09-002722PL
Department Of Health, Board Of Medicine vs.
Guillermo Achong, M.D.
Status: Closed
Recommended Order on Monday, January 4, 2010.
Recommended Order on Monday, January 4, 2010.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, )
12BOARD OF MEDICINE, )
16)
17Petitioner, )
19)
20vs. ) Case No. 09-2722PL
25)
26GUILLERMO ACHONG, )
29)
30Respondent. )
32_________________________________)
33RECOMMENDED ORDER
35Pursuant to notice, a formal hearing was held in this case
46on August 31, 2009, and September 1, 2009, by video
56teleconference, with the parties appearing in Miami, Florida,
64before Patricia M. Hart, a duly-designated Administrative Law
72Judge of the Division of Administrative Hearings, who presided
81in Tallahassee, Florida.
84APPEARANCES
85For Petitioner: Christopher C. Torres, Esquire
91Diane K. Kiesling, Esquire
95Department of Health
984052 Bald Cypress Way, Bin C-65
104Tallahassee, Florida 32399-3265
107For Respondent: Charles B. Patrick, Esquire
1131648 South Bayshore Drive
117Miami, Florida 33133
120STATEMENT OF THE ISSUE
124Whether the Respondent committed the violations alleged in
132the Administrative Complaint December 19, 2005, and, if so, the
142penalty that should be imposed.
147PRELIMINARY STATEMENT
149In an Administrative Complaint dated December 19, 2005, the
158Department of Health, Board of Medicine ("Department") charged
168Guillermo Achong, M.D., with violating Section 458.331(1)(t),
175Florida Statutes (2003) 1 by committing the following acts:
184a. Failure to personally evaluate
189Patient L.H. in a timely manner;
195b. Failed to telephonically elicit
200sufficient information regarding
203Patient L.H.'s clinical status;
207c. Failed to consider whether Patient L.H.
214had presented with placental abruption and
220treat her appropriately for that condition;
226d. Failed to provide appropriate, timely
232medical assistance to Patient L.H.
237Dr. Achong timely requested an administrative hearing to resolve
246disputed issues of material fact, and the Department transmitted
255the matter to the Division of Administrative Hearings for the
265assignment of an administrative law judge. After several
273continuances, the final hearing was held on August 31, 2009, and
284September 1, 2009.
287At the hearing, the Department presented the testimony of
296Jennifer Williams; John Dubok; and Linda Greene, M.D.
304Petitioner's Exhibits 1 through 7, 10, and 12 through 14 were
315offered and received into evidence. Dr. Achong testified on his
325own behalf and presented the testimony of Ramon Hechavarria,
334M.D., and Nabil Matar, M.D. Respondent's Exhibits 1 and 3
344through 10 were offered and received into evidence.
352The three-volume transcript of the proceedings was filed
360with the Division of Administrative Hearings on September 16,
3692009, and the parties timely filed proposed findings of fact and
380conclusions of law, which have been considered in the
389preparation of this Recommended Order.
394FINDINGS OF FACT
397Based on the oral and documentary evidence presented at the
407final hearing and on the entire record of this proceeding, the
418following findings of fact are made:
4241. The Department is the state agency responsible for the
434investigation and prosecution of complaints involving physicians
441licensed to practice medicine in Florida. See § 455.225, Fla.
451Stat. (2009). The Board is the entity responsible for
460regulating the practice of medicine in Florida and for imposing
470penalties on physicians found to have violated the provisions of
480Section 458.331(1), Florida Statutes. See § 458.331(2), Fla.
488Stat. (2009).
4902. At the times pertinent to this proceeding, Dr. Achong
500was a physician licensed by the State of Florida, having been
511issued license number ME38304, and his medical office was
520located at 690 East 49th Street, Hialeah, Florida. Dr. Achong
530specialized in obstetrics and gynecology, although he was not
539board-certified in these areas of practice. Dr. Achong has not
549previously been the subject of disciplinary action by the Board
559of Medicine, and he is not currently practicing medicine, having
569retired with a disability in 2006.
5753. At the times pertinent to this proceeding, Dr. Achong
585had hospital privileges at Hialeah Hospital and at North Shore
595Medical Center ("Medical Center"). Both facilities had his home
606telephone number and his beeper number. It was his practice to
617keep his beeper close to him at all times. When he was in the
631delivery room, it was his practice to give his beeper to the
643circulating nurse, who would be responsible for alerting him
652whenever someone tried to reach him on his beeper. The beeper
663he used in 2004 gave only the telephone number of the person
675trying to reach him, but he was able to recognize the number of
688Hialeah Hospital and the Medical Center.
6944. On February 12, 2004, Patient L.H. went to her
704gynecologist, Ramon Hechavarria, M.D., for a routine
711examination. Patient L.H. was, at the time, a 27-year-old who
721was 32 weeks' pregnant, and she had previously had one live
732birth. Dr. Hechavarria's examination revealed that
738Patient L.H.'s blood pressure was elevated, and Dr. Hechavarria
747admitted her to Medical Center for 24 hours for observation.
7575. On February 12, 2004, Dr. Hechavarria ordered blood and
767laboratory tests done in the Medical Center. The blood tests
777included a Disseminated Intravascular Coagulopathy ("DIC")
785profile and a Fibrinogen Degradation Profile ("FDP"); the
795results of these blood tests were normal. Patient L.H.'s
804hemoglobin and her platelet count were normal, and, although
813there was a slight trace of protein in her urine, that is
825considered normal.
8276. On February 13, 2004, Dr. Hechavarria discharged
835Patient L.H. with a diagnosis of chronic hypertension and a
845prescription for 250 milligram tablets of Aldomet, to be taken
855three times per day. Aldomet is a medication that treats
865hypertension by lowering the blood pressure.
8717. Patient L.H. was in good, stable condition when she was
882discharged on February 13, 2004. Readings from a fetal heart
892monitor taken during the time Patient L.H. was in the Medical
903Center indicated that the fetus was alive.
9108. Dr. Hechavarria considered Patient L.H.'s to be a high
920risk pregnancy in part because of her hypertension but also
930because she came in late for prenatal care, missed two
940appointments, and was overweight.
