06-002487N
Laura Stever, As Personal Representative Of The Estate Of Harper Dean Stever, A Deceased Minor, And Laura Stever And Joseph Dean Stever, Jr., Individually And As The Natural Parents Of Harper Dean Stever, A Deceased Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Monday, April 27, 2009.
DOAH Final Order on Monday, April 27, 2009.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8LAURA STEVER, AS PERSONAL )
13REPRESENTATIVE OF THE ESTATE OF )
19HARPER DEAN STEVER, A DECEASED )
25MINOR, AND LAURA STEVER AND )
31JOSEPH DEAN STEVER, JR., )
36INDIVIDUALLY AND AS THE NATURAL )
42PARENTS OF HARPER DEAN STEVER, )
48A DECEASED MINOR, )
52)
53Petitioners, )
55)
56vs. ) Case No. 06-2487N
61)
62FLORIDA BIRTH-RELATED NEUROLOGICAL INJURY )
67COMPENSATION ASSOCIATION, )
70)
71)
72Respondent, )
74)
75and )
77)
78ORLANDO REGIONAL HEALTHCARE )
82SYSTEM, INC., d/b/a ORLANDO )
87REGIONAL SOUTH SEMINOLE )
91HOSPITAL, )
93)
94Intervenor. )
96)
97FINAL ORDER
99Pursuant to notice, the Division of Administrative
106Hearings, by Administrative Law Judge William J. Kendrick, held
115a hearing in the above-styled case on February 26, 2007, by
126video teleconference, with sites in Tallahassee and Orlando,
134Florida.
135For Petitioners: William E. Ruffier, Esquire
141Dellecker Wilson King McKenn
145& Ruffier, LLP
148719 Vassar Street
151Orlando, Florida 32804-4920
154For Respondent: Robert J. Grace, Jr., Esquire
161Stiles, Taylor & Grace, P.A.
166Post Office Box 460
170Tampa, Florida 33606
173For Intervenor: Bradley P. Blystone, Esquire
179Marshall, Dennehey, Wagner, Coleman
183& Goggin
185315 East Robinson Street, Suite 550
191Orlando, Florida 32801
194STATEMENT OF THE ISSUE
198At issue is whether Harper Dean Stever, a deceased minor,
208qualifies for coverage under the Florida Birth-Related
215Neurological Injury Compensation Plan (Plan).
220PRELIMINARY STATEMENT
222On July 6, 2006, Laura Stever, as Personal Representative
231of the Estate of Harper Dean Stever (Harper), a deceased minor,
242filed a petition (claim) with the Division of Administrative
251Hearings (DOAH) for compensation under the Plan. Subsequently,
259Laura Stever and Joseph Dean Stever, Jr., individually and as
269the natural parents of Harper, were joined as Petitioners.
278(Order, dated February 26, 2007.)
283DOAH served the Florida Birth-Related Neurological Injury
290Compensation Association (NICA) with a copy of the claim on
300July 17, 2006, and on August 30, 2006, NICA responded to the
312petition and gave notice that it was of the view that Harper did
325not suffer a "birth-related neurological injury," as defined by
334Section 766.302(2), Florida Statutes, and requested that a
342hearing be scheduled to resolve the issue. In the interim,
352Orlando Regional Healthcare System, Inc., d/b/a Orlando Regional
360South Seminole Hospital (South Seminole Hospital), was accorded
368leave to intervene.
371At hearing, Respondent's Exhibits 1 and 2, 1 and Intervenor's
381Exhibits 1-5 2 were received into evidence. Post-hearing, the
390deposition of Charles Brill, M.D., was filed and, with the
400parties' agreement, received into evidence as Intervenor's
407Exhibit 6. No witnesses were called, and no further exhibits
417were offered.
419The transcript of the hearing was filed March 21, 2007, and
430the parties were accorded 10 days from that date to file
441proposed orders. Respondent and Intervenor elected to file such
450proposals and they have been duly-considered.
456FINDINGS OF FACT
459Stipulated facts
4611. Laura Stever and Joseph Dean Stever, Jr., are the
471natural parents of Harper Dean Stever, a deceased minor, and
481Mrs. Stever is the Personal Representative of her deceased son's
491estate.
4922. Harper was born a live infant on October 16, 2004, at
504South Seminole Hospital, a licensed hospital located in
512Longwood, Florida, and died October 22, 2004. Harper's birth
521weight exceeded 2,500 grams.
5263. The physician providing obstetrical services at
533Harper's birth was Christopher Quinsey, M.D., who, at all times
543material hereto, was a "participating physician" in the Florida
552Birth-Related Neurological Injury Compensation Plan, as defined
559by Section 766.302(7), Florida Statutes.
5644. The hospital and the participating physician complied
572with the notice provisions of the Plan. § 766.316, Fla. Stat.
583Harper's birth and newborn course
5885. At or about 8:42 a.m., October 16, 2004, Mrs. Stever,
599with an estimated delivery date of October 10, 2004, and the
610fetus at 40 6/7 weeks' gestation, presented to South Seminole
620Hospital with complaints of contractions and blood-tinged fluid
628discharge since 6:00 a.m. At the time, moderate, regular
637contractions (at a frequency of 1 1/2 to 2 minutes) were noted;
649the membranes were intact; vaginal examination revealed the
657cervix at 2 centimeters dilation, 90 percent effacement, and the
667fetus at -1 station; and fetal monitoring was reassuring for
677fetal well-being, with a fetal heart rate in the 150s, with
688positive long-term variability, accelerations, and no
694decelerations.
6956. Following admission, Mrs. Stever was given morphine
703with Vistaril for pain (at 9:15 a.m.), and monitoring continued
713to reveal a reassuring fetal heart rate in the 150s and regular
725uterine contractions. However, at approximately 9:20 a.m.,
732fetal monitoring began to evidence fetal tachycardia (with a
741fetal heart rate above 160 beats per minute), with some decrease
752in variability, and at 10:20 a.m., Mrs. Stever recorded a
762temperature of 100.2, with a fetal heart rate in the 170s.
7737. Mrs. Stever was given an IV for hydration (at
78310:30 a.m.), Tylenol for her fever (at 10:40 a.m.), and
793Ampicillin for presumed early chroioamnionitis (at 10:42 a.m.).
801Nevertheless, fetal tachycardia continued, and at 11:30 a.m.,
809the fetal heart rate was noted as 180 with decreasing long-term
820variability. Therefore, since the tachycardia had not responded
828to the hydration, antibiotics, and Tylenol, and notwithstanding
836Mrs. Stever's labor had progressed ("to 4 cm dilated, 90%
847effaced, with a bulging bag"), the decision was made (at
85812:05 p.m.) to proceed with a cesarean section because of
"868extended fetal tachycardia with non-reassuring fetal
874surveillance."
8758. Mrs. Stever was prepared for surgery, and at
88412:22 p.m., the external fetal monitor was removed and
893Mrs. Stever was moved to the operating room, where she was
904received at 12:27 p.m. Of note, when removed, the fetal monitor
915revealed a fetal heart tone of 175 to 180 beats per minute,
927minimal variability, no accelerations, and no decelerations. Of
935further note, the Intraoperative Nurses Notes reveal a fetal
944heart tone of 182 beats per minute at 12:36 p.m. (Intervenor's
955Exhibit 1, page 109.)
9599. At 12:43 p.m., the incision was made (surgery started),
969and at 12:48 p.m., Harper was delivered. According to the
979medical records, a copious amount of thick meconium stained
988fluid was extruded through the incision at the time of entry
999into the uterine cavity, and Harper's head was delivered without
1009difficulty and his nose and mouth were DeLee suctioned by
1019Dr. Quinsey on the abdomen. Then, the nuchal cord was reduced
1030and the rest of Harper was delivered atraumatically, the cord
1040was doubly clamped and cut (so the cord blood could be drawn,
1052and the child's blood chemistry at the time of birth
1062ascertained), and Harper was passed off to the awaiting
1071resuscitation team.
107310. Harper was immediately placed in a preheated radiant
1082warmer, dried briefly, and suctioned. Heart rate was initially
1091noted at 100 and Harper was given free flow oxygen. However, he
1103still did not breathe spontaneously, and his heart rate rapidly
1113slowed to 60, requiring Ambu bag and mask, and chest
1123compressions. At 12:50 p.m., with a heart rate still at 60 and
1135Harper's color noted as cyanotic, a "Code Blue 45" was called.
114611. At 12:51 p.m., Harper was intubated (with an
1155endotracheal tube), and his heart rate returned to 160 with
116540 seconds of chest compressions and ventilation. At
117312:55 p.m., heart rate remained at 160, color was noted as pink,
1185and ventilation continued with Ambu and endotracheal tube (ET).
1194By 1:05 p.m., the code ended, and Harper (with a heart rate
1206above 140) was moved to the special care nursery by the code
1218team, with continued ventilation by Ambu and ET. Notably,
1227although successfully resuscitated (revived) in the operating
1234room, the respiratory failure Harper suffered since birth
1242persisted, and he would require continuous respiratory support
1250to survive.
