09-001510PL Department Of Business And Professional Regulation, Division Of Pari-Mutuel Wagering vs. John E. Shaw
 Status: Closed
Recommended Order on Thursday, May 14, 2009.


View Dockets  
Summary: Respondent should be fined and his license suspended for post-race detection of an impermissible substance in three of his racehorses.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF BUSINES AND )

13PROFESSIONAL REGULATION, )

16DIVISION OF PARI-MUTUEL )

20WAGERING, )

22)

23Petitioner, )

25)

26vs. ) Case No. 09-1510PL

31)

32JOHN E. SHAW, )

36)

37Respondent. )

39________________________________)

40RECOMMENDED ORDER

42Pursuant to notice, a formal hearing was held in this case

53on March 25, 2009, by video teleconference between Lauderdale

62Lakes and Tallahassee, Florida, before Administrative Law Judge

70Claude B. Arrington of the Division of Administrative Hearings

79(DOAH).

80APPEARANCES

81For Petitioner: Joseph M. Helton, Jr., Esquire

88David N. Perry, Esquire

92Department of Business and

96Professional Regulation

981940 North Monroe Street

102Tallahassee, Florida 32399-2202

105For Respondent: Bradford J. Beilly, Esquire

111John Strohsahl, Esquire

1141144 Southeast Third Avenue

118Fort Lauderdale, Florida 33316

122STATEMENT OF THE ISSUE

126Whether Petitioner proved by clear and convincing evidence

134that Respondent is guilty of the offenses alleged in the Order

145of Summary Suspension and in the Administrative Complaint.

153PRELIMINARY STATEMENT

155Respondent, John E. Shaw (Respondent), is licensed by

163Petitioner, Department of Business and Professional Regulation,

170Division of Pari-mutuel Wagering (the Division), as a trainer of

180thoroughbred horses. On February 4, 2009, the Division issued

189an Order of Summary Suspension, which suspended Respondent’s

197licensure upon its entry. Petitioner attached to the Order of

207Summary Suspension a three-count Administrative Complaint

213against Respondent. The alleged violations set forth in the

222Order of Summary Suspension are identical to the alleged

231violations set forth in the Administrative Complaint. The

239factual allegations pertain to three separate thoroughbred

246horses and three different races. Each count alleged a

255violation of Section 550.2415(1)(a), Florida Statutes, 1 which

263prohibits the racing of thoroughbred horses with an

271impermissible drug.

273Respondent filed an answer to the Administrative Complaint

281and two election of rights forms in which he requests a hearing

293pursuant to Section 550.24215(3)(c), Florida Statutes, as to the

302Summary Suspension and a hearing pursuant to Section 120.57(1),

311Florida Statutes, as to the Administrative Complaint.

318Thereafter, these matters were referred to DOAH as a

327consolidated proceeding.

329This Recommended Order will contain a recommended

336disposition of both the Order of Summary Suspension and the

346Administrative Complaint.

348Respondent’s answer admitted certain of the underlying

355facts. Those facts will be incorporated in the Findings of Fact

366section of this Order.

370At the formal hearing, the Division presented the testimony

379of Diana Neira (an investigator employed by the Division) and

389Dr. Richard Sams (Director of the University of Florida Racing

399Laboratory). The Division offered 16 sequentially-numbered

405Exhibits, each of which was accepted into evidence. 2 Respondent

415testified on his own behalf, but he presented no other testimony

426and no exhibits.

429A Transcript of the proceeding, consisting of one volume,

438was filed on April 1, 2009. The parties timely filed proposed

449orders, which have been duly-considered by the undersigned in

458the preparation of this Order. 3

464FINDINGS OF FACT

4671. The Division is the agency of the State of Florida

478charged with regulating pari-mutuel wagering pursuant to Chapter

486550, Florida Statutes.

4892. At all times relevant to this proceeding, Respondent

498held a pari-mutuel wagering trainer/thoroughbred license number

50515043-1021 issued by the Division. Respondent has been a

514thoroughbred racehorse trainer for approximately 30 years.

