05-000082PL
Department Of Business And Professional Regulation, Construction Industry Licensing Board vs.
Wayne H. Wagie
Status: Closed
Recommended Order on Wednesday, August 31, 2005.
Recommended Order on Wednesday, August 31, 2005.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF BUSINESS AND )
13PROFESSIONAL REGULATION, )
16CONSTRUCTION INDUSTRY LICENSING )
20BOARD, )
22)
23Petitioner, )
25)
26vs. ) Case No. 05 - 0082PL
33)
34WAYNE H. WAGIE, )
38)
39Respondent. )
41__________ _______________________)
43RECOMMENDED ORDER
45Pursuant to notice, A final hearing was held in this case
56before Larry J. Sartin, an Administrative Law Judge of the
66Division of Administrative Hearings, on March 10, 2005, in
75Miami, Florida.
77APPEARANCES
78For Pet itioner: Theodore R. Gay
84Assistant General Counsel
87Department of Business and
91Professional Regulation
938685 Northwest 53rd Terrace,
97Suite 100
99Miami, Florida 33166
102For Respondent: Wayne H. Wagie, pro se
109220 Northeast 45th Street
113Miami, Florida 3 3137
117STATEMENT OF THE ISSUE
121The issue in this case is whether Respondent, Wayne H.
131Wagie, committed the offenses alleged in an Administrative
139Complaint filed with Petitioner, the Department of Business and
148Professional Regulation, on August 11, 2004, and , if so, what
158penalty should be imposed.
162PRELIMINARY STATEMENT
164On August 11, 2004, an Administrative Complaint was filed
173with Petitioner alleging that Respondent had violated certain
181statutory provisions governing certified general contractors in
188the State of Florida. Respondent filed a document titled
197Election of Rights, disputing the factual allegations of the
206Administrative Complaint and requesting a hearing pursuant to
214Section 120.57(1), Florida Statutes (2004). A copy of the
223Administrative Complaint and the Election of Rights form was
232filed with the Division of Administrative Hearings on
240January 10, 2005. The matter was designated DOAH Case No. 05 -
2520086PL and was assigned to the undersigned.
259The final hearing was scheduled for March 10, 2005, by
269Amend ed Notice of Hearing issued March 4, 2005. On March 9,
2812005, Petitioner filed a Motion to Present Testimony by Late -
292Filed Deposition. In the Motion, Petitioner requested that a
301witness, Candice Sicre, be allowed to testify via late - filed
312deposition due t o the witness's medical condition. At the
322commencement of the final hearing, the Motion was granted.
331Ms. Sicre's deposition was taken June 22, 2005.
339At the final hearing Petitioner presented the testimony of
348Amy Aronson and Abdel Cedeno. Petitioner also offered
35618 Exhibits which were marked and admitted. The deposition
365testimony of Ms. Sicre included two additional exhibits,
373Petitioner's Exhibits 19 and 20, which are hereby admitted. The
383deposition transcript has been marked as Petitioner's
390Exhibit 21. Respondent testified on his own behalf and had
400admitted one Exhibit.
403At the conclusion of the hearing it was agreed that post -
415hearing argument would be filed ten days from the later of the
427filing of the transcript of the final hearing or the deposition
438t estimony of Ms. Sicre. The Transcript of the final hearing was
450filed April 27, 2005. The Transcript of Ms. Sicre's testimony
460was filed August 9, 2005. Post - hearing submittals were due,
471therefore, on or before August 19, 2005. Petitioner filed
480Petitione r's Proposed Recommended Order on August 19, 2005.
489That pleading has been fully considered in issuing this
498Recommended Order.
500FINDINGS OF FACT
503A. The Parties .
5071. Petitioner, the Department of Business and Professional
515Regulation (hereinafter referred to as the "Department"), is the
525agency of the State of Florida charged with the responsibility
535for, among other things, the licensure of individuals who wish
545to engage in contracting in the State of Florida; and the
556investigation and prosecution of complaint s against individuals
564who have been so licensed. See Ch. 689, Fla. Stat (2005).
5752. Respondent, Wayne H. Wagie, is and has been at all
586times material hereto a licensed certified general contractor in
595Florida.
5963. Mr. Wagie was originally licensed as a cer tified
606general contractor on or about December 28, 1978, license number
616CGC 13331. At all times material hereto, the status of his
627license has been "Current, Active."
