05-000121
Agency For Health Care Administration vs.
Lakeland Manor Health Care Associates, Llc, D/B/A Wedgewood Healthcare Center
Status: Closed
Recommended Order on Wednesday, June 29, 2005.
Recommended Order on Wednesday, June 29, 2005.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8AGENCY FOR HEALTH CARE )
13ADMINISTRATION, )
15)
16Petitioner, )
18)
19vs. ) Case No. 05 - 0121
26)
27LAKELAND MANOR HEALTH CARE )
32ASSOCIATES, LLC, d/b/a )
36WEDGEWOOD HEALTHCARE CENTER, )
40)
41Respondent. )
43)
44RECOMMENDED ORDER
46Pursuant to notice, a formal hearing was held in this case
57before Daniel M. Kilbride, Administrative Law Judge of the
66Division of Administrative Hearings , on April 27, 2005, in
75Lakeland , Florida .
78APPEARANCES
79For Petitioner: Kim M. Murray, Esquire
85Agency for Health Care Administration
90525 Mirror Lake Drive, Suite 330D
96St. Petersburg, Florida 3 3701
101For Respondent: Donna Holshouser Stinson, Esquire
107R. Davis Thomas, Quali fied Representative
113Broad and Cassel
116Post Office Drawer 11300
120Tallahassee, Florida 32 302 - 1300
126STATEMENT OF THE ISSUES
130Whether Respondent, Lakeland Manor Health Care Associates,
137LLC, d/b/a Wedgewood Healthcare Center , committed a Class I
146deficiency at the time of a survey conducted on October 29,
1572004, so as to justify the issu ance of a " c onditional " license;
170and whether to impose an administrative fine of $10,000 under
181Section 400.23, Florida Statutes (2004), and an additional fine
190of $6,000 under Section 400.19, Florida Statutes (2004).
199PRELIMINARY STATEMENT
201An Administrative Complaint dated December 22, 2004, w as
210filed by Petitioner, Agency for Health Care Administration
218("Petitioner") , against Respondent, Lakeland Manor Health Care
227Associates, LLC, d/b/a Wedgewood Healthcare Center
233("Respondent"), alleging a Class I deficiency , changing its
243license rating from "s tandard " to " conditional , " and imposing a
253fine against Respondent. Respondent den i ed the allegations and
263timely requested a formal hearing. The matter was forwarded to
273the Division of Administrative Hearings ("DOAH") for hearing on
284January 13, 2005, and discovery ensued. An Amended
292Administrative Complaint was approved for filing on January 27,
3012005.
302At hearing, Petitione r presented the testimony of five
311witnesses : Thomas Gill, Health Facility Evaluator II; Leslie
320Bower , fire protection specialist; Margaret Messenger,
326registered nurse specialist; Karen Allen, registered nurse
333specialist; and Kay Sannella, registered nurse specialist and
341recognized as an expert in general nursing practices .
350Petitioner submitted nine exhibits into evidence. Respondent
357presented the testimony of four witnesses : Mark Mulligan,
366Respondent's maintenance director; Kelly Riehn, licensed
372practic al nurse (LPN) ; Clark Evans, Respondent's administrator;
380and Sharon White, certified nursing assistant (C N A) . Respondent
391submitted four exhibits into evidence. Respondent's Exhibit 1
399is the deposition testimony of an additional witness, Bobbie
408Tyler , a C NA .
413A Transcript of the hearing was filed with DOAH on May 24,
4252005. Following the granting of a motion for extension of time
436to file proposed recommended order s, t he parties timely
446submitted Proposed Recommended Order s on June 13, 2004. Both
456parties' proposals have been given careful consideration in the
465preparation of this Recommended Order.
470FINDINGS OF FACT
473Based upon the evidence presented at the final h ea ring, the
485following relevant findings of fact are made:
4921. At all time s material hereto, Pe titioner is the state
504agency charged with licensing of nursing homes in Florida under
514Subsection 400.021(2), Florida Statutes (2004), and the
521assignment of a license status pursuant to Subsection 400.23(7),
530Florida Statutes (2004). Petitioner is charged w ith evaluating
539nursing home facilities to determine their degree of compliance
548with established rules as a basis for making the required
558licensure assignment.
