08-002680
Miami-Dade County School Board vs.
Maritza Wagensommer
Status: Closed
Recommended Order on Tuesday, December 16, 2008.
Recommended Order on Tuesday, December 16, 2008.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8MIAMI-DADE COUNTY SCHOOL BOARD, )
13)
14Petitioner, )
16)
17vs. ) Case No. 08-2680
22)
23MARITZA WAGENSOMMER, )
26)
27Respondent. )
29__________________________________)
30RECOMMENDED ORDER
32Pursuant to notice, a hearing was conducted in this case
42pursuant to Sections 120.569 and 120.57(1), Florida Statutes, 1
51before Stuart M. Lerner, a duly-designated administrative law
59judge of the Division of Administrative Hearings (DOAH), on
68October 17, 2008, by video teleconference at sites in Miami and
79Tallahassee, Florida.
81APPEARANCES
82For Petitioner: Janeen Richard, Esquire
87Miami-Dade County School Board
911450 Northeast Second Avenue, Suite 400
97Miami, Florida 33132
100For Respondent: Mark Herdman, Esquire
105Herdman & Sakellarides, P.A.
10929605 U.S. Highway 19 North, Suite 110
116Clearwater, Florida 33761
119STATEMENT OF THE ISSUE
123Whether Respondent committed the violations alleged in the
131Notice of Specific Charges and, if so, what disciplinary action
141should be taken against her.
146PRELIMINARY STATEMENT
148By letter dated May 22, 2008, Respondent was notified that
158the Miami-Dade County School Board (School Board), at its May
16821, 2008, meeting, had taken action to suspend her without pay
179from her teaching position and initiate dismissal proceedings
187against her. Respondent subsequently "request[ed] a hearing to
195be held before an administrative law judge" on the matter.
205Respondent's hearing request was referred to DOAH on June 6,
2152008.
216On September 30, 2008, the School Board filed a Notice of
227Specific Charges (Notice). The Notice contained the following
235Statement of Facts:
238Statement of Facts
2417. At all times material hereto, Petitioner
248employed Respondent as a Teacher pursuant to
255a professional service contract. Respondent
260was assigned to Palm Springs Middle School.
2678. In 1992, an allegation was made that
275Respondent taped two students' mouths shut.
281The Allegation was referred to M-DCPS
287Special Investigation Unit for investigation
292(Case No. 92-0946). The allegations were
298substantiated. As a result, Respondent
303received a written reprimand with clear
309directives to refrain from demeaning
314students or punishing them by taping their
321mouths. In addition, Respondent was
326directed to conduct herself in a
332professional manner at all times.
3379. In 1995, an allegation was made that
345Respondent hit a student with a stack of
353papers (Case No. 95-12689). The school
359principal investigated this allegation, as
364an Administrative Review, and substantiated
369the allegation that Respondent
373inappropriately disciplined a student.
377Respondent was directed once again to
383refrain from touching or tapping students as
390a form of discipline and to conduct herself
398in a professional manner.
40210. In December of 2003, an allegation was
410made that Respondent pulled a student's hair
417(Case No. J08655). The allegation was
423substantiated as a violation of Board Rule
4306Gx13- 5D-1.07 Corporal Punishment-
434Prohibited. Respondent received a letter of
440reprimand. For the third time, Respondent
446was directed to refrain from using any
453physical means to affect student behavior.
45911. On about November 8, 2004, John L.
467Winn, the Florida Commissioner of Education,
473filed against Respondent an Administrative
478Complaint with the Education Practices
483Commission ("EPC") alleging that Respondent
490had "inappropriately disciplined . . .
496A. G., a 13-year-old female student by
503pulling A. G. by the hair and jerking her
512head back. Thereafter, Respondent attempted
517to inappropriately influence the testimony
522of student witnesses."
52512. Respondent entered into a settlement
531agreement whereby she agreed to the issuance
538of [a] formal reprimand. The EPC accepted
545the settlement and Respondent was
550reprimanded.
55113. During the 2007-2008 school year,
557allegations were made that Respondent pushed
563and grabbed students, threatened them, and
569forced them to stand for [an] extended
576period of time with book bags on their
584heads. Respondent was notified of the
590allegations and was assigned to an alternate
597location at the Region office pending the
604investigation of the matter.
60814. The allegation was assigned to School
615Police for investigation (SPAR Case No.
621N-85085). After interviewing several
625witnesses including Respondent the police
630detective found probable cause that
635Respondent violated School Board Rule 6Gx13-
6415D-1.07 , Corporal Punishment-Prohibited.
64415. On about February 6, 2008, a
651conference-for-the-record was held with
655Respondent in the Office of Professional
661Standards ("OPS") to address the
668investigative findings and her future
673employment with M-DCPS. After consulting
678with several administrators, OPS recommended
683to terminate Respondent's employment.
68716. On or about April 2, 2008, Respondent
695was advised of the recommended disciplinary
701action and of her right to seek final review
710by the Superintendent or his designee.
