09-002259TTS
Hernando County School Board vs.
Michael D. Provost
Status: Closed
Recommended Order on Wednesday, September 9, 2009.
Recommended Order on Wednesday, September 9, 2009.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8HERNANDO COUNTY SCHOOL BOARD, )
13)
14Petitioner, )
16)
17vs. ) Case No. 09-2259
22)
23MICHAEL D. PROVOST, )
27)
28Respondent. )
30)
31RECOMMENDED ORDER
33Upon appropriate notice this cause came on for final
42hearing before P. Michael Ruff, a duly-designated Administrative
50Law Judge of the Division of Administrative Hearings in
59Brooksville, Florida, on June 23, 2009. The appearances were as
69follows:
70APPEARANCES
71For Petitioner: J. Paul Carland, II, Esquire
78Hernando County School Board
82919 North Broad Street
86Brooksville, Florida 34601
89For Respondent: Mark Herdman, Esquire
94Herdman & Sakellarides, P.A.
9829605 U.S. Highway 19 North, Suite 110
105Clearwater, Florida 33761
108STATEMENT OF THE ISSUE
112The issue to be resolved in this proceeding concerns
121whether the Petitioner School Board has just cause to terminate
131the Respondent's employment as a teacher, with reference to a
141positive drug test for purported use of marijuana.
149PRELIMINARY STATEMENT
151This case arose upon a determination and recommendation by
160the Superintendent of the Hernando County School District that
169just cause existed for termination of the Petitioner's
177employment. The School Board for Hernando County (Petitioner)
185adopted the recommendation and issued a Petition for Termination
194of Employment. The petition was filed with the Division of
204Administrative Hearings on April 27, 2009, and, after the
213Respondent elected to dispute the matter, this proceeding
221ensued. A Notice of Hearing was issued on May 4, 2009, setting
233this case for hearing for June 23, 2009, in Brooksville,
243Florida.
244The cause came on for hearing before the undersigned, as
254noticed. The Petitioner presented the testimony of two
262witnesses at hearing: Leechele Booker, Principal of Delores S.
271Parrott Middle School, and Heather Martin, Executive Director of
"280Business Services" and "Human Resources." Additionally, the
287Petitioner's Exhibits 1 through 11 were admitted by stipulation.
296The Respondent presented the testimony of one witness, the
305Respondent, Michael Provost. The Respondent offered no
312exhibits.
313Upon conclusion of the hearing, the parties agreed to order
323a transcript thereof and to file proposed recommended orders
332within 20 days of the filing of the transcript. On July 2,
3442009, the transcript was filed and the proposed recommended
353orders were timely filed on or before July 23, 2009. Those
364Proposed Recommended Orders have been considered in this
372rendition of this Recommended Order.
377FINDINGS OF FACT
3801. The Respondent has been employed at Dolores S. Parrott
390Middle School (DSPMS) as a teacher for a total of seven years,
402including the 2008-2009 school year. The Respondent taught
410Health, Career Education, and Physical Education. A large
418component of the Health curriculum is drug use prevention. It
428includes, as a portion of its curriculum and discussion, the
438subject of marijuana use.
4422. The Respondent was the S.T.A.N.D. (Students Taking
450Action on Drugs) sponsor at the school for several years prior
461to the 2008-2009 school year. He was thus responsible for
471providing students with information about the dangers of using
480and abusing drugs and the possible consequences related thereto.
489His position as the Health teacher and the S.T.A.N.D. sponsor
499made him a role model for students regarding the subject of drug
511use and drug abuse prevention.
5163. The principal at DSPMS for the 2008-2009 school year
526was Leechele Booker. She has been principal at that school for
537two years and was an assistant principal and teacher for some
548twelve years prior to that with the Hernando County School
558District. In her capacity as principal she is responsible for
568supervising and evaluating employees, enforcing policy and
575procedures, as well as investigating alleged violations of
583policies, law and recommending any resultant disciplinary
590measures to the District.
5944. On March 11, 2009, an unidentified woman called the
604principal at DSPMS and left a voice mail message identifying
614herself as "Michelle". She requested that the principal return
624her call concerning one of the teachers at the school. The
635principal returned the call to the number that the woman had
646left. Since no one answered that call, the principal left a
657message identifying herself.
