08-002146N Chontee Joyner And David Joyner, Individually And As Parents And Natural Guardians Of Brianna Renee Joyner, A Minor Child vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Monday, March 23, 2009.


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Summary: The cause of infant`s impairments was most likely a genetic abnormality, as opposed to a "birth-related neurological injury." The claim is denied.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8CHONTEE JOYNER AND DAVID )

13JOYNER, INDIVIDUALLY AND AS )

18PARENTS AND NATURAL GUARDIANS )

23OF BRIANNA RENEE JOYNER, A )

29MINOR CHILD, )

32)

33Petitioners, )

35)

36vs. ) Case No. 08-2146N

41)

42FLORIDA BIRTH-RELATED )

45NEUROLOGICAL INJURY )

48COMPENSATION ASSOCIATION, )

51)

52Respondent, )

54)

55and )

57)

58LAWNWOOD REGIONAL MEDICAL )

62CENTER, INC., )

65)

66Intervenor. )

68)

69FINAL ORDER

71With the parties' agreement, this case was resolved on an

81agreed record.

83STATEMENT OF THE ISSUES

871. Whether Brianna Renee Joyner, a minor, qualifies for

96coverage under the Florida Birth-Related Neurological Injury

103Compensation Plan (Plan).

1062. Whether the hospital and participating physician

113provided the patient notice, as contemplated by Section 766.316,

122Florida Statutes (2005), or whether notice was not required

131because the patient had an "emergency medical condition," as

140defined by Section 395.002(9)(b), Florida Statutes (2005), 1 or

149the giving of notice was not practicable.

156PRELIMINARY STATEMENT

158On April 30, 2008, Chontee Joyner and David Joyner,

167individually and as parents and natural guardians of

175Brianna Renee Joyner (Brianna), a minor, filed a Petition for

185Determination of Availability of NICA Coverage with the Division

194of Administrative Hearings (DOAH) to resolve whether Brianna

202qualified for coverage under the Plan and whether the healthcare

212providers complied with the notice provisions of the Plan.

221DOAH served the Florida Birth-Related Neurological Injury

228Compensation Association (NICA) with a copy of the petition on

238May 1, 2008, and on September 15, 2008, following an extension

249of time within which to do so, NICA responded to the petition

261and gave notice that it was of the view that Brianna did not

274suffer a "birth-related neurological injury," as defined by the

283Plan, and requested that a hearing be scheduled to resolve the

294issue. In the interim, Lawnwood Regional Medical Center, Inc.

303(Lawnwood Regional Medical Center), was granted leave to

311intervene.

312Given the issues raised, a hearing was scheduled for

321January 27, 2009, to resolve whether the claim was compensable

331and whether the hospital and the participating physician

339complied with the notice provisions of the Plan. Left to

349resolve in a separate proceeding was the amount of an award.

360§ 766.309(4), Fla. Stat.

364In the interim, on January 20, 2009, the parties filed a

375Joint Motion to Submit Stipulated Factual Record and Written

384Argument in Lieu of a Contested Hearing, together with a Pre-

395Hearing Stipulation. That motion was granted by Order of

404January 21, 2009, and the hearing scheduled for January 27,

4142009, was cancelled. Thereafter, on January 22, 2009, and

423February 6, 2009, respectively, the parties filed their

431Stipulated Record (Exhibits 1-21) and Supplement to Stipulated

439Record (Exhibit 22).

442The parties were accorded until February 6, 2009, to file

452written argument or proposed orders. Respondent elected to file

461a proposed order and it has been duly-considered.

469FINDINGS OF FACT

472Stipulated facts

4741. Chontee Joyner and David Joyner are the natural parents

484of Brianna Renee Joyner, a minor. Brianna was born a live

495infant on February 16, 2006, at Lawnwood Regional Medical

504Center, a licensed hospital located in Fort Pierce, Florida, and

514her birth weight exceeded 2,500 grams.

5212. Obstetrical services were delivered at Brianna's birth

529by William B. King, M.D., who, at all times material hereto, was

541a "participating physician" in the Florida Birth-Related

548Neurological Injury Compensation Plan, as defined by Section

556766.302(7), Florida Statutes.

559Coverage under the Plan

5633. Pertinent to this case, coverage is afforded by the

573Plan for infants who suffer a "birth-related neurological

581injury," defined as an "injury to the brain . . . caused by

594oxygen deprivation or mechanical injury occurring in the course

603of labor, delivery, or resuscitation in the immediate

611postdelivery period in a hospital, which renders the infant

620permanently and substantially mentally and physically impaired." 2

6284. Here, Petitioners and Intervenor took no position on

637whether Brianna suffered a "birth-related neurological injury."

644In contrast, NICA was of the view that the record failed to

656support the conclusion that Brianna's impairments, admittedly

663substantial, were birth-related.