71617. On or about May 7, 2008, Respondent was
725notified by letter that the Superintendent
731of Schools was recommending to the School
738Board to suspend her without pay and
745initiate dismissal proceedings. The letter
750further notified Respondent the reasons for
756the recommendation included, but was not
762limited to, misconduct in office [and]
768violations of School Board Rules 6Gx13- 5D-
7751.07 , Corporal Punishment-Prohibited and
7796Gx-13- 4A-1.21 , Responsibilities and Duties.
78418. Petitioner, at its regularly scheduled
790meeting on May 21, 2008, took action to
798suspend Respondent without pay and initiate
804dismissal proceedings for just cause
809including, but not limited to misconduct in
816office and violations of those School Board
823Rules set forth above. Respondent was
829notified of the Board action by letter dated
837May 22, 2008.
840There were four counts set forth in the Notice: Count I,
851alleging "misconduct in office," as defined in Florida
859Administrative Code Rule 6B-4.009(3); Count II, alleging a
867violation of the School Board's "policy on corporal punishment"
876set forth in School Board Rule 6Gx13-5D-1.07 ; Count III,
885alleging a violation of School Board Rule 6Gx13-4A-1.21 , which
894describes the "responsibilities and duties" of School Board
902employees; and Count IV, alleging "gross insubordination" by the
"911continued failure to comply with administrative directives
918regarding appropriate behavior" and the "repeated failure to
926comply with School Board policies and procedures."
933The final hearing in the instant case was held, as noted
944above, on October 17, 2008. Nineteen witnesses testified at the
954hearing: Student Y. L., Parent L. S., Student J. T., Student
965I. M., Detective Steven Hadley, Cortnye Arce, Niki Ruiz, Melissa
975Wolin, Jennifer Andreu, Milagros Hernandez, Respondent, Jose
982Fernandez, Maria Delgado de Perez, Jose Macios, Varinia Asencio,
991Student E. R., Student I. R., Student A. V., and Student E. V.
1004In addition, 29 exhibits (Petitioner's Exhibits 1 through 29)
1013were offered and received into evidence. At the close of the
1024evidentiary portion of the hearing on October 17, 2008, the
1034undersigned established a deadline (30 days from the date of the
1045filing of the hearing transcript with DOAH) for the filing of
1056proposed recommended orders.
1059The Transcript of the final hearing (which consists of two
1069volumes) was filed with DOAH on November 7, 2008.
1078The School Board and Respondent both filed their Proposed
1087Recommended Orders on December 8, 2008.
1093FINDINGS OF FACT
1096Based on the evidence adduced at hearing, and the record as
1107a whole, the following findings of fact are made:
11161. The School Board is responsible for the operation,
1125control and supervision of all public schools (grades K through
113512) in Miami-Dade County, Florida (including, among others,
1143Phillis Wheatley Elementary School (Phillis Wheatley) and Palm
1151Springs Middle School (Palm Springs)), and for otherwise
1159providing public instruction to school-aged children in the
1167county.
11682. Respondent is now, and has been since October 1987,
1178employed as a classroom teacher by the School Board. She holds
1189a professional services contract.
11933. Respondent first taught for the School Board at Phillis
1203Wheatley. In 1996, she moved to Palm Springs, where she
1213remained until she was "assigned to a paid administrative
1222placement at [the] Region Center I [effective October 4, 2007]
1232pending the resolution of investigative case # N-85085"
1240(referenced in paragraph 14 of the Notice of Specific Charges).
12504. Respondent has previously been disciplined by the
1258School Board for using physical means to control student
1267behavior.
12685. In 1992, following an investigation during which
1276Respondent "admitted to placing tape on one student's mouth and
1286telling the other to place the tape on his mouth" and "also
1298admitted to hitting a student on the head with a dictionary and
1310tapping another student on the hand with a ruler," she received
1321the following "letter of reprimand" from her principal at
1330Phillis Wheatley:
1332On August 8, 1992, you were charged with
1340conduct unbecoming a School Board employee
1346and battery of students.
1350You violated the Chapter 6B-1.01(3), Code of
1357Ethics of the Education Profession in
1363Florida, and Dade County School Board Rule
13706Gx-13-4A-1.21, "Conduct Unbecoming a School
1375Board Employee." The above infractions were
1381substantiated by the Special Investigative
1386Unit, Case No. 92-00946.
1390You are directed to comply with the
1397procedures outlined in the Chapter 6B-
14031.01(3), Code of Ethics of the Education
1410Profess[ion] in Florida, to refrain from
1416demeaning students, punishing them by taping
1422mouths, touching or taping students to
1428discipline them or to demonstrate affection,
1434and to conduct yourself in a professional
1441manner.
1442Any recurrence of the infractions will
1448result in further disciplinary actions.
14536. In 1995, Respondent was reprimanded for striking a
1462student with a stack of papers and received the following
"1472Confirmation of Administrative Action" from the Phillis
1479Wheatley principal:
1481Please be advised that after a complete
1488investigation of Case Number 95-12689 done
1494by this administrator the following
1499guidelines must be reviewed with this
1505administrator.