9449. Dr. Hechavarria left town for a vacation on
953February 13, 2004, and Dr. Achong was to cover his patients
964during his absence under an arrangement whereby Dr. Hechavarria
973and Dr. Achong provided coverage for each other when one or the
985other was out of town or otherwise unavailable to see patients.
996Under the arrangement, Dr. Achong was expected to go to the
1007hospital if one of Dr. Hechavarria's patients were in labor or
1018if a patient were to go to the emergency room complaining of
1030vaginal bleeding or any other obstetrical or gynecological
1038condition.
103910. Whenever coverage of patients was passing from one
1048physician to the other, Dr. Hechavarria and Dr. Achong advised
1058each other of any patient that was in the hospital for
1069gynecological, obstetrical, or any other medical reason. They
1077did not advise each other of patients that had recently been
1088discharged from the hospital, and, therefore, Dr. Hechavarria
1096did not discuss Patient L.H. with Dr. Achong because she had
1107been discharged from the Medical Center before Dr. Achong began
1117covering Dr. Hechavarria's patients.
112111. Patient L.H. presented at the Medical Center at
1130approximately 2:00 a.m. on February 15, 2004, complaining of
1139abdominal pains. She was seen by labor and delivery nurse
1149Jennifer Williams, a registered nurse with 20 years' nursing
1158experience, with 13 years' experience in the Medical Center's
1167labor room, and with training as a mid-wife. Nurse Williams had
1178worked with Dr. Achong at the Medical Center since 1991.
118812. Subsequent to Patient L.H.'s arrival at the Medical
1197Center, Nurse Williams interviewed her, took her medical
1205history, examined her, and entered the pertinent information on
1214the Medical Center's Admission Assessment. The Admission
1221Assessment form was dated February 15, 2004, and the time was
1232noted as 2:45 a.m. The time written by Nurse Williams'
1242signature on the Admission Assessment form was 3:00 a.m., and it
1253appears that the information was obtained and entered on the
1263form between 2:00 a.m. and 3:00 a.m.
127013. Pertinent to this matter, Nurse Williams maintained
1278several other documents recording Patient L.H.'s condition and
1286observations and actions taken by Nurse Williams relating to
1295Patient L.H. Nurse Williams began maintaining a Labor Flow
1304Record at 2:07 a.m. and she made periodic entries on the Labor
1316Flow Record related to, among other things, Patient L.H.'s vital
1326signs, the results of vaginal examinations and fetal monitoring,
1335uterine activity, and pain intensity at different times during
1344the night and morning. In addition, Nurse Williams entered on
1354the Labor Flow Record the time and content of her communications
1365with Dr. Achong; the first recorded contact between Dr. Achong
1375and Nurse Williams was recorded on the Labor Flow Record as
13862:30 a.m. Nurse Williams also maintained Progress Notes in
1395which she recorded her observations of Patient L.H. and her
1405conversations with Patient L.H. The first entry in the Progress
1415Notes was at 2:35 a.m. 2
142114. Nurse Williams' Progress Notes reflect that, at
14292:35 a.m., Patient L.H. advised Nurse Williams that she had
1439contractions and believed she had been in labor since 6:00 p.m.
1450the previous evening but had waited to come to the Medical
1461Center until she was certain she was in labor. Patient L.H.
1472also reported abdominal pain in her upper abdomen that did "not
1483go away," and Nurse Williams observed that Patient L.H. was
1493distressed by the pain in her abdomen. Patient L.H. also told
1504Nurse Williams that she had no ruptured membranes or vaginal
1514bleeding. Nurse Williams noted that she examined Patient L.H.
1523and felt contractions but was unable to detect a fetal heart
1534tone.
153515. Nurse Williams reported in the Admission Assessment
1543form that Patient L.H. was having uterine contractions of
1552moderate intensity and 60 seconds' duration, that her cervix was
1562dilated 1-to-2 centimeters, that she had vaginal bleeding that
1571was bright red, that her blood pressure was 159/118, which she
1582described as "elevated," and that Patient L.H.'s abdominal pain
1591was the "worse" pain on a pain scale ranging from 1 to 10; there
1605is, however, no indication on the Admission Assessment form that
1615the pain was constant. Nurse Williams also noted on the
1625Admission Assessment form that she heard no fetal heart rate.
163516. Although the time noted on the Admission Assessment
1644form was 2:45 a.m., it is apparent from a review of the relevant
1657records that the information included on the Admission
1665Assessment form was obtained by Nurse Williams over a period of
1676time extending from the time Patient L.H. presented to her until
16873:00 a.m., the time on the Admission Assessment form beside
1697Nurse Williams' signature.
170017. Nurse Williams reported in the "Physician /CNM
1708in/Called Report" section of the Labor Flow Record that she
1718contacted Dr. Achong at 2:30 a.m. and conveyed to him the
1729following information: "[P]atient arrived in ER c/o contractions
1737since 6 pm last night & observation that no FHT [fetal heart
1749tone] and contractions palpated." Nurse Williams telephoned
1756Dr. Achong using his home telephone, even though his beeper
1766number was also on file at the Medical Center. There is nothing
1778in the report Nurse Williams gave to Dr. Achong at 2:30 a.m.
1790that would require that he proceed to the Medical Center and
1801examine Patient L.H., and he did not violate the standard of
1812care by failing to do so.
181818. Because Dr. Achong did not know Patient L.H.,
1827Nurse Williams' normal procedure would have been to advise
1836Dr. Achong of Patient L.H.'s history, including the medications
1845she was taking, and her vital signs, including her blood
1855pressure. No notation appears in the Labor Flow Record to
1865confirm that she gave Dr. Achong this information during her
1875conversation with him at 2:30 a.m., nor is there a notation in
1887the 2:30 a.m. entry in the Labor Flow Record that Nurse Williams
1899told Dr. Achong about the results of her examination of
1909Patient L.H.'s cervix, Patient L.H.'s complaint of abdominal
1917pain, or the presence of vaginal bleeding of bright red blood. 3
192919. Nurse Williams indicated in her entry in the
"1938Physician/CNM in/Called Report" section of the Labor Flow
1946Record that Dr. Achong ordered a "stat," or expedited,
1955obstetrical sonogram during the 2:30 a.m. contact with
1963Nurse Williams. The purpose of the obstetrical sonogram was to
1973determine if the fetus was alive.