521Excluding the allegations pertaining to this proceeding,

528Respondent has had only two prior disciplinary actions taken

537against his license by the Division. Each of the prior

547disciplinary actions involved the post-race detection of a drug

556in a horse trained by Respondent. Although the drug at issue in

568the prior disciplinary proceedings cannot be in a horse’s system

578during a race, those drugs can legally be administered to race

589horses for therapeutic use. Neither violation resulted in a

598suspension of Respondent’s license.

6023. At all times relevant to this proceeding, Respondent

611trained horses that raced at Calder Race Course in Dade County,

622Florida.

6234. It is undisputed that at all times relevant to this

634proceeding, Respondent was the trainer of record for the race

644trainer of record, Respondent was the absolute insurer for the

654condition of his horses. 4

659RED NATION

6615. It is undisputed that Red Nation was entered in the

672seventh race at Calder on May 17, 2008, and finished the race in

685first place.

6876. Following the seventh race at Calder on May 17, 2008, a

699urine sample and a blood sample were taken from Red Nation. 5

7117. Urine sample 407762 was collected on May 17, 2008, and

722processed in accordance with established procedures.

7288. Urine sample 407762 was analyzed by the University of

738Florida Racing Laboratory (the Lab), which is retained by the

748Division to test urine and blood samples from animals racing at

759pari-mutuel facilities in Florida. 6 The Lab found that the

769sample contained Despropionyl Fentanyl (the subject metabolite

776derivative), which is a metabolite derivative of Fentanyl (the

785subject drug). The subject metabolite derivative is the

793substance that remains in the urine after the horse’s body has

804processed the subject drug. The sample concentration of the

813subject metabolite derivative was 2.8 nanograms per milliliter.

821SHEA STADIUM

8239. It is undisputed that Shea Stadium was entered in the

834sixth race at Calder on November 20, 2008, and finished the race

846in second place.

84910. Following the sixth race at Calder on November 20,

8592008, a urine sample and a blood sample were taken from Shea

871Stadium.

87211. Urine sample 423241 was collected on November 20,

8812008, and processed in accordance with established procedures.

88912. Urine sample 423241 was analyzed by the Lab. The Lab

900found that the sample contained the subject metabolite

908derivative. The sample concentration of the subject metabolite

916derivative was 2.8 nanograms per milliliter.

922MI CORREDORA

92413. It is undisputed that Mi Corredora was entered in the

935third race at Calder on November 22, 2008, and finished the race

947in first place.

95014. Following the third race at Calder on November 22,

9602008, a urine sample and a blood sample were taken from Mi

972Corredora.

97315. Urine sample 424032 was collected on November 20,

9822008, and processed in accordance with established procedures.

99016. Urine sample 424032 was analyzed by the Lab. The Lab

1001found that the sample contained the subject metabolite

1009derivative. The sample concentration of the subject metabolite

1017derivative was 5.7 nanograms per milliliter.

1023SUMMARY SUSPENSION

102517. On February 4, 2009, the Division issued an Order of

1036Summary Suspension of Respondent’s licensure pursuant to Section

1044550.2415(3(b), Florida Statutes. The Division contends in the

1052Order of Summary Suspension and in the Administrative Complaint

1061that urine sample 407762 was taken from Red Nation, that urine

1072sample 423241 was taken from Shea Stadium, and that urine sample

1083424032 was taken from Mi Corredora

1089FENTANYL

109018. The subject drug is a narcotic analgesic. The effect

1100of the subject drug on a horse is dose dependent. A lower dose,

11138 milligrams or less, stimulates a horse and makes the horse run

1125faster. The subject drug was the drug of choice in the 70’s and

1138above 8 milligrams causes the horse to lose coordination, which

1148slows the running of the horse. After testing became more

1158sophisticated, the subject drug lost its popularity.