15061. Review the faculty handbook pg 18, on
1514Corporal Punishment.
15162. Review a copy of School Board Rule
15246Gx4A-1.21, Employee Conduct, and Chapter
15296B-1.01(3), Code of Ethics of the Education
1536Profession in Florida.
15393. You are to refrain from touching or
1547tapping students to discipline them and you
1554must conduct yourself in a professional
1560manner at all times.
1564Any recurrence of this infraction will
1570result in further disciplinary action.
15757. In 2004, after determining that Respondent had "acted
1584inappropriately" when, in anger, she had "grabbed" a student by
1594the "hair yanking [the student's] head backwards," the Palm
1603Springs principal issued Respondent the following written
1610reprimand:
1611On December 11, 2003, you inappropriately
1617disciplined (a) student(s) while waiting in
1623front of the cafeteria.
1627You violated the Contract between the Miami-
1634Dade County Public Schools and the United
1641Teachers of Dade , Article VIII, Section 1.
1648[a]s well as School and Miami-Dade County
1655School Board Rules, 6Gx13-5D-1.07 , Corporal
1660Punishment, and 6Gx13-5D-1.08 , Code of
1665Student Conduct.
1667It is your responsibility as a classroom
1674teacher to maintain control and discipline
1680of students. However, it is imperative that
1687you follow school and Miami-Dade County
1693School Board rules in doing so. Rules
1700governing student discipline a[re] outlined
1705in the Code of Student Conduct, Board Rule
17136Gx13-5D-1.08 , faculty handbook, and
1717Promoting and Maintain[ing] a Safe Learning
1723Environment document, and are referenced in
1729the United Teachers of Dade Contract,
1735Article VII, Section I.
1739You are directed immediately to refrain from
1746using any physical means to affect student
1753behavior.
1754You are directed immediately to implement
1760the appropriate procedures for dealing with
1766inappropriate student behavior as stipulated
1771in the documents above[].
1775The above infraction was substantiated by an
1782Administrative Review, Case Number J08655 .
1788You are directed to refrain from using
1795inappropriate procedures in the performance
1800of your assigned duties. You are directed
1807to implement immediately, approved
1811procedures in the performance of your
1817assigned duties.
1819Any recurrences of the above infraction will
1826result in further disciplinary action.
18318. As a School Board employee, Respondent is expected to
1841conduct herself in accordance with School Board rules, including
1850the aforementioned School Board Rules 6Gx13-4A-1.21 and 6Gx13-
18585D-1.07 .
18609. At all times material to the instant case, School Board
1871Rule 6Gx13-4A-1.21 I has provided as follows:
1878Permanent Personnel
1880RESPONSIBILITIES AND DUTIES
1883Employee Conduct
1885All persons employed by The School Board of
1893Miami-Dade County, Florida are
1897representatives of the Miami-Dade County
1902Public Schools. As such, they are expected
1909to conduct themselves, both in their
1915employment and in the community, in a manner
1923that will reflect credit upon themselves and
1930the school system.
1933Unseemly conduct or the use of abusive
1940and/or profane language in the presence of
1947students is expressly prohibited.
195110. At all times material to the instant case, School
1961Board Rule 6Gx13-5D-1.07 has provided, in pertinent part, as
1970follows:
1971Corporal Punishment - Prohibited
1975The administration of corporal punishment in
1981Miami-Dade County Public Schools is strictly
1987prohibited. Miami-Dade County Public
1991Schools has implemented comprehensive
1995programs for the alternative control of
2001discipline. These programs include, but are
2007not limited to, counseling, timeout rooms,
2013in-school suspension centers, student
2017mediation and conflict resolution, parental
2022involvement, alternative education programs,
2026and other forms of positive reinforcement.
2032In addition, suspensions and/or expulsions
2037are available as administrative disciplinary
2042action depending upon the severity of the
2049misconduct. Procedures are in place for
2055students to make up any work missed while on
2064suspension, or to participate in an
2070alternative program if recommended for
2075expulsion.
207611. As an instructional employee of the School Board,
2085Respondent is a member of a collective bargaining unit
2094represented by the United Teachers of Dade (UTD) and covered by
2105a collective bargaining agreement between the School Board and
2114UTD (UTD Contract).
211712. Article V of the UTD Contract addresses the subject of
"2128[e]mployer [r]ights."
213013. Section 1 of Article V provides, in part, that the
2141School Board has the exclusive right to suspend, dismiss or
2151terminate bargaining unit employees "for just cause."
215814. Article VIII of the UTD Contract addresses the subject
2168of "[s]afe learning environment."
217215. Section 1.D. of Article VIII provides as follows:
2181The parties recognize the potential for
2187difficult circumstances and problems related
2192to the use of corporal punishment.
2198Accordingly, the parties agree that such
2204punishment shall be prohibited as a
2210disciplinary option, and further agree to
2216act affirmatively in continuing to identify
2222and implement more effective alternatives
2227for dealing with student behavior. The
2233involvement of school-site personnel in
2238developing such alternatives is critical to
2244their potential for success.