197920. Although not noted in the Labor Flow Record, the Labor
1990and Delivery Orders form completed by Nurse Williams indicates
1999that, at 2:30 a.m., Dr. Achong ordered a complete blood count,
2010which is routine with a patient in labor; a DIC profile; and a
2023Comprehensive Metabolic Panel ("CMP"). The Labor and Delivery
2033Orders form contains standard orders for a woman in labor, but
2044the DIC profile and the CMP tests were not included on the form
2057but were ordered specifically by Dr. Achong.
206421. A DIC profile is used to determine if a patient has a
2077problem with blood clotting. The DIC includes an assessment of
2087prothrombin time and partial thromboplastin time, both of which
2096indicate different levels at which a patient's blood is able to
2107clot. It is important to know whether a woman in labor and
2119delivery has a clotting problem, or coagulopathy, because of the
2129danger of bleeding, and the classic situation in which DIC
2139profiles are ordered is when there is fetal demise. Because
2149Patient L.H. had the high risk factors of overweight and
2159hypertension and because Nurse Williams could detect no fetal
2168heart tone, Dr. Achong's order for the DIC profile was
2178appropriate and met the standard of care.
218522. It is also appropriate to order a DIC profile when
2196there is a concern about placental abruption, which is the
2206separation of the placenta from the walls of the vagina. A
2217placental abruption causes a great deal of bleeding, and can
2227cause death when not treated, because the fetus is still in the
2239womb and the uterus is not able to contract and constrict the
2251large blood vessels that attach to the placenta. Although
2260hypertension is one risk factor for placental abruption, the
2269symptoms of placental abruption also include fetal demise,
2277bleeding, constant pain, a decrease in hematocrit, and a number
2287of other conditions. There is no indication in Patient L.H.'s
2297medical records that Dr. Achong had sufficient information at
23062:30 a.m. that would indicate that Patient L.H. had a possible
2317placental abruption, and he ordered the DIC profile because of
2327the lack of fetal heart tones. 4
233423. The CMP includes tests for kidney and liver function
2344and for uric acid. It is used to determine if a woman has
2357pre-eclampsia, or pregnancy-induced hypertension. Given
2362Patient L.H.'s history of hypertension and the level of her
2372blood pressure as reflected in the Admission Assessment form,
2381Dr. Achong's order for the CMP was appropriate and met the
2392standard of care in ordering the CMP.
239924. All orders for blood tests for women in labor and
2410delivery are treated as "stat" orders and are processed ahead of
2421all other test orders except those from the emergency room.
2431When the situation warrants, a physician may order that the
2441tests be performed more quickly than the usual "stat" order
2451would require, and it would be possible to obtain blood-test
2461results within 45 minutes. There is, however, no indication in
2471Patient L.H.'s medical records that Dr. Achong had any
2480information at 2:30 a.m. that might indicate that he should
2490further expedite Patient L.H.'s blood tests.
249625. Nurse Williams reported in her Progress Notes that, at
25062:40 a.m., Patient L.H. reported a "gush of something down
2516there," and Nurse Williams noted that she observed a large
2526amount of blood; there is, however, no notation in the Progress
2537Notes regarding the color of the blood. Nurse Williams also
2547included a notation in the Progress Notes that Patient L.H.'s
2557cervix was "3cm dilated, 50% effaced, -3 station" to describe
2567the progress of Patient L.H.'s labor.
257326. Nurse Williams reported in the Labor Flow Record that
2583she contacted Dr. Achong at 2:45 a.m. and conveyed to him the
2595following information: "Dr. Achong notified of gush of vaginal
2604bleeding. VE [vaginal examination] 2-3, 50% effaced, -3 station
2613and that we are awaiting sonogram." The results of
2622Nurse Williams' vaginal examination of Patient L.H. showed that
2631Patient L.H. was in active labor. The information that
2640Patient L.H. experienced a "gush of vaginal bleeding" did not
2650indicate to Dr. Achong that there was anything more than one
2661episode of bleeding, which he attributed to an especially heavy
"2671bloody show," which is the bleeding that occurs when the cervix
2682is dilating. The notation indicates that Dr. Achong told
2691Nurse Williams to call him if Patient L.H. went to delivery.
270227. The information conveyed to Dr. Achong at 2:45 a.m.,
2712as reflected in the notation in the Labor Flow Record, was not
2724sufficient to indicate that Patient L.H. was not proceeding
2733through labor normally to a vaginal delivery of the dead fetus,
2744which is preferred over delivery by a Cesarean Section.
2753Nurse Williams did not include in her records a notation that
2764she advised Dr. Achong that the "gush of vaginal bleeding"
2774consisted of a large amount of bright red blood, which would
2785have been an indication of a possible placental abruption.
279428. Some bleeding is normal during labor, but it is
2804usually a dark color from having been in the uterus and in a
2817small amount or tickle, although there could be a "gush of
2828blood" during normal labor. When Dr. Achong was advised by
2838Nurse Williams that Patient L.H. had a "gush of blood," however,
2849it was his responsibility to inquire into the amount of blood,
2860the color of the blood, and the persistency of the bleeding to
2872determine if Patient L.H. was proceeding with normal labor or if
2883she was experiencing a hemorrhage or other abnormal condition.
289229. Nurse Williams made no entries in the Progress Notes
2902for Patient L.H. between 2:40 a.m. and 3:40 a.m., when she
2913reported that the ultrasound had been completed. She further
2922noted in her Progress Notes: "Report of no fetal heart tones to
2934Dr. Achong. Orders given." Nurse Williams additionally made a
2943notation in the Labor Flow Record that, at 3:40 a.m., she
2954contacted Dr. Achong and reported to him the following:
"2963Ultrasound report No FHT's given to Dr. Achong. Orders
2972received." Nurse Williams did not, however, indicate in her
2981notations what orders were given. Nurse Williams contacted
2989Dr. Achong through his home telephone number, which was normal
2999procedure during the nighttime hours.