116519. The subject drug has been designated by the

1174Association of Racing Commissioners International as a Class 1

1183drug. Class 1 drugs have the highest potential to impact the

1194performance of a horse in a race and they have no therapeutic

1206value in a racehorse. The subject drug is not approved for use

1218in horses in the United States by the U.S. Food and Drug

1230Administration.

123120. A nanogram is one-thousandth of a microgram. A

1240microgram is one-thousandth of a milligram. There was no

1249evidence as to whether the levels of the subject metabolite

1259derivative detected in the subject urine samples would have had

1269an impact to the performances of these racehorses in the subject

1280races.

128121. The testimony of Dr. Sams established that all

1290appropriate protocols were followed in testing the three urine

1299samples at issue in this proceeding. The testing procedure used

1309by the Lab is considered to be, as phrased by Dr. Sams, the gold

1323standard for the identification of drugs in urine.

133122. The presence of the subject metabolite derivative in

1340each of the three urine samples at issue in this proceeding

1351established that the subject drug had been administered to each

1361horse from which one of the subject samples had been drawn.

137223. The Lab thereafter submitted a report to the Division

1382reflecting that the three urine samples at issue in this

1392procedure had tested positive for the subject metabolite

1400derivative. The report identified each sample only by the

1409sample number. The Lab had no information to identify a sample

1420by the name of the horse or trainer.

1428POST-RACE SAMPLING

143024. Florida Administrative Code Rule 61D-6005 governs the

1438post-race sampling process and provides, in relevant part, as

1447follows:

1448(1) The winner of every race and other

1456such racing animal participants the

1461stewards, judges, division, or track

1466veterinarian of the meet designate, shall be

1473sent immediately after the race to the

1480detention enclosure for examination by the

1486authorized representative of the division

1491and for the taking of urine, blood or other

1500such samples as shall be directed for the

1508monitoring and detection of both permissible

1514and impermissible substances. . . .

1520* * *

1523(3) The owner, trainer of record, groom,

1530or other authorized person shall be (present

1537in the testing enclosure) able to witness

1544when urine, blood or other specimens are

1551taken from that person’s racing animal. The

1558specimen shall be sealed in its container,

1565assigned an official sample number which is

1572affixed to the specimen container, and the

1579correspondingly numbered information portion

1583of the sample tag shall be detached and

1591signed by the owner, trainer, groom, or the

1599authorized person as a witness to the taking

1607and sealing of the specimen. The racing

1614animal and authorized person shall remain in

1621the detention enclosure until the sample tag

1628is signed. Said specimens shall be

1634maintained in such a manner as to preserve

1642the integrity of the specimen. Specimen

1648containers shall be of the disposable type

1655and shall not be reused.

1660(4) Only those persons stated in

1666subsection (3) of this rule shall be

1673admitted at any time to the detention

1680enclosure except the division staff

1685immediately in charge of such work, the

1692stewards or judges, or such other persons as

1700shall be authorized by the director or the

1708division veterinarian.

1710* * *

1713(6) All specimens taken by or under

1720direction of the division veterinarian or

1726other authorized representative of the

1731division shall be delivered to the

1737laboratory under contract with the division

1743for official analysis. Each specimen shall

1749be marked by number and date and also bear

1758any information essential for its proper

1764analysis; however, the identity of the

1770racing animal from which the specimen was

1777taken or the identity of its owner, trainer,

1785jockey, stable, or kennel shall not be

1792revealed to the laboratory staff until

1798official analysis of the specimen is

1804complete. . . .

180825. Ms. Neira is an investigator who has been employed by

1819the Division for over 20 years. In discharging her official

1829responsibilities, Ms. Neira has observed the post-race sampling

1837process at Calder. Ms. Neira was not present when any of the

1849subject samples were taken and she is not the custodian of the

1861records maintained at by the Division at Calder. Those records

1871are taken by persons employed by the Division. Those records

1881are maintained in a secure location that is under the

1891supervision of a Division employee. Ms. Neira has access to

1901those records and she utilizes those records in the discharge of

1912her official duties.

