05-000082PL Department Of Business And Professional Regulation, Construction Industry Licensing Board vs. Wayne H. Wagie
 Status: Closed
Recommended Order on Wednesday, August 31, 2005.


View Dockets  
Summary: Respondent allowed unlicensed contractors to use his license number.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF BUSINESS AND )

13PROFESSIONAL REGULATION, )

16CONSTRUCTION INDUSTRY LICENSING )

20BOARD, )

22)

23Petitioner, )

25)

26vs. ) Case No. 05 - 0082PL

33)

34WAYNE H. WAGIE, )

38)

39Respondent. )

41__________ _______________________)

43RECOMMENDED ORDER

45Pursuant to notice, A final hearing was held in this case

56before Larry J. Sartin, an Administrative Law Judge of the

66Division of Administrative Hearings, on March 10, 2005, in

75Miami, Florida.

77APPEARANCES

78For Pet itioner: Theodore R. Gay

84Assistant General Counsel

87Department of Business and

91Professional Regulation

938685 Northwest 53rd Terrace,

97Suite 100

99Miami, Florida 33166

102For Respondent: Wayne H. Wagie, pro se

109220 Northeast 45th Street

113Miami, Florida 3 3137

117STATEMENT OF THE ISSUE

121The issue in this case is whether Respondent, Wayne H.

131Wagie, committed the offenses alleged in an Administrative

139Complaint filed with Petitioner, the Department of Business and

148Professional Regulation, on August 11, 2004, and , if so, what

158penalty should be imposed.

162PRELIMINARY STATEMENT

164On August 11, 2004, an Administrative Complaint was filed

173with Petitioner alleging that Respondent had violated certain

181statutory provisions governing certified general contractors in

188the State of Florida. Respondent filed a document titled

197Election of Rights, disputing the factual allegations of the

206Administrative Complaint and requesting a hearing pursuant to

214Section 120.57(1), Florida Statutes (2004). A copy of the

223Administrative Complaint and the Election of Rights form was

232filed with the Division of Administrative Hearings on

240January 10, 2005. The matter was designated DOAH Case No. 05 -

2520086PL and was assigned to the undersigned.

259The final hearing was scheduled for March 10, 2005, by

269Amend ed Notice of Hearing issued March 4, 2005. On March 9,

2812005, Petitioner filed a Motion to Present Testimony by Late -

292Filed Deposition. In the Motion, Petitioner requested that a

301witness, Candice Sicre, be allowed to testify via late - filed

312deposition due t o the witness's medical condition. At the

322commencement of the final hearing, the Motion was granted.

331Ms. Sicre's deposition was taken June 22, 2005.

339At the final hearing Petitioner presented the testimony of

348Amy Aronson and Abdel Cedeno. Petitioner also offered

35618 Exhibits which were marked and admitted. The deposition

365testimony of Ms. Sicre included two additional exhibits,

373Petitioner's Exhibits 19 and 20, which are hereby admitted. The

383deposition transcript has been marked as Petitioner's

390Exhibit 21. Respondent testified on his own behalf and had

400admitted one Exhibit.

403At the conclusion of the hearing it was agreed that post -

415hearing argument would be filed ten days from the later of the

427filing of the transcript of the final hearing or the deposition

438t estimony of Ms. Sicre. The Transcript of the final hearing was

450filed April 27, 2005. The Transcript of Ms. Sicre's testimony

460was filed August 9, 2005. Post - hearing submittals were due,

471therefore, on or before August 19, 2005. Petitioner filed

480Petitione r's Proposed Recommended Order on August 19, 2005.

489That pleading has been fully considered in issuing this

498Recommended Order.

500FINDINGS OF FACT

503A. The Parties .

5071. Petitioner, the Department of Business and Professional

515Regulation (hereinafter referred to as the "Department"), is the

525agency of the State of Florida charged with the responsibility

535for, among other things, the licensure of individuals who wish

545to engage in contracting in the State of Florida; and the

556investigation and prosecution of complaint s against individuals

564who have been so licensed. See Ch. 689, Fla. Stat (2005).