666Whether Brianna suffered a "birth-related

671neurological injury"

6735. To address whether Brianna suffered a "birth-related

681neurological injury," the parties offered a Stipulated Record

689(Exhibits 1-22), that included the medical records associated

697with Mrs. Joyner's antepartal course, as well as those

706associated with Brianna's birth and subsequent development. The

714parties also offered the deposition testimony of Donald Willis,

723M.D., a physician board-certified in obstetrics and gynecology,

731and maternal-fetal medicine, and Raymond Fernandez, M.D., a

739physician board-certified in pediatrics and neurology with

746special competence in child neurology, who offered opinions as

755to the likely etiology of Brianna's impairments.

7626. Dr. Fernandez examined Brianna on July 31, 2008, and

772obtained the following history from Mrs. Joyner:

779Labor was induced at 39 weeks gestation.

786Her cervix was 1 cm dilated. She was given

795Cytotec and Pitocin, and overall duration of

802labor was 31 hours. Epidural anesthesia was

809given at 24 hours of labor. Towards the end

818of the labor, contractions occurred one

824after the other and she pushed for 2 hours.

833Vacuum extraction was used, but she was

840stuck, and she was then extracted manually.

847Brianna was pale and she did not cry after

856birth. She was given to Mrs. Joyner for "1

865second" and then taken to the nursery

872because of breathing problems. She was

878transferred to the NICU because of an apneic

886spell. Subsequent to discharge she was

892referred to several specialist[s]. She was

898found to have a small patent ductus

905arteriosus that was not felt to be

912significant. The neurosurgeons found no

917clinically significant spinal abnormalities.

921She required PE tubes and tonsillectomy and

928adenoidectomy because of recurrent ear

933infections and apneic spells. Hearing is

939normal. Genetics and neurology have not

945arrived at a specific diagnosis. She has

952been enrolled in a developmental therapy

958program through the Early Steps Program, and

965has improved slowly, but she remains

971delayed. Brianna sat straight without

976support at about 13 months of age. She

984ambulates by scooting in the sitting

990position, by pulling with her legs and

997balancing with her arms. She tries to pull

1005up, but only if offered assistance and

1012encouragement by holding her hands. She

1018reaches for objects, manipulates toys but

1024does not play with them meaningfully,

1030although she likes noisy toys. She rarely

1037puts food in her mouth (Cheerios sometimes).

1044She babbles, but no words are spoken. She

1052does not seem to understand spoken language,

1059but does respond to visual cues. She lifts

1067her arms when a shirt is about to be put on.

1078She plays pat-a-cake, but not consistently.

1084Eye contact is improving. She smiles and is

1092loving with family members, and tends to be

1100anxious in the presence of strangers. She

1107bangs blocks together, but does not stack

1114them. She does not engage in imaginative

1121play. She likes to be read to, and helps

1130turn pages. She watches her younger brother

1137and follows him around the house, and laughs

1145when he does funny things.

1150Physical examination revealed the following:

1155Recent weight was 27 pounds. Head

1161circumference 47.25 cm (approximately 20th

1166percentile). . . . Brianna was alert. She

1174was anxious when approached, and comforted

1180by her mother. She did not babble. No

1188words were spoken. Eye contact was limited.

1195She did not point. Mainly, she sat on her

1204mother's lap and stared about the room and

1212sometimes looked at me. There was no

1219indication that she understood basic verbal

1225requests. She did not point to body parts.

1233She was not interested in toys, and pushed

1241them away when offered. There were no

1248specific dysmorphic features. She has 2

1254hyperpigmented macular-papular skin markings

1258on her back. One is over the thoracic

1266spine, and the other is to the right of

1275midline. Pupils were equal and briskly

1281reactive to light. Eye movement was full.

1288She tracked visually, but eye contact was

1295limited. Face was symmetric. She swallowed

1301well. Low axial and proximal tone, but

1308normal tone distally in extremities. No

1314obvious weakness noted. She sat

1319independently. She stood and took steps,

1325but only with both hands held by her mother.

1334There was no involuntary movement. Deep

1340tendon reflexes 1 throughout. Liver and

1346spleen were not enlarged. Funduscopic

1351examination was limited, only able to note

1358normal red reflexes and unable to visualize

1365optic nerves. She inconsistently turned

1370toward sounds and when her name was called.

13787. Based on his evaluation of July 31, 2008, as well as

1390his review of the medical records, Dr. Fernandez was of the

1401opinion that Brianna was permanently and substantially mentally

1409and physically impaired. However, with regard to etiology,

1417Dr. Fernandez was of the opinion that Brianna's impairments

1426were, more likely than not, caused by a genetic abnormality, as

1437opposed to a brain injury caused by oxygen deprivation or

1447mechanical injury. In so concluding, Dr. Fernandez observed

1455that the record did not provide evidence of an acute brain

1466injury due to hypoxia or mechanical trauma during labor and

1476delivery. Rather, he noted:

1480There was mild shoulder dystocia but no

1487evidence of upper extremity weakness. There

1493was some medical instability after delivery

1499but no evidence for an acute encephalopathy.

