04-003635PL Jim Horne, As Commissioner Of Education vs. Lisa M. Gause
 Status: Closed
Recommended Order on Wednesday, April 6, 2005.


View Dockets  
Summary: Petitioner failed to prove that Respondent improperly "coached" students on the 2003 FCAT. The students` accounts were not credible. Recommended that the complaint be dismissed.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8JIM HORNE, AS COMMISSIONER OF )

14EDUCATION, )

16)

17Petitioner, )

19)

20vs. ) Case No. 04 - 3635PL

27)

28LISA M. GAUSE, )

32)

33Respondent. )

35)

36RECOMMENDED ORDER

38Pur suant to notice, a final hearing was held in this case

50on January 25 - 26, 2005, in Avon Park, Florida, before T. Kent

63Wetherell, II, the designated Administrative Law Judge of the

72Division of Administrative Hearings.

76APPEARANCES

77For Petitioner: Edward T. Bauer, Esquire

83Brooks, Leboef, Bennett, Foster &

88Gwartney, P.A.

90909 East Park Avenue

94Tallahassee, Florida 32301

97For Respondent: Thomas W. Brooks, Esquire

103Meyer & Brooks, P.A.

1072544 Blairstone Pines Drive

111Post Office Box 1547

115Tallahassee, Florida 32302

118STATEMENT OF THE ISSUE

122The issue is whether Respondent committed the acts alleged

131in the Amended Administrative Complaint, and if so, what

140discipline should be imposed.

144PRELIMINARY STATEMENT

146Through a three - count Adminis trative Complaint dated

155July 27, 2004, Petitioner alleged that Respondent “engaged in

164inappropriate conduct with students by assisting them in

172answering the questions” on the 2003 Florida Comprehensive

180Assessment Test (FCAT), and based thereupon, Petitione r

188recommended that the Education Practices Commission (Commission)

195“impose an appropriate penalty pursuant to the authority

203provided in Sections 1012.795(1) and 1012.796(7), Florida

210Statutes.”

211Respondent timely requested a hearing on the allegations in

220the Administrative Complaint, and on October 6, 2004, this

229matter was referred to the Division of Administrative Hearings

238(Division) for the assignment of an administrative law judge to

248conduct the hearing requested by Respondent.

254The final hearing was init ially scheduled for December 2 - 3,

2662004, but it was subsequently rescheduled for January 25 - 26,

2772005, on Petitioner’s unopposed motion.

282Petitioner’s unopposed motion to file an Amended

289Administrative Complaint was granted through an Order dated

297January 18, 2005. The nine - count Amended Administrative

306Complaint alleged additional statute and rule violations, but it

315did not include any additional factual allegations.

322At the final hearing, Petitioner presented the testimony of

331Victoria Ash; Rebecca Fleck; Pam Burnaham; students B.B. (girl),

340R.C., C.M., A.P., B.B. (boy), C.F., B.Z, and K.J; and Sue Ranew,

352who was accepted as an expert regarding the professional

361standards for educators. Petitioner's Exhibits P - 1 through P - 11

373were received into evidence. 1

378Respon dent testified at the final hearing in her own behalf

389and also presented the testimony of Kimberly Henry, Mae

398Robinson, and student J.M. Respondent's Exhibits R - 2 and R - 3

411were received into evidence.

415The two - volume Transcript of the final hearing was file d on

428February 14, 2005. The parties initially requested 20 days from

438that date to file their proposed recommended orders (PROs), but

448the deadline was subsequently extended to March 14, 2005, at the

459parties’ request. The parties' PROs were timely filed, a nd have

470been given due consideration.

474FINDINGS OF FACT

4771. Respondent holds, and at all relevant times, held a

487valid Florida Educator’s Certificate.

4912. Respondent is and, at all relevant times, was a fifth -

503grade teacher at Avon Park Elementary School in Highlands

512County.

5133. Respondent has been an elementary school teacher for 19

523years. She taught fourth and fifth grade at Zolfo Springs

533Elementary School in Hardee County from 1986 through the end of

544the 2000 - 01 school year. She started teaching at Avo n Park

557Elementary School at the beginning of the 2001 - 02 school year.

5694. Respondent is currently on a year - to - year contract.

581Her contract was renewed for the 2003 - 04 and 2004 - 05 school

595years notwithstanding the allegations in this case, which

603occurred d uring the 2002 - 03 school year.

