07-005362TTS Hernando County School Board vs. Christopher O`brien
 Status: Closed
Recommended Order on Tuesday, July 15, 2008.


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Summary: School Board rule applying Florida Administrative Code ethical rules for educators to non-educational personnel and other School Board rules were applied against Respondent and his attendant. There is "just cause" to discipline.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8HERNANDO COUNTY SCHOOL BOARD, )

13)

14Petitioner, )

16)

17vs. ) Case Nos. 07-5362

22) 07-5363

24CHRISTOPHER O'BRIEN AND )

28ANGELO DIPAOLO, )

31)

32Respondents. )

34)

35RECOMMENDED ORDER

37Upon due notice, a disputed-fact hearing was held in this

47case on April 2, 2008, in Brooksville, Florida, before Ella Jane

58P. Davis, a duly-assigned Administrative Law Judge of the

67Division of Administrative Hearings.

71APPEARANCES

72For Petitioner: J. Paul Carland, II, Esquire

79Hernando County School Board

83919 North Broad Street

87Brooksville, Florida 34601

90For Respondent: Christopher O'Brien

94Mary F. Aspros, Esquire

98Meyer and Brooks, P.A.

1022544 Blairstone Pines Drive

106Tallahassee, Florida 32301

109For Respondent: Angelo DiPaolo

113Mark Herdman, Esquire

116Herdman & Sakellarides, P.A.

12029605 U.S. Highway 19 North, Suite 110

127Clearwater, Florida 33761

130STATEMENT OF THE ISSUES

134(1) Whether Petitioner School Board had just cause to

143reprimand Respondent Christopher O'Brien and suspend him for

151five days without pay.

155(2) Whether Petitioner School Board had just cause to

164reprimand Respondent Angelo DiPaolo and suspend him for three

173days without pay.

176PRELIMINARY STATEMENT

178On or about November 7, 2007, Respondent Christopher O'Brien

187was served with Petitioner School Board's disciplinary letter

195reprimanding him and issuing a five-day suspension without pay.

204Mr. O'Brien filed a timely request for hearing, and on November

21521, 2007, the cause was referred to the Division of

225Administrative Hearings for a contract hearing, where it was

234assigned DOAH Case No. 07-5362.

239On or about November 7, 2007, Respondent Angelo DiPaolo was

249served with Petitioner School Board's disciplinary letter

256reprimanding him, and issuing a three-day suspension without pay

265for his actions arising out of the same incident involving

275Respondent O'Brien. Mr. DiPaolo filed a timely request for

284hearing with Petitioner, which request was referred to the

293Division and assigned DOAH Case No. 07-5363.

300The parties did not want to schedule final hearing until

310other peripheral matters were resolved, including discovery of a

319video tape from a third party. The record reflects all

329pleadings, motions, and orders herein, notable among which is

338that both Respondents filed unopposed Motions to Consolidate. On

347January 24, 2008, an Order was issued, consolidating Respondent

356O'Brien's DOAH Case No 07-5362 with Respondent DiPaolo's DOAH

365Case No. 07-5363. A Notice of Hearing was issued on February 1,

3772008, setting the consolidated cases for final hearing on April

3872, 2008.

389At hearing, Petitioner presented the oral testimony of Linda

398Smith, Director of Transportation; Rucell Nesmith, Operator

405Trainer/Safety Coordinator for Transportation; and Steve Daniels,

412ESE Driver Coordinator Specialist. Petitioner had admitted in

420evidence Petitioner's Exhibits 1-5, 7-22, 24-26, and 28-35.

428Respondent O'Brien had two exhibits admitted in evidence and

437testified on his own behalf. Although not necessarily called as

447witnesses by each other, each Respondent testified on his own

457behalf during the consolidated hearing, and each one's testimony

466has been considered as to both Respondents. Respondent O'Brien's

475exhibits also have been considered as to both Respondents. The

485parties' Pre-hearing Stipulation was admitted as Joint Exhibit A.

494A Transcript was filed on April 25, 2008. Petitioner and

504Respondent O'Brien timely filed their respective Proposed

511Recommended Orders directed to DOAH Case No. 07-5362, on May 15,

5222008. Petitioner timely filed its Proposed Recommended Order in

531DOAH Case No. 07-5363; Respondent DiPaolo has filed no proposal.

541All proposals have been considered in completing this single

550Recommended Order.

552FINDINGS OF FACT

5551. At all times material, Christopher O'Brien was employed

564by Petitioner Hernando County School Board as a school bus

574driver.

5752. Mr. O'Brien was first hired by Petitioner as a school

586bus driver in 2001. Prior to the events of this case, he had

599never been disciplined by his employer, and he had received a

610number of commendations.

6133. At all times material, Angelo DiPaolo was employed by

623Petitioner as a school bus attendant.

6294. Mr. DiPaolo was first employed and trained by

638Petitioner as a school bus driver for about one year, but he had

651been employed by Petitioner as a school bus attendant for the

662last six years preceding the incident in this case.

6715. Respondents are members of the Hernando United School

680Workers Union (HUSW). For the 2007-2008, school year, both men

690were assigned by the School Board's Transportation Department to

699Bus 473, Route 22. During that school year, the bus carried

710between 50 and 60 children, ages kindergarten through eighth

719grade, to and from J.D. Floyd Elementary School. Student A.R.

729was one of these students.