6324. At all times material, Mr. Wagie was the qualifying
642agent for Unified Construction T echnologies, Inc (hereinafter
650referred to as "Unified Construction"), a Florida corporation.
659Unified Construction did not have a certificate of authority as
669a qualified business organization.
6735. The Department has jurisdiction over Mr. Wagie's
681license.
682B . The Spiegel Brothers .
6886. At the times material to this matter, Mr. Wagie engaged
699in a business arrangement with two brothers, Abraham and Yosef
709Spiegel (hereinafter referred to jointly as the "Spiegel
717Brothers), whereby Mr. Wagie allowed the Spiegel Bro thers to use
728his general contractor's license number and qualifying number to
737pull permits for a company through which the Spiegel Brothers
747conducted construction business.
7507. The Spiegel Brothers' construction company was Mega
758Construction Group, Inc., d /b/a Mega Construction Group, Inc.
767(hereinafter referred to as "Mega Construction").
7748. Pursuant to their agreement, Mega Construction, through
782the Spiegel Brothers, was to handle all aspects of any
792construction contracts the Spiegel Brothers were able to enter
801into, including negotiating the contract, handling funds
808received from customers, and performing all necessary work. The
817only function not to be carried out by the Spiegel Brothers or
829Mega Construction was to actually obtain the necessary building
838permits; that was Mr. Wagie's responsibility. In exchange for
847his services, Mr. Wagie was to receive a percentage of the sales
859price, with half paid upon execution of the contract and half
870after completion of the work.
8759. Neither of the Spiegel Brothers w as a licensed general
886contractor in Florida. Nor was Mega Construction certified as a
896contractor qualified to do construction business in Florida.
904Mr. Wagie was aware of these facts.
911C. The Sicre Contract .
91610. In 2001, Candida Sicre owned and resided at a house
927located at 650 82nd Street, Miami Beach, Florida.
93511. Ms. Sicre was interested in adding a handicap
944accessible bathroom to her home and, when she received a flyer
955in the mail advertising Mega Construction, she contacted the
964Spiegel Brothers.
96612 . On August 13, 2001, Ms. Sicre entered into a written
978contract with Mega Construction (hereinafter referred to as the
"987Sicre Contract"). Pursuant to the Sicre Contract, Mega
996Construction agreed to construct a new handicap - accessible
1005bathroom for which M s. Sicre agreed to pay a total of
1017$15,762.00. As part of their contract, it was agreed that an
1029air - conditioning unit would be relocated. While the relocation
1039of the air - conditioning unit is listed as "1" and the
1051construction of the new bathroom is listed as "2" in the Sicre
1063Contract, in fact the relocation of the air - conditioning unit
1074was a necessary component of the construction of the new
1084bathroom, for the new bathroom was to be constructed from where
1095the air - conditioning unit was to be relocated.
110413. Ms. Sicre paid a total of $7,762.00 on the agreed
1116Sicre Contract price.
111914. On September 17, 2001, Mr. Wagie, pursuant to his
1129agreement with the Spiegel Brothers, signed a building permit
1138application required to complete the Sicre Contract. That
1146applicat ion was filed with the City of Miami Beach building
1157department on or about January 4, 2002. On the permit
1167application, Unified Construction was listed as the "Company,"
1175Mr. Wagie was listed as "Qualifier," and Mr. Wagie's license
1185number was listed as the "License No." under "Contractor
1194Information".
119615. The permit application was approved by the City of
1206Miami Beach on or about May 31, 2002, and permit number
1217KB0201178 was issued.
122016. Pursuant to an agreement between the Spiegel Brothers
1229and Ms. Sicre, th e starting date for the Sicre Contract was
1241postponed to August 15, 2002, just over a year after it had been
1254entered into.
125617. At some time after the Sicre Contract was entered
1266into, the air - conditioning unit was relocated as specified in
1277the contract.
127918. Except for the relocation of the air - conditioning
1289unit , no further work specified under the Sicre Contract was
1299performed. The actual construction of the new bathroom was
1308never started. Eventually, Ms. Sicre was told that the work
1318would not be performed because Mega Construction was going to
1328declare bankruptcy.
133019. After being told that the new bathroom would not be
1341completed, Ms. Sicre sold her house. She attempted, however, to
1351obtain a refund of some of the $7,762.00 she had paid Mega
1364Construction.
