07-005362TTS
Hernando County School Board vs.
Christopher O`brien
Status: Closed
Recommended Order on Tuesday, July 15, 2008.
Recommended Order on Tuesday, July 15, 2008.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8HERNANDO COUNTY SCHOOL BOARD, )
13)
14Petitioner, )
16)
17vs. ) Case Nos. 07-5362
22) 07-5363
24CHRISTOPHER O'BRIEN AND )
28ANGELO DIPAOLO, )
31)
32Respondents. )
34)
35RECOMMENDED ORDER
37Upon due notice, a disputed-fact hearing was held in this
47case on April 2, 2008, in Brooksville, Florida, before Ella Jane
58P. Davis, a duly-assigned Administrative Law Judge of the
67Division of Administrative Hearings.
71APPEARANCES
72For Petitioner: J. Paul Carland, II, Esquire
79Hernando County School Board
83919 North Broad Street
87Brooksville, Florida 34601
90For Respondent: Christopher O'Brien
94Mary F. Aspros, Esquire
98Meyer and Brooks, P.A.
1022544 Blairstone Pines Drive
106Tallahassee, Florida 32301
109For Respondent: Angelo DiPaolo
113Mark Herdman, Esquire
116Herdman & Sakellarides, P.A.
12029605 U.S. Highway 19 North, Suite 110
127Clearwater, Florida 33761
130STATEMENT OF THE ISSUES
134(1) Whether Petitioner School Board had just cause to
143reprimand Respondent Christopher O'Brien and suspend him for
151five days without pay.
155(2) Whether Petitioner School Board had just cause to
164reprimand Respondent Angelo DiPaolo and suspend him for three
173days without pay.
176PRELIMINARY STATEMENT
178On or about November 7, 2007, Respondent Christopher O'Brien
187was served with Petitioner School Board's disciplinary letter
195reprimanding him and issuing a five-day suspension without pay.
204Mr. O'Brien filed a timely request for hearing, and on November
21521, 2007, the cause was referred to the Division of
225Administrative Hearings for a contract hearing, where it was
234assigned DOAH Case No. 07-5362.
239On or about November 7, 2007, Respondent Angelo DiPaolo was
249served with Petitioner School Board's disciplinary letter
256reprimanding him, and issuing a three-day suspension without pay
265for his actions arising out of the same incident involving
275Respondent O'Brien. Mr. DiPaolo filed a timely request for
284hearing with Petitioner, which request was referred to the
293Division and assigned DOAH Case No. 07-5363.
300The parties did not want to schedule final hearing until
310other peripheral matters were resolved, including discovery of a
319video tape from a third party. The record reflects all
329pleadings, motions, and orders herein, notable among which is
338that both Respondents filed unopposed Motions to Consolidate. On
347January 24, 2008, an Order was issued, consolidating Respondent
356O'Brien's DOAH Case No 07-5362 with Respondent DiPaolo's DOAH
365Case No. 07-5363. A Notice of Hearing was issued on February 1,
3772008, setting the consolidated cases for final hearing on April
3872, 2008.
389At hearing, Petitioner presented the oral testimony of Linda
398Smith, Director of Transportation; Rucell Nesmith, Operator
405Trainer/Safety Coordinator for Transportation; and Steve Daniels,
412ESE Driver Coordinator Specialist. Petitioner had admitted in
420evidence Petitioner's Exhibits 1-5, 7-22, 24-26, and 28-35.
428Respondent O'Brien had two exhibits admitted in evidence and
437testified on his own behalf. Although not necessarily called as
447witnesses by each other, each Respondent testified on his own
457behalf during the consolidated hearing, and each one's testimony
466has been considered as to both Respondents. Respondent O'Brien's
475exhibits also have been considered as to both Respondents. The
485parties' Pre-hearing Stipulation was admitted as Joint Exhibit A.
494A Transcript was filed on April 25, 2008. Petitioner and
504Respondent O'Brien timely filed their respective Proposed
511Recommended Orders directed to DOAH Case No. 07-5362, on May 15,
5222008. Petitioner timely filed its Proposed Recommended Order in
531DOAH Case No. 07-5363; Respondent DiPaolo has filed no proposal.
541All proposals have been considered in completing this single
550Recommended Order.
552FINDINGS OF FACT
5551. At all times material, Christopher O'Brien was employed
564by Petitioner Hernando County School Board as a school bus
574driver.
5752. Mr. O'Brien was first hired by Petitioner as a school
586bus driver in 2001. Prior to the events of this case, he had
599never been disciplined by his employer, and he had received a
610number of commendations.
6133. At all times material, Angelo DiPaolo was employed by
623Petitioner as a school bus attendant.
6294. Mr. DiPaolo was first employed and trained by
638Petitioner as a school bus driver for about one year, but he had
651been employed by Petitioner as a school bus attendant for the
662last six years preceding the incident in this case.
6715. Respondents are members of the Hernando United School
680Workers Union (HUSW). For the 2007-2008, school year, both men
690were assigned by the School Board's Transportation Department to
699Bus 473, Route 22. During that school year, the bus carried
710between 50 and 60 children, ages kindergarten through eighth
719grade, to and from J.D. Floyd Elementary School. Student A.R.