7346. On October 5, 2007, A.R. was a three-year-old, female,

744pre-kindergarten, Exceptional Student Education (ESE) student.

750She was a special needs child, whose 2007-2008, Individualized

759Education Plan (IEP) called for her to have adult supervision

769while riding the bus.

7737. The School Board had implemented A.R.'s IEP for the

7832007-2008, school year by placing Mr. DiPaolo on Mr. O'Brien's

793bus. Steve Daniels, Petitioner's ESE Driver Coordinator

800Specialist, provided Mr. DiPaolo with written confirmation of

808his assignment, which included information on A.R.'s grade

816level, bus stop, and need for a special seat restraint.

826Mr. DiPaolo first met A.R. at the beginning of the 2007-2008,

837school year. Mr. DiPaolo's assigned first and primary

845responsibility was the safety of A.R., which included buckling

854her into her child safety seat, but his second and subordinate

865responsibility was to maintain order on the bus and manage the

876safety of the other 50-60 children.

8828. Mr. O'Brien had met A.R. during the second semester of

893the 2006-2007, school year, when she was initially placed on his

904school bus route. During that school year, A.R. had ridden the

915bus driven by Mr. O'Brien without having a school bus attendant

926specifically devoted to her safety and exceptionalities. During

934that school year, Mr. O'Brien had been instrumental in getting a

945particular type of safety seat for A.R. to ride in, due to her

958small size. This type of seat is called "a C. E. White" or

"971CEW" child's safety seat, and has an integrated five-point

980harness.

9819. During the 2006-2007, school year, Mr. O'Brien's bus

990had no bus attendant. Therefore, during that period of time, he

1001had ultimate responsibility for all the children on his bus,

1011including A.R.

101310. During the 2006-2007, school year, A.R. was sometimes

1022buckled into her bus safety seat by older siblings who rode the

1034same bus, but Mr. O'Brien had a good rapport with A.R. and often

1047also helped buckle her into her seat. To do so, he had to leave

1061the bus driver's compartment of the bus.

106811. During the 2007-2008, school year, A.R. and one

1077sister, R.R., who was then approximately nine years old,

1086continued to ride Mr. O'Brien's bus.

109212. Mr. O'Brien was advised at the start of the 2007-2008,

1103school year that A.R. would be riding with the adult supervision

1114of Mr. DiPaolo. Mr. O'Brien was not made privy to the reasons

1126why the decision had been made to require a bus attendant

1137specifically for A.R., but he understood he was supposed to

1147comply with this requirement, regardless of the reason. There

1156also was testimony that any three-year-old attending

1163kindergarten with a special bus attendant would be an ESE

1173student.

117413. In assessing the relative credibility and weighing the

1183testimony of all the witnesses, as well as hearing the comments

1194made by R.R. on the videotape of the October 5, 2007, incident,

1206it is found that A.R. was not a usually compliant and accepting

1218bus passenger, but was frequently what any parent would

1227recognize as difficult or oppositional. (See Finding of Fact

123623.)

123714. Indeed, during the 2007-2008, school year prior to

1246October 5, 2007, Mr. DiPaolo had twice sought direction from

1256Mr. Daniels, who had told him to do the best he could with A.R.,

1270but if Mr. DiPaolo's "best" did not work out, something else

1281might have to be done about A.R.

128815. A.R.'s father usually brought her to the bus stop. On

1299the morning of October 5, 2007, a neighbor brought the two

1310siblings to the bus stop. A.R. was already upset when boarding

1321began.

132216. On October 5, 2007, A.R. did not want to get on the

1335bus. Mr. DiPaolo had to go down to the first step of the bus to

1350get A.R. from the neighbor who was supervising the sisters at

1361the bus stop. Once A.R. made it to the top step of the bus

1375entrance, she still did not want to move. Mr. DiPaolo had to

1387lift her up and place her in her C.E. White seat, which was

1400strapped-into the window-side of the first row seat, immediately

1409inside the door on the side of the bus opposite the driver's

1421side. Once there, A.R. deliberately slumped off the car seat

1431onto the floor of the bus. When lifted up again, A.R. repeated

1443the behavior. This "battle of wills" between the three-year-old

1452and the bus attendant continued for a little while.

146117. Fairly quickly, however, Mr. DiPaolo retired from the

1470field of battle to speak to some students in the back of the

1483bus. At this point, A.R. was either sliding herself onto the

1494floor or was on the floor between the first row of seats and the

1508stairwell barricade.

151018. Despite some testimony to the effect that the older

1520students in the back of the bus were rowdy and needed to be

1533settled down, the video tape does not corroborate that "take" on

1544the chain of events. While it might have been good strategy for

1556Mr. DiPaolo to let A.R. cool off a little before again trying to

1569buckle her into her seat, there does not appear to have been any

1582pressing reason for Mr. DiPaolo to absent himself from her

1592vicinity to address issues in the back of the bus. Moreover,

1603A.R. was his first and prime responsibility, and he abandoned

1613that responsibility by saying to A.R.'s sister, R.R., who was

1623still standing and not in her own seat, that she should try to

1636get A.R. buckled in, and he did not alert Mr. O'Brien that A.R.

1649was not yet buckled-in.

165319. Mr. DiPaolo's superior, Mr. Daniels, would have

1661sanctioned Mr. DiPaolo's enlisting the aid of the older sibling

1671if Mr. DiPaolo also had not simply abandoned the situation and

1682walked to the back of the bus.