125212. Harper's Apgar scores were noted as 1, 5, and 7, at
1264one, five, and ten minutes respectively. (Intervenor's Exhibit
12721, page 91.) Cord blood was drawn at 1:00 p.m., and revealed an
1285umbilical artery pH of 7.112, PC0 2 of 75.3, PO 2 of 4.5, 0 2 -SAT of
13021.3%, and BE of -8.0. (Intervenor's Exhibit 1, page 9;
1312Intervenor's Exhibit 2, page 677.)
131713. The Apgar scores assigned to Harper are a numerical
1327expression of the condition of a newborn infant, and reflect the
1338sum points gained on assessment of heart rate, respiratory
1347effort, reflex irritability, muscle tone, and color, with each
1356category being assigned a score ranging from the lowest score of
13670 through a maximum score of 2. See Dorland's Illustrated
1377Medical Dictionary, 28th Edition, 1994; Intervenor's Exhibit 1,
1385page 91. Such scores help the physician decide what
1394resuscitative efforts may be required for the baby.
1402(Respondent's Exhibit 1, page 41.)
140714. As noted, Harper's one minute Apgar score was 1, with
1418heart rate being graded at 1 (under 100 beats per minute), and
1430respiratory effort (none), reflex irritability (absent), muscle
1437tone (flaccid), and color (central cyanosis) being graded at 0.
1447At five minutes, Harper's Apgar score totaled 5, with heart rate
1458being graded at 2 (above 100 beats per minute), reflex
1468irritability (medium), muscle tone (lazy) and color (peripheral
1476cyanosis) being graded at 1 each, and respiratory effort being
1486graded at 0. At ten minutes, Harper's Apgar score totaled 7,
1497with heart rate, reflex irritability (good), and color (pink)
1506being graded at 2 each, muscle tone being graded at 1, and
1518respiratory effort being graded at 0. (Intervenor's Exhibit 1,
1527page 91.)
152915. Following admission to the special care nursery (at
15381:05 p.m.) Harper was assessed and placed on a ventilator (full
1549ventilatory support with endotracheal intubation). Newborn
1555assessment noted a heart rate of 140, pale pink color, hypotonic
1566tone, depressed activity, and no cry. Blood sugar at 1:20 p.m.,
1577was noted as 51 (hypoglycemic). (Intervenor's Exhibit 2, pages
1586601 and 675.)
158916. Given Harper's acute respiratory failure, an order was
1598entered to transfer Harper to the neonatal intensive care unit
1608(NICU) at Arnold Palmer Hospital for Children and Women, and at
16191:50 p.m., the Arnold Palmer Hospital neonatal transport team
1628arrived at South Seminole Hospital to assume responsibility for
1637Harper's care. In the interim, the progress notes reveal Harper
1647to have been fairly stable on the ventilator, with oxygen (0 2 )
1660saturations above 95 percent, color pale pink and responding to
1670tactile stimulation. (Intervenor's Exhibit 2, pages 675.)
167717. When the transport team assumed Harper's care at
16861:50 p.m., he appeared relatively stable, with a mean blood
1696pressure of 49, and an 0 2 saturation level of 92 percent.
1708(Intervenor Exhibit 2, page 285.) However, by 2:30 p.m., he
1718appeared dusky with poor profusion, and his 0 2 saturation level
1729was 85 percent. In response, Harper was given a volume expander
1740(normal saline) and Ambu'd with 100 percent oxygen. However,
1749while his 0 2 saturation level briefly improved to 99 percent, it
1761remained unstable and over time, despite efforts to stabilize
1770Harper (with Ambu ventilation, sodium bicarbonate for metabolic
1778acidosis, volume expanders, Dobutamine, Fentanyl, Ampicillin,
1784and Gentamicin) it dropped to the 70s (by 3:45 p.m.) and 60s (by
17974:40 p.m.), and his mean blood pressure dropped into the 30s.
1808Chest X-ray at 2:37 p.m., was reported as follows:
1817FINDINGS: . . . Lungs are distinctly
1824abnormal showing severe opacification
1828bilaterally in a very diffuse pattern. On
1835the first day of life I would not expect the
1845child to present hyaline membrane disease.
1851I do not see blunting of the costophrenic
1859angles to suggest pleural fluid associated
1865with Beta strep pneumonia. Pneumonia is not
1872ruled out but I am more suspicious of edema
1881from heart disease or meconium aspiration
1887that is quite severe . . . .
1895IMPRESSION:
18961. Severe lung opacity bilaterally raising
1902question of edema from meconium
1907aspiration . . . .
191218. The transport team left South Seminole Hospital at
19214:50 p.m. (with 0 2 saturations at 65 percent and mean blood
1933pressure at 40) and arrived at Arnold Palmer Hospital at
19435:30 p.m. (with 0 2 saturations at 57 percent and a mean blood
1956pressure of 37). During transport, Harper was Ambu'd with Fi 0 2
1968100 percent.
197019. On admission to the neonatal intensive care unit at
1980Arnold Palmer Hospital, Harper was noted to be cyanotic (pale
1990gray), with saturations in the 50s despite positive pressure
1999ventilation, poor perfusion, and adventitial breath sounds
2006(rales and rhonchi) over all fields. Diagnoses on admission
2015included hypotension, meconium aspiration syndrome, persistent
2021pulmonary hypertension newborn, pneumonia-congenital,
2025respiratory distress-newborn, and sepsis-newborn.
202920. Harper was started on high frequency oscillator
2037ventilation (HFOV) and Dopamine was added to his interventions
2046to support his blood pressure (BP). However, Harper's condition
2055did not improve, and at 7:44 p.m., he was placed on veno-venous
2067extracorporeal membrane oxygenation (V-V ECMO). 3 Chest X-ray at
20766:14 p.m. (pre-ECMO) revealed "[h]yperinflation, diffuse
2082infiltrates and right pleural effusion," and chest X-ray at
209110:27 p.m., revealed "[w]orsening diffuse pulmonary infiltrates,
2098now severe." (Intervenor's Exhibit 2, pages 301 and 297.)
2107Ultrasound Echoencephalogram pre-ECMO was read as normal, with
2115the following findings:
2118The ventricles are of normal size and
2125symmetrical bilaterally. No intracerebral
2129hemorrhages or other intracranial
2133abnormalities are apparent.
213621. Harper continued to require increasing pressor support
2144with little effect ( i.e. , a "mean BP of 40 and arterial
2156saturations of 75% on maximal ventilatory support").
2164Accordingly, given Harper's continued deterioration, he was
2171changed from V-V ECMO to veno-arterial (V-A) ECMO on October 17,
21822004, at 2:15 p.m. Oxygen saturations were noted to rise to
219385 percent and blood pressure rose to a mean of 70. Ultrasound
2205Echoencephalogram on October 17, 2004, was normal.
221222. On October 18, 2004, Harper remained on V-A ECMO, with
2223saturations in the 90s, and on Dopamine and Dobutamine, with a
2234mean BP of 58. At 7:30 a.m., twitching was noted, consistent
2245with seizure activity, and again at 2:30 p.m., and 10:15 p.m.
2256(Intervenor's Exhibit 2, page 630.) Phenobarbital was
2263prescribed. Ultrasound Echoencephalogram revealed "[s]mall
2268bilateral Grade I germinal matrix hemorrhages."
227423. On October 19, 2004, Harper remained on V-A ECMO, with
2285saturations in the mid 90s, and on Dopamine and Dobutamine, with
2296a mean BP of 44-49. Seizure episodes continued, as did
2306treatment with Phenobartital. Ultrasound Echoencephalogram
2311revealed "[s]table bilateral Grade I intracranial hemorrhages,"
2318and no new hemorrhages.
232224. On October 20, 2004, Harper remained on V-A ECMO, with
2333saturations in the mid 90s, and on Dopamine and Dobutamine, with
2344a mean BP of 40-50s. Seizure activity continued, and Harper was
2355treated with Phenobarbital and Fosphenytoin. Ultrasound
2361Echoencephalogram revealed a "[s]uspected bilateral Grade II
2368intracranial hemorrhage."
237025. On October 21, 2004, Harper remained on V-A ECMO, with
2381saturations in the mid 90s, and on Dopamine and Dobutamine, with
2392a mean BP of 50-60s. Some increase in acidosis over the last 24
2405hours was noted. Seizure activity continued, as did treatment
2414with Phenobarbital and Fosphenytoin. Ultrasound
2419Echoencephalogram revealed "[s]uspect bilateral choroid plexus
2425hemorrhages."
242626. On October 22, 2004, neurologic evaluation noted that
2435Harper continued with frequent seizure episodes, and near
2443continuous clonic, jerking activity of the lower extremities.
2451Harper was noted to be acidotic, with generalized edema,
2460jaundice, no spontaneous movement, boggy scalp, and decreased
2468movement. Ultrasound Echoencephalogram revealed "a new 1.5 x
24762.1 cm hemorrhagic cyst within the right parietal cerebral
2485parenchyma . . . equivalent to a Grade IV germinal matrix
2496hemorrhage."