224816. Article XXI of the UTD Contract addresses the subject
2258of "[e]mployee [r]ights and [d]ue [p]rocess."
226417. Section 1.B.1.a. of Article XXI provides that "[a]ny
2273member of the instructional staff may be suspended or dismissed
2283at any time during the school year, provided that the charges
2294against him/her are based upon Florida Statutes."
230118. Section 1.B.2. of Article XXI provides, in part, that
"2311[d]ismissals and suspensions shall be effected in accordance
2319with applicable Florida Statutes, including the Administrative
2326Procedures Act (APA) . . . ."
233319. In the instant case, the School Board is seeking to
2344dismiss Respondent based on conduct in which she allegedly
2353engaged during the 2007-2008 school year.
235920. While assigned to Palm Springs during the 2007-2008
2368school year, Respondent taught three periods of language arts to
2378sixth and seventh grade Spanish-speaking ESOL students. She
2386also had responsibility for a sixth grade homeroom class.
239521. Y. L., J. T., and I. M. were sixth grade students at
2408Palm Springs during the 2007-2008 school year. They each had
2418Respondent for homeroom and language arts for a brief time
2428during the beginning of that school year.
243522. At all material times during the 2007-2008 school
2444year, Respondent understood that the School Board had a policy
"2454strictly prohibit[ing]" the use of corporal punishment.
246123. Nonetheless, on more than one occasion during this
2470time period, Respondent used physical means to redirect Y. L.
2480She grabbed him by the hair and pulled him by the arm, hurting
2493him in the process. She also "grabbed other students by their
2504arms" to control their behavior.
250924. Respondent made threats to throw Y. L. and other
2519students out the window if they did not behave. Although
2529Respondent had no intention of carrying out these threats, Y. L.
2540believed that the threats were real and that Respondent meant
2550what she had said. On one occasion, Respondent opened a window,
2561had Y. L. stand next to it, and told him that if he moved at
2576all, she would toss him out the open window.
258525. As a disciplinary measure, Respondent had Y. L. pick
2595up his wheel-equipped book bag (filled with textbooks and
2604notebooks for all his classes) and hold it on top of his head
2617for an extended period of time while he was standing in place.
2629Y. L. felt some discomfort in his shoulder when he did this.
264126. Afraid of Respondent, Y. L. often "hid[] in the
2651bathroom" at school instead of going to Respondent's classroom.
266027. On numerous occasions, Y. L.'s mother had to pick him
2671up from school before the end of the school day because he had
2684vomited.
268528. At home, Y. L. had trouble sleeping and refused to
2696eat. He lost approximately 20 pounds (going from 100 pounds
2706down to 80).
270929. Y. L. was not the only student that Respondent
2719directed to stand with a filled book bag on his head. J. T. and
2733I. M. were also issued such a directive by Respondent. It
2744happened the first week of the school year on a day when the
2757students remained in their homeroom classes until dismissal
2765because of a power outage that left the school without lights
2776and air conditioning for much of the day.
278430. Towards the end of the day (after power had been
2795restored to the school), J. T. and I. M. were talking to one
2808another when they were not supposed to. In response to their
2819transgression, Respondent instructed them to stand in separate
2827corners of the classroom and hold their book bags (which were
2838similar to Y. L.'s) on top of their heads. 2 The book bags
2851remained on their heads for a substantial enough period of time
2862to cause them to experience pain. 3
286931. Y. L., J. T., I. M., and their parents complained to
2881the Palm Springs administration about Respondent's disciplinary
2888tactics.
288932. In response to Y. L.'s and his mother's complaints,
2899one of the school's assistant principals, Niki Ruiz, interviewed
"2908randomly selected" classmates of Y. L.'s. These students
"2916corroborated what Y. [L.] was saying."
292233. On September 26, 2007, the matter was turned over to
2933the School Board's General Investigative Unit (GIU) for
2941investigation.
294234. Respondent was removed from the classroom and placed
2951on alternative assignment pending the outcome of the
2959investigation.
296035. Following the GIU investigation, the matter was
2968referred to the School Board's Office of Professional Standards.
297736. There was a conference-for-the-record held on February
29856, 2008, at which Respondent had the opportunity to tell her
2996side of the story. In her remarks, she expressed a disdain for
3008authority when she said, "I'm very professional but I don't
3018stick to rules."
302137. The School Board's Superintendent of Schools
3028recommended that the School Board suspend Respondent and
3036initiate termination proceedings against her.
304138. The School Board took such action at its May 21, 2008,
3053meeting.
3054CONCLUSIONS OF LAW
305739. DOAH has jurisdiction over the subject matter of this
3067proceeding and of the parties hereto pursuant to Chapter 120,
3077Florida Statutes.
307940. "In accordance with the provisions of s. 4(b) of Art.
3090IX of the State Constitution, district school boards [have the
3100authority to] operate, control, and supervise all free public
3109schools in their respective districts and may exercise any power
3119except as expressly prohibited by the State Constitution or
3128general law." § 1001.32(2), Fla. Stat.
