5.

6097. By this letter, which was filed with the Division of

620Administrative Hearings on December 10, 2003, the Department

628requested a formal administrative hearing and manifested its

636opposition to the relief requested by Petitioner in her

645Petition.

6468. A hearing was held in DOAH Case No. 03 - 4665SED on

659April 15, 2004.

6629. Following the preparation of a transcript, the parties

671submitted Proposed Recommended Orders. Petitioner filed a

678Motion to Strike portions of the Department’s Proposed

686Recommended Order because it improperly raised an argument that

695Petitioner could properly be exempted from career service

703because she was an “administrator.” Petitioner’s Ex. 1 - 6.

713That Motion was granted. Petitioner’s Ex. 1 - 7. 1/

72310. On July 2, 2004, the undersigned entered a Recommended

733Order concluding that Petitioner was improperly reclassified

740into Select Exempt Service. Petitioner’s Ex. 1 - 8, p. 12.

75111. On September 1, 2005, the Department entered a Final

761Order adopting the Recommended Order e ntered in DOAH Case No.

77203 - 4665SED. 2/ Petitioner’s Ex. 1 - 11.

78112. Paragraph 13 of the fully - adopted Recommended Order

791states that:

793based on the duties and responsibilities

799contained in Petitioner’s position

803description and the actual duties she

809performed, there is no basis for concluding

816that Petitioner was subject to exemption

822from career service as concluded by

828Respondent in July 2001.

832Petitioner’s Ex. 1 - 8, paragraph 13.

83913. In paragraph 19 of the fully - adopted Recommended

849Order, the undersigned conclu ded that:

855[t]he suggestion of the Respondent’s witness

861that the exemption should apply if a state

869employee is assigned to work with anyone

876retained or commissioned by Respondent to

882perform services for Respondent, however

887menial the task, simply misconstru es the

894statutory exemption: the relevant issue for

900the purposes of the exemption is whether

907such persons are department “employees,” not

914whether a department has contracted or

920engaged their services as independent

925technical consultants. Such contract

929adm inistration is not relevant to the issue

937of whether Petitioner could properly be

943classified as a selected exempt employee.

949Petitioner’s Ex. 1 - 8, paragraph 19.

95614. Following entry of the Recommended Order, Petitioner

964filed her two (2) Motions for Attorneys ’ Fees. Petitioner’s Ex.

9751 - 12 and 1 - 13. These motions seek an award of attorney’s fees

990and costs based on the lack of factual or legal support for the

1003Department’s opposition to Petitioner’s request that the

1010Department correct its error in reclassifying her position to

1019Select Exempt Service. Id.

102315. Petitioner submitted an affidavit and itemized

1030statement of the requested hours, a summary of hours by the

1041attorney, and a summary of costs incurred in this matter.

1051Petitioner’s Ex. 1 - 14. Petitioner also su bmitted the testimony

1062of J. Steven Menton, Esquire, who corroborated the

1070reasonableness of the services and time expended by Petitioner’s

1079counsel and also confirmed the reasonableness of the fees

1088charged and costs incurred by Petitioner’s counsel for those

1097services.

109816. The Department did not contest the number of hours

1108sought by Petitioner’s counsel. Respondent did offer the

1116testimony of Michael Mattimore, Esquire, who was also counsel of

1126record for the Department in this case, suggesting that the

1136rates charged by Petitioner’s counsel exceeded those which are

1145normally charged by similar attorneys in the community.

1153Mattimore’s testimony related to fees charged in “employment”

1161law cases in which he has been involved during his career and

1173did not focus on administrative litigation challenging the

1181actions of a governmental agency, such as the present case which

1192involved more than merely examining the factual circumstances

1200surrounding a discharge or other adverse employment action.

120817. Confirming the comple xity of the underlying case was

1218Mattimore’s testimony regarding the outcome in other

1225reclassification cases. The great majority of reclassification

1232challenges (more than 95 percent of them) have been resolved in

1243favor of the governmental agency or have no t been pursued by the

1256impacted employee. Id. The outcome obtained by attorneys for

1265Petitioner in the underlying case is suggestive of fees toward

1275the high end of the range.