249727. Given Harper's heparinization 4 and contraindications of
2505ECMO with severe intracranial hemorrhage, Harper was removed
2513from ECMO and died soon thereafter, at 12:40 p.m., October 22,
25242004. At the time, active diagnoses included hypotension,
2532intraventricular hemorrhage, meconium aspiration syndrome,
2537persistent pulmonary hypertension newborn, pneumonia-congenital,
2542and sepsis-newborn.
254428. An autopsy was performed October 22, 2004. The report
2554included the following anatomic findings:
2559II. RESPIRATORY SYSTEM:
2562A. Hyaline membrane disease.
2566B. Acute bronchopneumonia with large
2571areas of necrosis.
2574C. Fungal lung abscess with secondary
2580cyst formation.
2582III. CENTRAL NERVOUS SYSTEM:
2586A. Intraventricular hemorrhage.
2589B. Arachnoidal congestion and
2593hemorrhage.
2594C. Cerebellar fungal infarct.
2598D. Periventricular leukomalacia.
2601IV. PLACENTA (S-04-31353) Large for
2606gestational age placenta, three vessel
2611cord, no acute chorioamnionitis is
2616seen.[ 5 ]
2619The likely cause and timing of
2625Harper's brain injury
262829. To address the cause and timing of Harper's brain
2638injury, the parties offered the medical records related to
2647Mrs. Stever's antepartal course, as well as those associated
2656with Harper's birth and subsequent development. Additionally,
2663the parties offered the deposition testimony of William D.
2672Rhine, M.D., a physician board-certified in pediatrics, and
2680neonatal-perinatal medicine; Charles B. Brill, M.D., a physician
2688board-certified in pediatrics, and neurology with special
2695competence in child neurology; and Donald C. Willis, M.D., a
2705physician board-certified in obstetrics and gynecology, and
2712maternal-fetal medicine. 6
271530. The medical records and the testimony of the parties'
2725experts have been thoroughly reviewed. Having done so, it must
2735be resolved that among the physicians who addressed the cause
2745and timing of Harper's brain injury, Dr. Rhine was the more
2756qualified to address the issues, and his testimony most candid
2766and compelling. 7
276931. Dr. Rhine expressed his opinions on the likely cause
2779and timing of Harper's brain injury, as follows:
2787[Examination by Mr. Grace]
2791A. [Harper suffered] [p]rocesses
2795during birth, including meconium aspiration
2800during labor and delivery, that led to
2807respiratory failure and ultimately to his
2813death. Along with that, that respiratory
2819failure that was obviously caused by . . .
2828meconium in his lungs [, were] bouts of low
2837oxygen and low blood pressure in the first
2845couple hours of life that led to ongoing
2853resuscitative efforts and escalation of care
2859until he finally got onto ECMO bypass.
2866I think before he got onto ECMO bypass,
2874that more likely than not, he had suffered
2882substantial injury from his low oxygen and
2889low blood pressure. Ultimately, that
2894substantial injury was impacted by him being
2901on ECMO and was a significant or proximate
2909cause of his having bleeding into his brain,
2917which led to the decision for the cessation
2925of ECMO and his death thereafter.
2931Q. . . . Let's back up for a minute,
2941Doctor. Did an hypoxic event occur?
2947A. Did a hypoxic event occur?
2953Q. Yes, sir.
2956A. Yes. Actually, I mean several
2962events occurred.
2964Q. Were you talking about several
2970hypoxic events?
2972A. Yes.
2974Q. Will you take me through them and
2982point out each hypoxic event as you have
2990found in the records.
2994A. I think even before birth, there
3001was enough hypoxic event to lead to this
3009child having pulmonary hypertension and
3014passage of meconium. Okay?
3018Q. Uh-huh.
3020A. And then there was a transient
3027hypoxic event right at birth . . . .
3036And then in the hours after he was
3044born, as his care was escalated and they
3052still tried to stabilize his respiratory or
3059pulmonary status, he had basically prolonged
3065episodes of low oxygen and low blood
3072pressure until he finally got onto ECMO in
3080the evening of the 16th of October.
3087* * *
3090Q. Now, with regard to this first
3097hypoxic event that you have identified
3103sometime before birth, as you termed it, did
3111it actually lead to injury to the child?
3119A. Yes.
3121Q. And what was the injury?
3127A. Well, it led to meconium -- the
3135passage of meconium, which led to meconium
3142aspiration and the evolution of pulmonary
3148hypertension.
3149* * *
3152Q. Okay. Was there a brain injury
3159when the child was born?
3164A. I don't know.
3168Q. You have no opinion with regard to
3176that?
3177A. Not to a reasonable medical
3183probability, no.
3185Q. Do you have an opinion, Doctor, if
3193the child did in fact suffer a brain injury
3202during labor and delivery?
3206A. Again, I don't know.
3211Q. Do you have an opinion whether the
3219child suffered a brain injury at any time
3227prior to being placed on ECMO?
3233A. Yes, I do have an opinion.
3240Q. What is that opinion?
3245A. That he did suffer a brain
3252injury in the hours after delivery and
3259before he got put on ECMO.
3265Q. And at what point did the child
3273suffer the brain injury? Are you able to
3281pinpoint that for us?
3285A. Not with precision in terms of
3292time. I can describe the physiologic events
3299that I think were associated with the brain
3307injury, and that itself describes the
3313timeframe.
3314Q. Okay.
3316A. So there is -- first of all, I
3325think that there is a compromise of blood
3333and oxygen flow in the minutes after birth,
3341and there is limited improvement
3346physiologically thereafter, and then within
3351two and a half hours, he starts having the
3360onset of low levels of oxygen and low levels
3369of blood pressure that more likely than not
3377are going to lead to brain -- that did lead
3387to brain injury.
3390Q. And this is two and a half hours
3399after birth, Doctor?
3402A. Yes.
3404Q. Is that the first event you could
3412look at that your opinion would lead to
3420brain injury?
3422A. No. I talked to someone about the
3430compromise right around birth. That -- you
3437know, the fact that he needed to be
3445resuscitated, gets cardiac compressions,
3449gets intubated, et cetera, that's going to
3456be an initial insult. I can't say whether
3464or not that alone, in and of itself, would
3473have caused substantial injury, but it
3479contributed to the injury that I did think
3487became substantial later on that afternoon
3493once his saturations and blood pressures
3499fell again.
3501Q. Okay. And how did it contribute?
3508A. Well, basically, the way that the
3515brain responds to low blood and oxygen
3522levels is that you can have a compromise of
3531oxygen to the tissues, and then if it's
3539repeated and recurrent, you are that much
3546more susceptible to oxygen and blood
3552deprivation within the next couple of hours
3559or so.
3561* * *
3564Q. Do you place any significance on
3571the cord gas ph in terms of ruling in or out
3582neurological injury?
3584A. Yes.
3586Q. Okay. And in terms of this child,
3594what was the cord gas ph?
3600A. . . . [I]t is 7.11. So the one
3610that's collected at 13:07, that one?[ 8 ]
3619Q. Yes, sir.
3622A. Okay. . . . assuming it's
3629umbilical artery, the oxygen level is quite
3636low, but it is not profoundly acidotic, and
3644the acidosis is both a mixed, metabolic and
3652respiratory.
3653* * *
3656Q. What about the base excess level,
3663Doctor?
3664A. . . . The base axis is minus eight.
3674Q. So my question is going to be do
3683you place any significance on the base
3690excess level being minus eight?
3695A. Yes.
3697Q. And what significance do you attach
3704to that?
3706A. [F]irst of all, I should say this
3714is very minimal metabolic acidosis. . . .
3722[I]f this is an umbilical arterial gas,
3729there is probably not enough acidosis to be
3737associated with brain injury at that time.
3744Q. And that is at the time the cord
3753gas level is taken, correct?
3758A. Well, it's actually at the time of
3766birth. It took about 19 minutes for them to
3775get over to the cord and to draw it or
3785something. But the cord gas reflects what's
3792happened at birth.
3795* * *
3798Q. At any time in your review of this
3807case -- or did you review the fetal monitor
3816strips?
3817A. Yes.
3819Q. And would you agree that the only
3827abnormality was fetal tachycardia and
3832decreased variability?
3834A. Yes.
3836Q. Can a maternal infection alone
3842cause fetal tachycardia?
3845A. Yes.
3847Q. And do you have an opinion whether
3855maternal infection here caused the fetal
3861tachycardia?
3862A. I think it contributed to it.
3869Q. So you do think there is a maternal
3878infection?
3879A. Well, again, mom had a fever, and I
3888think that that temperature is associated
3894with the fetal -- had at least some
3902contribution to the fetal tachycardia.
3907Q. Okay. Is it still your opinion,
3914though, you don't know one way or the other
3923whether there was a maternal infection?
3929A. Correct.
3931* * *
3934Q. Doctor, a minute ago, you talked
3941about . . . an ischemic event versus an
3950hypoxic event. You talked about narrowing
3956down the definitions, or did I have that
3964wrong?
3965A. No. No. I did mention that.
3972Q. Okay. Tell me what you were
3979referring to with regard to this specific
3986case when you brought that up.
