08-002680 Miami-Dade County School Board vs. Maritza Wagensommer
 Status: Closed
Recommended Order on Tuesday, December 16, 2008.


View Dockets  
Summary: Petitioner had just cause to dismiss teacher who used impermissible means to control student behavior, despite having had received supervisory warnings not to employ such tactics.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MIAMI-DADE COUNTY SCHOOL BOARD, )

13)

14Petitioner, )

16)

17vs. ) Case No. 08-2680

22)

23MARITZA WAGENSOMMER, )

26)

27Respondent. )

29__________________________________)

30RECOMMENDED ORDER

32Pursuant to notice, a hearing was conducted in this case

42pursuant to Sections 120.569 and 120.57(1), Florida Statutes, 1

51before Stuart M. Lerner, a duly-designated administrative law

59judge of the Division of Administrative Hearings (DOAH), on

68October 17, 2008, by video teleconference at sites in Miami and

79Tallahassee, Florida.

81APPEARANCES

82For Petitioner: Janeen Richard, Esquire

87Miami-Dade County School Board

911450 Northeast Second Avenue, Suite 400

97Miami, Florida 33132

100For Respondent: Mark Herdman, Esquire

105Herdman & Sakellarides, P.A.

10929605 U.S. Highway 19 North, Suite 110

116Clearwater, Florida 33761

119STATEMENT OF THE ISSUE

123Whether Respondent committed the violations alleged in the

131Notice of Specific Charges and, if so, what disciplinary action

141should be taken against her.

146PRELIMINARY STATEMENT

148By letter dated May 22, 2008, Respondent was notified that

158the Miami-Dade County School Board (School Board), at its May

16821, 2008, meeting, had taken action to suspend her without pay

179from her teaching position and initiate dismissal proceedings

187against her. Respondent subsequently "request[ed] a hearing to

195be held before an administrative law judge" on the matter.

205Respondent's hearing request was referred to DOAH on June 6,

2152008.

216On September 30, 2008, the School Board filed a Notice of

227Specific Charges (Notice). The Notice contained the following

235Statement of Facts:

238Statement of Facts

2417. At all times material hereto, Petitioner

248employed Respondent as a Teacher pursuant to

255a professional service contract. Respondent

260was assigned to Palm Springs Middle School.

2678. In 1992, an allegation was made that

275Respondent taped two students' mouths shut.

281The Allegation was referred to M-DCPS

287Special Investigation Unit for investigation

292(Case No. 92-0946). The allegations were

298substantiated. As a result, Respondent

303received a written reprimand with clear

309directives to refrain from demeaning

314students or punishing them by taping their

321mouths. In addition, Respondent was

326directed to conduct herself in a

332professional manner at all times.

3379. In 1995, an allegation was made that

345Respondent hit a student with a stack of

353papers (Case No. 95-12689). The school

359principal investigated this allegation, as

364an Administrative Review, and substantiated

369the allegation that Respondent

373inappropriately disciplined a student.

377Respondent was directed once again to

383refrain from touching or tapping students as

390a form of discipline and to conduct herself

398in a professional manner.

40210. In December of 2003, an allegation was

410made that Respondent pulled a student's hair

417(Case No. J08655). The allegation was

423substantiated as a violation of Board Rule

4306Gx13- 5D-1.07 Corporal Punishment-

434Prohibited. Respondent received a letter of

440reprimand. For the third time, Respondent

446was directed to refrain from using any

453physical means to affect student behavior.

45911. On about November 8, 2004, John L.

467Winn, the Florida Commissioner of Education,

473filed against Respondent an Administrative

478Complaint with the Education Practices

483Commission ("EPC") alleging that Respondent

490had "inappropriately disciplined . . .

496A. G., a 13-year-old female student by

503pulling A. G. by the hair and jerking her

512head back. Thereafter, Respondent attempted

517to inappropriately influence the testimony

522of student witnesses."

52512. Respondent entered into a settlement

531agreement whereby she agreed to the issuance

538of [a] formal reprimand. The EPC accepted

545the settlement and Respondent was

550reprimanded.

55113. During the 2007-2008 school year,

557allegations were made that Respondent pushed

563and grabbed students, threatened them, and

569forced them to stand for [an] extended

576period of time with book bags on their

584heads. Respondent was notified of the

590allegations and was assigned to an alternate

597location at the Region office pending the

604investigation of the matter.

60814. The allegation was assigned to School

615Police for investigation (SPAR Case No.

621N-85085). After interviewing several

625witnesses including Respondent the police

630detective found probable cause that

635Respondent violated School Board Rule 6Gx13-

6415D-1.07 , Corporal Punishment-Prohibited.

64415. On about February 6, 2008, a

651conference-for-the-record was held with

655Respondent in the Office of Professional

661Standards ("OPS") to address the

668investigative findings and her future

673employment with M-DCPS. After consulting

678with several administrators, OPS recommended

683to terminate Respondent's employment.

68716. On or about April 2, 2008, Respondent

695was advised of the recommended disciplinary

701action and of her right to seek final review

710by the Superintendent or his designee.