5602. Pursuant to Subsection 400.23(8), Florida Statutes
567(2004), Petitioner must classify deficien cies according to the
576nature and scope of the deficiency when the criteria established
586under Subsection 400.23(2), Florida Statutes (2004), are not
594met. The classification of any deficiencies discovered
601determines whether the licensure status of a nursing home is
"611s tandard " or "c onditional " and the amount of the administrative
622fine that may be imposed, if any.
6293. Surveyors note their findings on a standard prescribed
638Center for Medicare and Medicaid Services (CMS) Form 2567,
647entitled, "Statement of Defic iencies and Plan of Correction,"
656which is commonly referred to as " Form 2567 ." During the survey
668of a facility, if violations of regulations are found, the
678violations are noted and referred to as "Tags." A tag
688identifies the applicable regulatory standar d that the surveyors
697believe has been violated , provides a summary of the violation,
707and sets forth specific factual allegations that they believe
716support the violation. Insofar as relevant to this proceeding,
725Form 2567 identifies Tag F323, which is the b asis of
736Petitioner's charging document.
7394. Respondent is a licensed nursing facility located at
7481010 Carpenter's Way, Lakeland, Florida 33809.
7545. Based on the state requirements of Subsection s
763400.23(7) and (8), Florida Statutes (2004), and pursuant to
772Florida Administrative Code Rule 59A - 4.133(16)(d), Petitioner
780determined that Respondent failed to comply with state
788requirements and under the Florida classification system,
795classified the noncompliance as an isolated state Class I
804deficiency which requi red immediate corrective action because
812Respondent's noncompliance was likely to cause serious injury,
820harm, impairment, or death to residents receiving care at
829Respondent.
8306. Should Respondent be found to have committed the
839alleged deficient practice, t he period of the " conditional "
848licensure status would extend from October 29, 2004, through
857December 7, 2004, the date of Petitioner's follow - up survey in
869which the cited violations were found to have been corrected.
8797 . On October 26, 2004, through Octob er 29, 2004,
890Petitioner conducted an annual health and life safety survey of
900Respondent. On the morning of October 26, 2004, Thomas Gill,
910Petitioner's surveyor, who was the team leader of the survey
920team, toured the 800 hall of Respondent's facility. Gil l was
931accompanied during his tour of the 800 hall with one of
942Respondent's employees, Kelly Riehn, an LPN.
9488 . The survey procedure involved, inter alia , sampling
957rooms on the hall to determine if the hot water was felt to be
971within accepted temperature r anges. After the hot water in the
982lavatories in Rooms 800 through 803 had been turned on for more
994than 30 seconds, Gill noted that the skin on his hands turned a
1007reddish color after holding his hands under the water for one to
1019two seconds. He believed th e water to be hotter than it should
1032be. Gill proceeded to check the hot water by hand - inspection in
1045the remainder of the rooms on the 800 hall. He found that the
1058other rooms appeared to have hot water within the accepted
1068range, including the bathing area s. The bathrooms in the
1078residents' rooms contain only a toilet and sink.
10869 . Gill then determined that he needed the maintenance
1096director to come to the 800 hall to test the water temperatures
1108with a thermometer. Gill informed Riehn that he needed the
1118m aintenance director. After some delay, Gill reported his
1127findings to the survey team. He then located the life safety
1138surveyor, who conducts an independent survey, and requested that
1147he locate the facility maintenance director and assist him in
1157measur ing t he water temperature in the four rooms and throughout
1169the facility.