5752. Respondent, Wayne H. Wagie, is and has been at all

586times material hereto a licensed certified general contractor in

595Florida.

5963. Mr. Wagie was originally licensed as a cer tified

606general contractor on or about December 28, 1978, license number

616CGC 13331. At all times material hereto, the status of his

627license has been "Current, Active."

6324. At all times material, Mr. Wagie was the qualifying

642agent for Unified Construction T echnologies, Inc (hereinafter

650referred to as "Unified Construction"), a Florida corporation.

659Unified Construction did not have a certificate of authority as

669a qualified business organization.

6735. The Department has jurisdiction over Mr. Wagie's

681license.

682B . The Spiegel Brothers .

6886. At the times material to this matter, Mr. Wagie engaged

699in a business arrangement with two brothers, Abraham and Yosef

709Spiegel (hereinafter referred to jointly as the "Spiegel

717Brothers), whereby Mr. Wagie allowed the Spiegel Bro thers to use

728his general contractor's license number and qualifying number to

737pull permits for a company through which the Spiegel Brothers

747conducted construction business.

7507. The Spiegel Brothers' construction company was Mega

758Construction Group, Inc., d /b/a Mega Construction Group, Inc.

767(hereinafter referred to as "Mega Construction").

7748. Pursuant to their agreement, Mega Construction, through

782the Spiegel Brothers, was to handle all aspects of any

792construction contracts the Spiegel Brothers were able to enter

801into, including negotiating the contract, handling funds

808received from customers, and performing all necessary work. The

817only function not to be carried out by the Spiegel Brothers or

829Mega Construction was to actually obtain the necessary building

838permits; that was Mr. Wagie's responsibility. In exchange for

847his services, Mr. Wagie was to receive a percentage of the sales

859price, with half paid upon execution of the contract and half

870after completion of the work.

8759. Neither of the Spiegel Brothers w as a licensed general

886contractor in Florida. Nor was Mega Construction certified as a

896contractor qualified to do construction business in Florida.

904Mr. Wagie was aware of these facts.

911C. The Sicre Contract .

91610. In 2001, Candida Sicre owned and resided at a house

927located at 650 82nd Street, Miami Beach, Florida.

93511. Ms. Sicre was interested in adding a handicap

944accessible bathroom to her home and, when she received a flyer

955in the mail advertising Mega Construction, she contacted the

964Spiegel Brothers.

96612 . On August 13, 2001, Ms. Sicre entered into a written

978contract with Mega Construction (hereinafter referred to as the

"987Sicre Contract"). Pursuant to the Sicre Contract, Mega

996Construction agreed to construct a new handicap - accessible

1005bathroom for which M s. Sicre agreed to pay a total of

1017$15,762.00. As part of their contract, it was agreed that an

1029air - conditioning unit would be relocated. While the relocation

1039of the air - conditioning unit is listed as "1" and the

1051construction of the new bathroom is listed as "2" in the Sicre

1063Contract, in fact the relocation of the air - conditioning unit

1074was a necessary component of the construction of the new

1084bathroom, for the new bathroom was to be constructed from where

1095the air - conditioning unit was to be relocated.

110413. Ms. Sicre paid a total of $7,762.00 on the agreed

1116Sicre Contract price.

111914. On September 17, 2001, Mr. Wagie, pursuant to his

1129agreement with the Spiegel Brothers, signed a building permit

1138application required to complete the Sicre Contract. That

1146applicat ion was filed with the City of Miami Beach building

1157department on or about January 4, 2002. On the permit

1167application, Unified Construction was listed as the "Company,"

1175Mr. Wagie was listed as "Qualifier," and Mr. Wagie's license

1185number was listed as the "License No." under "Contractor

1194Information".

119615. The permit application was approved by the City of

1206Miami Beach on or about May 31, 2002, and permit number

1217KB0201178 was issued.