13652 0. Eventually, Ms. Sicre learned of Mr. Wagie's
1374involvement with the Spiegel Brothers and, through a series of
1384negotiations, it was agreed that she would receive a refund of
1395$2,000.00 through Mr. Wagie from the Spiegel Brothers. She was
1406eventually given two $1,000.00 checks in furtherance of this
1416agreement, but the checks ultimately "bounced."
142221. The only work performed on the Sicre Contract by Mega
1433Construction was the drawing of a building permit and the
1443relocation of the air - conditioning unit . For t his work,
1455Ms. Sicre paid a total of $7,762.00. Ultimately, Mega
1465Construction, although beginning the project by relocating the
1473air - conditioning unit , abandoned the project without its
1482completion.
1483D. Prior Disciplinary Action .
148822. On July 15, 1996, the D epartment filed a Final Order
1500reflecting that a settlement stipulation had been approved by
1509the Construction Industry Licensing Board (hereinafter referred
1516to as the "Board"), pursuant to which Mr. Wagie agreed to pay an
1530administrative fine in the amount o f $250.00, plus investigative
1540and legal costs in the amount of $368.30 to resolve charges
1551against his license, which Mr. Wagie denied.
1558E. The Department's Costs of Investigation and
1565Prosecution .
156723. The Department has incurred $597.69 in the
1575investigati on and prosecution of this matter.
1582CONCLUSIONS OF LAW
1585A. Jurisdiction .
158824. The Division of Administrative Hearings has
1595jurisdiction over the subject matter of this proceeding and of
1605the parties thereto pursuant to Sections 120.569 and 120.57(1),
1614Florida Statutes (2005).
1617B. The Burden and Standard of Proof .
162525. In the Administrative Complaint, the Department has
1633sought, among other penalties, the revocation of Mr. Wagie's
1642general contractor's license. Therefore, the Department has the
1650burden of proving the allegations in the Administrative
1658Complaint by clear and convincing evidence. See Department of
1667Banking and Finance, Division of Securities and Investor
1675Protection v. Osborne Stern and Co. , 670 So. 2d 932 (Fla. 1996);
1687Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987); and McKinney
1698v. Castor , 667 So. 2d 387 (Fla. 1st DCA 1995).
170826. Clear and Convincing evidence has been defined as
1717evidence which:
1719[r]equires that the evidence must be found
1726to be credible; the facts to which the
1734witnesses testify must be distinctly
1739remembered; the testimony must be precise
1745and explicit and the witnesses must be
1752lacking in confusion as to the facts in
1760issue. The evidence must be of such weight
1768that it produces in the mind of the trier of
1778fact a firm belief or conviction, w ithout
1786hesitancy, as to the truth of the
1793allegations sought to be established.
1798Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA
18091983).
1810C. The Departments Authority to Discipline General
1817Contractors; The Charges Against Mr. Wagie .
182427. Section 489. 129(1), Florida Statutes (2000), gives the
1833Board the authority to revoke or suspend the license of any
1844General Contractor , if he or she commits certain acts specified
1854in the statute.
185728. In this case, Mr. Wagie has been alleged to have
1868committed the acts p roscribed by Section 489.129(1)(d), (g)3 . ,
1878(i), and (m), Florida Statutes (2000).
1884D. Counts I and III; Section 489.129(1)(i), Florida
1892Statutes (2000) .
189529. Section 489.129(1)(i), Florida Statutes (2000),
1901provides that disciplinary action may be taken by the Board if a
1913general contractor is guilty of:
1918(i) Failing in any material respect to
1925comply with the provisions of this part or
1933violating a rule or lawful order of the
1941board.
194230. In Count I, it has been alleged that Mr. Wagie
1953violated this provision by having violated Section 489.127(4),
1961Florida Statutes (2000), which provides, in pertinent part:
1969(4)(a) A certified or registered
1974contractor, or contractor authorized by a
1980local construction regulation board to do
1986contracting, may not enter into an
1992a greement, oral or written, whereby his or
2000her certification number or registration
2005number is used, or to be used, by a person
2015who is not certified or registered as
2022provided for in this chapter, or used, or to
2031be used, by a business organization that is
2039not duly qualified as provided for in this
2047chapter to engage in the business, or act in
2056the capacity, of a contractor.