6125. Respondent has not had any disciplinary problems over

621the course of her career, and other than the allegations in this

633case, she has never been accused of any unethical or

643unprofessional conduct.

6456. Respondent has alwa ys received good annual performance

654evaluations. Respondent’s most recent performance evaluations -

661- for the 2002 - 03 and 2003 - 04 school years – - state that she

678“meets or exceeds expectations” in all categories, including the

687category that assesses whether Respondent “act[s] in a

695professional and ethical manner and adhere[s] to the Code and

705Principles of Professional Conduct.”

7097. Consistent with the information in Respondent’s annual

717performance evaluations, the principal at Avon Park Elementary

725School, wh o is Respondent’s current supervisor, testified that

734Respondent “does a good job” as a teacher and that she values

746Respondent quite highly as a teacher; the former principal at

756Zolfo Springs Elementary School, who was Respondent’s supervisor

764for approximat ely five of the years that Respondent taught at

775that school, testified that Respondent’s reputation for

782complying with the code of ethics is “excellent” and that

792Respondent always “monitored and cherished” her professionalism;

799one of Respondent’s co - worker s at Avon Park Elementary School

811testified that Respondent is “a very effective and professional

820teacher”; and the students who testified at the hearing

829characterized Respondent as a good teacher.

8358. Respondent has administered the FCAT to her students

844si nce the test’s inception in the 1990s, and as a result, she is

858very familiar with what teachers can and cannot do when

868administering the test.

8719. Respondent and other teachers at Avon Park Elementary

880School received training on the administration of the 2003 FCAT,

890and as part of the training, Respondent received a copy of the

902Test Administration Manual for the 2003 FCAT.

90910. The Test Administration Manual is published by the

918state Department of Education (Department) and is distributed to

927teachers by th e testing coordinators at each school. The

937school - level testing coordinators report to a testing

946coordinator at the school district level, who is ultimately

955responsible for the administration of the FCAT to the district’s

965students.

96611. The Test Administ ration Manual summarizes the “dos and

976don’ts” of test administration for the FCAT. It also includes a

987copy of the statute and rule governing test security, which for

998the 2003 FCAT were Section 228.301, Florida Statutes, and

1007Florida Administrative Code Rul e 6A - 10.042.

101512. On the issue of test security, the Test Administration

1025Manual explains that:

1028it is not appropriate to talk with

1035[students] about any test item or to help

1043them answer any test item. For example, if

1051students finish the test before the al lotted

1059time for the session has elapsed, or have

1067not attempted to complete a question, it

1074would be appropriate to encourage them to go

1082back and check their work. It is not

1090acceptable to provide the students with any

1097information that would allow them to in fer

1105the correct answer, such as suggesting that

1112they might want to check their work on a

1121specific question. (Emphasis in original).

112613. The FCAT is required by state law to be administered

1137annually to public school students in the third through tenth

1147gr ades to measure the students’ proficiency in reading, writing,

1157science, and math.

116014. The FCAT measures the students’ performance against

1168state standards. The Norm Referenced Test (NRT), which is

1177administered in conjunction with the FCAT, measures the

1185students’ performance in math and reading against national

1193standards.

119415. The FCAT is an important test, both to students and

1205the schools. The student’s promotion to the next grade and/or

1215class placement is affected to some degree by his or her

1226perform ance on the FCAT. The school’s grade, which has an

1237impact on the funding that the school district receives from the

1248state, is also affected to some degree by the students’

1258performance on the FCAT.

126216. The math and reading portions of the 2003 FCAT were

1273a dministered to fifth graders on Monday through Wednesday,

1282March 3 - 5, 2003. The science portion of the FCAT and the NRT

1296were administered the following week, on Monday through

1304Wednesday, March 10 - 12, 2003.

131017. Throughout the 2002 - 03 school year, Responde nt “taught

1321the FCAT” and gave her class practice FCAT questions. She used

1332the questions as teaching tools and to help prepare her students

1343for the actual FCAT.

134718. Respondent would sometimes explain the wording of the

1356practice questions to her students a nd, as needed, she would

1367provide the students other assistance, both individually and as

1376a class, while they were working on the practice questions.

