06-003917 Department Of Business And Professional Regulation vs. Bruce P. Boston
 Status: Closed
Recommended Order on Tuesday, February 20, 2007.


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Summary: Petitioner proved by clear and convincing evidence that Respondent was not certified or registered to engage in the practice of electrical contracting. Recommend the imposition of a $5,000 administrative penalty.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF BUSINESS AND )

13PROFESSIONAL REGULATION , )

16)

17Petitioner , )

19)

20vs. ) Case No. 06 - 3917

27)

28BRUCE P. BOSTON , )

32)

33Respondent . )

36)

37RECOMMENDE D ORDER

40Administrative Law Judge Don W. Davis of the Division of

50Administrative Hearings (DOAH) conducted a final hearing in the

59above - styled matter on January 9, 2007, in Gainesville, Florida.

70The following appearances were entered:

75APPEARANCES

76Fo r Petitioner: Drew F. Winters, Esquire

83Department of Business and

87Professional Regulation

891940 North Monroe Street

93Tallahassee, Florida 32399 - 2202

98For Respondent: No Appearance

102STATEMENT OF THE ISSUES

106The primary issue for determination in this case is whether

116Respondent, Bruce P. Boston, engaged in the unlicensed practice

125of electrical contracting in the State of Florida withou t being

136certified or registered in violation of Chapter 489, Part II of

147the Florida Statutes; and secondarily, if Respondent committed

155that violation, what penalty should be imposed?

162PRELIMINARY STATEMENT

164On June 7, 2006, Petitioner issued an Adminis trative

173Complaint alleging that Respondent engaged in the practice of

182contracting without being duly registered or certified to engage

191in that activity.

194Respondent disputed the allegations in the Administrative

201Complaint and requested a formal administrati ve hearing. The

210case was referred to the Division of Administrative Hearings on

220or about October 10, 2006. A formal hearing was set for

231January 9, 2007, in Gainesville, Florida.

237At hearing, Petitioner presented testimony of two witnesses

245and three exhi bits, which were admitted into evidence.

254Respondent did not appear and no appearance was made on his

265behalf.

266A one - volume transcript of the final hearing was filed on

278January 29, 2007. Petitioner filed a Proposed Recommended

286Order, which has been cons idered in the preparation of this

297Recommended Order.

299FINDINGS OF FACT

3021. The Department of Business and Professional Regulation

310(Petitioner) is a state agency charged with the duty and

320responsibility of regulating the practice of electr ical

328contracting in the State of Florida.

3342. Respondent's address is 18204 S outhwest 200 Street,

343Archer, Florida 32618.

3463. At no time material hereto was Respondent certified or

356registered in the State of Florida to engage in the practice of

368el ectrical contracting or to perform electrical contracting

376work .

3784. Mrs. Dawn Wingert is the owner of the residence located

389at what is currently designated as 16675 Southwest 143 rd Avenue,

400Archer, Florida. Mrs. Wingert, as lawful owner, had the

409autho rity to enter contracts regarding the residence. The

418Wingert residence was previously known as 110 Park Avenue,

427Archer, Florida, prior to the assignment of the current address.

4375. Wingert entered into a contract with Respondent to

446perform constr uction of a carport and perform electrical

455contracting work at Wingert’s residence subsequent to assignment

463of the address of 110 Park Avenue, Archer, Florida.

4726. Respondent received compensation for the contracted

479work directly from Wingert via pe rsonal check, which Respondent

489then cashed.

4917. Terry Vargas, a licensed electrical contractor having

499been issued license number ER 13012448, was subsequently

507contacted by Respondent to perform the electrical contracting

515work at the Wingert residenc e.

5218. Vargas installed an electrical outlet on the back

530porch, put a flood light on the back porch, moved the switch

542board to a more convenient location, and put a security light in

554the front of Wingert’s residence. All work required electrical

563fixt ures to be permanently affixed and become a permanent part

574of the structure of the Wingert residence.