128118. Petitioner reported the following hours and rates

1289(Petitioner’s Ex. 1 - 14):

1294LAWYERS : Hours Rate Amount

1299M. Stephen Turner, P.A. 44.40 $400 $17,760.00

1307David K. Miller, P. A. 1.00 $300 $ 300.00

1316Martin A. Fitzpatrick 228.50 $250 $57,125.00

1323Brooke Lewis .90 $200 $ 80.00

1329TOTAL ATTORNEY HOURS 274.80 $ 75,365.00

1336Paralegals :

1338Hours Rate Amount

1341Theresa J. Everhart 1.90 $80 $152.00

1347Trishia Finkey 1.00 $80 80.00

1352TOTAL PARALEGAL HOURS 2.90 $ 232.00

1358TOTAL LEGAL FEES: $75.597.00

136219. The hours and rates requested are foun d to be

1373reasonable in view of the novelty and complexity of the issues,

1384level of legal skills required, and the result obtained for the

1395Petitioner. The rates sought are in line with fees charged by

1406similarly - situated attorneys for similar work in the comm unity.

1417The amount requested is reasonable and justified under the

1426circumstances. Moreover, the costs and expenses for which

1434reimbursement is sought ($1,523.25) and the expert witness fees

1444of $1400 ($280 /hour for 5 hours) are also reasonable and are of

1457a kind typically billed to clients in addition to the hourly

1468rate charged.

1470CONCLUSIONS OF LAW

147320. The Division of Administrative Hearings has

1480jurisdiction over the parties and subject matter of this

1489proceeding. §§ 57.105 and 120.569(2)(e), Fla. Stat.

149621. Section 57.105, Florida Statutes, provides, in

1503relevant part:

1505(1) Upon the court's initiative or motion

1512of any party, the court shall award a

1520reasonable attorney's fee to be paid to the

1528prevailing party . . . on any claim or

1537defense at any time during a c ivil

1545proceeding or action in which the court

1552finds that the losing party or the losing

1560party's attorney knew or should have known

1567that a claim or defense when initially

1574presented to the court or at any time before

1583trial:

1584(a) Was not supported by the m aterial

1592facts necessary to establish the claim or

1599defense; or

1601(b) Would not be supported by the

1608application of then - existing law to those

1616material facts.

1618* * *

1621(4) A motion by a party seeking sanctions

1629under this section must be served b ut may

1638not be filed with or presented to the court

1647unless, within 21 days after service of the

1655motion, the challenged paper, claim,

1660defense, contention, allegation, or denial

1665is not withdrawn or appropriately corrected.

1671(5) In administrative proceedings under

1676chapter 120, an administrative law judge

1682shall award a reasonable attorney's fee and

1689damages to be paid to the prevailing party .

1698. . in the same manner and upon the same

1708basis as provided in subsections (1) - (4).

1716Such award shall be a final order su bject to

1726judicial review pursuant to s. 120.68.

173222. Section 120.569(2)(e), Florida Statutes, provides:

1738(e) All pleadings, motions or other papers

1745filed in the proceeding must be signed by

1753the party, the party’s attorney, or the

1760party’s qualified represe ntative. The

1765signature constitutes a certificate that the

1771person has read the pleading, motion, or

1778other paper and that, based upon reasonable

1785inquiry, it is not interposed for any

1792improper purposes, such as to harass or to

1800cause unnecessary delay, or for frivolous

1806purpose or needless increase in the cost of

1814litigation. If a pleading, motion or other

1821paper is signed in violation of these

1828requirements, the presiding officer shall

1833impose upon the person who signed it, the

1841represented party, or both, an appr opriate

1848sanction, which may include an order to pay

1856the other party or parties the amount of

1864reasonable expenses incurred because of the

1870filing of the pleading, motion, or other

1877paper, including a reasonable attorney’s

1882fee.

