09-004943
David J. Normandin vs.
Fresenius Medical Care
Status: Closed
Recommended Order on Thursday, November 18, 2010.
Recommended Order on Thursday, November 18, 2010.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DAVID J. NORMANDIN, )
12)
13Petitioner, )
15)
16vs. ) Case No . 09 - 4943
24)
25FRESENIUS MEDICAL CARE, )
29)
30Respondent. )
32_________________________________)
33RECOMMENDED ORDER
35Pursuant to Notice, a hearing was held in this matter
45before the Di vision of Administrative Hearings by Diane
54Cleavinger, Administrative Law Judge, on July 27, 2010.
62APPEARANCES
63For Petitioner: R. John Westberry, Esquire
697201 North 9th Avenue, Suite A - 4
77Pensacola, Florida 32504
80For Res pondent: Richard N. Margulies, Esquire
87Jackson Lewis LLP
90245 Riverside Avenue, Suite 450
95Jacksonville, Florida 32202
98STATEMENT OF THE ISSUE
102Whether Petitioner was the subject of an unlawful
110employment p ractice based on his disability by Respondent.
119PRELIMINARY STATEMENT
121Petitioner, David J. Normandin (Petitioner) , filed a n
129Employment Complaint of Discrimination with the Florida
136Commission on Human Relations (FCHR), alleging that Respondent,
144Fresenius Med ical Care (Respondent or Fresenius ), violated
153Section 760.10, Florida Statutes, by discriminating against him
161on the basis of his disability or perceived disability. The
171alleg ations were investigated by FCHR. On July 17, 2009, FCHR
182issued a Determination of ÐNo Cause . Ñ FCHR advised Petitioner
193o f his right to file a Petition for R elief and request a hearing
208on FCHRÓs determination. On October 20, 2009, an Amended
217Petition for R elief was filed by Petitioner.
225At the hearing, Petitioner testified on his o wn behalf, but
236did not offer any exhibits into evidence. Respondent presented
245the testimony of one witness and offered Exhibits 1, 2, 3, 11,
25712, 13, 14, 15, 16, 17, 18, 19 and 21 into evidence.
269After t he hearing, Petitioner filed a Proposed R ecommended
279O r der on Sept ember 24, 2010. Likewise, R espondent filed a
292P ropose d R ecommended O rder on September 29 , 2010.
303FINDINGS OF FACT
3061. Respondent , Fresenius Medical Care, provides dialysis
313treatment to end - stage renal disease pat ients. During the time
325relevant to this proceeding , Respondent operated 11 clinics in
334the Northwest Florid a and South Alabama area. The Florida
344clinics were located in Pensacola, Navarre, Destin, Fort Walton
353Beach and Crestview . The S outh Alabama clinic was located in
365Andalusia.
3662. ÐD ialysisÑ is the cleansing of the body of unwanted
377toxins, waste products , and excess fluid by filtering the blood
387of patients thr ough the artificial membrane of a dialysis
397machine . P urified water and di al ys ate are used during the
411process . Dialysis treatm ent is necessary when a patientÓ s
422kidneys are inadequate or no longer capable of acting as a
433filter to remove waste and fluids from a patientÓ s blood. While
445the frequency of treatment can vary for each patient, patients
455typically receive d dialysis at Fres enius Ó clinics three times a
467week for four hours .
4723. The treatment requires piercing the skin and blood
481vessel so that each patient is intravenously attached to a
491d ialysis machine . Because dialysis involves piercing the skin
501and blood vessels, as well as the re moval and replacing of a
514person Ós blood , patient s are at an increased risk of infection.
526In order to protect patient s from infection, proper maintenance,
536testing , and sanitation of the equipment used during dialysis is
546of primary importance.
5494 . As such, d ialysis is highly regulated by state and
561federal agencies responsible for health, safety, privacy , an d
570reimbursement for health care . In order to fulfill its
580obligations to its patien t s and regulators, Fresenius maintained
590a Cod e o f Business Co nduct that outlined policies and proced ures
604which every employee was required to follow. These policies and
614procedures were based on federal regulations enforced by the
623Ce nters for Medicare and Medical Services (CMS ). The Code
634required that maintenance, sanitation , and tests for
641contaminants be regularly performed according to the schedules
649established for such procedures. T he Code of Business Conduct
659also required all of RespondentÓs employees to maintain accurate
668and complete records. In particular , b iomedical equipment
676technicians were required to maintain logbooks of all the
685maintenance and tests done on each piece of equipment used in
696the dialysis process. Documentation was required to ensure that
705state and federal reporting requirements for mainte nance and
714testing on dialysis machines was done. Documentation of every
723task performed by a biomedical technician was also required for
733review by RespondentÓs internal and external auditors. F ailure
742to perform these function s could subject Respondent to fines and
753other government actions, including loss of its Medicare
761certification and a shutdown of its clinics.