3992A. I just wanted to point out that
4000there are basically two ways of getting
4007brain injury from oxygen deprivation, and
4013that is your oxygen level can be low in your
4023blood [hypoxia]; or you can have not enough
4031blood circulating [ischemia] . . . .
4038Q. And in terms of not having enough
4046blood circulation, do you have an opinion as
4054to whether that was applicable to Harper
4061Stever, the baby in this case?
4067A. Yes.
4069Q. What's that opinion?
4073A. I think that there were two
4080episodes, one when he was first born and had
4089a low heart rate, that is, that there was an
4099abnormal amount of blood being delivered to
4106his brain during that time, and then later
4114on in the afternoon of the 16th, he is
4123profoundly hypotensive, and that, too, is
4129associated with inadequate blood and oxygen
4135delivery to the brain.
4139Q. Okay. Do you see when the child
4147had a low heart rate?
4152A. Yes.
4154Q. When did that occur, specifically?
4160A. At birth.
4163Q. And where is that reflected,
4169Doctor?
4170A. Well, in the code record and by the
4179fact that he got cardiac compressions.
4185Q. Okay. And when the baby was coded
4193and had this low heart rate, you testified
4201to, do you have an opinion on whether it
4210caused brain injury?
4213A. Well, I think what I said before, I
4222think in light of what happened later that
4230day, I think it contributed to it. Whether
4238or not it would have caused it on its own, I
4249don't -- I don't know, and actually, I would
4258dare say probably not.
4262Q. Okay. Then move on, if you will.
4270Tie it into what happened later on that day.
4279A. Well, he continues to have ongoing
4286care to try to stabilize him --
4293Q. Uh-huh.
4295A. -- in the post delivery period, and
4303that care includes prolonged artificial
4308ventilation, if you will, as well as support
4316of his circulation, and despite that, he has
4324episodes of drops in his saturations and
4331ultimately in his blood pressure, as well,
4338before he goes onto ECMO bypass.
4344* * *
4347Q. And in terms of meconium
4353aspiration, Doctor, do you know whether the
4360baby actually aspirated the meconium in
4366utero or whether it was perhaps after birth?
4374A. It's usually a combination of both.
4381Q. But there is generally no way to
4389know; is that correct?
4393A. Well, severe meconium aspiration,
4398there is usually a component of it that has
4407occurred before a baby is born.
4413Q. Okay. In severe meconium
4418aspiration?
4419A. Yes.
4421Q. In this particular case, would you
4428categorize it as severe meconium aspiration?
4434A. Yes.
4436Q. And what do you base that opinion
4444on, Doctor?
4446A. Well, the fact that there was such
4454respiratory failure, as well as the
4460radiographic changes seen.
4463* * *
4466[Examination by Mr. Blystone]
4470Q. . . . Next, if you would turn to
4480page 285 of the medical record of Baby
4488Stever, which is entitled a "Neonatal
4494Transport Flow Sheet." Do you see that?
4501A. Yes.
4503Q. Okay. Now, correct me if I'm
4510wrong. Is this at the point when the
4518neonatal transport team arrives and takes
4524over the care of Harper Dean Stever until
4532his ultimate delivery to Arnold Palmer
4538Hospital?
4539A. Yes.
4541Q. Is there anything clinically
4546significant to you on this record as far as
4555Harper Dean Stever's vital signs and oxygen
4562saturation level and so forth are concerned?
4569A. Yes. Normal saturation for babies
4575is going to be in the 90s, and yet they can
4586tolerate saturations down to the 80s or even
4594usually into the 70s without sustaining
4600injury to their vital organs, including
4606their brain.
4608However, persistent levels below 70 are
4614going to be associated with neurologic
4620injury, and the fact that the first dip is
4629at 15:15, and at 16:40 drops below 70 and
4638stays below 70 until he's left that unit or,
4647you know, and soon thereafter, he arrives at
4655Arnold Palmer.
4657Q. In your opinion as a neonatologist,
4664would significant brain damage be occurring
4670in Harper Dean Stever when his oxygen
4677saturation levels drop and stay below the 80
4685mark?
4686A. 70. I'm not going to say 80, but I
4696think staying below 70, also in concert with
4704blood pressures -- again, the normal mean
4711blood pressure for a baby is going to be 40
4721or more. So when it drops down as low as 30
4732in conjunction with a saturation of 68
4739percent, that's likely to be adding to his
4747injury, and that continues on to Arnold
4754Palmer for the next couple hours, as well,
4762before he goes onto ECMO, which sort of is
4771the continuation of those type of vital
4778signs.
4779* * *
4782Q. On page 287 of that same neonatal
4790transport flow sheet, I note that at 15:20,
4798and then again at 15:30, Harper Dean was
4806administered sodium bicarb. What was the
4812reason for that?
4815A. To compensate for acidosis.
4820Q. What type of acidosis?
4825A. Metabolic acidosis.
4828Q. At the time that Harper Dean Stever
4836was being administered sodium bicarb, you
4842stated that he then -- that was because he
4851was having metabolic acidosis at the time?
4858A. Yes.
4860Q. And when a child such as Harper
4868Dean Stever is having metabolic acidosis,
4874that they had risk for brain injury?
4881A. Yes, because that reflects
4886inadequate blood and oxygen delivery to
4892their body.
4894Q. Now, you were pointing out to me
4902before, I think, that Harper Dean Stever's
4909oxygen saturation levels continued to be
4915below the 70 mark by the time of the
4924admission to the neonatal intensive care
4930unit at Arnold Palmer Hospital, correct?
4936A. Correct.
4938* * *
4941Q. And it appears that generally, his
494802 saturation levels were staying in the
495560s[ 9 ] to 60s range. Is that fair to say?
4966A. Yes. There is a brief increase at
497417:52 to 17:55. But by 18:10, it's back
4982below 65, where it stays for over half an
4991hour, and then it goes up to 69, 75, and
5001back down to 63, and then 59 percent.
5009Q. And this is from the timeframe of
501717:30 through 19:00 on October 16th,
5023correct?
5024A. Correct.
5026Q. And how was Harper Dean Stever's
5033blood pressure doing during that timeframe?
5039A. Well, unfortunately, it was even
5045worse than it had been before, with his
5053blood pressure means falling into as low as
506124.
5062Q. So in your opinion as a
5069neonatologist, from the time of Harper Dean
5076Stever's arrival to Arnold Palmer Hospital
5082at 17:30, through this time period, 19:00,
5089represented on this neonatal intensive care
5095flow sheet, was he suffering significant
5101brain damage during that time?
5106A. Yes.
5108Q. And why is that?
5113A. . . . Because there is other
5121evidence -- there is evidence that he still
5129has ongoing metabolic acidosis. He has
5135blood gasses that instead of being only
5142minimally metabolically acidotic, they are
5147going up to the moderate to severe range,
5155and that is after the administration of
5162bicarb, which should, in theory, counteract
5168that metabolic acidosis.
5171So he clearly is having inadequate
5177blood and oxygen delivery. He is clearly
5184becoming acidotic. He clearly has a level
5191of cardiac performance and -- or cardiac
5198poor performance and inadequate oxygen to
5204sustain his vital physiology, including his
5210brain function.
5212And then ultimately, one thing that
5218should be mentioned is that his ultimate
5225autopsy does show periventricular
5229leukomalacia, which would be the type of
5236injury that would arise from this pattern of
5244low blood pressure and low oxygen level that
5252he really doesn't sustain anywhere else
5258during his run, during his hospital course
5265once he gets stabilized by virtue of going
5273on ECMO.
5275* * *
5278Q. Dr. Rhine, had Harper Dean Stever
5285not passed away, do you have an opinion
5293within a reasonable degree of medical
5299probability whether he would have been
5305substantially, permanently mentally and
5309physically impaired as a result of his brain
5317injury to which you testified to?
5323A. Yes. My opinion is that he would
5331have had substantial neurologic impairment.
5336* * *
5339Q. Dr. Rhine, do you have an opinion
5347as to when Harper Dean Stever was undergoing
5355metabolic acidosis to the extent that it was
5363causing significant brain injury?
5367A. As I mentioned before in the
5374afternoon of the 16th after his birth,
5381during that resuscitation and attempted
5386stabilization, I think that's when it
5392occurred.
539332. Dr. Willis was of the opinion that the medical records
5404failed to support the conclusion that Harper suffered a lack of
5415oxygen substantial enough to cause brain injury during labor,
5424delivery, or resuscitation immediately following delivery, and
5431that the tachycardia Harper experienced was most likely related
5440to maternal infection. As for the likely cause of Harper's
5450respiratory failure, Dr. Willis was of the opinion it was most
5461likely the result of infection and meconium aspiration. As for
5471whether Harper suffered a significant brain injury after he was
5481transported to the special care nursery, Dr. Willis deferred to
5491the neonatologists and pediatric neurologists.