122016. Pursuant to an agreement between the Spiegel Brothers

1229and Ms. Sicre, th e starting date for the Sicre Contract was

1241postponed to August 15, 2002, just over a year after it had been

1254entered into.

125617. At some time after the Sicre Contract was entered

1266into, the air - conditioning unit was relocated as specified in

1277the contract.

127918. Except for the relocation of the air - conditioning

1289unit , no further work specified under the Sicre Contract was

1299performed. The actual construction of the new bathroom was

1308never started. Eventually, Ms. Sicre was told that the work

1318would not be performed because Mega Construction was going to

1328declare bankruptcy.

133019. After being told that the new bathroom would not be

1341completed, Ms. Sicre sold her house. She attempted, however, to

1351obtain a refund of some of the $7,762.00 she had paid Mega

1364Construction.

13652 0. Eventually, Ms. Sicre learned of Mr. Wagie's

1374involvement with the Spiegel Brothers and, through a series of

1384negotiations, it was agreed that she would receive a refund of

1395$2,000.00 through Mr. Wagie from the Spiegel Brothers. She was

1406eventually given two $1,000.00 checks in furtherance of this

1416agreement, but the checks ultimately "bounced."

142221. The only work performed on the Sicre Contract by Mega

1433Construction was the drawing of a building permit and the

1443relocation of the air - conditioning unit . For t his work,

1455Ms. Sicre paid a total of $7,762.00. Ultimately, Mega

1465Construction, although beginning the project by relocating the

1473air - conditioning unit , abandoned the project without its

1482completion.

1483D. Prior Disciplinary Action .

148822. On July 15, 1996, the D epartment filed a Final Order

1500reflecting that a settlement stipulation had been approved by

1509the Construction Industry Licensing Board (hereinafter referred

1516to as the "Board"), pursuant to which Mr. Wagie agreed to pay an

1530administrative fine in the amount o f $250.00, plus investigative

1540and legal costs in the amount of $368.30 to resolve charges

1551against his license, which Mr. Wagie denied.

1558E. The Department's Costs of Investigation and

1565Prosecution .

156723. The Department has incurred $597.69 in the

1575investigati on and prosecution of this matter.

1582CONCLUSIONS OF LAW

1585A. Jurisdiction .

158824. The Division of Administrative Hearings has

1595jurisdiction over the subject matter of this proceeding and of

1605the parties thereto pursuant to Sections 120.569 and 120.57(1),

1614Florida Statutes (2005).

1617B. The Burden and Standard of Proof .

162525. In the Administrative Complaint, the Department has

1633sought, among other penalties, the revocation of Mr. Wagie's

1642general contractor's license. Therefore, the Department has the

1650burden of proving the allegations in the Administrative

1658Complaint by clear and convincing evidence. See Department of

1667Banking and Finance, Division of Securities and Investor

1675Protection v. Osborne Stern and Co. , 670 So. 2d 932 (Fla. 1996);

1687Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987); and McKinney

1698v. Castor , 667 So. 2d 387 (Fla. 1st DCA 1995).

170826. Clear and Convincing evidence has been defined as

1717evidence which:

1719[r]equires that the evidence must be found

1726to be credible; the facts to which the

1734witnesses testify must be distinctly

1739remembered; the testimony must be precise

1745and explicit and the witnesses must be

1752lacking in confusion as to the facts in

1760issue. The evidence must be of such weight

1768that it produces in the mind of the trier of

1778fact a firm belief or conviction, w ithout

1786hesitancy, as to the truth of the

1793allegations sought to be established.

1798Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA

18091983).

1810C. The Department’s Authority to Discipline General

1817Contractors; The Charges Against Mr. Wagie .

182427. Section 489. 129(1), Florida Statutes (2000), gives the

1833Board the authority to revoke or suspend the license of any

1844General Contractor , if he or she commits certain acts specified

1854in the statute.

185728. In this case, Mr. Wagie has been alleged to have

1868committed the acts p roscribed by Section 489.129(1)(d), (g)3 . ,

1878(i), and (m), Florida Statutes (2000).