1506Following a single fluid bolus she was then

1514medically stable and began feeding well by

1521the end of day 1. Hypotonia was noted

1529initially and it has persisted without

1535evolution or evidence of spasticity or

1541involuntary movement. The initial brain CT

1547scan [of February 20, 2006] showed no

1554hemorrhage and later brain MRI [of May 18,

15622006] was normal.

1565Finally, Dr. Fernandez pointed to the report of

1573Charles Williams, M.D., a geneticist associated with Shands

1581Children's Hospital at the University of Florida, Division of

1590Pediatric Genetics, where Brianna had been seen because of her

1600developmental delay and austic-like features. That report,

1607following chromosome analyses, identified a chromosome deletion,

1614a genetic abnormality, that in Dr. Fernandez's opinion likely

1623explains Brianna's global delay and physical findings.

16308. Dr. Willis reviewed the medical records associated with

1639Mrs. Joyner's antepartal course; those associated with

1646Mrs. Joyner's labor and delivery, including the fetal heart rate

1656monitor strips; and those associated with Brianna's newborn

1664course. Based on that evaluation, Dr. Willis was of the opinion

1675that Brianna did not suffer a brain injury caused by oxygen

1686deprivation or mechanical injury during labor, delivery, or the

1695immediate postdelivery period. In so concluding, Dr. Willis

1703observed there was no significant fetal distress on the fetal

1713heart monitor during labor; the baby's Apgar scores were normal

1723(8 at one and five minutes); the baby did not require any

1735significant resuscitation at birth (only suctioning and blow-by

1743oxygen); and CT scan of the head on February 20, 2006, was

1755negative, without evidence of hypoxic changes.

17619. When, as here, the medical condition is not readily

1771observable, issues of causation are essentially medical

1778questions, requiring expert medical evidence. See , e.g. , Vero

1786Beach Care Center v. Ricks , 476 So. 2d 262, 264 (Fla. 1st DCA

17991985)("[L]ay testimony is legally insufficient to support a

1808finding of causation where the medical condition involved is not

1818readily observable."); Ackley v. General Parcel Service , 646 So.

18282d 242, 245 (Fla. 1st DCA 1994)("The determination of the cause

1840of a non-observable medical condition, such as a psychiatric

1849illness, is essentially a medical question."); Wausau Insurance

1858Company v. Tillman , 765 So. 2d 123, 124 (Fla. 1st DCA

18692000)("Because the medical conditions which the claimant alleged

1878had resulted from the workplace incident were not readily

1887observable, he was obligated to present expert medical evidence

1896establishing that causal connection."). Here, the opinions of

1905Doctors Fernandez and Willis were not controverted or shown to

1915lack credibility. Consequently, it must be resolved that the

1924cause of Brianna's impairments was most likely a developmentally

1933based genetic abnormality, as opposed to a "birth-related

1941neurological injury." See Thomas v. Salvation Army , 562 So. 2d

1951746, 749 (Fla. 1st DCA 1990)("In evaluating medical evidence, a

1962judge of compensation claims may not reject uncontroverted

1970medical testimony without a reasonable explanation.").

1977The notice issue

198010. Apart from issues related to compensability,

1987Petitioners have sought an opportunity to avoid a claim of Plan

1998immunity in a civil action, by requesting a finding that the

2009notice provisions of the Plan were not satisfied by the

2019Stat. See Galen of Florida, Inc. v. Braniff , 696 So. 2d 308,

2031309 (Fla. 1997)["A]s a condition precedent to invoking the

2041Florida Birth-Related Neurological Injury Compensation Plan as a

2049patient's exclusive remedy, health care providers must, when

2057practicable, give their obstetrical patients notice of their

2065participation in the plan a reasonable time prior to

2074delivery."). Consequently, it is necessary to resolve whether

2083the health care providers complied with the notice provisions of

2093the Plan. § 766.309(1)(d), Fla. Stat.; Florida Birth-Related

2101Neurological Injury Compensation Association v. Florida Division

2108of Administrative Hearing , 948 So. 2d 705, 717 (Fla.

21172007)("[W]hen the issue of whether notice was adequately

2126provided pursuant to section 766.316 is raised in a NICA claim,

2137we conclude that the ALJ has jurisdiction to determine whether

2147the health care provider complied with the requirements of

2156section 766.316.").

2159The notice provisions of the Plan

216511. At all times material hereto, Section 766.316, Florida

2174Statutes (2005), prescribed the notice requirements of the Plan,

2183as follows:

2185Each hospital with a participating physician

2191on its staff and each participating

2197physician, other than residents, assistant

2202residents, and interns deemed to be

2208participating physicians under s.

2212766.314(4)(c), under the Florida Birth-

2217Related Neurological Injury Compensation

2221Plan shall provide notice to the obstetrical

2228patients as to the limited no-fault

2234alternative for birth-related neurological

2238injuries. Such notice shall be provided on

2245forms furnished by the association and shall

2252include a clear and concise explanation of a

2260patient's rights and limitations under the

2266plan. The hospital or the participating

2272physician may elect to have the patient sign

2280a form acknowledging receipt of the notice

2287form. Signature of the patient

2292acknowledging receipt of the notice form

2298raises a rebuttable presumption that the

2304notice requirements of this section have

2310been met. Notice need not be given to a

2319patient when the patient has an emergency

2326medical condition as defined in

2331s. 395.002(9)(b) or when notice is not

2338practicable.