729was one of these students.
7346. On October 5, 2007, A.R. was a three-year-old, female,
744pre-kindergarten, Exceptional Student Education (ESE) student.
750She was a special needs child, whose 2007-2008, Individualized
759Education Plan (IEP) called for her to have adult supervision
769while riding the bus.
7737. The School Board had implemented A.R.'s IEP for the
7832007-2008, school year by placing Mr. DiPaolo on Mr. O'Brien's
793bus. Steve Daniels, Petitioner's ESE Driver Coordinator
800Specialist, provided Mr. DiPaolo with written confirmation of
808his assignment, which included information on A.R.'s grade
816level, bus stop, and need for a special seat restraint.
826Mr. DiPaolo first met A.R. at the beginning of the 2007-2008,
837school year. Mr. DiPaolo's assigned first and primary
845responsibility was the safety of A.R., which included buckling
854her into her child safety seat, but his second and subordinate
865responsibility was to maintain order on the bus and manage the
876safety of the other 50-60 children.
8828. Mr. O'Brien had met A.R. during the second semester of
893the 2006-2007, school year, when she was initially placed on his
904school bus route. During that school year, A.R. had ridden the
915bus driven by Mr. O'Brien without having a school bus attendant
926specifically devoted to her safety and exceptionalities. During
934that school year, Mr. O'Brien had been instrumental in getting a
945particular type of safety seat for A.R. to ride in, due to her
958small size. This type of seat is called "a C. E. White" or
"971CEW" child's safety seat, and has an integrated five-point
980harness.
9819. During the 2006-2007, school year, Mr. O'Brien's bus
990had no bus attendant. Therefore, during that period of time, he
1001had ultimate responsibility for all the children on his bus,
1011including A.R.
101310. During the 2006-2007, school year, A.R. was sometimes
1022buckled into her bus safety seat by older siblings who rode the
1034same bus, but Mr. O'Brien had a good rapport with A.R. and often
1047also helped buckle her into her seat. To do so, he had to leave
1061the bus driver's compartment of the bus.
106811. During the 2007-2008, school year, A.R. and one
1077sister, R.R., who was then approximately nine years old,
1086continued to ride Mr. O'Brien's bus.
109212. Mr. O'Brien was advised at the start of the 2007-2008,
1103school year that A.R. would be riding with the adult supervision
1114of Mr. DiPaolo. Mr. O'Brien was not made privy to the reasons
1126why the decision had been made to require a bus attendant
1137specifically for A.R., but he understood he was supposed to
1147comply with this requirement, regardless of the reason. There
1156also was testimony that any three-year-old attending
1163kindergarten with a special bus attendant would be an ESE
1173student.
117413. In assessing the relative credibility and weighing the
1183testimony of all the witnesses, as well as hearing the comments
1194made by R.R. on the videotape of the October 5, 2007, incident,
1206it is found that A.R. was not a usually compliant and accepting
1218bus passenger, but was frequently what any parent would
1227recognize as difficult or oppositional. (See Finding of Fact
123623.)
123714. Indeed, during the 2007-2008, school year prior to
1246October 5, 2007, Mr. DiPaolo had twice sought direction from
1256Mr. Daniels, who had told him to do the best he could with A.R.,
1270but if Mr. DiPaolo's "best" did not work out, something else
1281might have to be done about A.R.
128815. A.R.'s father usually brought her to the bus stop. On
1299the morning of October 5, 2007, a neighbor brought the two
1310siblings to the bus stop. A.R. was already upset when boarding
1321began.
132216. On October 5, 2007, A.R. did not want to get on the
1335bus. Mr. DiPaolo had to go down to the first step of the bus to
1350get A.R. from the neighbor who was supervising the sisters at
1361the bus stop. Once A.R. made it to the top step of the bus
1375entrance, she still did not want to move. Mr. DiPaolo had to
1387lift her up and place her in her C.E. White seat, which was
1400strapped-into the window-side of the first row seat, immediately
1409inside the door on the side of the bus opposite the driver's
1421side. Once there, A.R. deliberately slumped off the car seat
1431onto the floor of the bus. When lifted up again, A.R. repeated
1443the behavior. This "battle of wills" between the three-year-old
1452and the bus attendant continued for a little while.
146117. Fairly quickly, however, Mr. DiPaolo retired from the
1470field of battle to speak to some students in the back of the
1483bus. At this point, A.R. was either sliding herself onto the
1494floor or was on the floor between the first row of seats and the
1508stairwell barricade.
151018. Despite some testimony to the effect that the older
1520students in the back of the bus were rowdy and needed to be
1533settled down, the video tape does not corroborate that "take" on
1544the chain of events. While it might have been good strategy for
1556Mr. DiPaolo to let A.R. cool off a little before again trying to
1569buckle her into her seat, there does not appear to have been any
1582pressing reason for Mr. DiPaolo to absent himself from her
1592vicinity to address issues in the back of the bus. Moreover,
1603A.R. was his first and prime responsibility, and he abandoned
1613that responsibility by saying to A.R.'s sister, R.R., who was
1623still standing and not in her own seat, that she should try to
1636get A.R. buckled in, and he did not alert Mr. O'Brien that A.R.