7685 . Respondent also maintained a ÐContinuous Quality
776ImprovementÑ (CQI) progr am which wa s designed to review
786indicators of the quality of treatm ent Respondent Ó s patients
797we re receiving . These quality measures were reviewed by a CQI
809committee. The CQI c ommittee was an inter disciplinary team
819consisting of the Medical Director, the doctor responsible for
828overseeing the medical care provided in a c l inic; the Area
840Manager, the person responsible for managing all aspects of a
850clinicÓs operation s; the Clinical Manager, the registered nurse
859responsible for nursing care and technical services at a clinic;
869and the Biomedical Technician , the person responsi ble for
878maintaining, sanitizing , and testing the dialysis equipment at a
887clinic . P eriodic meetings were held by the CQI committee to
899review all aspects of dial ysis at a cli nic. The periodic
911meetings included a review of machine maintenance, machine
919sanit ation , and culture tests done on dialysis machines at a
930clinic , as well as a review of logbooks maintained by the
941biomedical technician, if necessary . The periodic meetings also
950included a review of all adverse events and al l patient
961incidents that occurr ed at a clinic . Additionally , to ensure
972quality dialysis services , all of RespondentÓs employees
979receive d initial and annual compliance training, which addressed
988relevant changes to R e spondentÓs policies, as well as state and
1000federal laws.
10026. Petitioner , David J. Normandin , wa s a certified
1011Biomedical Equipment Technician and nationally certified
1017Biomedical Nephrology Technician . Petitioner received exten sive
1025training as a Biomedical Technician, including training on
1033national standards for nephrology tech nicians and national
1041protocols for t esting, maintenance , and documentation of these
1050efforts. Additionally, Petitioner received both initial and
1057annual on - the - job training from Fresenius regarding required
1068maintenance, san itation , and record - keeping respon sibilities .
10787. Petitioner worked for Respondent on two separate
1086o ccasions. Initially, he worked at one of RespondentÓs clinics
1096in North Carolina, where he was a Chief Technician. Later,
1106Petiti oner moved to Florida and was employed by Renal Care Group
1118as a Biomedical Technician. Eventually, Renal Care Group was
1127purchased by Respondent in April 2006. After the purchase,
1136Petitioner remained employed with Respondent as a Biomedical
1144Technician until his termination on February 6, 2008.
11528. As a Biomedical Technician, Petitioner was assigned
1160responsibility for three clinics. PetitionerÓs responsibilities
1166included providing preventive maintenance, troubleshooting,
1171repairing, cleansing , and disinfecting of the clinicÓs dialysis
1179machines and water treatment e quipment. His responsibilities
1187also required taking water cultures and testing the water
1196systems to ensur e that the equipment and water we re free from
1209bacterial growth and pa thogens. Without such maintenance,
1217sanitation , and tests , it was dangerous for a patient to be
1228intravenously hooked up to a dialysis machine that had not been
1239properly tested or maintained . E very patient with whom the
1250d ialysis equipment might come in to contact would be affected.
1261Indeed, t he consequences of not performing required ro utine
1271testing, sanitation, maintenance , and record - keeping tasks w ere
1281serious .
12839. At FreseniusÓ clinics , Biomedical Technicians worked
1290inde pendently and were assigned to specific clinic s . However,
1301Biomedical Technicians assigned to other clinics someti mes
1309helped other technicians when needed to complete their required
1318duties. Such help only occurred if the foreign technician was
1328available and not busy with meeting responsibilities for their
1337own clinics. Petitioner admitted that the other technicians
1345w ere u sually ÐslammedÑ with the work at their own clinics and
1358not generally available to help at PetitionerÓ s clinics.
1367Indeed, t he evidence did not demonstrate that other qualified
1377technicians were generally or routinely available to assist
1385Petitioner in h is job duties. Similarly, the evidence did not
1396demonstrate that it was reasonable for Respondent to hire
1405additional technicians to help Petitioner perform his job
1413duties.
14141 0 . Petiti oner was required to provide a monthly summary
1426or technical repo rt to the CQI c ommittee for each clinic to
1439which he was assigned . As part of the report, Petitioner was
1451required to self - report what maintenance and tests were
1461completed, and what maintenance and tests remained to be
1470completed at each clinic. Petitioner was also required to self -
1481report if he was behind in the performance of his routine job
1493duties so that help might be provided, if it was available. If
1505Petitioner failed to properly report any compliance
1512deficiencies, such deficiencies would not no rmally be discove red
1522until the Regional Technical Manager, Todd Parker, conducted an
1531internal audit of the clinic or an unannounced CMS survey was
1542performed.
154311 . When he was initially hired by Respondent, Petitioner
1553was responsible for the clinics in Fort Walton Beach, Crestview
1563and Andalusia. At times , Petitioner assisted in or was
1572responsible for the maintenance of two additional facilities in
1581the area. These additional assignments generally occurred when
1589Respondent was understaffed or training new staff. However , b y
1599April or June 2007, Petitioner was only responsible for the
1609three clinics in Fort Walton Beach, Navarre , and Destin. The
1619evidence did not show that Petitioner was responsible for more
1629clinics than any other Biomedical Technician.
163512 . Joan Hodson was the Clinic Manager for RespondentÓs
1645Fort Walton Beach clinic. As of April 2007, PetitionerÓs direct
1655supervisor was George Peterson, who in turn reported to
1664Mr. Parker. Joan Dye was the Area M anager.
167313 . Petitioner testified that he informed his employ er in
16842003 th at he had a bad back. Petitioner admitted that he
1696continued to perform his job duties without significant
1704difficulty . There was no evidence that demonstrated his
1713complaints were more than ordinary complaints about a sore back
1723or that such co mplaints rose to the level of or were perceived
1736as a handicap by his supervisors. However, sometime in 2007,
1746Petitioner was diagnosed with two herniated discs and began
1755having difficulty keeping up with his job duties .