6605. Ms. Booker received a return call approximately thirty
669minutes later. When Ms. Booker took the call the woman
679identified herself as Michelle, and acknowledged receiving the
687message which Principal Booker had left on the voicemail.
6966. The person identified as Michelle thereupon informed
704the principal that she had knowledge of one of the teachers at
716DSPMS engaging in recent use of marijuana. She claimed to have
727observed him smoking marijuana over the past weekend and told
737the principal of her concern at seeing that conduct by one of
749the teachers. Michelle also advised Ms. Booker that the
758teacher's fiancée was present when the teacher was smoking
767marijuana. She identified the teacher's fiancé as a woman named
"777Brenda." She then stated that the teacher's name was "Mike"
787and that he was the Health teacher at DSPMS.
7967. Ms. Booker then realized that there was only one
806teacher by that name at the school, the Respondent, Michael
816Provost. She was already aware that the Respondent's fiancée's
825name was Brenda, having met her on several occasions.
8348. The principal ended the call by advising Michelle that
844she would investigate the matter and thanked her for the
854information. She did not request any additional contact
862information from Michelle. She did not learn additional facts
871concerning where the Respondent had been seen using marijuana,
880when it occurred, how Michelle knew the Respondent, or the
890nature of her relationship with the Respondent. It is likely,
900although not clear from the record, that Principal Booker did
910not want to reveal to the caller what her thoughts might be
922concerning the identity of the teacher who was the subject of
933the complaint.
9359. After ending the phone call with Michelle, Ms. Booker
945met with Assistant Principals Gary Buel and Nancy Vasquez. She
955told them of the phone call and the nature of it and they
968discussed what actions should be taken, based upon the
977Petitioner's policy 6.33 "Alcohol and Drug-Free Workplace."
98410. Ms. Booker then contacted the district office of the
994Petitioner and spoke with the secretary in "Human Resources."
1003She was thereby advised that an investigation would have to be
1014conducted and that Heather Martin, the Administrator for the
1023Department of Human Resources, would have to be involved.
103211. After contact with the district office, Principal
1040Booker and Ms. Vasquez discussed the matter and agreed that they
1051had "reasonable suspicion," under the above-referenced policy,
1058to require the Respondent to take a drug test.
106712. The Petitioner maintains that that reasonable
1074suspicion is based upon the information provided in the phone
1084call with Michelle, as well as the fact that the principal was
1096aware that the Respondent was having financial difficulties and
1105needed to be paid for extra-curricular duties immediately,
1113rather than waiting for the normal payment process. He was
1123known to have requested permission to leave work early more
1133frequently than other employees.
113713. Ms. Booker called the Respondent to her office to
1147report the allegations lodged against him by the caller. She
1157advised him of the phone call and the reference to smoking
1168marijuana. She informed him that she believed she had
1177reasonable suspicion to have him drug-tested. She told him that
1187Mr. Buel would escort him to the testing facility.
119614. The principal then left her office, but was called
1206back because the Respondent had some questions for her. She
1216located a Union representative, Marlene Richie, who accompanied
1224her back to the office to confer with the Respondent.
123415. When the principal and Ms. Richie arrived at the
1244office, the principal informed her of the allegations against
1253the Respondent. Ms. Richie made some phone calls to
1262Sandra Armstrong, the Executive Director of the Teachers
1270Association and Joe Vitalo, the Union President.
127716. After these phone conversations, Ms. Richie informed
1285Ms. Booker that the Respondent wished to speak to her alone.
1296Ms. Booker spoke with the Respondent alone, in her office, and
1307he informed her that he had been smoking marijuana and told her
1319that the test would be positive. The Respondent admitted his
1329marijuana use because he respected the principal, and it was in
1340everyone's best interest for him to be honest and candid about
1351his problem. He was not coerced or under any pressure to make
1363the admission. He made the admission voluntarily.
137017. The Union representative, Ms. Richie, then rejoined
1378Ms. Booker and the Respondent in the office, and the Respondent
1389informed Ms. Richie of what he had told Ms. Booker concerning
1400his marijuana use. Ms. Booker informed the Respondent that he
1410would still need to have drug testing, and she also discussed
1421the Employee Assistance Program ("EAP"). The Respondent
1430volunteered to enroll in the EAP program and made an appointment
1441to see a counselor. The Respondent had not requested assistance
1451or a referral to the EAP before the conversation with the
1462principal on this day, when he admitted his marijuana use.