300430. When the sonographer, that is, the person performing
3013the sonogram, entered Patient L.H.'s room to perform the
3022sonogram, he noted that Patient L.H. was sitting upright in bed,
3033was combative, and was in a lot of pain. He also noted that
3046there was a fair amount of blood on the bed sheets. The
3058sonographer was able to get Patient L.H. to lie on the bed, and
3071he performed "a very short ultrasound," 5 and pulled the machine
3082out of the room and into the hall. He powered the machine back
3095up and read the numbers off the worksheet on the machine. He
3107confirmed that the fetus was dead and that the placenta appeared
3118to be balled up rather than lying smoothly against the uterine
3129wall, as is normal. While he was writing down the information
3140from the worksheet on the machine, Nurse Williams approached him
3150and told him that she had Dr. Achong on the telephone. He told
3163her that he had "a placental abruption and fetal demise." 6 He
3175then wrote up his report, left a copy for Nurse Williams, and
3187went downstairs to process the sonogram images. 7
319531. The results of the sonogram were reported on a form
3206headed "Obstetrical Preliminary Report," which was completed by
3214the sonographer. A radiologist is usually present at the
3223Medical Center during daytime hours to read sonograms, but on
3233the off-hours, it is the practice of the sonographer to present
3244a sonographer's impression of what was seen during the sonogram.
3254The sonographer who performed the sonogram on Patient L.H. noted
3264on the report that her history included obesity, hypertension,
3273heavy vaginal bleeding, and contractions. He included the
3281following comments in the report: "Ant/Rt [unintelligible]
3288placenta appears to be 'balled up[.]' Suggestion of placental
3297abruption," and, on a separate line, "NO FETAL HEART MOTION SEEN
3308PT IS COMBATIVE." Finally, at the bottom of the report, the
3319sonographer noted that a copy of the report was given to
3330Nurse Williams. There was no notation as to the time the
3341sonographer gave the report to Nurse Williams, but, even if she
3352had the report, she did not read it to Dr. Achong; rather, she
3365put the copy of the report in Patient L.H.'s chart for
3376Dr. Achong to review when he came to the hospital and gave him
3389only a verbal report.
339332. Nurse Williams did not tell Dr. Achong during the
34033:40 a.m. telephone conversation that the sonographer had
3411reported a possible placental abruption. 8 Dr. Achong was
3420familiar with and had treated placental abruptions prior to
3429February 15, 2004, and he always treated patients with placental
3439abruptions on an emergency basis because both the mother and the
3450baby could die if treatment was not received as soon as
3461possible. Had Nurse Williams advised Dr. Achong that the
3470sonographer had told her that he found a placental abruption or
3481that the sonogram report included a reference to a possible
3491placental abruption, he would have gone to the Medical Center
3501immediately.
350233. At 3:45 a.m., Nurse Williams noted in her Progress
3512Notes that she gave Patient L.H. Nubain and Phenergan for her
3523painful contractions. There is no mention of continued vaginal
3532bleeding in this entry in the Progress Notes.
354034. At 4:15 a.m., Nurse Williams noted in her progress
3550notes that Patient L.H. was sleeping quietly and was relaxed and
3561that Pitocin had been administered in accordance with
3569Dr. Achong's orders. Pitocin is used to induce labor, augment
3579labor, or to stop bleeding. In this case, Dr. Achong ordered
3590the Pitocin to regulate Patient L.H.'s contractions. There is
3599no mention in the 4:15 a.m. entry in the Progress Notes of
3611continued vaginal bleeding.
361435. The next entry in Nurse Williams' Progress Notes was
3624made at 5:15 a.m., when Nurse Williams reported that she had
3635observed vaginal bleeding, that a vaginal examination showed
3643dilation of four centimeters, and that Patient L.H. was very
3653restless and moving around the bed.
365936. Nurse Williams received the laboratory report showing
3667the results of the blood tests ordered by Dr. Achong at or
3679around 5:00 a.m. According to the laboratory report, the blood
3689for these tests was drawn at or about 3:20 a.m.; the report did
3702not show any critical values in the blood sample.
3711Nurse Williams attempted to contact Dr. Achong to convey these
3721results to him. She noted on the Labor Flow Record that, at
37335:15 a.m. "Dr. Achong beeped re lab results. Phone message left
3744on home phone to call LR [Labor Room]." Nurse Williams made
3755another entry on the Labor Flow Record that, at 6:55 a.m., she
3767left a "message to Dr. Achong answering machine at home re labor
3779progress update and labs."
378337. Dr. Achong was not, however, at home to receive the
3794telephone calls or the messages. At or about 5:00 a.m. on
3805February 15, 2004, Dr. Achong received a telephone call on his
3816home telephone from Hialeah Hospital advising him that one of
3826his patients or one of Dr. Hechavarria's patients was in active
3837labor and about to deliver. Shortly after receiving the
3846telephone call, Dr. Achong left his home to travel to Hialeah
3857Hospital. He carried his beeper with him, but he did not
3868receive any calls on the beeper. When he arrived at Hialeah
3879Hospital and prepared to go into the delivery room, he gave it
3891to the circulating nurse in case he should receive a beeper call
3903while he was in the delivery room.
391038. Nurse Hayes, who had replaced Nurse Williams when
3919Nurse Williams' shift had ended at 7:00 a.m., made a notation on
3931the Labor Flow Record that, at 7:15 a.m., she called Dr. Achong
3943and left a message.
394739. At 7:25 a.m., while he was in the delivery room, Nurse
3959Hayes called his beeper. The circulating nurse had his beeper,
3969and she notified him that he had received a call and told him
3982the number. He recognized the number of the Medical Center, and
3993he told the nurse to call the Medical Center and let them know
4006that he was in the delivery room at Hialeah Hospital. Nurse
4017Hayes asked that he call back as soon as possible.
402740. Blood for additional blood tests was drawn at or about
40387:30 a.m., and the results, which were available within
404715 minutes, showed several critical values that indicated that
4056Patient L.H. was entering coagulopathy.
406141. At 7:38 a.m., as soon as he finished the delivery, he
4073called the Medical Center and spoke with Nurse Hayes, who gave
4084him a report on the status of Patient L.H. She told him that
4097Patient L.H. had heavy bleeding and that the vaginal examination
4107showed no change in the cervix. Dr. Achong ordered the Pitocin
4118turned off.