1884D. Counts I and III; Section 489.129(1)(i), Florida

1892Statutes (2000) .

189529. Section 489.129(1)(i), Florida Statutes (2000),

1901provides that disciplinary action may be taken by the Board if a

1913general contractor is guilty of:

1918(i) Failing in any material respect to

1925comply with the provisions of this part or

1933violating a rule or lawful order of the

1941board.

194230. In Count I, it has been alleged that Mr. Wagie

1953violated this provision by having violated Section 489.127(4),

1961Florida Statutes (2000), which provides, in pertinent part:

1969(4)(a) A certified or registered

1974contractor, or contractor authorized by a

1980local construction regulation board to do

1986contracting, may not enter into an

1992a greement, oral or written, whereby his or

2000her certification number or registration

2005number is used, or to be used, by a person

2015who is not certified or registered as

2022provided for in this chapter, or used, or to

2031be used, by a business organization that is

2039not duly qualified as provided for in this

2047chapter to engage in the business, or act in

2056the capacity, of a contractor.

2061(b) A certified or registered contractor,

2067or contractor authorized by a local

2073construction regulation board to do

2078contracting, may not k nowingly allow his or

2086her certification number or registration

2091number to be used by a person who is not

2101certified or registered as provided for in

2108this chapter, or used by a business

2115organization that is not qualified as

2121provided for in this chapter to eng age in

2130the business, or act in the capacity of, a

2139contractor.

2140(c) A certified or registered contractor,

2146or contractor authorized by a local

2152construction regulation board to do

2157contracting, may not apply for or obtain a

2165building permit for construction work unless

2171the certified or registered contractor, or

2177contractor authorized by a local

2182construction regulation board to do

2187contracting, or business organization duly

2192qualified by said contractor, has entered

2198into a contract to make improvements to, or

2206per form the contracting at, the real

2213property specified in the application or

2219permit. This paragraph does not prohibit a

2226contractor from applying for or obtaining a

2233building permit to allow the contractor to

2240perform work for another person without

2246compensati on or to perform work on property

2254that is owned by the contractor.

226031. Section 489.127(4), Florida Statutes (2000), prohibits

2267a contractor from agreeing to, or knowingly allowing, the use of

2278his or her general contractor's license number by a nonlicensee

2288to engage in contracting activities. The evidence proved

2296clearly and convincingly that Mr. Wagie violated this provision,

2305and thus violated Section 489.129(1)(i), Florida Statutes

2312(2000), when he allowed the Spiegel Brothers and Mega

2321Construction to use his license number to obtain permits for the

2332Sicre Contract.

233432. In Count III, it has been alleged that Mr. Wagie

2345violated Section 489.129(1)(i), Florida Statutes (2000), by

2352having violated Section 489.119(2), Florida Statutes (2000),

2359which provides, in p ertinent part:

2365If the applicant proposes to engage in

2372contracting as a business organization,

2377including any partnership, corporation,

2381business trust, or other legal entity, or in

2389any name other than the applicant's legal

2396name or a fictitious name where t he

2404applicant is doing business as a sole

2411proprietorship, the business organization

2415must apply for a certificate of authority

2422through a qualifying agent and under the

2429fictitious name, if any.

243333. The evidence proved clearly and convincingly that

2441Mr. Wagie 's qualified construction company, Unified

2448Construction, did not have a certificate of authority as

2457required by Section 489.119(2), Florida Statutes (2000).

2464Mr. Wagie is, therefore, guilty of having violated Section

2473489.129(1)(i), Florida Statutes (2000), as alleged in Count III

2482of the Administrative Complaint.

2486E. Count II; Section 489.129(1)(d), Florida Statutes

2493(2000) .

249534. Section 489.129(1)(d), Florida Statutes (2000),

2501provides that disciplinary action may be taken by the Board if a

2513general contract i s guilty of:

2519(d) Performing any act which assists a

2526person or entity in engaging in the

2533prohibited uncertified and unregistered

2537practice of contracting, if the

2542certificateholder or registrant knows or has

2548reasonable grounds to know that the person

2555or en tity was uncertified and unregistered.