71617. On or about May 7, 2008, Respondent was

725notified by letter that the Superintendent

731of Schools was recommending to the School

738Board to suspend her without pay and

745initiate dismissal proceedings. The letter

750further notified Respondent the reasons for

756the recommendation included, but was not

762limited to, misconduct in office [and]

768violations of School Board Rules 6Gx13- 5D-

7751.07 , Corporal Punishment-Prohibited and

7796Gx-13- 4A-1.21 , Responsibilities and Duties.

78418. Petitioner, at its regularly scheduled

790meeting on May 21, 2008, took action to

798suspend Respondent without pay and initiate

804dismissal proceedings for just cause

809including, but not limited to misconduct in

816office and violations of those School Board

823Rules set forth above. Respondent was

829notified of the Board action by letter dated

837May 22, 2008.

840There were four counts set forth in the Notice: Count I,

851alleging "misconduct in office," as defined in Florida

859Administrative Code Rule 6B-4.009(3); Count II, alleging a

867violation of the School Board's "policy on corporal punishment"

876set forth in School Board Rule 6Gx13-5D-1.07 ; Count III,

885alleging a violation of School Board Rule 6Gx13-4A-1.21 , which

894describes the "responsibilities and duties" of School Board

902employees; and Count IV, alleging "gross insubordination" by the

"911continued failure to comply with administrative directives

918regarding appropriate behavior" and the "repeated failure to

926comply with School Board policies and procedures."

933The final hearing in the instant case was held, as noted

944above, on October 17, 2008. Nineteen witnesses testified at the

954hearing: Student Y. L., Parent L. S., Student J. T., Student

965I. M., Detective Steven Hadley, Cortnye Arce, Niki Ruiz, Melissa

975Wolin, Jennifer Andreu, Milagros Hernandez, Respondent, Jose

982Fernandez, Maria Delgado de Perez, Jose Macios, Varinia Asencio,

991Student E. R., Student I. R., Student A. V., and Student E. V.

1004In addition, 29 exhibits (Petitioner's Exhibits 1 through 29)

1013were offered and received into evidence. At the close of the

1024evidentiary portion of the hearing on October 17, 2008, the

1034undersigned established a deadline (30 days from the date of the

1045filing of the hearing transcript with DOAH) for the filing of

1056proposed recommended orders.

1059The Transcript of the final hearing (which consists of two

1069volumes) was filed with DOAH on November 7, 2008.

1078The School Board and Respondent both filed their Proposed

1087Recommended Orders on December 8, 2008.

1093FINDINGS OF FACT

1096Based on the evidence adduced at hearing, and the record as

1107a whole, the following findings of fact are made:

11161. The School Board is responsible for the operation,

1125control and supervision of all public schools (grades K through

113512) in Miami-Dade County, Florida (including, among others,

1143Phillis Wheatley Elementary School (Phillis Wheatley) and Palm

1151Springs Middle School (Palm Springs)), and for otherwise

1159providing public instruction to school-aged children in the

1167county.

11682. Respondent is now, and has been since October 1987,

1178employed as a classroom teacher by the School Board. She holds

1189a professional services contract.

11933. Respondent first taught for the School Board at Phillis

1203Wheatley. In 1996, she moved to Palm Springs, where she

1213remained until she was "assigned to a paid administrative

1222placement at [the] Region Center I [effective October 4, 2007]

1232pending the resolution of investigative case # N-85085"

1240(referenced in paragraph 14 of the Notice of Specific Charges).

12504. Respondent has previously been disciplined by the

1258School Board for using physical means to control student

1267behavior.

12685. In 1992, following an investigation during which

1276Respondent "admitted to placing tape on one student's mouth and

1286telling the other to place the tape on his mouth" and "also

1298admitted to hitting a student on the head with a dictionary and

1310tapping another student on the hand with a ruler," she received

1321the following "letter of reprimand" from her principal at

1330Phillis Wheatley:

1332On August 8, 1992, you were charged with

1340conduct unbecoming a School Board employee

1346and battery of students.

1350You violated the Chapter 6B-1.01(3), Code of

1357Ethics of the Education Profession in

1363Florida, and Dade County School Board Rule

13706Gx-13-4A-1.21, "Conduct Unbecoming a School

1375Board Employee." The above infractions were

1381substantiated by the Special Investigative

1386Unit, Case No. 92-00946.

1390You are directed to comply with the

1397procedures outlined in the Chapter 6B-

14031.01(3), Code of Ethics of the Education

1410Profess[ion] in Florida, to refrain from

1416demeaning students, punishing them by taping

1422mouths, touching or taping students to

1428discipline them or to demonstrate affection,

1434and to conduct yourself in a professional

1441manner.

1442Any recurrence of the infractions will

1448result in further disciplinary actions.

14536. In 1995, Respondent was reprimanded for striking a

1462student with a stack of papers and received the following

"1472Confirmation of Administrative Action" from the Phillis

1479Wheatley principal:

1481Please be advised that after a complete

1488investigation of Case Number 95-12689 done

1494by this administrator the following

1499guidelines must be reviewed with this

1505administrator.

15061. Review the faculty handbook pg 18, on

1514Corporal Punishment.

15162. Review a copy of School Board Rule

15246Gx4A-1.21, Employee Conduct, and Chapter

15296B-1.01(3), Code of Ethics of the Education

1536Profession in Florida.