1649was not yet buckled-in.
165319. Mr. DiPaolo's superior, Mr. Daniels, would have
1661sanctioned Mr. DiPaolo's enlisting the aid of the older sibling
1671if Mr. DiPaolo also had not simply abandoned the situation and
1682walked to the back of the bus.
168920. Mr. DiPaolo also could have, and did not, attempt to
1700enlist the aid of the adult neighbor who had delivered A.R. to
1712the bus stop, or he could have returned A.R. back to that adult
1725neighbor and suggested the neighbor take A.R. to school
1734separately, both of which were options his superiors testified
1743they would have sanctioned. He could also have requested that
1753Mr. O'Brien radio the dispatcher for help. He chose none of
1764these options.
176621. As Mr. DiPaolo gave instructions to A.R.'s sister and
1776walked to the back of the bus, Mr. O'Brien, not realizing that
1788A.R. was not secured into her seat, pulled the bus away from the
1801stop.
180222. Although Mr. O'Brien testified to several reasons that
1811he believed A.R. was secured in her seat before he pulled the
1823bus away from its stop, Mr. DiPaolo clearly had not orally
1834advised him that she was buckled-in, and Mr. O'Brien did not, in
1846fact, make sure that A.R. was secure before he pulled the bus
1858into four-lane traffic. Moreover, the sister, R.R., was up and
1868down while all this was going on. She was not always in her
1881seat as the bus was moving, either.
188823. R.R. was not able to secure A.R. in her seat, so she
1901approached the driver's compartment and stated to Mr. O'Brien
1910that they were going to have to do things "the hard way."
1922R.R.'s choice of words suggests that R.R. and Mr. O'Brien had
1933previously had to buckle A.R. into her car seat by sheer force.
194524. Approximately 25 seconds after he started the bus,
1954during which time the bus entered the flow of four lanes of
1966traffic and proceeded through an intersection, Mr. O'Brien
1974pulled the bus over to the side of the road and stopped. During
1987the whole of this period, A.R. was not in her seat or buckled-
2000in.
200125. When Mr. O'Brien pulled over, he put on the emergency
2012brake and put the transmission in neutral. He intentionally
2021left the bus engine running, because the doors on that type of
2033bus are controlled by air pressure. Once the engine is turned
2044off, the doors will open with just the touch of a hand from
2057either inside or outside the door. For safety reasons, he
2067wanted the door to remain secure.
207326. Under the circumstances, pulling over the bus was
2082probably a wise move, but Mr. O'Brien went further. He could
2093have summoned Mr. DiPaolo to come back and do his job as A.R.'s
2106bus attendant, and he could have called dispatch to alert the
2117administration to a problem requiring their help, but instead,
2126Mr. O'Brien left the driver's compartment to check on A.R.
213627. When Mr. O'Brien reached her, A.R. was not in her
2147seat. He lifted her up from the floor of the bus and attempted
2160to buckle her into her seat. At first, Mr. O'Brien was not
2172successful getting A.R. into her seat and asked her if she knew
2184she was about to get "a spanking." Mr. O'Brien admitted to
2195threatening to spank A.R. to "snap her out of it," and to
2207emphasize the importance of complying with his demands, even
2216though he knew that "corporal punishment" was against
2224Petitioner's policies. His voice was firm in making the
2233statement and more matter-of-fact than threatening. However,
2240his threat was loud enough to be heard over the general
2251commotion on the bus, the idling engine, and the sound of
2262traffic. R.R. and at least a few nearby children must have
2273heard the threat.
227628. When A.R. continued to physically resist Mr. O'Brien's
2285efforts to get her into her seat, he administered a single,
2296swift slap to her right buttocks/thigh area. A.R. did not cry
2307out specifically at that point, although later she began to cry.
2318After spanking A.R., Mr. O'Brien was able, unassisted, to
2327wrestle her into her seat and buckle her in.
233629. At some point in Mr. O'Brien's struggle, Mr. DiPaolo
2346returned and stood in the aisle, level with the back of A.R.'s
2358seat, observing Mr. O'Brien interacting with A.R. and A.R.
2367crying.
236830. The "driver's compartment" on Mr. O'Brien's bus does
2377not show up well in the video and there was no testimony
2389concerning how it is configured. However, it does not appear to
2400be separated from the students' seats by a door or partition.
2411The diagrams in the Operations Handbook show clear access to the
2422driver's seat and controls from the student seats on the
2432driver's side immediately behind the driver's seat, if the
2441driver is not in his seat, regardless of whether anyone is
2452blocking the aisle.
245531. During the entire period of time Mr. O'Brien was
2465dealing with A.R., he had his back turned towards the driver's
2476seat and controls, which he had left unattended. During this
2486entire period of time, the bus engine continued running and the
2497doors remained closed. However, Mr. O'Brien's bus has just a
2507knob for an emergency brake and anyone could have hit the knob
2519so that the bus would begin rolling forward.
252732. After securing A.R. and being sure R.R. also was
2537safely seated, Mr. O'Brien returned to the driver's compartment
2546and drove the bus to school.
