09-006958N Latasha Williams And Perry Russell, Sr., On Behalf Of And As Parents And Natural Guardians Of Perry Russell, Jr, A Deceased Minor vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Friday, December 3, 2010.


View Dockets  
Summary: Infant's brain injury most likely post-dated labor, delivery, and resuscitation in the immediate postdelivery period (the statutory period) so as not to be compensable. Rebuttable presumption stipulated.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8LATASHA WILLIAMS AND PERRY )

13RUSSELL, SR., on behalf of and )

20as parents and natural )

25guardians of PERRY RUSSELL, JR, )

31a deceased minor , )

35)

36Petitioners , )

38)

39vs. ) Case No. 09 - 6958N

46)

47FLORIDA BIRTH - RELATED )

52NEUROLOGICAL INJURY )

55CO MPENSATION ASSOCIATION , )

59)

60Respondent, )

62)

63and )

65)

66BAY MEDICAL CENTER, )

70)

71Intervenor . )

74)

75FINAL ORDER

77Upon due notice, this cause came on for final hearin g

88before Ella Jane P. Davis, a duly - assigned Administrative Law

99Judge of the Division of Administrative Hearings on August 26,

1092010, in Tallahassee, Florida.

113APPEARANCES

114For Petitioners: Grant A. Kuvin, Esquire

120Morgan & Morgan, P.A .

12520 North Orange Avenue, Suite 1600

131Orlando, Florida 32801

134For Respondent: M. Mark Bajalia, Esquire

140Brennan, Manna & Diamond

144800 West Monroe Street

148Jacksonville, Florida 32202

151For Intervenor: Brian L. Smith, Esquire

157Christopher J. Steinhaus, Esquire

161Hill, Adams, Hall & Schieffelin, P.A.

167Post Office Box 1090

171Winter Park, Florida 32790 - 1090

177STATEMENT OF THE ISSUES

181(1) Compensability, to wit: Whether the inj u ry claimed is

192a birth - related neurological injury and whether obstetrical

201services were delivered by a participating physician in the

210cou rse of labor, delivery, or resuscitation in the immediate

220post - delivery period in the hospital .

228(2) Whether notice was accorded the patient, as

236contemplated by Section 766.316, Florida Statutes, or whether

244the failure to give notice was excused because t he patient had

256an emergency medical condition, as defined in Se c tion 395.002

267(8)(b), Florida Sta t utes, or the giving of notice was not

279practicable.

280PRELIMINARY STATEMENT

282On December 21, 2009, Latasha Williams 1 and Perry Russell,

292Sr., on behalf of , and as p arents and natural guardians of ,

304Perry Russell, Jr. (Perry , Jr. ), a deceased minor, filed a

315petition (claim) with the Division of Administrative Hearings

323(DOAH) entitled "Petition for Benefits Pursuant to Florida

331Statute Section 766.301 et seq." The Petit ion alleged that

341Perry , Jr., "suffered brain damage and ultimately died as a

351result of a birth - related neurologic al injury -- meconium

362aspiration syndrome , " 2 and contested that "all statutory

370re q uirements have been met, including, but not limited to, the

382iss ue of timely notice."

387Bryce Vincent Jackson, M.D. , of North Florida Obstetric and

396Gynecologic Center, P.A. , and Bay Medical Center (hospital) were

405named in the Petition as associated with Perry, Jr.'s, birth .

416DOAH served the Florida Birth - Related Neurolog ical Injury

426Compensation Association (NICA) with a copy of the claim on

436December 22, 2009 ; s erved Bay Medical Center on December 23,

4472009; and served Dr. Jackson on February 22, 2010 . Only Bay

459Medical Center sought to intervene, which intervention was

467gra nted by Order of February 25, 2010.

475On February 3, 2010, NICA filed its response to the

485P etition, wherein it gave notice that it was of the view that

498Perry , Jr., did not suffer a "birth - related neurological

508injury," as that term is defined by Section 766.3 02(2), Florida

519Statutes, and requested that a hearing be scheduled to resolve

529whether the claim was compensable.

534T he case proceeded to hearing on August 26, 2010, upon the

546parties' Prehearing Stipulation, filed August 17, 2010.

553At hearing, the parties st ipulated to certain factual

562matters set forth in the Pre - Hearing Stipulation, including but

573not limited to the fact that Dr. Jackson had given statutory

584notice of NIC A participation, but that the hospital, Bay Medical

595Center, had not given such notice.

601T he parties stipulated as a matter of law that Petitioners

612are entitled to a rebuttable presumption that Perry, Jr.,

621suffered a birth - related neurological injury, pursuant to

630Section 766.309(1)(a), Fl orida Statutes .

636Joint Exhibits A through R (Ex.) , were ad mitted in

646evidence. 3

648Petitioners presented the oral testimony of

654Latasha Williams, Lakisha McClain, Patricia Williams , and

661Berto Lopez, M.D. (expert). Respondent NICA and Intervenor Bay

670Medical Center presented no oral testimony.

676A T ranscript was filed on September 22, 2010, and the

687parties were initially accorded 10 days thereafter in which to

697file proposed final orders. However, upon motion, the time for

707filing proposed orders was extended to October 8, 2010 , thereby

717extending the time for entry of t his Final Order .

728Petitioners and Respondent filed their proposals on

735October 8, 2010. Intervenor filed its proposal on October 11,

7452010, but the late - filing has not been objected - to by any party,

760and therefore, all proposals have been considered in prep aration

770of this Final Order.

774FINDINGS OF FACT

777Stipulated Facts 4

7801. Latasha Williams Russell is the natural mother of

789Perry Russell, Jr. (Perry , Jr.).

7942. Perry Russell, Sr. , is the natural father of Perry , Jr.

8053. Perry, Jr., was born a live infant on M ay 7, 2008.

8184. Perry, Jr., was born at Bay Medical Center, a licensed

829hospital located in Panama City, Florida.

8355. Perry, Jr.'s , birth weight was in excess of 2 , 500

846grams.

8476. The physician providing obstetrical services at the

855time of Perry, Jr.'s , birt h was Bryce Vincent Jackson. M.D.

8667. At all times material , Dr. Jackson was a participating

876physician in the Florida Birth - Related N eurological Injury

886Compensation Plan.

8888. Latasha Williams signed a Notice to Obstetric Patient

897(NICA notice form) statin g that Bryce Vincent Jackson, M.D. , is

908a "participating physician in the program" on November 20, 2007.

9189. Bay Medical Center acknowledged at hearing that it had

928never given pre - delivery notice of NICA participation/limitation

937to Ms. Williams.

94010. On M ay 7, 2008, Perry, Jr., suffered a brain injury

952caused by oxygen deprivation.

95611. As a result of the oxygen deprivation, Perry, Jr., was

967permanently and substantially mentally and physically impaired.

97412. Perry, Jr., subsequently died on October 8, 2008 .

98413. Perry Jr.'s , death was caused by the brain injury

994resulting from the oxygen deprivation.

9991 4 . The term , "resuscitation in the immediate postdelivery

1009period" is not defined in the NICA Statute. §§ 766.301 - 766.316,

1021Fl a. Stat.

1024Other Facts Found

10271 5 . T he term, "resuscitation in the immediate postdelivery

1038period" is not uniformly defined in the medical community.

10471 6 . Latasha Williams Russell was an obstetrical patient of

1058Dr. Jackson at North Florida Obstetric and Gynecologic Center ,

1067beginning on Novembe r 20, 2007. Her expected delivery date was

1078May 11, 2008.

10811 7 . Labor began for Ms. Williams at approximately 0200

1092[ 2:00 a.m. ] on May 7, 2008. 5 At 084 0 [ 8:40 a.m. ] , she was

1110admitted to B ay Medical Center, experiencing active contractions

1119every 2 - 3 minutes for 60 - 80 seconds , four centimeters dilated,

1132with the baby 100 percent effaced and fetal heart rate of 135

1144with variability present.

11471 8 . Accompanied by female family and friends, Ms. Williams

1158was placed in a Labor/Delivery/Recovery/ Post - Partum Room (LDR P),

1169and prepped for delivery. Although her female support team

1178varied a little in composition in the beginning of her

1188hospitalization, at all times material, Ms. Williams' mother and

1197sister and at least one other woman were present in the LDRP

1209room with h er.

121319 . Ms. Williams' c omplete cervical dilation was reported

1223at 1145 [ 11:45 a.m. ] . At 1215 [ 12:15 p .m. ] , Dr. Jackson

1239ruptured the membrane s and found 3 meconium - stained amniotic

1250fluid. M econium at 3 would be of a putty - like consistency.

12632 0 . From 12 20 [ 12:20 p.m. ] to 1250 [ 12:50 p.m. ] ,

1279Ms. Williams pushed through her uterine contractions, and Perry,

1288Jr.'s , fetal heart rate was sustained between 120 and 130 beats

1299per minute through this period.