15393. You are to refrain from touching or

1547tapping students to discipline them and you

1554must conduct yourself in a professional

1560manner at all times.

1564Any recurrence of this infraction will

1570result in further disciplinary action.

15757. In 2004, after determining that Respondent had "acted

1584inappropriately" when, in anger, she had "grabbed" a student by

1594the "hair yanking [the student's] head backwards," the Palm

1603Springs principal issued Respondent the following written

1610reprimand:

1611On December 11, 2003, you inappropriately

1617disciplined (a) student(s) while waiting in

1623front of the cafeteria.

1627You violated the Contract between the Miami-

1634Dade County Public Schools and the United

1641Teachers of Dade , Article VIII, Section 1.

1648[a]s well as School and Miami-Dade County

1655School Board Rules, 6Gx13-5D-1.07 , Corporal

1660Punishment, and 6Gx13-5D-1.08 , Code of

1665Student Conduct.

1667It is your responsibility as a classroom

1674teacher to maintain control and discipline

1680of students. However, it is imperative that

1687you follow school and Miami-Dade County

1693School Board rules in doing so. Rules

1700governing student discipline a[re] outlined

1705in the Code of Student Conduct, Board Rule

17136Gx13-5D-1.08 , faculty handbook, and

1717Promoting and Maintain[ing] a Safe Learning

1723Environment document, and are referenced in

1729the United Teachers of Dade Contract,

1735Article VII, Section I.

1739You are directed immediately to refrain from

1746using any physical means to affect student

1753behavior.

1754You are directed immediately to implement

1760the appropriate procedures for dealing with

1766inappropriate student behavior as stipulated

1771in the documents above[].

1775The above infraction was substantiated by an

1782Administrative Review, Case Number J08655 .

1788You are directed to refrain from using

1795inappropriate procedures in the performance

1800of your assigned duties. You are directed

1807to implement immediately, approved

1811procedures in the performance of your

1817assigned duties.

1819Any recurrences of the above infraction will

1826result in further disciplinary action.

18318. As a School Board employee, Respondent is expected to

1841conduct herself in accordance with School Board rules, including

1850the aforementioned School Board Rules 6Gx13-4A-1.21 and 6Gx13-

18585D-1.07 .

18609. At all times material to the instant case, School Board

1871Rule 6Gx13-4A-1.21 I has provided as follows:

1878Permanent Personnel

1880RESPONSIBILITIES AND DUTIES

1883Employee Conduct

1885All persons employed by The School Board of

1893Miami-Dade County, Florida are

1897representatives of the Miami-Dade County

1902Public Schools. As such, they are expected

1909to conduct themselves, both in their

1915employment and in the community, in a manner

1923that will reflect credit upon themselves and

1930the school system.

1933Unseemly conduct or the use of abusive

1940and/or profane language in the presence of

1947students is expressly prohibited.

195110. At all times material to the instant case, School

1961Board Rule 6Gx13-5D-1.07 has provided, in pertinent part, as

1970follows:

1971Corporal Punishment - Prohibited

1975The administration of corporal punishment in

1981Miami-Dade County Public Schools is strictly

1987prohibited. Miami-Dade County Public

1991Schools has implemented comprehensive

1995programs for the alternative control of

2001discipline. These programs include, but are

2007not limited to, counseling, timeout rooms,

2013in-school suspension centers, student

2017mediation and conflict resolution, parental

2022involvement, alternative education programs,

2026and other forms of positive reinforcement.

2032In addition, suspensions and/or expulsions

2037are available as administrative disciplinary

2042action depending upon the severity of the

2049misconduct. Procedures are in place for

2055students to make up any work missed while on

2064suspension, or to participate in an

2070alternative program if recommended for

2075expulsion.

207611. As an instructional employee of the School Board,

2085Respondent is a member of a collective bargaining unit

2094represented by the United Teachers of Dade (UTD) and covered by

2105a collective bargaining agreement between the School Board and

2114UTD (UTD Contract).

211712. Article V of the UTD Contract addresses the subject of

"2128[e]mployer [r]ights."

213013. Section 1 of Article V provides, in part, that the

2141School Board has the exclusive right to suspend, dismiss or

2151terminate bargaining unit employees "for just cause."

215814. Article VIII of the UTD Contract addresses the subject

2168of "[s]afe learning environment."

217215. Section 1.D. of Article VIII provides as follows:

2181The parties recognize the potential for

2187difficult circumstances and problems related

2192to the use of corporal punishment.

2198Accordingly, the parties agree that such

2204punishment shall be prohibited as a

2210disciplinary option, and further agree to

2216act affirmatively in continuing to identify

2222and implement more effective alternatives

2227for dealing with student behavior. The

2233involvement of school-site personnel in

2238developing such alternatives is critical to

2244their potential for success.

224816. Article XXI of the UTD Contract addresses the subject

2258of "[e]mployee [r]ights and [d]ue [p]rocess."

226417. Section 1.B.1.a. of Article XXI provides that "[a]ny

2273member of the instructional staff may be suspended or dismissed

2283at any time during the school year, provided that the charges

2294against him/her are based upon Florida Statutes."