256235. Mr. Wagie admitted that he knew that the Spiegel

2572Brothers were not licensed to practice contracting in Florida.

2581He also knew that Mega Construction was uncertified and

2590unregistered. Despite this knowledge, Mr. Wagie assisted the

2598Spiegel Brothers and Mega Construction to engage in the practice

2608of contracting. Mr. Wagie's suggestion that he was told by some

2619unnamed individual at the Department that his arrangement with

2628the Spiegel Brothers and Mega Construction was okay is not

2638credited.

263936. The evidence proved clearly and convincingly that

2647Mr. Wagie violated Section 489.129(1)(d), Florida Statutes

2654(2000), as alleged in Count II of the Administrative Complaint.

2664F. Count IV; Section 489.129(1)(g)3 . , Florida Statu tes

2673(2000) .

267537. Section 489.129(1)(g)3 . , Florida Statutes (2000),

2682provides that disciplinary action may be taken by the Board if a

2694general contract or is guilty of:

2700(g) Committing mismanagement or

2704misconduct in the practice of contracting

2710that causes fi nancial harm to a customer.

2718Financial mismanagement or misconduct occurs

2723when:

2724. . . .

2728(3) The contractor's job has been

2734completed, and it is shown that the customer

2742has had to pay more for the contracted job

2751than the original contract price, as

2757ad justed for subsequent change orders,

2763unless such increase in cost was the result

2771of circumstances beyond the control of the

2778contractor, was the result of circumstances

2784caused by the customer, or was otherwise

2791permitted by the terms of the contract

2798between the contractor and the customer.

280438. The only contract at issue in this case is the Sicre

2816Contract. As the Department concedes, the Sicre Contract was

2825never completed. The Department argues, however, the following:

2833if the verbal negotiations and agreem ent to

2841refund $2,000.00 to Candida Sicre is

2848construed as being the equivalent of a

2855change order, then Section 489.129(1)(g)3,

2860Florida Statutes, can be readily applied to

2867this case because the agreement had the

2874effect of treating the contractor's job as

2881com pleted at a cost that exceeded the

2889contract price, as adjusted for the change

2896order, by $2,000.00.

290039. How the foregoing constitutes a job that "has been

2910completed" is not explained by the Department. The Sicre

2919Contract, while listing the relocation of the air - conditioning

2929unit as number "1" and the subsequent construction of the

2939bathroom as number "2," was actually one "contractor's job."

2948Only part of that job was completed: the first step, the

2959relocation of the air - conditioning unit , was completed, b ut that

2971step was meaningless and unnecessary without the construction of

2980the bathroom.

298240. Even if the Department's argument were reasonable, it

2991must fail because the Administrative Complaint does not contain

3000any allegation that Mr. Wagie violated Section 489.129(1)(g)3 . ,

3009Florida Statutes (2000), through any alleged "change order."

3017See , e.g. , Cottrill v. Department of Insurance , 685 So. 2d 1371

3028(Fla. 1st DCA 1996); Kinney v. Department of State , 501 So. 2d

3040129 (Fla. 5th DCA 1987); and Hunter v. Department of

3050Professional Regulation , 458 So. 2d 842 (Fla. 2nd DCA 1984).

3060Due process prohibits the Department from taking disciplinary

3068action against a licensee based on matters not specifically

3077alleged in the charging instrument, unless those matters have

3086been t ried by consent. See Shore Village Property Owners'

3096Association, Inc. v. Department of Environmental Protection , 824

3104So. 2d 208, 210 (Fla. 4th DCA 2002); and Delk v. Department of

3117Professional Regulation , 595 So. 2d 966, 967 (Fla. 5th DCA

31271992).

312841. The evidence failed to prove clearly and convincingly

3137that Mr. Wagie violated Section 489.129(1)(g)3 . , Florida

3145Statutes (2000).

3147G. Count V; Section 489.129(1)(m), Florida Statutes

3154(2000) .

