09-006958N
Latasha Williams And Perry Russell, Sr., On Behalf Of And As Parents And Natural Guardians Of Perry Russell, Jr, A Deceased Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Friday, December 3, 2010.
DOAH Final Order on Friday, December 3, 2010.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8LATASHA WILLIAMS AND PERRY )
13RUSSELL, SR., on behalf of and )
20as parents and natural )
25guardians of PERRY RUSSELL, JR, )
31a deceased minor , )
35)
36Petitioners , )
38)
39vs. ) Case No. 09 - 6958N
46)
47FLORIDA BIRTH - RELATED )
52NEUROLOGICAL INJURY )
55CO MPENSATION ASSOCIATION , )
59)
60Respondent, )
62)
63and )
65)
66BAY MEDICAL CENTER, )
70)
71Intervenor . )
74)
75FINAL ORDER
77Upon due notice, this cause came on for final hearin g
88before Ella Jane P. Davis, a duly - assigned Administrative Law
99Judge of the Division of Administrative Hearings on August 26,
1092010, in Tallahassee, Florida.
113APPEARANCES
114For Petitioners: Grant A. Kuvin, Esquire
120Morgan & Morgan, P.A .
12520 North Orange Avenue, Suite 1600
131Orlando, Florida 32801
134For Respondent: M. Mark Bajalia, Esquire
140Brennan, Manna & Diamond
144800 West Monroe Street
148Jacksonville, Florida 32202
151For Intervenor: Brian L. Smith, Esquire
157Christopher J. Steinhaus, Esquire
161Hill, Adams, Hall & Schieffelin, P.A.
167Post Office Box 1090
171Winter Park, Florida 32790 - 1090
177STATEMENT OF THE ISSUES
181(1) Compensability, to wit: Whether the inj u ry claimed is
192a birth - related neurological injury and whether obstetrical
201services were delivered by a participating physician in the
210cou rse of labor, delivery, or resuscitation in the immediate
220post - delivery period in the hospital .
228(2) Whether notice was accorded the patient, as
236contemplated by Section 766.316, Florida Statutes, or whether
244the failure to give notice was excused because t he patient had
256an emergency medical condition, as defined in Se c tion 395.002
267(8)(b), Florida Sta t utes, or the giving of notice was not
279practicable.
280PRELIMINARY STATEMENT
282On December 21, 2009, Latasha Williams 1 and Perry Russell,
292Sr., on behalf of , and as p arents and natural guardians of ,
304Perry Russell, Jr. (Perry , Jr. ), a deceased minor, filed a
315petition (claim) with the Division of Administrative Hearings
323(DOAH) entitled "Petition for Benefits Pursuant to Florida
331Statute Section 766.301 et seq." The Petit ion alleged that
341Perry , Jr., "suffered brain damage and ultimately died as a
351result of a birth - related neurologic al injury -- meconium
362aspiration syndrome , " 2 and contested that "all statutory
370re q uirements have been met, including, but not limited to, the
382iss ue of timely notice."
387Bryce Vincent Jackson, M.D. , of North Florida Obstetric and
396Gynecologic Center, P.A. , and Bay Medical Center (hospital) were
405named in the Petition as associated with Perry, Jr.'s, birth .
416DOAH served the Florida Birth - Related Neurolog ical Injury
426Compensation Association (NICA) with a copy of the claim on
436December 22, 2009 ; s erved Bay Medical Center on December 23,
4472009; and served Dr. Jackson on February 22, 2010 . Only Bay
459Medical Center sought to intervene, which intervention was
467gra nted by Order of February 25, 2010.
475On February 3, 2010, NICA filed its response to the
485P etition, wherein it gave notice that it was of the view that
498Perry , Jr., did not suffer a "birth - related neurological
508injury," as that term is defined by Section 766.3 02(2), Florida
519Statutes, and requested that a hearing be scheduled to resolve
529whether the claim was compensable.
534T he case proceeded to hearing on August 26, 2010, upon the
546parties' Prehearing Stipulation, filed August 17, 2010.
553At hearing, the parties st ipulated to certain factual
562matters set forth in the Pre - Hearing Stipulation, including but
573not limited to the fact that Dr. Jackson had given statutory
584notice of NIC A participation, but that the hospital, Bay Medical
595Center, had not given such notice.
601T he parties stipulated as a matter of law that Petitioners
612are entitled to a rebuttable presumption that Perry, Jr.,
621suffered a birth - related neurological injury, pursuant to
630Section 766.309(1)(a), Fl orida Statutes .
636Joint Exhibits A through R (Ex.) , were ad mitted in
646evidence. 3
648Petitioners presented the oral testimony of
654Latasha Williams, Lakisha McClain, Patricia Williams , and
661Berto Lopez, M.D. (expert). Respondent NICA and Intervenor Bay
670Medical Center presented no oral testimony.
676A T ranscript was filed on September 22, 2010, and the
687parties were initially accorded 10 days thereafter in which to
697file proposed final orders. However, upon motion, the time for
707filing proposed orders was extended to October 8, 2010 , thereby
717extending the time for entry of t his Final Order .
728Petitioners and Respondent filed their proposals on
735October 8, 2010. Intervenor filed its proposal on October 11,
7452010, but the late - filing has not been objected - to by any party,
760and therefore, all proposals have been considered in prep aration
770of this Final Order.
774FINDINGS OF FACT
777Stipulated Facts 4
7801. Latasha Williams Russell is the natural mother of
789Perry Russell, Jr. (Perry , Jr.).
7942. Perry Russell, Sr. , is the natural father of Perry , Jr.
8053. Perry, Jr., was born a live infant on M ay 7, 2008.
8184. Perry, Jr., was born at Bay Medical Center, a licensed
829hospital located in Panama City, Florida.
8355. Perry, Jr.'s , birth weight was in excess of 2 , 500
846grams.
8476. The physician providing obstetrical services at the
855time of Perry, Jr.'s , birt h was Bryce Vincent Jackson. M.D.
8667. At all times material , Dr. Jackson was a participating
876physician in the Florida Birth - Related N eurological Injury
886Compensation Plan.
8888. Latasha Williams signed a Notice to Obstetric Patient
897(NICA notice form) statin g that Bryce Vincent Jackson, M.D. , is
908a "participating physician in the program" on November 20, 2007.
9189. Bay Medical Center acknowledged at hearing that it had
928never given pre - delivery notice of NICA participation/limitation
937to Ms. Williams.
94010. On M ay 7, 2008, Perry, Jr., suffered a brain injury
952caused by oxygen deprivation.
95611. As a result of the oxygen deprivation, Perry, Jr., was
967permanently and substantially mentally and physically impaired.
97412. Perry, Jr., subsequently died on October 8, 2008 .
98413. Perry Jr.'s , death was caused by the brain injury
994resulting from the oxygen deprivation.
9991 4 . The term , "resuscitation in the immediate postdelivery
1009period" is not defined in the NICA Statute. §§ 766.301 - 766.316,
1021Fl a. Stat.
1024Other Facts Found
10271 5 . T he term, "resuscitation in the immediate postdelivery
1038period" is not uniformly defined in the medical community.
10471 6 . Latasha Williams Russell was an obstetrical patient of
1058Dr. Jackson at North Florida Obstetric and Gynecologic Center ,
1067beginning on Novembe r 20, 2007. Her expected delivery date was
1078May 11, 2008.
10811 7 . Labor began for Ms. Williams at approximately 0200
1092[ 2:00 a.m. ] on May 7, 2008. 5 At 084 0 [ 8:40 a.m. ] , she was
1110admitted to B ay Medical Center, experiencing active contractions
1119every 2 - 3 minutes for 60 - 80 seconds , four centimeters dilated,
1132with the baby 100 percent effaced and fetal heart rate of 135
1144with variability present.
11471 8 . Accompanied by female family and friends, Ms. Williams
1158was placed in a Labor/Delivery/Recovery/ Post - Partum Room (LDR P),
1169and prepped for delivery. Although her female support team
1178varied a little in composition in the beginning of her
1188hospitalization, at all times material, Ms. Williams' mother and
1197sister and at least one other woman were present in the LDRP
1209room with h er.
121319 . Ms. Williams' c omplete cervical dilation was reported
1223at 1145 [ 11:45 a.m. ] . At 1215 [ 12:15 p .m. ] , Dr. Jackson
1239ruptured the membrane s and found 3 meconium - stained amniotic
1250fluid. M econium at 3 would be of a putty - like consistency.
12632 0 . From 12 20 [ 12:20 p.m. ] to 1250 [ 12:50 p.m. ] ,
1279Ms. Williams pushed through her uterine contractions, and Perry,
1288Jr.'s , fetal heart rate was sustained between 120 and 130 beats
1299per minute through this period.
13042 1 . At 12:50 p.m., Ms. Williams delivered Perry Russel l,
1316Jr., a live, 2605 - gram boy, via normal spontaneous vaginal
1327delivery, assisted by a right medial and lateral episiotomy
1336performed by Dr. Jackson . Despite the episiotomy, Ms. Williams
1346suffered a fourth - degree laceration, requiring repair.