412042. When Dr. Achong arrived at the Medical Center at
41307:56 a.m., he found Patient L.H. very combative, bleeding, and
4140with very bad vital signs. He ordered a "stat" Cesarean Section
4151and ordered a blood transfusion. Patient L.H. died at
41608:38 a.m., before any of the measures ordered by Dr. Achong
4171could be implemented. The cause of death was recorded as
4181placental abruption.
4183Summary
418443. In summary, the evidence presented by the Department
4193is not of sufficient weight to establish that Nurse Williams
4203conveyed to Dr. Achong the information necessary for him to
4213conclude that he should personally conduct a clinical evaluation
4222of Patient L.H.; that he should consider the possibility that
4232Patient L.H. had placental abruption; or that he should have
4242provided medical assistance to Patient L.H. prior to his contact
4252with Nurse Hayes at 7:38 a.m. Nurse Williams' Progress Notes
4262report only two remarkable items: There were no fetal heart
4272tones detected by physical examination or by sonogram; and, at
42822:40 a.m., Patient L.H. reported a "gush of something" and
4292Nurse Williams observed a large amount of blood.
430044. Neither Nurse Williams' entries in the Labor Flow
4309Record regarding her contacts with Dr. Achong nor her testimony,
4319to the extent that it has been found persuasive, is sufficient
4330to establish that she advised Dr. Achong that she had observed a
4342large amount of red blood at 2:40 a.m. or that the sonographer
4354detected a possible placental abruption in the sonogram.
436245. Finally, Nurse Williams did not follow the protocol
4371that required her to contact Dr. Achong through his beeper when
4382she did not get an answer on his home telephone; she tried his
4395beeper only once, at 5:15 a.m., and when she failed to reach
4407him, left three messages on his home telephone. The Department
4417presented no evidence to establish that Nurse Williams attempted
4426to reach Dr. Achong by beeper between 5:15 a.m. and 7:55 a.m.,
4438the time of her last call to Dr. Achong's home telephone.
444946. Furthermore, the Department did not present evidence
4457of sufficient weight to establish that Dr. Achong failed to
4467initiate the appropriate procedures after he arrived at the
4476Medical Center and examined Patient L.H. at or around 8:00 a.m.
448747. The evidence presented by the Department is, however,
4496of sufficient weight to establish that Dr. Achong should have
4506questioned Nurse Williams further when she advised him at
45152:45 a.m. that she had observed a "gush" of vaginal bleeding.
4526Even though vaginal bleeding may not be not unusual during
4536labor, a report of a "gush" of blood should have alerted
4547Dr. Achong to a potential problem. Although a physician
4556practicing obstetrics is meeting the standard of care when
4565relying on labor room nurses to advise him or her of the
4577clinical status of labor and delivery patients and of any
4587unusual symptoms exhibited by the patients, it is also incumbent
4597on the physician to inquire further if a patient is presenting
4608unusual symptoms. The persuasive evidence establishes that
4615Dr. Achong violated the standard of care when he failed to ask
4627Nurse Williams for additional information on Patient L.H.'s
4635status during their 2:45 a.m. telephone conversation. Had he
4644inquired further, Dr. Achong would have been alerted to the
4654possibility that Patient L.H. had a placental abruption and
4663would have gone to the hospital to provide appropriate care for
4674Patient L.H.
4676CONCLUSIONS OF LAW
467948. The Division of Administrative Hearings has
4686jurisdiction over the subject matter of this proceeding and of
4696the parties thereto pursuant to Sections 120.569 and 120.57(1),
4705Florida Statutes (2009).
470849. Section 458.331(1), Florida Statutes, authorizes the
4715Board to impose penalties ranging from the issuance of a letter
4726of concern to revocation of a physician's license to practice
4736medicine in Florida if a physician commits one or more acts
4747specified therein. In its Administrative Complaint, the
4754Department has alleged that Dr. Achong violated
4761Section 458.331(1)(t), Florida Statutes, which provides that the
4769following acts constitute grounds for disciplinary action by the
4778Board:
4779(t) Gross or repeated malpractice or the
4786failure to practice medicine with that level
4793of care, skill, and treatment which is
4800recognized by a reasonably prudent similar
4806physician as being acceptable under similar
4812conditions and circumstances. The board
4817shall give great weight to the provisions of
4825s. 766.102 when enforcing this paragraph.
4831As used in this paragraph, "repeated
4837malpractice" includes, but is not limited
4843to, three or more claims for medical
4850malpractice within the previous 5-year
4855period resulting in indemnities being paid
4861in excess of $50,000 each to the claimant in
4871a judgment or settlement and which incidents
4878involved negligent conduct by the physician.
4884As used in this paragraph, "gross
4890malpractice" or "the failure to practice
4896medicine with that level of care, skill, and
4904treatment which is recognized by a
4910reasonably prudent similar physician as
4915being acceptable under similar conditions
4920and circumstances," shall not be construed
4926so as to require more than one instance,
4934event, or act. Nothing in this paragraph
4941shall be construed to require that a
4948physician be incompetent to practice
4953medicine in order to be disciplined pursuant
4960to this paragraph. A recommended order by
4967an administrative law judge or a final order
4975of the board finding a violation under this
4983paragraph shall specify whether the licensee
4989was found to have committed "gross
4995malpractice," "repeated malpractice," or
"4999failure to practice medicine with that
5005level of care, skill, and treatment which is
5013recognized as being acceptable under similar
5019conditions and circumstances," or any
5024combination thereof, and any publication by
5030the board must so specify.
503550. The "level of care, skill, and treatment which is
5045recognized by a reasonably prudent similar physician as being
5054acceptable under similar conditions and circumstances" is
5061commonly referred to as the "standard of care."
506951. The Department seeks to impose penalties against
5077Dr. Achong that include suspension or revocation of his license
5087and/or the imposition of an administrative fine. Therefore, the
5096Department has the burden of proving the violations alleged in
5106the Administrative Complaint by clear and convincing evidence.
5114Department of Banking and Finance, Division of Securities and
5123Investor Protection v. Osborne Stern and Co. , 670 So. 2d 932
5134(Fla. 1996); Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987);
5145Pou v. Department of Insurance and Treasurer , 707 So. 2d 941
5156(Fla. 3d DCA 1998); and Section 120.57(1)(j), Florida Statutes
5165(2009)("Findings of fact shall be based on a preponderance of the
5177evidence, except in penal or licensure disciplinary proceedings
5185or except as otherwise provided by statute.").