168920. Mr. DiPaolo also could have, and did not, attempt to

1700enlist the aid of the adult neighbor who had delivered A.R. to

1712the bus stop, or he could have returned A.R. back to that adult

1725neighbor and suggested the neighbor take A.R. to school

1734separately, both of which were options his superiors testified

1743they would have sanctioned. He could also have requested that

1753Mr. O'Brien radio the dispatcher for help. He chose none of

1764these options.

176621. As Mr. DiPaolo gave instructions to A.R.'s sister and

1776walked to the back of the bus, Mr. O'Brien, not realizing that

1788A.R. was not secured into her seat, pulled the bus away from the

1801stop.

180222. Although Mr. O'Brien testified to several reasons that

1811he believed A.R. was secured in her seat before he pulled the

1823bus away from its stop, Mr. DiPaolo clearly had not orally

1834advised him that she was buckled-in, and Mr. O'Brien did not, in

1846fact, make sure that A.R. was secure before he pulled the bus

1858into four-lane traffic. Moreover, the sister, R.R., was up and

1868down while all this was going on. She was not always in her

1881seat as the bus was moving, either.

188823. R.R. was not able to secure A.R. in her seat, so she

1901approached the driver's compartment and stated to Mr. O'Brien

1910that they were going to have to do things "the hard way."

1922R.R.'s choice of words suggests that R.R. and Mr. O'Brien had

1933previously had to buckle A.R. into her car seat by sheer force.

194524. Approximately 25 seconds after he started the bus,

1954during which time the bus entered the flow of four lanes of

1966traffic and proceeded through an intersection, Mr. O'Brien

1974pulled the bus over to the side of the road and stopped. During

1987the whole of this period, A.R. was not in her seat or buckled-

2000in.

200125. When Mr. O'Brien pulled over, he put on the emergency

2012brake and put the transmission in neutral. He intentionally

2021left the bus engine running, because the doors on that type of

2033bus are controlled by air pressure. Once the engine is turned

2044off, the doors will open with just the touch of a hand from

2057either inside or outside the door. For safety reasons, he

2067wanted the door to remain secure.

207326. Under the circumstances, pulling over the bus was

2082probably a wise move, but Mr. O'Brien went further. He could

2093have summoned Mr. DiPaolo to come back and do his job as A.R.'s

2106bus attendant, and he could have called dispatch to alert the

2117administration to a problem requiring their help, but instead,

2126Mr. O'Brien left the driver's compartment to check on A.R.

213627. When Mr. O'Brien reached her, A.R. was not in her

2147seat. He lifted her up from the floor of the bus and attempted

2160to buckle her into her seat. At first, Mr. O'Brien was not

2172successful getting A.R. into her seat and asked her if she knew

2184she was about to get "a spanking." Mr. O'Brien admitted to

2195threatening to spank A.R. to "snap her out of it," and to

2207emphasize the importance of complying with his demands, even

2216though he knew that "corporal punishment" was against

2224Petitioner's policies. His voice was firm in making the

2233statement and more matter-of-fact than threatening. However,

2240his threat was loud enough to be heard over the general

2251commotion on the bus, the idling engine, and the sound of

2262traffic. R.R. and at least a few nearby children must have

2273heard the threat.

227628. When A.R. continued to physically resist Mr. O'Brien's

2285efforts to get her into her seat, he administered a single,

2296swift slap to her right buttocks/thigh area. A.R. did not cry

2307out specifically at that point, although later she began to cry.

2318After spanking A.R., Mr. O'Brien was able, unassisted, to

2327wrestle her into her seat and buckle her in.

233629. At some point in Mr. O'Brien's struggle, Mr. DiPaolo

2346returned and stood in the aisle, level with the back of A.R.'s

2358seat, observing Mr. O'Brien interacting with A.R. and A.R.

2367crying.

236830. The "driver's compartment" on Mr. O'Brien's bus does

2377not show up well in the video and there was no testimony

2389concerning how it is configured. However, it does not appear to

2400be separated from the students' seats by a door or partition.

2411The diagrams in the Operations Handbook show clear access to the

2422driver's seat and controls from the student seats on the

2432driver's side immediately behind the driver's seat, if the

2441driver is not in his seat, regardless of whether anyone is

2452blocking the aisle.

245531. During the entire period of time Mr. O'Brien was

2465dealing with A.R., he had his back turned towards the driver's

2476seat and controls, which he had left unattended. During this

2486entire period of time, the bus engine continued running and the

2497doors remained closed. However, Mr. O'Brien's bus has just a

2507knob for an emergency brake and anyone could have hit the knob

2519so that the bus would begin rolling forward.

252732. After securing A.R. and being sure R.R. also was

2537safely seated, Mr. O'Brien returned to the driver's compartment

2546and drove the bus to school.

255233. A.R.'s screaming, crying, and fussing seems to have

2561escalated after Mr. O'Brien resumed the driver's seat, when

2570Mr. DiPaolo said something to A.R. about his not being willing

2581to sit with her. However, Mr. DiPaolo eventually sat next to

2592A.R. and interacted with A.R. to keep her amused, and apparently

2603happy, until the bus stopped again and the passengers debarked

2613at J.D. Floyd Elementary School.