2061(b) A certified or registered contractor,
2067or contractor authorized by a local
2073construction regulation board to do
2078contracting, may not k nowingly allow his or
2086her certification number or registration
2091number to be used by a person who is not
2101certified or registered as provided for in
2108this chapter, or used by a business
2115organization that is not qualified as
2121provided for in this chapter to eng age in
2130the business, or act in the capacity of, a
2139contractor.
2140(c) A certified or registered contractor,
2146or contractor authorized by a local
2152construction regulation board to do
2157contracting, may not apply for or obtain a
2165building permit for construction work unless
2171the certified or registered contractor, or
2177contractor authorized by a local
2182construction regulation board to do
2187contracting, or business organization duly
2192qualified by said contractor, has entered
2198into a contract to make improvements to, or
2206per form the contracting at, the real
2213property specified in the application or
2219permit. This paragraph does not prohibit a
2226contractor from applying for or obtaining a
2233building permit to allow the contractor to
2240perform work for another person without
2246compensati on or to perform work on property
2254that is owned by the contractor.
226031. Section 489.127(4), Florida Statutes (2000), prohibits
2267a contractor from agreeing to, or knowingly allowing, the use of
2278his or her general contractor's license number by a nonlicensee
2288to engage in contracting activities. The evidence proved
2296clearly and convincingly that Mr. Wagie violated this provision,
2305and thus violated Section 489.129(1)(i), Florida Statutes
2312(2000), when he allowed the Spiegel Brothers and Mega
2321Construction to use his license number to obtain permits for the
2332Sicre Contract.
233432. In Count III, it has been alleged that Mr. Wagie
2345violated Section 489.129(1)(i), Florida Statutes (2000), by
2352having violated Section 489.119(2), Florida Statutes (2000),
2359which provides, in p ertinent part:
2365If the applicant proposes to engage in
2372contracting as a business organization,
2377including any partnership, corporation,
2381business trust, or other legal entity, or in
2389any name other than the applicant's legal
2396name or a fictitious name where t he
2404applicant is doing business as a sole
2411proprietorship, the business organization
2415must apply for a certificate of authority
2422through a qualifying agent and under the
2429fictitious name, if any.
243333. The evidence proved clearly and convincingly that
2441Mr. Wagie 's qualified construction company, Unified
2448Construction, did not have a certificate of authority as
2457required by Section 489.119(2), Florida Statutes (2000).
2464Mr. Wagie is, therefore, guilty of having violated Section
2473489.129(1)(i), Florida Statutes (2000), as alleged in Count III
2482of the Administrative Complaint.
2486E. Count II; Section 489.129(1)(d), Florida Statutes
2493(2000) .
249534. Section 489.129(1)(d), Florida Statutes (2000),
2501provides that disciplinary action may be taken by the Board if a
2513general contract i s guilty of:
2519(d) Performing any act which assists a
2526person or entity in engaging in the
2533prohibited uncertified and unregistered
2537practice of contracting, if the
2542certificateholder or registrant knows or has
2548reasonable grounds to know that the person
2555or en tity was uncertified and unregistered.
256235. Mr. Wagie admitted that he knew that the Spiegel
2572Brothers were not licensed to practice contracting in Florida.
2581He also knew that Mega Construction was uncertified and
2590unregistered. Despite this knowledge, Mr. Wagie assisted the
2598Spiegel Brothers and Mega Construction to engage in the practice
2608of contracting. Mr. Wagie's suggestion that he was told by some
2619unnamed individual at the Department that his arrangement with
2628the Spiegel Brothers and Mega Construction was okay is not
2638credited.
263936. The evidence proved clearly and convincingly that
2647Mr. Wagie violated Section 489.129(1)(d), Florida Statutes
2654(2000), as alleged in Count II of the Administrative Complaint.
2664F. Count IV; Section 489.129(1)(g)3 . , Florida Statu tes
2673(2000) .
267537. Section 489.129(1)(g)3 . , Florida Statutes (2000),
2682provides that disciplinary action may be taken by the Board if a
2694general contract or is guilty of:
2700(g) Committing mismanagement or
2704misconduct in the practice of contracting
2710that causes fi nancial harm to a customer.
2718Financial mismanagement or misconduct occurs
2723when:
2724. . . .
2728(3) The contractor's job has been
2734completed, and it is shown that the customer
2742has had to pay more for the contracted job
2751than the original contract price, as
2757ad justed for subsequent change orders,
2763unless such increase in cost was the result
2771of circumstances beyond the control of the
2778contractor, was the result of circumstances
2784caused by the customer, or was otherwise
2791permitted by the terms of the contract
2798between the contractor and the customer.