138619. On Friday, February 28, 2003, Respondent administered

1394two practice tests to her students in which she tried to

1405simulate the environment in which the students would be taking

1415the actual FCAT the following week. For example, the tests were

1426timed and Respondent walked around the room as she proctored the

1437tests.

143820. Respondent helped the students during th e practice

1447tests as she had done with the practice questions administered

1457throughout the year. At one point, she stopped the test and

1468reviewed a math problem on the board with the class because she

1480observed a number of students having problems with a part icular

1491question.

149221. Respondent administered the math and reading portions

1500of the actual FCAT to 18 students in her homeroom class on

1512March 3 - 5, 2003. None of those students were exceptional

1523education students who were entitled to special accommodations.

153122. Respondent did a 15 to 20 minute “mini - review” each

1543morning that the students were taking the actual FCAT during

1553which she went over terminology and concepts that the students

1563might see on the test that day.

157023. Respondent started the administrati on of the actual

1579FCAT by reading the directions verbatim from the “scripts” in

1589the Test Administration Manual. Once the students began taking

1598the test, she monitored them from her desk and she also walked

1610around the room on a periodic basis. Respondent a lso went to

1622students’ desks when they raised their hands.

162924. The Test Administration Manual contemplates that

1636students might raise their hands and ask questions during the

1646test; indeed, the “scripts” that the teacher is required to read

1657verbatim state m ore than once, “Please raise your hand if you

1669have any questions.”

167225. Respondent denied giving the students any assistance

1680in answering the test questions on the actual FCAT.

168926. According to Respondent, when a student asked her

1698about a particular test question, she told the student that “I

1709can’t help you,” “go back and re - read the directions,” “do the

1724best you can,” or other words to that effect. The Department’s

1736testing coordinator, Victoria Ash, testified that responses such

1744as those are acceptable.

174827. Respondent also made a general statement to the class

1758during the test reminding the students to go back and check

1769their work if they finished the test before the allotted time

1780expired. Ms. Ash testified that a general reminder such as that

1791is “abso lutely acceptable.”

179528. Respondent’s testimony was corroborated by student

1802J.M., who credibly testified that he recalled more than once

1812hearing Respondent tell other students that she could not help

1822them during the actual FCAT.

182729. Several students tes tified that Respondent helped them

1836during the actual FCAT by explaining words that they did not

1847understand, explaining how to solve math problems, and/or by

1856suggesting that they check their work on particular problems.

1865That testimony was not persuasive be cause it lacked specificity

1875and precision, and other than A.P., B.B. (boy), and K.J., the

1886students testified that they were not certain that the help they

1897remembered receiving was on the actual FCAT rather than on the

1908practice tests that they were given by Respondent. With respect

1918to B.B. (boy), the undersigned did not find his testimony

1928persuasive because he also testified that Respondent helped the

1937entire class with a math problem during the actual test, which

1948contradicted the statements given by the oth er students and

1958which suggests that he was recalling events from the practice

1968test during which Respondent gave such help to the entire class.

1979With respect to A.P. and K.J., the undersigned did not find them

1991to be particularly credible witnesses based upo n their demeanors

2001while testifying.

200330. There were other inconsistencies in the students’

2011accounts of Respondent’s administration of the FCAT that make

2020their testimony generally unpersuasive. For example, B.B.

2027(girl) testified that Respondent played clas sical music during

2036the actual test, which was not corroborated by any other student

2047in the class and was contradicted by Respondent’s credible

2056testimony that she played music during the practice tests to

2066relax the students but that she and the other fifth - grade

2078teachers at Avon Park Elementary School made a conscious

2087decision not to play music during the actual FCAT.

209631. As a result of the students’ apparent confusion

2105regarding events occurring during practice tests rather than the

2114actual FCAT, the inconsi stencies in the students’ accounts of

2124the events during the administration of the test, the general

2134lack of specificity and precision in the students’ accounts of

2144the events, and Respondent’s credible denial of any wrongdoing,

2153the evidence does not clearly and convincingly establish the

2162truth of the allegations against Respondent.

216832. In making the foregoing finding, due consideration was

2177given to the investigation undertaken by the district - level

2187testing coordinator, Rebecca Fleck, at the time of the

2196alle gations against Respondent, and the materials generated

2204through that investigation.

220733. The reason for the investigation was a phone call that

2218Ms. Fleck received on Wednesday, March 5, 2003, from a

2228Department employee who told Ms. Fleck that the Departme nt had

2239received an anonymous complaint about Respondent’s

2245administration of the FCAT.