191526. After receiving the report from the Lab pertaining to

1925the subject urine samples, Ms. Neira followed standard

1933investigative protocol. Ms. Neira went to the Division’s South

1942Florida Regional Office at the North Broward Regional Service

1951Center in Fort Lauderdale, Florida (South Region) offices where

1960the urine specimen cards (Specimen Cards) are kept in a locked

1971file cabinet. The Specimen Cards collected at Calder are

1980maintained separately from Specimen Cards taken from other

1988licensed pari-mutuel facilities. The Specimen Cards for Calder

1996are filed by the date the sample was taken. Ms. Neira located

2008each of the Specimen Cards at issue in this proceeding using the

2020specimen numbers. She thereafter matched each specimen number

2028identified as being positive by the Lab report to that specimen

2039number’s Specimen Card. While Ms. Neira is not the records

2049custodian for the records maintained at the South Region Office,

2059she has access to and utilizes those records in the discharge of

2071her official duties.

207427. Each Specimen Card at issue in this proceeding (the

2084Division’s Exhibits 3, 6 and 9, respectively) indicates the date

2094the sample was taken, the name of the animal, its color and age,

2107its race, its order of finish in the race, its owner, its

2119trainer, the name of the person taking the urine sample, the

2130names of the witnesses (including the owner’s witness), and the

2140horse's tattoo number (taken from the horse’s upper inside lip).

2150Each Specimen Card is a state record maintained in the regular

2161course of business. The subject Specimen Cards established that

2170urine sample 407762 was taken from Red Nation following the

2180seventh race at Calder on May 17, 2008; that urine sample 423241

2192was taken from Shea Stadium following the sixth race at Calder

2203on November 20, 2008; and that urine sample 424032 was taken

2214from Mi Corredora following the third race at Calder on

2224November 22, 2008.

222728. A form styled “State Detention Area Security Log”

2236(Security Log) is kept at Calder in the regular course of

2247business. Those Security Logs reflect the dates and times

2256people and horses enter and exit the secure State Detention Area

2267(the Detention Area). The Security Logs are completed by

2276Division employees and are maintained in a secure location at

2286Calder that is under the supervision of Division employees. Ms.

2296Neira has access to those Security Logs in the discharge of her

2308official duties.

231029. A document styled “Daily Record of Sample Collection

2319for Race Horses” (Sample Record) is also kept at Calder in the

2331ordinary course of business. Sample Records are completed by

2340Division employees and are maintained in a secure location at

2350Calder that is under the supervision of Division employees.

2359Ms. Neira has access to the Sample Records in the discharge of

2371her official duties.

237430. Following each race, the horses that must be tested

2384are tagged by a veterinarian’s assistant (vet assistant) who

2393tags the animal with an identifying tag and escorts the animal

2404and the trainer’s representative 7 to the Detention Area. After a

2415cool-down period, the vet assistant takes the urine sample from

2425the horse and the state veterinarian takes the blood sample from

2436the animal. The state veterinarian and the vet assistant are

2446employees of the Division. The urine sample and the blood

2456sample are taken in the presence of witnesses, one of whom is

2468the trainer’s representative. At that point the Specimen Card

2477discussed above is filled out. The trainer’s’ representative

2485signs the specimen card. The horse and the trainer’s

2494representative are then released from the Detention Area.

250231. The Security Log for May 17, 2008 (the Division’s

2512Exhibit 2), reflects that Andrew J. Mitchell entered the

2521Detention Area with Red Nation following the seventh race at

25313:10 p.m. and that he left the Detention Area with Red Nation at

25443:50 p.m. The subject Sample Record (the Division’s Exhibit 4)

2554reflects that Red Nation’s urine sample and blood sample were

2564taken on that date at 3:50 p.m. Red Nation was identified by

2576name and by tattoo number. The Sample Record reflects that the

2587specimen number assigned these samples was 407762. On May 17,

25972008, Mr. Mitchell acted as Respondent’s representative.

