09-001735EF Department Of Environmental Protection vs. Synergy International, Inc.
 Status: Closed
DOAH Final Order on Friday, September 11, 2009.


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Summary: Petitioner proved the Notice of Violation charges of improper transport and handling of florescent lamps.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF ENVIRONMENTAL )

12PROTECTION, )

14)

15Petitioner, )

17)

18vs. ) Case No. 09-1735EF

23)

24SYNERGY INTERNATIONAL, INC., )

28)

29Respondent. )

31)

32FINAL ORDER

34On June 15, 2009, a final administrative hearing was held

44before J. Lawrence Johnston, Administrative Law Judge, Division

52of Administrative Hearings, by video teleconferencing between

59Tallahassee and Tampa.

62APPEARANCES

63For Petitioner: Jeffery Curry Close, Esquire

69Department of Environmental Protection

733900 Commonwealth Boulevard, Mail Stop 35

79Tallahassee, Florida 32399-3000

82For Respondent: Matthew Gregg

86Synergy International, Inc.

896060 28th Street, East, Suite 2

95Bradenton, Florida 34203

98STATEMENT OF THE ISSUES

102The issues in this case are whether Respondent, Synergy

111International, Inc. (Respondent or Synergy), should be fined and

120required to take correction actions based on charges in the

130Notice of Violation, Orders for Corrective Action, and

138Administrative Penalties Assessment, DEP OGC File 09-0140 (NOV).

146PRELIMINARY STATEMENT

148The NOV issued by the Department of Environmental Protection

157(DEP) charges Respondent with: Count I, failure to label

166accumulated universal waste lamps as required by Florida

174Administrative Code Rule 62-737.400(5)(b)1. 1 ; Count II, being a

183universal waste transporter and storing universal waste (spent

191fluorescent lamps) for more than ten days, in violation of 40

202Code of Federal Regulation (CFR) Section 273.53, which is

211incorporated by reference in Rule 62-730.185(1); Count III, being

220a small quantity handler of universal waste and not storing spent

231lamps in containers or packages that are structurally sound,

240adequate to prevent breakage, and compatible with the contents of

250the lamps, in violation of 40 CFR Section 273.13(d)(1), which is

261incorporated by reference in Rule 62-730.185(1); Count IV, being

270a small quantity handler of universal waste and not immediately

280containing broken lamp in a structurally sound container capable

289of preventing releases of mercury to the environment, in

298violation of 40 CFR Section 273.13(d)(2), which is incorporated

307by reference in Rule 62-730.185(1); Count V, being a universal

317waste transporter and not giving notice of those activities

326before beginning operation and annually thereafter, in violation

334of Rule 62-737.400(3)(a)2.; Count VI, being a small quantity

343handler of universal waste, storing spent lamps for more than one

354year, and not being able to demonstrate the length of time that

366spent lamps have been stored, in violation of 40 CFR Section

377273.13(c), which is incorporated by reference in Rule 62-

386730.185(1); and Count VII, being liable for reasonable costs and

396expenses incurred by DEP in investigating the charges.

404Respondent denied the charges and requested a hearing, which

413was scheduled for June 15, 2009, by video teleconference between

423Tallahassee and Tampa.

426The parties filed a Pre-Hearing Stipulation on June 8, 2009.

436It included the stipulations:

440b. On July 16, 2008, the Respondent was

448storing at least some spent florescent bulbs

455at the Facility ("Waste Bulbs").

462* * *

465d. Spent florescent bulbs are universal

471waste lamps as defined at Rule 62-

478737.400(5)(b)(1), F.A.C., and universal waste

483as defined at 40 CFR 273.9.

489Based on these stipulations, DEP moved at the outset of the final

501hearing to exclude evidence Respondent was planning to introduce

510to dispute whether the spent florescent bulbs found at

519Respondent's business on July 16 and August 6, 2008, were

"529universal waste lamps." Ruling was reserved, and the evidence

538was presented, subject to the ruling on DEP's motion. At this

549time, DEP's motion is denied. See Conclusions 21-22, infra .