549633. Contrasted with the opinions of Doctors Rhine and
5505Willis, Dr. Brill was of the opinion that Harper suffered two
5516hypoxic injuries. The first being present at birth, and the
5526second an ongoing injury from the time Harper was an hour old
5538(when Dr. Brill notes poor profusion and duskiness is
5547documented) until he died. 10
555234. As for the timing of the first injury, Dr. Brill was
5564of the opinion it occurred within 24 hours preceding birth, and
5575probably shortly before delivery. As for the cause of the
5585injury, Dr. Brill was of the opinion it was most likely caused
5597by a profusely hemorrhagic placenta, which resulted in oxygen
5606deprivation (hypoxia) to the baby. Dr. Brill's conclusion that
5615Harper presented with a profound brain injury at birth was
5625premised on "several features: Number one is . . . the placenta
5637is described as profusely hemorrhagic, so that there's a cause
5647for lack of oxygen to the baby; and that event had abnormal
5659fetal monitoring strips; was born with meconium stained fluid;
5668and had very low Apgar to begin with; and persistent apnea."
5679(Intervenor's Exhibit 6, page 19.)
568435. As for the cord pH of 7.112, Dr. Brill acknowledged it
5696was only mildly depressed, but was of the opinion it was taken
"5708when the baby was 12 minutes old after he had been
5719resuscitated." (Intervenor's Exhibit 6, pages 22, 23, and 60.)
5728Dr. Brill was also of the opinion that had the cord pH been
5741taken within the first two minutes of life it would likely have
5753been below 7. (Intervenor's Exhibit 6, pages 41 and 42.)
576336. Dr. Brill's observations regarding Harper's cord pH
5771are not credible. The Blood Gas Summary reveals that the blood
5782sample was drawn from the umbilical cord, and not the infant.
5793(Intervenor's Exhibit 2, page 677.) The cord pH reflects the
5803infant's pH and other chemistry at birth, not following
5812resuscitation. (Intervenor's Exhibit 5, page 26; Respondent's
5819Exhibit 1, pages 50 and 51.) See also "Blood," "cord b."
5830("blood contained within the umbilical vessels at the time of
5841delivery of the infant."), Dorland's Illustrated Medical
5849Dictionary, 28th Edition, 1994). Dr. Brill's observations to
5857the contrary detract from the credibility of his testimony
5866regarding the presence of a hypoxic brain injury at delivery.
5876However, except for the onset of the injury, Dr. Brill's
5886observations regarding brain injury following the arrival of the
5895transport team are consistent with those of Dr. Rhine, and are
5906credited. As for the onset of the injury, Dr. Rhine's
5916conclusion that it began at two and a half hours of life (2:30
5929p.m.) is the more credible. ( See Endnote 10.)
593837. Given the proof, it is resolved that, more likely than
5949not, Harper did not suffer brain injury due to oxygen
5959deprivation that occurred during labor, delivery, or
5966resuscitation immediately following delivery. Rather, it is
5973most likely that Harper began to suffer hypoxic ischemic brain
5983damage (due to low oxygen saturation levels and low blood
5993pressure) following the arrival of the transport team at South
6003Seminole Hospital, when evidence of profound pulmonary
6010hypotension was noted, at about two and a half hours of life,
6022and that his brain injury progressively worsened until a point
6032in time, likely prior to his placement on ECMO, when the injury
6044was so severe permanent and substantial mental and physical
6053impairment would necessarily ensure.
6057Coverage under the Plan
606138. Pertinent to this case, coverage is afforded by the
6071Plan for infants who suffer a "birth-related neurological
6079injury," defined as an "injury to the brain . . . caused by
6092oxygen deprivation . . . occurring in the course of labor,
6103delivery, or resuscitation in the immediate postdelivery period
6111in a hospital, which renders the infant permanently and
6120substantially mentally and physically impaired." 11 § 766.302(2),
6128Fla. Stat. See also §§ 766.309 and 766.31, Fla. Stat.
613839. Here, it has been resolved that Harper did suffer an
6149injury to the brain caused by oxygen deprivation that rendered
6159him permanently and substantially mentally and physically
6166impaired. However, it was also resolved that Harper's brain
6175injury began about two and a half hours after birth, following
6186the arrival of the transport team at South Seminole Hospital.
6196Nevertheless, Petitioners and Intervenor were of the view that
6205Harper's brain injury occurred "in the immediate postdelivery
6213period," because Harper had required continuous respiratory
6220support since birth. In contrast, NICA was of the view that
6231while Harper required continuous respiratory support, his brain
6239injury postdated the "immediate postdelivery period," and
6246therefore does not qualify for coverage.
625240. The ultimate goal in construing a statutory provision
6261is to give effect to legislative intent. BellSouth Telecomms,
6270Inc. v. Meeks , 863 So. 2d 287 (Fla. 2003) "In attempting to
6282discern legislative intent, we first look to the actual language
6292used in the statute." Id. , at 289. "If the statutory language
6303is unclear, we apply rules of statutory construction and explore
6313legislative history to determine legislative intent." Id. , at
6321289. "Ambiguity suggests that reasonable persons can find
6329different meanings in the same language." Forsythe v. Longboat
6338Key Beach Erosion Control District , 604 So. 2d 452, 455 (Fla.
63491992). "If the language of the statute under scrutiny is clear
6360and unambiguous, there is no reason for construction beyond
6369giving effect to the plain meaning of the statutory words."
6379Crutcher v. School Board of Broward County , 834 So. 2d 228, 232
6391(Fla. 1st DCA 2002).
639541. In enacting the Florida Birth-Related Neurological
6402Injury Compensation Plan, the Legislature expressed its intent,
6410as follows:
6412It is the intent of the Legislature to
6420provide compensation, on a no-fault basis,
6426for a limited class of catastrophic injuries
6433that result in unusually high costs for
6440custodial care and rehabilitation. This
6445plan shall apply only to birth-related
6451neurological injuries.
6453§ 766.302(2), Fla. Stat.
645742. In defining "birth-related neurological injury," the
6464Legislature chose to limit coverage to brain injuries that
6473occurred during "labor, delivery, or resuscitation in the
6481immediate postdelivery period." § 766.302(2), Fla. Stat.
6488However, the Legislature did not define "resuscitation in the
6497immediate postdelivery period," and the term has no technical
6506significance. 12 (Respondent's Exhibit 1, pages 43 and 44;
6515Intervenor's Exhibit 5, page 30.)
652043. "When necessary, the plain and ordinary meaning of
6529words in a statute can be ascertained by reference to a
6540dictionary." Seagrave v. State , 802 So. 2d 281, 286 (Fla.
65502001). "Resuscitate" is commonly understood to mean "[t]o
6558return to life or consciousness; revive." The American Heritage
6567Dictionary of the English Language, New College Edition, 1979.
6576Dorland's Illustrated Medical Dictionary, 28th Edition, 1994,
6583defines "resuscitation" as "the restoration to life or
6591consciousness of one apparently dead; it includes such measures
6600as artificial respiration and cardiac massage." "Immediate" is
6608commonly understood to mean "[n]ext in line or relation[;] . . .
6621[o]ccuring without delay[;] . . . [o]f or near the present
6633time[;] . . . [c]lose at hand; near." The American Heritage
6645Dictionary of the English Language, New College Edition, 1979.
6654Finally, "period" is commonly understood to mean "[a]n interval
6663of time characterized by the occurrence of certain conditions or
6673events." The American Heritage Dictionary of the English
6681Language, New College Edition, 1979.
668644. Under the statutory scheme then, the brain injury must
6696occur during labor, delivery, or immediately thereafter. Nagy
6704v. Florida Birth-Related Neurological Injury Compensation
6710Association , 813 So. 2d 155, 160 (Fla. 4th DCA 2002)("According
6721to the plain meaning of the words written, the oxygen
6731deprivation or mechanical injury must take place during labor,
6740delivery, or immediately thereafter."). Such conclusion is also
6749consistent with "the requirement that statutes which are in
6758derogation of the common law be strictly construed and narrowly
6768applied." Nagy , 813 So. 2d at 159; Humana of Florida, Inc. v.
6780McKaughn , 652 So. 2d 852, 859 (Fla. 2d DCA 1995)("Because of the
6793Plan . . . is a statutory substitute for common law rights and
6806liabilities, it should be strictly construed to include only
6815those subjects clearly embraced within its terms."), approved ,
6824Florida Birth-Related Neurological Injury Compensation
6829Association v. McKaughn , 668 So. 2d 974, 979 (Fla. 1996).
683945. Under the facts of this case, resuscitation in the
6849immediate postdelivery period ended not later than 1:05 p.m.,
6858when the code ended and Harper was transferred to the special
6869care nursery. By then, Harper had been successfully
6877resuscitated (revived), and his circulation restored. However,
6884nothing further could be done to establish spontaneous
6892respirations (until the cause of his respiratory failure could
6901be addressed), and he would remain on respiratory support for
6911the remainder of his life. Harper's subsequent brain injury,
6920which began at about two and a half hours of life, post-dated
6932his "resuscitation in the immediate postdelivery period."
6939CONCLUSIONS OF LAW
694246. The Division of Administrative Hearings has
6949jurisdiction over the parties to, and the subject matter of,
6959these proceedings. § 766.301, et seq. , Fla. Stat .
696847. The Florida Birth-Related Neurological Injury
6974Compensation Plan was established by the Legislature "for the
6983purpose of providing compensation, irrespective of fault, for
6991birth-related neurological injury claims" relating to births
6998occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.