280438. The only contract at issue in this case is the Sicre
2816Contract. As the Department concedes, the Sicre Contract was
2825never completed. The Department argues, however, the following:
2833if the verbal negotiations and agreem ent to
2841refund $2,000.00 to Candida Sicre is
2848construed as being the equivalent of a
2855change order, then Section 489.129(1)(g)3,
2860Florida Statutes, can be readily applied to
2867this case because the agreement had the
2874effect of treating the contractor's job as
2881com pleted at a cost that exceeded the
2889contract price, as adjusted for the change
2896order, by $2,000.00.
290039. How the foregoing constitutes a job that "has been
2910completed" is not explained by the Department. The Sicre
2919Contract, while listing the relocation of the air - conditioning
2929unit as number "1" and the subsequent construction of the
2939bathroom as number "2," was actually one "contractor's job."
2948Only part of that job was completed: the first step, the
2959relocation of the air - conditioning unit , was completed, b ut that
2971step was meaningless and unnecessary without the construction of
2980the bathroom.
298240. Even if the Department's argument were reasonable, it
2991must fail because the Administrative Complaint does not contain
3000any allegation that Mr. Wagie violated Section 489.129(1)(g)3 . ,
3009Florida Statutes (2000), through any alleged "change order."
3017See , e.g. , Cottrill v. Department of Insurance , 685 So. 2d 1371
3028(Fla. 1st DCA 1996); Kinney v. Department of State , 501 So. 2d
3040129 (Fla. 5th DCA 1987); and Hunter v. Department of
3050Professional Regulation , 458 So. 2d 842 (Fla. 2nd DCA 1984).
3060Due process prohibits the Department from taking disciplinary
3068action against a licensee based on matters not specifically
3077alleged in the charging instrument, unless those matters have
3086been t ried by consent. See Shore Village Property Owners'
3096Association, Inc. v. Department of Environmental Protection , 824
3104So. 2d 208, 210 (Fla. 4th DCA 2002); and Delk v. Department of
3117Professional Regulation , 595 So. 2d 966, 967 (Fla. 5th DCA
31271992).
312841. The evidence failed to prove clearly and convincingly
3137that Mr. Wagie violated Section 489.129(1)(g)3 . , Florida
3145Statutes (2000).
3147G. Count V; Section 489.129(1)(m), Florida Statutes
3154(2000) .
315642. Section 489.129(1)(m), Florida Statutes (2000),
3162provides that disc iplinary action may be taken by the Board if a
3175general contract is guilty of:
3180(m) Committing incompetency or misconduct
3185in the practice of contracting.
319043. The real violation proved in this case is that Mr.
3201Wagie unreasonably aided and abetted the Spi egel Brothers to
3211practice construction in Florida without a license. The
3219incompetency or misconduct in the actual practice of contracting
3228was, however, committed by the Spiegel Brothers and not
3237Mr. Wagie.
323944. The Department has argued that, by attempting to
3248obtain a refund for Ms. Sicre of $2,000.00 and then failing to
3261do so, Mr. Wagie committed "misconduct in the practice of
3271contracting." This argument is without merit. Nor was such a
3281violation alleged in the Administrative Complaint.
328745. The evidence failed to prove clearly and convincingly
3296that Mr. Wagie violated Section 489.129(1)(m), Florida Statutes
3304(2000).
3305H. The Appropriate Penalty .
331046. The Department is authorized, upon finding a violation
3319of Section 489.129(1), Florida Statutes, to impose di scipline
3328upon a general contractor's license. In particular, the Board
3337is authorized to take any of the following actions:
3346. . . place on probation or reprimand the
3355licensee, revoke, suspend, or deny the
3361issuance or renewal of the certificate,
3367registratio n, or certificate of authority,
3373require financial restitution to a consumer
3379for financial harm directly related to a
3386violation of a provision of this part,
3393impose an administrative fine not to exceed
3400$10,000 per violation, require continuing
3406education, or assess costs associated with
3412investigation and prosecution, if the
3417contractor, financially responsible officer,
3421or business organization for which the
3427contractor is a primary qualifying agent, a
3434financially responsible officer, or a
3439secondary qualifying ag ent responsible under
3445s. 489.1195 . . . .