233912. Section 395.002(9)(b), Florida Statutes (2005),

2345defined "emergency medical condition" to mean:

2351(b) With respect to a pregnant woman:

23581. That there is inadequate time to effect

2366safe transfer to another hospital prior to

2373delivery;

23742. That a transfer may pose a threat to the

2384health and safety of the patient or fetus;

2392or

23933. That there is evidence of the onset and

2402persistence of uterine contractions or

2407rupture of the membranes.

241113. The Plan does not define "practicable." However,

"2419practicable" is a commonly understood word that, as defined by

2429Webster's dictionary, means "capable of being done, effected, or

2438performed; feasible." Webster's New Twentieth Century

2444Dictionary, Second Edition (1979). See Seagrave v. State , 802

2453So. 2d 281, 286 (Fla. 2001)("When necessary, the plain and

2464ordinary meaning of words [in a statute] can be ascertained by

2475reference to a dictionary.").

2480Resolution of the notice issue

248514. When, as here, the Petitioners dispute that the

2494healthcare providers complied with the notice provisions of the

2503Plan, "the burden rest[s] on the health care providers to

2513demonstrate, more likely than not, that the notice provisions of

2523the Plan were satisfied." Tabb v. Florida Birth-Related

2531Neurological Injury Compensation Association , 880 So. 2d 1253,

25391260 (Fla. 1st DCA 2004). Here, the parties' Pre-Hearing

2548Stipulation and Stipulated Record (Exhibits 1-22) provide no

2556such evidence. Consequently, it must be resolved that Lawnwood

2565Regional Medical Center and William B. King, M.D., failed to

2575establish they complied with the notice provisions of the Plan,

2585or that any such failure was excused because the patient

2595presented in an "emergency medical condition" or the giving of

2605notice was otherwise "not practicable." 3

2611CONCLUSIONS OF LAW

2614Jurisdiction

261515. The Division of Administrative Hearings has

2622jurisdiction over the parties to, and the subject matter of,

2632these proceedings. § 766.301, et seq ., Fla. Stat.

2641Compensability

264216. The Florida Birth-Related Neurological Injury

2648Compensation Plan was established by the Legislature "for the

2657purpose of providing compensation, irrespective of fault, for

2665birth-related neurological injury claims" relating to births

2672occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.

268317. The injured "infant, her or his personal

2691representative, parents, dependents, and next of kin," may seek

2700compensation under the Plan by filing a claim for compensation

2710with the Division of Administrative Hearings within five years

2719and 766.313, Fla. Stat. The Florida Birth-Related Neurological

2727Injury Compensation Association, which administers the Plan, has

"273545 days from the date of service of a complete claim . . . in

2750which to file a response to the petition and to submit relevant

2762written information relating to the issue of whether the injury

2772is a birth-related neurological injury." § 766.305(3), Fla.

2780Stat.

278118. If NICA determines that the injury alleged in a claim

2792is a compensable birth-related neurological injury, it may award

2801compensation to the claimant, provided that the award is

2810approved by the administrative law judge to whom the claim has

2821been assigned. § 766.305(6), Fla. Stat. If, on the other hand,

2832NICA disputes the claim, as it has in the instant case, the

2844dispute must be resolved by the assigned administrative law

2853judge in accordance with the provisions of Chapter 120, Florida

2863Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.

287119. In discharging this responsibility, the administrative

2878law judge must make the following determination based upon the

2888available evidence:

2890(a) Whether the injury claimed is a

2897birth-related neurological injury. If the

2902claimant has demonstrated, to the

2907satisfaction of the administrative law

2912judge, that the infant has sustained a brain

2920or spinal cord injury caused by oxygen

2927deprivation or mechanical injury and that

2933the infant was thereby rendered permanently

2939and substantially mentally and physically

2944impaired, a rebuttable presumption shall

2949arise that the injury is a birth-related

2956neurological injury as defined in s.

2962766.303(2).

2963(b) Whether obstetrical services were

2968delivered by a participating physician in

2974the course of labor, delivery, or

2980resuscitation in the immediate post-delivery

2985period in a hospital; or by a certified

2993nurse midwife in a teaching hospital

2999supervised by a participating physician in

3005the course of labor, delivery, or

3011resuscitation in the immediate post-delivery

3016period in a hospital.

3020§ 766.309(1), Fla. Stat. An award may be sustained only if the

3032administrative law judge concludes that the "infant has

3040sustained a birth-related neurological injury and that

3047obstetrical services were delivered by a participating physician

3055at birth." § 766.31(1), Fla. Stat.