700948. The injured infant, her or his personal
7017representative, parents, dependents, and next of kin, may seek
7026compensation under the Plan by filing a claim for compensation
7036with the Division of Administrative Hearings. §§ 766.302(3),
7044766.303(2), and 766.305(1), Fla. Stat. The Florida Birth-
7052Related Neurological Injury Compensation Association, which
7058administers the Plan, has "45 days from the date of service of a
7071complete claim . . . in which to file a response to the petition
7085and to submit relevant written information relating to the issue
7095of whether the injury is a birth-related neurological injury."
7104§ 766.305(4), Fla. Stat.
710849. If NICA determines that the injury alleged in a claim
7119is a compensable birth-related neurological injury, it may award
7128compensation to the claimant, provided that the award is
7137approved by the administrative law judge to whom the claim has
7148been assigned. § 766.305(7), Fla. Stat. If, on the other hand,
7159NICA disputes the claim, as it has in the instant case, the
7171dispute must be resolved by the assigned administrative law
7180judge in accordance with the provisions of Chapter 120, Florida
7190Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.
719850. In discharging this responsibility, the administrative
7205law judge must make the following determination based upon the
7215available evidence:
7217(a) Whether the injury claimed is a
7224birth-related neurological injury. If the
7229claimant has demonstrated, to the
7234satisfaction of the administrative law
7239judge, that the infant has sustained a brain
7247or spinal cord injury caused by oxygen
7254deprivation or mechanical injury and that
7260the infant was thereby rendered permanently
7266and substantially mentally and physically
7271impaired, a rebuttable presumption shall
7276arise that the injury is a birth-related
7283neurological injury as defined in s.
7289766.303(2).
7290(b) Whether obstetrical services were
7295delivered by a participating physician in
7301the course of labor, delivery, or
7307resuscitation in the immediate postdelivery
7312period in a hospital; or by a certified
7320nurse midwife in a teaching hospital
7326supervised by a participating physician in
7332the course of labor, delivery, or
7338resuscitation in the immediate postdelivery
7343period in a hospital.
7347§ 766.309(1), Fla. Stat. An award may be sustained only if the
7359administrative law judge concludes that the "infant has
7367sustained a birth-related neurological injury and that
7374obstetrical services were delivered by a participating physician
7382at birth." § 766.31(1), Fla. Stat.
738851. Pertinent to this case, "birth-related neurological
7395injury" is defined by Section 766.302(2), Florida Statutes,
7403to mean:
7405injury to the brain or spinal cord of a live
7415infant weighing at least 2,500 grams for a
7424single gestation or, in the case of a
7432multiple gestation, a live infant weighing
7438at least 2,000 grams at birth caused by
7447oxygen deprivation or mechanical injury
7452occurring in the course of labor, delivery,
7459or resuscitation in the immediate
7464postdelivery period in a hospital, which
7470renders the infant permanently and
7475substantially mentally and physically
7479impaired. This definition shall apply to
7485live births only and shall not include
7492disability or death caused by genetic or
7499congenital abnormality.
750152. As the proponent of the issue, the burden rested on
7512Petitioners and Intervenor to demonstrate that Harper suffered a
"7521birth-related neurological injury." § 766.309(1)(a), Fla.
7527Stat. See also Balino v. Department of Health and
7536Rehabilitative Services , 348 So. 2d 349, 350 (Fla. 1st DCA
75461997)("[T]he burden of proof, apart from statute, is on the
7557party asserting the affirmative issue before an administrative
7565tribunal.").
756753. Here, the proof failed to support the conclusion that,
7577more likely than not, Harper suffered an injury to the brain or
7589spinal cord injury caused by oxygen deprivation or mechanical
7598injury occurring in the course of labor, delivery, or
7607resuscitation in the immediate postdelivery period in the
7615hospital. Indeed, the more compelling proof demonstrated that
7623any brain injury Harper suffered post-dated the immediate
7631postdelivery period. Consequently, given the provisions of
7638Section 766.302(2), Florida Statutes, Harper does not qualify
7646for coverage under the Plan. See also §§ 766.309(1) and
7656766.31(1), Fla. Stat.; Humana of Florida, Inc. v. McKaughan , 652
7666So. 2d 852, 859 (Fla. 5th DCA 1995)("[B]ecause the Plan . . . is
7681a statutory substitute for common law rights and liabilities, it
7691should be strictly constructed to include only those subjects
7700clearly embraced within its terms."), approved , Florida Birth-
7709Related Neurological Injury Compensation Association v.
7715McKaughan , 668 So. 2d 974, 979 (Fla. 1996); Nagy , 813 So. 2d at
7728160 (The injury to the brain, whether by oxygen deprivation or
7739mechanical injury, must take place during labor, delivery, or
7748immediately thereafter).
775054. Where, as here, the administrative law judge
7758determines that ". . . the injury alleged is not a birth-related
7770neurological injury . . . she or he [is required to] enter an
7783order [to such effect] and . . . cause a copy of such order to
7798be sent immediately to the parties by registered or certified
7808mail." § 766.309(2), Fla. Stat. Such an order constitutes
7817final agency action subject to appellate court review.
7825§ 766.311(1), Fla. Stat.
7829CONCLUSION
7830Based on the foregoing Findings of Fact and Conclusions of
7840Law, it is
7843ORDERED the claim for compensation filed by Laura Stever,
7852as Personal Representative of the Estate of Harper Dean Stever,
7862a deceased minor, and Laura Stever and Joseph Dean Stever, Jr.,
7873individually and as the natural parents of Harper Dean Stever, a
7884deceased minor, is dismissed with prejudice.
7890DONE AND ORDERED this 30th day of April, 2007, in
7900Tallahassee, Leon County, Florida.
7904WILLIAM J. KENDRICK
7907Administrative Law Judge
7910Division of Administrative Hearings
7914The DeSoto Building
79171230 Apalachee Parkway
7920Tallahassee, Florida 32399-3060
7923(850) 488-9675 SUNCOM 278-9675
7927Fax Filing (850) 921-6847
7931www.doah.state.fl.us
7932Filed with the Clerk of the
7938Division of Administrative Hearings
7942this 30th day of April, 2007.
7948ENDNOTES
79491/ Respondent's Exhibits 1 and 2 were described in its Notice
7960of Filing (filed February 23 2007), as follows:
79681. Deposition transcript of Dr. Donald C.
7975Willis dated January 29, 2007, with
7981exhibits.
79822. Medical records of mother from Advanced
7989Women's Health Special[ists] (to supplement
7994medical composite filed by Intervenor).
79992/ Intervenor's Exhibits 1-5 were described in its Notice of
8009Filing (filed February 23, 2007), as follows:
80161. Medical records of Laura Stever from
8023Orlando Regional Healthcare System, Inc.
8028(South Seminole Hospital and Arnold Palmer
8034Hospital for Children and Women) from
804010/16/04-10/20/04, pages 1-250.
80432. Medical records of Harper Dean Stever
8050from Orlando Regional Healthcare System,
8055Inc. (South Seminole Hospital and Arnold
8061Palmer Hospital for Children and Women) from
806810/16/04-10/22/04, pages 1-802.
80713. Fetal Monitor Strips.
80754. Autopsy report of Harper Dean Stever.
80825. Deposition of William Rhine, M.D., with
8089attachments.
80903/ ECMO is a treatment method for critically ill newborns whose
8101lungs are unable to provide sufficient oxygenation of the blood.
8111ECMO therapy acts as an artificial heart and lung to oxygenate
8122the baby's blood. (Respondent Exhibit 1, page 45 and 55;
8132Intervenor Exhibit 6, page 65.)
81374/ Heparin, an anticoagulant (or blood thinner), is required
8146during ECMO therapy. Heparinization significantly increases the
8153risk of bleeding. (Intervenor's Exhibit 5, page 37.)
81615/ The placenta findings were likely taken from the Surgical
8171Pathology Report (Pathology No. S-04-31353) on the evaluation of
8180the placenta following Harper's birth at South Seminole
8188Hospital. (Intervenor's Exhibit 1, page 101.) That report
8196included the following historical diagnosis and gross
8203description:
8204HISTOLOGICAL DIAGNOSIS:
8206PLACENTA: PLACENTA WITH THREE VESSEL
8211CORD, LARGE FOR GESTATIONAL AGE (WEIGHT 625
8218GRAMS). NO ACUTE CHORIOAMNIONITIS, OR ACUTE
8224FUNISITIS IS SEEN.
8227GROSS DESCRIPTION:
8229Received labeled with the patient's name,
"8235Stever, Laura" . . . . The parenchyma is
8244beefy red and diffusely hemorrhagic . . . .
82536/ See , e.g. , Wausau Insurance Company v. Tillman , 765 So. 2d
8264123, 124 (Fla. 1st DCA 2000)("Because the medical conditions
8274which the claimant alleged had resulted from the workplace
8283incident were not readily observable, he was obligated to
8292present expert medical evidence establishing that casual
8299connection."); Ackley v. General Parcel Service , 646 So. 2d 242
8310(Fla. 1st DCA 1994)(determining cause of psychiatric illness is
8319essentially a medical question, requiring expert medical
8326evidence).