117110. After some delay in locating Respondent's employee,
1179Leslie Bower, the life safety surveyor, accompanied the
1187maintenance director, Mark Mulligan, to the maintenance office
1195to revie w the blueprints for the facility and then proceeded to
1207the room where the hot water heater was located to inspect the
1219water heating devices and system. Bower then observed Mulligan
1228test the water with a thermometer in three of the resident
1239rooms. The te mperature of the hot water coming out of the
1251lavatory faucets in the resident s' rooms registered 140 degrees
1261Fahrenheit. To check the water temperatures, the water was
1270allowed to run for 30 to 40 seconds, in order for it to get hot.
1285Bower informed Gill t hat the hot water in the four affected
1297rooms registered 140 degrees Fahrenheit.
130211. Gill reported his findings to the survey team. The
1312survey team determined that because the hot water coming out of
1323the tap was 140 degrees Fahrenheit, there was a likelih ood of
1335ha r m, injury, or death to residents and action need to be taken
1349quickly. The survey team did not suggest that any resident was
1360at risk of receiving extensive burns from immersion in a tub or
1372placement under a shower. The only allegation of likelih ood of
1383harm to residents pertain ed to the sinks in Rooms 800 to 803.
13961 2 . Gill informed Respondent's administrator, Clark Evans,
1405at approximately 2:00 p.m., that the hot water in the four
1416resident s' rooms was 140 degrees Fahrenheit. Evans immediately
1425proc eeded to the four rooms ( Rooms 800 through 803) , where he
1438tested the hot water with his hands in one of the affected
1450rooms. After approximately 30 seconds, the water became
"1458uncomfortable , " and he had to remove his hands. Evans then
1468turned the hot water off under the sink. He instructed Mulligan
1479to turn off the hot water to the other three sinks, which was
1492done.
149313. The evidence clearly reflects that the hot water
1502temperature in the sinks of the four rooms was 140 degrees
1513Fahrenheit on October 24, 2004 , if the water was allowed to run
1525for 30 to 40 seconds .
15311 4 . During the time of Petitioner's survey, Riehn was a
1543floor nurse on the 700 and 800 halls working the 7:00 a.m. to
15563:00 p.m. shift. Riehn presented testimony that she washed her
1566hands after giving medications to residents who resided in R ooms
1577800 through 803 prior to Petitioner's tour of the 800 hall. She
1589typically washes her hands for 45 seconds. Then, she passes
1599medications out to 30 residents each morning over a period of
"1610about an hour and a half."
16161 5 . Riehn testified that she "sometimes" turn on both the
1628hot and cold w ater faucets when washing her hands. She did not
1641recall anything "exceptional" about the water and that it
"1650seemed normal." Riehn also administered medications at 12:00
1658noo n and 2:00 p.m. on her unit, however, she presented no
1670testimony concerning the water temperature at those times.
16781 6 . Respondent had a system in place to check water
1690temperatures on a weekly basis . The maintenance director
1699checked one room on each hall, selected randomly, and checked
1709all bathing areas each week. The reports were written in a log
1721book, though the room number was not written down. Respondent
1731also had a system for reporting maintenance and safety issues
1741and kept a log for those purposes, a s well. Staff received
1753training o n how to report safety issues. There was no record of
1766any complaints of the water being excessively hot. There were
1776also no incidents involving hot water in the facility's incident
1786and accident reporting logs.
17901 7 . When told that the water temperature in the four rooms
1803was 140 degrees Fahrenheit, Evans attempted to determine the
1812cause of the problem. He and the maintenance director pulled
1822blueprints of the building and determined that those rooms were
1832on a separate water heater from the remainder of the hall. This
1844was an unusual system.
18481 8 . As he had experience running a small nursing home ,
1860where he also had maintenance director duties, Evans , along with
1870the maintenance director, also inspected the water heater and
1879trie d to adjust the mixing valve, which mixes hot and cold water
1892to the appropriate temperature. Instead of resulting in an
1901adjustment, the temperatures changed inconsistently,
1906demonstrating that there was a problem with the valve.
19151 9 . The circulating pump s that keep the water flowing
1927through the hot water pipes, which provide hot water to the four
1939affected rooms, were not working. The hot water pipes were on a
1951loop system. Because the circulating pumps were not working,
1960the hot water, once turned off at the sink, would just sit in
1973the pipes instead of circulating back to the hot water heater.