13042 1 . At 12:50 p.m., Ms. Williams delivered Perry Russel l,

1316Jr., a live, 2605 - gram boy, via normal spontaneous vaginal

1327delivery, assisted by a right medial and lateral episiotomy

1336performed by Dr. Jackson . Despite the episiotomy, Ms. Williams

1346suffered a fourth - degree laceration, requiring repair.

13542 2 . Dr. Jack son 's narrative record reads :

1365PROCEDURE PERFORMED:

13671. Normal spontaneous vaginal delivery on

1373May 7, 2008.

13762. Right Medial and Lateral episiotomy.

13823. Fourth - degree laceration repair.

1388PROCEDURE DESCRIPTION: The patient

1392underwent a NSVD [ 6 ] at 1250 on May 7, 2008,

1404over a right medial lateral episiotomy. She

1411delivered a male infant that had Apgars [ 7 ] of

14226 and 9, and weight equals 5 pounds plus

143111.8 ounces (2606 g.) The amniotic fluid

1438was 3 meconium stained. The baby's airway

1445was suctioned with a b ulb syringe as well a

1455[sic] #10 French pediatric suction c annula

1462connected to the wall suction by

1468intermittent suction technique prior to

1473delivery of the thorax. The placenta

1479delivered spontaneously and was found to be

1486intact. There were three umbilical cord

1492vessels. The placenta mass was also small.

1499The uterine cavity was then manually

1505explored and found to be intact with no

1513retained products of conception. Post -

1519delivery examination of the episiotomy site

1525revealed an approximately 12mm inlet

1530verticall y oriented laceration into the

1536rectal mucosa. The anal sphincter was

1542intact. One carefully identified the

1547proximal and distal end of the laceration

1554and closed the defect with a 4 - 0 chromic

1564suture in a continuous fashion. The second

1571layer of closure was then done over the

1579first layer, again using a 4 - 0 chromic

1588suture in a continuous fashion. The

1594remainder of the laceration was sutured in

1601normal episiotomy repair fashion using 3 - 0

1609and 2 - 0 chromic sutures. Estimated blood

1617loss was estimated at 250 mL. An esthesia

1625equaled epidural.

1627The mother and baby were left in LDRP in

1636good stable condition .

1640( e mphasis added ) .

164623 . There is no further written evaluation of the child by

1658Dr. Jackson, and he did not testify.

16652 4 . Upon the foregoing obstetrician 's reco rd a nd the

1678testimony of the mother, the grand mother , and an aunt who were

1690present, it is found that Dr. Jackson suctioned Perry, Jr's,

1700mouth by bulb and wall cannula while Perry, Jr.'s , head was out

1712of the birth canal and his thorax remained inside, and th en

1724delivered the remainder of Perry, Jr.'s , body. Perry, Jr.'s,

1733time of birth was recorded a s 12:50 p.m.

17422 5 . After delivering the whole of the baby, 8 Dr. Jackson

1755again suctioned him and "handed off" Perry, Jr., to one of two

1767nurses, who took the baby to the LDRP crib/warmer and who

1778examined and worked to stimulate him. The mother heard the baby

1789cry when passed to the nurse. (Ex. K - 522) . Meanwhile,

1801Dr. Jackson directed his primary attention to the repair of

1811Ms. Williams' episiotomy tear.

18152 6 . By all accounts, one or two nurses were present in the

1829LDRP room at least until shortly before Dr. Jackson finished the

1840episiotomy repair.

18422 7 . At the LDRP's crib, a nurse bulb - suctioned Perry,

1855Jr.'s , mouth and nose again (Ex . L - 596, TR - 74) , but he would not

1872su ck her finger and was not very responsive to her vigorous

1884stimulation by rubbing . She wiped him off and wrapped him in a

1897swaddling blanket , but he still had meconium staining on his

1907face and ears .

19112 8 . Perry, Jr.'s, Apgar scores at one and five minutes

1923were documented by one of the nurse s as 6 and 9 as follows:

1937Heart Respiratory Muscle Reflex Skin

1942Rate Rate Tone Irritability Color Total

19481 Min. 1 1 1 2 1 6

19565 Min. 2 2 2 2 1 9

19642 9. O ut of a possible "10 , " or perfect Apgar score, Perry,

1977Jr., improved from 6 to 9, in a four - minute period.

198930 . The testifying medical experts, Dr . Berto Lopez (live

2000and by deposition) and Dr. Donald C. Wil lis (by deposition

2011only) , agree d that these Apgar scores are inconsistent with a

2022baby who has previous thereto suffered an injury to the brain.

20333 1 . Entries by a nurse on a form entitled , "Possible

2045Problems Typical of Age - Weight Categories," at 10 minutes post -

2057birth and at 25 minutes post - birth, respectively, read as

2068follows:

2069[ 1:00 p.m. ] [ 1:15 p.m. ]

2077(1300) (1315)

2079Temperature 98.9 R [ 9 ] 97.5AX [ 10 ]

2089Pulse 140 140

2092Respiration Rate 60 52

2096Respiratory Pattern Unlabored Unlabored

2100Nasal Flaring None None

2104Expiratory Grunt None None

2108Retractions Non e None

2112Color Pink Pink

2115Abdomen Normal Normal

2118Cry Normal Normal

2121Activity Normal Normal

21243 2 . The foregoing nurse assessmen ts did not include oxygen

2136saturation of the blood, blood pressure, or assessment of

2145acidosis in the arterial blood gases. If such assessments had

2155been made at that point and if a cidosis had been found, it would

2169have been an indicator of an hypoxic event .

21783 3 . The foregoing assessment form required that the nurses

2189watch for asphyxia and meconium aspiration. None of the nurses'

2199recorded assessments denote asphyxia, mechonium aspiration,

2205hypoxia , or ischemia. "Hypoxia" denotes a low oxygen level in

2215the bloo d. "Ischemia" occurs when there is not enough blood

2226circulating in the body. 1 1 If meconium gets below the baby's

2238vocal cords and is aspirated into his lungs, there can be oxygen

2250deprivation, possibly followed by meconium aspiration syndrome.

2257Dr. Lopez t estified that 10 percent of all babies are born with

2270meconium, and of those 10 percent, perhaps five percent develop

2280meconium aspiration syndrome.

22833 4 . T he foregoing nurse assessments required by the form

2295are among the conditions that medical personnel loo k for , in an

2307effort to determine whether or not a newborn is experiencing

2317asphyxia, oxygen deprivation, or meconium aspiration syndrome.

2324A ll of the foregoing recorded signs or symptoms exist ing at 10

2337minutes of life and 25 minutes of life suggest that Per ry, Jr. ,

2350had experienced no hypoxia, asphyxia, or meconium aspiration

2358syndrome up to th ose point s in time and that his transition from

2372the uterus to the outside world had been successful .

238235. No party presented testimony by any medical personnel

2391present at the labor or delivery , or present during the initial

2402obstetrician and nurse resuscitation s, already described , which

2410occurred immediately after delivery.

24143 6 . Dr. Berto Lopez fault ed the sufficiency of the

2426foregoing nurse assessments , maintain ed that t hey fall below

2436recognized medical record - keeping standards , and are not the

2446equivalent of a physician's evaluation of the child . T he

" 2457Possible Problems Typical of Age - Weight Categories " form,

2466itself, provided space for the nurses to periodically make , and

2476record , new assessments at intervals at least four m ore times ,

2487but no further nurse assessments were recorded on this form

2497after 1315 [ 1:15 p.m. ] , on May 7, 2008, and no further medical

2511records of any kind were generated until 1412 [ 2:12 p.m. ] .

2524Nonethele ss, Apgar scores and the 10 - minute and 25 - minute post -

2539delivery nurse observations /assessments ( s ee Finding of Fact 3 1 )

2552have not been shown to be other than the actual observations of

2564the medical personnel at the time s stated on them , and the

2576medical expert s testifying herein have considered those

2584assessments , as well as the Apgar scores, in rendering their

2594respective opinions.

25963 7 . After Dr. Jackson completed the episiotomy repair, the

2607family was left alone with the newborn in the LDRP. The baby

2619was pass ed from woman to woman , each of whom examined and

2631admired him.

26333 8 . Hospital records next show that at 2:12 p.m., Perry,

2645Jr., suffered a cardiopulmonary event, became apneic (ceased

2653breathing) , and required intubation, chest compressions, and

2660administrati on of epinephrine.

26643 9 . There is no documentation by any medical personnel of

2676Perry, Jr.'s , condition between 1:15 p.m. and 2:12 p.m .

268640. Also, no party presented testimony by any medical

2695personnel present during the resuscitative efforts hereafter

2702desc ribed, which occurred at 2:12 p.m.

270941 . Based on the time of Perry, Jr.'s, delivery recorded

2720by Dr. Jackson ( 12:50 p.m.) Perry, Jr.'s , cardiopulmonary event

2730at 2:12 p.m. , occurred one hour and 22 minutes after his

2741delivery at 12:50 p.m. Based on the tim e of the last nurse

2754assessment as recorded on the "Possible Problems Typical of Age -

2765Weight Categories" form (1:15 p.m.) , Perry, Jr.'s ,

2772cardiopulmonary event at 2:12 p.m. , occurred 57 minutes after

2781the obstetrician and attending nurses had left him in the L DRP

2793in what Dr. Jackson believed to be " good, stable" condition .