224934. Ms. Fleck went to Avon Park Elementary School on

2259Friday, March 7, 2003, to investigate the complaint. On that

2269date, she met with the school’s assistant principal a nd

2279interviewed several of the students in Respondent’s class. She

2288also spoke briefly with Respondent to “get her side of the

2299story,” which consistent with her testimony at the hearing, was

2310an unequivocal denial of any wrongdoing.

231635. Ms. Fleck decided, based upon the student interviews,

2325that Respondent should not administer the science portion of the

2335FCAT or the NRT the following week. As a result, Respondent was

2347assigned to work at the school district office on March 10 - 12,

23602003, while her students wer e taking the tests on those dates.

237236. Ms. Fleck also decided to interview and get statements

2382from all of the students in Respondent’s class, which she did on

2394the following Monday and Tuesday, March 10 and 11, 2003.

240437. On those days, the students were called to the

2414principal’s office in groups of two or three and they were asked

2426to fill out a questionnaire developed by Ms. Fleck. Pam

2436Burnaham, the principal of Avon Park Elementary School, and Ms.

2446Fleck supervised the students while they filled out the

2455questionnaires.

245638. The students were not told that Ms. Fleck was

2466investigating alleged wrongdoing by Respondent; they were told

2474that the purpose of the questionnaire was to find out about

2485their “FCAT experience.”

248839. Ms. Fleck testified that she was confident that the

2498students understood that the questionnaire related only to the

2507actual FCAT and not any of the practice tests administered by

2518Respondent; however, Ms. Burnaham testified that she did not

2527place any emphasis on the distinction, and as noted above, the

2538students’ testimony at the hearing indicates that they may have

2548been confused on this issue.

255340. Ms. Fleck concluded based upon the students’ responses

2562on the questionnaires that Respondent “coached” the students

2570during the administration of t he actual FCAT. As a result, she

2582invalidated the tests of all 18 students in Respondent’s class.

259241. Ms. Fleck’s decision to invalidate the students’ tests

2601was not unreasonable based upon what she was told by the

2612students, which she believed to be true; however, the

2621invalidation of the tests is not sufficient in and of itself to

2633impose discipline on Respondent because, as discussed above, the

2642truth of the students’ allegations was not clearly and

2651convincingly proven at the hearing.

265642. Several of the stu dents gave written statements to a

2667Department investigator in late May 2003 regarding the help that

2677they recalled being given by Respondent on the FCAT. No weight

2688is given to those statements because no credible evidence was

2698presented regarding the circum stances under which the statements

2707were made, the statements were made several months after the

2717events described in the statements, and as was the case with the

2729questionnaires the students filled out for Ms. Fleck, the

2738undersigned is not persuaded that the students understood at the

2748time they were giving the statements that they were describing

2758events that occurred during the actual FCAT rather than the

2768practice tests that they were given by Respondent.

277643. There is no persuasive evidence that any of the

2786s tudents in Respondent’s class whose tests were invalidated

2795suffered any adverse educational consequences. Even though the

2803school administrators did not have the benefit of the students’

2813FCAT scores for purposes of placement and/or developing a

2822remediation plan, they had other information on which they could

2832make those decisions, including the students’ scores on the NRT,

2842which was administered the week after the FCAT and was not

2853invalidated.

285444. Other than being reassigned to the school district

2863office du ring the administration of the NRT, Respondent did not

2874suffer any adverse employment consequences from the school

2882district as a result of the students’ allegations and/or the

2892invalidation of the students’ tests. To the contrary,

2900Respondent continued to ge t good performance reviews and her

2910contract has been renewed twice since the administration of the

29202003 FCAT.

292245. Respondent did not administer the 2004 FCAT because

2931this case was still pending. She was given other duties at Avon

2943Park Elementary School w hile her students were taking the 2004

2954FCAT.

2955CONCLUSIONS OF LAW

295846. The Division has jurisdiction over the parties to and

2968subject matter of this proceeding pursuant to Sections 120.569,

2977120.57(1), and 1012.796(6), Florida Statutes (2004).

298347. The Commi ssion is the state agency responsible for

2993taking disciplinary action against certified teachers, when

3000appropriate. See § 1012.79(7)(b), Fla. Stat. (2004).