313441. Such authority extends to personnel matters and
3142includes the power to suspend and dismiss employees. See §§
31521001.42(5), 1012.22(1)(f), and 1012.23(1), Fla. Stat.
315842. The latter statutory provision, Section 1012.23(1),
3165Florida Statutes, grants district school boards the authority to
"3174adopt rules governing personnel matters."
317943. The "rules governing personnel matters" that have been
3188adopted by the School Board include School Board Rules 6Gx13-4A-
31981.21 (dealing with "[r]esponsibilities and [d]uties") and 6Gx13-
32075D-1.07 (which prohibits "[c]orporal [p]unishment").
321344. A district school board is deemed to be the "public
3224employer," as that term is used in Chapter 447, Part II, Florida
3236Statutes, "with respect to all employees of the school
3245district." § 447.203(2), Fla. Stat. As such, it has the right
"3256to direct its employees, take disciplinary action for proper
3265cause, and relieve its employees from duty because of lack of
3276work or for other legitimate reasons," provided it exercises
3285these powers in a manner that is consistent with the
3295requirements of law. § 447.209, Fla. Stat.
330245. At all times material to the instant case, district
3312school boards have had the right, under Section 1012.33, Florida
3322Statutes, to dismiss professional service contract teachers for
"3330just cause."
333246. At all times material to the instant case, "just
3342cause," as used Section 1012.33, Florida Statutes, has been
3351legislatively defined to include, "but . . . not [be] limited
3362to, the following instances, as defined by rule of the State
3373Board of Education: immorality, misconduct in office,
3380incompetency, gross insubordination, willful neglect of duty, or
3388being convicted or found guilty of, or entering a plea of guilty
3400to, regardless of adjudication of guilt, any crime involving
3409moral turpitude." The "but . . . not limited to" language in
3421the statute makes abundantly clear that the list of things
3431constituting "just cause" was intended by the Legislature to be
3441non-exclusive and that other wrongdoing may also constitute
"3449just cause" for dismissal. See Dietz v. Lee County School
3459Board , 647 So. 2d 217, 218-19 (Fla. 2d DCA 1994)(Blue, J.,
3470specially concurring)("We assume that drunkenness and
3477immorality, which are not included in the non-exclusive list of
3487sins [set forth in Section 231.36(1)(a), Florida Statutes
3495(2001), the predecessor of Section 1012.33, Florida Statutes]
3503constituting just cause, would also be grounds for
3511dismissal. . . . In amending section 231.36 and creating a new
3523contract status for teachers (professional service) and by
3531failing to further define just cause, the legislature gave
3540school boards broad discretion to determine when a teacher may
3550be dismissed during the contract term. . . . I agree with the
3563majority--that the legislature left that determination to the
3571respective wisdom of each school board by providing no definite
3581parameters to the term 'just cause.'" 4 ).
358947. At all times material to the instant case, "misconduct
3599in office" has been defined by rule of the State Board of
3611Education (specifically Florida Administrative Code Rule 6B-
36184.009 5 ), as follows:
3623Misconduct in office is defined as a
3630violation of the Code of Ethics of the
3638Education Profession as adopted in Rule 6B-
36451.001, FAC., and the Principles of
3651Professional Conduct for the Education
3656Profession in Florida as adopted in Rule 6B-
36641.006, FAC., which is so serious as to
3672impair the individual's effectiveness in the
3678school system.
368048. The Code of Ethics of the Education Profession (set
3690forth in Florida Administrative Code Rule 6B-1.001), at all
3699times material to the instant case, has provided as follows:
3709(1) The educator values the worth and
3716dignity of every person, the pursuit of
3723truth, devotion to excellence, acquisition
3728of knowledge, and the nurture of democratic
3735citizenship. Essential to the achievement
3740of these standards are the freedom to learn
3748and to teach and the guarantee of equal
3756opportunity for all.
3759(2) The educator's primary professional
3764concern will always be for the student and
3772for the development of the student's
3778potential. The educator will therefore
3783strive for professional growth and will seek
3790to exercise the best professional judgment
3796and integrity.
3798(3) Aware of the importance of maintaining
3805the respect and confidence of one's
3811colleagues, of students, of parents, and of
3818other members of the community, the educator
3825strives to achieve and sustain the highest
3832degree of ethical conduct.
383649. The Principles of Professional Conduct for the
3844Education Profession in Florida (set forth in Florida
3852Administrative Code Rule 6B-1.006), at all times material to the
3862instant case, have required a teacher to, among other things,
"3872make reasonable effort to protect the student from conditions
3881harmful to learning and/or to the student's mental and/ or
3891physical health and/or safety"; "not intentionally expose a
3899student to unnecessary embarrassment or disparagement"; and "not
3907intentionally violate or deny a student's legal rights."