2804Based on the testimony of the female relatives, the

2813cardiopulmonary event at 2:12 p.m. , occurred within 20 - 25

2823minutes of the time Dr. Jackson exit ed the LDRP room.

28344 2 . The timing of preci sely when Perry, Jr., became apneic

2847is in dispute. Despite the foregoing health care professionals'

2856records s tating the cardiopulmonary event occurred at 2:12 p.m. ,

2866Perry, Jr.'s, mother, grandmother, and aunt maintain that Perry,

2875Jr., was continually stru ggling for breath wh ile they were alone

2887with him in the LDRP and that he ceased breathing within 20 - 25

2901minutes of Dr. Jackson's exiting the LDRP room. While these

2911witnesses' testimony as to chronology of events and time elapsed

2921is consist ent with each oth er's testimony, they all base their

2933time calculation s on the recollection of the four women

2943sequentially holding the baby for an estimated 4 - 5 minutes

2954apiece as they passed him around , and they all concur that they

2966were not sufficiently alarmed by his brea thing on the day in

2978question to immediately call for medical assistance .

298643 . In challenging the medical personnel's recordation

2994that the cardiopulmonary event occurred at 2:12 p.m. ,

3002Petitioners put forth the premise that all notations in the

3012medical rec ords are misleading , because they had to have been

3023written down subsequent to the events or con ditions recorded.

3033For instance, the family believes that 2:12 p.m. , is when the

3044cardiopulmonary event was recorded/ charted, not when it

3052occurred. Th is premise , that the medical notations were written

3062down after the event recorded , is accepted, for what it is

3073worth, because clearly, medical personnel cannot record events

3081which have not yet taken place and cannot record them

3091simultaneous ly with pe rforming the medi cal procedures . However ,

3102the premise, by itself, does not establish either that the

3112events recorded in the medical records did not ever occur or

3123that those events occurred so far in advance of their being

3134recorded as to prevent the records' content (inclu ding timing)

3144from being credible.

314744 . The accuracy of the family's testimony as to timing is

3159also diminished by their not being medically trained and their

3169testifying in retrospect, without any notes made

3176contemporaneously with the events. Also, a s mig ht be expected ,

3187in the joy and excitement of holding a new family member, none

3199of Petitioners' witnesses looked at a watch or clock to time

3210events, and if the 2:12 p.m. , cardiopulmonary event and

3219subsequent events occurred somewhat before the times written

3227down , then all th e events recorded as occurring prior to

3238Dr. Jackson exiting the LDRP room also must have occurred

3248somewhat prior to the time stated in the records, so that the

3260span of time from delivery until Perry, Jr., suffered the

3270hypoxic event would still be about an hour and 22 minutes post -

3283deliver y and a bout 5 7 minutes after the delivery team exited the

3297LDRP room, believing that Perry, Jr., had been stabilized.

33064 5 . On the other hand, the consistent testimony of the

3318mother, grandmother, and aunt tha t after they were alone with

3329Perry, Jr., he opened his eyes as they admired him; that he

3341later closed his eyes, stopped breathing , and went limp as the

3352mother held him the second time; that the grandmother ran ,

3362carrying him, to the nurse's station for help ; and that it was a

3375nurse who returned him to the LDRP's crib/warming unit where

3385resuscitation occurred , is accepted over the small amount of

3394contrary hearsay contained in Dr. Mohamed's discharge summary

3402quoted infra at Finding of Fact 5 4 .

34114 6 . Concerning Perry, Jr.'s, cardiopulmonary event at

34202:12 p.m. , a nurse recorded in the " Health Care Professionals'

3430Progress Notes , " in pertinent part, as follows:

34375/7/08 1412: arrived to labor room 302.

3444Observed infant on open warmer apneic and

3451intubation performed p er B. Miller

3457Dr. Maniscalco progress notes. To newborn

3463nursery via warmer with PPB en route with

3471tube. CPR continues ETC 11.5 cm @ lip HR54

3480. . .

3483(Ex . C - 103) .

348947 . It is also accepted that because of th e run out / run in

3505period, the note at 2:12 p.m. , may actually show the hypoxic

3516event as occurring a minute or two later than it actually

3527occurred, but such a small delay is immaterial , given the rest

3538of the evidence.

35414 8 . Dr. Maniscalco's (surgeon's) progress note at 1455

3551[ 2:55 p.m. ] , reads, in pertinent part:

35595/7/08 1455: Called stat to postpartum

3565newborn in full arrest. CPR in progress.

3572Intubated B. Miller . . . No IV access.

3581Epinephrine/Atropin per ETT. HR 80's [to]

3587122 palpable pulse. Dr. Azam in. IV

3594established. Fluid bolus given. Pet. Color

3600improved but . . . Dr. Azam to place UVC and

3611assuming patient care.

3614(Ex . C - 81) .

36204 9 . After resuscitating Perry, Jr., at approximately

36292:55 p.m., and moving him to t he newborn nursery on mechanical

3641ventilation , a chest X - ray was taken. Radiologist Billingsley's

3651report , printed at 1604 [ 4:04 p.m. ] , on May 7, 2008, reads:

3664INDICATION: Intubated, decreased breath

3668sounds

3669COMPARISON: None

3671FINDINGS: The endotracheal tu be tip is in

3679the left mainstream bronchus. There is

3685complete opacification of the right

3690hemithorax likely due to inefficient

3695aeration of the right lung. In the left

3703lung there is patchy parenchymal

3708opacification which may be due to . . .

3717meconium aspirat ion in a term infant .

3725( e mphasis added ) . (Ex . C - 97; see also Ex. C - 99 - 100) .

374550 . Repeated X - rays thereafter also diagnosed "meconium

3755aspiration syndrome . "

375851 . Arterial blood gas printouts showed severe acidosis as

3768follows:

3769Time pH pCO 2 pO2

37741520[ 3:20 p.m. ] 6.549 65.4 152.3

37811623[ 4.23 p.m. ] 6.894 30.4 133.9

37881755[ 5:55 p.m. ] 7.096 32.5 76.5

379552 . At 1754 [ 5:54 p.m. ] , Perry, Jr. , was noted as having

3809tremors of the lips and facial tremors.

381653 . Ahmed Baker Mohamed , M.D., was notified of the

3826infant's seizure(s) and p henobarbita l was administered at

38356:12 p.m.

383754 . At 1813 [ 6:13 p.m. ] , Perry, Jr., was air - lifted to

3852Sacred Heart Hospital's Neonatal Intensive Care Unit (NICU). A

3861dischar g e summary by Dr. Mohame d reads, in pertinent part:

3873REASON FOR TRANSFER: Respiratory failure

3878HISTORY OF PRESENT ILLNESS: This is a

3885newborn, 1 day old, born in Bay Medical

3893Hospital on May 7, 2008, as per report

3901normal vaginal delivery with no reported

3907complications during pregn ancy or labor.

3913After one hour from delivery, the baby was

3921in the mother's room who asked for help

3929because the baby stopped breathing and

3935moving. The nurse rushed to the mother's

3942room and found the baby pale, not moving and

3951not breathing. The Ambu bag wa s started and

3960called anesthesia who intubated the baby.

3966Dr. Azam was called to evaluate the patient.

3974She ordered epinephrine, IV fluid b olus and

3982the patient was put on mechanical

3988ventilation. It was reported that during

3994the suction, meconium came out in a moderate

4002amount. The patient was moved to the

4009nursery on mechanical ventilation. Sacred

4014Heart neonatal intensive care was called and

4021arrangements were made to transport the

4027patient to the neonatal intensive care.

4033Prenatal labs were unremarkable.

4037** *

4039IMPRESSION: A one day newborn with

4045respiratory failure , rule out sepsis, rule

4051out aspiration, rule out pneumonia.

4056( e mphasis added ) . (Ex . C - 73) .

40685 5 . Perry, Jr. , stayed at Sacred Heart Hos pital in

4080Pensacola from May 7, 2008, to Octob er 1, 2008, and w as

4093subsequently seen in other facilities.

40985 6 . On July 2, 2008, and September 10, 2008, Perry, Jr.,

4111was seen by C. Anthony Hughes, M . D . (pediatric

4122otolaryngologist). Dr. Hughes diagnosed Perry, Jr. , as having

4130hepatic encephalopathy, bilateral cortical i njury secondary to

4138hypoxi c ischemic encephalopathy.

41425 7 . O n September 24, 2008, Perry, Jr., was seen by

4155Kristin Van Hook, M.D., a pediatric pulmonologist, who diagnosed

4164him at four months of age, with static enceph alopathy and

4175seizure disorder secondary to arrest shortly after birth from

4184having suffered a severe anoxic injury at one hour of age.

4195Coverage u nder the p lan and the statutory presumption .