559At the hearing, DEP called four witnesses: Tara Swanson and

569Shannon Camp, who are inspectors working in DEP's Hazardous Waste

579program; James Jones, a former lighting installer for Respondent;

588and Jim Dregne, DEP's Hazardous Waste Environmental Program

596Manager for the Southwest District. DEP had its Exhibits 1-5

606admitted in evidence. Matthew Gregg, Synergy's owner, testified

614for Respondent and had Synergy Exhibits 1, 2, 6, 7, 9, 10, 11,

62713, 15, and 16 admitted in evidence. Ruling was reserved on

638DEP's objections to Synergy Exhibits 3, 4, 5, 8, 12, 14, and 17

651on grounds of authenticity and hearsay. Those objections are

660overruled (the documents were shown to be authentic, and the

670hearsay is admissible under Section 120.57(1)(c), Florida

677Statutes (2008), 2 to supplement or explain Mr. Gregg's

686testimony).

687At the end of Respondent's presentation, Respondent asked to

696present the testimony of an additional witness by post-hearing

705deposition transcript. This request was granted, and proposed

713final orders were to be filed within ten days from the filing of

726the post-hearing deposition transcript, neither party having

733requested a Transcript of the final hearing. It was anticipated

743that the post-hearing deposition would be taken by the end of

754June, but it was not scheduled. On July 17, 2009, DEP moved to

767close the evidentiary record and set deadlines for proposed final

777orders. Synergy did not file a response in the time allotted by

789Rule 28-106.204(1), and an Order Closing Evidentiary Record and

798Establishing Deadline for Proposed Final Orders (August 10, 2009)

807was entered. DEP's timely Proposed Final Order and Respondent's

816submittal on August 13, 2009, have been considered in the

826preparation of this Final Order.

831FINDINGS OF FACT

8341. Since at least April 30, 2007, Respondent has operated a

845lighting supply company at 6060 29th Street East, Bradenton,

854Florida. (Despite Respondent's stipulation to this fact,

861Respondent presented evidence that the correct mailing address of

870its business actually is on 28th Street East.)

8782. Spent florescent bulbs are universal waste lamps as

887defined at Rule 62-737.400(5)(b)1. and universal waste as defined

896at 40 CFR Section 273.9.

9013. Respondent has never registered with DEP as a

910transporter of universal waste bulbs or notified DEP that it was

921transporting universal waste.

9244. Respondent has never accumulated 5,000 kilograms or more

934of universal waste at one time, nor has Respondent ever treated,

945disposed of, or recycled universal waste at its facility.

9545. DEP inspected Respondent's facility on July 16 and

963August 6, 2008.

9666. On the first inspection, DEP informed Respondent's

974owner, Matthew Gregg, that the purpose of the inspection was to

985see if Respondent was following the laws governing spent

994fluorescent lamps. The inspectors say Mr. Gregg told them that,

1004when Synergy sells fluorescent lamps, its installers bring the

1013spent lamps back to Respondent's premises and that sometimes

1022customers bring spent lamps to Respondent's premises. The

1030inspectors say they asked Mr. Gregg where Respondent stored the

1040spent lamps, and he showed them Respondent's storeroom. They

1049also say they asked Mr. Gregg how long the spent bulbs had been

1062in the storeroom, and he told them "a couple of months." They

1074say he told them that Respondent was in the process of obtaining

1086equipment to recycle the mercury in the spent bulbs.

10957. In the storeroom were shelves with cardboard boxes of

1105fluorescent and other lamps and bulbs and other product. The

1115inspectors say Mr. Gregg told him that the spent fluorescent

1125lamps were kept in the boxes on the shelves, some of which were

1138labeled "hazardous waste." From their vantage, the inspectors

1146did not see any labels on any of the boxes saying "Spent Mercury-

1159Containing Lamps for Recycling," "Universal Waste Mercury Lamps,"

"1167Waste Mercury Lamps," or "Used Mercury Lamps." They did not

1177turn the boxes around on the shelves and did not look at all

1190surfaces of the boxes. There was no evidence that they told

1201Mr. Gregg they considered the boxes not to be properly labeled.