13542 2 . Dr. Jack son 's narrative record reads :
1365PROCEDURE PERFORMED:
13671. Normal spontaneous vaginal delivery on
1373May 7, 2008.
13762. Right Medial and Lateral episiotomy.
13823. Fourth - degree laceration repair.
1388PROCEDURE DESCRIPTION: The patient
1392underwent a NSVD [ 6 ] at 1250 on May 7, 2008,
1404over a right medial lateral episiotomy. She
1411delivered a male infant that had Apgars [ 7 ] of
14226 and 9, and weight equals 5 pounds plus
143111.8 ounces (2606 g.) The amniotic fluid
1438was 3 meconium stained. The baby's airway
1445was suctioned with a b ulb syringe as well a
1455[sic] #10 French pediatric suction c annula
1462connected to the wall suction by
1468intermittent suction technique prior to
1473delivery of the thorax. The placenta
1479delivered spontaneously and was found to be
1486intact. There were three umbilical cord
1492vessels. The placenta mass was also small.
1499The uterine cavity was then manually
1505explored and found to be intact with no
1513retained products of conception. Post -
1519delivery examination of the episiotomy site
1525revealed an approximately 12mm inlet
1530verticall y oriented laceration into the
1536rectal mucosa. The anal sphincter was
1542intact. One carefully identified the
1547proximal and distal end of the laceration
1554and closed the defect with a 4 - 0 chromic
1564suture in a continuous fashion. The second
1571layer of closure was then done over the
1579first layer, again using a 4 - 0 chromic
1588suture in a continuous fashion. The
1594remainder of the laceration was sutured in
1601normal episiotomy repair fashion using 3 - 0
1609and 2 - 0 chromic sutures. Estimated blood
1617loss was estimated at 250 mL. An esthesia
1625equaled epidural.
1627The mother and baby were left in LDRP in
1636good stable condition .
1640( e mphasis added ) .
164623 . There is no further written evaluation of the child by
1658Dr. Jackson, and he did not testify.
16652 4 . Upon the foregoing obstetrician 's reco rd a nd the
1678testimony of the mother, the grand mother , and an aunt who were
1690present, it is found that Dr. Jackson suctioned Perry, Jr's,
1700mouth by bulb and wall cannula while Perry, Jr.'s , head was out
1712of the birth canal and his thorax remained inside, and th en
1724delivered the remainder of Perry, Jr.'s , body. Perry, Jr.'s,
1733time of birth was recorded a s 12:50 p.m.
17422 5 . After delivering the whole of the baby, 8 Dr. Jackson
1755again suctioned him and "handed off" Perry, Jr., to one of two
1767nurses, who took the baby to the LDRP crib/warmer and who
1778examined and worked to stimulate him. The mother heard the baby
1789cry when passed to the nurse. (Ex. K - 522) . Meanwhile,
1801Dr. Jackson directed his primary attention to the repair of
1811Ms. Williams' episiotomy tear.
18152 6 . By all accounts, one or two nurses were present in the
1829LDRP room at least until shortly before Dr. Jackson finished the
1840episiotomy repair.
18422 7 . At the LDRP's crib, a nurse bulb - suctioned Perry,
1855Jr.'s , mouth and nose again (Ex . L - 596, TR - 74) , but he would not
1872su ck her finger and was not very responsive to her vigorous
1884stimulation by rubbing . She wiped him off and wrapped him in a
1897swaddling blanket , but he still had meconium staining on his
1907face and ears .
19112 8 . Perry, Jr.'s, Apgar scores at one and five minutes
1923were documented by one of the nurse s as 6 and 9 as follows:
1937Heart Respiratory Muscle Reflex Skin
1942Rate Rate Tone Irritability Color Total
19481 Min. 1 1 1 2 1 6
19565 Min. 2 2 2 2 1 9
19642 9. O ut of a possible "10 , " or perfect Apgar score, Perry,
1977Jr., improved from 6 to 9, in a four - minute period.
198930 . The testifying medical experts, Dr . Berto Lopez (live
2000and by deposition) and Dr. Donald C. Wil lis (by deposition
2011only) , agree d that these Apgar scores are inconsistent with a
2022baby who has previous thereto suffered an injury to the brain.
20333 1 . Entries by a nurse on a form entitled , "Possible
2045Problems Typical of Age - Weight Categories," at 10 minutes post -
2057birth and at 25 minutes post - birth, respectively, read as
2068follows:
2069[ 1:00 p.m. ] [ 1:15 p.m. ]
2077(1300) (1315)
2079Temperature 98.9 R [ 9 ] 97.5AX [ 10 ]
2089Pulse 140 140
2092Respiration Rate 60 52
2096Respiratory Pattern Unlabored Unlabored
2100Nasal Flaring None None
2104Expiratory Grunt None None
2108Retractions Non e None
2112Color Pink Pink
2115Abdomen Normal Normal
2118Cry Normal Normal
2121Activity Normal Normal
21243 2 . The foregoing nurse assessmen ts did not include oxygen
2136saturation of the blood, blood pressure, or assessment of
2145acidosis in the arterial blood gases. If such assessments had
2155been made at that point and if a cidosis had been found, it would
2169have been an indicator of an hypoxic event .
21783 3 . The foregoing assessment form required that the nurses
2189watch for asphyxia and meconium aspiration. None of the nurses'
2199recorded assessments denote asphyxia, mechonium aspiration,
2205hypoxia , or ischemia. "Hypoxia" denotes a low oxygen level in
2215the bloo d. "Ischemia" occurs when there is not enough blood
2226circulating in the body. 1 1 If meconium gets below the baby's
2238vocal cords and is aspirated into his lungs, there can be oxygen
2250deprivation, possibly followed by meconium aspiration syndrome.
2257Dr. Lopez t estified that 10 percent of all babies are born with
2270meconium, and of those 10 percent, perhaps five percent develop
2280meconium aspiration syndrome.
22833 4 . T he foregoing nurse assessments required by the form
2295are among the conditions that medical personnel loo k for , in an
2307effort to determine whether or not a newborn is experiencing
2317asphyxia, oxygen deprivation, or meconium aspiration syndrome.
2324A ll of the foregoing recorded signs or symptoms exist ing at 10
2337minutes of life and 25 minutes of life suggest that Per ry, Jr. ,
2350had experienced no hypoxia, asphyxia, or meconium aspiration
2358syndrome up to th ose point s in time and that his transition from
2372the uterus to the outside world had been successful .
238235. No party presented testimony by any medical personnel
2391present at the labor or delivery , or present during the initial
2402obstetrician and nurse resuscitation s, already described , which
2410occurred immediately after delivery.
24143 6 . Dr. Berto Lopez fault ed the sufficiency of the
2426foregoing nurse assessments , maintain ed that t hey fall below
2436recognized medical record - keeping standards , and are not the
2446equivalent of a physician's evaluation of the child . T he
" 2457Possible Problems Typical of Age - Weight Categories " form,
2466itself, provided space for the nurses to periodically make , and
2476record , new assessments at intervals at least four m ore times ,
2487but no further nurse assessments were recorded on this form
2497after 1315 [ 1:15 p.m. ] , on May 7, 2008, and no further medical
2511records of any kind were generated until 1412 [ 2:12 p.m. ] .
2524Nonethele ss, Apgar scores and the 10 - minute and 25 - minute post -
2539delivery nurse observations /assessments ( s ee Finding of Fact 3 1 )
2552have not been shown to be other than the actual observations of
2564the medical personnel at the time s stated on them , and the
2576medical expert s testifying herein have considered those
2584assessments , as well as the Apgar scores, in rendering their
2594respective opinions.
25963 7 . After Dr. Jackson completed the episiotomy repair, the
2607family was left alone with the newborn in the LDRP. The baby
2619was pass ed from woman to woman , each of whom examined and
2631admired him.
26333 8 . Hospital records next show that at 2:12 p.m., Perry,
2645Jr., suffered a cardiopulmonary event, became apneic (ceased
2653breathing) , and required intubation, chest compressions, and
2660administrati on of epinephrine.
26643 9 . There is no documentation by any medical personnel of
2676Perry, Jr.'s , condition between 1:15 p.m. and 2:12 p.m .
268640. Also, no party presented testimony by any medical
2695personnel present during the resuscitative efforts hereafter
2702desc ribed, which occurred at 2:12 p.m.
270941 . Based on the time of Perry, Jr.'s, delivery recorded
2720by Dr. Jackson ( 12:50 p.m.) Perry, Jr.'s , cardiopulmonary event
2730at 2:12 p.m. , occurred one hour and 22 minutes after his
2741delivery at 12:50 p.m. Based on the tim e of the last nurse
2754assessment as recorded on the "Possible Problems Typical of Age -
2765Weight Categories" form (1:15 p.m.) , Perry, Jr.'s ,
2772cardiopulmonary event at 2:12 p.m. , occurred 57 minutes after
2781the obstetrician and attending nurses had left him in the L DRP
2793in what Dr. Jackson believed to be " good, stable" condition .