519352. "Clear and convincing" evidence was described by the
5202court in Evans Packing Co. v. Department of Agriculture and
5212Consumer Services , 550 So. 2d 112, 116, n. 5 (Fla. 1st DCA 1989),
5225as follows:
5227. . . [C]lear and convincing evidence
5234requires that the evidence must be found to
5242be credible; the facts to which the witnesses
5250testify must be distinctly remembered; the
5256evidence must be precise and explicit and the
5264witnesses must be lacking in confusion as to
5272the facts in issue. The evidence must be of
5281such weight that it produces in the mind of
5290the trier of fact the firm belief or
5298conviction, without hesitancy, as to the
5304truth of the allegations sought to be
5311established. Slomowitz v. Walker , 429 So. 2d
5318797, 800 (Fla. 4th DCA 1983).
5324See also In re Graziano , 696 So. 2d 744 (Fla. 1997); In re Davey ,
5338645 So. 2d 398 (Fla. 1994); and Walker v. Florida Department of
5350Business and Professional Regulation , 705 So. 2d 652 (Fla. 5th
5360DCA 1998)(Sharp, J., dissenting).
536453. The Department alleged in the Administrative Complaint
5372that Dr. Achong violated Section 458.331(1)(t), Florida
5379Statutes, because he violated the standard of care by failing to
5390personally evaluation Patient L.H. in a timely manner. Based on
5400the findings of fact herein, the Department failed to prove this
5411allegation by clear and convincing evidence. Based on the
5420information conveyed to him by Nurse Williams, on whom he
5430appropriately relied, Dr. Achong had no reason to present
5439himself at the Medical Center and personally examine
5447Patient L.H. According to the information provided by
5455Nurse Williams, Patient L.H. was progressing normally with
5463labor; Patient L.H.'s report of abdominal pain and her
5472hypertension were not sufficient risk factors, of themselves, to
5481alert Dr. Achong that Patient L.H. needed his personal
5490attention. The fact that the fetus was dead was also not a
5502sufficient risk factor, even taken together with Patient L.H.'s
5511abdominal pain and history of hypertension, to alert Dr. Achong
5521that Patient L.H. needed his personal attention. It was within
5531the standard of care for Dr. Achong to plan to deliver the fetus
5544vaginally and to rely on Nurse Williams to monitor and report to
5556him on the status of her labor. Finally, based on the findings
5568of fact herein, Dr. Achong did not violate the standard of care
5580by failing to personally attend Patient L.H. based on the
5590Nurse Williams' notifying him that the sonogram showed no fetal
5600motion. This merely confirmed Nurse Williams' earlier report
5608that she had detected no fetal heart tones.
561654. The Department alleged in the Administrative Complaint
5624that Dr. Achong violated Section 458.331(1)(t), Florida
5631Statutes, because he violated the standard of care by failing to
5642elicit by telephone sufficient information regarding
5648Patient L.H.'s clinical status. Based on the findings of fact
5658herein, the Department proved this allegation by clear and
5667convincing evidence. Based on the information conveyed to him
5676by Nurse Williams that Patient L.H. had experienced a "gush" of
5687vaginal bleeding, Dr. Achong failed to meet the standard of care
5698because he failed to inquire into the color, volume, and
5708persistency of the blood. Had he learned at 2:45 a.m. that
5719Patient L.H.'s bleeding consisted of a large amount of red
5729blood, he would have been more alert to the possibility that
5740Patient L.H. had a placental abruption and needed his personal
5750attention. He may not, however, have reached this conclusion
5759because Nurse Williams' Progress Notes fail to indicate that the
5769vaginal bleeding was constant, which would be one symptom of
5779placental abruption.
578155. The Department alleged in the Administrative Complaint
5789that Dr. Achong violated Section 458.331(1)(t), Florida
5796Statutes, because he violated the standard of care by failing to
5807consider whether Patient L.H. had presented with placental
5815abruption and treat her appropriately for that condition. Based
5824on the findings of fact herein, the Department failed to prove
5835this allegation by clear and convincing evidence. Setting aside
5844his failure to elicit further information about the vaginal
5853bleeding, Dr. Achong had no reason to suspect that Patient L.H.
5864had a placental abruption based on the information conveyed to
5874him by Nurse Williams, on whom he appropriately relied for
5884complete information regarding Patient L.H.'s clinical status.
5891Nurse Williams' notes do not reflect that she advised Dr. Achong
5902of the amount or color of Patient L.H.'s vaginal bleeding, and
5913the contention that Nurse Williams advised Dr. Achong at
59223:40 a.m. that the sonographer found a "suggestion" of placental
5932abruption is not supported by credible evidence.
593956. The Department alleged in the Administrative Complaint
5947that Dr. Achong violated Section 458.331(1)(t), Florida
5954Statutes, because he violated the standard of care by failing to
5965provide appropriate, timely medical assistance to Patient L.H.
5973Based on the findings of fact herein, the Department failed to
5984prove this allegation by clear and convincing evidence. When
5993Dr. Achong examined Patient L.H. at approximately 8:00 a.m., the
6003measures he took fell within the standard of care for treating a
6015patient with placental abruption.
601957. The disciplinary guidelines for the Board of Medicine
6028are found in Florida Administrative Code Rule 64B8-8.001(1).
6036The penalties provided for a violation of Section 458.331(1)(t),
6045Florida Statutes, range from "two (2) years['] probation to
6054revocation and denial, and an administrative fine from $1,000.00
6064to $10,000.00." Fla. Admin. Code R. 648-8.001(1)(a).