42065 8 . C overage is afforded under the Plan for infants who

4219suffer a "birth - related neurological injury," which for our

4229purposes here, is defined as:

4234. . . injury to the brain . . . of a live

4247infant . . . caused by oxygen deprivation

4255. . . occurring in the course of labor,

4264delivery, or resuscitation in the immediate

4270postdelivery period in a hospital, which

4276renders the infant permanently and

4281substantially mentally and physically

4285impaired."

4286See § 766.302(2) , Fla. Stat.

42915 9 . Normally, Petitioners, as the proponents of the issue,

4302would have the burden to demonstrate that Perry, Jr., suffered a

"4313birth - related neurolo gical injury." See Balino v. Dep ' t of

4326Health and Rehab . Servs . , 348 So. 2d 349, 350 (Fla. 1st DCA

43401977)("[T]he burden of proof, apart from statute, is on the

4351party asserting the affirmative of an issue before an

4360administrative tribunal."); Galen of Fl a. , Inc. v. Braniff , 696

4371So. 2d 308, 311 (Fla. 1997)("[T]he assertion of NICA exclusivity

4382is an affirmative defense."); Tabb v. Fl a. Birth - Related

4394Neurological Injury Compensation Ass 'n , 880 So. 2d 1253, 1260

4404(Fla. 1st DCA 2004)("As the proponent of the issue, the burden

4416rested on the health care providers to demonstrate, more likely

4426than not, that the notice provisions of the Plan were

4436satisfied.").

443860 . H owever, h erein, Petitioners ha ve the benefit of a

4451stipulation regarding notice issues and also that the st atutory

4461presumption contained in Section 766.309(1)(a) applies in this

4469case. For our purposes here, t he presumption reads :

4479If the claimant has demonstrated, to the

4486satisfaction of the administrative law

4491judge, that the infant has sustained a brain

4499. . . i njury caused by oxygen deprivation

4508. . . and that the infant was thereby

4517rendered permanently and substantially

4521mentally and physically impaired, a

4526rebuttable presumption shall arise that the

4532injury is a birth - related neuro logical

4540injury as defined in s. 766.302 (2).

454761 . The parties have stipulated that, as a matter of law,

4559Petitioners are entitled to a rebuttable presumption that

4567Perry, Jr., suffered a birth - related neurological injury, and it

4578is undisputed herein, that Perry, Jr., suffered an injury to his

4589brain caused by oxygen deprivation which rendered him

4597permanently and substantially mentally and physically impaired

4604and which ultimately resulted in his death. What remains for

4614determination is whether or not the oxygen deprivation and the

4624brain injury together occurred "in the course of labor,

4633delivery, or resuscitation in the immediate postdelivery

4640period."

464162 . NICA suggests that the statutory presumption has been

4651rebutted, assert ing that the evid e nce demonstrates that the

4662oxygen deprivation and injury to Perry, Jr.'s , brain and his

4672subsequent neurologic impairment did not occur during "labor,

4680delivery, or resuscitation in the immediate postdelivery period

4688in a hospital" (the statutory period), bec ause both the hypoxic

4699insult which created the brain injury and the resultant brain

4709injury itself did not occur until more than an hour after Perry,

4721Jr. , had been stabilized in the LDRP . NICA claims that both

4733Perry, Jr.'s , oxygen deprivation and brain injury o ccurred when

4743Perry, Jr., became apneic an d was intubated, with chest

4753compressions, and administration of epinephrine at 2:12 p.m.

4761The likely timing of Perry , Jr.'s , brain injury.

476963 . The statutory p eriod is not defined under the Plan.

4781Similarly, the medical experts herein acknowledged that this

4789p eriod is not defined within the medical community, but they

4800agreed that this period would last until the infant was

4810stabilized.

481164 . Dr. Willis testified that although the term

"4820resuscitation in the immediate post - delivery period" is not

4830defined under the NICA Plan, the statute, or within the medical

4841community, it was his opinion that it should be defined as

4852follows:

4853[W]hen the baby's born, once the baby is

4861stabilized and no longer requires medical

4867attention, care to maintain adequate

4872oxygenation, to ma intain adequate blood

4878pressure, when the baby is surviving on its

4886own without intervention, then, as far as

4893I'm concerned, the immediate resuscitative

4898period is over.

4901(Ex . N - 779) .

490765 . Dr. Lopez's definition was not very different. He

4917testified:

4918I wou ld imagine the immediate postdelivery

4925period would be what some doctors and many

4933organizations call the fourth stage of

4939labor, which is the period of time after the

4948complete delivery of the baby until the baby

4956has been stabilized and is no longer under

4964obs ervation.

4966(TR - 129) .

49706 6 . Orlando Reg ional Healt h Care Sys tem , Inc. v. Fl orida

4985B irth - Related Neurological Injury Plan , 997 So. 2d 426 (Fla. 5th

4998DCA 2008), instructs that the determination of what is

"5007immediate" is a factual determination upon which medi cal

5016testimony should guide the Administrative Law Judge.

50236 7 . T he medical experts, Dr. W illis and Dr. Lopez, are

5037agreed that meconium only becomes an issue once the membranes

5047are ruptured (during labor and delivery) ; the progress of

5056meconium aspiration s yndrome, if it occurs, is tha t the meconium

5068is inhaled into the baby's lungs, creating an inability to take

5079in enough oxygen to permit normal brain function , and eventually

5089not enough oxygen is let in to sustain life . Dr . Lopez credibly

5103testified that the alveoli of the lungs swell, cutting off the

5114oxygen and causing cardiac arrest and oxygen deprivation.

512268 . Dr. Willis is a Florida - licensed, board - certified

5134obstetrician - gynecologist and a maternal - fetal medicine

5143specialist. In this capacity, he focuses on providing

5151consultative care to women with h i gh risk pregnancies . He has

5164not delivered a baby within the last ten years. Because

5174meconium becomes an issue only after a patient's membranes are

5184ruptured and the meconium becomes evident, Dr. Willis has n ot

5195personally dealt with a meconium aspiration even t in at least 10

5207years, and he was unable to give an opinion within reasonable

5218medical probability as to whether meconium aspiration syndrome

5226caused Perry, Jr.'s, hypoxic event and brain injury. However,

5235he did opine that Perry, Jr.'s, brain injury did not occur

5246within the statutory period so as to make it compensable under

5257the NICA Plan.

526069 . Dr. Berto Lopez has been a Florida - licensed, board -

5273certified obstetrician for 23 years. He currently has

5281privileg es at four hospitals, delivers 30 babies per month , and

5292is part of a high - risk perinatal transfer tea m at St. Mary's

5306Hospital, Palm Beach, Florida. As such, it is found that

5316Dr. Lopez was more qualified than Dr. Willis to address the

5327issues of this partic ular case.

533370 . Dr. Lopez faulted Dr. Jackson's records and failure to

"5344evaluate" the child and further faulted the hospital's failure

5353to monitor the child . H e opined summarily that Perry, Jr.'s ,

5365loss of oxygen was an undiagnosed continuing insult that began

5375at birth with aspiration of a moderate amount of thick meconium,

5386and with loss of oxygen continu ing through incomplete immediate

5396resuscitative efforts in the LDRP, and that the remaining

5405meconium, some of which was pumped out when Perry, Jr. , was

5416res uscitated at 2:12 p.m. , had created a sequel a of events ,

5428including loss of oxygen, brain damage, and full cardiopulmonary

5437arrest at that time, approximately an hour after birth.

5446Therefore, he concluded that the postdelivery resuscitative

5453period extended t hrough the 2:12 p.m. , episode.

546171 . However, upon closer questioning r elevant to the issue

5472of whether Perry, Jr.'s , oxygen deprivation and/or brain injury

5481occurred within the statutory period of "labor, delivery, or

5490resuscitation in the immediate postdeliv ery period in a

5499hospital," Dr. Lopez testified as follows:

5505[Questions by Mr. Bajalia]

5509Q: And based on your review of the fetal

5518monitor strips, you agree that there was no

5526hypoxic insult or injury to Perry Russell,

5533Jr.'s brain during labor?

5537A: That's co rrect. (TR - 145) .

5545***

5546Q: . . . Regardless of what you think of

5556what Dr. Jackson did or didn't do, his

5564assessment and his determination was that

5570the baby was in good and stable condition;

5578you agree with that?

5582A: That's correct. (TR - 148) .

5589***

5590Q: So it's your tes t imony that he [Perry,

5600Jr.] was never in good and stable condition

5608at any point in time?

5613A: I'm not saying that he wasn't stable for

5622a period of time.

5626Q: There was a point in time, you're

5634testifying here today, that he was in fact

5642stabili zed?

5644A: He was stable, yes. (TR - 149) .

5653***

5654Q: The one - minute Apgar score is

5662inconsistent with a baby who has suffered an

5670injury to the brain at that particular point

5678in time?

5680A: That's correct.

5683Q: That one - minute Apgar score is not

5692indicative of h ypoxia or brain injury?

5699A: Correct.

5701Q: Now Perry's five - minute score was

5709recorded as what?