2804Based on the testimony of the female relatives, the
2813cardiopulmonary event at 2:12 p.m. , occurred within 20 - 25
2823minutes of the time Dr. Jackson exit ed the LDRP room.
28344 2 . The timing of preci sely when Perry, Jr., became apneic
2847is in dispute. Despite the foregoing health care professionals'
2856records s tating the cardiopulmonary event occurred at 2:12 p.m. ,
2866Perry, Jr.'s, mother, grandmother, and aunt maintain that Perry,
2875Jr., was continually stru ggling for breath wh ile they were alone
2887with him in the LDRP and that he ceased breathing within 20 - 25
2901minutes of Dr. Jackson's exiting the LDRP room. While these
2911witnesses' testimony as to chronology of events and time elapsed
2921is consist ent with each oth er's testimony, they all base their
2933time calculation s on the recollection of the four women
2943sequentially holding the baby for an estimated 4 - 5 minutes
2954apiece as they passed him around , and they all concur that they
2966were not sufficiently alarmed by his brea thing on the day in
2978question to immediately call for medical assistance .
298643 . In challenging the medical personnel's recordation
2994that the cardiopulmonary event occurred at 2:12 p.m. ,
3002Petitioners put forth the premise that all notations in the
3012medical rec ords are misleading , because they had to have been
3023written down subsequent to the events or con ditions recorded.
3033For instance, the family believes that 2:12 p.m. , is when the
3044cardiopulmonary event was recorded/ charted, not when it
3052occurred. Th is premise , that the medical notations were written
3062down after the event recorded , is accepted, for what it is
3073worth, because clearly, medical personnel cannot record events
3081which have not yet taken place and cannot record them
3091simultaneous ly with pe rforming the medi cal procedures . However ,
3102the premise, by itself, does not establish either that the
3112events recorded in the medical records did not ever occur or
3123that those events occurred so far in advance of their being
3134recorded as to prevent the records' content (inclu ding timing)
3144from being credible.
314744 . The accuracy of the family's testimony as to timing is
3159also diminished by their not being medically trained and their
3169testifying in retrospect, without any notes made
3176contemporaneously with the events. Also, a s mig ht be expected ,
3187in the joy and excitement of holding a new family member, none
3199of Petitioners' witnesses looked at a watch or clock to time
3210events, and if the 2:12 p.m. , cardiopulmonary event and
3219subsequent events occurred somewhat before the times written
3227down , then all th e events recorded as occurring prior to
3238Dr. Jackson exiting the LDRP room also must have occurred
3248somewhat prior to the time stated in the records, so that the
3260span of time from delivery until Perry, Jr., suffered the
3270hypoxic event would still be about an hour and 22 minutes post -
3283deliver y and a bout 5 7 minutes after the delivery team exited the
3297LDRP room, believing that Perry, Jr., had been stabilized.
33064 5 . On the other hand, the consistent testimony of the
3318mother, grandmother, and aunt tha t after they were alone with
3329Perry, Jr., he opened his eyes as they admired him; that he
3341later closed his eyes, stopped breathing , and went limp as the
3352mother held him the second time; that the grandmother ran ,
3362carrying him, to the nurse's station for help ; and that it was a
3375nurse who returned him to the LDRP's crib/warming unit where
3385resuscitation occurred , is accepted over the small amount of
3394contrary hearsay contained in Dr. Mohamed's discharge summary
3402quoted infra at Finding of Fact 5 4 .
34114 6 . Concerning Perry, Jr.'s, cardiopulmonary event at
34202:12 p.m. , a nurse recorded in the " Health Care Professionals'
3430Progress Notes , " in pertinent part, as follows:
34375/7/08 1412: arrived to labor room 302.
3444Observed infant on open warmer apneic and
3451intubation performed p er B. Miller
3457Dr. Maniscalco progress notes. To newborn
3463nursery via warmer with PPB en route with
3471tube. CPR continues ETC 11.5 cm @ lip HR54
3480. . .
3483(Ex . C - 103) .
348947 . It is also accepted that because of th e run out / run in
3505period, the note at 2:12 p.m. , may actually show the hypoxic
3516event as occurring a minute or two later than it actually
3527occurred, but such a small delay is immaterial , given the rest
3538of the evidence.
35414 8 . Dr. Maniscalco's (surgeon's) progress note at 1455
3551[ 2:55 p.m. ] , reads, in pertinent part:
35595/7/08 1455: Called stat to postpartum
3565newborn in full arrest. CPR in progress.
3572Intubated B. Miller . . . No IV access.
3581Epinephrine/Atropin per ETT. HR 80's [to]
3587122 palpable pulse. Dr. Azam in. IV
3594established. Fluid bolus given. Pet. Color
3600improved but . . . Dr. Azam to place UVC and
3611assuming patient care.
3614(Ex . C - 81) .
36204 9 . After resuscitating Perry, Jr., at approximately
36292:55 p.m., and moving him to t he newborn nursery on mechanical
3641ventilation , a chest X - ray was taken. Radiologist Billingsley's
3651report , printed at 1604 [ 4:04 p.m. ] , on May 7, 2008, reads:
3664INDICATION: Intubated, decreased breath
3668sounds
3669COMPARISON: None
3671FINDINGS: The endotracheal tu be tip is in
3679the left mainstream bronchus. There is
3685complete opacification of the right
3690hemithorax likely due to inefficient
3695aeration of the right lung. In the left
3703lung there is patchy parenchymal
3708opacification which may be due to . . .
3717meconium aspirat ion in a term infant .
3725( e mphasis added ) . (Ex . C - 97; see also Ex. C - 99 - 100) .
374550 . Repeated X - rays thereafter also diagnosed "meconium
3755aspiration syndrome . "
375851 . Arterial blood gas printouts showed severe acidosis as
3768follows:
3769Time pH pCO 2 pO2
37741520[ 3:20 p.m. ] 6.549 65.4 152.3
37811623[ 4.23 p.m. ] 6.894 30.4 133.9
37881755[ 5:55 p.m. ] 7.096 32.5 76.5
379552 . At 1754 [ 5:54 p.m. ] , Perry, Jr. , was noted as having
3809tremors of the lips and facial tremors.
381653 . Ahmed Baker Mohamed , M.D., was notified of the
3826infant's seizure(s) and p henobarbita l was administered at
38356:12 p.m.
383754 . At 1813 [ 6:13 p.m. ] , Perry, Jr., was air - lifted to
3852Sacred Heart Hospital's Neonatal Intensive Care Unit (NICU). A
3861dischar g e summary by Dr. Mohame d reads, in pertinent part:
3873REASON FOR TRANSFER: Respiratory failure
3878HISTORY OF PRESENT ILLNESS: This is a
3885newborn, 1 day old, born in Bay Medical
3893Hospital on May 7, 2008, as per report
3901normal vaginal delivery with no reported
3907complications during pregn ancy or labor.
3913After one hour from delivery, the baby was
3921in the mother's room who asked for help
3929because the baby stopped breathing and
3935moving. The nurse rushed to the mother's
3942room and found the baby pale, not moving and
3951not breathing. The Ambu bag wa s started and
3960called anesthesia who intubated the baby.
3966Dr. Azam was called to evaluate the patient.
3974She ordered epinephrine, IV fluid b olus and
3982the patient was put on mechanical
3988ventilation. It was reported that during
3994the suction, meconium came out in a moderate
4002amount. The patient was moved to the
4009nursery on mechanical ventilation. Sacred
4014Heart neonatal intensive care was called and
4021arrangements were made to transport the
4027patient to the neonatal intensive care.
4033Prenatal labs were unremarkable.
4037** *
4039IMPRESSION: A one day newborn with
4045respiratory failure , rule out sepsis, rule
4051out aspiration, rule out pneumonia.
4056( e mphasis added ) . (Ex . C - 73) .
40685 5 . Perry, Jr. , stayed at Sacred Heart Hos pital in
4080Pensacola from May 7, 2008, to Octob er 1, 2008, and w as
4093subsequently seen in other facilities.
40985 6 . On July 2, 2008, and September 10, 2008, Perry, Jr.,
4111was seen by C. Anthony Hughes, M . D . (pediatric
4122otolaryngologist). Dr. Hughes diagnosed Perry, Jr. , as having
4130hepatic encephalopathy, bilateral cortical i njury secondary to
4138hypoxi c ischemic encephalopathy.
41425 7 . O n September 24, 2008, Perry, Jr., was seen by
4155Kristin Van Hook, M.D., a pediatric pulmonologist, who diagnosed
4164him at four months of age, with static enceph alopathy and
4175seizure disorder secondary to arrest shortly after birth from
4184having suffered a severe anoxic injury at one hour of age.
4195Coverage u nder the p lan and the statutory presumption .
42065 8 . C overage is afforded under the Plan for infants who
4219suffer a "birth - related neurological injury," which for our
4229purposes here, is defined as:
4234. . . injury to the brain . . . of a live
4247infant . . . caused by oxygen deprivation
4255. . . occurring in the course of labor,
4264delivery, or resuscitation in the immediate
4270postdelivery period in a hospital, which
4276renders the infant permanently and
4281substantially mentally and physically
4285impaired."