176414 . In March 2007, Petitioner was the on - call technician
1776for emergency calls from the clinics in the area. He did not
1788respond to several calls from the area clinics. These clinics
1798complained about the missed calls to Ms. Dye and Mr. Parker
1809du r ing the March CQI meeting in Pensacola. As a consequence,
1821Ms. Dye and Mr. Parker called Petitioner into the office to
1832discuss the missed calls and to address the issue that his work
1844was falling behind. T hey asked Petitioner if there was a
1855problem. At the time, Petitioner was not under any medical
1865restrictions from a healthcare provider.
187015. Petitioner informed Ms. Dye and Mr. Parker that he was
1881on medications for his back which caused him to sleep very
1892deeply and not hear the phone ring when clinics called. He also
1904told them that he was having a hard time k eeping up with his
1918work because of the pain from his back .
192716. As a result of the meeting, Petitioner was taken off
1938ÐcallÑ duty and was no longer responsible for responding to
1948other clinic s Ó calls for assistance. Petitioner was also
1958infor med that he would be provided help when it was available so
1971that he could catch up on his assignments. Additionally,
1980Petitioner was asked to provide a doctorÓs note concerning his
1990back condition and any limitations he might be under due to his
2002back. This meeting was the first time Petitioner informed his
2012employer that he had a serious back problem.
202017 . On April 24, 2007, Petitioner provided Respondent with
2030a doctorÓs note concerning his back. The doctorÓs note stated
2040that for two months Petitioner was n ot to lift over 30 pounds,
2053and was not to en gage in repetitive bending, stoo ping , or
2065kneeling. Petitioner was released to full duty on June 24,
20752007. This is the only doctorÓs no te Petitioner ever provided
2086to R espondent. Importantly, these restrictions did not impa ir
2096PetitionerÓ s ability to document a ll of the jobs he had
2108performed or to accurately self - report when specific maintenance
2118and tests were not done or were behind.
212618 . On October 3, 2007, Mr. Parker performed a techni cal
2138internal audit of the Navarre clinic which was assigned to
2148Petitioner . At the time, Petitioner was responsible for the
2158Navarre clinic . The audit revealed that Petitioner had
2167performed no dialysis and end toxin tes ting for the clinic
2178during the year. These tests were required to be performed
2188every six months. Moreover, Petitioner failed to disclose to
2197anyone that he had not performed these tests even though he had
2209the opportunity to self - report during CQI meetings or at any
2221other time .
222419 . Again, Petitioner met with Mr. Pa rker and Ms. Dye.
2236When asked to explain why the tests had not been performed at
2248the Navarre clinic , Petitioner told Mr. Parker and Ms. Dye that
2259he Ðdid not knowÑ he had to do them, and that he had simply
2273ÐmisunderstoodÑ the requirements. PetitionerÓ s cla im was not
2282credible. His supervisors found PetitionerÓs explanation to be
2290suspect, since he had previously completed dialysis and end
2299toxin testing at both Navarre and the other clinics he was
2310responsible for. In a memo he later prepared as to why he had
2323not conducted the tests, Petitioner wrote: Ðso much to do, so
2334far behind.Ñ Petitioner never mentioned his back as an excuse
2344for why he had not performed the tests in his meeting with
2356Ms. Dye and Mr. Parker. At the hearing, Petitioner admitted
2366that he si mply ÐforgotÑ to conduct the dialysis tests. Clearly,
2377PetitionerÓ s failure to perform his duties was not related to
2388his back. Similarly, his failure to self - report with any
2399specificity was not related to his back.
240620 . Ms. Dye instructed Petitioner to co mplete the test
2417samplings for the clinic that day. Ms. Dye also instructed
2427Petitioner to maintain samplings per the policies at all of his
2438clinics going f orward. Petitioner also was instructed by
2447Ms. Dye that he had to immediat ely test all of the machine s at
2462the Fort Walton Beach and Destin clinics for which he was
2473responsible . Petitioner asked Mr. Parker for assistance in
2482catching up on the dialysis testing at the Navarre clinic.
2492Mr. Parker came to the clinic and performed half of the tests,
2504while Peti tioner performed the remainder.
251021 . In November 2007, Petitioner saw a surge on for his
2522back and, for the first time, was specifically informed by a
2533physician that he would need back surgery. It was anticipated
2543that the surgery would be performed sometim e after the first of
2555the year. Petitioner told his employer about his need for
2565surgery. They encouraged Petitioner to do whatever he needed to
2575do to take care of his health, and take any necessary time off.
2588Petitioner chose to continue to work.
259422 . A C QI c ommittee meeting for the Fort Walton Beach
2607clinic was scheduled for Thursday, January 24, 2008. Prior to
2617the meeting, Joan Hodson, t he Clinical Manager for the clinic,
2628asked Petitioner to meet with her early in the morning to review
2640the clinicÓs dialy sis culture logbook. Petitioner missed the
2649meeting and arrived after noon, with no explanation. He told
2659Ms. Hodson that all cultures were good.
266623 . Later, at the CQI c ommittee meeting, Petitioner
2676reported to the Medical Director, Dr. Reid, that all th e
2687cultures looked good. In reviewing, the printout report for the
2697cultures, Dr. Reid noticed that one of the samples was high and
2709asked that it be redrawn. Petitioner told Dr. Reid and the
2720c ommittee that he had already performed a redraw. He left the
2732me eting to go get proof of the redrawn results. PetitionerÓs
2743claim that he did not tell the committee that he had already
2755redrawn the culture and had the results is not credible.
2765Petitioner left the CQI meeting and never returned. Later,
2774Petitioner admitt ed he had not red rawn the sample. He was
2786instruct ed to redraw the sample immediately.