315642. Section 489.129(1)(m), Florida Statutes (2000),

3162provides that disc iplinary action may be taken by the Board if a

3175general contract is guilty of:

3180(m) Committing incompetency or misconduct

3185in the practice of contracting.

319043. The real violation proved in this case is that Mr.

3201Wagie unreasonably aided and abetted the Spi egel Brothers to

3211practice construction in Florida without a license. The

3219incompetency or misconduct in the actual practice of contracting

3228was, however, committed by the Spiegel Brothers and not

3237Mr. Wagie.

323944. The Department has argued that, by attempting to

3248obtain a refund for Ms. Sicre of $2,000.00 and then failing to

3261do so, Mr. Wagie committed "misconduct in the practice of

3271contracting." This argument is without merit. Nor was such a

3281violation alleged in the Administrative Complaint.

328745. The evidence failed to prove clearly and convincingly

3296that Mr. Wagie violated Section 489.129(1)(m), Florida Statutes

3304(2000).

3305H. The Appropriate Penalty .

331046. The Department is authorized, upon finding a violation

3319of Section 489.129(1), Florida Statutes, to impose di scipline

3328upon a general contractor's license. In particular, the Board

3337is authorized to take any of the following actions:

3346. . . place on probation or reprimand the

3355licensee, revoke, suspend, or deny the

3361issuance or renewal of the certificate,

3367registratio n, or certificate of authority,

3373require financial restitution to a consumer

3379for financial harm directly related to a

3386violation of a provision of this part,

3393impose an administrative fine not to exceed

3400$10,000 per violation, require continuing

3406education, or assess costs associated with

3412investigation and prosecution, if the

3417contractor, financially responsible officer,

3421or business organization for which the

3427contractor is a primary qualifying agent, a

3434financially responsible officer, or a

3439secondary qualifying ag ent responsible under

3445s. 489.1195 . . . .

345147. Section 455.2273(5), Florida Statutes (2005), requires

3458that the penalty guidelines of the Board must be followed in

3469determining what disciplinary action to take under Section

3477489.129(1), Florida Statutes. Th ose guidelines are set out in

3487Florida Administrative Code Chapter 61G4 - 17.

349448. In relevant part, Florida Administrative Code Rule

350261G4 - 17.001 provides the following:

3508(1) The following guidelines shall be

3514used in disciplinary cases, absent

3519aggravating o r mitigating circumstances and

3525subject to other provisions of this chapter.

3532. . . .

3536(d) Section 489.129(1)(d), F.S.:

3540Assisting unlicensed person to evade

3545provision of Chapter 489, F.S. First

3551violation, $1,000 to $2,500 fine and/or

3559probation; repeat violation, $5,000 fine and

3566suspension or revocation.

3569. . . .

3573(i) Section 489.129(1)(i), F.S.: Failing

3578in any material respect to comply with the

3586provisions of Part I of Chapter 489, F.S.

3594. . . .

35988. Section 489.119, F.S.: Failure to

3604register qualified business organization.

3608First violation, $250 to $500 fine; repeat

3615violation, $500 to $1,000 fine and/or

3622probation, suspension or revocation.

3626No penalty guideline is provided for a violation of Section

3636489.129(1)(i), Florida Statutes, due to a vi olation of Section

3646489.127(4), Florida Statutes.

364949. Florida Administrative Code Rule 61G4 - 17.001 goes on

3659to provide the following guidelines relevant to this case:

3668(3) For purposes of these guidelines,

3674violations for which the Respondent has

3680previousl y been issued a citation pursuant

3687to Section 455.224, F.S., and Rule 61G4 -

369519.001, F.A.C., shall be considered repeat

3701violations.

3702(4) For any violation occurring after

3708October 1, 1989, the board may assess the

3716costs of investigation and prosecution. The

3722assessment of such costs may be made in

3730addition to the penalties provided by these

3737guidelines without demonstration of

3741aggravating factors set forth in Rule 61G4 -

374917.002, F.A.C.