255233. A.R.'s screaming, crying, and fussing seems to have
2561escalated after Mr. O'Brien resumed the driver's seat, when
2570Mr. DiPaolo said something to A.R. about his not being willing
2581to sit with her. However, Mr. DiPaolo eventually sat next to
2592A.R. and interacted with A.R. to keep her amused, and apparently
2603happy, until the bus stopped again and the passengers debarked
2613at J.D. Floyd Elementary School.
261834. Mr. O'Brien described the incident to A.R.'s classroom
2627teacher when he delivered A.R. into her care at the school on
2639October 5, 2007. He did not report it to Petitioner's
2649Transportation Department, because it was, in his mind, a minor
2659bit of misbehavior by a student. Mr. DiPaolo also made no
2670report. The undersigned is not persuaded that either
2678Mr. O'Brien or Mr. DiPaolo tried to keep the incident secret.
268935. One of Petitioner's own training manuals provides:
2697Minor incidents of misbehavior such as
2703getting out of the seat, standing, or
2710speaking loudly are usually better handled
2716on the bus. If every incident of
2723misbehavior is reported to the principal,
2729the operator will lose credibility.
273436. However, on the following Monday morning, A.R.'s
2742mother boarded Mr. O'Brien's bus and made a scene, accusing
2752Mr. O'Brien of spanking A.R. on her bottom. The mother then
2763proceeded to Petitioner's administrative offices, where she
2770lodged a complaint, and finally went on to the Sheriff's Office
2781to do the same. Ultimately, because they are required to do so
2793when there is an accusation of corporal punishment, Petitioner's
2802administration notified the Department of Children and Family
2810Services of the mother's allegations.
281537. After receiving the complaint, Linda Smith,
2822Petitioner's Director of Transportation, requested a copy of the
2831October 5, 2007, surveillance video from the front of Bus 473.
2842That surveillance film was admitted in evidence and has been
2852heavily relied-upon in this Recommended Order. The surveillance
2860film from the back of the bus was not offered or admitted.
287238. Ms. Smith, and Ms. Rucell Nesmith, Petitioner's
2880Operator Trainer/Safety Coordinator for Transportation, have
2886each been involved in school bus transportation for over 30
2896years and both have served as drivers and as transportation
2906administrators. They testified that Mr. O'Brien's conduct on
2914October 5, 2007, violated Petitioner's policy on two basic
2923levels: he left the driver's compartment while the bus was
2933still running and still loaded with students, and he
2942administered corporal punishment to a student.
294839. While bus attendants and drivers have some discretion
2957in handling disruptive students or students like A.R., who are
2967not following directions, they are not supposed to permit, or
2977cause, a bus to leave a stop until every student is properly
2989secured, and they are forbidden to use corporal punishment.
299840. Bus drivers/operators receive training, including
3004training on Petitioner's Operations Handbook as well as training
3013on the State-approved driver curriculum.
301841. Mr. O'Brien was certified as having completed the bus
3028driver training on July 20, 2001.
303442. Mr. O'Brien attended annual in-service trainings
3041thereafter in 2002, 2003, 2004, 2005, 2006 and 2007. In-service
3051trainings include, among other things, any updates to the
3060Operations Handbook. General statements were also made during
3068in-service trainings about not touching students.
307443. Mr. DiPaolo received his initial training as a bus
3084driver from Ms. Nesmith and a copy of the Operations Handbook in
30962001, when he first was hired by Petitioner.
310444. Mr. DiPaolo, and all bus attendants, receive initial
3113training as bus attendants, including a review of Petitioner's
3122Operations Handbook. Mr. DiPaolo also received in-service
3129trainings thereafter in 2002, 2003, 2004, 2005, 2006, and 2007.
3139In-service training included any updates to the Operations
3147Handbook.
314845. Ms. Smith recommended discipline for Messrs. O'Brien
3156and DiPaolo. She recommended a five-day suspension for
3164Mr. O'Brien and a three-day suspension for Mr. DiPaolo.
317346. Petitioner scheduled a pre-disciplinary meeting
3179concerning the incident for October 17, 2007. The meeting was
3189postponed because Messrs. O'Brien and DiPaolo had obtained legal
3198counsel. The meeting was eventually rescheduled for November
32062007. Messrs. O'Brien and DiPaolo attended that meeting with
3215their respective legal counsel, and it resulted in the
3224November 7, 2007, charges addressed below and in the Conclusions
3234of Law.
323647. In accord with Ms. Smith's recommendation,
3243Petitioner's Superintendent issued a letter dated November 7,
32512007, to Mr. O'Brien, reprimanding him and issuing a five-day
3261suspension without pay for leaving the driver's compartment;
3269leaving the bus running while attending to A.R.; orally
3278threatening to spank a student while attempting to put her into
3289her seat; swatting the student on her posterior; and failing to
3300immediately report to the Transportation Department the incident
3308as a student safety issue. Mr. O'Brien was cited in the letter
3320for violations of Petitioner's policies, namely Policy 6.37,
3328Group III, Section (10)- On or off the job conduct which
3339adversely affects the ability of the employee to perform his
3349duties and/or the duties of other employees and/or adversely
3358affects the efficient operation of the school system or any
3368department, division, or area of the School Board; Policy 6.301,
3378Ethics: Section (3) (a) failure to make reasonable effort to
3388protect the student from conditions harmful to learning and/or
3397to the student's mental and/or physical health and/or safety;
3406and (3) (e) not intentionally expose a student to unnecessary
3416embarrassment or disparagement; and provisions in Petitioner's
34232007 Staff Handbook prohibiting touching students except to
3431protect their health, safety and/or welfare. Policy 6.38 was
3440cited as a disciplinary guideline.