12128. The inspectors also observed fluorescent lamps,

1219including four broken lamps, in a flimsy plastic bag that was

1230torn. They told Mr. Gregg that the broken lamps had to be

1242cleaned up and put in a proper container, not just in a flimsy

1255plastic bag, and properly labeled. In response, Mr. Gregg had an

1266employee who was present working in the storeroom clean up the

1277broken lamps and put them in a proper container. It is not clear

1290from the evidence how the container was labeled.

12989. Mr. Gregg contends that the evidence did not prove how

1309long the lamps were in the plastic bag prior to the inspection,

1321or when the four lamps were broken, and that it is possible the

1334storeroom worker was in the process of filling an order while the

1346inspection was ongoing. But it is telling that neither Mr. Gregg

1357nor the storeroom worker mentioned this to the inspectors at the

1368time, as Mr. Gregg himself concedes. For this reason, it is

1379found that the storeroom worker was not in the process of filling

1391an order while the inspection was ongoing, but rather that the

1402plastic bag with the four broken lamps had been there for an

1414extended but unknown period of time prior to the inspection.

142410. The inspectors did not see any labels saying "Spent

1434Mercury-Containing Lamps for Recycling," "Universal Waste Mercury

1441Lamps," "Waste Mercury Lamps," or "Used Mercury Lamps" on the

1451premises that day. They did, however, see the following label in

1462the office area:

1465FLUORESCENT LAMP

1467RECYCLE

1468PACK

1469CALL FOR PICK-UP 877-220-5483

1473WARNING: THIS BOX CONTAINS MERCURY Hg

1479HAZARDOUS MATERIALS

148111. On the second inspection, DEP just drove through the

1491parking lot and around to the back of Respondent's premises.

1501They saw the contents of the storeroom on the pavement behind the

1513building. An employee of Respondent (the same employee who

1522cleaned up the broken lamp on the first inspection), told them

1533that the storeroom contents had been removed to allow Synergy to

1544clean out the storeroom that day. The inspectors observed

1553fluorescent lamps standing in and sticking out of the top of

1564boxes on the pavement. Some of them appeared to be spent lamps;

1576some did not appear to be spent lamps. Some of the lamps, both

1589apparently spent and apparently unspent, were "green-tip" lamps,

1597a type of Phillips-brand fluorescent lamp made with less than 0.2

1608mg per liter (mg/L) of mercury, as measured by the Toxicity

1619Characteristic Leaching Procedure (TCLP), which is the "universal

1627waste" threshold. There also are other brands of fluorescent

1636lamps that have a TCLP of less than 0.2 mg/L of mercury. The

1649inspectors could not determine whether particular florescent

1656lamps observed during their "drive-by" inspection had been made

1665with a TCLP of more than or less than 0.2 mg/L of mercury. They

1679did not inspect further or ask any questions about the lamps they

1691saw. It is possible that DEP's inspectors failed to obtain and

1702preserve independent evidence of the TCLP values of the

1711particular florescent lamps being stored at Respondent's facility

1719because they were lulled by Mr. Gregg's initial statements.

172812. After Synergy received a warning letter from DEP,

1737Mr. Gregg has maintained that DEP's inspectors misunderstood him

1746during the first inspection. He contends that he did not admit

1757to transporting spent fluorescent lamps and storing them. He

1766contends that, when he told DEP's inspectors that Respondent

1775transports and stores lamps, he meant non-fluorescent lamps and

1784new fluorescent lamps that are stored on the premises and

1794transported to customers. DEP contends that Respondent's more

1802recent position is a fabrication.

180713. In response to Mr. Gregg's testimony, DEP called

1816James Jones, who was an installer for Synergy from May to

1827October 2007. 3 Mr. Jones testified that Mr. Gregg instructed him

1838and other Synergy installers to transport spent bulbs to

1847Respondent's premises. He testified that he followed those

1855instructions, including on a job in 2007 when he replaced

1865approximately 800-1,000 florescent lamps at a Sav-a-Lot store in

1875Naples. According to Mr. Jones, some of the lamps replaced and

1886brought back to Synergy were so old that the stamped brand logo

1898was worn off.