1984When the hot water was turned on at the sinks, it could come out
1998hot or cold depending on how long it had been since the hot
2011water was last turned off.
201620 . A plumb er was called immediately, and the problem was
2028corrected before the end of the survey.
203521 . While there was some hearsay evidence that some staff,
2046upon questioning by the surveyors, indicated the water in the
2056affected rooms was overly hot, this evidence wa s not reliable,
2067as it was not known what questions were asked by the surveyors
2079or in what context, and some of this hearsay was refuted by
2091testimony.
20922 2 . The greater weight of the evidence was that facility
2104management had no reason to be aware of a prob lem with the hot
2118water in those rooms and that as soon as they became aware of
2131the problem , they responded quickly and thoroughly.
21382 3 . Resident No. 27 , who resides in one of the subject
2151rooms, had dementia, resulting in poor safety awareness ; and as
2161a con sequence, was at risk for falls. She was in a wheelchair,
2174but would sometimes attempt to stand. Because of these
2183concerns, she had a wheelchair alarm and a bed alarm which would
2195sound if she attempted to get up. Additionally, she was
2205positioned in her c hair in front of the nurses' station so she
2218could be monitored. She was closely observed, and this is
2228reflected in the nursing notes. Staff was required to help
2238Resident No. 27 ambulate. The resident was sufficiently alert
2247to know when she had to go to the bathroom and would request
2260staff assistance. The routine was that staff would take her to
2271the bathroom, place her on the toilet, get her up, and then turn
2284on the water to help her wash. C NAs check water temperatures
2296before wetting a cloth to give to the resident.
23052 4 . On one occasion, on September 24, 2004, Resident
2316No . 27 was found in the bathroom by herself. Her bed alarm was
2330going off, and Riehn , who found her, recorded the incident in
2341the nursing notes. Though the water was running, there was
2351ap parently no problem with the temperature. This was the only
2362known occasion when the resident tried to use the bathroom
2372without assistance, as she was not allowed to use the bathroom
2383without assistance. Resident No. 27 had no medical problems
2392which would affect feeling in her extremities, and she was
2402capable of feeling pain and reacting to it. She would not leave
2414her hand in water hot enough to cause pain.
24232 5 . Resident No. 29 , who resides in one of the subject
2436rooms, was more cognitively impaired than Re sident No. 27. She
2447required staff assistance for all her activities. She was in a
2458Broda chair, which is a chair positioned to lean back so that a
2471resident will not fall out. While the chair was mobile,
2481Resident No. 29 did n ot have the cognitive capabili ty to
2493negotiate it through doorways to reach the bathroom and had
2503never been known to do so. Resident No. 29 also did not have
2516any condition which would cause her to lose feeling in her
2527extremities or prevent her from withdrawing from pain.
253526. Resident No. 29 was not capable of getting herself
2545into the bathroom. Resident No. 2 9 was under close and careful
2557supervision, not because of fear of burns, but because she had a
2569tendency to try to walk and fall. Even if she managed to get
2582into the bathroom witho ut staff observation, even if she turned
2593on the hot water, even if the mixing valve was malfunctioning at
2605that time, even if the water in the pipes was still excessively
2617hot, and even if the facility had not detected and corrected the
2629problem by then, she would have to defy pain while holding some
2641part of her body under the faucet for several seconds. This
2652occurrence was highly unlikely.
265627. There did not appear to be a sufficiently significant
2666risk of harm to residents for the lead surveyor to notify
2677fac ility staff when he checked the water temperature on the
2688initial tour. Instead, he waited to report it at the team
2699meeting, and the team thought it appropriate to wait for the
2710maintenance director to return from lunch to check the
2719temperatures, even thoug h their protocol requires that the
2728survey staff measure with their own equipment.