230118. Section 1.B.2. of Article XXI provides, in part, that

"2311[d]ismissals and suspensions shall be effected in accordance

2319with applicable Florida Statutes, including the Administrative

2326Procedures Act (APA) . . . ."

233319. In the instant case, the School Board is seeking to

2344dismiss Respondent based on conduct in which she allegedly

2353engaged during the 2007-2008 school year.

235920. While assigned to Palm Springs during the 2007-2008

2368school year, Respondent taught three periods of language arts to

2378sixth and seventh grade Spanish-speaking ESOL students. She

2386also had responsibility for a sixth grade homeroom class.

239521. Y. L., J. T., and I. M. were sixth grade students at

2408Palm Springs during the 2007-2008 school year. They each had

2418Respondent for homeroom and language arts for a brief time

2428during the beginning of that school year.

243522. At all material times during the 2007-2008 school

2444year, Respondent understood that the School Board had a policy

"2454strictly prohibit[ing]" the use of corporal punishment.

246123. Nonetheless, on more than one occasion during this

2470time period, Respondent used physical means to redirect Y. L.

2480She grabbed him by the hair and pulled him by the arm, hurting

2493him in the process. She also "grabbed other students by their

2504arms" to control their behavior.

250924. Respondent made threats to throw Y. L. and other

2519students out the window if they did not behave. Although

2529Respondent had no intention of carrying out these threats, Y. L.

2540believed that the threats were real and that Respondent meant

2550what she had said. On one occasion, Respondent opened a window,

2561had Y. L. stand next to it, and told him that if he moved at

2576all, she would toss him out the open window.

258525. As a disciplinary measure, Respondent had Y. L. pick

2595up his wheel-equipped book bag (filled with textbooks and

2604notebooks for all his classes) and hold it on top of his head

2617for an extended period of time while he was standing in place.

2629Y. L. felt some discomfort in his shoulder when he did this.

264126. Afraid of Respondent, Y. L. often "hid[] in the

2651bathroom" at school instead of going to Respondent's classroom.

266027. On numerous occasions, Y. L.'s mother had to pick him

2671up from school before the end of the school day because he had

2684vomited.

268528. At home, Y. L. had trouble sleeping and refused to

2696eat. He lost approximately 20 pounds (going from 100 pounds

2706down to 80).

270929. Y. L. was not the only student that Respondent

2719directed to stand with a filled book bag on his head. J. T. and

2733I. M. were also issued such a directive by Respondent. It

2744happened the first week of the school year on a day when the

2757students remained in their homeroom classes until dismissal

2765because of a power outage that left the school without lights

2776and air conditioning for much of the day.

278430. Towards the end of the day (after power had been

2795restored to the school), J. T. and I. M. were talking to one

2808another when they were not supposed to. In response to their

2819transgression, Respondent instructed them to stand in separate

2827corners of the classroom and hold their book bags (which were

2838similar to Y. L.'s) on top of their heads. 2 The book bags

2851remained on their heads for a substantial enough period of time

2862to cause them to experience pain. 3

286931. Y. L., J. T., I. M., and their parents complained to

2881the Palm Springs administration about Respondent's disciplinary

2888tactics.

288932. In response to Y. L.'s and his mother's complaints,

2899one of the school's assistant principals, Niki Ruiz, interviewed

"2908randomly selected" classmates of Y. L.'s. These students

"2916corroborated what Y. [L.] was saying."

292233. On September 26, 2007, the matter was turned over to

2933the School Board's General Investigative Unit (GIU) for

2941investigation.

294234. Respondent was removed from the classroom and placed

2951on alternative assignment pending the outcome of the

2959investigation.

296035. Following the GIU investigation, the matter was

2968referred to the School Board's Office of Professional Standards.

297736. There was a conference-for-the-record held on February

29856, 2008, at which Respondent had the opportunity to tell her

2996side of the story. In her remarks, she expressed a disdain for

3008authority when she said, "I'm very professional but I don't

3018stick to rules."

302137. The School Board's Superintendent of Schools

3028recommended that the School Board suspend Respondent and

3036initiate termination proceedings against her.

304138. The School Board took such action at its May 21, 2008,

3053meeting.

3054CONCLUSIONS OF LAW

305739. DOAH has jurisdiction over the subject matter of this

3067proceeding and of the parties hereto pursuant to Chapter 120,

3077Florida Statutes.

307940. "In accordance with the provisions of s. 4(b) of Art.

3090IX of the State Constitution, district school boards [have the

3100authority to] operate, control, and supervise all free public

3109schools in their respective districts and may exercise any power

3119except as expressly prohibited by the State Constitution or

3128general law." § 1001.32(2), Fla. Stat.

313441. Such authority extends to personnel matters and

3142includes the power to suspend and dismiss employees. See §§

31521001.42(5), 1012.22(1)(f), and 1012.23(1), Fla. Stat.

315842. The latter statutory provision, Section 1012.23(1),

3165Florida Statutes, grants district school boards the authority to

"3174adopt rules governing personnel matters."

317943. The "rules governing personnel matters" that have been

3188adopted by the School Board include School Board Rules 6Gx13-4A-

31981.21 (dealing with "[r]esponsibilities and [d]uties") and 6Gx13-

32075D-1.07 (which prohibits "[c]orporal [p]unishment").