391550. "Misconduct in office" may be established, even in the
3925absence of "specific" or "independent" evidence of impairment,
3933where the conduct engaged in by the teacher is of such a nature
3946that it "speaks for itself" in terms of its seriousness and its
3958adverse impact on the teacher's effectiveness. In such cases,
3967proof that the teacher engaged in the conduct is also proof of
3979impaired effectiveness. See Purvis v. Marion County School
3987Board , 766 So. 2d 492, 498 (Fla. 5th DCA 2000); Walker v.
3999Highlands County School Board , 752 So. 2d 127, 128-29 (Fla. 2d
4010DCA 2000); Summers v. School Board of Marion County , 666 So. 2d
4022175, 175-76 (Fla. 5th DCA 1995); Brevard County School Board v.
4033Jones , No. 06-1033, 2006 Fla. Div. Adm. Hear. LEXIS 287 *17
4044(Fla. DOAH June 30, 2006)(Recommended Order)("[T]he need to
4053demonstrate 'impaired effectiveness' is not necessary in
4060instances where the misconduct by a teacher speaks for itself,
4070or it can be inferred from the conduct in question."); and
4082Miami-Dade County School Board v. Lefkowitz , No. 03-0186, 2003
4091Fla. Div. Adm. Hear. LEXIS 675 *23-24 (Fla. DOAH July 31,
41022003)(Recommended Order)("The School Board failed to prove by a
4112preponderance of the direct evidence that Mr. Lefkowitz's
4120actions were so serious that they impaired his effectiveness as
4130a teacher. Nonetheless, based on the findings of fact herein,
4140it may be inferred that Mr. Lefkowitz's conduct impaired his
4150effectiveness as a teacher in the Miami-Dade County public
4159school system.")(citation omitted). Disciplining a student for
4167talking in class by making him stand in front of his classmates
4179with a heavy book bag on his head, as Respondent did the instant
4192case, is an example of such conduct that "speaks for itself."
420351. At all times material to the instant case, "gross
4213insubordination" has been defined by Florida Administrative Code
4221Rule 6B-4.009 as "a constant or continuing intentional refusal
4230to obey a direct order, reasonable in nature, and given by and
4242with proper authority." An isolated act of defiance does not
4252fall within this definition. See Smith v. School Board of Leon
4263County , 405 So. 2d 183, 185 (Fla. 1st DCA 1981)("As to the
4276latter charge, her actions did not meet the definition of 'gross
4287insubordination' since they were an isolated outburst and could
4296not have been deemed 'constant or continuing.'").
430452. "Under Florida law, a [district] school board's
4312decision to terminate an employee is one affecting the
4321employee's substantial interests; therefore, the employee is
4328entitled to a formal hearing under section 120.57(1) if material
4338issues of fact are in dispute." 6 Sublett , 617 So. 2d at 377.
435153. Where the employee is a professional service contract
4360teacher, the hearing may be conducted, pursuant to Section
43691012.33, Florida Statutes, either by the district school board
4378itself or by a DOAH administrative law judge (who, following the
4389hearing, makes a recommendation to the district school board).
439854. The teacher must be given written notice of the
4408specific charges prior to the hearing. Although the notice
"4417need not be set forth with the technical nicety or formal
4428exactness required of pleadings in court," it should "specify
4437the [statute,] rule, [regulation, or policy] the [district
4446school board] alleges has been violated and the conduct which
4456occasioned [said] violation." Jacker v. School Board of Dade
4465County , 426 So. 2d 1149, 1151 (Fla. 3d DCA 1983)(Jorgenson, J.,
4476concurring).
447755. The teacher may be suspended without pay pending the
4487outcome of the termination proceeding; "but, if the charges are
4497not sustained, the [teacher] shall be immediately reinstated,
4505and his or her back salary shall be paid." § 1012.33(6)(a),
4516Fla. Stat.
451856. At the termination hearing, the burden is on the
4528district school board to prove the allegations contained in the
4538notice. Unless there is a collective bargaining agreement
4546covering the bargaining unit of which the teacher is a member
4557that provides otherwise 7 (and there is not such a collective
4568bargaining agreement controlling the instant case), the district
4576school board's proof need only meet the preponderance of the
4586evidence standard. See Cisneros v. School Board of Miami-Dade
4595County , 990 So. 2d 1179, 1183 (Fla. 3d DCA 2008)("As the ALJ
4608properly found, the School Board had the burden of proving the
4619allegations of moral turpitude by a preponderance of the
4628evidence."); McNeill v. Pinellas County School Board , 678 So. 2d
4639476, 477 (Fla. 2d DCA 1996)("The School Board bears the burden
4651of proving, by a preponderance of the evidence, each element of
4662the charged offense which may warrant dismissal."); Sublett v.
4672Sumter County School Board , 664 So. 2d 1178, 1179 (Fla. 5th DCA
46841995)("We agree with the hearing officer that for the School
4695Board to demonstrate just cause for termination, it must prove
4705by a preponderance of the evidence, as required by law, that the
4717allegations of sexual misconduct were true . . . ."); Allen v.