300748. Petitioner is the state official responsible for

3015prosecuting complaints against certified teac hers. See

3022§ 1012.796(6), Fla. Stat. (2004).

302749. Petitioner has the burden to prove the allegations in

3037the Amended Administrative Complaint by clear and convincing

3045evidence. See Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987).

305650. The clear and convi ncing evidence standard requires

3065that:

3066the evidence must be found to be credible;

3074the facts to which the witnesses testify

3081must be distinctly remembered; the testimony

3087must be precise and explicit and the

3094witnesses must be lacking confusion as to

3101the facts in issue. The evidence must be of

3110such weight that it produces in the mind of

3119the trier of fact a firm belief or

3127conviction, without hesitancy, as to the

3133truth of the allegations sought to be

3140established.

3141In re Davey , 645 So. 2d 398, 404 (Fla. 1994) (ci tation omitted).

3154See also Westinghouse Elec. Corp., Inc. v. Shuler Bros., Inc. ,

3164590 So. 2d 986, 988 (Fla. 1st DCA 1991) (“Although [the clear

3176and convincing evidence] standard of proof may be met where the

3187evidence is in conflict, . . . it seems to preclu de evidence

3200that is ambiguous.”).

320351. The substantive law codified in the 2002 edition of

3213the Florida Statutes and the Department’s rules applies in this

3223case because the acts alleged in the Amended Administrative

3232Complaint occurred in March 2003. See He ath v. State , 532 So.

32442d 9, 10 (Fla. 1st DCA 1988) (“[T] he statutes in effect at the

3258time of commission of a crime control as to the offenses for

3270which the perpetrator can be convicted, as well as the

3280punishments which may be imposed. ”).

328652. The applicabl e law includes the “Florida K - 20

3297Education Code” codified in Chapters 1000 through 1013, Florida

3306Statutes (2002), which became effective on January 7, 2003. See

3316Ch. 2002 - 387, Laws of Fla.

332353. Count 1 of the Amended Administrative Complaint

3331alleges that Respondent violated Section 1012.795(1)(c), Florida

3338Statutes (2002), which authorizes the Commission to discipline a

3347certified teacher that “[h]as been guilty of gross immorality or

3357an act involving moral turpitude .”

336354. According to prior Commission dec isions, “gross

3371immorality” is more egregious than mere immorality and involves

3380acts of serious misconduct that constitute a flagrant disregard

3389of proper moral standards, and “moral turpitude” involves acts

3398of vileness or depravity, which violate the basic moral

3407standards that one owes to his fellow man and to society as a

3420whole. See , e.g. , Crist v. D’Agostino , Case No. 04 - 0664PL, 2004

3432WL 1474373, at *5 (DOAH June 28, 2004; EPC Nov. 23, 2004)

3444(citations omitted).

344655. The evidence was not clear and convinci ng that

3456Respondent provided her students with any inappropriate

3463assistance during the actual 2003 FCAT and, as a result,

3473Petitioner failed to prove that Respondent violated Section

34811012.795(1)(c), Florida Statutes (2002). Moreover, even if the

3489allegations in the Amended Administrative Complaint had been

3497proven, they would not rise to the level of gross immorality or

3509moral turpitude as defined above. See Crist v. Goggins , Case

3519No. 03 - 2382PL, 2003 WL 22767447, at **6 - 7 (DOAH Nov. 20, 2003;

3534EPC Feb. 4, 2004) (teacher's failure to follow proper testing

3544procedure was professionally inappropriate, but it did not rise

3553to the level of gross immorality or moral turpitude).

356256. Count 2 of the Amended Administrative Complaint

3570alleges that Respondent violated Sect ion 1012.795(1)(f), Florida

3578Statutes (2002), which authorizes the Commission to discipline a

3587certified teacher that “ has been found guilty of personal

3597conduct which seriously reduces that person's effectiveness as

3605an employee of the district school board.”

361257. The evidence was not clear and convincing that

3621Respondent provided her students with any inappropriate

3628assistance during the actual 2003 FCAT. Moreover, the evidence

3637was not clear and convincing that the Respondent’s effectiveness

3646as a teacher was reduced as a result of the allegations against

3658her; she continued to receive good performance reviews and have

3668her contract renewed after the allegations and, notwithstanding

3676the allegations, the principal at Avon Park Elementary School

3685testified that she still values Respondent as a member of the

3696school’s teaching staff. Accordingly, Petitioner failed to

3703prove that Respondent violated Section 1012.795(1)(f), Florida

3710Statutes (2002).