2604Mr. Mitchell signed the Specimen Card admitted into evidence as

2614the Division’s Exhibit 3 as the trainer’s representative.

262232. Urine sample 407762 was taken from Red Nation on

2632May 17, 2008, following the seventh race at Calder.

264133. The Security Log for November 20, 2008 (the Division’s

2651Exhibit 7) reflects that Victor H. Flores entered the Detention

2661Area with Shea Stadium following the sixth race at 3:00 p.m. and

2673that he left the Detention Area with Shea Stadium at 3:40 p.m.

2685The Sample Record (the Division’s Exhibit 9) reflects that Shea

2695Stadium’s urine sample and blood sample were taken on that date

2706at 3:50 p.m. Shea Stadium was identified by name and by tattoo

2718number. The Sample Record reflects that the specimen number

2727assigned these samples was 423241. On November 20, 2008,

2736Mr. Flores acted as Respondent’s representative. Mr. Flores

2744signed the Specimen Card admitted into evidence as the

2753Division’s Exhibit 8.

275634. Urine sample 423241 was taken from Shea Stadium on

2766November 20, 2008, following the sixth race at Calder.

277535. The Security Log for November 22, 2008 (the Division’s

2785Exhibit 12) reflects that Victor H. Flores entered the Detention

2795Area with Mi Corredora following the third race at 1:30 p.m. and

2807that he left the Detention Area with Mi Corredora at 2:00 p.m.

2819The Sample Record (the Division’s Exhibit 14) reflects that Mi

2829Corredora’s urine sample and blood sample were taken on that

2839date at 2:00 p.m. Mi Corredora was identified by name and by

2851tattoo number. The Sample Record reflects that the specimen

2860number assigned these samples was 424032. On November 22, 2008,

2870Mr. Flores acted as Respondent’s representative. Mr. Flores

2878signed the Specimen Card admitted into evidence as the

2887Division’s Exhibit 13.

289036. Urine sample 424032 was taken from Mi Corredora on

2900November 22, 2008, following the third race at Calder.

290937. Each of the urine samples at issue in this proceeding

2920was subjected to a split testing procedure as required by

2930Section 550.2415(1)(a), Florida Statutes.

2934CONCLUSIONS OF LAW

293738. The Division of Administrative Hearings has

2944jurisdiction over the subject matter and the parties hereto

2953pursuant to Sections 120.569 and 120.57(1), Florida Statutes.

296139. In this disciplinary proceeding, the Division has the

2970burden of proving by clear and convincing evidence the

2979allegations against Respondent. See Ferris v. Turlington , 510

2987So. 2d 292 (Fla. 1987); Evans Packing Co. v. Department of

2998Agriculture and Consumer Services , 550 So.2d 112 (Fla. 1st DCA

30081989); and Inquiry Concerning a Judge , 645 So.2d 398 (Fla.

30181994). The following statement has been repeatedly cited in

3027discussions of the clear and convincing evidence standard:

3035Clear and convincing evidence requires

3040that the evidence must be found to be

3048credible; the facts to which the witnesses

3055testify must be distinctly remembered; the

3061evidence must be precise and explicit and

3068the witnesses must be lacking in confusion

3075as to the facts in issue. The evidence must

3084be of such weight that it produces in the

3093mind of the trier of fact the firm belief of

3103(sic) conviction, without hesitancy, as to

3109the truth of the allegations sought to be

3117established. Slomowitz v. Walker , 429 So.2d

3123797, 800 (Fla. 4th DCA 1983).

312940. Section 550.001 provides that Chapter 550, Florida

3137Statutes, constitutes the Florida Pari-Mutuel Wagering Act.