261834. Mr. O'Brien described the incident to A.R.'s classroom

2627teacher when he delivered A.R. into her care at the school on

2639October 5, 2007. He did not report it to Petitioner's

2649Transportation Department, because it was, in his mind, a minor

2659bit of misbehavior by a student. Mr. DiPaolo also made no

2670report. The undersigned is not persuaded that either

2678Mr. O'Brien or Mr. DiPaolo tried to keep the incident secret.

268935. One of Petitioner's own training manuals provides:

2697Minor incidents of misbehavior such as

2703getting out of the seat, standing, or

2710speaking loudly are usually better handled

2716on the bus. If every incident of

2723misbehavior is reported to the principal,

2729the operator will lose credibility.

273436. However, on the following Monday morning, A.R.'s

2742mother boarded Mr. O'Brien's bus and made a scene, accusing

2752Mr. O'Brien of spanking A.R. on her bottom. The mother then

2763proceeded to Petitioner's administrative offices, where she

2770lodged a complaint, and finally went on to the Sheriff's Office

2781to do the same. Ultimately, because they are required to do so

2793when there is an accusation of corporal punishment, Petitioner's

2802administration notified the Department of Children and Family

2810Services of the mother's allegations.

281537. After receiving the complaint, Linda Smith,

2822Petitioner's Director of Transportation, requested a copy of the

2831October 5, 2007, surveillance video from the front of Bus 473.

2842That surveillance film was admitted in evidence and has been

2852heavily relied-upon in this Recommended Order. The surveillance

2860film from the back of the bus was not offered or admitted.

287238. Ms. Smith, and Ms. Rucell Nesmith, Petitioner's

2880Operator Trainer/Safety Coordinator for Transportation, have

2886each been involved in school bus transportation for over 30

2896years and both have served as drivers and as transportation

2906administrators. They testified that Mr. O'Brien's conduct on

2914October 5, 2007, violated Petitioner's policy on two basic

2923levels: he left the driver's compartment while the bus was

2933still running and still loaded with students, and he

2942administered corporal punishment to a student.

294839. While bus attendants and drivers have some discretion

2957in handling disruptive students or students like A.R., who are

2967not following directions, they are not supposed to permit, or

2977cause, a bus to leave a stop until every student is properly

2989secured, and they are forbidden to use corporal punishment.

299840. Bus drivers/operators receive training, including

3004training on Petitioner's Operations Handbook as well as training

3013on the State-approved driver curriculum.

301841. Mr. O'Brien was certified as having completed the bus

3028driver training on July 20, 2001.

303442. Mr. O'Brien attended annual in-service trainings

3041thereafter in 2002, 2003, 2004, 2005, 2006 and 2007. In-service

3051trainings include, among other things, any updates to the

3060Operations Handbook. General statements were also made during

3068in-service trainings about not touching students.

307443. Mr. DiPaolo received his initial training as a bus

3084driver from Ms. Nesmith and a copy of the Operations Handbook in

30962001, when he first was hired by Petitioner.

310444. Mr. DiPaolo, and all bus attendants, receive initial

3113training as bus attendants, including a review of Petitioner's

3122Operations Handbook. Mr. DiPaolo also received in-service

3129trainings thereafter in 2002, 2003, 2004, 2005, 2006, and 2007.

3139In-service training included any updates to the Operations

3147Handbook.

314845. Ms. Smith recommended discipline for Messrs. O'Brien

3156and DiPaolo. She recommended a five-day suspension for

3164Mr. O'Brien and a three-day suspension for Mr. DiPaolo.

317346. Petitioner scheduled a pre-disciplinary meeting

3179concerning the incident for October 17, 2007. The meeting was

3189postponed because Messrs. O'Brien and DiPaolo had obtained legal

3198counsel. The meeting was eventually rescheduled for November

32062007. Messrs. O'Brien and DiPaolo attended that meeting with

3215their respective legal counsel, and it resulted in the

3224November 7, 2007, charges addressed below and in the Conclusions

3234of Law.

323647. In accord with Ms. Smith's recommendation,

3243Petitioner's Superintendent issued a letter dated November 7,

32512007, to Mr. O'Brien, reprimanding him and issuing a five-day

3261suspension without pay for leaving the driver's compartment;

3269leaving the bus running while attending to A.R.; orally

3278threatening to spank a student while attempting to put her into

3289her seat; swatting the student on her posterior; and failing to

3300immediately report to the Transportation Department the incident

3308as a student safety issue. Mr. O'Brien was cited in the letter

3320for violations of Petitioner's policies, namely Policy 6.37,

3328Group III, Section (10)- On or off the job conduct which

3339adversely affects the ability of the employee to perform his

3349duties and/or the duties of other employees and/or adversely

3358affects the efficient operation of the school system or any

3368department, division, or area of the School Board; Policy 6.301,

3378Ethics: Section (3) (a) failure to make reasonable effort to

3388protect the student from conditions harmful to learning and/or

3397to the student's mental and/or physical health and/or safety;

3406and (3) (e) not intentionally expose a student to unnecessary

3416embarrassment or disparagement; and provisions in Petitioner's

34232007 Staff Handbook prohibiting touching students except to

3431protect their health, safety and/or welfare. Policy 6.38 was

3440cited as a disciplinary guideline.