188323. Once th ere is a finding of fact or a conclusion of law

1897that the Department’s defense in this case was not supported by

1908material facts or was not supported by then - existing law, the

1920award of fees is mandatory under Section 57.105. See Morton v.

1931Heathcock , 30 Fla. L. Weekly D2163, D2164 (Fla. 3rd DCA

1941September 14, 2005) (use of the word “shall” in Section 57.105

1952confirmed legislative intent that fees be awarded if the court

1962makes the required findings). Similarly, Section 120.569(2)(e)

1969mandates an “appropriate san ction,” which may include attorney’s

1979fees and costs, once there is a finding that a “pleading, motion

1991or other paper” has been filed for an improper or frivolous

2002purpose.

200324. Here, the Recommended Order entered on July 2, 2004,

2013confirmed that the Depa rtment’s opposition to Petitioner’s

2021request for proper reclassification as a career service position

2030was not supported by the operative facts or the then - existing

2042law. See Petitioner’s Ex. 1 - 8, paragraphs 13, 19 and 20.

2054Accordingly, fees and costs must b e awarded to Petitioner under

2065Section 57.105(5) and should be awarded under Section

2073120.569(2)(e), Florida Statutes. The Department should be

2080sanctioned for taking an untenable position in this litigation,

2089and then refusing to concede once that position w as exposed as

2101frivolous. See Id. ; King v. Florida Parole Commission , 898 So.

21112d 1100, 1101 (Fla. 1st DCA 2005) (fees should have been awarded

2123under section 57.105 where trial court concluded that losing

2132party’s interpretation of applicable statute was “la cking merit”

2141and “untenable”); Procacci Commercial Realty, Inc. v. Dep’t of

2150Health , 690 So. 2d 603, 608 (Fla. 1st DCA 1997) (citing Good

2162Samaritan Hosp. v. Dep’t of Health , 582 So. 2d 722, 723 and

2174stating that agency action which is not supported by a

2184perm issible interpretation of applicable statutes and rules

2192constitutes an “improper purpose” even in the “absence of

2201frivolousness”).

220225. The Department contends that Petitioner should be

2210precluded from recovering fees in this case because she did not

2221file he r motion for fees until after a recommended order was

2233issued. Such a position ignores Petitioner’s assertion, in her

2242Petition for Administrative Hearing and subsequently filed

2249documents that because the Department’s “own documents confirm

2257that Petitioner was improperly reclassified as selected exempt,

2265the Department’s action in doing so was frivolous and was done

2276for an improper purpose.” Petitioner’s Ex. 1 - 4, paragraph 12. 3/

2288The Department has been on notice from the very beginning of

2299this case that Pet itioner regarded the Department’s defense as

2309frivolous and improper, and that position has been maintained

2318throughout these proceedings. Respondent had ample opportunity

2325to mitigate or avoid the award of fees resulting from a

2336frivolous defense in this mat ter.

234226. Section 57.105 only requires that a respondent be

2351afforded an opportunity to correct its behavior before sanctions

2360are levied against it for taking a frivolous position. See

2370Maxwell Building Corp. v. Euro Concepts , LLC, 874 So. 2d 709,

2381711 (Fla . 4th DCA 2004) (“the primary purpose of section

239257.105(4) is not to spring a procedural trap on the unwary so

2404that valid claims are lost. Rather, its function is to give a

2416pleader a last clear chance to withdraw a frivolous . . .