3144Section 550.2415(1)(a), Florida Statutes, provides in relevant

3151part, as follows:

3154(1)(a) The racing of an animal with any

3162drug, medication, stimulant, depressant,

3166hypnotic, narcotic, local anesthetic, or

3171drug-masking agent is prohibited. It is a

3178violation of this section for a person to

3186administer or cause to be administered any

3193drug, medication, stimulant, depressant,

3197hypnotic, narcotic, local anesthetic, or

3202drug-masking agent to an animal which will

3209result in a positive test for such substance

3217based on samples taken from the animal

3224immediately prior to or immediately after

3230the racing of that animal. . . .

323841. Section 550.2415(1)(c), Florida Statutes, provides

3244that test results shall constitute prima facie evidence as

3253follows:

3254(c) The finding of a prohibited substance

3261in a race-day specimen constitutes prima

3267facie evidence that the substance was

3273administered and was carried in the body of

3281the animal while participating in the race.

328842. Subsections 550.2415(2) and (3), Florida Statutes,

3295provide for the Division to take action as follows:

3304(2) Administrative action may be taken by

3311the division against an occupational licensee

3317responsible pursuant to rule of the division

3324for the condition of an animal that has been

3333impermissibly medicated or drugged in

3338violation of this section.

3342(3)(a) Upon the finding of a violation of

3350this section, the division may revoke or

3357suspend the license or permit of the violator

3365or deny a license or permit to the violator;

3374impose a fine against the violator in an

3382amount not exceeding $5,000; require the full

3390or partial return of the purse, sweepstakes,

3397and trophy of the race at issue; or impose

3406against the violator any combination of such

3413penalties. The finding of a violation of

3420this section in no way prohibits a

3427prosecution for criminal acts committed.

3432(b) The division, notwithstanding the

3437provisions of chapter 120, may summarily

3443suspend the license of an occupational

3449licensee responsible under this section or

3455division rule for the condition of a race

3463animal if the division laboratory reports the

3470presence of an impermissible substance in the

3477animal or its blood, urine, saliva, or any

3485other bodily fluid, either before a race in

3493which the animal is entered or after a race

3502the animal has run.

3506(c) If an occupational licensee is

3512summarily suspended under this section, the

3518division shall offer the licensee a prompt

3525post-suspension hearing within 72 hours, at

3531which the division shall produce the

3537laboratory report and documentation which, on

3543its face, establishes the responsibility of

3549the occupational licensee. Upon production

3554of the documentation, the occupational

3559licensee has the burden of proving his or her

3568lack of responsibility.

3571(d) Any proceeding for administrative

3576action against a licensee or permittee, other

3583than a proceeding under paragraph (c), shall

3590be conducted in compliance with chapter 120.

359743. Florida Administrative Code Rule 61D-6.011((a)

3603contains disciplinary guidelines to be imposed against the

3611trainer following the detection of a Class I impermissible

3620substance in one of the trainer’s racing animals. For the first

3631violation, the recommended penalty is an administrative fine in

3640the amount of $500.00 to $1,000.00 and the suspension or

3651revocation of the trainer’s licensure. For any subsequent

3659violation, the recommended penalty is an administrative fine in

3668the amount of $1,000.00 to $5,000.00 and the suspension or

3680revocation of the trainer’s licensure. These penalties are in

3689addition to the provisions of Section 550.2415(3)(a), Florida

3697Statutes, which authorizes the Division to require the full or

3707partial return of the purse at issue.

371444. The Division proved by clear and convincing evidence

3723that Respondent committed the offenses alleged in the Order of

3733Summary Suspension and in the Administrative Complaint. In

3741forming the recommendation that follows, the undersigned has

3749considered that Respondent has been a trainer for approximately

375830 years with two minor blemishes on his record and no major

3770blemish. The undersigned has also considered Respondent’s

3777disciplinary guidelines and the recommended disposition set

3784forth in Petitioner’s Revised Proposed Recommended Order.