5712A: Nine .

5715Q: And is that normal?

5720A: Yes. But, it's normal, but the

5727resuscitation not only included bulb and

5733suction catheter. That also under oxygen,

5739this baby has a nine when it's given 80

5748percent oxygen by -- with something called

5755blow - by. Blow - by is an open tube of oxygen

5767that's usually attached to a wall oxygen

5774dispenser. . . .

5778***

5779Q I s the fact that Perry Russell as part of

5790the initial resuscitativ e efforts received

5796blow - by oxygen , is that in and of itself

5806indicative of him sustaining a brain injury

5813at that particular point in time?

5819A: No.

5821Q: Now back to the Apgar score. You

5829testified his Apgar score at five minutes

5836was nine?

5838A: Yes.

5840Q: And that's normal?

5844A: Yes.

5846Q: And Perry's five minute Apga r score is,

5855in your opinion, in consistent with hypoxi c

5863[sic] ?

5864A: Correct .

5867Q: It's inconsistent with him having

5873suffered an injury to the brain at that

5881particular point in time?

5885A: Correct.

5887Q : Now, I'm going to show you what's been

5897marked and identified as Joint Exhibit C,

5904and it's part of the records you have in

5913fro nt of you, page 107 of the stipulated

5922record. Are you familiar with that

5928document?

5929A: Yes.

5931Q: What is it?

5935A: It is the nurse evaluation form for part

5944of the postpartum period.

5948Q: And in fact it's titled possible

5955problems typical of age/weight categories?

5960A: That's what it's labeled, yes.

5966Q: And this appears to be an assessment of

5975Perry's condition by the nurses char ged with

5983his care with respect to possible problems

5990he may b e experiencing; do you agree with

5999that?

6000A: Yes.

6002Q: And one of these problems that is

6010identified on this record is asphyxia and/or

6017meconium aspiration?

6019A: Correct.

6021Q: Okay. So those are t he things tha t

6031they're specifically looking fo r in an

6038effort to determine whether or not Perry

6045Russell, at these particular points in time,

6052was experiencing asphyxia, oxygen

6056deprivation, or meconium aspiration, or

6061meconium aspiration syndrome; you would

6066ag ree with that?

6070A: Yes. (TR - 15 0 - 153) .

6079***

6080Q: Okay. And so despite the fact that

6088Perry received some initial resuscitative

6093efforts, which you described as suctioning

6099and some blow - by oxygen, at 13:00, ten

6108minutes after birth, based on what we've

6115been through thus far, he seems to be

6123looking pretty good?

6126A: Yes. (TR - 155) .

6132***

6133Q: Okay. Based on this assessment, at ten

6141minutes after birth you described I think

6148Perry Russell in your deposition as a rock

6156star; do you remember that?

6161A: Yeah, he's a rock star, looks good.

6169Q: Appears to be stabilized?

6174A: Yeah.

6176Q: On this assessment Perry didn't appear

6183to be experiencing or suffering from

6189asphyxia from meconium aspiration; you agree

6195with that?

6197A: Correct.

6199Q: And he doesn't appear to have any

6207d ifficulty breathing?

6210A: Correct.

6212Q: He's apparently breathing on his own?

6219A: Correct.

6221Q: He is not in respiratory failure?

6228A: Correct.

6230Q: Okay. This assessment is inconsistent

6236with hypoxia at that particular point in

6243time?

6244A: That's -- if we accept this as accurate,

6253this photograph says at this moment things

6260are looking great. (TR - 155 - 156) .

6269***

6270Q: Based on w hat's documented here, Perry

6278apparently had no injury to his brain at

6286this particular point in time?

6291A: Correct.

6293Q: At 13:00, b ased on what's documented

6301there, Perry Russell is in go o d and stable

6311condition?

6312A: Yes.

6314Q: He didn't appear to have any life -

6323threatening condition at that point in time?

6330A: Correct.

6332Q: He appeared -- it appeared that he had

6341made a safe transition f rom utero life to

6350life outside the uterus?

6354A: Yes.

6356Q: Based on what's documented at 13:00,

6363there were no active resuscitative measures

6369being administered to Perry Russell?

6374A: Correct. (TR - 157) .

6380***

6381Q: Now let's talk about the assessment that

6389was done at 13:15. Perry was born at 12:50.

6398At 13:15, that's 25 minutes postdelivery?

6404A: Correct. (TR - 158) .

6410***

6411Q: At 25 minutes of life Perry Russell

6419doesn't appear to be having any difficulty

6426breathing?

6427A: Correct.

6429Q: At 25 minutes of life he's b reathing on

6439his own?

6441A: Correct.

6443Q: At 25 minutes of life he doesn't appear

6452to be in respiratory distress?

6457A: Correct.

6459Q: At 25 minutes of life, based on what's

6468documented there, this assessment would be

6474inconsistent with a baby who has experienced

6481hypoxia?

6482A: Correct.

6484Q: It would be inconsistent with a baby

6492that's acidotic?

6494A: Correct.

6496Q: It would be inconsistent with a baby

6504suffering from asphyxia?

6507A: Correct.

6509Q: It's inconsistent with a baby that has

6517sustained an injury to the brain ?

6523A: Correct.

6525Q: At 13:15, 25 minutes after he was born,

6534it would appear that Perry was in good and

6543stable condition?

6545A: Yes.

6547Q: I t would appear that he had no life -

6558threatening conditions?

6560A: Correct .

6563Q: I t would appear that there were no

6572activ e resuscitative measures being

6577administered to Perry Russell at that ti me ?

6585A: Correct.

6587Q: And it would appear none were needed?

6595A: Correct. (TR - 16 0 - 161 ) .

6605***

6606Q: Okay. And you told me at the beginning

6615of this -- of my examination that just

6623becaus e a baby is experiencing an ongoing

6631spectrum of oxygen deprivation, that doesn't

6637mean that he has sustained an injury to the

6646brain?

6647A: Not - at certain points in time. It's a

6657spectrum that may start as okay and then go

6666- progress to hypoxia and brain da mage.

6674Q: Exactly, but the mere fact - my point

6683is, the mere fact that Perry may have been

6692experiencing a spectrum of oxygen

6697deprivation, it doesn't mean he has a brain

6705injury at 13:00?

6708A: Correct.

6710Q: It doesn't mean he had a brain injury at

672013:15?

6721A : That's right.

6725Q: In fact, based on what's documented in

6733the records and what we know with respect to

6742what occurred at 14:12 an hour and 20

6750minutes after birth, that is when he

6757probably and most likely incurred an injury

6764to the brain?

6767A: No.

6769***

6770A: It was my opinion it occurred before

6778that.

6779Q: Before 14:12 [ 2 :12 p.m.]?

6786A: Right.

6788Q: Okay. But you have no idea when?

6796A: I could not pinpoint it to the exact

6805minute or time. What we see at 14:12

6813[2:12 p.m.] is in fact that the baby is in

6823full c ardiopulmonary arrest, requiring

6828extensive resuscitation. (TR - 162 - 163 ) .

6837***

6838Q: All right. And regardless of whether

6845you think the nurses could have, should have

6853done more with respect to their assessments

6860of Perry Russell at 13:00 and 13:15

6867[1:00 p.m. and 1:15 p.m.] , it is, in your

6876opinion, what they documented at 13:00 and

688313:15 you would agree would indicate he was

6891not in respiratory distress?

6895A: Yes.

6897Q: Was not having any problems breathing?

6904A: That's right.

6907Q: And that he had not suffered a n injury

6917to his brain at that particular point in

6925time?

6926A: Correct. (TR - 165) .

693272 . Overall, it is most probable that the oxygen

6942deprivation that caused Perry, Jr.'s , brain injury did not

6951happen until the code was called at 2 :12 p.m. , well beyond the

6964ti me he was stabilized in the LDRP.

697273 . Given the proof, it is resolved that, more likely than

6984not, Perry, Jr. , did not suffer brain injury due to oxygen

6995deprivation that occurred during labor, delivery, or

7002resuscitation immediately following delivery. Rat her, it is

7010mo re likely than not that Perry, Jr. , suffered hypoxic ischemic

7021brain damage sometime after the statutory period had ended, that

7031is, after the obstetrician and nurses left him in stable

7041condition in the LDRP. It is most likely that the damage w as

7054done when he became apneic and had to be resuscitated about an

7066hour later . ( See Finding s of Fact 31 and 38 ) . Alternatively,

7081it is conceivable, but not proven, that Perry, Jr., suffered

7091oxygen deprivation from some unspecified point after being

7099stabili zed at 1:15 p.m. , and the oxygen deprivation continued

7109undetected until he went into cardiac arrest at 2:12 p.m. , but

7120either way, he did not suffer brain damage during the statutory

7131period.

7132CONCLUSIONS OF LAW

713574 . The Division of Administrative Hearings h as

7144jurisdiction over the parties to, and the subject matter of,

7154these proceedings. § 766.301, et seq. , Fla. Stat.