279324 . T he day after the CQI meeting, Ms. Hodson cal led
2806Petitioner asking for the re draw results. Petitioner still had
2816not performed the redraw claiming that he was Ðto o busy.Ñ He
2828was again instructed to immediately perform the redraw.
2836Ms. Hodson calle d Petitioner the following day , inquiring about
2846the redraw, but did not receive a return call. That weekend,
2857Mr. Parker also called Petitioner to ensure that the redraw wa s
2869done or would be performed immediately. During the call
2878Mr. Parker informed Petitioner of the seriousness of his failure
2888to redraw the culture immediately as he had been instructed to
2899do and the inappropriateness of his actions regarding the
2908culture bef ore, during , and after the CQI meeting. Mr. Parker
2919also instructed Petitioner to call Ms. Dye about the re draw
2930results. Petitioner again did not perform the redraw as
2939instructed . Ms. Dye also left Petitioner a voicemail to call
2950her about the redraw. Pe titioner never called Ms. Dye back.
2961PetitionerÓ s repeated and wil l ful failure to comply with his
2973supervisorsÓ instructions was not related to his back.
298125 . On January 30, 2008, as a consequence of PetitionerÓ s
2993failure, Petitioner was relieved of his du ties for the Destin
3004clinic. He was also given a written warning in a Corrective
3015Action Form (CAF ), based on the incidents from January 24, 25,
302726 , and 28, 2008. The CAF specified ÐExpectations for Change , Ñ
3038which identified problems with PetitionerÓs perf ormance.
3045Ms. Dye reviewed the CAF with Petitioner and instructed him that
3056these problems had to be addressed immediately. These
3064expectations included:
30661) Perform all culture draws according to
3073FMC Technical Manual and review this with
3080the Clinical Manag er. Immediately report
3086any cultures that are outside the FMS limits
3094and any redraws to the CM. . . . When Dave
3105is at the clinic, he will be expected to
3114redraw any culture that day, if necessary;
31212) At CQI monthly meetings, will ensure
3128that all cultures are reported correctly and
3135proper protocol is followed. A Technical
3141CQI summary monthly report and a Spectra
3148monthly summary culture report must be
3154presented to the CM and MD for review and
3163signature;
31643) Implement a basic monthly schedule and
3171submitted to his CMÓs by the 1st day of each
3181month, will ensure that if he is not at a
3191specific location according to his schedule,
3197he will contact the CM or the Charge Nurse
3206of that clinic to inform them of his
3214location. If called or paged by any clinic,
3222or a mem ber of management, he must respond
3231within 15 minutes from the time he received
3239the call or page;
32434) Will follow a more systemic time
3250schedule and will incorporate his time with
3257his monthly schedule. Will make himself
3263readily available to be present, if one of
3271his clinics develops a problem in the early
3279morning hours, if necessary; and
32845) When on - call, the 15 - minute rule also
3295applies. If not on - call, no matter which
3304clinic calls, will return the call or page
3312and assist the clinic, inform them who is
3320o n - call and/or attempt to resolve the
3329problem over the phone.
333326 . That same day, January 30, 2008, Petitioner received a
3344Developmental Action Plan from Mr. Peterson. Five goals and an
3354Action Plan were identified that Petitioner had to meet within
3364time fr ames set during the next 90 days. Goals in the Plan
3377included incorporating all of his monthly cultures into the FMC
3387( Fresenius Medical Ca re ) logbook and developing a basic monthly
3399p reventive m aintenance culture and disinfect schedule for all
3409facilities. By March 31, 2008, the T echnical Manager would
3419evaluate and review the goals accomplished by Petitioner to
3428determine if further action was necessary.
343427 . Petitioner admitted that although he had been
3443obligated to self - report all of the deficiencies in th e
3455Corrective Action Form at the CQI meeting in January 2008, he
3466fai l ed to do so. Petitioner testified that he told Ms. Hodson
3479that he was Ðvery much behindÑ on performing his job duties . He
3492also admitted that he never provided her with any specifics as
3503t o the tasks he had not performed. Additionally, he admitted
3514that, ÐI donÓt even know all of the things that I was behind onÑ
3528and ÐI donÓt kn ow which [logbooks] IÓm missing . Ñ
353928 . The internal audit at the Fort Walton Beach clinic and
3551PetitionerÓ s actions regarding the redraw of the culture caused
3561Ms. Dye to be concerned about the integrity of the job
3572Petitioner was performing at all three of his clinics. Based on
3583PetitionerÓ s lack of honesty with the CQI c ommittee, Ms. Dye was
3596legitimately concerned that Petitioner was covering up his
3604failure to do his work and that the safety of patients was at
3617risk.
361829 . As a result, Mr. Parker p erformed an audit of the Fort
3632Walton Beach clinic on February 6, 2008. The audit revealed
3642that no dialysate cultures had been performed since October
36512007; two out of 31 machines lacked proper documentation of any
3662preventive maintenance having been performed; no preventive
3669maintenance logs were available for the building maintenance and
3678ancillary equipment; two new machines had n o documentation; and
3688no electrical and safety checks had been performed since April
36982007. All of these tasks were required to have been complet ed
3710by Petitioner , and PetitionerÓ s failure to complete them was a
3721serious violation of his job duties. Indeed, these deficiencies
3730placed the Fort Walton Beach clinic in immediate jeopardy of
3740being fined and shut down by CMS. A shutdown would have left 80
3753of RespondentÓs patients without dialysis treatment and placed
3761them at risk for illness and possibly death. Th e audit also
3773uncovered that the written summaries Petit ioner had submitted to
3783the CQI c ommittee in October, November , and December 2007, and
3794the verbal reports he had given to the c ommittee at those
3806monthly meetings, indicating that the preventive maintena nce
3814logs were up to date, were in fact incorrect . Again,
3825PetitionerÓ s failure to document was a serious violation of
3835Petitioner Ó s job duties and was not related to his back
3847condition.