3751(5) For any violation occurring after

3757October 1, 1988, the board shall or der the

3766contractor to make restitution in the amount

3773of financial loss suffered by the consumer.

3780Such restitution shall be ordered in

3786addition to the penalties provided by these

3793guidelines upon demonstration of aggravating

3798factors set forth in subsection 6 1G4 -

380617.002(1), F.A.C., and to the extent that

3813such order does not contravene federal

3819bankruptcy law.

382150. Florida Administrative Code Rule 61G4 - 17.002 provides

3830for the consideration of aggravating and mitigating

3837circumstances in determining what penalty t o impose on a

3847licensee. There is one aggravating circumstance in this case:

3856the monetary damage incurred by Ms. Sicre.

386351. The Department has proved the violations alleged in

3872Counts I, II, and III of the Administrative Complaint;

3881violations of Section 4 89.129(1)(d) and (i), Florida Statu t es

3892(2000). The Department has suggested the following penalties

3900for these violations:

3903a. Count I (Section 489.129(1)(i), Florida Statutes

3910(2000), by reason of having violated Section 489.127(4), Florida

3919Statutes (2000) ): an administrative fine of $2,500.00;

3928b. Count II (Section 489.129(1)(d), Florida Statutes

3935(2000)): an administrative fine of $2,500.00; and

3943c. Count III (Section 489.129(1)(i), Florida Statutes

3950(2000), by reason of having violated Section 489.119(4 ), Florida

3960Statutes (2000)): an administrative fine of $750.00.

396752. The Department has also suggested that Mr. Wagie be

3977required to pay Ms. Sicre $2,000.00 in restitution, pay the

3988costs of the investigation and prosecution of this matter, and

3998that his li cense be suspended for a period of two years.

401053. The violations of Count s I and II are essentially the

4022same violation. Therefore, since there is no guideline for a

4032violation of Section 489.129(1)(i), Florida Statutes (2000), due

4040to a violation of Sectio n 489.127(4), Florida Statutes (2000),

4050provided in the Board's rules, the Department has suggested that

4060the same maximum penalty provided for a violation of Section

4070489.129(1)(d), Florida Statutes (2000), should be imposed for

4078the Count I violation. This suggestion results in an excessive

4088violation. Since there was essentially one violation proved to

4097support Counts I and II (Mr. Wagie's assistance to the Spiegel

4108Brothers on the Sicre Contract), a maximum administrative

4116penalty of $2,500.00 is recommended for those Counts.

412554. As to Count III, the penalty requested by the

4135Department is reasonable.

413855. Finally, the Department's suggestion s that Mr. Wagie

4147be required to pay Ms. Sicre $2,000.00 in restitution, pay the

4159costs of the investigation and prosecuti on of this matter, and

4170that his license be suspended for a period of two years are all

4183reasonable and within the guidelines.

4188RECOMMENDATION

4189Based on the foregoing Findings of Fact and Conclusions of

4199Law, it is RECOMMENDED that a final order be entered by t he

4212Department:

42131. Finding that Wayne H. Wagie violated Section

4221489.129(1)(i), Florida Statutes (2000), as alleged in Counts I

4230and III of the Administrative Complaint; and violated Section

4239489.129(1)(d), Florida Statutes (2000), as alleged in Count II

4248of t he Administrative Complaint;

42532. Dismissing Counts IV and V of the Administrative

4262Complaint; and

42643. Imposing an administrative fine in the total amount of

4274$3,250.00; requiring that Mr. Wagie pay Ms. Sicre $2,000.00 in

4286restitution; requiring that Mr. Wagie pay $597.69 as the costs

4296of the investigation and prosecution of this matter; and that

4306his license be suspended for a period of two years.

4316DONE AND ENTERED this 31st day of August, 2005, in

4326Tallahassee, Leon County, Florida.

4330S

4331LARRY J. SARTIN

4334Administrative Law Judge

4337Division of Administrative Hearings

4341The DeSoto Building

43441230 Apalachee Parkway

4347Tallahassee, Florida 32399 - 3060

4352(850) 488 - 9675 SUNCOM 278 - 9675

4360Fax Filing (850) 921 - 6847

4366www.doah.state.fl.us

4367Filed with the Clerk of the

4373Division of Administrative Hearings

4377this 31st day of August, 2005.