27352 8. A second - degree burn from water at 140 degrees
2747Fahrenheit requires immersion for approximately five seconds. A
2755second - degree burn damages, but does not destroy the top two
2767layers of skin and heals in ten to 21 days. As it took
2780approximately 30 to 40 seconds for water in the taps to reach
2792140 degrees Fahrenheit, a scalding burn would require that a
2802person run the water for that period of time, and then hold his
2815hand unde r the water, in spite of pain, for another five
2827seconds.
28282 9 . The problem with the hot water was either of recent
2841origin or very intermittent, as there were no recorded
2850difficulties . T he water had been of appropriate temperature
2860just prior to the survey , and no problems had been discovered in
2872the weekly random room checks.
287730 . Petitioner's position that water coming out of a sink
2888at 140 degrees Fahrenheit constitutes a likelihood of serious
2897injury or death to a resident is at odds with other regulations
2909i t enforces. Petitioner requires that hot foods be maintained
2919at 140 degrees Fahrenheit for serving, so that a bowl of soup
2931must be served to a resident at that temperature. It appears
2942that there would be as much, if not more, chance of a burn from
2956spilli ng a bowl of soup than from using a sink, where a resident
2970would have to turn on the water and let it run and then
2983voluntarily place her hand under the water.
299031 . The evidence is not convincing that Respondent kn e w or
3003should have known that water temperat ures in the lavatories of
3014four rooms were in excess of 115 degrees Fahrenheit on the day
3026of the survey.
30293 2 . The preponderance of evidence does not support the
3040assertion that Residents 27 and 29 were in immediate risk of
3051harm and were likely to be scalded by the hot water.
30623 3 . The evidence does not support the likelihood of harm,
3074injury , or death to those residents from the hot water.
3084CONCLUSIONS OF LAW
30873 4 . The Division of Administrative Hearings has
3096jurisdiction over the parties and subject matter of t his case
3107pursuant to Section 120.569 and Subsection 120.57(1), Florida
3115Statutes (2004).
31173 5 . The burden of proof is on Petitioner. See Beverly
3129Enterprises - Florid a Agency for Health Care Administration , 745
3139So. 2d 1133 (Fla. 1st DCA 1999). The burden of proof for the
3152assignment of licensure status is by a preponderance of the
3162evidence. See Florida Department of Transportation v. J.W.C.
3170Company, Inc. , 396 So. 2d 778 (Fla. 1st DCA 1981); Balino v.
3182Department of Health and Rehabilitative Services , 348 So. 2d 349
3192(Fla. 1st DCA 1977). The burden of proof to impose an
3203administrative fine is by clear and convincing evidence.
3211Department of Banking and Finance v. Osborne Stern & Co ., 670
3223So. 2d 932 (Fla. 1996) .
32293 6 . The Florida Supreme Court has determined that where
3240fines are imposed, the burden of proof must be by clear and
3252convincing evidence, because a fine "deprives the person fined
3261of substantial rights in property." Id. at 935 . The
3271requirement of clear and convincing evidence has also been
3280applied to ac tions which affect reputation and good name. In
3291Latham v. Florida Commission on Ethics , 694 So. 2d 83 (Fla. 1st
3303DCA 1997), the c ourt dismissed arguments that the lack of a fine
3316relieved the Commission of its burden to prove its findings by
3327clear and convi ncing evidence. In looking "to the nature of the
3339proceedings and their consequences to determine the degree of
3348proof required" (citing Osborn Stern ), the c ourt determined that
3359loss of a good name was equally as severe as a monetary fine.
3372Id. at 935.
33753 7 . The imposition of a "c onditional " license adversely
3386affects the reputation of a nursing facility with the public,
3396and , thus, affects its ability to operate. Clearly, the effect
3406of an adverse survey and the "c onditional " rating emanating
3416therefrom is pena l in nature and is intended to warn consumers
3428against doing business with the facility. It would seem that
3438t he nature of these proceedings , and the consequences from them ,
3449require Petitioner to prove its case by clear and convincing
3459evidence . However, th at is not Petitioner's position.