147218. There are two means of referring employees to the EAP
1483under the district's drug and alcohol policy; either self-
1492referral by the employee or referral by management. Under this
1502policy, no disciplinary action is taken when an employee self-
1512refers to the program, or when he or she admits to a drug or
1526alcohol problem and is referred to EAP by a manager.
153619. The Petitioner maintains that the Respondent did not
1545volunteer that he had a drug or alcohol problem until confronted
1556with the principal's suspicion and direction to take a drug
1566test. At the same time, however, the Petitioner acknowledges
1575that the Respondent's admission concerning his marijuana use was
1584not because he felt coerced. The Petitioner maintains that, in
1594its view, the request for EAP assistance was not a voluntary
1605request and that therefore, under the Petitioner's policy,
1613disciplinary action can still be taken.
161920. The preponderant, persuasive evidence, based upon
1626credibility of the witnesses, including the Respondent,
1633demonstrates that the request for EAP assistance was a voluntary
1643one and was done in conjunction with the principal voluntarily
1653discussing the availability of the EAP program to the
1662Respondent. The Respondent was under no pressure or coercion
1671when he made the admission. In fact, the Respondent, as well as
1683the Petitioner, have presented substantial argument concerning
1690whether there was even "reasonable suspicion," under relevant
1698case law, for the principal to order a drug test. Because of
1710the findings made, and conclusions reached herein, the question
1719of whether "reasonable suspicion" for drug testing existed is
1728immaterial, in light of the District's Policy 6.33 and Section
1738112.0455, Florida Statutes (2008).
174221. After meetings and conversations with Union
1749representatives, the Respondent agreed to the drug test and the
1759results were received on March 18, 2009. They indicated that
1769the test was positive for the presence of marijuana.
177822. The Respondent was suspended with pay on March 12,
17882009, pending the outcome of an investigation. The Respondent
1797was advised in writing of his suspension at the time of his
1809meeting with the principal and through a letter from the
1819Superintendent.
182023. A pre-determination conference was scheduled for
1827March 20, 2009, after the receipt of the drug test results.
1838This was to provide the Respondent an opportunity to dispute any
1849of the information collected through the investigation, before
1857discipline was recommended. The Respondent attended the
1864conference and again admitted to using marijuana and stated that
1874he was aware of the Drug and Alcohol-Free Workplace Policy. He
1885explained that his drug use was the result of personal problems
1896he was experiencing.
189924. Following the pre-determination conference, and before
1906making a disciplinary recommendation to the Superintendent,
1913Ms. Martin attempted to contact the informant Michelle, to
1922confirm her story. It was important for Ms. Martin to ensure
1933that she had a name and phone number of the informant since the
1946District does not act on anonymous complaints. A complaint is
1956deemed anonymous if the District has no contact information and
1966no name.
196825. Ms. Martin called the number that Michelle had left
1978with the principal and the phone was answered by someone who
1989said it was "Chrissy's phone." Ms. Martin asked for Michelle
1999and a different person came on the line and identified herself
2010as Michelle.
201226. The phone number and phone in question were registered
2022to a Chrissy Campbell. Chrissy Campbell is married to the
2032Respondent's fiancée's brother. The Respondent and Campbell are
2040acquainted with each other but do not get along.
204927. Ms. Martin advised Michelle that she was calling in
2059reference to the complaint received earlier by the principal.
2068She stated that the District was conducting an investigation and
2078asked if Michelle was willing to provide additional information.
2087At that point, Michelle refused to give any additional
2096information. In her conversation with Michelle, Ms. Martin did
2105not use the Respondent's name, nor did she indicate the call
2116concerned a drug test.
212028. After her conversation with Michelle, Ms. Martin
2128reviewed the drug test results and the personnel file, including
2138the Respondent's disciplinary history, before making a
2145recommendation for discipline to the Superintendent.
215129. The Respondent's personnel file contained three
2158additional discipline records. In 2005, he received a written
2167warning concerning a violation of the Professional Code of
2176Ethics regarding an inappropriate comment. In 2007, he was
2185reprimanded in writing, stripped of his S.T.A.N.D. sponsor
2193duties and suspended without pay for ten days for failing to
2204properly handle a student's reported drug use. In 2008, he
2214received a Letter of Direction for failing to follow the
2224curriculum and being too personal with students.