607258. The Department's proposed penalty in this case
6080includes elements not found in the penalty guidelines, so it is
6091necessary to consider Florida Administrative Code Rule 64B8-
60998.001(3), which provides that the Board of Medicine may consider
6109aggravating and mitigating factors in determining whether to
6117deviate from the penalties provided in Florida Administrative
6125Code Rule 64B8-8.001(1). Florida Administrative Code Rule 64B8-
61338.001(3) provides:
6135(3) Aggravating and Mitigating
6139Circumstances. Based upon consideration of
6144aggravating and mitigating factors present
6149in an individual case, the Board may deviate
6157from the penalties recommended above. The
6163Board shall consider as aggravating or
6169mitigating factors the following:
6173(a) Exposure of patient or public to injury
6181or potential injury, physical or otherwise:
6187none, slight, severe, or death;
6192(b) Legal status at the time of the
6200offense: no restraints, or legal
6205constraints;
6206(c) The number of counts or separate
6213offenses established;
6215(d) The number of times the same offense or
6224offenses have previously been committed by
6230the licensee or applicant;
6234(e) The disciplinary history of the
6240applicant or licensee in any jurisdiction
6246and the length of practice;
6251(f) Pecuniary benefit or self-gain inuring
6257to the applicant or licensee'
6262(g) The involvement in any violation of
6269Section 458.331, Florida Statutes, of the
6275provision of controlled substances for
6280trade, barter or sale, by a licensee. In
6288such cases, the Board will deviate from the
6296penalties recommended above and impose
6301suspension or revocation of licensure;
6306(h) Any other relevant mitigating factors.
631259. The significant aggravating factor in this case is the
6322death of Patient L.H. Mitigating factors include the
6330Department's proving one violation of the standard of care among
6340the four identified in the Administrative Complaint; the fact
6349that Dr. Achong had not previously been charged with or found
6360guilty of committing any of the offenses alleged in the
6370Administrative Complaint; and the lack of any previous
6378disciplinary actions taken against Dr. Achong. These
6385aggravating and mitigating factors have been considered in
6393determining the recommended penalty, which deviates from the
6401penalty range specified in Florida Administrative Code Rule 648-
64108.001(1)(t).
6411RECOMMENDATION
6412Based on the foregoing Findings of Fact and Conclusions of
6422Law, it is RECOMMENDED that the Department of Health, Board of
6433Medicine, enter a final order finding that Dr. Achong violated
6443Section 458.331(1)(t), Florida Statutes, by failing to elicit
6451further information from Nurse Williams regarding the gush of
6460blood she observed in Patient L.H and imposing the following
6470penalties:
6471(a) Issuance of a letter of reprimand;
6478(b) Imposition of administrative fine in the amount of
6487$2,500.00; and
6490(c) Six months' probation under such conditions as the
6499Board of Medicine determines appropriate, should Dr. Achong ever
6508resume the practice of medicine.
6513DONE AND ENTERED this 4th day of January, 2010, in
6523Tallahassee, Leon County, Florida.
6527___________________________________
6528PATRICIA M. HART
6531Administrative Law Judge
6534Division of Administrative Hearings
6538The DeSoto Building
65411230 Apalachee Parkway
6544Tallahassee, Florida 32399-3060
6547(850) 488-9675 SUNCOM 278-9675
6551Fax Filing (850) 921-6847
6555www.doah.state.fl.us
6556Filed with the Clerk of the
6562Division of Administrative Hearings
6566this 4th day of January, 2010.
6572ENDNOTES
65731 / All references to the Florida Statutes are to the 2003
6585edition unless otherwise indicated.
65892 / In attempting to compile a chronological record of the events
6601that took place after Patient L.H. was admitted to the Medical
6612Center labor room, it become apparent that there are
6621discrepancies in the times logged for various events. These
6630discrepancies are, for the most part, insignificant, and the
6639times at which certain events took place are included in the
6650findings of fact only when relevant to the issues presented.
66603 / Nurse Williams testified as follows:
6667I told Dr. Achong -- he doesnt know this
6676lady, so I would've told him what she
6684complains of; her past history regarding her
6691high blood pressure; the vaginal examination
6697because that was one of the questions he
6705should've asked me -- he would've asked
6712me -- I'm sorry. So I would've had that
6721ready to tell him. And what medication if
6729she was on any for her high blood pressure;
6738how she presented; whether she was in pain
6746or not and I would've told him that I didnt
6756hear a fetal heart rate and the vaginal
6764examination included that there was bright
6770red blood.
6772Transcript at page 47. Nowhere in her testimony did
6781Nurse Williams indicate that she recalled telling Dr. Achong
6790that Patient L.H. had vaginal bleeding of bright red blood.
68004 / Even though Nurse Williams recorded Patient L.H.'s blood
6810pressure on the Labor Flow Record as 159/118 at 2:25 a.m.,
6821Patient L.H.'s blood pressure had decreased to 149/87 by
68302:30 a.m. There is nothing in the record to indicate which
6841blood pressure level was reported to Dr. Achong during the
68512:30 a.m. telephone call between him and Nurse Williams, and it
6862is not evident from the record that Dr. Achong ordered the DIC
6874profile because of Patient L.H.'s history of hypertension.
68825 / Transcript at page 94.
68886 / Transcript at page 95.
68947 / The testimony of the sonographer that he heard Nurse Williams
6906tell whoever was on the telephone that there was placental
6916abruption and fetal demise is not sufficient to establish that
6926Nurse Williams told Dr. Achong that Patient L.H. had a placental
6937abruption. First, the sonographer did not establish in his
6946testimony that he was standing close enough to Nurse Williams
6956when she was on the telephone to overhear her conversation.
6966Second, he did not have personal knowledge of the identity of
6977the person to whom Nurse Williams was speaking on the telephone.
69888 / There is no indication in Nurse Williams' Progress Notes or
7000in the Labor Flow Record that she advised Dr. Achong at
70113:40 a.m. that the sonogram showed that Patient L.H. had a
7022possible placental abruption; her notes referred only to the
7031lack of fetal heart tones. In addition, during her testimony,
7041Nurse Williams was given a copy of the sonographer's report
7051before she had a chance to testify from her memory of the
7063events, and she testified only that the sonographer wrote in the
7074report that there was a suspicion of placental abruption, that
7084Dr. Achong was notified of the report at 3:40 a.m., and that she
7097was certain she told Dr. Achong about the placental abruption
7107because it was included in the sonographer's reportanscript
7115at pages 54-56. It is significant in assessing the credibility
7125of her testimony on this point that Nurse Williams could not
7136have received a copy of the sonographer's report at the time she
7148was on the telephone with Dr. Achong and that she could not
7160provide a reason for her failure to include reference to the
7171placental abruption in the Labor Flow Record or Progress Notes.