306120. Pertinent to this case, "birth-related neurological

3068injury" is defined by Section 766.302(2), to mean:

3076injury to the brain or spinal cord of a live

3086infant weighing at least 2,500 grams for a

3095single gestation or, in the case of a

3103multiple gestation, a live infant weighing

3109at least 2,000 grams at birth caused by

3118oxygen deprivation or mechanical injury

3123occurring in the course of labor, delivery,

3130or resuscitation in the immediate

3135postdelivery period in a hospital, which

3141renders the infant permanently and

3146substantially mentally and physically

3150impaired. This definition shall apply to

3156live births only and shall not include

3163disability or death caused by genetic or

3170congenital abnormality.

317221. Here, the proof failed to demonstrate that Brianna's

3181impairments were, more likely than not, caused by "an injury to

3192the brain or spinal cord . . . caused by oxygen deprivation or

3205mechanical injury occurring in the course of labor, delivery, or

3215resuscitation in the immediate postdelivery period in a

3223hospital." Indeed, the compelling proof established that the

3231cause of Brianna's impairments was most likely a genetic

3240abnormality, as opposed to a "birth-related neurological

3247injury." Consequently, given the provisions of Section

3254766.302(2), Florida Statutes, Brianna does not qualify for

3262coverage under the Plan. See also Humana of Florida, Inc. v.

3273McKaughan , 652 So. 2d 852, 859 (Fla. 2d DCA 1995)("[B]ecause the

3285Plan . . . is a statutory substitute for common law rights and

3298liabilities, it should be strictly construed to include only

3307those subjects clearly embraced within its terms."), approved ,

3316Florida Birth-Related Neurological Injury Compensation

3321Association v. McKaughan , 668 So. 2d 974, 979 (Fla. 1996).

333122. Where, as here, the administrative law judge

3339determines that ". . . the injury alleged is not a birth-related

3351neurological injury . . . he [is required to] enter an order [to

3364such effect] and . . . cause a copy of such order to be sent

3379immediately to the parties by registered or certified mail."

3388§ 766.309(2), Fla. Stat. Such an order constitutes final agency

3398action subject to appellate court review. § 766.311(1), Fla.

3407Stat.

3408Notice

340923. Pertinent to this case, the Florida Supreme Court

3418described the legislative intent and purpose of the notice

3427requirement, as follows:

3430. . . the only logical reading of the statute

3440is that before an obstetrical patient's

3446remedy is limited by the NICA plan, the

3454patient must be given pre-delivery notice of

3461the health care provider's participation in

3467the plan. Section 766.316 requires that

3473obstetrical patients be given notice "as to

3480the limited no-fault alternative for birth-

3486related neurological injuries." That notice

3491must "include a clear and concise explanation

3498of a patient's rights and limitations under

3505the plan." § 766.316. This language makes

3512clear that the purpose of the notice is to

3521give an obstetrical patient an opportunity to

3528make an informed choice between using a

3535health care provider participating in the

3541NICA plan or using a provider who is not a

3551participant and thereby preserving her civil

3557remedies. Turner v. Hubrich , 656 So. 2d 970,

3565971 (Fla. 5th DCA 1995). In order to

3573effectuate this purpose a NICA participant

3579must give a patient notice of the "no-fault

3587alternative for birth-related neurological

3591injuries" a

3593reasonable time prior to delivery, when

3599practicable.

3600Galen of Florida, Inc. v. Braniff , 696 So. 2d 308, 309 (Fla.

36121997). The Court further observed:

3617Under our reading of the statute, in order to

3626preserve their immune status, NICA

3631participants who are in a position to notify

3639their patients of their participation a

3645reasonable time before delivery simply need

3651to give the notice in a timely manner. In

3660those cases where it is not practicable to

3668notify the patient prior to delivery, pre-

3675delivery notice will not be required.

3681Whether a health care provider was in a

3689position to give a patient pre-delivery

3695notice of participation and whether notice

3701was given a reasonable time before delivery

3708will depend on the circumstances of each

3715case and therefore must be determined on a

3723case-by-case basis.

3725Id. at 311. Consequently, the Court concluded:

3732. . . as a condition precedent to invoking

3741the Florida Birth-Related Neurological Injury

3746Compensation Plan as a patient's exclusive

3752remedy, health care providers must, when

3758practicable, give their obstetrical patients

3763notice of their

3766participation in the plan a reasonable time

3773prior to delivery.

3776Id. at 309.

377924. Also speaking to the issue, the Court in Weeks v.

3790Florida Birth Related Neurological Injury Compensation

3796Association , 977 So. 2d 616, 619 (Fla. 5th DCA 2008), concluded:

3807In summary, we hold that the NICA notice

3815must be given within a reasonable time after

3823the provider-obstetrical patient

3826relationship begins, unless the occasion of

3832the commencement of the relationship

3837involves a patient who presents in an

"3844emergency medical condition," as defined by

3850the statute, or unless the provision of

3857notice is otherwise "not practicable." When

3863the patient first becomes an "obstetrical

3869patient" of the provider and what

3875constitutes a "reasonable time" are issues

3881of fact. As a result, conclusions might

3888vary, even where similar situations are

3894presented. For this reason, a prudent

3900provider should furnish the notice at the

3907first opportunity and err on the side of

3915caution.