4286See § 766.302(2) , Fla. Stat.
42915 9 . Normally, Petitioners, as the proponents of the issue,
4302would have the burden to demonstrate that Perry, Jr., suffered a
"4313birth - related neurolo gical injury." See Balino v. Dep ' t of
4326Health and Rehab . Servs . , 348 So. 2d 349, 350 (Fla. 1st DCA
43401977)("[T]he burden of proof, apart from statute, is on the
4351party asserting the affirmative of an issue before an
4360administrative tribunal."); Galen of Fl a. , Inc. v. Braniff , 696
4371So. 2d 308, 311 (Fla. 1997)("[T]he assertion of NICA exclusivity
4382is an affirmative defense."); Tabb v. Fl a. Birth - Related
4394Neurological Injury Compensation Ass 'n , 880 So. 2d 1253, 1260
4404(Fla. 1st DCA 2004)("As the proponent of the issue, the burden
4416rested on the health care providers to demonstrate, more likely
4426than not, that the notice provisions of the Plan were
4436satisfied.").
443860 . H owever, h erein, Petitioners ha ve the benefit of a
4451stipulation regarding notice issues and also that the st atutory
4461presumption contained in Section 766.309(1)(a) applies in this
4469case. For our purposes here, t he presumption reads :
4479If the claimant has demonstrated, to the
4486satisfaction of the administrative law
4491judge, that the infant has sustained a brain
4499. . . i njury caused by oxygen deprivation
4508. . . and that the infant was thereby
4517rendered permanently and substantially
4521mentally and physically impaired, a
4526rebuttable presumption shall arise that the
4532injury is a birth - related neuro logical
4540injury as defined in s. 766.302 (2).
454761 . The parties have stipulated that, as a matter of law,
4559Petitioners are entitled to a rebuttable presumption that
4567Perry, Jr., suffered a birth - related neurological injury, and it
4578is undisputed herein, that Perry, Jr., suffered an injury to his
4589brain caused by oxygen deprivation which rendered him
4597permanently and substantially mentally and physically impaired
4604and which ultimately resulted in his death. What remains for
4614determination is whether or not the oxygen deprivation and the
4624brain injury together occurred "in the course of labor,
4633delivery, or resuscitation in the immediate postdelivery
4640period."
464162 . NICA suggests that the statutory presumption has been
4651rebutted, assert ing that the evid e nce demonstrates that the
4662oxygen deprivation and injury to Perry, Jr.'s , brain and his
4672subsequent neurologic impairment did not occur during "labor,
4680delivery, or resuscitation in the immediate postdelivery period
4688in a hospital" (the statutory period), bec ause both the hypoxic
4699insult which created the brain injury and the resultant brain
4709injury itself did not occur until more than an hour after Perry,
4721Jr. , had been stabilized in the LDRP . NICA claims that both
4733Perry, Jr.'s , oxygen deprivation and brain injury o ccurred when
4743Perry, Jr., became apneic an d was intubated, with chest
4753compressions, and administration of epinephrine at 2:12 p.m.
4761The likely timing of Perry , Jr.'s , brain injury.
476963 . The statutory p eriod is not defined under the Plan.
4781Similarly, the medical experts herein acknowledged that this
4789p eriod is not defined within the medical community, but they
4800agreed that this period would last until the infant was
4810stabilized.
481164 . Dr. Willis testified that although the term
"4820resuscitation in the immediate post - delivery period" is not
4830defined under the NICA Plan, the statute, or within the medical
4841community, it was his opinion that it should be defined as
4852follows:
4853[W]hen the baby's born, once the baby is
4861stabilized and no longer requires medical
4867attention, care to maintain adequate
4872oxygenation, to ma intain adequate blood
4878pressure, when the baby is surviving on its
4886own without intervention, then, as far as
4893I'm concerned, the immediate resuscitative
4898period is over.
4901(Ex . N - 779) .
490765 . Dr. Lopez's definition was not very different. He
4917testified:
4918I wou ld imagine the immediate postdelivery
4925period would be what some doctors and many
4933organizations call the fourth stage of
4939labor, which is the period of time after the
4948complete delivery of the baby until the baby
4956has been stabilized and is no longer under
4964obs ervation.
4966(TR - 129) .
49706 6 . Orlando Reg ional Healt h Care Sys tem , Inc. v. Fl orida
4985B irth - Related Neurological Injury Plan , 997 So. 2d 426 (Fla. 5th
4998DCA 2008), instructs that the determination of what is
"5007immediate" is a factual determination upon which medi cal
5016testimony should guide the Administrative Law Judge.
50236 7 . T he medical experts, Dr. W illis and Dr. Lopez, are
5037agreed that meconium only becomes an issue once the membranes
5047are ruptured (during labor and delivery) ; the progress of
5056meconium aspiration s yndrome, if it occurs, is tha t the meconium
5068is inhaled into the baby's lungs, creating an inability to take
5079in enough oxygen to permit normal brain function , and eventually
5089not enough oxygen is let in to sustain life . Dr . Lopez credibly
5103testified that the alveoli of the lungs swell, cutting off the
5114oxygen and causing cardiac arrest and oxygen deprivation.
512268 . Dr. Willis is a Florida - licensed, board - certified
5134obstetrician - gynecologist and a maternal - fetal medicine
5143specialist. In this capacity, he focuses on providing
5151consultative care to women with h i gh risk pregnancies . He has
5164not delivered a baby within the last ten years. Because
5174meconium becomes an issue only after a patient's membranes are
5184ruptured and the meconium becomes evident, Dr. Willis has n ot
5195personally dealt with a meconium aspiration even t in at least 10
5207years, and he was unable to give an opinion within reasonable
5218medical probability as to whether meconium aspiration syndrome
5226caused Perry, Jr.'s, hypoxic event and brain injury. However,
5235he did opine that Perry, Jr.'s, brain injury did not occur
5246within the statutory period so as to make it compensable under
5257the NICA Plan.
526069 . Dr. Berto Lopez has been a Florida - licensed, board -
5273certified obstetrician for 23 years. He currently has
5281privileg es at four hospitals, delivers 30 babies per month , and
5292is part of a high - risk perinatal transfer tea m at St. Mary's
5306Hospital, Palm Beach, Florida. As such, it is found that
5316Dr. Lopez was more qualified than Dr. Willis to address the
5327issues of this partic ular case.
533370 . Dr. Lopez faulted Dr. Jackson's records and failure to
"5344evaluate" the child and further faulted the hospital's failure
5353to monitor the child . H e opined summarily that Perry, Jr.'s ,
5365loss of oxygen was an undiagnosed continuing insult that began
5375at birth with aspiration of a moderate amount of thick meconium,
5386and with loss of oxygen continu ing through incomplete immediate
5396resuscitative efforts in the LDRP, and that the remaining
5405meconium, some of which was pumped out when Perry, Jr. , was
5416res uscitated at 2:12 p.m. , had created a sequel a of events ,
5428including loss of oxygen, brain damage, and full cardiopulmonary
5437arrest at that time, approximately an hour after birth.
5446Therefore, he concluded that the postdelivery resuscitative
5453period extended t hrough the 2:12 p.m. , episode.
546171 . However, upon closer questioning r elevant to the issue
5472of whether Perry, Jr.'s , oxygen deprivation and/or brain injury
5481occurred within the statutory period of "labor, delivery, or
5490resuscitation in the immediate postdeliv ery period in a
5499hospital," Dr. Lopez testified as follows:
5505[Questions by Mr. Bajalia]
5509Q: And based on your review of the fetal
5518monitor strips, you agree that there was no
5526hypoxic insult or injury to Perry Russell,
5533Jr.'s brain during labor?
5537A: That's co rrect. (TR - 145) .
5545***
5546Q: . . . Regardless of what you think of
5556what Dr. Jackson did or didn't do, his
5564assessment and his determination was that
5570the baby was in good and stable condition;
5578you agree with that?
5582A: That's correct. (TR - 148) .
5589***
5590Q: So it's your tes t imony that he [Perry,
5600Jr.] was never in good and stable condition
5608at any point in time?
5613A: I'm not saying that he wasn't stable for
5622a period of time.
5626Q: There was a point in time, you're
5634testifying here today, that he was in fact
5642stabili zed?
5644A: He was stable, yes. (TR - 149) .
5653***
5654Q: The one - minute Apgar score is
5662inconsistent with a baby who has suffered an
5670injury to the brain at that particular point
5678in time?
5680A: That's correct.
5683Q: That one - minute Apgar score is not
5692indicative of h ypoxia or brain injury?
5699A: Correct.
5701Q: Now Perry's five - minute score was
5709recorded as what?
5712A: Nine .
5715Q: And is that normal?
5720A: Yes. But, it's normal, but the
5727resuscitation not only included bulb and
5733suction catheter. That also under oxygen,
5739this baby has a nine when it's given 80
5748percent oxygen by -- with something called
5755blow - by. Blow - by is an open tube of oxygen
5767that's usually attached to a wall oxygen
5774dispenser. . . .