4383COPIES FURNISHED :

4386Theodore R. Gay

4389Assistant General Counsel

4392Department of Business and

4396Professional Regulation

43988685 Northwest 53rd Terrace,

4402Suite 100

4404Miami, Florida 3316 6

4408Wayne H. Wagie

4411220 Northeast 45th Street

4415Miami, Florida 33137

4418Tim Vaccaro, Executive Director

4422Construction Industry Licensing Board

4426Department of Business and

4430Professional Regulation

44321940 North Monroe Street

4436Tallahassee, Florida 32399 - 0792

4441Leon B iegalski, General Counsel

4446Department of Business and

4450Professional Regulation

44521940 North Monroe Street

4456Tallahassee, Florida 32399 - 2202

4461NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

4467All parties have the right to submit written exceptions within

447715 days from the date of this Recommended Order. Any exceptions

4488to this Recommended Order should be filed with the agency that

4499will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 02/20/2006
Proceedings: Final Order filed.
PDF:
Date: 02/17/2006
Proceedings: Agency Final Order
PDF:
Date: 08/31/2005
Proceedings: Recommended Order
PDF:
Date: 08/31/2005
Proceedings: Recommended Order (hearing held March 10, 2005). CASE CLOSED.
PDF:
Date: 08/31/2005
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 08/19/2005
Proceedings: Petitioner`s Proposed Recommended Order filed.
PDF:
Date: 08/09/2005
Proceedings: Deposition of Candida G. Sicre filed.
PDF:
Date: 06/14/2005
Proceedings: Notice of Taking Deposition filed.
Date: 04/27/2005
Proceedings: (Condensed) Transcript of Proceedings filed.
Date: 04/27/2005
Proceedings: Transcript of Proceedings filed.
PDF:
Date: 04/20/2005
Proceedings: Status Report filed.
Date: 03/10/2005
Proceedings: CASE STATUS: Hearing Partially Held; continued to date not certain.
PDF:
Date: 03/09/2005
Proceedings: Petitioner`s Motion to Present Testimony by Late-filed Deposition filed.
PDF:
Date: 03/04/2005
Proceedings: Amended Notice of Hearing (hearing set for March 10, 2005; 11:00 a.m.; Miami, FL; amended as to time).
PDF:
Date: 02/22/2005
Proceedings: Undeliverable envelope returned from the Post Office.
PDF:
Date: 02/16/2005
Proceedings: Letter to W. Waige from T. Gay regarding copies of documents which the Petitioner intends to offer as exhibits at the March 10, 2005 heaing filed.
PDF:
Date: 02/16/2005
Proceedings: Letter to W. Wagie from T. Gay regarding confirming February 14, 2005 telephone conversation filed.
PDF:
Date: 02/07/2005
Proceedings: Undeliverable envelope returned from the Post Office.
PDF:
Date: 01/26/2005
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 01/26/2005
Proceedings: Notice of Hearing (hearing set for March 10, 2005; 9:30 a.m.; Miami, FL).
PDF:
Date: 01/21/2005
Proceedings: Petitioner`s Response to Initial Order filed.
PDF:
Date: 01/14/2005
Proceedings: Initial Order.
PDF:
Date: 01/10/2005
Proceedings: Election of Rights filed.
PDF:
Date: 01/10/2005
Proceedings: Administrative Complaint filed.
PDF:
Date: 01/10/2005
Proceedings: Agency referral filed.

Case Information

Judge:
LARRY J. SARTIN
Date Filed:
01/10/2005
Date Assignment:
01/14/2005
Last Docket Entry:
02/20/2006
Location:
Miami, Florida
District:
Southern
Agency:
ADOPTED IN PART OR MODIFIED
Suffix:
PL
 

Counsels

Related Florida Statute(s) (10):