2428defense”). 4/ Similarly, Section 120.659(2)(e) only requires

2435Petitioner to put the Department on notice that Petitioner

2444believes Respondent has adopted a frivolous position and to seek

2454appropriate relief from the ALJ for such action. Here, there is

2465no question that Respondent an d the ALJ had notice of

2476Petitioner’s request for fees based on her position that

2485Respondent was adopting a frivolous and improper defense. 5/

249427. Moreover, as required by Section 57.105(4), Petitioner

2502provided the Department with a 21 - day cure period in w hich the

2516Department could have taken steps to withdraw its defense or

2526take other appropriate corrective action. For example, the

2534Department could have abandoned its opposition to Petitioner’s

2542request and entered a Final Order adopting the Recommended

2551Orde r. Such action would have been “laudable” and would have

2562avoided an award of fees under Section 57.105. See Dep’t of

2573Highway Safety and Motor Vehicles v. Salter , 710 So. 2d 1039,

25841041 (Fla. 2nd DCA 1998) (DMV avoided award of fees by not

2596defending indefe nsible order that was the subject of petition

2606for certiorari); see also Dep’t of Transportation v. South ,

2615(DOAH Case No. 03 - 4258 2003) (denying request for fees where

2627party dismissed underlying petition and did not appeal order

2636relinquishing jurisdiction i n related administrative case). The

2644Department did not do so, but instead continued to litigate

2654whether its reclassification action was appropriate, going so

2662far as to obtain a stay of the administrative proceedings

2672pending its intended untimely appeal. 6/ Accordingly, this case

2681is distinguishable from other cases in which attorney’s fees are

2691sought after the conclusion of the case because the Department

2701did not abandon its defeated position, continuing instead to

2710litigate the matter beyond the 21 - day cure period.

272028. Petitioner afforded The Department a “last clear

2728chance” to withdraw its frivolous defense. Maxwell , 874 So. 2d

2738at 711.

274029. Having failed to take appropriate action to correct

2749the matter, the Department is responsible for the fees incurr ed

2760by Petitioner in prosecuting this case against the Department’s

2769“stonewall” defense. See Dep’t of Transportation v. James , 681

2778So. 2d 886, 887 – 888 (Fla. 3rd DCA 1996) (one of the purposes of

2793Section 57.105 is to put a price tag on stonewalling by

2804Defen dant who refuses to concede there is no basis for defending

2816action); Dep’t of Transportation v. South , (DOAH Case No. 03 -

28274258 2003) (citing commentary to Rule 11 and concluding that

2837purpose of 21 day “safe harbor” was intended to limit sanctions

2848to those s ituations where a party “refuses to withdraw [its

2859position] or to acknowledge candidly that it does not currently

2869have evidence to support a specified allegation”).

287630. The Department asserted in its Motion for Summary

2885Recommended Order that it is no t subject to an award of fees in

2899this case under Section 120.569(2)(e) 7/ because its “defense” was

2909not reflected in any pleading or paper which would give rise to

2921a claim. The Department’s letter of December 10, 2003

2930(Petitioner’s Ex. A - 5), by which Respo ndent referred this matter

2942to DOAH for an administrative hearing, however, constitutes such

2951a “paper.” 8/

295431. Additionally, Section 57.105 and similar statutes have

2962been interpreted to require an award of fees and costs in the

2974absence of an official respo nse by the defending party where:

2985[the prevailing party] is impelled, by the

2992losing party, to waste judicial resources

2998and needlessly expend his own time and

3005money. This can occur when a losing party

3013raises issues that are not justiciable, and

3020it can occu r when, as here, the losing party

3030has forced the plaintiff to resort to the

3038courts even though there were no justiciable

3045issues that can be raised in defense.

3052Castaway Lounge of Bay County, Inc. v. Reid , 411 So. 2d 282, 284

3065(Fla. 1st DCA 1982).

306932. Th e Department presented testimony from Richard Davis,

3078one of its personnel manager employees. Davis’ testimony is

3087viewed as an attempt by the Department of Transportation to

3097justify its original decision to reclassify Petitioner’s

3104position and is according ly rejected. The Department is not

3114permitted at this late date to suggest that its position was not

3126frivolous based on matters not presented during the hearing on

3136the merits in the underlying case.

314233. Davis’ testimony could be deemed relevant to the iss ue

3153of whether the Department had an improper purpose in

3162reclassifying Petitioner, but Davis’ assertion that the

3169Department reclassified Petitioner’s position as part of a

3177global reclassification of all Level six personnel does not

3186explain why the Departmen t did not revisit its decision and

3197correct its error once Petitioner put the Department on notice,

3207by reference to the Department’s own documents, that an error

3217had been made.