344548. In accord with Ms. Smith's recommendation, the

3453Superintendent issued a letter dated November 7, 2007, to

3462Mr. DiPaolo, reprimanding him and issuing a three-day suspension

3471without pay, for failing to place a student assigned

3480specifically to him for supervision and assistance in her seat;

3490walking to the back of the bus while the bus driver had to

3503secure the student in her seat; and failing to immediately

3513report the incident to the Transportation Department as a

3522student safety issue. Mr. DiPaolo was cited in the letter for

3533violations of Petitioner's policies, namely Policy 6.37, Group

3541II, Section (13), Incompetency or inefficiency in the

3549performance of duties; Policy 6.37, Group III, Section (4),

3558Interfering with the work of other employees or refusal to

3568perform assigned work; and Policy 6.301: Ethics, Section (3) (a)

3578failure to make reasonable effort to protect the student from

3588conditions harmful to learning and/or to the student's mental

3597and/or physical health and/or safety. Again, Policy 6.38 was

3606cited as a disciplinary guideline.

361149. The School Board's Operations Handbook, at page 37,

3620states, in pertinent part:

3624Bus Aides

36265. Drivers are to remain in the driver's compartment.

363550. The School Board's Operations Handbook, at page 59-Y,

3644states, in pertinent part:

3648Responsibilities of a School Bus Aide

36541. To load and unload students and assist

3662driver as needed.

3665* * *

36683. To ensure that all students are secured

3676and when appropriate, secure restraining

3681devices, i.e. seat belts, safety vest,

3687infant seats, and toddler seats.

3692* * *

36956. To recognize individual student

3700capabilities and exceptionalities while

3704maintaining order on the bus and administer

3711to their individual needs as required.

371751. At page 59-D, the Operations Handbook provides, in

3726pertinent part:

3728Operating Procedure No. 27,

3732Responsibilities of the School Bus Driver

3738Related to Board of Education Rules 6A-3

374525. To report immediately to the director

3752or supervisor of transportation, school

3757principal or other designated officials:

3762a. Misconduct on the part of any student

3770while on bus or under the driver's immediate

3778supervision,

377952. The Department of Education Bureau of Professional

3787Practices Services' handout, provided during training of bus

3795drivers, provides, in pertinent part:

3800INTERACTION WITH STUDENTS:

3803Keep hands and other parts of your body to

3812yourself.

3813TIPS FOR STAFF WITH AGGRESSIVE STUDENTS:

3819DON'TS:

38201. Do not physically handle the student.

38272. Do not react aggressively in return.

3834* * *

38375. Do not create punitive consequences to

"3844get even" with the student.

3849Department of Education Recommendation:

3853Discipline

3854The bus driver has no authority to slap,

3862spank or abuse any child.

386753. By School Board policy, Petitioner has made the

3876standards for educators applicable to even its non-educational

3884personnel, such as bus attendants and bus drivers. Policy 6.301

3894concerns employee ethics and provides in pertinent part:

3902(2) All employees shall familiarize

3907themselves with the 'Code of Ethics of the

3915Education Profession in Florida,' located in

3922the State Board of Education Rules. All

3929employees shall abide by the Code at all

3937times and shall be held to the standards of

3946the Code in all matters related to their

3954employment with the Hernando County School

3960Board.

396154. Florida Administrative Code Rule 6B-1.006, which is

3969provided to Petitioner's employees with their copy of

3977Petitioner's Policy 6.301, provides in pertinent part:

39843. Obligation to the student requires that

3991the individual:

3993a. Shall make reasonable effort to protect

4000the student from conditions harmful to

4006learning and/or to the student's mental

4012and/or physical health and/or safety.

4017* * *

4020e. Shall not intentionally expose a student

4027to unnecessary embarrassment or

4031disparagement.

403255. Petitioner's Policy 6.301 (3), reads:

4038The School Board of Hernando County supports

4045strong internal control in its procedures

4051and practices. All incidents of suspected

4057improprieties should be reported using the

4063Board approved Compliant [sic] Policy.

406856. Petitioner's 2007-2008 Staff Handbook provides, in

4075pertinent part:

4077TOUCHING STUDENTS

4079Employees are advised that they should not

4086touch students in any way except for the

4094protection of the health, safety, and/or

4100welfare of a student or for protection of

4108themselves.

410957. School Board Policy 6.37 -- Group (II) provides, in

4119pertinent part:

4121GROUP II OFFENSES

4124(13) Incompetency or inefficiency in the

4130performance of duties.

413358. School Board Policy 6.37 - Group (III) provides, in

4143pertinent part:

4145GROUP III OFFENSES

4148(4) Interfering with the work of other

4155employees or refusal to perform assigned

4161work.

4162(10) On or off the job conduct which

4170adversely affects the ability of the

4176employee to perform his duties and/or the

4183duties of other employees and/or adversely

4189affects the efficient operation of the

4195school system or any department, division,

4201or area of the School Board.

420759. The parties stipulated that this case does not present

4217a situation of progressive discipline, and accordingly, the

4225undersigned finds it unnecessary to quote or discuss the levels

4235of discipline permissible under Groups II and III of Policy 6.37

4246or Policy 6.38.

424960. It further appears that combinations of the penalties

4258of written reprimand and suspension, with or without pay, are

4268authorized, and each offense is looked at on a case-by-case

4278basis. Also, it appears that all penalties listed in any School

4289Board Policy are recommended, but not mandatory, to apply to

4299specific offenses and that the penalty utilized is to be

4309discretionary with management, per Policies 6.37, and 6.38.