371258. Count 3 of the Amended Administrative Complaint

3720alleges that Respon dent violated Section 1012.795(1)(i), Florida

3728Statutes (2002), which authorizes the Commission to discipline a

3737certified teacher that “[h]as violated the Principles of

3745Professional Conduct for the Education Profession prescribed by

3753State Board of Education rules.”

375859. The Principles of Professional Conduct for the

3766Education Profession are contained in Florida Administrative

3773Code Rule 6B - 1.006. Counts 5 through 7 of the Amended

3785Administrative Complaint identify the specific provisions of the

3793Principles tha t Respondent is alleged to have violated. Because

3803Petitioner failed to prove the rule violations alleged in Counts

38135 through 7, it also failed to prove that Respondent violated

3824Section 1012.795(1)(i), Florida Statutes (2002).

382960. Count 4 of the Amended A dministrative Complaint

3838alleges that Respondent violated Section 1008.24(1)(c), Florida

3845Statutes (2002), which provides that it is unlawful for anyone

3855to knowingly and willingly “ [c]oach examinees during testing or

3865alter or interfere with examinees' respon ses in any way.”

3875Accord § 228.301(1)(c), Fla. Stat. (2002) (repealed effective

3883January 7, 2003, but included in the Test Administration Manual

3893for the 2003 FCAT as the “Florida Test Security Statute”).

390361. The evidence was not clear and convincing that

3912R espondent coached her students during the actual 2003 FCAT or

3923that she otherwise altered or interfered with their responses.

3932Accordingly, Petitioner failed to prove that Respondent violated

3940Section 1008.24(1)(c), Florida Statutes (2002).

394562. Count 5 of t he Amended Administrative Complaint

3954alleges that Respondent violated Florida Administrative Code

3961Rule 6B - 1.006(3)(a), which requires teachers to “make reasonable

3971effort to protect the student from conditions harmful to

3980learning and/or to the student’s ment al and/or physical health

3990and/or safety.”

399263. The evidence was not clear and convincing that

4001Respondent provided her students with any inappropriate

4008assistance during the actual 2003 FCAT or that Respondent’s

4017students suffered any adverse education conseq uences as a result

4027of the invalidation of their tests. Accordingly, Petitioner

4035failed to prove that Respondent violated Florida Administrative

4043Code Rule 6B - 1.006(3)(a).

404864. Count 6 of the Amended Administrative Complaint

4056alleges that Respondent violated Florida Administrative Code

4063Rule 6B - 1.006(4)(b), which requires teachers to “not

4072intentionally distort or misrepresent facts concerning an

4079educational matter in direct or indirect public expression.”

408765. The evidence was not clear and convincing that

4096Resp ondent provided her students with any inappropriate

4104assistance during the actual 2003 FCAT and, as a result,

4114Petitioner failed to prove that Respondent violated Florida

4122Administrative Code Rule 6B - 1.006(4)(b).

412866. Count 7 of the Amended Administrative Com plaint

4137alleges that Respondent violated Florida Administrative Code

4144Rule 6B - 1.006(5)(a), which requires teachers to “maintain

4153honesty in all professional dealings.”

415867. The evidence was not clear and convincing that

4167Respondent provided her students with a ny inappropriate

4175assistance during the actual 2003 FCAT and, as a result,

4185Petitioner failed to prove that Respondent violated Florida

4193Administrative Code Rule 6B - 1.006(5)(a).

419968. Counts 8 and 9 of the Amended Administrative Complaint

4209allege that Responden t violated Florida Administrative Code Rule

42186A - 10.042(1)(c) and (1)(d), respectively. Those rule provisions

4227state:

4228(c) Examinees shall not be assisted in

4235answering test questions by any means by

4242persons administering or proctoring the

4247administration of any test.

4251(d) Examinees’ answers to questions

4256shall not be interfered with in any way by

4265persons administering, proctoring, or

4269scoring the examinations.

427269. The provisions of Florida Administrative Code Rule 6A -

428210.042 apply to the 2003 FCAT even th ough Section 229.57,

4293Florida Statutes, which is one of the statutory sections

4302specifically included within the scope of the rule, was repealed

4312effective January 7, 2003. That statute is virtually identical

4321to Section 1008.22(3)(c), Florida Statutes (2002) , which became

4329the statutory authority for the FCAT effective January 7, 2003.