190114. The former installer's testimony conflicted not only

1909with Mr. Gregg's but also with the affidavits of another

1919installer and of an employee of Synergy. The DEP witness

1929attacked the credibility of Mr. Gregg and the affiants, accusing

1939them of bias. However, it is clear that the witness

1949acknowledged, agreed to, and signed Synergy's written policy

1957prohibiting installers from accepting spent lamps from customers.

1965If Mr. Jones was telling the truth, Mr. Gregg and Synergy

1976condoned the violation of the written policy.

198315. At the hearing, DEP's expert, Mr. Dregne, testified

1992that at least some of the florescent lamps in Synergy's storeroom

2003on July 16 and outside the storeroom on August 6, 2008, probably

2015met the TCLP threshold for regulation because, based on

2024Mr. Gregg's initial statements to the DEP inspectors and the

2034testimony of former installer, they were a random mix of lamps

2045being taken out of service in July 2008. The length of time a

2058florescent lamp lasts depends on use and other factors. The

2068lamps can last for ten years or more. For about ten years,

2080florescent lamps falling below the TCLP threshold for regulation

2089have been manufactured in the United States. Not all lamps now

2100manufactured in the United States fall below the TCLP threshold

2110for regulation. (Lamps manufactured outside the United States

2118generally do not fall below the TCLP threshold for regulation,

2128but they generally are not sold in the United States.)

213816. Based on a preponderance of all the evidence, it is

2149found that Respondent's position since receiving a warning letter

2158from DEP has been a fabrication in that Mr. Gregg actually and

2170truthfully made the statements in Findings 6-7, supra , and that

2180at least some of florescent bulbs in Synergy's storeroom on

2190July 16 and outside the storeroom on August 6, 2008, probably had

2202been made with a TCLP of more than 0.2 mg/L of mercury.

221417. Mr. Gregg testified that fluorescent lamps on the

2223premises in plastic bags and any other containers unsuitable for

2233spent fluorescent lamps were not spent lamps but were defective

2243new lamps that were kept in Respondent's storeroom for purposes

2253of processing warranty claims. Mr. Gregg's testimony was

2261consistent with Synergy's written policy (also acknowledged,

2268agreed to, and signed by DEP's witness) that "[d]efective product

2278is to be kept on hand until credit is issued or manufacturer

2290requests return of product." However, it is not relevant whether

2300the florescent lamps were spent or defective new lamps. See

2310Conclusions 20 and 22, infra .

2316CONCLUSIONS OF LAW

231918. This is an administrative proceeding under Section

2327403.121(2), Florida Statutes. Under paragraph (d) of that

2335subsection, the Department has the burden of proving by a

2345preponderance of the evidence that Respondent is responsible for

2354the alleged violations; and, since penalties are assessed in the

2364NOV, "the administrative law judge shall issue a final order on

2375all matters, including the imposition of an administrative

2383penalty."

238419. Count I charges a violation of Rule 62-737.400(5)(b)1.,

2393which provides:

2395Handlers and transporters shall manage

2400universal waste lamps and devices in a way

2408that prevents breakage, releases of their

2414components to the environment, and their

2420exposure to moisture. In the event of a

2428release, the handler or transporter must

2434determine whether the cleanup residues (e.g.,

2440cleanup equipment and contaminated soils)

2445resulting from the release are hazardous

2451waste, and if so, must manage them in

2459accordance with Chapter 62-730, F.A.C. The

2465following management standards shall be

2470observed in addition to the applicable

2476requirements adopted under Rule 62-730.185,

2481F.A.C., and the U.S. Department of

2487Transportation 49 CFR Parts 171 through 180,

2494hazardous material regulations.

2497* * *

2500(b) Universal waste lamps, devices or the

2507containers in which they are stored shall be

2515labeled or marked clearly as follows:

25211. For universal waste lamps, the words

"2528Spent Mercury-Containing Lamps for

2532Recycling", "Universal Waste Mercury Lamps",

"2537Waste Mercury Lamps" or "Used Mercury

2543Lamps"; except for those crushed per

2549paragraph (6)(b) below which shall be labeled

"2556Crushed Mercury Lamps"; . . . .