4317Policy 6.38, authorizes the Superintendent to suspend employees

4325without pay for up to 10 days as a disciplinary measure.

4336CONCLUSIONS OF LAW

433961. Petitioner has a contract with the Division of

4348Administrative Hearings which establishes the Division's

4354jurisdiction over the parties and subject matter of this cause.

4364School Board Policies 6.37, 6.39, and the HUSW Collective

4373Bargaining Agreement, also apply. The hearing and Recommended

4381Order have been conducted within the parameters of Sections

4390120.569 and 120.57(1).

439362. The Superintendent of Schools for Hernando County has

4402the authority, pursuant to Section 1012.27, Florida Statutes, to

4411recommend to the School Board that any school employee be

4421suspended and/or dismissed from employment.

442663. Petitioner School Board has the authority to terminate

4435and/or suspend support personnel without pay and benefits,

4443pursuant to Sections 1012.22(1)(f) and 1012.40(2)(c), Florida

4450Statutes.

445164. The standard for discipline/suspension/termination of

4457support personnel is "just cause," pursuant to Section 1012.40,

4466Florida Statutes, School Board Policy 6.37, and the HUSW

4475Collective Bargaining Agreement. Neither the HUSW contract nor

4483School Board Policy 6.37 defines "just cause." Likewise,

4491neither do the Florida Statutes provide an exhaustive definition

4500of the term. In the absence of such specific definition,

4510Petitioner has discretion (subject to review via a hearing) in

4520setting standards which subject an employee to discipline and/or

4529termination. See Dietz v. Lee County School Board , 647 So. 2d

4540217 (Fla. 2nd DCA 1994).

454565. It was stipulated that the duty to go forward and the

4557burden of proof by a "preponderance of the evidence" in this

4568cause is upon the School Board. See also McNeill v. Pinellas

4579County School Board , 678 So. 2d 476 (Fla. 2nd DCA 1996); Dileo

4591v. School Board of Dade County , 569 So. 2d 883 (Fla. 3rd DCA

46041990); see also , Section 120.57(1)(j), Florida Statutes.

461166. Many rules, policies, standards, and

4617educational/training devices etc. were admitted in evidence.

4624However, Mr. O'Brien and Mr. DiPaolo may only be disciplined,

4634pursuant to the charges actually brought against them in the

4644respective disciplinary letters. ( See Findings of Fact 47 and

465448.) The other items, however, are helpful in determining how

4664those charges are to be interpreted and applied in relationship

4674to each man's actions or inactions that gave rise to the

4685charges.

468667. This presents some difficulty because both November 7,

46952007, letters list in numerical form Policy 6.301 (3), which

4705refers only to reporting incidents, and the language employed

4714says the same thing. However, the language of the disciplinary

4724letters clearly intended to also charge the Respondents with

4733offending Policy 6.301 (2), which incorporates the Florida

4741Administrative Code Rule applicable to educators. In fact,

4749there is no sub-section (a) or sub-section (e) to Petitioner

4759School Board's Policy 6.301 (3), as set out in the charging

4770documents. ( Compare Findings of Fact 47-48, the respective

4779charges, with Findings of Fact 53-55, the specific language of

4789the School Board policies and Florida Administrative Code Rule,

4798which does have a 3.a. and 3.e.)

480568. Be that as it may, because the charging documents

4815stated in plain English the contents of both School Board

4825Policies 6.301 (2) and (3) and specifically quoted the actual

4835language of sub-paragraphs a. (and, in O'Brien's case, e.) of

4845Florida Administrative Code Rule 6B-1.006, even though the

4853citations were somewhat garbled by not specifically referring

4861back to Policy 6.301(2); because the discipline had already been

4871imposed prior to the final hearing; because of the lengthy

4881preparation period for final hearing; because of the fact that

4891the Code rules were admitted without objection and were

4900acknowledged as relevant by both Respondents; and because both

4909the Proposed Recommended Orders of Petitioner, and at least the

4919Proposed Recommended Order of Mr. O'Brien, addressed whether or

4928not the ethical rules for educators applied in this case dealing

4939with Respondents, who are non-educational personnel, and those

4947proposals also addressed the "failure to report" issue, it is

4957concluded that both Respondents had full notice of being charged

4967under both Policy 6.301 (2), encompassing parts of the Florida

4977Administrative Code Rule for educators, and under Policy 6.301

4986(3), dealing with immediate reporting to Petitioner's Department

4994of Transportation, and that each Petitioner had every

5002opportunity to defend against those charges. Therefore,

5009Respondent O'Brien was on notice with regard to Policy 6.301(2),

5019encompassing Florida Administrative Code Rule 6B-1.006, 3. a.

5027and 3. e., and Policy 6.301(3), for failure to report, and

5038Respondent DiPaolo was also on notice with regard to Policy

50486.301(2), encompassing Florida Administrative Code Rule 6B-

50551.006, 3. a., and Policy 6.301(3), for failure to report.

5065Mr. DiPaolo was not charged with Florida Administrative Code

5074Rule 6B-1.006, 3. e. in any way. Mr. O'Brien was also charged

5086with touching contrary to the Staff Handbook.