321344. A district school board is deemed to be the "public

3224employer," as that term is used in Chapter 447, Part II, Florida

3236Statutes, "with respect to all employees of the school

3245district." § 447.203(2), Fla. Stat. As such, it has the right

"3256to direct its employees, take disciplinary action for proper

3265cause, and relieve its employees from duty because of lack of

3276work or for other legitimate reasons," provided it exercises

3285these powers in a manner that is consistent with the

3295requirements of law. § 447.209, Fla. Stat.

330245. At all times material to the instant case, district

3312school boards have had the right, under Section 1012.33, Florida

3322Statutes, to dismiss professional service contract teachers for

"3330just cause."

333246. At all times material to the instant case, "just

3342cause," as used Section 1012.33, Florida Statutes, has been

3351legislatively defined to include, "but . . . not [be] limited

3362to, the following instances, as defined by rule of the State

3373Board of Education: immorality, misconduct in office,

3380incompetency, gross insubordination, willful neglect of duty, or

3388being convicted or found guilty of, or entering a plea of guilty

3400to, regardless of adjudication of guilt, any crime involving

3409moral turpitude." The "but . . . not limited to" language in

3421the statute makes abundantly clear that the list of things

3431constituting "just cause" was intended by the Legislature to be

3441non-exclusive and that other wrongdoing may also constitute

"3449just cause" for dismissal. See Dietz v. Lee County School

3459Board , 647 So. 2d 217, 218-19 (Fla. 2d DCA 1994)(Blue, J.,

3470specially concurring)("We assume that drunkenness and

3477immorality, which are not included in the non-exclusive list of

3487sins [set forth in Section 231.36(1)(a), Florida Statutes

3495(2001), the predecessor of Section 1012.33, Florida Statutes]

3503constituting just cause, would also be grounds for

3511dismissal. . . . In amending section 231.36 and creating a new

3523contract status for teachers (professional service) and by

3531failing to further define just cause, the legislature gave

3540school boards broad discretion to determine when a teacher may

3550be dismissed during the contract term. . . . I agree with the

3563majority--that the legislature left that determination to the

3571respective wisdom of each school board by providing no definite

3581parameters to the term 'just cause.'" 4 ).

358947. At all times material to the instant case, "misconduct

3599in office" has been defined by rule of the State Board of

3611Education (specifically Florida Administrative Code Rule 6B-

36184.009 5 ), as follows:

3623Misconduct in office is defined as a

3630violation of the Code of Ethics of the

3638Education Profession as adopted in Rule 6B-

36451.001, FAC., and the Principles of

3651Professional Conduct for the Education

3656Profession in Florida as adopted in Rule 6B-

36641.006, FAC., which is so serious as to

3672impair the individual's effectiveness in the

3678school system.

368048. The Code of Ethics of the Education Profession (set

3690forth in Florida Administrative Code Rule 6B-1.001), at all

3699times material to the instant case, has provided as follows:

3709(1) The educator values the worth and

3716dignity of every person, the pursuit of

3723truth, devotion to excellence, acquisition

3728of knowledge, and the nurture of democratic

3735citizenship. Essential to the achievement

3740of these standards are the freedom to learn

3748and to teach and the guarantee of equal

3756opportunity for all.

3759(2) The educator's primary professional

3764concern will always be for the student and

3772for the development of the student's

3778potential. The educator will therefore

3783strive for professional growth and will seek

3790to exercise the best professional judgment

3796and integrity.

3798(3) Aware of the importance of maintaining

3805the respect and confidence of one's

3811colleagues, of students, of parents, and of

3818other members of the community, the educator

3825strives to achieve and sustain the highest

3832degree of ethical conduct.

383649. The Principles of Professional Conduct for the

3844Education Profession in Florida (set forth in Florida

3852Administrative Code Rule 6B-1.006), at all times material to the

3862instant case, have required a teacher to, among other things,

"3872make reasonable effort to protect the student from conditions

3881harmful to learning and/or to the student's mental and/ or

3891physical health and/or safety"; "not intentionally expose a

3899student to unnecessary embarrassment or disparagement"; and "not

3907intentionally violate or deny a student's legal rights."

391550. "Misconduct in office" may be established, even in the

3925absence of "specific" or "independent" evidence of impairment,

3933where the conduct engaged in by the teacher is of such a nature

3946that it "speaks for itself" in terms of its seriousness and its

3958adverse impact on the teacher's effectiveness. In such cases,

3967proof that the teacher engaged in the conduct is also proof of

3979impaired effectiveness. See Purvis v. Marion County School

3987Board , 766 So. 2d 492, 498 (Fla. 5th DCA 2000); Walker v.

3999Highlands County School Board , 752 So. 2d 127, 128-29 (Fla. 2d

4010DCA 2000); Summers v. School Board of Marion County , 666 So. 2d

4022175, 175-76 (Fla. 5th DCA 1995); Brevard County School Board v.