716275 . The Florida Birth - Related Neurological Injury

7171Compensation Plan was established by the Legislature "for the

7180purpose of providing compens ation, irrespective of fault, for

7189birth - related neurological inj u ry claims" relating to births

7200occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.

721176 . The injured infant, her or his personal

7220representative, parents, dependents, and next of ki n, may seek

7230compensation under the Plan by filing a claim for compensation

7240with the Division of Administrative hearings. §§ 766. 302(3),

7249766.303(2), and 766.305 (1), Fla. Stat. The Florida Birth -

7259Related Neurological Injury Compensation Association, which

7265administers the Plan, has "45 days from the date of service of a

7278complete claim . . . in which to file a response to the petition

7292and to submit relevant written information relating to the issue

7302of whether the injury is a bi r th - related neurological injury ."

7316§ 766.305(4), Fla. Stat.

732077 . If NICA determines that the injury alleged in a claim

7332is a compensable birth - related neurological injury, it may award

7343compensation to the claimant, provided that the award is

7352approved by the A dministrative L aw J udge to w hom the claim has

7367been assigned. § 766.305(7), Fla. Stat. If, on the other hand,

7378NICA disputes the claim, a s it h as in the instant case, the

7392dispute must be resolved by the assigne d A dministrative L aw

7404J udge in accordance with the provisions of Chapter 12 0, Florida

7416Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.

742478 . In discharging this responsibility, the A dministrative

7433L aw J udge must make the following determination based upon the

7445available evidence:

7447(a) Whether the injury claimed is a birth -

7456rela ted neurological injury. If the

7462claimant has demonstrated, to the

7467satisfaction of the administrative law

7472judge, that the infant has sustained a brain

7480or spinal cord injury caused by oxygen

7487deprivation or mechanical injury and that

7493the infant was thereby r endered permanently

7500and substantially mentally and physically

7505impaired, a rebuttable presumption shall

7510arise that the injury is a birth - related

7519neurological injury as defined in s.

7525766.303(2).

7526(b) W hether obstetrical services were

7532delivered by a particip ating physician in

7539the course of labor, delivery, or

7545resuscitation in the immediate postdelivery

7550period in a hospital; or by a certified

7558nurse midwife in a teaching hospital

7564supervised by a participating physician in

7570the course of labor, delivery, or

7576resus citation in the immediate postdelivery

7582period in a hospital.

7586§ 766.309(1), Fla. Stat. An award may be sustained only if the

7598A dministrative Law J udge concludes that the "infant has

7608sustained a birth - related neurological injury and that

7617obstetrical service s were delivered by a participating physician

7626at birth." § 766.31 ( 1), Fla. Stat.

763479. Pertinent to this case, "birth - related neurological

7643injury" is defined by Section 766.302(2), Florida Statutes, to

7652mean:

7653Injury to the brain or spinal cord of a live

7663inf ant weighing at least 2,500 grams for a

7673single gestation or, in the case of a

7681multiple gestation, a live infant weighing

7687at least 2,000 grams at birth caused by

7696oxygen deprivation or mechanical injury

7701occurring in the course of labor, deliver,

7708or resuscita tion in the immediate

7714postdelivery period in a hospital, which

7720renders the infant permanently and

7725substantially mentally and physically

7729impaired. This definition shall apply to

7735live births only and shall not include

7742disability or death caused by genetic o r

7750congenital abnormality.

775280. As the proponent of the issue, the burden rested on

7763Petitioners and Intervenor to demonstrate that Perry, Jr.,

7771suffered a "birth - related neurological injury . " § 766.309(1)(a)

7781Fla. Sta t . See also Balino v. Dep ' t of Health a nd Rehab .

7798Servs . , 348 So. 2d 349, 350 (Fla. 1st DCA 1997)("[T]he burden of

7812proof, apart from statute, is on the party asserting the

7822affirmative of an issue before an administrative tribunal . ").

783281. Herein, due to the parties' stipulat ion that the

7842statut ory presumption of compensability applie s , Respondent NICA

7851had the burden to rebut the presumption established at Section

7861766.309(1)(a) , Fl orida Statutes , and quoted at Conclusion of Law

787178 .

787382. The interpretation of the requirements for

7880compensation in t he NICA statute is a matter of law, but whether

7893a particular injury occurred in the course of resuscitation in

7903the immediate postdelivery period is to be determined on a case -

7915by - case basis. See Orlando Reg'l Health Care Sys., Inc. v. Fla.

7928Birth - Related In jury Comp. Plan , supra . Three cases, determined

7940by three different appellate courts , are instructive in how the

7950instant case should be determined.

795583. Nagy v. Fl orida Birth - Related Neurological Injury

7965Comp ensation Association , 813 So. 2d 155 (Fla. 4th DCA 2002) ,

7976was not a resuscitation case but one involving "mechanical

7985injury . " However, therein, the court stated clearly and

7994succinctly:

7995. . . Because the initial injury was to

8004something other than the baby's brain or

8011spinal cord, by definition, it is no t a

8020'birth - related neurological injury' within

8026section 766.302(2). . . . T he fact that a

8036brain injury from oxygen deprivation could

8042be traced back to a mechanical injury

8049outside the brain resulting in subgaleal

8055hemorrhaging does not satisfy the

8060requiremen t that the oxygen deprivation or

8067mechanical injury to the brain must occur

8074during labor or delivery.

807884. Orlando Reg ional Health Care Sys tem , Inc. v. Fl orida

8090Birth - Related N eurological Injury Comp ensation Plan , supra ,

8100involved a resuscitation case in whi ch the Administrative Law

8110Judge had ruled that while the child had continuous respiratory

8120support throughout his six days of life, his injury did not

8131occur during "resuscitation in the immediate postdelivery

8138period." The court overruled the A dministrative Law Judge on

8148the issue of law and determine d the meaning of the term

"8160immediate," within the statutory phrase, "resuscitation in the

8168immediate postdelivery period . " The court stat ed , in pertinent

8178part: ". . . [w]hile this Court must determine the meanin g of

8191the term ' immediate ' in interpreting the phrase ' resuscitation

8202in the immediate postdelivery period, ' the application of this

8212definition in determining plan compensability must be applied on

8221a case - by - case basis. " Additionally, the court stated:

8232Unde r the Plan, the terms ' resuscitation '

8241and ' immediate ' are important qualifiers to

8249determining the compensability of a claim.

8255However, those terms are not defined by

8262statutes . When a term is not defined within

8271a st a tute, a fundamental construction tool

8279re quires giving a statutory term its ' plain

8288and ordinary meaning. ' Green v. State , 604

8296So. 2d 471, 473 (Fla. 1992); Dianderas v.

8304Fla. Birth - Relat ed Neurological , 973 So. 2d

8313523, 527 (Fla. 5th DCA 2007). When

8320necessary, the plain and ordinary meaning

8326can be ascertained by reference to a

8333dictionary. Gre en , 604 S o. 2d at 473; see

8343also L.B. v. State , 700 So. 2d 370, 372

8352(Fla. 1997) (explaining that ' court may

8359refer to a dictionary to ascertain the plain

8367and ordinary meaning ' ). This Court has

8375previously utilize d references to

8380dictionaries and medical references to

8385interpret other provision s of the statute.

8392See, e.g., Dianderas , 973 So. 2d at 527.

8400. . . ' [I] mmediate ' is commonly understood

8410to mean ' [n]ext in line or relation[;] . . .

8422[o] c curing without delay[;] [o]f or near the

8432present time[;] . . . [c]lose at hand;

8441near. ' The American Heritage Dictionary 643

8448(2d ed. 1985); see Merriam - Webster's

8455Collegiate Dictionary 578 (10th ed. 2000)

8461(defining ' immediate ' as ' being next in line

8471or relation[;] . . . existing without

8479intervening space or substance[;]. . . being

8487near at hand[;] . . . occurring, acting, or

8497accomplished without loss or interval of

8503time.[;] . . . near or related to the

8513present ' ) .

8517***

8518. . . It is not logical to find that

8528' immediate ' only means thro ugh the first

8537resuscitative attempt when [ the child] was

8544initially revived but no spontaneous

8549respirations could otherwise be established.

8554[ The c hild] continued to need resuscitation

8562without interruption , and that ongoing need

8568creates a onetime period -- the ' immediate

8576postdelivery period. '

8579( Emphasis in the original . Bracketed material substituted for

8589child's name) .

859285. In Orlando Reg ional Health Care Sys tem , Inc. , supra .

8604The court ruled the injury was compensable where the newborn

8614required and rec eived immediate and continuous respiratory

8622support, representing an ongoing, uninterrupted, resuscitative

8628effort from delivery to arrest. That was not the situation in

8639Perry, Jr.'s, case.