391625. Here, for reasons appearing in the Findings of Fact,

3926it has been resolved that the hospital (Lawnwood Regional

3935Medical Center) and the participating physician (Dr. King)

3943failed to comply with the notice provisions of the Plan.

3953CONCLUSION

3954Based on the foregoing Findings of Fact and Conclusions of

3964Law, it is

3967ORDERED that the claim for compensation filed by

3975Chontee Joyner and David Joyner, individually, and as parents

3984and natural guardians of Brianna Renee Joyner, a minor, is

3994denied with prejudice.

3997It is FURTHER ORDERED that Lawnwood Regional Medical Center

4006and William B. King, M.D., failed to comply with the notice

4017provisions of the Plan.

4021DONE AND ORDERED this 23rd day of March, 2009, in

4031Tallahassee, Leon County, Florida.

4035WILLIAM J. KENDRICK

4038Administrative Law Judge

4041Division of Administrative Hearings

4045The DeSoto Building

40481230 Apalachee Parkway

4051Tallahassee, Florida 32399-3060

4054(850) 488-9675

4056Fax Filing (850) 921-6847

4060www.doah.state.fl.us

4061Filed with the Clerk of the

4067Division of Administrative Hearings

4071this 23rd day of March, 2009.

4077ENDNOTES

40781/ Section 766.316, was amended, effective July 1, 2007, by

4088Chapter 2007-230, Section 205, Laws of Florida, to substitute a

4098reference to Section 395.002(8)(b) for the reference to Section

4107395.002(9)(b) because the definition of "emergency medical

4114condition" was moved to that subsection.

41202/ In its entirety, Section 766.302(2), Florida Statutes,

4128provides:

4129(2) Birth-related neurological injury means

4134injury to the brain or spinal cord of a live

4144infant weighing at least 2,500 grams for a

4153single gestation or, in the case of a

4161multiple gestation, a live infant weighing

4167at least 2,000 grams at birth caused by

4176oxygen deprivation or mechanical injury

4181occurring in the course of labor, delivery,

4188or resuscitation in the immediate

4193postdelivery period in a hospital, which

4199renders the infant permanently and

4204substantially mentally and physically

4208impaired. This definition shall apply to

4214live births only and shall not include

4221disability or death caused by genetic or

4228congenital abnormality.

4230Here, there is no proof to support a conclusion that Brianna

4241suffered an injury to the spinal cord that rendered her

4251permanently and substantially mentally and physically impaired.

4258Consequently, that alternative need not be addressed.

42653/ Although Petitioners raised the notice issue in their

4274petition, and preserved the issue in the parties' Pre-Hearing

4283Stipulation, neither NICA nor the hospital addressed the issue

4292in the Pre-Hearing Stipulation or thereafter. Nevertheless, the

4300Stipulated Record (Exhibits 1-22) has been reviewed, including

4308the most likely repositories of such information, if it existed

4318(Exhibit 1, Medical Records from Dr. William King for

4327Mrs. Joyner's antepartal care, and Exhibit 2, Medical Records

4336from Lawnwood Regional Medical Center for Mrs. Joyner's

4344admission for Brianna's birth). However, that record fails to

4353contain any evidence that the hospital or Dr. King provided

4363notice of their participation in the Plan, or that they provided

4374notice "on forms furnished by the association . . . [that]

4385include a clear and concise explanation of a patient's rights

4395and limitations under the plan." The record also fails to

4405support the conclusion that such failure was excused because the

4415patient presented in an "emergency medical condition" or the

4424giving of notice was otherwise "not practicable."

4431COPIES FURNISHED :

4434(Via Certified Mail)

4437Kenney Shipley, Executive Director

4441Florida Birth Related Neurological

4445Injury Compensation Association

44482360 Christopher Place, Suite 1

4453Tallahassee, Florida 32308

4456(Certified Mail No. 7008 3230 0001 6307 8916)

4464James W. Gustafson, Esquire

4468Searcy Denney Scarola Barnhart & Shipley P.A.

4475517 North Calhoun Street

4479Tallahassee, Florida 32301

4482(Certified Mail No. 7008 3230 0001 6307 8923)

4490Adam W. Rhys, Esquire

4494Wicker, Smith, O'Hara, McCoy & Ford, P.A.

4501Post Office Box 2508

4505West Palm Beach, Florida 33402

4510(Certified Mail No. 7008 3230 0001 6307 8930)

4518M. Mark Bajalia, Esquire

4522Brennan, Manna & Diamond

4526800 West Monroe Street

4530Jacksonville, Florida 32202

4533(Certified Mail No. 7008 3230 0001 6307 8947)

4541Charlene Willoughby, Director

4544Consumer Services Unit - Enforcement

4549Department of Health

45524052 Bald Cypress Way, Bin C-75

4558Tallahassee, Florida 32399-3275

4561(Certified Mail No. 7008 3230 0001 6307 8954)

4569William B. King, M.D.