3468Petitioner holds that the rating of a nursing home, as
"3478conditional" is a regulatory measure, not a penal sanction, and
3488the appropriate standard of proof is the preponderance standard.
3497Agency for Health Care Administratio n v. Washington Manor
3506Nursing and Rehabilitation , Case No. 00 - 4035 (DOAH May 7, 2001)
3518(Final Order, September 13, 2001). 1/
352438. The parties agree that Petitioner has the burden of
3534proof. In this case, it is unnecessary to determine the
3544standard of proof because Petitioner failed to prove the
3553material allegations under the preponderance standard.
35593 9 . Subsection 400.23(7), Florida Statutes (2004), states
3568in relevant part:
3571(7) The agency shall, at least every 15
3579months, evaluate all nursing home faciliti es
3586and make a determination as to the degree of
3595compliance by each licensee with the
3601established rules adopted under this part as
3608a basis for assigning a licensure status to
3616that facility. The agency shall base its
3623evaluation on the most recent inspection
3629report, taking into consideration findings
3634from other official reports, surveys,
3639interviews, investigations, and inspections.
3643The agency shall assign a licensure status
3650of standard or conditional to each nursing
3657home.
3658(a) A standard licensure status means
3664that a facility has no class I or class II
3674deficiencies and has corrected all class III
3681deficiencies within the time established by
3687the agency.
3689(b) A conditional licensure status means
3695that a facility, due to the presence of one
3704or more class I or class II deficiencies, or
3713class III deficiencies not corrected within
3719the time established by the agency, is not
3727in substantial compliance at the time of the
3735survey with criteria established under this
3741part or with rules adopted by the agency.
3749If the facility has no class I, class II, or
3759class III deficiencies at the time of the
3767followup survey, a standard licensure status
3773may be assigned. . . .
377940 . Section 400.23, Florida Statutes (2004), provides for
3788classification of deficiencies as follows:
3793(8) The agency shall adopt rules to
3800provide that, when the criteria established
3806under subsection (2) are not met, such
3813deficiencies shall be classified according
3818to the nature and the scope of the
3826deficiency. . . . The agency shall indicate
3834the classificati on on the face of the notice
3843of deficiencies as follows:
3847(a) A class I deficiency is a deficiency
3855that the agency determines presents a
3861situation in which immediate corrective
3866action is necessary because the facility's
3872noncompliance has caused, or is likely to
3879cause, serious injury, harm, impairment, or
3885death to a resident receiving care in a
3893facility. . . .
38974 1 . Subsection 400.19(3), Florida Statutes (2004),
3905provides in pertinent part:
3909The survey shall be conducted every 6
3916months for the next 2 - ye ar period if the
3927facility has been cited for a class I
3935deficiency, has been cited for two or more
3943class II deficiencies arising from separate
3949surveys or investigations within a 60 - day
3957period, or has had three or more
3964substantiated complaints within a 6 - mon th
3972period, each resulting in at least one
3979class I or class II deficiency. In addition
3987to any other fees or fines in this part, the
3997agency shall assess a fine for each facility
4005that is subject to the 6 - month survey cycle.
4015The fine for the 2 - year period sh all be
4026$6,000, one - half to be paid at the
4036completion of each survey. . . .
40434 2 . Florida Administrative Code Rule 59A - 4.133, under
4054which Petitioner has charged Respondent, is entitled "Plans
4062Submission and Review and Construction Standards." It sets
4070forth standards for construction. Subsection (16) sets out
4078standards for all facilities, as opposed to new facilities or
4088those being renovated. It states , as follows, in part:
4097(16) All facilities shall comply with the
4104following standards:
4106(a) All opera ble windows shall be
4113equipped with well fitted insect screens not
4120less than 16 mesh per inch.
4126(b) Throw rugs or scatter rugs shall not
4134be used in the facility. Floor mats are
4142allowed in the facility.
4146(c) Interior corridor doors, except for
4152those sm all closets and janitors closets,
4159shall not swing into corridors.