223130. Ms. Martin took that disciplinary history into
2239consideration in making her recommendation to the Superintendent
2247for termination of employment. By letter of March 23, 2009, the
2258Superintendent advised the Respondent of his recommendation to
2266the School Board that the Respondent be terminated from
2275employment. This proceeding ensued.
2279CONCLUSIONS OF LAW
228231. The Division of Administrative Hearings has
2289jurisdiction of the subject matter of and the parties to this
2300proceeding. §§ 120.569 and 120.57(1), Fla. Stat. (2009).
230832. The Superintendent is authorized to recommend to the
2317School Board that instructional employees be suspended and/or
2325dismissed from employment pursuant to Section 1012.27 Florida
2333Statutes (2008). The Respondent is an instructional employee as
2342defined by Section 1012.01(2), Florida Statutes (2008). The
2350School Board's authority to terminate or suspend instructional
2358employees resides in Sections 1012.22(1)(f) and 1012.33(6)(a),
2365Florida Statutes (2008).
236833. The standard for termination of instructional
2375personnel is "just cause" as provided in Section 1012.33(1)(a),
2384Florida Statutes (2008). A plenary definition of "just cause"
2393is not provided in the statutes. The Petitioner agency has
2403discretion, subject to de novo challenge at hearing, to set
2413standards which subject an employee to discipline of varying
2422degrees, or levels, including termination. See Dietz v. Lee
2431County School Board , 647 So. 2d 217 (Fla. 2d DCA 1994). The
2443School Board has the burden of establishing just cause by
2453preponderance of the evidence. McNeill v. Pinellas School Board
2462of Dade County , 678 So. 2d 476 (Fla. 2d DCA 1996); Dileo v.
2475School Board of Dade County , 569 So. 2d 883 (Fla. 3d DCA 1990);
2488See also § 120.57(1)(j), Fla. Stat. (2009).
249534. In establishing standards to assist it in determining
2504just cause in a given employee discipline situation, the
2513Petitioner has enacted "School Board Policy 6.33." That policy
2522provides, in pertinent part, as follows:
2528(1) Goal: To establish a policy that ensures
2536all employees remain drug free as a
2543condition of employment. It is further the
2550policy of the HCSB to prohibit the
2557possession or use of alcohol by all
2564employees under circumstances that will or
2570may affect the efficient operation of the
2577business of the HCSB and the safety of its
2586employees, students and the public it
2592serves.
2593(2) Prohibition Against Drug and/or Alcohol Abuse.
2600Employees are prohibited from engaging in
2606any of the following activities:
2611(a) Illegal controlled Substances
2615The HCSB prohibits the use,
2620distribution, manufacture, possession,
2623sale, cultivation, or attempt to sell
2629illegal controlled substances at any
2634time whether on or off duty, or on or
2643off HCSB property. Illegal controlled
2648substances are defined by Florida
2653Statutes, Chapter 893, and/or 21 U.S.C.
2659812.
2660(5) Testing
2662(b) Employees
2664(2) When two or more supervisory
2670employees have or when the
2675Superintendent otherwise has
2678reasonable suspicion to believe
2682any employee is in violation of
2688paragraph 2(a) and/or (b) of this
2694policy (known as Reasonable
2698Suspicion Testing).
2700(10) Employee Assistance
2703(a) Self Referral . Employees who have a
2711drug or alcohol related problem may
2717seek assistance through the Employee
2722Assistance program and Drug Free
2727Program School Specialist. Self
2731referrals will be confidential to the
2737extend [sic] required or allowed by
2743law; unless the medical provider or
2749Specialist determines the problem is of
2755such magnitude that failure to report
2761it to the Superintendent would
2766constitute a safety or serious
2771operational problem.
2773(b) Referral by Management . If an employee
2781voluntarily reports a drug or alcohol
2787related problem to a member of
2793management, unless the problem is
2798determined by the Superintendent to be
2804of such a magnitude as to constitute a
2812safety or serious operational problem,
2817the Superintendent shall refer the
2822employee to the Drug Free Program
2828School Specialist for assistance. Such
2833referrals will be confidential except
2838that the Specialist shall keep the
2844Superintendent, or the Superintendent's
2848designee, advised as to the progress of
2855the assistance plan for the employee.