4730School Board of Dade County , 571 So. 2d 568, 569 (Fla. 3d DCA
47431990)("We . . . find that the hearing officer and the School
4756Board correctly determined that the appropriate standard of
4764proof in dismissal proceedings was a preponderance of the
4773evidence. . . . The instant case does not involve the loss of a
4787license and, therefore, Allen's losses are adequately protected
4795by the preponderance of the evidence standard."); and Dileo v.
4806School Board of Dade County , 569 So. 2d 883, 884 (Fla. 3d DCA
48191990)("We disagree that the required quantum of proof in a
4830teacher dismissal case is clear and convincing evidence, and
4839hold that the record contains competent and substantial evidence
4848to support both charges by a preponderance of the evidence
4858standard.").
486057. In determining whether the district school board has
4869met its burden of proof, it is necessary to evaluate the
4880district school board's evidentiary presentation in light of the
4889specific allegation(s) made in the written notice of charges.
4898Due process prohibits a district school board from terminating a
4908professional service contract teacher based on matters not
4916specifically alleged in the notice of charges, unless those
4925matters have been tried by consent. See Shore Village Property
4935Owners' Association, Inc. v. Department of Environmental
4942Protection , 824 So. 2d 208, 210 (Fla. 4th DCA 2002); and Lusskin
4954v. Agency for Health Care Administration , 731 So. 2d 67, 69
4965(Fla. 4th DCA 1999).
496958. In the instant case, the School Board has alleged in
4980its Notice that "just cause" exists to terminate Respondent's
4989employment as a professional service contract teacher with the
4998School Board because (as alleged in the Notice's thirteenth
5007numbered paragraph), during the 2007-2008 school year, she
"5015pushed and grabbed students, threatened them, and forced them
5024to stand for [an] extended period of time with book bags on
5036their heads." 8 According to the Notice, by engaging in this
5047conduct, Respondent committed "misconduct in office," as defined
5055in Florida Administrative Code Rule 6B-4.009(3) (Count I);
5063violated the School Board's "policy on corporal punishment" set
5072forth in School Board Rule 6Gx13-5D-1.07 (Count II); violated
5081School Board Rule 6Gx13-4A-1.21 , describing the
"5087responsibilities and duties" of School Board employees (Count
5095III); and engaged in "gross insubordination" (Count IV).
510359. The preponderance of the record evidence establishes
5111that, during the 2007-2008 school year, in an effort to control
5122student behavior, Respondent (as alleged in paragraph (13) of
5131the Notice) "grabbed" a student (Y. L.) by his hair and arm and
"5144grabbed" other students by their arms; "threatened" to throw
5153students out the classroom window; and directed students "to
5162stand for [an] extended period of time with book bags on their
5174heads"; and that she did so despite having received reprimands
5184in previous years directing that she cease using these types of
5195measures to affect the conduct of her students.
520360. By dealing with her students in such a manner,
5213Respondent engaged in the wrongdoing charged in Counts I through
5223IV of the Notice.
522761. Having established that she engaged in this
5235wrongdoing, the School Board has "just cause," as defined in
5245Section 1012.33(1)(a), Florida Statutes, to dismiss Respondent
5252pursuant to Subsection (6)(a) of the statute.
5259RECOMMENDATION
5260Based upon the foregoing Findings of Fact and Conclusions
5269of Law, it is hereby
5274RECOMMENDED that the School Board issue a final order
5283sustaining Respondent's suspension and terminating her
5289employment as a professional service contract teacher with the
5298School Board for the reasons set forth above
5306DONE AND ENTERED this 16th day of December, 2008, in
5316Tallahassee, Leon County, Florida.
5320S
5321___________________________________
5322STUART M. LERNER
5325Administrative Law Judge
5328Division of Administrative Hearings
5332The DeSoto Building
53351230 Apalachee Parkway
5338Tallahassee, Florida 32399-3060
5341(850) 488-9675 SUNCOM 278-9675
5345Fax Filing (850) 921-6847
5349www.doah.state.fl.us
5350Filed with the Clerk of the
5356Division of Administrative Hearings
5360this 16th day of December, 2008.
5366ENDNOTES
53671 / Unless otherwise noted, all references in this Recommended
5377Order to Florida Statutes are to Florida Statutes (2008).
53862 / The undersigned rejects, as contrary to the greater weight
5397of the evidence, Respondent's claim that her "actions toward
5406I. M. and J. T. were playful [not punitive] in nature" and that
5419she was merely "joking around with the students about putting
5429book bags on their heads if they did not stop clowning around."
5441It is reasonable to assume that, had Respondent not been
5451serious, she would have immediately attempted to stop the boys
5461when they started to put the book bags on their heads.
5472Respondent, however, acknowledged at hearing that she did not
5481take such action. According to her testimony, her reaction when
5491she saw J. T. and I. M. with their book bags on their heads was,
5506not to tell them to put the bags down, but rather to laugh at
5520them, along with the rest of the class.
55283/ Relying on the credible testimony of J. T. and I. M., the
5541undersigned finds that Y. L. was mistaken when he testified
5551about his being involved in this incident.