45731401 North Lawnwood Circle

4577Fort Pierce, Florida 34950

4581(Certified Mail No. 7008 3230 0001 6307 8961)

4589NOTICE OF RIGHT TO JUDICIAL REVIEW

4595A party who is adversely affected by this Final Order is entitled

4607to judicial review pursuant to Sections 120.68 and 766.311,

4616Florida Statutes. Review proceedings are governed by the Florida

4625Rules of Appellate Procedure. Such proceedings are commenced by

4634filing the original of a notice of appeal with the Agency Clerk

4646of the Division of Administrative Hearings and a copy,

4655accompanied by filing fees prescribed by law, with the

4664appropriate District Court of Appeal. See Section 766.311,

4672Florida Statutes, and Florida Birth-Related Neurological Injury

4679Compensation Association v. Carreras , 598 So. 2d 299 (Fla. 1st

4689DCA 1992). The notice of appeal must be filed within 30 days of

4702rendition of the order to be reviewed.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 03/30/2009
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 03/25/2009
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 03/24/2009
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 03/23/2009
Proceedings: DOAH Final Order
PDF:
Date: 03/23/2009
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 03/23/2009
Proceedings: Final Order. CASE CLOSED.
Date: 02/06/2009
Proceedings: Deposition of Raymond Fernandez and Medical Records filed (not available for viewing).
PDF:
Date: 02/06/2009
Proceedings: Notice of Filing, Final Order on Compensability filed.
PDF:
Date: 02/06/2009
Proceedings: Deposition of Raymond J. Fernandez, M.D. filed.
PDF:
Date: 02/06/2009
Proceedings: Notice of Filing Supplement to Stipulated Record filed.
Date: 02/02/2009
Proceedings: Deposition od Donald Willis, M.D. and Medical Records filed (not available for viewing).
PDF:
Date: 02/02/2009
Proceedings: Telephonic Deposition of Donald C. Willis, M.D. filed.
Date: 01/22/2009
Proceedings: Notice of Filing Stipulated Records and Medical Records filed (not available for viewing).
PDF:
Date: 01/22/2009
Proceedings: Notice of Filing Stipulated Record (exhibits not available for viewing) filed.
PDF:
Date: 01/21/2009
Proceedings: Order (Denying Respondent`s Motion for Summary Final Order; the parties` Joint Motion to Submit Stipulated Factual Record and Written Argument in Lieu of a Contested Haring is granted; parties` stipulated record shall be filed on or before January 27, 2009; parties` written argument or proposed orders due February 6, 2009; and hearing scheduled for January 27, 2009, is cancelled).
PDF:
Date: 01/20/2009
Proceedings: Pre-Hearing Stipulation filed.
PDF:
Date: 01/20/2009
Proceedings: Joint Motion to Submit Stipulated Factual Record and Written Argument In Lieu of a Contested Hearing filed.
PDF:
Date: 01/14/2009
Proceedings: Notice of Filing, Intervenor, Lawnwood Regional Medical Center`s Answers to Respondent`s First Set of Interrrogatories and Aswers to Updated Interrogatories filed.
PDF:
Date: 01/08/2009
Proceedings: Order Denying Continuance.
PDF:
Date: 01/07/2009
Proceedings: Respondent`s Motion for Final Summary Order filed.
PDF:
Date: 01/07/2009
Proceedings: Joint Motion for Continuance filed.
PDF:
Date: 01/06/2009
Proceedings: Notice of Compliance with Request for Copies filed.
PDF:
Date: 12/31/2008
Proceedings: Notice of Filing, Supplemental Reports filed.
PDF:
Date: 12/23/2008
Proceedings: Notice of Filing, Petitioners` Verified Answers to Respondent`s First Set of Interrogatories filed.
PDF:
Date: 12/16/2008
Proceedings: Notice of Taking Telephonic Deposition (of D. Willis) filed.
PDF:
Date: 12/16/2008
Proceedings: Notice of Taking Telephonic Deposition (of R. Fernandez) filed.
PDF:
Date: 11/12/2008
Proceedings: Request for Copies filed.
PDF:
Date: 11/10/2008
Proceedings: Third Notice of Production of Records from Non-parties filed.
PDF:
Date: 11/05/2008
Proceedings: Notice of Compliance with Request for Copies filed.
PDF:
Date: 10/09/2008
Proceedings: Respondent`s Notice of Service of Updated Interrogatories to Intervenor, Lawnwood Regional Medical Center filed.
PDF:
Date: 10/09/2008
Proceedings: Notice of Reserving Court Reporter filed.
PDF:
Date: 10/01/2008
Proceedings: Request for Copies filed.
PDF:
Date: 09/26/2008
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 09/26/2008
Proceedings: Notice of Hearing (hearing set for January 27, 2009; 8:30 a.m.; Tallahassee, FL).
PDF:
Date: 09/26/2008
Proceedings: Second Notice of Production of Records from Non-Parties filed.
PDF:
Date: 09/26/2008
Proceedings: Joint Response to Order filed.