4339Moreover, both Section 229.57, Florida Statutes, and Florida

4347Administrative Code 6A - 10.042 were referred to in the Test

4358Administration Manual for the 2003 FCAT as the controlli ng

4368authority for the test.

437270. The evidence was not clear and convincing that

4381Respondent provided her students with any inappropriate

4388assistance during the actual 2003 FCAT and, as a result,

4398Petitioner failed to prove that Respondent violated Florida

4406Adm inistrative Code Rule 6A - 10.042(1)(c) or (1)(d).

441571. With respect to the appropriate discipline, Section

44231012.796(6), Florida Statutes (2002 and 2004), requires the

4431administrative law judge to “make recommendations in accordance

4439with subsection (7) [of Se ction 1012.796, Florida Statutes].”

444872. Section 1012.796(7), Florida Statutes (2002), requires

4455the Commission to enter a final order “either dismissing the

4465complaint or imposing one or more of the . . . penalties”

4477enumerated in that subsection. The penal ties range from

4486revocation of the teacher’s certification to a written reprimand

4495by the teacher’s supervisor, with a copy placed in the teacher’s

4506certification file. Id. See also § 1012.795(1), Fla. Stat.

4515(2002).

451673. Because Petitioner failed to prove t he allegations

4525against Respondent, no discipline is appropriate and the

4533Commission should dismiss the Amended Administrative Complaint.

4540RECOMMENDATION

4541Based upon the foregoing findings of fact and conclusions

4550of law, it is

4554RECOMMENDED that the Commission issue a final order

4562dismissing the Amended Administrative Complaint against

4568Respondent.

4569DONE AND ENTERED this 6th day of April, 2005, in

4579Tallahassee, Leon County, Florida.

4583S

4584T. KENT WETHERELL, II

4588Administrative Law Judge

4591Division of Administrative Hearings

4595The DeSoto Building

45981230 Apalachee Parkway

4601Tallahassee, Florida 32399 - 3060

4606(850) 488 - 9675 SUNCOM 278 - 9675

4614Fax Filing (850) 921 - 6847

4620www.doah.state.fl.us

4621Filed with the Clerk of the

4627Division of Administrative Hearing s

4632this 6th day of April, 2005.

4638ENDNOTE

46391/ Exhibits P - 1, P - 4, P - 7, P - 8, P - 9, and P - 11 are

4661questionnaires completed by several of the students in

4669Respondent’s class approximately one week after they took the

4678FCAT. Exhibits P - 2, P - 5, P - 6, and P - 10 are stat ements given by

4698several of the students approximately two months after they took

4708the FCAT. Respondent agreed at the hearing to the admissibility

4718of those exhibits, but took the position that the statements in

4729the exhibits could not independently support f indings of fact

4739because they were hearsay and no hearsay exception applied. See

4749§ 120.57(1)(c), Fla. Stat. (2004). Petitioner acknowledged the

4757hearsay nature of the statements, but took the position that the

4768exhibits satisfied the “past recollection reco rded” hearsay

4776exception in Section 90.803(5), Florida Statutes (2004), and

4784that the statements in the exhibits could therefore

4792independently support findings of fact. The undersigned

4799preliminarily determined at the hearing that the exhibits

4807satisfied that hearsay exception, but deferred final ruling on

4816the issue to allow the parties an opportunity to present

4826additional legal argument in their PROs. Having reviewed the

4835exhibits, the pertinent portions of the Transcript, and the

4844legal argument in the partie s’ PROs, the preliminary ruling is

4855reaffirmed; the exhibits are admissible under the hearsay

4863exception in Section 90.803(5), Florida Statutes (2004). The

4871students identified the statements as their own and testified

4880that they would not have made the state ments unless they had

4892believed them to be true at the time, which is an adequate

4904predicate under Section 90.803(5), Florida Statutes (2004). See

4912generally Kimbrough v. State , 846 So. 2d 540, 542 - 44 (Fla. 4th

4925DCA 2003); Ehrhardt, Florida Evidence § 803.5, at 752 n.5

4935(2002).