32201 5

322234. The proposed “administrator” defense asserted by

3229Department in its Propo sed Recommended Order is not persuasive.

3239The contention that Petitioner is an “administrator” because she

3248is the head of a “section” as those terms are used in Section

326120.04(3)(c), Florida Statutes (2001), falls in the face of the

3271Department’s specific ex emption from the organizational

3278structure defined in Section 20.04. See Section 20.04(3) (“For

3287their internal structure, all departments, except for . . . the

3298Department of Transportation, must adhere to the following

3306standard terms”). Accordingly, there is no factual or legal

3315support for the Department’s “administrator” defense.

332135. Petitioner demonstrated, through the submission of

3328relevant orders from other cases and administrative matters,

3336that one of the reasons for the Department’s stonewall defense

3346of its reclassification decision was the fact that it had

3356terminated Petitioner without providing her with career service

3364protections. See Procacci , 690 So. 2d at 608 n. 9 (in the

3376absence of direct evidence of improper purpose, the court must

3386exam ine circumstantial evidence and ask whether a reasonable

3395person would have prosecuted a claim under the circumstances);

3404Petitioner’s Ex. 1 - 1 through 1 - 3; 1 - 15 through 1 - 18. To avoid

3422Petitioner’s automatic reinstatement to her career service

3429position, the Department necessarily had to continue to assert

3438that she was properly reclassified irrespective of the evidence

3447and weight of legal authority that existed against that

3456position. In addition to being frivolous, the Department’s

3464actions needlessly harassed Petitioner, and needlessly increased

3471the costs of litigation. An award of fees and costs is thus

3483appropriate under Section 120.569(2)(e), Florida Statutes, for

3490this additional reason.

349336. Having determined that fees should be awarded, 9/ the

3503questio n then becomes whether the fees sought by Petitioner’s

3513counsel in this case are reasonable. The Department does not

3523challenge the number of hours sought by Petitioner. 10/ Instead,

3533it challenges the hourly rates which are being sought.

354237. Specifically, t he Department challenges the hourly

3550rate sought by Stephen Turner, Esquire, Petitioner’s lead

3558counsel. Turner’s experience and expertise justify a fee of

3567$400 per hour in this case. The $250 per hour rate requested by

3580Mr. Fitzpatrick and the other hourly rates requested are

3589similarly reasonable for the professional services rendered.

3596ORDER

3597Based on the foregoing, it is hereby ordered that

3606Petitioner shall recover from Respondent the sum of $78,520.25

3616for the attorneys’ fees and costs incurred in DOA H Case

3627No. 03 - 4665SED.

3631DONE AND ORDERED this 1st day of December, 2005, in

3641Tallahassee, Leon County, Florida.

3645S

3646DON W. DAVIS

3649Administrative Law Judge

3652Division of Administrative Hearings

3656The DeSoto Building

3659123 0 Apalachee Parkway

3663Tallahassee, Florida 32399 - 3060

3668(850) 488 - 9675 SUNCOM 278 - 9675

3676Fax Filing (850) 921 - 6847

3682www.doah.state.fl.us

3683Filed with the Clerk of the

3689Division of Administrative Hearings

3693this 1st day of December, 2005.

3699ENDNOTES

37001/ The Depart ment filed a petition for certiorari in which it

3712argued that its “administrator” defense was improperly stricken.

3720That petition was dismissed, presumably because it was untimely

3729filed. Petitioner’s Ex. 1 - 10.

37352/ The only modification to the Recommen ded Order was a

3746correction to the list of exhibits actually submitted by

3755Petitioner during the Final Hearing. No substantive changes

3763were made to the Recommended Order, which was otherwise adopted

3773in toto by the Department.