344548. In accord with Ms. Smith's recommendation, the
3453Superintendent issued a letter dated November 7, 2007, to
3462Mr. DiPaolo, reprimanding him and issuing a three-day suspension
3471without pay, for failing to place a student assigned
3480specifically to him for supervision and assistance in her seat;
3490walking to the back of the bus while the bus driver had to
3503secure the student in her seat; and failing to immediately
3513report the incident to the Transportation Department as a
3522student safety issue. Mr. DiPaolo was cited in the letter for
3533violations of Petitioner's policies, namely Policy 6.37, Group
3541II, Section (13), Incompetency or inefficiency in the
3549performance of duties; Policy 6.37, Group III, Section (4),
3558Interfering with the work of other employees or refusal to
3568perform assigned work; and Policy 6.301: Ethics, Section (3) (a)
3578failure to make reasonable effort to protect the student from
3588conditions harmful to learning and/or to the student's mental
3597and/or physical health and/or safety. Again, Policy 6.38 was
3606cited as a disciplinary guideline.
361149. The School Board's Operations Handbook, at page 37,
3620states, in pertinent part:
3624Bus Aides
36265. Drivers are to remain in the driver's compartment.
363550. The School Board's Operations Handbook, at page 59-Y,
3644states, in pertinent part:
3648Responsibilities of a School Bus Aide
36541. To load and unload students and assist
3662driver as needed.
3665* * *
36683. To ensure that all students are secured
3676and when appropriate, secure restraining
3681devices, i.e. seat belts, safety vest,
3687infant seats, and toddler seats.
3692* * *
36956. To recognize individual student
3700capabilities and exceptionalities while
3704maintaining order on the bus and administer
3711to their individual needs as required.
371751. At page 59-D, the Operations Handbook provides, in
3726pertinent part:
3728Operating Procedure No. 27,
3732Responsibilities of the School Bus Driver
3738Related to Board of Education Rules 6A-3
374525. To report immediately to the director
3752or supervisor of transportation, school
3757principal or other designated officials:
3762a. Misconduct on the part of any student
3770while on bus or under the driver's immediate
3778supervision,
377952. The Department of Education Bureau of Professional
3787Practices Services' handout, provided during training of bus
3795drivers, provides, in pertinent part:
3800INTERACTION WITH STUDENTS:
3803Keep hands and other parts of your body to
3812yourself.
3813TIPS FOR STAFF WITH AGGRESSIVE STUDENTS:
3819DON'TS:
38201. Do not physically handle the student.
38272. Do not react aggressively in return.
3834* * *
38375. Do not create punitive consequences to
"3844get even" with the student.
3849Department of Education Recommendation:
3853Discipline
3854The bus driver has no authority to slap,
3862spank or abuse any child.
386753. By School Board policy, Petitioner has made the
3876standards for educators applicable to even its non-educational
3884personnel, such as bus attendants and bus drivers. Policy 6.301
3894concerns employee ethics and provides in pertinent part:
3902(2) All employees shall familiarize
3907themselves with the 'Code of Ethics of the
3915Education Profession in Florida,' located in
3922the State Board of Education Rules. All
3929employees shall abide by the Code at all
3937times and shall be held to the standards of
3946the Code in all matters related to their
3954employment with the Hernando County School
3960Board.
396154. Florida Administrative Code Rule 6B-1.006, which is
3969provided to Petitioner's employees with their copy of
3977Petitioner's Policy 6.301, provides in pertinent part:
39843. Obligation to the student requires that
3991the individual:
3993a. Shall make reasonable effort to protect
4000the student from conditions harmful to
4006learning and/or to the student's mental
4012and/or physical health and/or safety.
4017* * *
4020e. Shall not intentionally expose a student
4027to unnecessary embarrassment or
4031disparagement.
403255. Petitioner's Policy 6.301 (3), reads:
4038The School Board of Hernando County supports
4045strong internal control in its procedures
4051and practices. All incidents of suspected
4057improprieties should be reported using the
4063Board approved Compliant [sic] Policy.
406856. Petitioner's 2007-2008 Staff Handbook provides, in
4075pertinent part:
4077TOUCHING STUDENTS
4079Employees are advised that they should not
4086touch students in any way except for the
4094protection of the health, safety, and/or
4100welfare of a student or for protection of
4108themselves.
410957. School Board Policy 6.37 -- Group (II) provides, in
4119pertinent part:
4121GROUP II OFFENSES
4124(13) Incompetency or inefficiency in the
4130performance of duties.