4936COPIES FURNISHED :

4939Kathleen M. Richards, Executive Director

4944Education Practices Commission

4947Department of Education

4950325 West Gaines Street, Room 224

4956Tallahassee, Florida 32399 - 0400

4961Daniel J. Woodring, General Counsel

4966Department of Edu cation

49701244 Turlington Building

4973325 West Gaines Street

4977Tallahassee, Florida 32399 - 0400

4982Marian Lambeth, Program Specialist

4986Bureau of Educator Standards

4990Department of Education

4993325 West Gaines Street, Suite 224 - E

5001Tallahassee, Florida 32399 - 0400

5006Thomas W. Brooks, Esquire

5010Meyer & Brooks, P.A.

50142544 Blairstone Pines Drive

5018Post Office Box 1547

5022Tallahassee, Florida 32302

5025Edward T. Bauer, Esquire

5029Brooks, LeBoeuf, Bennett & Foster, P.A.

5035863 East Park Avenue

5039Tallahassee, Florida 32301

5042NOTICE OF RIGHT TO SUBMI T EXCEPTIONS

5049All parties have the right to submit written exceptions within

505915 days from the date of this Recommended Order. Any exceptions

5070to this Recommended Order should be filed with the agency that

5081will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 07/11/2005
Proceedings: Final Order filed.
PDF:
Date: 06/27/2005
Proceedings: Agency Final Order
PDF:
Date: 04/06/2005
Proceedings: Recommended Order
PDF:
Date: 04/06/2005
Proceedings: Recommended Order (hearing held January 25-26, 2005). CASE CLOSED.
PDF:
Date: 04/06/2005
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 03/14/2005
Proceedings: Proposed Findings of Fact, Conclusions of Law and Supporting Argument (filed by Respondent).
PDF:
Date: 03/14/2005
Proceedings: Petitioner`s Proposed Recommended Order filed.
PDF:
Date: 03/04/2005
Proceedings: Order Granting Extension of Time (parties` proposed recommended orders shall be filed on or before March 14, 2005).
PDF:
Date: 03/04/2005
Proceedings: Joint Motion for Extension of Time to File Post-hearing Documents.
PDF:
Date: 03/04/2005
Proceedings: Joint Motion for Extension of Time to File Post-hearing Documents.
Date: 02/14/2005
Proceedings: Transcript of Proceedings (Volumes I-II) filed.
Date: 01/25/2005
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 01/21/2005
Proceedings: Notice of Transfer.
PDF:
Date: 01/18/2005
Proceedings: Order Granting Motion to Amend Administrative Complaint.
PDF:
Date: 01/14/2005
Proceedings: (Joint) Pre-hearing Stipulation filed.
PDF:
Date: 01/10/2005
Proceedings: Unopposed Motion for Leave to Amend Administrative Complaint filed.
PDF:
Date: 12/13/2004
Proceedings: Amended Administrative Complaint filed.
PDF:
Date: 11/22/2004
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for January 25 and 26, 2005; 9:00 a.m.; Avon Park, FL).
PDF:
Date: 11/18/2004
Proceedings: Motion to Continue Final Hearing (filed by Petitioner).
PDF:
Date: 10/25/2004
Proceedings: Agency court reporter confirmation filed with the Judge via facsimile.
PDF:
Date: 10/20/2004
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 10/20/2004
Proceedings: Notice of Hearing (hearing set for December 2 and 3, 2004; 9:00 a.m.; Avon Park, FL).
PDF:
Date: 10/13/2004
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 10/06/2004
Proceedings: Initial Order.
PDF:
Date: 10/06/2004
Proceedings: Letter to Ms. Richards from A. Lunningham regarding failed settlement negotiations filed.
PDF:
Date: 10/06/2004
Proceedings: Notice of Appearance (filed by T. Brooks, E squire).
PDF:
Date: 10/06/2004
Proceedings: Finding of Probable Cause filed.
PDF:
Date: 10/06/2004
Proceedings: Election of Rights filed.
PDF:
Date: 10/06/2004
Proceedings: Administrative Complaint filed.
PDF:
Date: 10/06/2004
Proceedings: Agency referral filed.

Case Information

Judge:
T. KENT WETHERELL, II
Date Filed:
10/06/2004
Date Assignment:
01/21/2005
Last Docket Entry:
07/11/2005
Location:
Avon Park, Florida
District:
Middle
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related Florida Statute(s) (8):