384830. By this time, Ms. Dye had legitimately lost all f aith
3860in Petitione r Ó s honesty. She suspected that Petitioner had
3871falsified certain records because he could not produce various
3880records when he was asked to produce them and only later did the
3893requested records appear. In short, PetitionerÓs supervisors
3900had lost faith in Petitioner and could no longer trust him to
3912self - report or to i nform others when his duties were not being
3926performed.
392731 . On February 6, 2003, Ms. Dye presented Petitioner with
3938a second Correctiv e Action Form, noting the issues generated by
3949the internal a udit and suspending Petitioner from work. The CAF
3960was reviewed and signed by Petitioner .
396732 . Based on what was discovered from the Fort Walton
3978Beach clinic audit, Ms. Dye ordered an audit of PetitionerÓs
3988other clinics, Navarre and Destin. The same iss ues and
3998deficiencies were discovered at those clinics: 1) the dialysate
4007cultures at the Navarre and Destin clinics had not been
4017performed since October 2007; 2) no safet y checks had been
4028performed on four out of 18 machines at the Navarre clinic, and
4040none had been performed at the Destin clinic since July 2007;
4051and 3) prev entive maintenance was late on five mach ines at the
4064Navarre clinic and six at the Destin clinic. The audit
4074confirmed once more that Petitioner had misled the CQI c ommittee
4085members during the January CQI meetings for those clinics by not
4096reporting in his written summary or verbal report any
4105deficiencies. In addition, although Ms. Dye had instructed
4113Petitioner just the week before to immediately perform dialysate
4122cultures at all of his cli nics , Petitioner had failed to perform
4134any of those cultures and ignored the instructions of his
4144supervisors.
414533 . Petitioner was given a final Corrective Action Form by
4156Ms. Dye on February 8, 2008. Ms. Dye reviewed the audit results
4168with Petitioner, as w ell as the Corrective Action Form, which he
4180signed. Petitioner was terminated the same day.
418734 . Petitioner was fired after being on the Developmental
4197Action Plan for one week because he had misled the CQI c ommittee
4210in his reports, failed to self - report t he extent of the job
4224duti es he had not performed to the c ommittee, and had not
4237performed any testing of his dialysate cultures and electrical
4246safety checks or reported that he could not perform those tasks .
4258Such reporting was not related to Petiti onerÓ s b ack condition.
4270Moreover, m isleading the CQI c ommittee was not related to any
4282back con dition Petitioner had. Both were egregious and
4291terminable offenses by Petitioner.
429535. After Petitioner was terminated in February 2008, he
4304applied for unemployment co mpensation and for multiple jobs. He
4314never informed any prospective employer that he was disabled or
4324needed an accommodation. Once he ultimately had surgery in
4333March 2008, Petitioner told Respondent th at he was better and
4344could work , and he asked for his job back. Eventually,
4354Petitioner went to massage therapy school, obtained his license ,
4363and worked sporadically as a massage therapist. Prior to the
4373hearing, Petitioner completed work as a team leader with the
4383Census Bureau. These fa cts demonstrate that PetitionerÓ s back
4393condition was not a handicap. There was no evidence that
4403Petitioner was terminated for a han dicap or a perceived
4413handicap , and the Petition for R elief should be dismissed.
4423CONCLUSIONS OF LAW
442636 . The Division of Administrative Hearin gs has
4435jurisdiction over the parties to and subjec t matter of this
4446case. §§ 120.569 and 120.57, Fla. Stat.
445337 . Respondent is an ÐemployerÑ as defined within the
4463Florida Civil Rights Act of 1992 (ÐFCRAÑ). See § 760.02(6) and
4474(7), Fla. Stat.
447738 . In hi s Amen ded Petition for Relief , Petitioner alleged
4489that Respondent discriminated aga inst him based on his
4498disa bility or perceived disability in violation of Chapter 760,
4508Florida Statutes. Section 760.10(1), Florida Statutes, states
4515in part:
4517that it is an unl awful employment practice
4525for an employer to discharge or otherwise
4532discharge or otherwise discriminate against
4537any individual with respect to compen sation,
4544terms, condition, or privileges of
4549employment, because of such individualÓs
4554handicap.
4555§ 760.10(1)( a), Fla. Stat. ( 2009 ) .
456439 . In cases alleging disparate treatment, Petitioner
4572bears the burden to establish by a preponderance of the evidence
4583that he was the victim of intentional disability discrimination.
4592McDonnell Douglas v. Green , 411 U.S. 792 (1973 ) ; Texas DepÓt of
4604Cmty. Affairs v. Burdine , 450 U.S. 248, 101 S.Ct. 1089 (1981);
4615s ee DepÓt of Banking and Fin. , Div. of Sec. and Investor Prof.
4628v. Osborn Stern & Co. , 670 So. 2d 932, 934 (Fla. 1996) (ÐT he
4642general rule is that a party asserting the affirmat ive of an
4654issue has the burden of presenting evidence as to the issueÑ).