2861(c) Others . Employees who violate
2867paragraph 2(a) and/or (b) above who
2873have not sought voluntary assistance
2878or reported their problem under
2883paragraphs (a) and/or (b) shall be
2889subject to immediate disciplinary
2893action up to and including termination
2899of employment.
2901(12) Procedures
2903The Superintendent is authorized to
2908adopt procedures to effectuate this
2913policy and to ensure compliance with
2919applicable law, including the Omnibus
2924Transportation Employees Testing Act,
2928known as "OTETA," and to obtain the
2935discount and other advantages set forth
2941in Florida Statutes §440.102.
2945Petitioner's Employee Handbook states in pertinent part:
2952DRUG FREE WORKPLACE POLICY
2956As a condition of employment, an employee shall:
29643. Understand that violation of the District's
2971alcohol and other drugs policy will lead to
2979disciplinary sanctions up to and including
2985termination of employment and prosecution.
299035. The Petitioner contends that it has just cause to
3000terminate the Respondent based upon a positive drug test which
3010was administered pursuant to its drug "Drug Free Workplace
3019Policy." That policy provides multiple means of administering a
3028drug test. In this case, however, the test was administered as
3039a "reasonable suspicion" test.
304336. The Petitioner and Respondent dispute whether there
3051was "reasonable suspicion" justifying the requirement of a drug
3060test. The Petitioner maintains that the primary consideration
3068was the phone call that the principal received from "Michelle."
3078Michelle identified the Respondent, by name, as a teacher at the
3089school and stated that she had witnessed him smoking marijuana.
3099She also knew the Respondents fiancé's name and knew that he was
3111the Health teacher at the school.
311737. The Respondent argues that these considerations are
3125not a valid basis for "reasonable suspicion" and requiring a
3135drug test. He contends that they cannot form a legal basis for
3147a reasonable suspicion test because Michelle was not a credible
3157and reliable source of information, as well as the fact that her
3169statements were lacking in detail, and that there were
3178extenuating circumstances (building a house) that resulted in
3186the Respondent's financial trouble and need to leave work early
3196repetitively (other collateral reasons why the principal
3203maintained she had reasonable suspicion).
320838 The determinative issues herein, however, are not so
3217much whether reasonable suspicion for ordering a drug test
3226existed or not, but rather whether this was the Respondent's
3236first positive drug test or first admitted illicit drug use. If
3247that is the case, then pursuant to Section 112.0455, Florida
3257Statutes (2008), the Florida Drug-Free Workplace Act, the
3265Respondent is not subject to disciplinary action for a first
3275positive drug test, assuming that this statutory provision
3283applies to school boards and not just to executive branch
3293agencies of state government. Moreover, it is also the case
3303that under Policy 6.33, quoted above (the applicable policy to
3313be employed in the determination of just cause for discipline in
3324the case of marijuana use by an employee) first-time offenders
3334who are self-referred or employer-referred to a
3341counseling/rehabilitation program, are not subject to
3347disciplinary action or termination. The Petitioner apparently
3354contends that this exculpatory provision does not apply if a
3364drug test has been mandated, versus a completely voluntary
3373admission of drug use, before any suspicion, reasonable or
3382otherwise, is aroused.
338539. In this connection, Section 112.0455(8)(n)1., Florida
3392Statutes (2008), prohibits an employer from discharging all but
3401law enforcement personnel or fire safety equipment inspectors,
3409installers and maintenance personnel, upon their first positive
3417confirmed test, unless first given an opportunity to participate
3426in a drug rehabilitation program. That provision states, in
3435pertinent part:
3437No employer may discharge, discipline, or
3443discriminate against an employee on the sole
3450basis of the employee's first positive,
3456confirmed drug test, unless the employer has
3463first given the employee an opportunity to
3470participate in, at the employee's own
3476expense or pursuant to coverage under a
3483health insurance plan, an employee
3488assistance program or an alcohol and drug
3495rehabilitation program . . . .