4033Jones , No. 06-1033, 2006 Fla. Div. Adm. Hear. LEXIS 287 *17

4044(Fla. DOAH June 30, 2006)(Recommended Order)("[T]he need to

4053demonstrate 'impaired effectiveness' is not necessary in

4060instances where the misconduct by a teacher speaks for itself,

4070or it can be inferred from the conduct in question."); and

4082Miami-Dade County School Board v. Lefkowitz , No. 03-0186, 2003

4091Fla. Div. Adm. Hear. LEXIS 675 *23-24 (Fla. DOAH July 31,

41022003)(Recommended Order)("The School Board failed to prove by a

4112preponderance of the direct evidence that Mr. Lefkowitz's

4120actions were so serious that they impaired his effectiveness as

4130a teacher. Nonetheless, based on the findings of fact herein,

4140it may be inferred that Mr. Lefkowitz's conduct impaired his

4150effectiveness as a teacher in the Miami-Dade County public

4159school system.")(citation omitted). Disciplining a student for

4167talking in class by making him stand in front of his classmates

4179with a heavy book bag on his head, as Respondent did the instant

4192case, is an example of such conduct that "speaks for itself."

420351. At all times material to the instant case, "gross

4213insubordination" has been defined by Florida Administrative Code

4221Rule 6B-4.009 as "a constant or continuing intentional refusal

4230to obey a direct order, reasonable in nature, and given by and

4242with proper authority." An isolated act of defiance does not

4252fall within this definition. See Smith v. School Board of Leon

4263County , 405 So. 2d 183, 185 (Fla. 1st DCA 1981)("As to the

4276latter charge, her actions did not meet the definition of 'gross

4287insubordination' since they were an isolated outburst and could

4296not have been deemed 'constant or continuing.'").

430452. "Under Florida law, a [district] school board's

4312decision to terminate an employee is one affecting the

4321employee's substantial interests; therefore, the employee is

4328entitled to a formal hearing under section 120.57(1) if material

4338issues of fact are in dispute." 6 Sublett , 617 So. 2d at 377.

435153. Where the employee is a professional service contract

4360teacher, the hearing may be conducted, pursuant to Section

43691012.33, Florida Statutes, either by the district school board

4378itself or by a DOAH administrative law judge (who, following the

4389hearing, makes a recommendation to the district school board).

439854. The teacher must be given written notice of the

4408specific charges prior to the hearing. Although the notice

"4417need not be set forth with the technical nicety or formal

4428exactness required of pleadings in court," it should "specify

4437the [statute,] rule, [regulation, or policy] the [district

4446school board] alleges has been violated and the conduct which

4456occasioned [said] violation." Jacker v. School Board of Dade

4465County , 426 So. 2d 1149, 1151 (Fla. 3d DCA 1983)(Jorgenson, J.,

4476concurring).

447755. The teacher may be suspended without pay pending the

4487outcome of the termination proceeding; "but, if the charges are

4497not sustained, the [teacher] shall be immediately reinstated,

4505and his or her back salary shall be paid." § 1012.33(6)(a),

4516Fla. Stat.

451856. At the termination hearing, the burden is on the

4528district school board to prove the allegations contained in the

4538notice. Unless there is a collective bargaining agreement

4546covering the bargaining unit of which the teacher is a member

4557that provides otherwise 7 (and there is not such a collective

4568bargaining agreement controlling the instant case), the district

4576school board's proof need only meet the preponderance of the

4586evidence standard. See Cisneros v. School Board of Miami-Dade

4595County , 990 So. 2d 1179, 1183 (Fla. 3d DCA 2008)("As the ALJ

4608properly found, the School Board had the burden of proving the

4619allegations of moral turpitude by a preponderance of the

4628evidence."); McNeill v. Pinellas County School Board , 678 So. 2d

4639476, 477 (Fla. 2d DCA 1996)("The School Board bears the burden

4651of proving, by a preponderance of the evidence, each element of

4662the charged offense which may warrant dismissal."); Sublett v.

4672Sumter County School Board , 664 So. 2d 1178, 1179 (Fla. 5th DCA

46841995)("We agree with the hearing officer that for the School

4695Board to demonstrate just cause for termination, it must prove

4705by a preponderance of the evidence, as required by law, that the

4717allegations of sexual misconduct were true . . . ."); Allen v.

4730School Board of Dade County , 571 So. 2d 568, 569 (Fla. 3d DCA

47431990)("We . . . find that the hearing officer and the School

4756Board correctly determined that the appropriate standard of

4764proof in dismissal proceedings was a preponderance of the

4773evidence. . . . The instant case does not involve the loss of a

4787license and, therefore, Allen's losses are adequately protected

4795by the preponderance of the evidence standard."); and Dileo v.

4806School Board of Dade County , 569 So. 2d 883, 884 (Fla. 3d DCA

48191990)("We disagree that the required quantum of proof in a

4830teacher dismissal case is clear and convincing evidence, and

4839hold that the record contains competent and substantial evidence

4848to support both charges by a preponderance of the evidence

4858standard.").

486057. In determining whether the district school board has

4869met its burden of proof, it is necessary to evaluate the

4880district school board's evidentiary presentation in light of the

4889specific allegation(s) made in the written notice of charges.

4898Due process prohibits a district school board from terminating a

4908professional service contract teacher based on matters not

4916specifically alleged in the notice of charges, unless those

4925matters have been tried by consent. See Shore Village Property

4935Owners' Association, Inc. v. Department of Environmental

4942Protection , 824 So. 2d 208, 210 (Fla. 4th DCA 2002); and Lusskin

4954v. Agency for Health Care Administration , 731 So. 2d 67, 69

4965(Fla. 4th DCA 1999).