466540 . Discriminatory intent may be established either
4673through direct or circumstantial evidence. See Wascura v. City
4682of South Miami , 257 F.3d 1238, 1242 (11th Cir. 2001).
469241 . Because direct evidence of intent is often
4701unavailable, those who claim to be victims of intentional
4710discrimination are Ðpermitted to establish their cases through
4718infer ential and circumstantial proofÑ. Wascura , 257 F.3d at
47271242; Shealy v. City of Albany, Georgi a , 89 F.3d 804, 806 (11th
4740Cir. 1996).
474242 . In McDonnell , t he Supreme Court established a shifting
4753burden of proof analysis . Under this analysis , Petitioner bears
4763the initial burden of establishing a prima facie case of
4773disability discrimination. If Petit ioner establishes a prima
4781facie case, the burden to go forward with the evidence shifts to
4793R espondent to articulate legi ti mate, non - discriminatory reasons
4804for its employment actions. See DepÓt of Corrections v.
4813Chandler , 582 So. 2d 1183 (Fla. 1st DCA 1991 ). Importantly,
4824RespondentÓs burden is one of persuasion. Id . ; see also
4834Alexander v. Fulton County, Georgia , 207 F.3d 1303 (11th Cir.
48442000).
484543 . Once a legitimate reason has been established by the
4856employer , Petitioner must then come forward with specif ic
4865evidence demonstra ting that the reasons given by R espondent are
4876false or are a pretext for discrimination. ÐThe employee must
4886satisfy this burden by showing that a discriminatory reason more
4896likely than not motivated the decision or by showing that the
4907preferred reason for the employment decision is not worthy of
4917belief.Ñ DepÓt of Corrections , supra , at 1186. See Texas DepÓt
4927of Cmty Affairs v. Burdine , 450 U.S. at 256, 1010 S.Ct. at 1095.
4940In so doing, Petitioner cannot merely quarrel with the wisdom of
4951the RespondentÓs reason, but Ðmust meet that reason head on and
4962rebut it.Ñ See Chapman v. AI Transport , 229 F.3d 1012, 1030
4973(11th Cir. 2000)(en banc). Further, a reason is not pretext for
4984discrimination unless it is shown that the reason was false and
4995that discrimination was the real reason. See St. MaryÓs Honor
5005Ctr. v. Hicks , 509 U.S. 502, 515, 113 S.Ct. 2742, 2752 (1993).
5017T he ultimate burden of persuading the trier of fact that the
5029Respondent intentionally discriminated against the Petitioner
5035alway s remains with the Petitioner. EEOC v. JoeÓs Stone Crabs,
5046Inc. , 296 F.3d 1265 , 1273 (11th Cir. 2002); s ee also , Bird v.
5059B.T. Foods, Inc. , 948 So. 2d 921, 927 (Fla. 4th DCA 2007)
50714 4 . To establish a prima facie case of disability
5082discrimination under Chapt er 760, Petitioner must prove the
5091following three elements by a prepo nderance of the evidence:
5101(1) Petitioner has a disability within the meaning of the ADA;
5112(2) that Petitioner is a qualified individual under the ADA, in
5123that, with or without reasonable a ccommodation, he can perform
5133the essential functions of the job; and (3) Petitioner was
5143subjected to unlawful discrimination because of his disability.
5151Calvo v. Walgreens Corp. , 2009 U.S . App. LEXIS 178 09 (11th Cir.
5164Aug 11, 2009); Wilson v. B/E Aerospace , 376 F.3d 1079 (11th Cir.
51762004).
517745 . The ADA defines ÐdisabilityÑ as: Ð(A) a physical or
5188mental impairment that substantially limits one or more of the
5198major life activities of [an] individual; (B) a record of such
5209an impairment; or (C) being regarded as having such an
5219impairment.Ñ 42 U.S.C. § 12102(2). Here, Petitioner claims
5227that he was disabled and/or that Respondent perceived him to be
5238disabled.
523946 . Where an individual claims that he is actually
5249disabled, the Court must determine whether he is sub stantially
5259limited in a major life activity. The term Ðsubstantially
5268limitsÑ means Ðunable to perform a major life activity that the
5279average person in the general population can performÑ or Ðto
5289significantly restrict as to the condition, manner or duratio n
5299under which an individual can perform a particular major life
5309activity as compared to . . . an average person in the general
5322population. . . .Ñ 29 C.F.R. § 1630.2(j)(ii). Both the
5332duration and severity of an impairment are factors to consider
5342to determ ine if an impairment substantially limits a major life
5353activity. See Aucutt v. Six Flags Over Mid - Am, Inc. , 85 F.3d
53661311, 1319 (8th Cir. 1996).
537147 . ÐIt is insufficient for individuals attempting to
5380prove disability status under this test to merely submit
5389evidence of a medical diagnosis of an impairment. Rather, the
5399Plaintiff must offer evidence that the extent of the limitation
5409in terms of their own experience is substantial.Ñ See Toyota
5419Motor Mfg. v. Willi ams , 534 U.S. , 184 (2002). A d octorÓs
5431report, for instance, stating that the plaintiff has diabetes is
5441insufficient to satisfy a prima facie case under the ADA. See
5452Todd v. McCaham , 158 F. Supp. 2d 1369, 1379 (N.D. Ga. 2000); see
5465also Simpson v. Alabama Dept. of Human Res. , 311 Fed. Appx. 264,
5477268 (1 1th Cir. Feb. 11, 2009)(T he fact that Plaintiff had a
5490documented learning disability did not mean he was legally
5499disabled under the ADA . ).