3791RECOMMENDATION

3792Based on the foregoing findings of fact and conclusions of

3802Law, it is RECOMMENDED that Petitioner enter a final order that

3813adopts the Findings of Fact and Conclusions of Law set forth

3824herein. It is, further, RECOMMENDED that the Final Order uphold

3834the Order of Summary Suspension. It is, further, RECOMMENDED

3843that the Final Order find Respondent guilty of the three counts

3854alleged in the Administrative Complaint; impose against him an

3863administrative fine in the amount of $1,000.00 per count (for a

3875total of $3,000.00); suspend his licensure for a period of one

3887year from the date of the emergency suspension; and require him

3898to return any purse won by the horses at issue for the races at

3912issue.

3913DONE AND ENTERED this 14th day of May, 2009, in

3923Tallahassee, Leon County, Florida.

3927CLAUDE B. ARRINGTON

3930Administrative Law Judge

3933Division of Administrative Hearings

3937The DeSoto Building

39401230 Apalachee Parkway

3943Tallahassee, Florida 32399-3060

3946(850) 488-9675

3948Fax Filing (850) 921-6847

3952www.doah.state.fl.us

3953Filed with the Clerk of the

3959Division of Administrative Hearings

3963this 14th day of May, 2009.

3969ENDNOTES

39701 / All statutory references are to Florida Statutes (2008).

39802 / Respondent objected to Petitioner’s Exhibits 2, 3, 4, 7, 8,

39929, 12, 13, and 14 on the grounds that each Exhibit is

4004inadmissible hearsay. Those objections were overruled following

4011arguments of counsel. Those arguments, and the undersigned’s

4019rulings, are contained in the Transcript. Each record is a

4029document maintained by a state employee in a secure manner.

4039Ms. Neira has access to these records in the discharge of her

4051official duties and she established the requisite foundation for

4060the admissibility of these records. For the reasons argued by

4070Petitioner at the formal hearing and in its Proposed Recommended

4080Order, these records are admissible as business records and as

4090public records pursuant to the provisions of Subsections

409890.803(6) and (8), Florida Statutes.

41033 / Pursuant to Section 550.2415(5), Florida Statutes, split

4112samples of the subject urine samples were forwarded for analysis

4122to a racing laboratory in Louisiana. Because of the expedited

4132nature of this proceeding, the analysis of those samples had not

4143been completed as of the date of the formal hearing. On May 1,

41562009, counsel for Petitioner filed “Petitioner’s Notice of Split

4165Sample Results” which represented that analysis of the three

4174split samples by the Louisiana laboratory confirmed the presence

4183of the subject metabolite derivative in each sample. Those

4192confirming tests have not been admitted into evidence and have

4202not been considered by the undersigned in the preparation of the

4213Order Sustaining Summary Suspension or in the preparation of

4222this Recommended Order. The parties verbally advised the

4230undersigned of the results of that testing and agreed that all

4241issues were ripe for determination. The parties were afforded

4250an opportunity to submit arguments as to penalty. Respondent’s

4259counsel advised that Respondent elected not to submit additional

4268argument. Thereafter, Petitioner submitted “Petitioner’s

4273Revised Proposed Recommended Order” on May 1, 2009.

42814 / Florida Administrative Code Rule 61D-6.002(1) provides, in

4290relevant part:

4292(1) The trainer of record shall be

4299responsible for and be the absolute insurer

4306of the condition of the horses . . . he/she

4316enters to race. . . .

43225 / The manner in which the urine samples were taken from all

4335three horses will be discussed below. The blood samples are not

4346at issue in this proceeding.

43516 / The testing procedures for the urine samples at issue in this

4364proceeding will be discussed below.

43697 / This person could be the representative of the trainer or the

4382owner. The representatives at issue in these proceedings were

4391representatives of the trainer.

4395COPIES FURNISHED :

4398David Perry, Esquire

4401Department of Business and

4405Professional Regulation

44071940 North Monroe Street, Suite 40

4413Tallahassee, Florida 32399-2202

4416Bradford J. Beilly, Esquire

4420Bradford J. Beilly, P.A.