345147. Section 455.2273(5), Florida Statutes (2005), requires
3458that the penalty guidelines of the Board must be followed in
3469determining what disciplinary action to take under Section
3477489.129(1), Florida Statutes. Th ose guidelines are set out in
3487Florida Administrative Code Chapter 61G4 - 17.
349448. In relevant part, Florida Administrative Code Rule
350261G4 - 17.001 provides the following:
3508(1) The following guidelines shall be
3514used in disciplinary cases, absent
3519aggravating o r mitigating circumstances and
3525subject to other provisions of this chapter.
3532. . . .
3536(d) Section 489.129(1)(d), F.S.:
3540Assisting unlicensed person to evade
3545provision of Chapter 489, F.S. First
3551violation, $1,000 to $2,500 fine and/or
3559probation; repeat violation, $5,000 fine and
3566suspension or revocation.
3569. . . .
3573(i) Section 489.129(1)(i), F.S.: Failing
3578in any material respect to comply with the
3586provisions of Part I of Chapter 489, F.S.
3594. . . .
35988. Section 489.119, F.S.: Failure to
3604register qualified business organization.
3608First violation, $250 to $500 fine; repeat
3615violation, $500 to $1,000 fine and/or
3622probation, suspension or revocation.
3626No penalty guideline is provided for a violation of Section
3636489.129(1)(i), Florida Statutes, due to a vi olation of Section
3646489.127(4), Florida Statutes.
364949. Florida Administrative Code Rule 61G4 - 17.001 goes on
3659to provide the following guidelines relevant to this case:
3668(3) For purposes of these guidelines,
3674violations for which the Respondent has
3680previousl y been issued a citation pursuant
3687to Section 455.224, F.S., and Rule 61G4 -
369519.001, F.A.C., shall be considered repeat
3701violations.
3702(4) For any violation occurring after
3708October 1, 1989, the board may assess the
3716costs of investigation and prosecution. The
3722assessment of such costs may be made in
3730addition to the penalties provided by these
3737guidelines without demonstration of
3741aggravating factors set forth in Rule 61G4 -
374917.002, F.A.C.
3751(5) For any violation occurring after
3757October 1, 1988, the board shall or der the
3766contractor to make restitution in the amount
3773of financial loss suffered by the consumer.
3780Such restitution shall be ordered in
3786addition to the penalties provided by these
3793guidelines upon demonstration of aggravating
3798factors set forth in subsection 6 1G4 -
380617.002(1), F.A.C., and to the extent that
3813such order does not contravene federal
3819bankruptcy law.
382150. Florida Administrative Code Rule 61G4 - 17.002 provides
3830for the consideration of aggravating and mitigating
3837circumstances in determining what penalty t o impose on a
3847licensee. There is one aggravating circumstance in this case:
3856the monetary damage incurred by Ms. Sicre.
386351. The Department has proved the violations alleged in
3872Counts I, II, and III of the Administrative Complaint;
3881violations of Section 4 89.129(1)(d) and (i), Florida Statu t es
3892(2000). The Department has suggested the following penalties
3900for these violations:
3903a. Count I (Section 489.129(1)(i), Florida Statutes
3910(2000), by reason of having violated Section 489.127(4), Florida
3919Statutes (2000) ): an administrative fine of $2,500.00;
3928b. Count II (Section 489.129(1)(d), Florida Statutes
3935(2000)): an administrative fine of $2,500.00; and
3943c. Count III (Section 489.129(1)(i), Florida Statutes
3950(2000), by reason of having violated Section 489.119(4 ), Florida
3960Statutes (2000)): an administrative fine of $750.00.
396752. The Department has also suggested that Mr. Wagie be
3977required to pay Ms. Sicre $2,000.00 in restitution, pay the
3988costs of the investigation and prosecution of this matter, and
3998that his li cense be suspended for a period of two years.
401053. The violations of Count s I and II are essentially the
4022same violation. Therefore, since there is no guideline for a
4032violation of Section 489.129(1)(i), Florida Statutes (2000), due
4040to a violation of Sectio n 489.127(4), Florida Statutes (2000),
4050provided in the Board's rules, the Department has suggested that
4060the same maximum penalty provided for a violation of Section
4070489.129(1)(d), Florida Statutes (2000), should be imposed for
4078the Count I violation. This suggestion results in an excessive
4088violation. Since there was essentially one violation proved to
4097support Counts I and II (Mr. Wagie's assistance to the Spiegel
4108Brothers on the Sicre Contract), a maximum administrative
4116penalty of $2,500.00 is recommended for those Counts.