496958. In the instant case, the School Board has alleged in

4980its Notice that "just cause" exists to terminate Respondent's

4989employment as a professional service contract teacher with the

4998School Board because (as alleged in the Notice's thirteenth

5007numbered paragraph), during the 2007-2008 school year, she

"5015pushed and grabbed students, threatened them, and forced them

5024to stand for [an] extended period of time with book bags on

5036their heads." 8 According to the Notice, by engaging in this

5047conduct, Respondent committed "misconduct in office," as defined

5055in Florida Administrative Code Rule 6B-4.009(3) (Count I);

5063violated the School Board's "policy on corporal punishment" set

5072forth in School Board Rule 6Gx13-5D-1.07 (Count II); violated

5081School Board Rule 6Gx13-4A-1.21 , describing the

"5087responsibilities and duties" of School Board employees (Count

5095III); and engaged in "gross insubordination" (Count IV).

510359. The preponderance of the record evidence establishes

5111that, during the 2007-2008 school year, in an effort to control

5122student behavior, Respondent (as alleged in paragraph (13) of

5131the Notice) "grabbed" a student (Y. L.) by his hair and arm and

"5144grabbed" other students by their arms; "threatened" to throw

5153students out the classroom window; and directed students "to

5162stand for [an] extended period of time with book bags on their

5174heads"; and that she did so despite having received reprimands

5184in previous years directing that she cease using these types of

5195measures to affect the conduct of her students.

520360. By dealing with her students in such a manner,

5213Respondent engaged in the wrongdoing charged in Counts I through

5223IV of the Notice.

522761. Having established that she engaged in this

5235wrongdoing, the School Board has "just cause," as defined in

5245Section 1012.33(1)(a), Florida Statutes, to dismiss Respondent

5252pursuant to Subsection (6)(a) of the statute.

5259RECOMMENDATION

5260Based upon the foregoing Findings of Fact and Conclusions

5269of Law, it is hereby

5274RECOMMENDED that the School Board issue a final order

5283sustaining Respondent's suspension and terminating her

5289employment as a professional service contract teacher with the

5298School Board for the reasons set forth above

5306DONE AND ENTERED this 16th day of December, 2008, in

5316Tallahassee, Leon County, Florida.

5320S

5321___________________________________

5322STUART M. LERNER

5325Administrative Law Judge

5328Division of Administrative Hearings

5332The DeSoto Building

53351230 Apalachee Parkway

5338Tallahassee, Florida 32399-3060

5341(850) 488-9675 SUNCOM 278-9675

5345Fax Filing (850) 921-6847

5349www.doah.state.fl.us

5350Filed with the Clerk of the

5356Division of Administrative Hearings

5360this 16th day of December, 2008.

5366ENDNOTES

53671 / Unless otherwise noted, all references in this Recommended

5377Order to Florida Statutes are to Florida Statutes (2008).

53862 / The undersigned rejects, as contrary to the greater weight

5397of the evidence, Respondent's claim that her "actions toward

5406I. M. and J. T. were playful [not punitive] in nature" and that

5419she was merely "joking around with the students about putting

5429book bags on their heads if they did not stop clowning around."

5441It is reasonable to assume that, had Respondent not been

5451serious, she would have immediately attempted to stop the boys

5461when they started to put the book bags on their heads.

5472Respondent, however, acknowledged at hearing that she did not

5481take such action. According to her testimony, her reaction when

5491she saw J. T. and I. M. with their book bags on their heads was,

5506not to tell them to put the bags down, but rather to laugh at

5520them, along with the rest of the class.

55283/ Relying on the credible testimony of J. T. and I. M., the

5541undersigned finds that Y. L. was mistaken when he testified

5551about his being involved in this incident.

55584 / Judge Blue noted in his opinion that the Legislature

5569provided a "separate standard for dismissal" for continuing

5577contract teachers which authorized the taking of such action

5586only "for conduct constituting one of the so-called 'seven

5595deadly sins': immorality, misconduct in office, incompetency,

5602gross insubordination, willful neglect of duty, drunkenness, or

5610conviction of a crime involving moral turpitude." Id. at 218.

56205 / Florida Administrative Code Rule 6B-4.009 "define[s]" the

"5629basis for charges upon which dismissal action against

5637instructional personnel may be pursued."

56426/ "A county school board is a state agency falling within

5653Chapter 120 for purposes of quasi-judicial administrative

5660orders." Sublett v. District School Board of Sumter County , 617

5670So. 2d 374, 377 (Fla. 5th DCA 1993).