55584 / Judge Blue noted in his opinion that the Legislature
5569provided a "separate standard for dismissal" for continuing
5577contract teachers which authorized the taking of such action
5586only "for conduct constituting one of the so-called 'seven
5595deadly sins': immorality, misconduct in office, incompetency,
5602gross insubordination, willful neglect of duty, drunkenness, or
5610conviction of a crime involving moral turpitude." Id. at 218.
56205 / Florida Administrative Code Rule 6B-4.009 "define[s]" the
"5629basis for charges upon which dismissal action against
5637instructional personnel may be pursued."
56426/ "A county school board is a state agency falling within
5653Chapter 120 for purposes of quasi-judicial administrative
5660orders." Sublett v. District School Board of Sumter County , 617
5670So. 2d 374, 377 (Fla. 5th DCA 1993).
56787/ Where the district school board, through the collective
5687bargaining process, has agreed to bear a more demanding
5696standard, it must honor, and act in accordance with, its
5706agreement. See Chiles v. United Faculty of Florida , 615 So. 2d
5717671, 672-73 (Fla. 1993)("Once the executive has negotiated and
5727the legislature has accepted and funded an agreement [with its
5737employees' collective bargaining representative], the state and
5744all its organs are bound by that [collective bargaining
5753agreement] under the principles of contract law."); Hillsborough
5762County Governmental Employees Association v. Hillsborough County
5769Aviation Authority , 522 So. 2d 358, 363 (Fla. 1988)("[W]e hold
5780that a public employer must implement a ratified collective
5789bargaining agreement with respect to wages, hours, or terms or
5799conditions of employment . . . ."); and Palm Beach County School
5812Board v. Auerbach , No. 96-3683, 1997 Fla. Div. Adm. Hear. LEXIS
58235185 *13-14 (Fla. DOAH February 20, 1997)(Recommended
5830Order)("Long-standing case law establishes that in a teacher
5839employment discipline case, the school district has the burden
5848of proving its charges by a preponderance of the evidence. . . .
5861However, in this case, the district must comply with the terms
5872of the collective bargaining agreement, which, as found in
5881paragraph 27, above, requires the more stringent standard of
5890proof: clear and convincing evidence.").
58968 / No allegations of name-calling on Respondent's part were
5906made in the Notice. Accordingly, contrary to the suggestion
5915made by the School Board in its Proposed Recommended Order, that
5926Respondent may have also "called [her students] dumb" cannot
5935play any role in the outcome of this case.
5944COPIES FURNISHED:
5946Janeen Richard, Esquire
5949Miami-Dade County School Board
59531450 Northeast Second Avenue, Suite 400
5959Miami, Florida 33132
5962Mark Herdman, Esquire
596529605 U.S. Highway 19 North, Suite 110
5972Clearwater, Florida 33761
5975Alberto M. Carvalho, Superintendent
5979Miami-Dade County School Board
59831450 Northeast Second Avenue, Suite 400
5989Miami, Florida 33132
5992Honorable Dr. Eric J. Smith
5997Commissioner of Education
6000Department of Education
6003Turlington Building, Suite 1514
6007325 West Gaines Street
6011Tallahassee, Florida 32399-0400
6014Deborah K. Kearney , General Counsel
6019Department of Education
6022Turlington Building, Suite 1244
6026325 West Gaines Street
6030Tallahassee, Florida 32399-0400
6033NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
6039All parties have the right to submit written exceptions within
604915 days from the date of this recommended order. Any exceptions
6060to this recommended order should be filed with the agency that
6071will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 01/27/2009
- Proceedings: Final Order of the School Board of Miami-Dade County, Florida filed.
- PDF:
- Date: 12/16/2008
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 11/07/2008
- Proceedings: Transcript of Proceedings (Volumes I&II) filed.
- Date: 10/17/2008
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 10/16/2008
- Proceedings: Petitioner`s Exhibit List (exhibits not available for viewing) filed.
- Date: 10/14/2008
- Proceedings: CASE STATUS: Motion Hearing Held.
- PDF:
- Date: 10/03/2008
- Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for October 17, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to video and location).
- PDF:
- Date: 08/20/2008
- Proceedings: Notice of Serving First Set of Interrogatories to Respondent filed.
- PDF:
- Date: 07/24/2008
- Proceedings: Order Re-scheduling Hearing (hearing set for October 17, 2008; 9:00 a.m.; Miami, FL).
- PDF:
- Date: 06/16/2008
- Proceedings: Notice of Hearing (hearing set for October 8, 2008; 9:00 a.m.; Miami, FL).
Case Information
- Judge:
- STUART M. LERNER
- Date Filed:
- 06/05/2008
- Date Assignment:
- 10/13/2008
- Last Docket Entry:
- 01/27/2009
- Location:
- Miami, Florida
- District:
- Southern
- Agency:
- ADOPTED IN TOTO
Counsels
-
Mark S. Herdman, Esquire
Address of Record -
Janeen L. Richard, Esquire
Address of Record -
Mark Herdman, Esquire
Address of Record