412554. As to Count III, the penalty requested by the
4135Department is reasonable.
413855. Finally, the Department's suggestion s that Mr. Wagie
4147be required to pay Ms. Sicre $2,000.00 in restitution, pay the
4159costs of the investigation and prosecuti on of this matter, and
4170that his license be suspended for a period of two years are all
4183reasonable and within the guidelines.
4188RECOMMENDATION
4189Based on the foregoing Findings of Fact and Conclusions of
4199Law, it is RECOMMENDED that a final order be entered by t he
4212Department:
42131. Finding that Wayne H. Wagie violated Section
4221489.129(1)(i), Florida Statutes (2000), as alleged in Counts I
4230and III of the Administrative Complaint; and violated Section
4239489.129(1)(d), Florida Statutes (2000), as alleged in Count II
4248of t he Administrative Complaint;
42532. Dismissing Counts IV and V of the Administrative
4262Complaint; and
42643. Imposing an administrative fine in the total amount of
4274$3,250.00; requiring that Mr. Wagie pay Ms. Sicre $2,000.00 in
4286restitution; requiring that Mr. Wagie pay $597.69 as the costs
4296of the investigation and prosecution of this matter; and that
4306his license be suspended for a period of two years.
4316DONE AND ENTERED this 31st day of August, 2005, in
4326Tallahassee, Leon County, Florida.
4330S
4331LARRY J. SARTIN
4334Administrative Law Judge
4337Division of Administrative Hearings
4341The DeSoto Building
43441230 Apalachee Parkway
4347Tallahassee, Florida 32399 - 3060
4352(850) 488 - 9675 SUNCOM 278 - 9675
4360Fax Filing (850) 921 - 6847
4366www.doah.state.fl.us
4367Filed with the Clerk of the
4373Division of Administrative Hearings
4377this 31st day of August, 2005.
4383COPIES FURNISHED :
4386Theodore R. Gay
4389Assistant General Counsel
4392Department of Business and
4396Professional Regulation
43988685 Northwest 53rd Terrace,
4402Suite 100
4404Miami, Florida 3316 6
4408Wayne H. Wagie
4411220 Northeast 45th Street
4415Miami, Florida 33137
4418Tim Vaccaro, Executive Director
4422Construction Industry Licensing Board
4426Department of Business and
4430Professional Regulation
44321940 North Monroe Street
4436Tallahassee, Florida 32399 - 0792
4441Leon B iegalski, General Counsel
4446Department of Business and
4450Professional Regulation
44521940 North Monroe Street
4456Tallahassee, Florida 32399 - 2202
4461NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4467All parties have the right to submit written exceptions within
447715 days from the date of this Recommended Order. Any exceptions
4488to this Recommended Order should be filed with the agency that
4499will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 08/31/2005
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 04/27/2005
- Proceedings: (Condensed) Transcript of Proceedings filed.
- Date: 04/27/2005
- Proceedings: Transcript of Proceedings filed.
- Date: 03/10/2005
- Proceedings: CASE STATUS: Hearing Partially Held; continued to date not certain.
- PDF:
- Date: 03/09/2005
- Proceedings: Petitioner`s Motion to Present Testimony by Late-filed Deposition filed.
- PDF:
- Date: 03/04/2005
- Proceedings: Amended Notice of Hearing (hearing set for March 10, 2005; 11:00 a.m.; Miami, FL; amended as to time).
- PDF:
- Date: 02/16/2005
- Proceedings: Letter to W. Waige from T. Gay regarding copies of documents which the Petitioner intends to offer as exhibits at the March 10, 2005 heaing filed.
- PDF:
- Date: 02/16/2005
- Proceedings: Letter to W. Wagie from T. Gay regarding confirming February 14, 2005 telephone conversation filed.
Case Information
- Judge:
- LARRY J. SARTIN
- Date Filed:
- 01/10/2005
- Date Assignment:
- 01/14/2005
- Last Docket Entry:
- 02/20/2006
- Location:
- Miami, Florida
- District:
- Southern
- Agency:
- ADOPTED IN PART OR MODIFIED
- Suffix:
- PL
Counsels
-
Theodore R Gay, Esquire
Address of Record -
Wayne H Wagie
Address of Record