413358. School Board Policy 6.37 - Group (III) provides, in
4143pertinent part:
4145GROUP III OFFENSES
4148(4) Interfering with the work of other
4155employees or refusal to perform assigned
4161work.
4162(10) On or off the job conduct which
4170adversely affects the ability of the
4176employee to perform his duties and/or the
4183duties of other employees and/or adversely
4189affects the efficient operation of the
4195school system or any department, division,
4201or area of the School Board.
420759. The parties stipulated that this case does not present
4217a situation of progressive discipline, and accordingly, the
4225undersigned finds it unnecessary to quote or discuss the levels
4235of discipline permissible under Groups II and III of Policy 6.37
4246or Policy 6.38.
424960. It further appears that combinations of the penalties
4258of written reprimand and suspension, with or without pay, are
4268authorized, and each offense is looked at on a case-by-case
4278basis. Also, it appears that all penalties listed in any School
4289Board Policy are recommended, but not mandatory, to apply to
4299specific offenses and that the penalty utilized is to be
4309discretionary with management, per Policies 6.37, and 6.38.
4317Policy 6.38, authorizes the Superintendent to suspend employees
4325without pay for up to 10 days as a disciplinary measure.
4336CONCLUSIONS OF LAW
433961. Petitioner has a contract with the Division of
4348Administrative Hearings which establishes the Division's
4354jurisdiction over the parties and subject matter of this cause.
4364School Board Policies 6.37, 6.39, and the HUSW Collective
4373Bargaining Agreement, also apply. The hearing and Recommended
4381Order have been conducted within the parameters of Sections
4390120.569 and 120.57(1).
439362. The Superintendent of Schools for Hernando County has
4402the authority, pursuant to Section 1012.27, Florida Statutes, to
4411recommend to the School Board that any school employee be
4421suspended and/or dismissed from employment.
442663. Petitioner School Board has the authority to terminate
4435and/or suspend support personnel without pay and benefits,
4443pursuant to Sections 1012.22(1)(f) and 1012.40(2)(c), Florida
4450Statutes.
445164. The standard for discipline/suspension/termination of
4457support personnel is "just cause," pursuant to Section 1012.40,
4466Florida Statutes, School Board Policy 6.37, and the HUSW
4475Collective Bargaining Agreement. Neither the HUSW contract nor
4483School Board Policy 6.37 defines "just cause." Likewise,
4491neither do the Florida Statutes provide an exhaustive definition
4500of the term. In the absence of such specific definition,
4510Petitioner has discretion (subject to review via a hearing) in
4520setting standards which subject an employee to discipline and/or
4529termination. See Dietz v. Lee County School Board , 647 So. 2d
4540217 (Fla. 2nd DCA 1994).
454565. It was stipulated that the duty to go forward and the
4557burden of proof by a "preponderance of the evidence" in this
4568cause is upon the School Board. See also McNeill v. Pinellas
4579County School Board , 678 So. 2d 476 (Fla. 2nd DCA 1996); Dileo
4591v. School Board of Dade County , 569 So. 2d 883 (Fla. 3rd DCA
46041990); see also , Section 120.57(1)(j), Florida Statutes.
461166. Many rules, policies, standards, and
4617educational/training devices etc. were admitted in evidence.
4624However, Mr. O'Brien and Mr. DiPaolo may only be disciplined,
4634pursuant to the charges actually brought against them in the
4644respective disciplinary letters. ( See Findings of Fact 47 and
465448.) The other items, however, are helpful in determining how
4664those charges are to be interpreted and applied in relationship
4674to each man's actions or inactions that gave rise to the
4685charges.
468667. This presents some difficulty because both November 7,
46952007, letters list in numerical form Policy 6.301 (3), which
4705refers only to reporting incidents, and the language employed
4714says the same thing. However, the language of the disciplinary
4724letters clearly intended to also charge the Respondents with
4733offending Policy 6.301 (2), which incorporates the Florida
4741Administrative Code Rule applicable to educators. In fact,
4749there is no sub-section (a) or sub-section (e) to Petitioner
4759School Board's Policy 6.301 (3), as set out in the charging
4770documents. ( Compare Findings of Fact 47-48, the respective
4779charges, with Findings of Fact 53-55, the specific language of
4789the School Board policies and Florida Administrative Code Rule,
4798which does have a 3.a. and 3.e.)
480568. Be that as it may, because the charging documents
4815stated in plain English the contents of both School Board
4825Policies 6.301 (2) and (3) and specifically quoted the actual
4835language of sub-paragraphs a. (and, in O'Brien's case, e.) of
4845Florida Administrative Code Rule 6B-1.006, even though the
4853citations were somewhat garbled by not specifically referring
4861back to Policy 6.301(2); because the discipline had already been
4871imposed prior to the final hearing; because of the lengthy
4881preparation period for final hearing; because of the fact that
4891the Code rules were admitted without objection and were
4900acknowledged as relevant by both Respondents; and because both
4909the Proposed Recommended Orders of Petitioner, and at least the
4919Proposed Recommended Order of Mr. O'Brien, addressed whether or
4928not the ethical rules for educators applied in this case dealing
4939with Respondents, who are non-educational personnel, and those
4947proposals also addressed the "failure to report" issue, it is
4957concluded that both Respondents had full notice of being charged
4967under both Policy 6.301 (2), encompassing parts of the Florida
4977Administrative Code Rule for educators, and under Policy 6.301
4986(3), dealing with immediate reporting to Petitioner's Department
4994of Transportation, and that each Petitioner had every
5002opportunity to defend against those charges. Therefore,
5009Respondent O'Brien was on notice with regard to Policy 6.301(2),
5019encompassing Florida Administrative Code Rule 6B-1.006, 3. a.