4164(d) The temperature of hot water supplied
4171to resident use lavatories, showers, and
4177baths shall be between 105 degrees
4183Fahrenheit and 115 degrees Fahrenheit. . . .
41914 3 . There is no disp ute that Respondent's hot water
4203delivery system was designed and constructed to deliver water at
4213the appropriate temperature to resident use areas. The problem
4222was th a t a mechanical device failed.
42304 4 . Nursing home regulations do not impose strict
4240liabili ty on nursing homes and cannot be construed as making
4251nursing homes guarantors of occupant safety under all
4259circumstances. Those regulations must be construed as only
4267imposing a duty on nursing homes to make reasonable efforts or
4278use reasonable care to pr event an undesired event. See
4288p aragraph 59 of the Recommended Order in Washington Manor ,
4298supra ; see also § 400.23(1) and (2), Fla. Stat. (2004).
43084 5 . Petitioner did not establish at hearing that staff at
4320Respondent knew of and failed to address the faulty mixing valve
4331or that it could have been identified and corrected sooner. To
4342the contrary, Petitioner demonstrated that it had a system in
4352place to monitor hot water which was consistently implemented,
4361as well as a system for reporting problems and that s taff was
4374trained in that system. Thus, Petitioner's charge could only be
4384sustained if Respondent is held to the acknowledged impossible
4393standard of preventing hardware from breaking. See Washington
4401Manor , supra .
44044 6 . Furthermore, even if there were a str ict liability
4416standard, Petitioner did not demonstrate that either Resident
4424No. 27 or Resident No. 29 was likely to suffer serious injury,
4436harm, impairment, or death from 140 degree Fahrenheit water in
4446the sink in the bathroom. 2/ In fact, that outcome app eared to be
4460decidedly unlikely under the facts demonstrated at hearing. At
4469most, even with a strict liability standard, the circumstances
4478proven by Petitioner presented only a remote "potential" for
4487harm to residents. A deficiency , which only presents a
4496potential for harm to residents , is a Class III deficiency. See
4507§ 400.23(8)(c), Fla. Stat. (2004). A Class II deficiency cannot
4517be the basis for a fine or a "conditional" license , unless it is
4530not timely corrected by the nursing home. It was undisputed
4540that Respondent immediately corrected the deficiency asserted by
4548Petitioner. Thus, even assuming that Petitioner proved its
4556alleged deficiency, it failed to prove that the deficiency was
4566severe enough to support any penalties.
45724 7 . Regardless of whether P etitioner's burden of proof was
4584the preponderance of the evidence or clear and convincing,
4593Petitioner failed to prove that a Class I or II deficiency
4604existed at Respondent's facility. It was, thus, inappropriate
4612for Petitioner to issue Respondent a "c ondi tional " rating or to
4624impose an administrative fine.
4628RECOMMENDATION
4629Based on the foregoing Findings of Facts and Conclusions of
4639Law, it is
4642RECOMMENDED that Petitioner , Agency for Healthcare
4648Administration, enter a final order revising the October 24,
465720 04, survey report by deleting the deficiencies described under
4667Tag F324, issuing a " s tandard" rating to Respondent to replace
4678the previously - issued " c onditional" rating, directing that all
4688other records maintained by Petitioner that reflect the
4696deficiency be revised by deleting it , and dismissing the
4705Administrative Complaint.
4707DONE AND ENT ERED this 29th day of June , 2005 , in
4718Tallahassee, Leon County, Florida.
4722S
4723DANIEL M. KILBRIDE
4726Administrative Law Judge
4729Division of Adminis trative Hearings
4734The DeSoto Building
47371230 Apalachee Parkway
4740Tallahassee, Florida 32399 - 3060
4745(850) 488 - 9675 SUNCOM 278 - 9675
4753Fax Filing (850) 921 - 6847
4759www.doah.state.fl.us
4760Filed with the Clerk of the
4766Division of Administrative Hearings
4770this 29th day of J une , 2005 .