350140. See § 112.0455(8)(n)1., Fla. Stat. (2008). Section
3509112.0455, Florida Statutes, also provides, at Section
3516112.0455(8)t that:
3518No employer shall discharge, discipline, or
3524discriminate against an employee solely upon
3530voluntarily seeking treatment, while under
3535the employ of the employer, for a drug-
3543related problem if the employee has not
3550previously tested positive for drug use,
3556entered an employee assistance program for
3562drug-related problems, or entered an alcohol
3568and drug rehabilitation program . . . .
3576This Act defines "drug" as including marijuana and there is no
3587dispute that the Respondent has not previously tested positive
3596nor entered any employee assistance or drug rehabilitation
3604program.
360541. On March 11, 2009, when confronted by the principal
3615with the suspicion of marijuana use and the principal's referral
3625for a drug test, the Respondent candidly admitted that he had
3636used marijuana and that it was not really necessary to require a
3648drug test because he admitted doing so. The Respondent
3657maintains that that admission is the equivalent of a first
3667offender drug test and that the Respondent is entitled to the
3678protection afforded a first offender, referenced above, under
3686Section 112.0455.
368842. Section 112.0455(5)(h), extends the protection of that
3696Act to
" 3698. . . Any agency within State government
3706that employs individuals for salary, wages,
3712or other remuneration."
371543. The essential issue then becomes, as to applicability
3724of Section 112.0455, whether the County School Board is an
"3734agency within state government." The Petitioner Board
3741maintains that it is not and, therefore, that the statute and
3752its preclusion of discipline for a first offender, does not
3762apply to the subject situation involving School Board discipline
3771of an instructional employee. The Petitioner cites Dunbar
3779Electric Supply, Inc. v. School Board of Dade County , 690 So. 2d
37911339, 1340 (Fla. 3d DCA 1997), for the point that school boards
3803are constitutional entities and do not exist within the
3812executive branch of state government. It also cites Travelers
3821Indemnity Co. v. School Board of Dade County , 666 F.2d 505 (11th
3833Cir. 1982), citing Campbell v. Gadsden County District School
3842Board , 534 F.2d 650 (5th Cir 1976) (no 11th amendment immunity
3853for school boards as they are not agencies of the state). The
3865Petitioner argues that for the statute to be applicable it would
3876have to define the term "agency" to include school boards and
3887that the definition provision in the above statutory section
3896does not specifically mention school boards. There is no
3905general definition for state agencies elsewhere in Part I of
3915Chapter 112. The Petitioner does acknowledge, however, that
"3923public schools" are included in the definition of agency in
3933Section 112.312. The Petitioner maintains that this definition
3941only applies to that term as it is used in Part III of Chapter
3955112.
395644. The Petitioner acknowledges that the case of McIntyre
3965v. Seminole County School Board , 779 So. 2d 639 (Fla. 5th DCA
39772001), was a case where the Fifth DCA vacated an employee's
3988termination, citing to Section 112.0455, Florida Statutes, on
3996the grounds that the employee could not be terminated for a
4007first time positive drug test. The Petitioner points out that
4017the Court did not discuss the application of that statutory
4027section to the Seminole County School Board as a state agency.
4038Implicitly, it applied the statutory provision to the school
4047board because, for that purpose, it viewed the School Board as a
4059state agency.
406145. The Petitioner finds a difference between the
4069situation in the McIntyre case with that of the Respondent in
4080that the Fifth District noted that the Seminole County Drug-Free
4090Policy stated: "Any School Board employee who violates this
4099policy shall be treated in accordance with appropriate Florida
4108Statutes and/or appropriate Contract Agreement." The Petitioner
4115then contends that this policy statement left open the question
4125as to what law applied to the drug-free workplace program of
4136that School Board and that the Fifth District simply applied
4146Chapter 112. The Petitioner maintains that, unlike the McIntyre
4155situation, the question of the applicable drug-free workplace
4163law has not been left open to interpretation in the instant
4174case. The Petitioner contends that its Policy 6.33 states that
4184it is specifically designed to meet the requirements of Section
4194440.102, Florida Statutes (the Drug-Free Workplace Provision of
4202the Workers Compensation Law) and that there is no reference to
4213Chapter 112, or any section of Chapter 112, in the body of the
4226Petitioner's policy or in its statement of Statutory Authority
4235or laws implemented.