5819. Although Vargas completed the electrical contracting

588work at the Wingert residence, Wingert paid the Respondent for

598the services because the work was contracted for through

607Respondent.

60810. At no time pertinent to this matter did Terry Vargas

619contract with Wingert to complete the electrical services

627enumerated above.

62911. After he completed the work at Wingert’s residence ,

638Vargas invoic ed Respondent for the electrical contracting work.

647Respondent, however, refused to pay Vargas for the electrical

656contracting work performed, despite having received compensation

663for the work from Wingert.

668CONCLUSIONS OF LAW

67112. The Division of Admi nistrative Hearings has

679jurisdiction over the parties and subject matter in this case.

68913. Pursuant to Section 489.531(1)(a), Florida Statutes, a

697person may not practice contracting unless the person is

706certified or registered. Additionally, such action may subject

714one to criminal sanctions. § 489.531(3)(a), Fla. Stat.

72214. Section 489.505(9), Florida Statutes, states that:

729“ [c]ontracting ” means, except where exempted

736in this part, engaging in business as a

744contractor or performing electrica l or alarm

751work for compensation and includes, but is

758not limited to, performance of any of the

766acts found in subsections (2) and (12),

773which define the services which a contractor

780is allowed to perform. The attempted sale

787of contracting services and the negotiation

793or bid for a contract on these services also

802constitutes contracting. If the services

807offered require licensure or agent

812qualification, the offering, negotiation for

817a bid, or attempted sale of these services

825requires corresponding licensure.

82815. Section 489.531(3), Florida Statutes, further states

835that the remedies set forth in this subsection are not exclusive

846and may be imposed in addition to the remedies set forth in

858Section 489.533(2).

86016. Section 489.533(2), Florida Statu tes, provides that

868when any applicant, contractor, or business organization is

876found guilty of any of the violations set forth above, a final

888order may be entered imposing one or more of the following

899penaltie s :

902( a) Denial of an application for

909certificat ion or registration.

913(b) Revocation or suspension of a

919certificate or registration.

922( c) Imposition of an administrative fine

929not to exceed $10,000 for each count or

938separate offense.

940(d) Issuance of a reprimand.

945(e) Placement of the contracto r on

952probation for a period of time and subject

960to such conditions as the board may specify,

968including requiring the contractor to attend

974continuing education courses or to work

980under the supervision of another contractor.

986(f) Restriction of the auth orized scope of

994practice by the contractor.

998(g) Require financial restitution to a

1004consumer.

100517. Petitioner has the burden of proving by clear and

1015convincing evidence the allegations against Respondent.

1021Department of Banking and Finance, Divis ion of Securities and

1031Investor Protection v. Osborne Stern and Company , 670 So. 2d 932

1042(Fla. 1996). Evans Packing , supra , 550 So. 2d 112, 116, fn. 5,

1054provides the following, pertinent to the clear and convincing

1063evidence standard:

1065That standard has been d escribed as follows:

1073[C]lear and convincing evidence requires

1078that the evidence must be found to be

1086credible; the facts to which the witnesses

1093testify must be distinctly remembered; the

1099evidence must be precise and explicit and

1106the witnesses must be lackin g in confusion

1114as to the facts in issue. The evidence must

1123be of such weight that it produces in the

1132mind of the trier of fact the firm belief of

1142[ sic ] conviction, without hesitancy, as to

1150the truth of the allegations sought to be

1158established. Slomowitz v . Walker , 429 So. 2d

1166797, 800 (Fla. 4th DCA 1983).

117218. In addition, the disciplinary action may only be based

1182upon the offenses specifically alleged in the Administrative

1190Complaint. See Sternberg v. Department of Professional

1197Regulation, Board of Medical Examiners , 465 So.2d 1324, 1325

1206(Fla. 1st DCA 1985); Kinney v. Department of State , 501 So. 2d

1218129, 133 (Fla. 5th DCA 1987); Hunter v. Department of

1228Professional Regulation , 458 So. 2d 842, 844 (Fla. 2d DCA 1984).