5778***
5779Q I s the fact that Perry Russell as part of
5790the initial resuscitativ e efforts received
5796blow - by oxygen , is that in and of itself
5806indicative of him sustaining a brain injury
5813at that particular point in time?
5819A: No.
5821Q: Now back to the Apgar score. You
5829testified his Apgar score at five minutes
5836was nine?
5838A: Yes.
5840Q: And that's normal?
5844A: Yes.
5846Q: And Perry's five minute Apga r score is,
5855in your opinion, in consistent with hypoxi c
5863[sic] ?
5864A: Correct .
5867Q: It's inconsistent with him having
5873suffered an injury to the brain at that
5881particular point in time?
5885A: Correct.
5887Q : Now, I'm going to show you what's been
5897marked and identified as Joint Exhibit C,
5904and it's part of the records you have in
5913fro nt of you, page 107 of the stipulated
5922record. Are you familiar with that
5928document?
5929A: Yes.
5931Q: What is it?
5935A: It is the nurse evaluation form for part
5944of the postpartum period.
5948Q: And in fact it's titled possible
5955problems typical of age/weight categories?
5960A: That's what it's labeled, yes.
5966Q: And this appears to be an assessment of
5975Perry's condition by the nurses char ged with
5983his care with respect to possible problems
5990he may b e experiencing; do you agree with
5999that?
6000A: Yes.
6002Q: And one of these problems that is
6010identified on this record is asphyxia and/or
6017meconium aspiration?
6019A: Correct.
6021Q: Okay. So those are t he things tha t
6031they're specifically looking fo r in an
6038effort to determine whether or not Perry
6045Russell, at these particular points in time,
6052was experiencing asphyxia, oxygen
6056deprivation, or meconium aspiration, or
6061meconium aspiration syndrome; you would
6066ag ree with that?
6070A: Yes. (TR - 15 0 - 153) .
6079***
6080Q: Okay. And so despite the fact that
6088Perry received some initial resuscitative
6093efforts, which you described as suctioning
6099and some blow - by oxygen, at 13:00, ten
6108minutes after birth, based on what we've
6115been through thus far, he seems to be
6123looking pretty good?
6126A: Yes. (TR - 155) .
6132***
6133Q: Okay. Based on this assessment, at ten
6141minutes after birth you described I think
6148Perry Russell in your deposition as a rock
6156star; do you remember that?
6161A: Yeah, he's a rock star, looks good.
6169Q: Appears to be stabilized?
6174A: Yeah.
6176Q: On this assessment Perry didn't appear
6183to be experiencing or suffering from
6189asphyxia from meconium aspiration; you agree
6195with that?
6197A: Correct.
6199Q: And he doesn't appear to have any
6207d ifficulty breathing?
6210A: Correct.
6212Q: He's apparently breathing on his own?
6219A: Correct.
6221Q: He is not in respiratory failure?
6228A: Correct.
6230Q: Okay. This assessment is inconsistent
6236with hypoxia at that particular point in
6243time?
6244A: That's -- if we accept this as accurate,
6253this photograph says at this moment things
6260are looking great. (TR - 155 - 156) .
6269***
6270Q: Based on w hat's documented here, Perry
6278apparently had no injury to his brain at
6286this particular point in time?
6291A: Correct.
6293Q: At 13:00, b ased on what's documented
6301there, Perry Russell is in go o d and stable
6311condition?
6312A: Yes.
6314Q: He didn't appear to have any life -
6323threatening condition at that point in time?
6330A: Correct.
6332Q: He appeared -- it appeared that he had
6341made a safe transition f rom utero life to
6350life outside the uterus?
6354A: Yes.
6356Q: Based on what's documented at 13:00,
6363there were no active resuscitative measures
6369being administered to Perry Russell?
6374A: Correct. (TR - 157) .
6380***
6381Q: Now let's talk about the assessment that
6389was done at 13:15. Perry was born at 12:50.
6398At 13:15, that's 25 minutes postdelivery?
6404A: Correct. (TR - 158) .
6410***
6411Q: At 25 minutes of life Perry Russell
6419doesn't appear to be having any difficulty
6426breathing?
6427A: Correct.
6429Q: At 25 minutes of life he's b reathing on
6439his own?
6441A: Correct.
6443Q: At 25 minutes of life he doesn't appear
6452to be in respiratory distress?
6457A: Correct.
6459Q: At 25 minutes of life, based on what's
6468documented there, this assessment would be
6474inconsistent with a baby who has experienced
6481hypoxia?
6482A: Correct.
6484Q: It would be inconsistent with a baby
6492that's acidotic?
6494A: Correct.
6496Q: It would be inconsistent with a baby
6504suffering from asphyxia?
6507A: Correct.
6509Q: It's inconsistent with a baby that has
6517sustained an injury to the brain ?
6523A: Correct.
6525Q: At 13:15, 25 minutes after he was born,
6534it would appear that Perry was in good and
6543stable condition?
6545A: Yes.
6547Q: I t would appear that he had no life -
6558threatening conditions?
6560A: Correct .
6563Q: I t would appear that there were no
6572activ e resuscitative measures being
6577administered to Perry Russell at that ti me ?
6585A: Correct.
6587Q: And it would appear none were needed?
6595A: Correct. (TR - 16 0 - 161 ) .
6605***
6606Q: Okay. And you told me at the beginning
6615of this -- of my examination that just
6623becaus e a baby is experiencing an ongoing
6631spectrum of oxygen deprivation, that doesn't
6637mean that he has sustained an injury to the
6646brain?
6647A: Not - at certain points in time. It's a
6657spectrum that may start as okay and then go
6666- progress to hypoxia and brain da mage.
6674Q: Exactly, but the mere fact - my point
6683is, the mere fact that Perry may have been
6692experiencing a spectrum of oxygen
6697deprivation, it doesn't mean he has a brain
6705injury at 13:00?
6708A: Correct.
6710Q: It doesn't mean he had a brain injury at
672013:15?
6721A : That's right.
6725Q: In fact, based on what's documented in
6733the records and what we know with respect to
6742what occurred at 14:12 an hour and 20
6750minutes after birth, that is when he
6757probably and most likely incurred an injury
6764to the brain?
6767A: No.
6769***
6770A: It was my opinion it occurred before
6778that.
6779Q: Before 14:12 [ 2 :12 p.m.]?
6786A: Right.
6788Q: Okay. But you have no idea when?
6796A: I could not pinpoint it to the exact
6805minute or time. What we see at 14:12
6813[2:12 p.m.] is in fact that the baby is in
6823full c ardiopulmonary arrest, requiring
6828extensive resuscitation. (TR - 162 - 163 ) .
6837***
6838Q: All right. And regardless of whether
6845you think the nurses could have, should have
6853done more with respect to their assessments
6860of Perry Russell at 13:00 and 13:15
6867[1:00 p.m. and 1:15 p.m.] , it is, in your
6876opinion, what they documented at 13:00 and
688313:15 you would agree would indicate he was
6891not in respiratory distress?
6895A: Yes.
6897Q: Was not having any problems breathing?
6904A: That's right.
6907Q: And that he had not suffered a n injury
6917to his brain at that particular point in
6925time?
6926A: Correct. (TR - 165) .
693272 . Overall, it is most probable that the oxygen
6942deprivation that caused Perry, Jr.'s , brain injury did not
6951happen until the code was called at 2 :12 p.m. , well beyond the
6964ti me he was stabilized in the LDRP.
697273 . Given the proof, it is resolved that, more likely than
6984not, Perry, Jr. , did not suffer brain injury due to oxygen
6995deprivation that occurred during labor, delivery, or
7002resuscitation immediately following delivery. Rat her, it is
7010mo re likely than not that Perry, Jr. , suffered hypoxic ischemic
7021brain damage sometime after the statutory period had ended, that
7031is, after the obstetrician and nurses left him in stable
7041condition in the LDRP. It is most likely that the damage w as
7054done when he became apneic and had to be resuscitated about an
7066hour later . ( See Finding s of Fact 31 and 38 ) . Alternatively,
7081it is conceivable, but not proven, that Perry, Jr., suffered
7091oxygen deprivation from some unspecified point after being
7099stabili zed at 1:15 p.m. , and the oxygen deprivation continued
7109undetected until he went into cardiac arrest at 2:12 p.m. , but
7120either way, he did not suffer brain damage during the statutory
7131period.
7132CONCLUSIONS OF LAW
713574 . The Division of Administrative Hearings h as
7144jurisdiction over the parties to, and the subject matter of,
7154these proceedings. § 766.301, et seq. , Fla. Stat.
716275 . The Florida Birth - Related Neurological Injury
7171Compensation Plan was established by the Legislature "for the
7180purpose of providing compens ation, irrespective of fault, for
7189birth - related neurological inj u ry claims" relating to births
7200occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.