550548 . In this case , Petitioner failed to show that he has an
5518impairment which substantially limits him in one or more major
5528activities. Despite his back condition, Petiti oner is, and
5537while employed by R espondent was, an active, engaged person.
5547Aside from his testimony that he was in pain, walked with a
5559limp , and received medical treatment for a bad back, the only
5570eviden ce of his back condition consisted of (a) the April 24,
55822007 , doctorÓs note stating that Petitioner had certain lifting
5591and repetitive motion limitations and (b) the fact of
5600PetitionerÓs eventual surgery . These restrictions, however,
5607were in place only fo r two months, through June 24, 2007.
5619Indeed, after June 24, 2007, there were no medical restrictions
5629imposed on PetitionerÓs ability to do his job. In Nove mber
56402007, Petitioner was informed by a surgeon that he would nee d
5652back surgery sometime in 2008. However, he voluntarily chose
5661not to have that surgery and to continue working. After
5671Petitioner was terminated in February 2008, he applied for
5680unemployment compensation and for multiple jobs and never
5688informed any prospective employer that he was disabl ed or needed
5699an accommodation. Once he ultimately had the surgery in March
57092008, Petitioner tol d Respondent that he was better and could
5720work , and he asked for his job back. Eventually, Petitioner
5730went to massage therapy school, obtained his license and worked
5740as a massage therapist. Just prior to the hearing, Petitioner
5750had completed work as a team leader with the Census Bureau . As
5763found above, the greater weight of the persuasive evidence
5772established that Petitioner was not disabled or handicapped
5780und er the applicable statutes because he failed to show that he
5792had an impairment which substantially limited him in one or more
5803major life activities.
580649 . Finally, the evidence did not demonstrate that an
5816employment decision (e.g., hiring, promotion, termin ation,
5823discipline) was mad e because of a perceived handicap. No
5833evidence was produced at the hearing that Petitioner was treated
5843differently because of his back condition. PetitionerÓ s
5851complaints about his back are not enough. Petitioner failed to
5861intro duce any evidence at the hearing that he was wrongfully
5872disciplined because of RespondentÓs perception that his back
5880condition limited or prevented hi m from performing his job.
5890Inde ed the evidence showed that Respondent expected Petitioner
5899to perform his duties.
590350 . Nonetheless, even assuming Petitioner was disabled
5911because of his back, the testimony at the hearing established
5921that Petitioner was not a qualified individual with a
5930disability, since he was unable to perform the essential
5939functions of his job, with or without a reasonable
5948accommodation.
594951 . ÐDetermining whether a particular job duty is an
5959essential function involves a factual inquiry to be conducted on
5969a case - by - case basis.Ñ Lucas v. W. W. Grainger, Inc. , 257 F.3d
59841249, 1258 (11th Cir. 200 1). In conducting this inquiry,
5994Ðconsideration shall be given to the employerÓs judgment as to
6004what functions of the job are essential.Ñ Earl v. Mervyns,
6014Inc. , 207 F.3d 1361, 1365 (11th Cir. 2000)(quoting 42 U.S.C.
6024§ 12111(9)(B). Moreover, while the ter m Ðreasonable
6032accommodationÑ may include Ðjob restructuring, [or] part - time or
6042modified work schedules,Ñ 42 U.S.C. £ 12111(9)(B), an employer
6052is not required to provide such an accommodation if it would
6063impose an undue hardship on the employerÓs business o perations.
607342 U.S.C. § 12112(b)(5)(A).
607752 . PetitionerÓs essential job duties included ensuring
6085that all of the clinicÓs dialysis equipment were cleaned and
6095disinfected, and that culture samples were taken as scheduled.
6104Also included among his essential job duties were preventive
6113maintenance, troubleshooting , record keeping , and self -
6120reporting . These job functions could no t be eliminated from
6131PetitionerÓ s position. Additionally, i f Petitioner failed to
6140perform these job duties at the clinics for which h e was
6152responsible, the j ob duties were not performed. The
6161consequences of PetitionerÓs failure to perform these job duties
6170were severe, since patient health and lives were put at risk,
6181and RespondentÓs clinics could be shut down.
618853 . Repeatedly, Petition er admitted he was unable to
6198perform his job duties, had trouble keeping up, was well behind
6209with his routine work, and in fact, was so far behind in his job
6223duties and record - keeping responsibilities that by January 2008,
6233he di d not know how far behind he really was.
624454 . Petitioner occasionally asked Respondent for help from
6253the other Biomedical Technicians in performing his job functions
6262because he could not keep up. Petitioner received such help
6272three or four times . Petitioner also admitted that the o ther
6284Biomedical Technicians could not help him more often because
6293they too were ÐslammedÑ keeping up with their own clinics.
6303However, Petitioner identif ied no other accommodation that he
6312requested of Respondent , and the evidence did not demonstrate
6321that a ny accommodation was reasonably available to Respondent .
633155 . On the other hand, Respondent did not have to
6342el iminate the essential functions, i.e., the fundamental duties,
6351of the Biomedical Technician position under the ADA . A person
6362with a disability wh o is unable to perfo r m the essential
6375functions of his job, with or without reasonable accommodation,
6384is not a ÐqualifiedÑ individual with a disability within the
6394meaning of the ADA. Wofsy v. Palmalores Ret. County , 285 Fed.