5027and 3. e., and Policy 6.301(3), for failure to report, and
5038Respondent DiPaolo was also on notice with regard to Policy
50486.301(2), encompassing Florida Administrative Code Rule 6B-
50551.006, 3. a., and Policy 6.301(3), for failure to report.
5065Mr. DiPaolo was not charged with Florida Administrative Code
5074Rule 6B-1.006, 3. e. in any way. Mr. O'Brien was also charged
5086with touching contrary to the Staff Handbook.
509369. First, what was not an offense: There was no
"5103inappropriate touching," by either Mr. DiPaolo or Mr. O'Brien
5112in any normally understood sense in attempting to seat and
5122buckle-in A.R. Mr. DiPaolo's assisting the three-year-old child
5130up the steps of the bus was part of his duties. Moreover, when
5143that three-year-old child had a temper tantrum and slid onto the
5154school bus floor, picking that child up and putting her in her
5166seat was entirely reasonable and protective adult behavior by
5175both men. However, Mr. O'Brien's swat is another matter. See ,
5185infra .
518770. Likewise, there was no "cover up" by Messrs. O'Brien
5197or DiPaolo. There was, however, a failure by each man to
5208recognize what he had done wrong. Although there was no "cover
5219up", it is concluded that each man failed to "immediately
5229report" the incident per School Board Policy 6.301(3), and the
5239Operations Handbook requirements. Mr. O'Brien's conversation
5245with A.R.'s teacher was insufficient to address the student
5254safety issue with the Transportation Department.
5260Conclusions Specifically As to Respondent O'Brien
5266DOAH Case No. 07-5362
527071. On October 5, 2007, Mr. O'Brien pulled out into
5280traffic without first ascertaining from Mr. DiPaolo that all the
5290children were seated and secure. He was derelict in the
5300performance of his duties by leaving the driver's compartment
5309with the engine running, which created an unnecessary potential
5318danger to the welfare of all the students on the bus. Mr.
5330O'Brien also exceeded any authority he may have had to manage
5341the bus by threatening A.R. within the hearing of other
5351students, and then using corporal punishment to correct A.R.
5360and/or to achieve compliance with his directives.
536772. The Operations Handbook is clear that the driver is
5377required to remain in the driver's compartment to ensure he
5387maintains control over the bus and is available to react to any
5399emergencies on the bus or situations created by other traffic.
5409Although Mr. O'Brien may have believed he was acting in a safe
5421manner when he left the driver's compartment to attend to A.R.,
5432his belief was misguided. He left the compartment unattended
5441while the bus was sitting on a busy road with rush hour traffic.
5454He also had his back turned toward the driver's compartment
5464while the engine was still running. Although this may have
5474secured the door, it also provided an opportunity for a student
5485to intentionally or accidentally release the brake and/or put it
5495into gear in very quick fashion.
550173. Mr. O'Brien had the option of calling upon
5510Mr. DiPaolo, the bus attendant who had been assigned to the bus
5522for the very purpose of assisting A.R. and making sure she was
5534properly secured in her seat. He knew that the dedication by
5545the School Board of a bus attendant to A.R.'s specific needs had
5557to take precedence over his own supervisory stance for the
5567entire bus.
556974. Mr. O'Brien's interaction with A.R. was also outside
5578the bounds of well-established School Board policy and
5586procedures. The School Board Operations Handbook, Staff
5593Handbook, and the State curriculum for bus drivers all indicate
5603that spanking a child is prohibited. Even under the significant
5613provocation of this child, and even if his swat to A.R.'s
5624thigh/buttocks was well-intended or even mistaken, it was a
5633clear violation of the Staff Handbook and Policy 6.301(2),
5642encompassing Florida Administrative Code Rule 6B-1.006, 3.a. and
5650e.
565175. Just cause has been demonstrated to discipline
5659Mr. O'Brien for violating Policy 6.37 Group III (10), Policy
56696.301 (2), which adopts Florida Administrative Code Rule 6B-
56781.006 3.a. and e., and Policy 6.301 (3).
568676. Leaving the controls unattended was a negligent act,
5695and Mr. O'Brien's threat/swat were pro-active misuses of his
5704position. The pro-active misuses of his position are cause for
5714a higher discipline (five days suspension) than that assigned to
5724Mr. DiPaolo (three days suspension).