721176 . The injured infant, her or his personal
7220representative, parents, dependents, and next of ki n, may seek
7230compensation under the Plan by filing a claim for compensation
7240with the Division of Administrative hearings. §§ 766. 302(3),
7249766.303(2), and 766.305 (1), Fla. Stat. The Florida Birth -
7259Related Neurological Injury Compensation Association, which
7265administers the Plan, has "45 days from the date of service of a
7278complete claim . . . in which to file a response to the petition
7292and to submit relevant written information relating to the issue
7302of whether the injury is a bi r th - related neurological injury ."
7316§ 766.305(4), Fla. Stat.
732077 . If NICA determines that the injury alleged in a claim
7332is a compensable birth - related neurological injury, it may award
7343compensation to the claimant, provided that the award is
7352approved by the A dministrative L aw J udge to w hom the claim has
7367been assigned. § 766.305(7), Fla. Stat. If, on the other hand,
7378NICA disputes the claim, a s it h as in the instant case, the
7392dispute must be resolved by the assigne d A dministrative L aw
7404J udge in accordance with the provisions of Chapter 12 0, Florida
7416Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.
742478 . In discharging this responsibility, the A dministrative
7433L aw J udge must make the following determination based upon the
7445available evidence:
7447(a) Whether the injury claimed is a birth -
7456rela ted neurological injury. If the
7462claimant has demonstrated, to the
7467satisfaction of the administrative law
7472judge, that the infant has sustained a brain
7480or spinal cord injury caused by oxygen
7487deprivation or mechanical injury and that
7493the infant was thereby r endered permanently
7500and substantially mentally and physically
7505impaired, a rebuttable presumption shall
7510arise that the injury is a birth - related
7519neurological injury as defined in s.
7525766.303(2).
7526(b) W hether obstetrical services were
7532delivered by a particip ating physician in
7539the course of labor, delivery, or
7545resuscitation in the immediate postdelivery
7550period in a hospital; or by a certified
7558nurse midwife in a teaching hospital
7564supervised by a participating physician in
7570the course of labor, delivery, or
7576resus citation in the immediate postdelivery
7582period in a hospital.
7586§ 766.309(1), Fla. Stat. An award may be sustained only if the
7598A dministrative Law J udge concludes that the "infant has
7608sustained a birth - related neurological injury and that
7617obstetrical service s were delivered by a participating physician
7626at birth." § 766.31 ( 1), Fla. Stat.
763479. Pertinent to this case, "birth - related neurological
7643injury" is defined by Section 766.302(2), Florida Statutes, to
7652mean:
7653Injury to the brain or spinal cord of a live
7663inf ant weighing at least 2,500 grams for a
7673single gestation or, in the case of a
7681multiple gestation, a live infant weighing
7687at least 2,000 grams at birth caused by
7696oxygen deprivation or mechanical injury
7701occurring in the course of labor, deliver,
7708or resuscita tion in the immediate
7714postdelivery period in a hospital, which
7720renders the infant permanently and
7725substantially mentally and physically
7729impaired. This definition shall apply to
7735live births only and shall not include
7742disability or death caused by genetic o r
7750congenital abnormality.
775280. As the proponent of the issue, the burden rested on
7763Petitioners and Intervenor to demonstrate that Perry, Jr.,
7771suffered a "birth - related neurological injury . " § 766.309(1)(a)
7781Fla. Sta t . See also Balino v. Dep ' t of Health a nd Rehab .
7798Servs . , 348 So. 2d 349, 350 (Fla. 1st DCA 1997)("[T]he burden of
7812proof, apart from statute, is on the party asserting the
7822affirmative of an issue before an administrative tribunal . ").
783281. Herein, due to the parties' stipulat ion that the
7842statut ory presumption of compensability applie s , Respondent NICA
7851had the burden to rebut the presumption established at Section
7861766.309(1)(a) , Fl orida Statutes , and quoted at Conclusion of Law
787178 .
787382. The interpretation of the requirements for
7880compensation in t he NICA statute is a matter of law, but whether
7893a particular injury occurred in the course of resuscitation in
7903the immediate postdelivery period is to be determined on a case -
7915by - case basis. See Orlando Reg'l Health Care Sys., Inc. v. Fla.
7928Birth - Related In jury Comp. Plan , supra . Three cases, determined
7940by three different appellate courts , are instructive in how the
7950instant case should be determined.
795583. Nagy v. Fl orida Birth - Related Neurological Injury
7965Comp ensation Association , 813 So. 2d 155 (Fla. 4th DCA 2002) ,
7976was not a resuscitation case but one involving "mechanical
7985injury . " However, therein, the court stated clearly and
7994succinctly:
7995. . . Because the initial injury was to
8004something other than the baby's brain or
8011spinal cord, by definition, it is no t a
8020'birth - related neurological injury' within
8026section 766.302(2). . . . T he fact that a
8036brain injury from oxygen deprivation could
8042be traced back to a mechanical injury
8049outside the brain resulting in subgaleal
8055hemorrhaging does not satisfy the
8060requiremen t that the oxygen deprivation or
8067mechanical injury to the brain must occur
8074during labor or delivery.
807884. Orlando Reg ional Health Care Sys tem , Inc. v. Fl orida
8090Birth - Related N eurological Injury Comp ensation Plan , supra ,
8100involved a resuscitation case in whi ch the Administrative Law
8110Judge had ruled that while the child had continuous respiratory
8120support throughout his six days of life, his injury did not
8131occur during "resuscitation in the immediate postdelivery
8138period." The court overruled the A dministrative Law Judge on
8148the issue of law and determine d the meaning of the term
"8160immediate," within the statutory phrase, "resuscitation in the
8168immediate postdelivery period . " The court stat ed , in pertinent
8178part: ". . . [w]hile this Court must determine the meanin g of
8191the term ' immediate ' in interpreting the phrase ' resuscitation
8202in the immediate postdelivery period, ' the application of this
8212definition in determining plan compensability must be applied on
8221a case - by - case basis. " Additionally, the court stated:
8232Unde r the Plan, the terms ' resuscitation '
8241and ' immediate ' are important qualifiers to
8249determining the compensability of a claim.
8255However, those terms are not defined by
8262statutes . When a term is not defined within
8271a st a tute, a fundamental construction tool
8279re quires giving a statutory term its ' plain
8288and ordinary meaning. ' Green v. State , 604
8296So. 2d 471, 473 (Fla. 1992); Dianderas v.
8304Fla. Birth - Relat ed Neurological , 973 So. 2d
8313523, 527 (Fla. 5th DCA 2007). When
8320necessary, the plain and ordinary meaning
8326can be ascertained by reference to a
8333dictionary. Gre en , 604 S o. 2d at 473; see
8343also L.B. v. State , 700 So. 2d 370, 372
8352(Fla. 1997) (explaining that ' court may
8359refer to a dictionary to ascertain the plain
8367and ordinary meaning ' ). This Court has
8375previously utilize d references to
8380dictionaries and medical references to
8385interpret other provision s of the statute.
8392See, e.g., Dianderas , 973 So. 2d at 527.
8400. . . ' [I] mmediate ' is commonly understood
8410to mean ' [n]ext in line or relation[;] . . .
8422[o] c curing without delay[;] [o]f or near the
8432present time[;] . . . [c]lose at hand;
8441near. ' The American Heritage Dictionary 643
8448(2d ed. 1985); see Merriam - Webster's
8455Collegiate Dictionary 578 (10th ed. 2000)
8461(defining ' immediate ' as ' being next in line
8471or relation[;] . . . existing without
8479intervening space or substance[;]. . . being
8487near at hand[;] . . . occurring, acting, or
8497accomplished without loss or interval of
8503time.[;] . . . near or related to the
8513present ' ) .
8517***
8518. . . It is not logical to find that
8528' immediate ' only means thro ugh the first
8537resuscitative attempt when [ the child] was
8544initially revived but no spontaneous
8549respirations could otherwise be established.
8554[ The c hild] continued to need resuscitation
8562without interruption , and that ongoing need
8568creates a onetime period -- the ' immediate
8576postdelivery period. '
8579( Emphasis in the original . Bracketed material substituted for
8589child's name) .
859285. In Orlando Reg ional Health Care Sys tem , Inc. , supra .
8604The court ruled the injury was compensable where the newborn
8614required and rec eived immediate and continuous respiratory
8622support, representing an ongoing, uninterrupted, resuscitative
8628effort from delivery to arrest. That was not the situation in
8639Perry, Jr.'s, case.
864286. In St. Vincent's Med ical Center, Inc. v. Bennett , 27
8653So. 3d 65 (Fla. 1st DCA 2009), the court addressed a situation
8665in which the A dministrative Law Judge had declined to apply the
8677Section 766.309(1)(a) presumption in favor of NICA and the
8686intervenors. In reversing the Administrative Law Judge, t he
8695c ourt considered t hat s hortly after delivery, the child was
8707placed in a special care nursery where she remained until she
8718die d , and therefore, the time between the child's delivery by
8729caesarean section and the events through her death constituted
8738the "immediate postdelivery period in the hospital." Although
8746the opinion digressed into issues with regard to application vel
8756non of the statutory presumption, which issues do not apply
8766herein, the c ourt concluded that: " It is oxygen deprivation or
8777mechanical injury which must oc cur during ' labor, delivery, or
8788resuscitation in the immediate postdelivery period ' under the
8797statutory scheme. The applicable statutes do not preclude
8805coverage if neurological dama g e becomes manifest at a later
8816date. "
881787. St . Vincent's also expand e d the "immediate
8827postdelivery resuscitative period" significantly beyond the
8833interpretations of the two prior cases. U pon that and several
8844other points , the St. Vincent's decision is currently before the
8854Florida Supreme Court , Case No. SC10 - 364.