6405App x. 631, 634 (11th Cir. 2008) ; Williams v. Motorola , 303 F.3d
64171284(11th Cir. 2002). Additionally, Respondent was not required
6425to lower standards of the Biome dical Technician position that
6435we re applied uniformly to employees with and without
6444disabilities. Indeed, the standards all Bi omedical Technicians
6452were required to meet are set by governmental agencies, and
6462PetitionerÓs failure to meet tho se standards could have had dire
6473consequences for the dialysis patients and for Respondent.
6481Because Petitioner was unable to perform the essen tial functions
6491of his job as a Biomedical Technician, he cannot be considered a
6503qualified individual with a disability ; therefore, he has failed
6512to establish a prima facie case of handicap discrimination.
652156 . Petitioner further failed to offer any eviden ce at the
6533hearing that a similarly situated Biomedical Technician was
6541treated more favorably. The evidence presented established that
6549Petitioner had the same number of clinic s for which he was
6561responsible, and had to adhere to the same standards and
6571pract ices as the other Biomedical Technicians. No evidence was
6581presented that any other Biomedical Technicians failed to
6589perform his/her job duties to the degree of Petitioner. For
6599these reasons, Petitioner failed to meet his burden of
6608establishing a prima fa cie case of disability discrimination.
661757 . Finally, e ven if Petitioner established a prima facie
6628case of discrimination, Respondent identified legitimate, no n -
6637discri minatory reasons for PetitionerÓ s termination. Petitioner
6645was obligated to inform Respond ent that he was either unable to
6657perf orm the essential functions of his job or was not completing
6669the tasks which were his job duties . PetitionerÓs failures in
6680this regard were first identified in March 2007, and again when
6691they counseled him in October o f 2007. Pe titionerÓs failure and
6703refusal for several days to redraw a dialysate culture as
6713instructed led to a Corrective Action Form and a Developmental
6723Action Plan. Concerns about the integrity of the job Petitioner
6733was performing led to a complete aud it by Respondent of the Fort
6746Walton Beach clinic a week later, which uncovered numerous
6755routine tasks and re cord - keeping obligations that Petitioner
6765simply had not performed for months and had not self - reported.
6777S imilar audit s of the other two clinics for which Pet itioner was
6791responsible reflected similar deficiencies. In short,
6797Responde nt had valid, non - discriminatory reasons for
6806Petiti onerÓ s termination. None of these legitimate, no n -
6817discri minatory reasons for PetitionerÓ s termination were a
6826pretext fo r disability discrimination. Therefore, the Petition
6834for Relief should be dismissed.
6839RECOMMENDATION
6840Based on the foregoing Findings of Fact and Conclusions of
6850Law set forth herein, it is
6856RECOMMENDED:
6857That the Florida Commission on Human Relations enter a
6866Final Order dismissing the Petition for Relief.
6873DONE AND ENT ERED this 18 th day of November , 2010 , in
6885Tallahassee, Leon County, Florida.
6889S
6890DIANE CLEAVINGER
6892Administrative Law Judge
6895Division of Administrative Hearings
6899The DeSoto Building
69021230 Apalachee Parkway
6905Tallahassee, Florida 32399 - 3060
6910(850) 488 - 9675
6914Fax Filing (850) 921 - 6847
6920www.doah.stat e.fl.us
6922Filed with the Clerk of the
6928Division of Administrative Hearings
6932this 18 th day of November , 2010 .
6940COPIES FURNISHED :
6943Richard N. Margulies, Esquire
6947Jackson Lewis
6949245 Riverside Ave nue, Suite 450
6955Jacksonville, Florida 32202
6958R. John Westberry, Esquire
69627201 North 9th Avenue, Suite A - 4
6970Pensacola, Florida 32504
6973Denise Crawford, Agency Clerk
6977Florida Commission on Human Relations
69822009 Apalachee Parkway, Suite 100
6987Tallahassee, Florida 32301
6990Larry Kranert, General Counsel
6994Florida Commission on Human Relations
69992009 Apalachee Parkway, Suite 100
7004Tallahassee, Florida 32301
7007NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
7013All parties have the right to submit written exceptions
7022within 15 days from th e date of this Recommended Order. Any
7034exceptions to this Recommended Order should be filed with the
7044agency that will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 02/09/2011
- Proceedings: Agency Final Order Dismissing Petition for Relief from an Unlawful Employment Practice filed.
- PDF:
- Date: 11/18/2010
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 09/09/2010
- Proceedings: Joint Motion for Enlargement of Dealine(sic) to Submit Proposed Findings of Fact and Conclusion of Law filed.
- Date: 08/16/2010
- Proceedings: Transcript filed.
- Date: 07/27/2010
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 03/19/2010
- Proceedings: Agency`s court reporter confirmation letter filed with the Judge.
- PDF:
- Date: 03/17/2010
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for July 27, 2010; 10:00 a.m., Central Time; Shalimar, FL).
- PDF:
- Date: 03/15/2010
- Proceedings: Joint Motion for Continuance of the Administrative Hearing filed.
- PDF:
- Date: 10/26/2009
- Proceedings: Letter to Judge Cleavinger from R. Margulies regarding the scheduling of a court reporter filed.
Case Information
- Judge:
- DIANE CLEAVINGER
- Date Filed:
- 09/11/2009
- Date Assignment:
- 09/11/2009
- Last Docket Entry:
- 02/09/2011
- Location:
- Shalimar, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
Counsels
-
Violet Denise Crawford, Agency Clerk
Address of Record -
Richard N. Margulies, Esquire
Address of Record -
R. John Westberry, Esquire
Address of Record