5729Conclusions Specifically As to Respondent DiPaolo
5735DOAH Case 07-5363
573877. This is not an issue of Mr. DiPaolo seeking help from
5750the administration and getting none or his "best" not being
"5760good enough." October 5, 2007, was a situation of Mr. DiPaolo
5771abandoning his job duties. As a school bus attendant, provided
5781pursuant to A.R.'s IEP, he was, first and foremost, on the bus
5793to ensure her safety and welfare, and only thereafter to assist
5804the bus driver in regard to all the other bus students. One of
5817the specific tasks Mr. DiPaolo was to perform for A.R. was
5828securing her in her C.E. White seat. Although he made several
5839unsuccessful attempts to buckle-in A.R., he abandoned his job
5848responsibilities by going to the back of the bus for no urgent
5860purpose, without buckling her in. At the bus stop, he could
5871have called on the neighbor for help; he could have requested
5882Mr. O'Brien turn off the engine and help him; he could have
5894requested that Mr. O'Brien radio the dispatcher. He did none of
5905these things. He also did not notify Mr. O'Brien that
5915Mr. O'Brien should not move the bus with A.R. unsecured. When
5926he returned to the front of the bus, he did not assist
5938Mr. O'Brien who had stepped into the breach, as it were.
594978. Just cause has been demonstrated for disciplining
5957Mr. DiPaolo for violating Policy 6.37, Group II (13); Policy
59676.37 Group III (4); Policy 6.301 (2), which adopts Florida
5977Administrative Code Rule 6B-1.006 3.a., and Policy 6.301 (3).
598679. Mr. DiPaolo's three-day suspension is within
5993management's discretion.
5995RECOMMENDATION
5996Based on the foregoing Findings of Facts and Conclusions of
6006Law, it is
6009RECOMMENDED that Petitioner:
6012(1) Enter a Final Order sustaining Respondent O'Brien's
6020reprimand and suspension without pay for five days; and
6029(2) Enter a Final Order sustaining Respondent DiPaolo's
6037reprimand and suspension without pay for three days.
6045DONE AND ENTERED this 15th day of July, 2008, in
6055Tallahassee, Leon County, Florida.
6059S
6060___________________________________
6061ELLA JANE P. DAVIS
6065Administrative Law Judge
6068Division of Administrative Hearings
6072The DeSoto Building
60751230 Apalachee Parkway
6078Tallahassee, Florida 32399-3060
6081(850) 488-9675 SUNCOM 278-9675
6085Fax Filing (850) 921-6847
6089www.doah.state.fl.us
6090Filed with the Clerk of the
6096Division of Administrative Hearings
6100this 15th day of July, 2008.
6106COPIES FURNISHED:
6108J. Paul Carland, II, Esquire
6113Hernando County School Board
6117919 North Broad Street
6121Brooksville, Florida 34601
6124Mary F. Aspros, Esquire
6128Meyer and Brooks, P.A.
61322544 Blairstone Pines Drive
6136Tallahassee, Florida 32301
6139Mark Herdman, Esquire
6142Herdman & Sakellarides, P.A.
614629605 U.S. Hwy. 19 North, Ste. 110
6153Clearwater, FL 33761
6156Dr. Wayne Alexander, Superintendent
6160Hernando County School Board
6164919 North Broad Street
6168Brooksville, Florida 34601
6171NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
6177All parties have the right to submit written exceptions within
618715 days from the date of this Recommended Order. Any exceptions
6198to this Recommended Order should be filed with the agency that
6209will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 07/15/2008
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 06/13/2008
- Proceedings: Transcript filed.
- PDF:
- Date: 05/15/2008
- Proceedings: Petitioner`s Proposed Recommended Order as to Respondent, Angelo DiPaolo filed.
- PDF:
- Date: 05/15/2008
- Proceedings: Petitioner`s Proposed Recommended Order as to Respondent, Chrisopher O`Brien filed.
- Date: 04/25/2008
- Proceedings: Transcript filed.
- Date: 04/02/2008
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 02/29/2008
- Proceedings: Amended Notice of Taking Deposition and Subpoena Duces Tecum filed.
- PDF:
- Date: 02/01/2008
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 2, 2008; 10:00 a.m.; Brooksville, FL).
- PDF:
- Date: 12/17/2007
- Proceedings: Petitioner`s Supplemental Response to Respondent`s First Request for Production of Documents (No. 1) filed.
- PDF:
- Date: 11/29/2007
- Proceedings: Order (within 10 days of instant order, Petitioner shall provide to the undersigned a copy of Policies 6.37, Group III(10) and 6.301(3) and pertinent portions of the Staff Handbook).
- PDF:
- Date: 11/29/2007
- Proceedings: Notice of Hearing (hearing set for February 14 and 15, 2008; 10:00 a.m.; Brooksville, FL).
- Date: 11/29/2007
- Proceedings: CASE STATUS: Pre-Hearing Conference Held.
Case Information
- Judge:
- ELLA JANE P. DAVIS
- Date Filed:
- 11/21/2007
- Date Assignment:
- 11/21/2007
- Last Docket Entry:
- 09/08/2008
- Location:
- Brooksville, Florida
- District:
- Northern
- Agency:
- ADOPTED IN PART OR MODIFIED
- Suffix:
- TTS
Counsels
-
Mary F. Aspros, Esquire
Address of Record -
J. Paul Carland, II, Esquire
Address of Record -
Mark S. Herdman, Esquire
Address of Record -
Mark Herdman, Esquire
Address of Record