423846. It is determined, however, that the Petitioner's
4246distinction of the McIntyre case from the subject situation is
4256not a pivotal distinction. This is because to do so would allow
4268the School Board's internal policy, written and adopted for one
4278county school district, to control the applicability of a state
4288statute. The School Board's policy cannot render inapplicable
4296Section 112.0455, so long as the School Board, for purposes of
4307the applicability of that statute, is carrying out disciplinary,
4316just cause determinations pursuant to a statutory mandate to
4325uniformly regulate the practices of instructional personnel
4332(statewide public function), set forth by the Legislature for
4341all school districts in Chapter 1012, Florida Statutes. Since
4350it is doing so, it is determined to be an agency within state
4363government.
436447. Concerning this point, the Court in Buck v. McLean ,
4374115 So. 764, 765 (Fla. 1st DCA 1959), held, "In short, county
4386school boards are part of the machinery of government operating
4396at the local level as an agency of the state in the performance
4409of public functions." Certainly the determination, pursuant to
4417a state statute, regarding just cause and discipline of
4426instructional employees is a "public function." See also
4434Witgenstein v. School Board of Leon County , 347 So. 2d 1069,
44451071 (Fla. 1st DCA 1977) (Wherein Chapter 120, which defined
"4455agency" as "each other unit of government in the state" was
4466construed to extend to a county school board); Motor v. Citrus
4477County School Board , 856 So. 2d 1054 (Fla. 5th DCA 2003) (which
4489extended to county school boards the requirement in Florida
4498Statutes Section 768.28, Florida Statutes, that persons suing a
4507county or other "state agency" must give written notice of the
4518claim to the agency and the Department of Insurance). See also
4529Ingraham v. Dade County School Board , 450 So. 2d 847 (Fla. 1984)
4541wherein the court held that a statutory limitation on attorney's
4551fees was applicable where the state agency, a school district,
4561had purchased supplemental and discretionary insurance.
456748. While the Petitioner correctly argues that the court
4576in McIntyre , supra , did not specifically address whether the
4585Florida Drug-Free Workplace Act, Section 112.0455, Florida
4592Statutes, applies to local school boards, its repetitive
4600reference to that act during its discussion, in the context of
4611the facts of that case, certainly shows that the Court
4621considered the act to be applicable to local school boards.
463149. Moreover, an apt discussion of whether school boards
4640are part of the executive branch of state government or are
4651state agencies for certain purposes is set forth in 27 Stetson
4662L. Rev. 1127 (1998). In that article, the author,
4671Scott Sternberg, discussed the Dunbar case relied upon by the
4681Petitioner herein as authority for school boards not being state
4691agencies. That commentary makes it clear that, on that appeal
4701from the Division of Administrative Hearings and the School
4710Board, the Court's determination that the School Board was not
4720an executive branch agency was applied narrowly to the situation
4730concerning whether Section 120.53(5), Florida Statutes, was
4737applicable to procurement by the School Board. Section
4745120.53(5) is applicable to agency purchasing arising under
4753Chapter 287 Florida Statutes. Chapter 287 covers the executive
4762branch of state government and, because the school board is not
4773a part of the executive branch, it was determined by the Court
4785in Dunbar to not be subject to Section 120.53(5). The judge in
4797that opinion held that the hearing officer and School Board in
4808that case correctly denied relief to Dunbar under Section
4817120.53(5). Even so, for other broader purposes school boards
4826have been definitely held to be agencies of the state, as, for
4838instance, for employee disciplinary purposes.
484350. A county school board has been held to be a state
4855agency falling within Chapter 120 of the Florida Statutes for
4865quasi-judicial administrative orders, as, for instance, for
4872proceedings and resultant agency final orders concerning
4879employee discipline, a statewide program, enacted by the
4887legislature in Chapter 1012, Florida Statutes. See Sublett v.
4896District School Board of Sumter County , 617 So. 2d 374, 376
4907(Fla. 5th DCA 1993); Canney v. Board of Public Instruction of
4918Alachua County , 222 So. 2d 803, 804 (Fla. 1st DCA 1969); See
4930also Von Stephens v. School Board of Sarasota County , 338 So. 2d
4942890 (Fla. 2d DCA 1976).