7181Transcript at page 57. The unexplained absence in the Labor
7191Flow Record and Progress Notes of any mention of placental
7201abruption renders it more likely than not that Nurse Williams
7211failed to tell Dr. Achong about a possible placental abruption
7221during her conversation with him about the results of the
7231sonogram at 3:40 a.m.
7235COPIES FURNISHED:
7237Charles B. Patrick, Esquire
72411648 South Bayshore Drive
7245Miami, Florida 33133
7248William Webster, Esquire
7251Department of Health
72544052 Bald Cypress Way, Bin C-65
7260Tallahassee, Florida 32399-3250
7263Christopher C. Torres, Esquire
7267Department of Health
72704052 Bald Cypress Way, Bin C-65
7276Tallahassee, Florida 32399-3265
7279Dr. Ana M. Viamonte Ros, Secretary
7285State Surgeon General
7288Department Of Health
72914052 Bald Cypress Way, Bin A00
7297Tallahassee, Florida 32399 1701
7301Josefina M. Tamayo, General Counsel
7306Department Of Health
73094052 Bald Cypress Way, Bin A02
7315Tallahassee, Florida 32399 1701
7319R. S. Power Agency Clerk
7324Department Of Health
73274052 Bald Cypress Way, Bin A00
7333Tallahassee, Florida 32399 1701
7337Larry Mcpherson, Executive Director
7341Board Of Medicine
7344Department Of Health
73474052 Bald Cypress Way, Bin C03
7353Tallahassee, Florida 32399 1701
7357NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
7363All parties have the right to submit written exceptions within
737315 days from the date of this recommended order. Any exceptions
7384to this recommended order should be filed with the agency that
7395will issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 02/22/2010
- Proceedings: Response to Respondent`s Exceptions to Recommended Final Order filed.
- PDF:
- Date: 01/04/2010
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 10/07/2009
- Proceedings: Respondent's Exceptions to Proposed Recommended Final Order Submitted by Petitioner filed.
- PDF:
- Date: 09/24/2009
- Proceedings: Respondent's Proposed Recommended Findings of Fact and Final Order filed.
- Date: 09/16/2009
- Proceedings: Transcript of Proceedings (Volumes I-III) filed.
- PDF:
- Date: 09/08/2009
- Proceedings: Letter to Judge Hart from C. Patrick enclosing Respondent's Exhibit 6 (exhibit not available for viewing) filed.
- Date: 08/31/2009
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 08/31/2009
- Proceedings: Order Rescinding Order Granting Motion to Amend Administrative Complaint.
- PDF:
- Date: 08/28/2009
- Proceedings: Respondent's Notice of Filing Exhibit List and Exhibits for Use at Trial (exhibits not available for viewing) filed.
- PDF:
- Date: 08/27/2009
- Proceedings: Respondent's Notice of Filing Exhibit List and Exhibits for Use at Trial filed.
- PDF:
- Date: 08/25/2009
- Proceedings: Petitioner's Notice of Filing Exhibits (exhibits not available for viewing) filed.
- PDF:
- Date: 08/21/2009
- Proceedings: Petitioner's Amended Response to Respondent's Request for Production of Documents filed.
- PDF:
- Date: 08/20/2009
- Proceedings: Respondent, Guillermo Achong, M.D.'s Motion to Exclude Pre-suit Unsworn Statement From Evidence filed.
- PDF:
- Date: 08/19/2009
- Proceedings: Respondent's Motion to Set Aside Order Granting Motion to Amend Administrative Complaint filed.
- PDF:
- Date: 08/18/2009
- Proceedings: Amended Notice of Taking Deposition (amended as to time only) filed.
- PDF:
- Date: 08/18/2009
- Proceedings: Petitioner's Response to Respondent's Request for Production of Documents filed.
- PDF:
- Date: 08/17/2009
- Proceedings: Respondent, Guillermo Achong, M.D.'s Objection to Petitioner's Motion to Amend Administrative Complaint filed.
- PDF:
- Date: 07/08/2009
- Proceedings: Order Granting Continuance and Re-scheduling Hearing by Video Teleconference (hearing set for August 31, 2009; 9:30 a.m.; Miami and Tallahassee, FL).
- PDF:
- Date: 06/29/2009
- Proceedings: Order Overruling Objection to Notice of Hearing by Video Teleconference and Denying Motion for Hearing in Miami-Dade County.
- Date: 06/24/2009
- Proceedings: CASE STATUS: Motion Hearing Held.
- PDF:
- Date: 06/15/2009
- Proceedings: Objection to Notice of Hearing by Teleconference and Motion for Hearing in Miami-Dade County filed.
- PDF:
- Date: 06/15/2009
- Proceedings: Notice of Appearance and Substitution of Counsel (of C. Torres) filed.
- PDF:
- Date: 06/01/2009
- Proceedings: Respondent's Designation of Venue for Final Administrative Hearing filed.
- PDF:
- Date: 06/01/2009
- Proceedings: Notice of Service of Respondent, Guillermo Achong, M.D.'s Expert Witness Interrogatories to Petitioner filed.
- PDF:
- Date: 06/01/2009
- Proceedings: Respondent's Answers to Petitioner's First Set of Interrogatories filed.
- PDF:
- Date: 06/01/2009
- Proceedings: Respondent's Response to Petitioner's Request for Production filed.
- PDF:
- Date: 05/27/2009
- Proceedings: Notice of Hearing by Video Teleconference (hearing set for July 16, 2009; 9:30 a.m.; Miami and Tallahassee, FL).
- PDF:
- Date: 05/20/2009
- Proceedings: Notice of Serving Petitioner's First Request for Production, First Request for Interrogatories, and First Request for Admissions to Respondent filed.
Case Information
- Judge:
- PATRICIA M. HART
- Date Filed:
- 05/18/2009
- Date Assignment:
- 08/28/2009
- Last Docket Entry:
- 02/22/2010
- Location:
- Miami, Florida
- District:
- Southern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Charles B Patrick, Esquire
Address of Record -
Christopher Claude Torres, Esquire
Address of Record -
William Webster, Esquire
Address of Record