37783/ Petitioner’s reference to Section 120.595 in that paragraph

3787does not undermine her claim for fees under other statutory

3797provisions. See Caulfield v. Cantele , 837 So. 2d 371, 379 - 380

3809(Fla. 2002) (holding that the statutory basis for the attorney

3819fee “need not be specifically pled a nd failure to so plead does

3832not result in waiver of a claim”).

38394/ As noted in Dep’t of Revenue v. Yambert , 883 So. 2d 881, 884

3853n. 3 (Fla. 5th DCA 2004), the failure to comply with the

3865procedural requirements of Section 57.105(4) could be excused by

3874the C ourt in any event because the statute permits the award of

3887such fees on the court’s own initiative.

38945/ The Department relies on several administrative cases for the

3904proposition that a Petitioner is required to initiate a claim

3914for fees under Section 120. 569(2)(e) prior to the issuance of a

3926recommended or final order. Unlike the cases cited by the

3936Department, Petitioner put the Department on notice of her

3945intention to seek fees based on the Department’s apparent

3954improper motive and the lack of merit of it s defense in her

3967initial petition. This was all that was required to satisfy the

3978requirement that she take action to mitigate the resources spent

3988on opposing a frivolous position. See Mercedes Lighting and

3997Electrical Supply v. Dep’t of General Services , 560 So. 2d 272,

4008276 - 277 (Fla. 1st DCA 1990) (notice is sufficient under Rule 11

4021if the party or attorney is aware that sanctions could be

4032assessed at the end of trial if appropriate). See also

4042Charlotte County v. IMC - Phosphates Co. , (DOAH Case NO. 03 - 3561 F)

4056(recognizing that DOAH Administrative Law Judge has jurisdiction

4064over motion for fees filed after Recommended Order where

4073sanctions were based on conduct before the entry of the

4083Recommended Order).

40856/ The Department sought this stay from itself, even though it

4096expressed its intent to appeal the interlocutory order entered

4105by the ALJ and was therefore required to file its motion for

4117stay with the ALJ. Fla. R. App. Pr. 9.190(e)(2)(A) requires

4127that a party seeking a stay file an appropriate motion with t he

4140lower tribunal or the court to which it is seeking appellate

4151review. Here, the lower tribunal was the Division of

4160Administrative Hearings, not the Department of Transportation.

4167See Fla. R. App. Pr. 9.020(e) (defining the “lower tribunal” as

4178the “court , agency, officer, board, commission, judge of

4186compensation claims, or body whose order is to be reviewed”).

4196See also Department of Health & Rehab. Serv. v. Barr , 369 So. 2d

4209595, 596 (Fla. 1st DCA 1978) (DOAH is a “tribunal” within the

4221definition provided in Rule 9.020). Accordingly, while the

4229Department contends that it took no action before DOAH following

4239the filing of Petitioner’s Motion for fees, it fails to

4249recognize that its Motion for Stay was improperly filed with the

4260Department and that it contin ued to litigate the matter in

4271another forum.

42737/ Section 57.105 does not contain a similar “signing” or

4283“filing” requirement .

42868/ Counsel for the Department erroneously suggested during the

4295hearing that Section 120.569(2)(e), Florida Statutes, requires

4302t hat the party file a “pleading” before being subjected to

4313potential sanctions under the statute. pp. 37 - 38. In

4323reality, Section 120.569(2)e) only requires that a “paper” be

4332filed. The Department’s letter referring this matter to DOAH

4341was a “paper” that was filed with DOAH, thus triggering the

4352statute.

43539/ The Department cites to the Appellate Court’s denial of

4363Petitioner’s request for appellate fees as a basis for denying

4373her fees here. However, the issue decided by the appellate

4383court was only wh ether the appeal was frivolous and did not

4395relate to the merits of the underlying case. See Procacci , 690

4406So. 2d at 609 - 610 (limiting appellate court’s jurisdiction to

4417fees on appeal). In any event, the appellate court never

4427reached the merits of the app eal, but instead dismissed the

4438petition, presumably because it was untimely.