509369. First, what was not an offense: There was no

"5103inappropriate touching," by either Mr. DiPaolo or Mr. O'Brien

5112in any normally understood sense in attempting to seat and

5122buckle-in A.R. Mr. DiPaolo's assisting the three-year-old child

5130up the steps of the bus was part of his duties. Moreover, when

5143that three-year-old child had a temper tantrum and slid onto the

5154school bus floor, picking that child up and putting her in her

5166seat was entirely reasonable and protective adult behavior by

5175both men. However, Mr. O'Brien's swat is another matter. See ,

5185infra .

518770. Likewise, there was no "cover up" by Messrs. O'Brien

5197or DiPaolo. There was, however, a failure by each man to

5208recognize what he had done wrong. Although there was no "cover

5219up", it is concluded that each man failed to "immediately

5229report" the incident per School Board Policy 6.301(3), and the

5239Operations Handbook requirements. Mr. O'Brien's conversation

5245with A.R.'s teacher was insufficient to address the student

5254safety issue with the Transportation Department.

5260Conclusions Specifically As to Respondent O'Brien

5266DOAH Case No. 07-5362

527071. On October 5, 2007, Mr. O'Brien pulled out into

5280traffic without first ascertaining from Mr. DiPaolo that all the

5290children were seated and secure. He was derelict in the

5300performance of his duties by leaving the driver's compartment

5309with the engine running, which created an unnecessary potential

5318danger to the welfare of all the students on the bus. Mr.

5330O'Brien also exceeded any authority he may have had to manage

5341the bus by threatening A.R. within the hearing of other

5351students, and then using corporal punishment to correct A.R.

5360and/or to achieve compliance with his directives.

536772. The Operations Handbook is clear that the driver is

5377required to remain in the driver's compartment to ensure he

5387maintains control over the bus and is available to react to any

5399emergencies on the bus or situations created by other traffic.

5409Although Mr. O'Brien may have believed he was acting in a safe

5421manner when he left the driver's compartment to attend to A.R.,

5432his belief was misguided. He left the compartment unattended

5441while the bus was sitting on a busy road with rush hour traffic.

5454He also had his back turned toward the driver's compartment

5464while the engine was still running. Although this may have

5474secured the door, it also provided an opportunity for a student

5485to intentionally or accidentally release the brake and/or put it

5495into gear in very quick fashion.

550173. Mr. O'Brien had the option of calling upon

5510Mr. DiPaolo, the bus attendant who had been assigned to the bus

5522for the very purpose of assisting A.R. and making sure she was

5534properly secured in her seat. He knew that the dedication by

5545the School Board of a bus attendant to A.R.'s specific needs had

5557to take precedence over his own supervisory stance for the

5567entire bus.

556974. Mr. O'Brien's interaction with A.R. was also outside

5578the bounds of well-established School Board policy and

5586procedures. The School Board Operations Handbook, Staff

5593Handbook, and the State curriculum for bus drivers all indicate

5603that spanking a child is prohibited. Even under the significant

5613provocation of this child, and even if his swat to A.R.'s

5624thigh/buttocks was well-intended or even mistaken, it was a

5633clear violation of the Staff Handbook and Policy 6.301(2),

5642encompassing Florida Administrative Code Rule 6B-1.006, 3.a. and

5650e.

565175. Just cause has been demonstrated to discipline

5659Mr. O'Brien for violating Policy 6.37 Group III (10), Policy

56696.301 (2), which adopts Florida Administrative Code Rule 6B-

56781.006 3.a. and e., and Policy 6.301 (3).

568676. Leaving the controls unattended was a negligent act,

5695and Mr. O'Brien's threat/swat were pro-active misuses of his

5704position. The pro-active misuses of his position are cause for

5714a higher discipline (five days suspension) than that assigned to

5724Mr. DiPaolo (three days suspension).

5729Conclusions Specifically As to Respondent DiPaolo

5735DOAH Case 07-5363

573877. This is not an issue of Mr. DiPaolo seeking help from

5750the administration and getting none or his "best" not being

"5760good enough." October 5, 2007, was a situation of Mr. DiPaolo

5771abandoning his job duties. As a school bus attendant, provided

5781pursuant to A.R.'s IEP, he was, first and foremost, on the bus

5793to ensure her safety and welfare, and only thereafter to assist

5804the bus driver in regard to all the other bus students. One of

5817the specific tasks Mr. DiPaolo was to perform for A.R. was

5828securing her in her C.E. White seat. Although he made several

5839unsuccessful attempts to buckle-in A.R., he abandoned his job

5848responsibilities by going to the back of the bus for no urgent

5860purpose, without buckling her in. At the bus stop, he could

5871have called on the neighbor for help; he could have requested

5882Mr. O'Brien turn off the engine and help him; he could have

5894requested that Mr. O'Brien radio the dispatcher. He did none of

5905these things. He also did not notify Mr. O'Brien that

5915Mr. O'Brien should not move the bus with A.R. unsecured. When

5926he returned to the front of the bus, he did not assist

5938Mr. O'Brien who had stepped into the breach, as it were.

594978. Just cause has been demonstrated for disciplining

5957Mr. DiPaolo for violating Policy 6.37, Group II (13); Policy

59676.37 Group III (4); Policy 6.301 (2), which adopts Florida

5977Administrative Code Rule 6B-1.006 3.a., and Policy 6.301 (3).

598679. Mr. DiPaolo's three-day suspension is within

5993management's discretion.