83277/ Dr. Rhine is a practicing neonatologist; medical director of
8337the neonatal intensive care unit at the Lucile Packard
8346Children's Hospital, Stanford University Medical Center; co-
8353director of the ECMO Program, Stanford University Medical
8361Center; and an associate professor of pediatrics at Stanford
8370University. Dr. Rhine cares for critically-ill neonates,
8377including their resuscitation; instructs other health
8383professionals in neonatal resuscitation; has research interests
8390in the metabolic and physiologic mechanisms of neurological
8398injury, ECMO and inhaled nitric oxide for respiratory failure,
8407and quality improvement in neonatal care; and has published
8416extensively. (Intervenor's Exhibit 5.)
84208/ The Blood Gas Summary reveals the blood sample was drawn
8431from the umbilical cord at 1300 (1:00 p.m.) and collected at
84421307 (1:07 p.m.). The summary further reveals the figures
8451reported are arterial blood gases ("A.B.G."). (Intervenor's
8460Exhibit 2, page 677.) Dr. Quinsey's Clinical Resume describes
8469the results as an "umbilical artery pH" of 7.11. (Intervenor's
8479Exhibit 1, page 9.)
84839/ This is most likely a typographical error since Harper's 0 2
8495saturation levels were in the 50s to 60s range. See
8505Intervenor's Exhibit 2, page 605.
851010/ The Neonatal Transport Sheet reflects that the transport
8519team arrived at 1350 (1:50 p.m.) and that on arrival Harper's
8530color was "dusky [with] poor profusion." (Intervenor's Exhibit
85382, page 289.) However, the Neonatal Transport Sheet also notes
8548Harper's color as 4/6 (pink/pale) at 1:50 p.m., and does not
8559describe him as dusky until 1430 (2:30 p.m.), when his color is
8571noted as 2/6 (dusky/pale) and he starts to demonstrate low
8581oxygen saturation levels and low blood pressure. (Intervenor's
8589Exhibit 2, page 285.) Considering the records, Dr. Rhine's
8598observation that the injury began about two and a half hours
8609after birth (about 2:30 p.m.) is more creditable than Dr.
8619Brill's observation.
862111/ In its entirety, Section 766.302(2), Florida Statutes,
8629provides:
8630(2) "Birth-related neurological injury"
8634means injury to the brain or spinal cord of
8643a live infant weighing at least 2,500 grams
8652for a single gestation or, in the case of a
8662multiple gestation, a live infant weighing
8668at least 2,000 grams at birth caused by
8677oxygen deprivation or mechanical injury
8682occurring in the course of labor, delivery,
8689or resuscitation in the immediate
8694postdelivery period in a hospital, which
8700renders the infant permanently and
8705substantially mentally and physically
8709impaired. This definition shall apply to
8715live births only and shall not include
8722disability or death caused by genetic or
8729congenital abnormality.
8731Here, there is no suggestion that, or proof to support a
8742conclusion that, Harper suffered an injury to the brain caused
8752by mechanical injury or that Harper suffered an injury to the
8763spinal cord. Consequently, those alternatives need not be
8771addressed.
877212/ While the term "resuscitation in the immediate postdelivery
8781period" has no special meaning in the medical community, the
8791parties offered testimony from Doctors Rhine, Brill, and Willis
8800concerning their interpretation of the phrase. As to the
8809meaning of the phrase, Dr. Rhine observed:
8816Q. . . . Doctor, I know you earlier
8825testified that you had a copy of the statute
8834here, Chapter 766. Outside of the statute,
8841are you familiar with the term "immediate
8848post-delivery resuscitative period"?
8851A. Not in any technical sense.
8857Q. . . . You have never seen it defined in
8868a text or periodical, have you?
8874A. Not that I'm aware of, no.
8881Q. All right. How would you define it in
8890terms of this particular case, if you can,
8898or do you not define it?
8904A. Well, I think it would entail the time
8913it took to get him stabilized from a both
8922cardiac and respiratory point of view until
8929he was receiving a level of support where he
8938would be expected to not have ongoing
8945injury, including to his brain.
8950Q. And in this particular case, when would
8958that be in terms of how many minutes or
8967hours after birth?
8970A. Well, I think it's hours before he goes
8979onto ECMO bypass.
8982Q. So you're using that term, the post-
8990delivery resuscitative phase as up until the
8997child went on ECMO?
9001A. Yes.
9003(Intervenor's Exhibit 5, pages 30 and 31.) Dr. Brill observed:
9013Q. In your opinion, when did the
9020resuscitation in the immediate post delivery
9026period conclude in the matter of
9032Harper Stever?
9034* * *
9037THE WITNESS: I think it occurred for at
9045least -- it depends on how you want to
9054define it. I think it had to extend for at
9064least the seven hours of life and one could
9073say that it lasted for six days.
9080* * *
9083Q. So you, as a pediatric neurologist, how
9091do you define then the immediate post
9098delivery resuscitation period?
9101* * *
9104THE WITNESS: I would define it as the need
9113for active resuscitation. And by the time
9120he went on ECMO, which is a medical taking
9129over of the heart and lung function, I think
9138that's a reasonable time to say the
9145immediate post resuscitative period ended.
9150(Intervenor's Exhibit 6, pages 47 and 48.) Finally, Dr. Willis
9160observed:
9161Q. What do you consider the immediate
9168resuscitative period?
9170A. That's always the difficult question to
9177answer because there's no definition, but I
9184think, for practical purposes, we could just
9191say about the time of the ten minute Apgar.
9200Q. That's just your personal opinion?
9206A. There is no definition in the textbooks
9214for that, but it's basically from the time
9222of birth until the baby is stabilized or
9230unable to be stabilized after birth. And I
9238would suspect by the time we hit that ten
9247minute Apgar, the baby -- it was pretty
9255clear at that point that this baby was not
9264going to stabilize.
9267* * *
9270Q. And what is the basis of your opinion of
9280saying that the immediate post-delivery
9285resuscitation period that first five to ten
9292minutes after birth?
9295A. Well, the definition of the immediate
9302post-delivery period or post delivery or
9308post-delivery resuscitative period is that
9313period from the time of birth until the baby
9322is either stabilized or unable to be
9329stabilized after birth. And so my opinion
9336is that by the time we reach about that ten
9346minute Apgar, either the baby is going to be
9355-- you're either able to stabilize the baby
9363or you're unable to stabilize the baby. And
9371in this case they were unable to stabilize
9379this baby. It continued to have respiratory
9386distress and respiratory failure. And that
9392just becomes what I would consider more of a
9401newborn problem, not an immediate
9406resuscitative period problem.
9409(Respondent's Exhibit 1, pages 43-46.) Here, since the phrase
"9418resuscitation in the immediate postdelivery period" has no
9426technical significance, the Doctors' opinions are largely
9433irrelevant. However, Dr. Willis' opinion is consistent with the
9442meaning of the words chosen by the legislature.
9450COPIES FURNISHED
9452(Via Certified Mail):
9455Kenney Shipley, Executive Director
9459Florida Birth Related Neurological
9463Injury Compensation Association
94662360 Christopher Place, Suite 1
9471Tallahassee, Florida 32308
9474(Certified Mail No. 7099 3400 0010 4399 2833)
9482William E. Ruffier, Esquire
9486Dellecker Wilson King McKenn
9490& Ruffier, LLP
9493719 Vassar Street
9496Orlando, Florida 32804-4920
9499(Certified Mail No. 7099 3400 0010 4399 2826)
9507Bradley P. Blystone, Esquire
9511Marshall, Dennehey, Wagner, Coleman
9515& Goggin
9517315 East Robinson Street, Suite 550
9523Orlando, Florida 32801
9526(Certified Mail No. 7099 3400 0010 4399 2819)
9534Robert J. Grace, Jr., Esquire
9539Stiles, Taylor & Grace, P.A.
9544Post Office Box 460
9548Tampa, Florida 33606
9551(Certified Mail No. 7099 3400 0010 4399 5575)
9559Christopher K. Quinsey, M.D.
9563661 East Altamonte Drive, Suite 318
9569Altamonte Springs, Florida 32701
9573(Certified Mail No. 7099 3400 0010 4399 5568)
9581South Seminole Hospital
9584555 West State Road 434
9589Longwood, Florida 32750
9592(Certified Mail No. 7003 1010 0001 2044 2414)
9600Charlene Willoughby, Director
9603Consumer Services Unit - Enforcement
9608Department of Health
96114052 Bald Cypress Way, Bin C-75
9617Tallahassee, Florida 32399-3275
9620(Certified Mail No. 7003 1010 0001 2044 2421)
9628NOTICE OF RIGHT TO JUDICIAL REVIEW
9634A party who is adversely affected by this Final Order is entitled
9646to judicial review pursuant to Sections 120.68 and 766.311,
9655Florida Statutes. Review proceedings are governed by the Florida
9664Rules of Appellate Procedure. Such proceedings are commenced by
9673filing the original of a notice of appeal with the Agency Clerk
9685of the Division of Administrative Hearings and a copy,
9694accompanied by filing fees prescribed by law, with the
9703appropriate District Court of Appeal. See Section 766.311,
9711Florida Statutes, and Florida Birth-Related Neurological Injury
9718Compensation Association v. Carreras , 598 So. 2d 299 (Fla. 1st
9728DCA 1992). The notice of appeal must be filed within 30 days of
9741rendition of the order to be reviewed.