123919. Petitioner alleged with specificity allegations

1245constituting the uncertified or unregistered practice of

1252electrical contracting by Respondent Bruce P. Boston.

125920. Petitioner proved by clear and convincing evidence

1267that Respondent violated Section 489.531(1)(a), by perform ing

1275electrical contracting at Mrs. Wingert’s residence without

1282certification or registration to practice electrical contracting

1289in the State of Florida.

1294RECOMMENDATION

1295Based upon the foregoing Findings of Fact and Conclusions

1304of Law set forth herein, it i s

1312RECOMMENDED that Petitioner enter a final order, in

1320accordance with Section 489.533(2)(c), Florida Statutes,

1326requiring that Respondent pay an administrative fine in the

1335amount of $5,000.00 to the Department of Business and

1345Professional Regulation.

1347DONE A ND ENTERED this 20th day of February , 2007 , in

1358Tallahassee, Leon County, Florida.

1362S

1363DON W. DAVIS

1366Administrative Law Judge

1369Division of Administrative Hearings

1373The DeSoto Building

13761230 Apalachee Parkway

1379Tallahassee, Florida 32399 - 3060

1384(850) 488 - 9675 SUNCOM 278 - 9675

1392Fax Filing (850) 921 - 6847

1398www.doah.state.fl.us

1399Filed with the Clerk of the

1405Division of Administrative Hearings

1409this 20th day of February , 2007 .

1416COPIES FURNISHED :

1419Bruce P. Boston

1422Post Office Box 331

1426Willisto n, Florida 32696

1430Drew F. Winters, Esquire

1434Department of Business and

1438Professional Regulation

14401940 North Monroe Street

1444Tallahassee, Florida 32399 - 0792

1449Nancy S. Terrel, Hearing Officer

1454Office of the General Counsel

1459Department of Business and

1463Professi onal Regulation

14661940 North Monroe Street

1470Tallahassee, Florida 32399 - 0792

1475Josefina Tamayo, General Counsel

1479Department of Business and

1483Professional Regulation

14851940 North Monroe Street

1489Tallahassee, Florida 32399 - 0792

1494NOTICE OF RIGHT TO SUBMIT EXCEPTIO NS

1501All parties have the right to submit written exceptions within

151115 days from the date of this Recommended Order. Any exceptions

1522to this Recommended Order should be filed with the agency that

1533will issue the final order in this case .

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PDF
Date
Proceedings
PDF:
Date: 03/14/2007
Proceedings: Final Order filed.
PDF:
Date: 03/09/2007
Proceedings: Agency Final Order
PDF:
Date: 02/20/2007
Proceedings: Recommended Order
PDF:
Date: 02/20/2007
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 02/20/2007
Proceedings: Recommended Order (hearing held January 9, 2007). CASE CLOSED.
PDF:
Date: 02/06/2007
Proceedings: Petitioner`s Proposed Recommended Order filed.
Date: 01/29/2007
Proceedings: Transcript of Hearing filed.
Date: 01/09/2007
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 12/29/2006
Proceedings: Petitioner`s Pre-hearing Stipulation filed.
PDF:
Date: 11/07/2006
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 11/07/2006
Proceedings: Notice of Hearing (hearing set for January 9, 2007; 10:30 a.m.; Gainesville, FL).
PDF:
Date: 10/17/2006
Proceedings: Petitioner`s Response to Initial Order filed.
PDF:
Date: 10/10/2006
Proceedings: Election of Rights filed.
PDF:
Date: 10/10/2006
Proceedings: Administrative Complaint filed.
PDF:
Date: 10/10/2006
Proceedings: Agency referral filed.
PDF:
Date: 10/10/2006
Proceedings: Initial Order.

Case Information

Judge:
DON W. DAVIS
Date Filed:
10/10/2006
Date Assignment:
10/10/2006
Last Docket Entry:
03/14/2007
Location:
Gainesville, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
 

Counsels

Related Florida Statute(s) (3):