444410/ Petitioner’s right to fees includes all of the fees incurred

4455by Petitioner in this case, not just those fees incurred after

4466her motion for attorneys’ fees. See Section 57.1 05 (no

4476restriction on when fees are incurred as long as they are

4487reasonable and are “on” the challenged claim or defense);

4496Section 120.569(2)(e) (party entitled to award of reasonable

4504expenses, including attorneys’ fees, incurred because of the

4512filing of t he challenged paper). Compare section 768.79 (6) (a)

4523and (b), Florida Statutes (providing for an award of fees from

4534the date the offer is served). All of the fees at issue here

4547were the direct result of the Respondent’s failure to

4556acknowledge its error i n reclassifying Petitioner’s position

4564despite ample notice that such an error had occurred. See

4574Maxwell , 874 So. 2d at 711 (citing cases and recognizing that

4585request for fees in body of pleading or motion for summary

4596judgment was sufficient notice to pres erve claim for fees).

4606This includes the time spent in this case litigating her

4616entitlement to attorneys’ fees.

4620COPIES FURNISHED :

4623Robert M. Burdick, Esquire

4627Department of Transportation

4630Haydon Burns Building, Mail Station 58

4636605 Suwannee Street

4639Tallahas see, Florida 32399 - 0458

4645Jose Abreu, Secretary

4648Department of Transportation

4651Haydon Burns Building, Mail Station 58

4657605 Suwannee Street

4660Tallahassee, Florida 32399 - 0458

4665Pamela Leslie, General Counsel

4669Department of Transportation

4672Haydon Burns Building, Mail Station 58

4678605 Suwannee Street

4681Tallahassee, Florida 32399 - 0458

4686James C. Myers

4689Clerk of Agency Proceedings

4693Department of Transportation

4696Haydon Burns Building, Mail Station 58

4702605 Suwannee Street

4705Tallahassee, Florida 32399 - 0458

4710M. Stephen Turner, Es quire

4715Broad & Cassel, P.A.

4719215 South Monroe Street, Suite 400

4725Post Office Box 11300

4729Tallahassee, Florida 32302

4732Michael Mattimore, Esquire

4735Allen, Norton & Blue, P.A.