56787/ Where the district school board, through the collective

5687bargaining process, has agreed to bear a more demanding

5696standard, it must honor, and act in accordance with, its

5706agreement. See Chiles v. United Faculty of Florida , 615 So. 2d

5717671, 672-73 (Fla. 1993)("Once the executive has negotiated and

5727the legislature has accepted and funded an agreement [with its

5737employees' collective bargaining representative], the state and

5744all its organs are bound by that [collective bargaining

5753agreement] under the principles of contract law."); Hillsborough

5762County Governmental Employees Association v. Hillsborough County

5769Aviation Authority , 522 So. 2d 358, 363 (Fla. 1988)("[W]e hold

5780that a public employer must implement a ratified collective

5789bargaining agreement with respect to wages, hours, or terms or

5799conditions of employment . . . ."); and Palm Beach County School

5812Board v. Auerbach , No. 96-3683, 1997 Fla. Div. Adm. Hear. LEXIS

58235185 *13-14 (Fla. DOAH February 20, 1997)(Recommended

5830Order)("Long-standing case law establishes that in a teacher

5839employment discipline case, the school district has the burden

5848of proving its charges by a preponderance of the evidence. . . .

5861However, in this case, the district must comply with the terms

5872of the collective bargaining agreement, which, as found in

5881paragraph 27, above, requires the more stringent standard of

5890proof: clear and convincing evidence.").

58968 / No allegations of name-calling on Respondent's part were

5906made in the Notice. Accordingly, contrary to the suggestion

5915made by the School Board in its Proposed Recommended Order, that

5926Respondent may have also "called [her students] dumb" cannot

5935play any role in the outcome of this case.

5944COPIES FURNISHED:

5946Janeen Richard, Esquire

5949Miami-Dade County School Board

59531450 Northeast Second Avenue, Suite 400

5959Miami, Florida 33132

5962Mark Herdman, Esquire

596529605 U.S. Highway 19 North, Suite 110

5972Clearwater, Florida 33761

5975Alberto M. Carvalho, Superintendent

5979Miami-Dade County School Board

59831450 Northeast Second Avenue, Suite 400

5989Miami, Florida 33132

5992Honorable Dr. Eric J. Smith

5997Commissioner of Education

6000Department of Education

6003Turlington Building, Suite 1514

6007325 West Gaines Street

6011Tallahassee, Florida 32399-0400

6014Deborah K. Kearney , General Counsel

6019Department of Education

6022Turlington Building, Suite 1244

6026325 West Gaines Street

6030Tallahassee, Florida 32399-0400

6033NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

6039All parties have the right to submit written exceptions within

604915 days from the date of this recommended order. Any exceptions

6060to this recommended order should be filed with the agency that

6071will issue the final order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 01/27/2009
Proceedings: Agency Final Order
PDF:
Date: 01/27/2009
Proceedings: Final Order of the School Board of Miami-Dade County, Florida filed.
PDF:
Date: 12/16/2008
Proceedings: Recommended Order
PDF:
Date: 12/16/2008
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 12/16/2008
Proceedings: Recommended Order (hearing held October 17, 2008). CASE CLOSED.
PDF:
Date: 12/08/2008
Proceedings: Respondent`s Proposed Recommended Order filed.
PDF:
Date: 12/08/2008
Proceedings: Petitioner School Board`s Proposed Recommended Order filed.
Date: 11/07/2008
Proceedings: Transcript of Proceedings (Volumes I&II) filed.
Date: 10/17/2008
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 10/16/2008
Proceedings: Petitioner`s Exhibit List (exhibits not available for viewing) filed.
PDF:
Date: 10/15/2008
Proceedings: Order on Petitioner`s Emergency Order for Protective Order.
PDF:
Date: 10/15/2008
Proceedings: Petitioner`s Amended Witness List filed.
Date: 10/14/2008
Proceedings: CASE STATUS: Motion Hearing Held.
PDF:
Date: 10/13/2008
Proceedings: Emergency Motion for Protective Order filed.
PDF:
Date: 10/08/2008
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 10/03/2008
Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for October 17, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to video and location).
PDF:
Date: 10/01/2008
Proceedings: Joint Pre-hearing Stipulation filed.
PDF:
Date: 09/30/2008
Proceedings: Notice of Specific Charges filed.
PDF:
Date: 08/20/2008
Proceedings: Petitioner`s First Request for Production filed.
PDF:
Date: 08/20/2008
Proceedings: Notice of Serving First Set of Interrogatories to Respondent filed.
PDF:
Date: 07/24/2008
Proceedings: Order Re-scheduling Hearing (hearing set for October 17, 2008; 9:00 a.m.; Miami, FL).
PDF:
Date: 06/16/2008
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 06/16/2008
Proceedings: Notice of Hearing (hearing set for October 8, 2008; 9:00 a.m.; Miami, FL).
PDF:
Date: 06/13/2008
Proceedings: Joint Response to Intial Order filed.
PDF:
Date: 06/10/2008
Proceedings: Notice of Appearance (filed by M. Herdman).
PDF:
Date: 06/06/2008
Proceedings: Initial Order.
PDF:
Date: 06/06/2008
Proceedings: Notice of Action to Suspend and Initiate Dismissal Proceedings filed.
PDF:
Date: 06/06/2008
Proceedings: Request for Administrative Hearing filed.
PDF:
Date: 06/06/2008
Proceedings: Agency referral filed.

Case Information

Judge:
STUART M. LERNER
Date Filed:
06/05/2008
Date Assignment:
10/13/2008
Last Docket Entry:
01/27/2009
Location:
Miami, Florida
District:
Southern
Agency:
ADOPTED IN TOTO
 

Counsels

Related DOAH Cases(s) (2):

Related Florida Statute(s) (9):

Related Florida Rule(s) (1):