44241144 Southeast Third Avenue

4428Fort Lauderdale, Florida 33316

4432David J. Roberts, Director

4436Division of Pari-Mutuel Wagering

4440Department of Business and

4444Professional Regulation

4446Northwood Centre

44481940 North Monroe Street

4452Tallahassee, Florida 32399-0792

4455Ned Luczynski, General Counsel

4459Department of Business and

4463Professional Regulation

4465Northwood Centre

44671940 North Monroe Street

4471Tallahassee, Florida 32399-0792

4474NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

4480All parties have the right to submit written exceptions within

449015 days from the date of this Recommended Order. Any exceptions

4501to this Recommended Order should be filed with the agency that

4512will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 11/12/2019
Proceedings: Amended Agency Final Order Nunc Pro Tunc filed.
PDF:
Date: 07/20/2009
Proceedings: Acknowledgment of New Case, DCA Case No. 5D09-2483 filed.
PDF:
Date: 06/30/2009
Proceedings: Agency Final Order
PDF:
Date: 05/14/2009
Proceedings: Recommended Order
PDF:
Date: 05/14/2009
Proceedings: Recommended Order (hearing held March 25, 2009). CASE CLOSED.
PDF:
Date: 05/14/2009
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 05/01/2009
Proceedings: Petitioner`s Notice of Split Sample Results filed.
PDF:
Date: 05/01/2009
Proceedings: Petitioner`s Revised Proposed Recommended Order filed.
PDF:
Date: 04/14/2009
Proceedings: Petitioner`s Proposed Recommended Order-Summary Suspension filed.
PDF:
Date: 04/14/2009
Proceedings: (Respondent`s Proposed) Recommended Order filed.
Date: 04/01/2009
Proceedings: Transcript (original) filed.
Date: 03/31/2009
Proceedings: Transcript filed.
PDF:
Date: 03/31/2009
Proceedings: Petitioner`s Notice of Filing Transcript filed.
Date: 03/25/2009
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 03/20/2009
Proceedings: Subpoena Duces Tecum Instanter (R. Morgan) filed.
PDF:
Date: 03/20/2009
Proceedings: Subpoena Duces Tecum Instanter (Dr. P. Aleong) filed.
PDF:
Date: 03/20/2009
Proceedings: Subpoena Duces Tecum Instanter (Dr. E. Bucki) filed.
PDF:
Date: 03/20/2009
Proceedings: Subpoena Duces Tecum Instanter (J. Shaw) filed.
PDF:
Date: 03/20/2009
Proceedings: Administrative Complaint filed.
PDF:
Date: 03/20/2009
Proceedings: Notice of Hearing by Video Teleconference (hearing set for March 25, 2009; 9:00 a.m.; Lauderdale Lakes and Tallahassee, FL).
PDF:
Date: 03/19/2009
Proceedings: Order of Summary Suspension filed.
PDF:
Date: 03/19/2009
Proceedings: Letter to J. Shaw from J. Helton, Jr., regarding filing separate Election of Rights Form filed.
PDF:
Date: 03/19/2009
Proceedings: Answer filed.
PDF:
Date: 03/19/2009
Proceedings: Election of Rights filed.
PDF:
Date: 03/19/2009
Proceedings: Notice of Right to Postsuspension Hearing and Election of Rights filed.
PDF:
Date: 03/19/2009
Proceedings: Notice of Appearance (filed by B. Beilly).
PDF:
Date: 03/19/2009
Proceedings: Agency referral

Case Information

Judge:
CLAUDE B. ARRINGTON
Date Filed:
03/20/2009
Date Assignment:
03/20/2009
Last Docket Entry:
11/12/2019
Location:
Lauderdale Lakes, Florida
District:
Southern
Agency:
Other
Suffix:
PL
 

Counsels

Related DOAH Cases(s) (1):

Related Florida Statute(s) (6):

Related Florida Rule(s) (2):