PDF:
Date: 09/16/2008
Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing).
Date: 09/16/2008
Proceedings: Notice of Filing (Reports of Dr. Raymond J. Fernandez and Dr. Donald Willis) and Medical Records filed (not available for viewing).
PDF:
Date: 09/15/2008
Proceedings: Response to Petition for Benefits filed.
PDF:
Date: 09/15/2008
Proceedings: Corrected Notice of Supplemental Compliance with Florida Statues, Section 766.305 filed.
PDF:
Date: 09/11/2008
Proceedings: Letter to Judge Kendrick from J. Gustafson regarding corrected Amended Notice of Supplemental Compliance filed.
PDF:
Date: 09/08/2008
Proceedings: Letter to parties of record from Judge Kendrick acknowledging receipt of your Notice of Supplemental Compliance with Florida Statutes, Section 766.305.
Date: 09/05/2008
Proceedings: Notice of Supplemental Compliance with Florida Statutes, Second 766.305 and Medical Records filed (not available for viewing).
PDF:
Date: 09/05/2008
Proceedings: Notice of Supplemental Compliance with Flroida Statutes, Secion 766.305 filed.
PDF:
Date: 08/28/2008
Proceedings: Notice of Compliance with Request for Copies filed.
PDF:
Date: 08/28/2008
Proceedings: Notice of Change of Address and Notice of Unavailability filed.
PDF:
Date: 08/20/2008
Proceedings: Notice of Serving Verified Answers to Respondent`s First Set of Interrogatories filed.
PDF:
Date: 07/18/2008
Proceedings: Request for Copies filed.
PDF:
Date: 07/15/2008
Proceedings: Respondent, Florida Birth Related Neurological Injury Compensation Association`s, Request to Produce to Intervenor, Lawnwood Regional Medical Center filed.
PDF:
Date: 07/15/2008
Proceedings: Respondent`s Notice of Service of Interrogatories to Intervenors, Lawnwood Regional Medical Center filed.
PDF:
Date: 07/15/2008
Proceedings: Respondent`s Notice of Service of Interrogatories to Petitioners filed.
PDF:
Date: 07/11/2008
Proceedings: Notice of Production of Records From Non-parties filed.
PDF:
Date: 07/07/2008
Proceedings: Notice of Unavailability filed.
PDF:
Date: 06/23/2008
Proceedings: Order Granting Extension of Time (response to the petition to be filed by September 15, 2008).
PDF:
Date: 06/20/2008
Proceedings: Order (parties do not need a case management conference at this time, it is also ordered that Petitioners` Motion for Case Management Conference to Bifurcate Proceedings is denied without prejudice).
PDF:
Date: 06/17/2008
Proceedings: Order (Motion to accept K. Shipley as qualified representative granted).
PDF:
Date: 06/16/2008
Proceedings: Order (Petitioners` withdrawal of their motion, it need not be addressed).
PDF:
Date: 06/12/2008
Proceedings: Petitioners Notice of Withdrawal of Motion for Protective Order filed.
PDF:
Date: 06/11/2008
Proceedings: Motion for Extension of Time in Which to Respond to Petition filed.
PDF:
Date: 06/11/2008
Proceedings: Notice of Appearance as Counsel filed.
PDF:
Date: 06/06/2008
Proceedings: Petitioners Motion for Case Management Conference to Bifurcate Proceedings and Motion for Protective Order filed.
PDF:
Date: 06/02/2008
Proceedings: Order (Lawnwood Regional Medical Center, Inc. is granted Intervenor status).
PDF:
Date: 05/30/2008
Proceedings: Motion to Act as a Qualified Representative Before the Division of Administrative Hearings filed.
PDF:
Date: 05/21/2008
Proceedings: (Proposed) Order on Petition for Leave to Intervene filed.
PDF:
Date: 05/21/2008
Proceedings: Petition for Leave to Intervene on Behalf of Lawnwood Regional Medical Center, Inc. filed.
PDF:
Date: 05/13/2008
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 05/07/2008
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 05/05/2008
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 05/01/2008
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 05/01/2008
Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
PDF:
Date: 05/01/2008
Proceedings: Notice sent out that this case is now before the Division of Administrative Hearings.
Date: 04/30/2008
Proceedings: NICA filing fee ($15.00; Check No. 1874) filed (not available for viewing).
PDF:
Date: 04/30/2008
Proceedings: Notice of Compliance with Florida Statutes, Section 766.305 filed.
PDF:
Date: 04/30/2008
Proceedings: Petition for Determinationof Availability of NICA Coverage filed.
PDF:
Date: 04/30/2008
Proceedings: Referral Letter filed.

Case Information

Judge:
WILLIAM J. KENDRICK
Date Filed:
04/30/2008
Last Docket Entry:
03/30/2009
Location:
Tallahassee, Florida
District:
Northern
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related DOAH Cases(s) (1):

Related Florida Statute(s) (13):