4778ENDNOTES
47791/ See also "Agency Discipline Proceedings: The Preponderance
4787of Clear and Convincing Evidence," Fla. Bar Jur. January 1998.
4797See also an Administrative Law Judge's holding that this
4806argument was "persuasive" contained in p aragraph 37 of the
4816Recommended Order in Agency of Healthcare Administration v.
4824Heritage Healthcare Rehabilitation Center , Case No. 98 - 3091
4833(DOAH April 6, 1999), adopted in toto by Final Order dated
4844May 2 0, 1999, and p aragraphs 2 3 to 41 of the Recommended Order
4859in Washington Manor , supra .
48642/ There was never any suggestion that anyone was actually
4874harmed by hot water.
4878COPIES FURNISHED :
4881Donna Holshouser Stinson, Esquire
4885R. Davis Thomas, Qualified Representative
4890Broad and Cassel
4893Post Office Drawer 11300
4897Tallahass ee, Florida 32302 - 1300
4903Kim M. Murray, Esquire
4907Agency for Health Care Administration
4912525 Mirror Lake Drive, 330D
4917St. Petersburg, Florida 33701
4921Richard Shoop, Agency Clerk
4925Agency for Health Care Administration
49302727 Mahan Drive, Mail Station 3
4936Tallahassee , Florida 32308
4939William Roberts, Acting General Counsel
4944Agency for Health Care Administration
49492727 Mahan Drive
4952Fort Knox Building, Suite 3431
4957Tallahassee, Florida 32308
4960NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
4966All parties have the right to submit written exceptions within
497615 days from the date of this Recommended Order. Any exceptions
4987to this Recommended Order should be filed with the agency that
4998will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 06/29/2005
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 06/07/2005
- Proceedings: Order (parties are directed to file their proposed recommended orders on or before June 13, 2005).
- PDF:
- Date: 06/06/2005
- Proceedings: Agreed to Motion for Extension of Time to File Proposed Recommended Orders filed.
- Date: 05/24/2005
- Proceedings: Transcript (Condensed) filed.
- Date: 05/24/2005
- Proceedings: Transcript filed.
- Date: 04/27/2005
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 04/19/2005
- Proceedings: Notice of Filing Petitioner`s First Request for Admissions to Respondent filed.
- PDF:
- Date: 03/28/2005
- Proceedings: Order (R. Davis Thomas is authorized to appear as qualified representative of Respondent).
- PDF:
- Date: 03/28/2005
- Proceedings: Motion to Allow R. Davis Thomas, Jr. to Appear as Wedgewood`s Qualified Representative filed.
- PDF:
- Date: 03/11/2005
- Proceedings: Respondent`s Notice of Service of Answers to Petitioner`s First Set of Interrogatories filed.
- PDF:
- Date: 03/08/2005
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 27, 2005; 9:00 a.m.; Lakeland, FL).
- PDF:
- Date: 02/21/2005
- Proceedings: Petitioner`s Amended First Request for Production of Documents to Respondent filed.
- PDF:
- Date: 02/09/2005
- Proceedings: Notice of Service of Petitioner`s First Set of Request for Admissions, Interrogatories, and Request for Production of Documents to Respondent filed.
- PDF:
- Date: 01/27/2005
- Proceedings: Order (Petitioner is granted leave to amend its Administrative Complaint Fla. Admin. Code R. 28-106.202).
- PDF:
- Date: 01/26/2005
- Proceedings: Motion to Amend and Serve Administrative Complaint (filed by Petitioner).
Case Information
- Judge:
- DANIEL M. KILBRIDE
- Date Filed:
- 01/13/2005
- Date Assignment:
- 01/19/2005
- Last Docket Entry:
- 08/23/2005
- Location:
- Lakeland, Florida
- District:
- Middle
- Agency:
- ADOPTED IN PART OR MODIFIED
Counsels
-
Kimberly M Murray, Esquire
Address of Record -
Donna Holshouser Stinson, Esquire
Address of Record