![](/images/view_pdf.png)
- Date
- Proceedings
-
PDF:
- Date: 05/04/2009
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 05/01/2009
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 04/27/2009
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
-
PDF:
- Date: 04/27/2009
- Proceedings: Final Order Approving Stipulation and Joint Petition for Compensation of Claim Arising Out of Florida Birth-Related Neurological Injury Pursuant to Chapter 766, Florida Statutes, and Stipulation and Joint Petition for Resolution of Reasonable Expenses Incurred by Petitioners in Connection with Filing of Claim.
-
PDF:
- Date: 04/23/2009
- Proceedings: Stipulation and Joint Petition for Resolution of Reasonable Expenses Incurred by Petitioners in Connection with Filing of Claim filed.
-
PDF:
- Date: 04/16/2009
- Proceedings: Letter to parties of record from Judge Kendrick regarding stipulation on attorney`s fees and costs.
-
PDF:
- Date: 03/30/2009
- Proceedings: Letter to parties of record from Judge Kendrick acknowledging receipt of your letter of March 27, 2009, with the enclosed stipulation.
-
PDF:
- Date: 03/27/2009
- Proceedings: Stipulation and Joint Petition for Compensation of Claim arising out of Florida Birth-related Neurological Injury Pursuant to Chapter 766, Florida Statutes filed.
-
PDF:
- Date: 03/04/2009
- Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s, Expert Interrogatories to Petitioner filed.
-
PDF:
- Date: 02/27/2009
- Proceedings: Notice of Hearing by Video Teleconference (hearing set for April 30, 2009; 9:00 a.m.; Orlando and Tallahassee, FL).
-
PDF:
- Date: 02/16/2009
- Proceedings: Letter to Judge Kendrick from Robert Grace regarding Stipulation filed.
- Date: 01/13/2009
- Proceedings: CASE STATUS: Pre-Hearing Conference Held.
-
PDF:
- Date: 12/23/2008
- Proceedings: Letter to Judge Kendrick from R. Grace, Jr. regarding status conference filed.
-
PDF:
- Date: 09/11/2007
- Proceedings: Index, Record, and Certificate of Record sent to the District Court of Appeal.
-
PDF:
- Date: 05/25/2007
- Proceedings: Notice of Appeal filed and Certified copy sent to the Fifth District Court of Appeal this date.
-
PDF:
- Date: 05/07/2007
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 05/04/2007
- Proceedings: Certified Return Receipts received this date from the U.S. Postal Service.
-
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- Date: 05/03/2007
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 05/02/2007
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 04/30/2007
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
-
PDF:
- Date: 04/03/2007
- Proceedings: Letter to parties of record from Judge Kendrick enclosing an attached copy of the exhibits filed by Mr. Blystone on March 27, 2007, to Dr. Brill`s deposition.
-
PDF:
- Date: 03/27/2007
- Proceedings: Letter to Judge Kendrick from B. Blystone enclosing Exhibits to the deposition of Dr. Brill which were inadvertently omitted from the Notice of Filing of his deposition transcript filed.
-
PDF:
- Date: 03/22/2007
- Proceedings: Letter to parties of record from Judge Kendrick with an attached copy of the errata sheet for your information.
- Date: 03/21/2007
- Proceedings: Transcript of Proceedings via Video Teleconference filed.
-
PDF:
- Date: 03/21/2007
- Proceedings: Letter to parties of record from Judge Kendrick regarding receipt of the copy of the Deposition of Dr. Brill.
-
PDF:
- Date: 03/19/2007
- Proceedings: Intevernor`s Notice of Filing, Deposition of Charles B. Brill, M.D. filed.
-
PDF:
- Date: 03/09/2007
- Proceedings: Notice of Filing , Corrections to Deposition Transcript of W. Rhine) filed.
-
PDF:
- Date: 03/08/2007
- Proceedings: Notice of Filing, Errata Sheet/Deposition Corrections of William D. Rhine, M.D. filed.
- Date: 02/26/2007
- Proceedings: CASE STATUS: Hearing Held.
-
PDF:
- Date: 02/26/2007
- Proceedings: Order (Laura Stever and Joseph Dean Stever, Jr., are added as Petitoners in this case).
-
PDF:
- Date: 02/23/2007
- Proceedings: Intervenor`s Notice of Filing, Exhibits (not available for viewing) filed.
-
PDF:
- Date: 02/21/2007
- Proceedings: Intervenor`s Responses to Respondent`s Expert Interrogatories (2) filed.
-
PDF:
- Date: 02/15/2007
- Proceedings: Order (Intervenor`s Orlando Regional Healthcare System, Inc. d/b/a Orlando Regional South Seminole Hospital, Motion for Late Filing of Evidence is granted).
-
PDF:
- Date: 02/14/2007
- Proceedings: Intervenor`s Orlando Regional Healthcare System, Inc. d/b/a Orlando Regional South Seminole Hospital, Motion for Late Filing of Evidence filed.
-
PDF:
- Date: 02/08/2007
- Proceedings: Respondent, Florida Birth-Related Neurological Injury Compensation Association`s Notice to Taking Deposition Dues Tecum (2) filed.
-
PDF:
- Date: 01/22/2007
- Proceedings: Petitioners Answers to Florida Birth-related Neurological Compensation Association`s Expert Interrogatories filed.
-
PDF:
- Date: 01/12/2007
- Proceedings: Respondent, Florida Birth-related Neurological Injury Compensation Association`s, Notice of Filing Answers to Interrogatories filed.
-
PDF:
- Date: 12/26/2006
- Proceedings: Respondent, Florida Birth-related Neurological Injury Compensation Association`s, Notice of Propounding Expert Interrogatories to Petitioners filed.
-
PDF:
- Date: 11/21/2006
- Proceedings: Order (Intervenor`s Request to Propound Interrogatories and Take Depositions of Witnesses is granted).
-
PDF:
- Date: 11/09/2006
- Proceedings: Intervenor`s Request to Propound Interrogatories and Take Depositions of Witnesses filed.
-
PDF:
- Date: 10/23/2006
- Proceedings: Notice of Hearing by Video Teleconference (hearing set for February 26, 2007; 9:00 a.m.; Orlando and Tallahassee, FL).
-
PDF:
- Date: 10/20/2006
- Proceedings: Letter to Judge Kendrick from B. Blystone regarding dates available for Final Hearing filed.
-
PDF:
- Date: 09/21/2006
- Proceedings: Letter to B. Blystone from Judge Kendrick regarding hearing date.
-
PDF:
- Date: 08/31/2006
- Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing).
- Date: 08/30/2006
- Proceedings: Notice of Filing; Report from Donald Willis, M. D. filed (not available for viewing).
-
PDF:
- Date: 08/30/2006
- Proceedings: Order (Motion to accept K. Shipley as qualified representative granted).
-
PDF:
- Date: 08/17/2006
- Proceedings: Motion to Act as Qualified Representative before the Division of Administrative Hearings filed.
-
PDF:
- Date: 08/16/2006
- Proceedings: Order Granting Intervention (Orlando Regional Healthcare System, Inc., d/b/a Orlando Regional South Seminole Hospital).
-
PDF:
- Date: 08/08/2006
- Proceedings: Petition for Leave to Intervene in Administrative Proceedings (Orlando Regional Healthcare System, Inc., d/b/a Orlando Regional South Seminole Hospital) filed.
-
PDF:
- Date: 07/25/2006
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
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- Date: 07/24/2006
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 07/21/2006
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
-
PDF:
- Date: 07/17/2006
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
-
PDF:
- Date: 07/17/2006
- Proceedings: Letter to Kenney Shipley from Ann Cole enclosing NICA claim for compensation.
-
PDF:
- Date: 07/17/2006
- Proceedings: Notice sent out that this case is now before the Division of Administrative Hearings.
-
PDF:
- Date: 07/14/2006
- Proceedings: Letter to DOAH from D. Eberhard regarding enclosed filing fee filed.
- Date: 07/06/2006
- Proceedings: Medical Records (filing fee $15.00; check no. 28) filed (not available for viewing).
Case Information
- Judge:
- WILLIAM J. KENDRICK
- Date Filed:
- 07/14/2006
- Date Assignment:
- 07/17/2006
- Last Docket Entry:
- 05/04/2009
- Location:
- Orlando, Florida
- District:
- Middle
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
Bradley Paul Blystone, Esquire
Address of Record -
Robert J. Grace, Esquire
Address of Record -
William E Ruffier, Esquire
Address of Record -
Kenney Shipley, Executive Director
Address of Record -
William E. Ruffier, Esquire
Address of Record -
Bradley P Blystone, Esquire
Address of Record -
Bradley P. Blystone, Esquire
Address of Record