864286. In St. Vincent's Med ical Center, Inc. v. Bennett , 27

8653So. 3d 65 (Fla. 1st DCA 2009), the court addressed a situation

8665in which the A dministrative Law Judge had declined to apply the

8677Section 766.309(1)(a) presumption in favor of NICA and the

8686intervenors. In reversing the Administrative Law Judge, t he

8695c ourt considered t hat s hortly after delivery, the child was

8707placed in a special care nursery where she remained until she

8718die d , and therefore, the time between the child's delivery by

8729caesarean section and the events through her death constituted

8738the "immediate postdelivery period in the hospital." Although

8746the opinion digressed into issues with regard to application vel

8756non of the statutory presumption, which issues do not apply

8766herein, the c ourt concluded that: " It is oxygen deprivation or

8777mechanical injury which must oc cur during ' labor, delivery, or

8788resuscitation in the immediate postdelivery period ' under the

8797statutory scheme. The applicable statutes do not preclude

8805coverage if neurological dama g e becomes manifest at a later

8816date. "

881787. St . Vincent's also expand e d the "immediate

8827postdelivery resuscitative period" significantly beyond the

8833interpretations of the two prior cases. U pon that and several

8844other points , the St. Vincent's decision is currently before the

8854Florida Supreme Court , Case No. SC10 - 364.

886288. The facts here do not fit the pattern developed in St.

8874Vincent's , and herein, the presumption was applied and rebutted.

8883Moreover, the facts herein do not support a finding that Perry ,

8894Jr.'s , hypoxic ischemic insult occurred before he was pronounced

8903in "good s table condition" by Dr. Jackson, so they do not

8915support a finding that the neurological injury occurred during

"8924labor, delivery, or in the immediate postdelivery resuscitative

8932period." Moreover, the evidence most strongly suggests that

8940both the hypoxic in sult and the brain injury occurred

8950approximately an hour after the " resuscitation in the immediate

8959postdelivery period" had ended. Sequential resuscitations

8965outside the statutory period after a period of stability do not

8976prolong the statutory period.

898089. Here, the presumption was rebutted so that the proof

8990failed to support the conclusion that, more likely than not,

9000Perry's neurological impairment was the result of an injury

9009caused by oxygen deprivation occurring in the course of labor,

9019delivery, or resus citation in the immediate postdelivery period

9028in the hospital. Indeed, the more compelling proof demonstrated

9037that the brain injury post - dated the immediate postdelivery

9047period. Consequently, given the provisions of Section

9054766.302(2), Perry, Jr., does n ot qualify for coverage under the

9065Plan. See also §§ 766.309( 1 ) and 766.31 (1), Fla. Stat.; Humana

9078of Fla . , Inc. v. McKaughan , 652 So. 2d 852, 859 (Fla. 5th DCA

90921995)("[B]ecause the Plan . . . is a statutory substitute for

9104common law rights and liabilities , it should be strictly

9113construed to include only those subjects clearly embraced within

9122its terms."), approved , Fl a. Birth - Related N eurological I njury

9135Comp . Ass 'n v. McKaughan , 668 So. 2d 974, 979 (F la. 1996) ; Nagy

9150v. Fla. Birth - Related Neurological Injur y Comp. Ass'n , supra .

916290. Where, as here, the Administrative Law Judge

9170determines that " . . . the injury alleged is not a birth -

9183related neurological injury . . . she or he [is required to]

9195enter an order [to such effect] and . . . cause a copy of such

9210or der to be sent immediately to the parties by registered or

9222certified mail." § 766.309(2), Fla. Stat. Such an order

9231constitutes final agency action subject to appellate court

9239review. § 766.311(1) , Fla. Stat.

9244CONCLUSION

9245Based on the foregoing Findings of Fact and Conclusions of

9255Law, it is ORDERED:

9259(1) The claim for compensation filed by Latasha Williams

9268and Perry Russell, Sr. on behalf of , and as parents and natural

9280guardians of , Perry Russell, Jr., a deceased minor, is dismissed

9290with prejudice.

9292(2) Unde r the circumstances, all issues of notice are

9302moot.

9303DONE AND ORDERED this 3rd day of December , 2010 , in

9313Tallahassee, Leon County, Florida.

9317S

9318ELLA JANE P. DAVIS

9322Administrative Law Judge

9325Division of Administrative Hearings

9329The DeSoto Building

93321230 Apalachee Parkway

9335Tallahassee, Florida 32399 - 3060

9340(850) 488 - 9675

9344Fax Filing (850) 921 - 6847

9350www.doah.state.fl.us

9351Filed with the Clerk of the

9357Division of Administrative Hearings

9361this 3rd day of December , 2010 .

9368ENDNOTES

93691/ Lata sha Williams is also Latasha Williams Russell .

93792/ "M econium " is a dark green mucilaginous material in the

9390intestine of the full - term fetus, being a mixture of the

9402secretions of the liver, intestinal glands, and some amniotic

9411fluid. See Dorland's Illust rated Medical Dictionary page 998

9420( 28th e d . 1994 ) . "Meconium aspiration syndrome " can occur when

9434the infant inhales meconium; it is explained more fully in the

9445body of this Final Order.

94503/ Jt. Ex. A is medical r ecor ds from Bryce Vincent Jackson,

9463M .D. , f or Latasha Williams November 20, 2007 to May 8, 2008,

9476(Bates 1 - 21); Jt. Ex. B is medical r ecords from Bay M edical

9491Center for Ms. Williams' labor and delivery r ecords May 7, 2008

9503to May 8, 2008 , (Bates 22 - 68); Jt. Ex . C is medical r ecords from

9520Bay Medical C enter for Perry, Jr. , dated May 7, 2008 (Bates 69 -

9534114) ; Jt. Ex. D is fetal monitor s trips from Bay Medical Center

9547for Perry, Jr., dated May 7, 2008 (Bates 115 - 155); Jt. Ex. E is

9562medical records from Sacred Heart Hospital following Perry,

9570Jr.'s , transfer fr om Bay Medical Center, dated May 7, 2008

9581(Bates 156 - 320); Jt. Ex. F is medical records from Dr. Peter

9594Jennings for Perry, Jr., dated October 3, 2008 to October 8,

96052008 (Bates 321 - 355); Jt. Ex. G is medical records from Caring

9618Hearts Pediatric Extended Care for Perry, Jr., dated October 6,

96282008 to October 8, 2008 (Bates 356 - 427); Jt. Ex. H is Donald

9642Willis, M. D .'s report s , dated February 1, 2010 and August 23,

96552010 (Bates 428 - 4 30 , 430A ); Jt. Ex. I is Petitioners' Answers to

9670Respondent's I nterrogatories dated July 29, 2010 (Bates 43 1 -

968144 8 ); Jt. Ex. J is Res pondent's Answers to Petitioner s '

9695Interrogatories dated May 3, 2010 (Bates 449 - 453) ; Jt. Ex. K is

9708the Deposition Transcript of Latasha Williams, with exhibits 1 -

97183, July 29, 2010 (Bates 45 4 - 57 8 ); Jt. Ex. L is the Deposition

9735Transcript of Patricia Williams, July 29, 2010 (Bates 57 9 - 63 7 );

9749Jt. Ex. M is the Deposition Transcript of Lakisha McClain, July

976029, 2010 (Bates 63 8 - 69 9 ); Jt. Ex. N is the Depos i tion Transcript

9778of Donald C. Willis, M.D., July 27, 2010, with E x.1 thereto,

9790(Bates 700 - 807 ); Joint Exhibit O is Bay Medical Center's

9802Response to Respondent's First Set of Interrogatories dated

9810August 18, 2010 (Bates 808 - 815 ); Jt. Ex. P is Deposition

9823Transcript of Berto Lopez, M.D., August 6, 2010, with exhibits

98331 - 10 (Bates 816 - 1030 ); Jt. Ex. Q is a copy of the Prehearing

9850Stipulation; Jt Ex. R is a copy of the Amended Stipulated

9861Record.

98624/ See Joint Prehearing Stipulation for Findings of Fact 1 - 8

9874and 1 0 - 1 4 . See TR - 31 - 32, for Finding of Fact 9 .

98935/ For clarity, m ost universal or military times on documents

9904have been converted by the undersigned to standard a.m. and p.m.

9915times in brackets .

99196 / NSVD abbreviates "normal spontaneous vaginal delivery".

99287 / Apgar scores are a numerical expression of the condition of

9940a newborn infant, and reflect the sum of points gained on

9951assessment of heart rate, muscle tone, respiratory effort,

9959reflex irritability, and color, with each category being

9967assigned a score ranging from the lowest score of zero through a

9979maximum score of two. See Dorland's Illustrated Medical

9987Dictionary page 1497 ( 28th ed. 1994 ) .

99968 / "Delivery" means 1. Expulsion or extraction of the child and

10008the after - birth; see also " labor " . "Vaginal delivery" means

10019delivery of an infant through the normal openings of the uterus

10030and vagina. Dorland's Illustrated Medical Dictionary page 438

10038( 28th ed. 1994 ) .

100449 / Presumably, this was a rectal reading. By medical testimony

10055herein, it was a normal temperature for a newborn.

1006410 / Presumably, this was an axial (armpit) temperature . By

10075medical testimony herein, it was a normal temperature for a

10085newborn.