886288. The facts here do not fit the pattern developed in St.
8874Vincent's , and herein, the presumption was applied and rebutted.
8883Moreover, the facts herein do not support a finding that Perry ,
8894Jr.'s , hypoxic ischemic insult occurred before he was pronounced
8903in "good s table condition" by Dr. Jackson, so they do not
8915support a finding that the neurological injury occurred during
"8924labor, delivery, or in the immediate postdelivery resuscitative
8932period." Moreover, the evidence most strongly suggests that
8940both the hypoxic in sult and the brain injury occurred
8950approximately an hour after the " resuscitation in the immediate
8959postdelivery period" had ended. Sequential resuscitations
8965outside the statutory period after a period of stability do not
8976prolong the statutory period.
898089. Here, the presumption was rebutted so that the proof
8990failed to support the conclusion that, more likely than not,
9000Perry's neurological impairment was the result of an injury
9009caused by oxygen deprivation occurring in the course of labor,
9019delivery, or resus citation in the immediate postdelivery period
9028in the hospital. Indeed, the more compelling proof demonstrated
9037that the brain injury post - dated the immediate postdelivery
9047period. Consequently, given the provisions of Section
9054766.302(2), Perry, Jr., does n ot qualify for coverage under the
9065Plan. See also §§ 766.309( 1 ) and 766.31 (1), Fla. Stat.; Humana
9078of Fla . , Inc. v. McKaughan , 652 So. 2d 852, 859 (Fla. 5th DCA
90921995)("[B]ecause the Plan . . . is a statutory substitute for
9104common law rights and liabilities , it should be strictly
9113construed to include only those subjects clearly embraced within
9122its terms."), approved , Fl a. Birth - Related N eurological I njury
9135Comp . Ass 'n v. McKaughan , 668 So. 2d 974, 979 (F la. 1996) ; Nagy
9150v. Fla. Birth - Related Neurological Injur y Comp. Ass'n , supra .
916290. Where, as here, the Administrative Law Judge
9170determines that " . . . the injury alleged is not a birth -
9183related neurological injury . . . she or he [is required to]
9195enter an order [to such effect] and . . . cause a copy of such
9210or der to be sent immediately to the parties by registered or
9222certified mail." § 766.309(2), Fla. Stat. Such an order
9231constitutes final agency action subject to appellate court
9239review. § 766.311(1) , Fla. Stat.
9244CONCLUSION
9245Based on the foregoing Findings of Fact and Conclusions of
9255Law, it is ORDERED:
9259(1) The claim for compensation filed by Latasha Williams
9268and Perry Russell, Sr. on behalf of , and as parents and natural
9280guardians of , Perry Russell, Jr., a deceased minor, is dismissed
9290with prejudice.
9292(2) Unde r the circumstances, all issues of notice are
9302moot.
9303DONE AND ORDERED this 3rd day of December , 2010 , in
9313Tallahassee, Leon County, Florida.
9317S
9318ELLA JANE P. DAVIS
9322Administrative Law Judge
9325Division of Administrative Hearings
9329The DeSoto Building
93321230 Apalachee Parkway
9335Tallahassee, Florida 32399 - 3060
9340(850) 488 - 9675
9344Fax Filing (850) 921 - 6847
9350www.doah.state.fl.us
9351Filed with the Clerk of the
9357Division of Administrative Hearings
9361this 3rd day of December , 2010 .
9368ENDNOTES
93691/ Lata sha Williams is also Latasha Williams Russell .
93792/ "M econium " is a dark green mucilaginous material in the
9390intestine of the full - term fetus, being a mixture of the
9402secretions of the liver, intestinal glands, and some amniotic
9411fluid. See Dorland's Illust rated Medical Dictionary page 998
9420( 28th e d . 1994 ) . "Meconium aspiration syndrome " can occur when
9434the infant inhales meconium; it is explained more fully in the
9445body of this Final Order.
94503/ Jt. Ex. A is medical r ecor ds from Bryce Vincent Jackson,
9463M .D. , f or Latasha Williams November 20, 2007 to May 8, 2008,
9476(Bates 1 - 21); Jt. Ex. B is medical r ecords from Bay M edical
9491Center for Ms. Williams' labor and delivery r ecords May 7, 2008
9503to May 8, 2008 , (Bates 22 - 68); Jt. Ex . C is medical r ecords from
9520Bay Medical C enter for Perry, Jr. , dated May 7, 2008 (Bates 69 -
9534114) ; Jt. Ex. D is fetal monitor s trips from Bay Medical Center
9547for Perry, Jr., dated May 7, 2008 (Bates 115 - 155); Jt. Ex. E is
9562medical records from Sacred Heart Hospital following Perry,
9570Jr.'s , transfer fr om Bay Medical Center, dated May 7, 2008
9581(Bates 156 - 320); Jt. Ex. F is medical records from Dr. Peter
9594Jennings for Perry, Jr., dated October 3, 2008 to October 8,
96052008 (Bates 321 - 355); Jt. Ex. G is medical records from Caring
9618Hearts Pediatric Extended Care for Perry, Jr., dated October 6,
96282008 to October 8, 2008 (Bates 356 - 427); Jt. Ex. H is Donald
9642Willis, M. D .'s report s , dated February 1, 2010 and August 23,
96552010 (Bates 428 - 4 30 , 430A ); Jt. Ex. I is Petitioners' Answers to
9670Respondent's I nterrogatories dated July 29, 2010 (Bates 43 1 -
968144 8 ); Jt. Ex. J is Res pondent's Answers to Petitioner s '
9695Interrogatories dated May 3, 2010 (Bates 449 - 453) ; Jt. Ex. K is
9708the Deposition Transcript of Latasha Williams, with exhibits 1 -
97183, July 29, 2010 (Bates 45 4 - 57 8 ); Jt. Ex. L is the Deposition
9735Transcript of Patricia Williams, July 29, 2010 (Bates 57 9 - 63 7 );
9749Jt. Ex. M is the Deposition Transcript of Lakisha McClain, July
976029, 2010 (Bates 63 8 - 69 9 ); Jt. Ex. N is the Depos i tion Transcript
9778of Donald C. Willis, M.D., July 27, 2010, with E x.1 thereto,
9790(Bates 700 - 807 ); Joint Exhibit O is Bay Medical Center's
9802Response to Respondent's First Set of Interrogatories dated
9810August 18, 2010 (Bates 808 - 815 ); Jt. Ex. P is Deposition
9823Transcript of Berto Lopez, M.D., August 6, 2010, with exhibits
98331 - 10 (Bates 816 - 1030 ); Jt. Ex. Q is a copy of the Prehearing
9850Stipulation; Jt Ex. R is a copy of the Amended Stipulated
9861Record.
98624/ See Joint Prehearing Stipulation for Findings of Fact 1 - 8
9874and 1 0 - 1 4 . See TR - 31 - 32, for Finding of Fact 9 .
98935/ For clarity, m ost universal or military times on documents
9904have been converted by the undersigned to standard a.m. and p.m.
9915times in brackets .
99196 / NSVD abbreviates "normal spontaneous vaginal delivery".
99287 / Apgar scores are a numerical expression of the condition of
9940a newborn infant, and reflect the sum of points gained on
9951assessment of heart rate, muscle tone, respiratory effort,
9959reflex irritability, and color, with each category being
9967assigned a score ranging from the lowest score of zero through a
9979maximum score of two. See Dorland's Illustrated Medical
9987Dictionary page 1497 ( 28th ed. 1994 ) .
99968 / "Delivery" means 1. Expulsion or extraction of the child and
10008the after - birth; see also " labor " . "Vaginal delivery" means
10019delivery of an infant through the normal openings of the uterus
10030and vagina. Dorland's Illustrated Medical Dictionary page 438
10038( 28th ed. 1994 ) .
100449 / Presumably, this was a rectal reading. By medical testimony
10055herein, it was a normal temperature for a newborn.
1006410 / Presumably, this was an axial (armpit) temperature . By
10075medical testimony herein, it was a normal temperature for a
10085newborn.
100861 1 / "Hypoxia" is a reduction of oxygen supply to tissue below
10099physiological levels, despite adequate perfusion of the tissue
10107by blood. " Ischemia " is a deficiency of bl ood in a part,
10119usually due to functional constriction or actual obstruction of
10128a blood vessel. Dorlan d 's Illustrated Medical Dictionary page
10138812 ( 28th ed. 1994 ) .
10145COPIES FURNISHED :
10148(Via Certified Mail)
10151Kenney Shipley, Executive Director
10155Florida Birth R elated Neurological
10160Injury Compensation Association
101632360 Christopher Place, Suite 1
10168Tallahassee, Florida 32308
10171(Certified Mail No. 7010 1670 0000 3105 9257)
10179Grant A. Kuvin, Esquire
10183Morgan & Morgan, P.A.