4740906 North Monroe Street

4744Tallahassee, Florida 32303

4747NOTICE OF RIGHT TO JUDICIAL REVIEW

4753A party who is adversely affected by this Final Order is

4764entitled to judicial review pursuant to Section 120.68, Florida

4773Statutes. Review proceedings are governed by the Florida Rules

4782of Appellate Procedure. Such proceedings are commenced by

4790fil ing the original notice of appeal with the Clerk of the

4802Division of Administrative Hearings and a copy, accompanied by

4811filing fees prescribed by law, with the District Court of

4821Appeal, First District, or with the District Court of Appeal in

4832the Appellate D istrict where the party resides. The notice of

4843appeal must be filed within 30 days of rendition of the order to

4856be reviewed.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 03/31/2006
Proceedings: BY ORDER OF THE COURT: Appeal Dismissed.
PDF:
Date: 02/28/2006
Proceedings: BY ORDER OF THE COURT: Appellant`s motion for extension of time for service of initial brief is granted.
PDF:
Date: 02/03/2006
Proceedings: Statement of Service Preparation of Record filed.
PDF:
Date: 02/03/2006
Proceedings: Index (of the Record) sent to the parties of record.
PDF:
Date: 12/22/2005
Proceedings: Letter to Ann Cole from J. Wheeler, acknowledging receipt of notice of appeal, DCA Case No. 1D05-6002.
PDF:
Date: 12/16/2005
Proceedings: Notice of Appeal filed and Certified Copy of Notice of Appeal sent to the First District Court of Appeal.
PDF:
Date: 12/01/2005
Proceedings: DOAH Final Order
PDF:
Date: 12/01/2005
Proceedings: Final Order (hearing held September 27, 2005). CASE CLOSED.
PDF:
Date: 10/27/2005
Proceedings: (Respondent`s) Proposed Final Order filed.
PDF:
Date: 10/27/2005
Proceedings: Proposed Final Order filed by Petitioner.
Date: 10/17/2005
Proceedings: Two volume Transcript of the April 15, 2004 Final Hearing in DOAH Case No. 03-4665SED filed in this Fees Case.
Date: 09/27/2005
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 09/19/2005
Proceedings: Order (Petitioner`s Response to Respondent`s Motion to Compel denied).
PDF:
Date: 09/15/2005
Proceedings: Petitioner`s Response to Respondent`s Motion to Compel filed.
PDF:
Date: 09/08/2005
Proceedings: Motion to Compel Discovery filed.
PDF:
Date: 08/25/2005
Proceedings: Petitioner`s Response to Respondent`s Second Request for Production filed.
PDF:
Date: 07/26/2005
Proceedings: Respondent`s Second Request for Production filed.
PDF:
Date: 07/12/2005
Proceedings: Response to Motion for Attorney`s Fees filed.
PDF:
Date: 07/11/2005
Proceedings: Response to Department`s Motion for Summary Final Order and to Relinquish Jurisdiction filed.
PDF:
Date: 07/06/2005
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for September 27, 2005; 10:00 a.m.; Tallahassee, FL).
PDF:
Date: 07/05/2005
Proceedings: Motion for Attorneys` Fees (filed in Case Nos. 03-4665 and 04-2339F).
PDF:
Date: 06/29/2005
Proceedings: Motion for Summary Final Order and to Relinquish Jurisdiction filed with exhibits.
PDF:
Date: 03/30/2005
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for July 15, 2005; 9:30 a.m.; Tallahassee, FL).
PDF:
Date: 03/29/2005
Proceedings: Joint Motion for Continuance filed.
PDF:
Date: 02/28/2005
Proceedings: Petitioner`s Response to Respondent`s First Request for Production filed.
PDF:
Date: 02/02/2005
Proceedings: Respondent`s First Request for Production filed.
PDF:
Date: 12/20/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 14, 2005; 9:30 a.m.; Tallahassee, FL).
PDF:
Date: 12/16/2004
Proceedings: Joint Motion for Continuance filed.
PDF:
Date: 09/09/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for January 19, 2005; 9:30 a.m.; Tallahassee, FL).
PDF:
Date: 09/02/2004
Proceedings: Joint Motion for Continuance (filed via facsimile).
PDF:
Date: 08/03/2004
Proceedings: Response to Motion for Attorney`s Fees filed by Respondent.
PDF:
Date: 08/03/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for October 5, 2004; 9:30 a.m.; Tallahassee, FL).
PDF:
Date: 07/29/2004
Proceedings: Motion for Attorneys` Fees (formerly DOAH Case No. 03-4665SED) filed by Petitioner via facsimile.
PDF:
Date: 07/28/2004
Proceedings: Motion for Continuance of Hearing Scheduled for August 25, 2004, at 9:30 a.m. (filed by Petitioner via facsimile).
PDF:
Date: 07/26/2004
Proceedings: Order Granting Motion for Clarification.
PDF:
Date: 07/26/2004
Proceedings: Notice of Hearing (hearing set for August 25, 2004; 9:30 a.m.; Tallahassee, FL).
PDF:
Date: 07/14/2004
Proceedings: Response to Initial Order filed by Respondent.
PDF:
Date: 07/13/2004
Proceedings: Motion for Clarification of Initial Order Dated July 7, 2004 (filed by Petitioner via facsimile).
PDF:
Date: 07/07/2004
Proceedings: Initial Order.
PDF:
Date: 07/06/2004
Proceedings: Motion for Attorneys` Fees filed.

Case Information

Judge:
DON W. DAVIS
Date Filed:
07/06/2004
Date Assignment:
07/07/2004
Last Docket Entry:
03/31/2006
Location:
Tallahassee, Florida
District:
Northern
Agency:
Department of Transportation
Suffix:
F
 

Counsels

Related Florida Statute(s) (8):