100861 1 / "Hypoxia" is a reduction of oxygen supply to tissue below

10099physiological levels, despite adequate perfusion of the tissue

10107by blood. " Ischemia " is a deficiency of bl ood in a part,

10119usually due to functional constriction or actual obstruction of

10128a blood vessel. Dorlan d 's Illustrated Medical Dictionary page

10138812 ( 28th ed. 1994 ) .

10145COPIES FURNISHED :

10148(Via Certified Mail)

10151Kenney Shipley, Executive Director

10155Florida Birth R elated Neurological

10160Injury Compensation Association

101632360 Christopher Place, Suite 1

10168Tallahassee, Florida 32308

10171(Certified Mail No. 7010 1670 0000 3105 9257)

10179Grant A. Kuvin, Esquire

10183Morgan & Morgan, P.A.

1018720 North Orange Avenue, Suite 1600

10193Orlando, Flori da 32801

10197(Certified Mail No. 7010 1670 0000 3105 9264)

10205M. Mark Bajalia, Esquire

10209Brennan, Manna & Diamond

10213800 West Monroe Street

10217Jacksonville, Florida 32202

10220(Certified Mail No. 7010 1670 0000 3105 9271)

10228Brian L. Smith, Esquire

10232Christopher J. Steinhaus, Esquire

10236Hill, Adams, Hall & Schieffelin, P.A.

10242Post Office Box 1090

10246Winter Park, Florida 32790 - 1090

10252(Certified Mail No. 7010 1670 0000 3105 9288)

10260Bryce Vincent Jackson, M.D.

10264North Florida OB/GYN Center, P.A.

102691937 Harrison Avenue

10272Panama City, Florida 3240 5 - 4543

10279(Certified Mail No. 7010 1670 0000 3105 9295

10287Amy Rice, Acting Investigation Manager

10292Consumer Services Unit

10295Department of Health

102984052 Bald Cypress Way, Bin C - 75

10306Tallahassee, Florida 32399 - 3275

10311(Certified Mail No. 7010 1670 0000 3105 9301)

10319Elizabet h Dudek, Deputy Secretary

10324Health Quality Assurance

10327Agency for Health Care Administration

103322727 Mahan Drive, Mail Stop 3

10338Tallahassee, Florida 32308

10341(Certified Mail No. 7010 1670 0000 3105 9318)

10349NOTICE OF RIGHT TO JUDICIAL REVIEW

10355A party who is adversely affected by this F inal O rder is entitled

10369to judicial review pursuant to Sections 120.68 and 766.311,

10378Florida Statutes. Review proceedings are governed by the Florida

10387Rules of Appellate Procedure. Such proceedings are commenced by

10396filing the original of a notice of appeal with the Agency Clerk

10408of the Division of Administrative Hearings and a copy,

10417accompanied by filing fees prescribed by law, with the

10426appropriate District Court of Appeal. See Section 766.311,

10434Florida Statutes, and Florida Birth - Related Ne urological Injury

10444Compensation Association v. Carreras , 598 So. 2d 299 (Fla. 1st

10454DCA 1992). The notice of appeal must be filed within 30 days of

10467rendition of the order to be reviewed.

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Date: 09/27/2011
Proceedings: Mandate filed.
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Date: 09/09/2011
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Date: 10/11/2010
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Date: 09/30/2010
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Date: 08/25/2010
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Proceedings: Notice of Filing Amended Stipulated Record.
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Date: 08/20/2010
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Date: 08/20/2010
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Date: 08/20/2010
Proceedings: Notice of Filing (of Intervenor's Verified Interrogatories) filed.
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Date: 08/17/2010
Proceedings: Pre-hearing Stipulation filed.
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Proceedings: Deposition of Lakisha Mcclain and Medical Records filed (not available for viewing).
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Proceedings: Deposition of Patricia Williams filed.
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Date: 08/16/2010
Proceedings: Deposition of Lakisha Mcclain filed.
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Date: 08/16/2010
Proceedings: Deposition of Latasha Williams filed.
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Date: 08/16/2010
Proceedings: Notice of Filing Deposition Transcripts.
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Date: 08/12/2010
Proceedings: Petitioner's Notice of Service of Unverified Responses to Respondent's Expert Interrogatories filed.
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Date: 08/11/2010
Proceedings: Notice of Taking Deposition (Duces Tecum of Camay Pope) filed.
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Date: 07/30/2010
Proceedings: Respondent's Notice of Filing Petitioners Answers to Interrogatories filed.
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Date: 07/30/2010
Proceedings: Respondent's Notice of Service of Interrogatories to Intervenor Bay Medical Center filed.
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Date: 07/21/2010
Proceedings: Notice of Cancellation of Deposition (Camay Pope) filed.
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Date: 07/16/2010
Proceedings: Notice of Compliance with Request for Copies filed.
Date: 06/24/2010
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Date: 06/24/2010
Proceedings: Respondent's Notice of Service of Expert Interrogatories to Petitioners filed.
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Date: 06/24/2010
Proceedings: Plaintiffs' Notice of Service of Expert Interrogatories to Respondent Florida Birth-related Neurological Injury Compensation Association filed.
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Date: 06/24/2010
Proceedings: Petitioners' Expert Request for Production to Respondent, Florida Birth Related Neurological Compensation Association filed.
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Date: 06/24/2010
Proceedings: Notice of Taking Telephonic Deposition (of D. Willis) filed.
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Date: 06/22/2010
Proceedings: Amended Notice of Taking Deposition (Duces Tecum; of B. Lopez) filed.
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Proceedings: Deposition of Berto Lopez and Medical Records filed (not available for viewing).
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Date: 06/16/2010
Proceedings: Notice of Taking Deposition (of B. Lopez) filed.
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Date: 06/11/2010
Proceedings: Petitioner's Request for Copies (Sacred Heart Hospital) filed.
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Date: 06/11/2010
Proceedings: Petitioner's Request for Copies (Caring Hearts Pediatric Extended) filed.
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Date: 06/07/2010
Proceedings: Intervenor, Bay Medical Center's Request for Copies filed.
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Date: 05/26/2010
Proceedings: Intervenor, Bay Medical Center's Response to Respondent, Florida Birth Related Neurological Injury Compensation Association's Request to Produce filed.
PDF:
Date: 05/24/2010
Proceedings: Notice of Taking Deposition (of P. Williams) filed.
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Date: 05/24/2010
Proceedings: Notice of Taking Deposition (of C. Pope) filed.
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Date: 05/24/2010
Proceedings: Notice of Taking Deposition (of L. McClain) filed.
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Date: 05/24/2010
Proceedings: Notice of Taking Deposition (of L. Williams) filed.
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Date: 05/24/2010
Proceedings: Notice of Reserving Court Reporter filed.
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Date: 05/21/2010
Proceedings: Notice of Serving Respondent, Florida Borth Related Neurological Injury Compensation Association's, Verified Answers to Petitioner's, Interrogatories filed.
PDF:
Date: 05/03/2010
Proceedings: Petitiner's Notice of Responses to Respondent's Interrogatories filed.
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Date: 04/23/2010
Proceedings: Notice of Production of Records from Non-parties filed.
PDF:
Date: 04/23/2010
Proceedings: Respondent, Florida Birth Related Neurological Injury Compensation Association's, Request to Produce to Intervenor, Bay Medical Center filed.
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Date: 04/19/2010
Proceedings: Petitioner's Notice of Service of Interrogatories to Respondent filed.
PDF:
Date: 04/16/2010
Proceedings: Order of Pre-hearing Instructions.
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Date: 04/16/2010
Proceedings: Notice of Hearing (hearing set for August 26, 2010; 9:30 a.m.; Tallahassee, FL).
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Proceedings: CASE STATUS: Pre-Hearing Conference Held.
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Date: 04/13/2010
Proceedings: Notice of Telephonic Conference filed.
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Date: 04/01/2010
Proceedings: Respondent's Notice of Service of Interrogatories to Petitioners filed.
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Date: 03/18/2010
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Date: 02/25/2010
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Date: 02/23/2010
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Date: 02/22/2010
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Date: 02/17/2010
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Date: 02/12/2010
Proceedings: Motion to Intervene filed.
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Date: 02/08/2010
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Date: 02/03/2010
Proceedings: Response to Petition for Benefits filed.
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Date: 01/26/2010
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Date: 01/20/2010
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Date: 01/14/2010
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Date: 12/24/2009
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Date: 12/22/2009
Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
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Date: 12/22/2009
Proceedings: Notice sent out that this case is now before the Division of Administrative Hearings.
Date: 12/21/2009
Proceedings: NICA filing fee (Check No. 324962; $15.00) filed (not available for viewing).
PDF:
Date: 12/21/2009
Proceedings: Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. filed.
PDF:
Date: 12/21/2009
Proceedings: Referral Letter filed.

Case Information

Judge:
ELLA JANE P. DAVIS
Date Filed:
12/21/2009
Date Assignment:
12/22/2009
Last Docket Entry:
09/27/2011
Location:
Tallahassee, Florida
District:
Northern
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related Florida Statute(s) (11):