1018720 North Orange Avenue, Suite 1600
10193Orlando, Flori da 32801
10197(Certified Mail No. 7010 1670 0000 3105 9264)
10205M. Mark Bajalia, Esquire
10209Brennan, Manna & Diamond
10213800 West Monroe Street
10217Jacksonville, Florida 32202
10220(Certified Mail No. 7010 1670 0000 3105 9271)
10228Brian L. Smith, Esquire
10232Christopher J. Steinhaus, Esquire
10236Hill, Adams, Hall & Schieffelin, P.A.
10242Post Office Box 1090
10246Winter Park, Florida 32790 - 1090
10252(Certified Mail No. 7010 1670 0000 3105 9288)
10260Bryce Vincent Jackson, M.D.
10264North Florida OB/GYN Center, P.A.
102691937 Harrison Avenue
10272Panama City, Florida 3240 5 - 4543
10279(Certified Mail No. 7010 1670 0000 3105 9295
10287Amy Rice, Acting Investigation Manager
10292Consumer Services Unit
10295Department of Health
102984052 Bald Cypress Way, Bin C - 75
10306Tallahassee, Florida 32399 - 3275
10311(Certified Mail No. 7010 1670 0000 3105 9301)
10319Elizabet h Dudek, Deputy Secretary
10324Health Quality Assurance
10327Agency for Health Care Administration
103322727 Mahan Drive, Mail Stop 3
10338Tallahassee, Florida 32308
10341(Certified Mail No. 7010 1670 0000 3105 9318)
10349NOTICE OF RIGHT TO JUDICIAL REVIEW
10355A party who is adversely affected by this F inal O rder is entitled
10369to judicial review pursuant to Sections 120.68 and 766.311,
10378Florida Statutes. Review proceedings are governed by the Florida
10387Rules of Appellate Procedure. Such proceedings are commenced by
10396filing the original of a notice of appeal with the Agency Clerk
10408of the Division of Administrative Hearings and a copy,
10417accompanied by filing fees prescribed by law, with the
10426appropriate District Court of Appeal. See Section 766.311,
10434Florida Statutes, and Florida Birth - Related Ne urological Injury
10444Compensation Association v. Carreras , 598 So. 2d 299 (Fla. 1st
10454DCA 1992). The notice of appeal must be filed within 30 days of
10467rendition of the order to be reviewed.
- Date
- Proceedings
- PDF:
- Date: 09/09/2011
- Proceedings: BY ORDER OF THE COURT: Appelle's motion filed May 26, 2011, for attorney's fees is denied filed.
- PDF:
- Date: 04/15/2011
- Proceedings: Index, Record, and Certificate of Record sent to the District Court of Appeal.
- PDF:
- Date: 12/29/2010
- Proceedings: Notice of Appeal filed and Certified copy sent to the First District Court of Appeal this date.
- PDF:
- Date: 12/09/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/08/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/08/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/07/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/03/2010
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 09/30/2010
- Proceedings: Joint Motion for Extension of Time to File Proposed Final Orders filed.
- Date: 09/22/2010
- Proceedings: Transcript and Medical Records filed (not available for viewing).
- Date: 09/22/2010
- Proceedings: Transcript filed.
- Date: 08/26/2010
- Proceedings: CASE STATUS: Hearing Held.
- Date: 08/25/2010
- Proceedings: Joint Exhibits A-O and Medical Records filed (not available for viewing).
- PDF:
- Date: 08/25/2010
- Proceedings: Joint Exhibitas A-P Binder I and II (exhibits not available for viewing) filed.
- Date: 08/23/2010
- Proceedings: CASE STATUS: Pre-Hearing Conference Held.
- PDF:
- Date: 08/20/2010
- Proceedings: Intervenor, Bay Medical Center's Notice of Service of Answers to Respondent's Interrogatories filed.
- PDF:
- Date: 08/20/2010
- Proceedings: Notice of Filing (of Intervenor's Verified Interrogatories) filed.
- Date: 08/16/2010
- Proceedings: Deposition of Latasha Williams and Medical Records filed (not available for viewing).
- Date: 08/16/2010
- Proceedings: Deposition Patricia Williams and Medical Records filed (not available for viewing).
- Date: 08/16/2010
- Proceedings: Deposition of Lakisha Mcclain and Medical Records filed (not available for viewing).
- PDF:
- Date: 08/12/2010
- Proceedings: Petitioner's Notice of Service of Unverified Responses to Respondent's Expert Interrogatories filed.
- PDF:
- Date: 07/30/2010
- Proceedings: Respondent's Notice of Filing Petitioners Answers to Interrogatories filed.
- PDF:
- Date: 07/30/2010
- Proceedings: Respondent's Notice of Service of Interrogatories to Intervenor Bay Medical Center filed.
- Date: 06/24/2010
- Proceedings: Dr. Donald Wills and Medical Records filed (not available for viewing).
- PDF:
- Date: 06/24/2010
- Proceedings: Respondent's Notice of Service of Expert Interrogatories to Petitioners filed.
- PDF:
- Date: 06/24/2010
- Proceedings: Plaintiffs' Notice of Service of Expert Interrogatories to Respondent Florida Birth-related Neurological Injury Compensation Association filed.
- PDF:
- Date: 06/24/2010
- Proceedings: Petitioners' Expert Request for Production to Respondent, Florida Birth Related Neurological Compensation Association filed.
- PDF:
- Date: 06/22/2010
- Proceedings: Amended Notice of Taking Deposition (Duces Tecum; of B. Lopez) filed.
- Date: 06/16/2010
- Proceedings: Deposition of Berto Lopez and Medical Records filed (not available for viewing).
- PDF:
- Date: 06/11/2010
- Proceedings: Petitioner's Request for Copies (Caring Hearts Pediatric Extended) filed.
- PDF:
- Date: 05/26/2010
- Proceedings: Intervenor, Bay Medical Center's Response to Respondent, Florida Birth Related Neurological Injury Compensation Association's Request to Produce filed.
- PDF:
- Date: 05/21/2010
- Proceedings: Notice of Serving Respondent, Florida Borth Related Neurological Injury Compensation Association's, Verified Answers to Petitioner's, Interrogatories filed.
- PDF:
- Date: 05/03/2010
- Proceedings: Petitiner's Notice of Responses to Respondent's Interrogatories filed.
- PDF:
- Date: 04/23/2010
- Proceedings: Respondent, Florida Birth Related Neurological Injury Compensation Association's, Request to Produce to Intervenor, Bay Medical Center filed.
- PDF:
- Date: 04/19/2010
- Proceedings: Petitioner's Notice of Service of Interrogatories to Respondent filed.
- PDF:
- Date: 04/16/2010
- Proceedings: Notice of Hearing (hearing set for August 26, 2010; 9:30 a.m.; Tallahassee, FL).
- Date: 04/13/2010
- Proceedings: CASE STATUS: Pre-Hearing Conference Held.
- PDF:
- Date: 04/01/2010
- Proceedings: Respondent's Notice of Service of Interrogatories to Petitioners filed.
- PDF:
- Date: 02/23/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service (Bruce Vincent Jackson, M.D.).
- PDF:
- Date: 02/22/2010
- Proceedings: Order (parties to respond to order of February 8, 2010 on or before March 18, 2010).
- PDF:
- Date: 02/18/2010
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 02/08/2010
- Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing).
- Date: 02/03/2010
- Proceedings: Notice of Filing and Medical Records filed (not available for viewing).
- PDF:
- Date: 01/26/2010
- Proceedings: Order (Motion to accept K. Shipley as qualified representative granted).
- PDF:
- Date: 01/20/2010
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service (Bryce V. Jackson, M.D.).
- PDF:
- Date: 01/14/2010
- Proceedings: Motion to Act As A Qualified Representative before The Division of Administrative Hearings filed.
- PDF:
- Date: 12/24/2009
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service (Bay Medical Center).
- PDF:
- Date: 12/24/2009
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service (Kenney Shipley).
- PDF:
- Date: 12/22/2009
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 12/22/2009
- Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
- PDF:
- Date: 12/22/2009
- Proceedings: Notice sent out that this case is now before the Division of Administrative Hearings.
- Date: 12/21/2009
- Proceedings: NICA filing fee (Check No. 324962; $15.00) filed (not available for viewing).
Case Information
- Judge:
- ELLA JANE P. DAVIS
- Date Filed:
- 12/21/2009
- Date Assignment:
- 12/22/2009
- Last Docket Entry:
- 09/27/2011
- Location:
- Tallahassee, Florida
- District:
- Northern
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
M Mark Bajalia, Esquire
Address of Record -
Grant A. Kuvin, Esquire
Address of Record -
Kenney Shipley, Executive Director
Address of Record -
Brian L. Smith, Esquire
Address of Record -
Christopher J. Steinhaus, Esquire
Address of Record -
M. Mark Bajalia, Esquire
Address of Record