5995RECOMMENDATION

5996Based on the foregoing Findings of Facts and Conclusions of

6006Law, it is

6009RECOMMENDED that Petitioner:

6012(1) Enter a Final Order sustaining Respondent O'Brien's

6020reprimand and suspension without pay for five days; and

6029(2) Enter a Final Order sustaining Respondent DiPaolo's

6037reprimand and suspension without pay for three days.

6045DONE AND ENTERED this 15th day of July, 2008, in

6055Tallahassee, Leon County, Florida.

6059S

6060___________________________________

6061ELLA JANE P. DAVIS

6065Administrative Law Judge

6068Division of Administrative Hearings

6072The DeSoto Building

60751230 Apalachee Parkway

6078Tallahassee, Florida 32399-3060

6081(850) 488-9675 SUNCOM 278-9675

6085Fax Filing (850) 921-6847

6089www.doah.state.fl.us

6090Filed with the Clerk of the

6096Division of Administrative Hearings

6100this 15th day of July, 2008.

6106COPIES FURNISHED:

6108J. Paul Carland, II, Esquire

6113Hernando County School Board

6117919 North Broad Street

6121Brooksville, Florida 34601

6124Mary F. Aspros, Esquire

6128Meyer and Brooks, P.A.

61322544 Blairstone Pines Drive

6136Tallahassee, Florida 32301

6139Mark Herdman, Esquire

6142Herdman & Sakellarides, P.A.

614629605 U.S. Hwy. 19 North, Ste. 110

6153Clearwater, FL 33761

6156Dr. Wayne Alexander, Superintendent

6160Hernando County School Board

6164919 North Broad Street

6168Brooksville, Florida 34601

6171NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

6177All parties have the right to submit written exceptions within

618715 days from the date of this Recommended Order. Any exceptions

6198to this Recommended Order should be filed with the agency that

6209will issue the final order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 09/08/2008
Proceedings: Final Order filed.
PDF:
Date: 09/02/2008
Proceedings: Agency Final Order
PDF:
Date: 07/15/2008
Proceedings: Recommended Order
PDF:
Date: 07/15/2008
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 07/15/2008
Proceedings: Recommended Order (hearing held April 2, 2008). CASE CLOSED.
Date: 06/13/2008
Proceedings: Transcript filed.
PDF:
Date: 05/15/2008
Proceedings: Respondent O`Brien`s Proposed Recommended Order filed.
PDF:
Date: 05/15/2008
Proceedings: Petitioner`s Proposed Recommended Order as to Respondent, Angelo DiPaolo filed.
PDF:
Date: 05/15/2008
Proceedings: Petitioner`s Proposed Recommended Order as to Respondent, Chrisopher O`Brien filed.
PDF:
Date: 04/25/2008
Proceedings: Post-Hearing Order.
Date: 04/25/2008
Proceedings: Transcript filed.
Date: 04/02/2008
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 03/31/2008
Proceedings: Joint Pre-hearing Stipulation filed.
PDF:
Date: 03/05/2008
Proceedings: Amended Notice of Taking Deposition filed.
PDF:
Date: 02/29/2008
Proceedings: Amended Notice of Taking Deposition and Subpoena Duces Tecum filed.
PDF:
Date: 02/01/2008
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 2, 2008; 10:00 a.m.; Brooksville, FL).
PDF:
Date: 01/29/2008
Proceedings: Unopposed Motion to Continue filed.
PDF:
Date: 01/24/2008
Proceedings: Order of Consolidation (DOAH Case Nos. 07-5362 and 07-5363).
PDF:
Date: 01/18/2008
Proceedings: Unopposed Motion to Consolidate filed.
PDF:
Date: 12/17/2007
Proceedings: Petitioner`s Supplemental Response to Respondent`s First Request for Production of Documents (No. 1) filed.
PDF:
Date: 12/05/2007
Proceedings: Notice of Compliance with Order Dated November 29, 2007 filed.
PDF:
Date: 11/29/2007
Proceedings: Order (within 10 days of instant order, Petitioner shall provide to the undersigned a copy of Policies 6.37, Group III(10) and 6.301(3) and pertinent portions of the Staff Handbook).
PDF:
Date: 11/29/2007
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 11/29/2007
Proceedings: Notice of Hearing (hearing set for February 14 and 15, 2008; 10:00 a.m.; Brooksville, FL).
PDF:
Date: 11/29/2007
Proceedings: Respondent`s First Request for Production of Documents filed.
Date: 11/29/2007
Proceedings: CASE STATUS: Pre-Hearing Conference Held.
PDF:
Date: 11/28/2007
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 11/21/2007
Proceedings: Initial Order.
PDF:
Date: 11/21/2007
Proceedings: Request for formal hearing filed.
PDF:
Date: 11/21/2007
Proceedings: Formal Letter of Reprimand filed.
PDF:
Date: 11/21/2007
Proceedings: Agency referral filed.

Case Information

Judge:
ELLA JANE P. DAVIS
Date Filed:
11/21/2007
Date Assignment:
11/21/2007
Last Docket Entry:
09/08/2008
Location:
Brooksville, Florida
District:
Northern
Agency:
ADOPTED IN PART OR MODIFIED
Suffix:
TTS
 

Counsels

Related DOAH Cases(s) (2):

Related Florida Statute(s) (5):

Related Florida Rule(s) (1):