494751. Because the School Board has been held to be a state
4959agency for purposes of Chapter 120 and for purposes of a
4970statewide program concerning regulation of public instruction,
4977in Chapter 1012, Florida Statutes, the Petitioner is a state
4987agency for purposes of this employee disciplinary case. See
4996Mitchell v. Leon County School Board , 591 So. 2d 1032
5006(Fla. 1st DCA 1991); Citrus Oaks Homeowners Assoc., Inc., v.
5016Orange County School Board , Case No. 05-0160RU (Recommended
5024Order August 1, 2005). Therefore, under the above-referenced
5032provisions of Section 112.0455, Florida Statutes, the Respondent
5040cannot be disciplined for this first proven instance of illicit
5050drug use, inasmuch as he has voluntarily admitted such use and
5061agreed to engage in a rehabilitation program.
506852. Moreover, in addition to the applicability of the
5077above-referenced provisions of Chapter 112, Florida Statutes,
5084the School Board's policy 6.33, by its own terms, quoted above,
5095provides that when the employee, after admitting drug use,
5104voluntarily submits to a rehabilitation program, the employee
5112cannot be disciplined, under the circumstances shown in the
5121above Findings of Fact. The Respondent's admission is deemed to
5131be voluntary because it was made before a drug test could
5142establish independent proof of whether or not illicit drugs had
5152been used. The Respondent candidly admitted drug use, without
5161being coerced, and agreed to the rehabilitation program
5169requirements. Thus, even under the Board's disciplinary policy,
5177the Respondent cannot be subjected to discipline for this first
5187offense situation.
5189RECOMMENDATION
5190Having considered the foregoing findings of fact,
5197conclusions of law, the evidence of record, the candor and
5207demeanor of the witnesses, and the pleadings and arguments of
5217the parties, it is, therefore,
5222RECOMMENDED that a final order be entered by the School
5232Board of Hernando County dismissing its Petition for Termination
5241of Employment and reinstating the employment of the Respondent
5250with attendant provision of back pay and all related benefits.
5260DONE AND ENTERED this 9th day of September, 2009, in
5270Tallahassee, Leon County, Florida.
5274S
5275P. MICHAEL RUFF
5278Administrative Law Judge
5281Division of Administrative Hearings
5285The DeSoto Building
52881230 Apalachee Parkway
5291Tallahassee, Florida 32399-3060
5294(850) 488-9675
5296Fax Filing (850) 921-6847
5300www.doah.state.fl.us
5301Filed with the Clerk of the
5307Division of Administrative Hearings
5311this 9th day of September, 2009
5317COPIES FURNISHED :
5320J. Paul Carland, II, Esquire
5325Hernando County School Board
5329919 North Broad Street
5333Brooksville, Florida 34601
5336Mark Herdman, Esquire
5339Herdman & Sakellarides, P.A.
534329605 U.S. Highway 19 North, Suite 110
5350Clearwater, Florida 33761
5353Wayne S. Alexander, Superintendent
5357School Board of Hernando County, Florida
5363919 North Broad Street
5367Brooksville, Florida 34601
5370Deborah K. Kearney, General Counsel
5375Department of Education
5378Turlington Building, Suite 1244
5382325 West Gaines Street
5386Tallahassee, Florida 32399-0400
5389Dr. Eric J. Smith
5393Commissioner of Education
5396Department of Education
5399Turlington Building, Suite 1514
5403325 West Gaines Street
5407Tallahassee, Florida 32399-0400
5410NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5416All parties have the right to submit written exceptions within
542615 days from the date of this Recommended Order. Any exceptions
5437to this Recommended Order should be filed with the agency that
5448will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 09/09/2009
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 07/02/2009
- Proceedings: Transcript filed.
- Date: 06/23/2009
- Proceedings: CASE STATUS: Hearing Held.
Case Information
- Judge:
- P. MICHAEL RUFF
- Date Filed:
- 04/27/2009
- Date Assignment:
- 04/27/2009
- Last Docket Entry:
- 12/09/2009
- Location:
- Brooksville, Florida
- District:
- Northern
- Agency:
- ADOPTED IN PART OR MODIFIED
- Suffix:
- TTS
Counsels
-
J. Paul Carland, II, Esquire
Address of Record -
Mark S. Herdman, Esquire
Address of Record -
Mark Herdman, Esquire
Address of Record