256320. Rule 62-737.200 includes the following definitions:

2570(7) "Generator" means any person whose act

2577or process produces spent mercury-containing

2582lamps or devices.

2585* * *

2588(28) "Universal waste lamp or device

2594destination facility" or "lamp or device

2600destination facility" means a mercury

2605recovery or reclamation facility permitted by

2611the Department or an out-of-state recycling

2617facility permitted by another state for the

2624processing of universal waste lamps or

2630devices and the ultimate recovery and

2636reclamation of the mercury they contain, and

2643one that meets the applicability requirements

2649for a destination facility under 40 CFR

2656273.60 as adopted by reference under Rule 62-

2664730.185, F.A.C.

2666(29) "Universal waste device" or "device"

2672means any mercury-containing device,

2676excluding one generated by a household

2682exempted under 40 CFR 261.4(b)(1), that is

2689also characteristically hazardous for mercury

2694under 40 CFR 261.24 [the 0.2 mg/L TCLP

2702threshold] and is being managed in accordance

2709with this chapter.

2712(30) "Universal waste lamp" or "lamp" means

2719any mercury-containing lamp that is also

2725characteristically hazardous for mercury

2729under 40 CFR 261.24 [the 0.2 mg/L TCLP

2737threshold] and is being managed in accordance

2744with this chapter.

2747(31) "Universal waste lamp or device

2753handler" or "handler" means a generator, or

2760another person including a transfer facility

2766storing lamps or devices more than 10 days,

2774that generates or receives universal waste

2780lamps or devices from other handlers,

2786accumulates and manages these lamps and

2792devices in accordance with this chapter, and

2799ships them to a universal waste lamp or

2807device destination facility.

2810(a) A large quantity handler of

2816universal waste lamps or devices

2821is: a generator or reverse

2826distribution handler accumulating

28295,000 kilograms or more of

2835universal waste lamps or devices at

2841any one time; or another handler,

2847excluding a generator or reverse

2852distribution handler, that

2855accumulates 2,000 kilograms or more

2861of lamps or 100 kilograms or more

2868of devices at any one time.

2874(b) A small quantity handler of

2880universal waste lamps or devices is

2886a generator or reverse distribution

2891handler accumulating less than

28955,000 kilograms of universal waste

2901lamps or devices at any one time;

2908or another handler that accumulates

2913less than 2,000 kilograms of lamps

2920or 100 kilograms of devices at any

2927one time.

2929(32) "Universal waste lamp or device

2935transfer facility" or "transfer facility"

2940means an in-state transportation-related

2944facility including loading docks, parking

2949areas, storage areas, and other similar

2955areas, including those designated at lamp

2961generator facilities during relamping

2965activities, where shipments of universal

2970waste lamps or devices are held during the

2978normal course of transportation for 10 days

2985or lessansfer facilities do not include

2991handler facility areas where handlers are

2997accumulating lamps or devices in accordance

3003with 40 CFR 273.15 or 273.35.

3009(33) "Universal waste lamp or device

3015transporter" or "transporter" means any

3020person, including a generator or other

3026handler, engaged in the off-site

3031transportation of universal waste lamps or

3037devices to a handler or lamp or device

3045destination facility by air, rail, highway or

3052water.

305321. Respondent stipulated that spent florescent bulbs are

3061universal waste lamps as defined at Rule 62-737.400(5)(b)1. and

3070universal waste as defined at 40 CFR Section 273.9. Respondent's

3080stipulation must be given effect. See Broche v. Cohn , 987 So. 2d

3092124, 127 (Fla. 4th DCA 2008) ("Pretrial stipulations prescribing

3102the issues on which a case is to be tried are binding on the

3116parties and the court, and should be strictly enforced. Further,

3126it is the policy of the law to encourage and uphold stipulations

3138in order to minimize litigation and expedite the resolution of

3148disputes.") (citing Lotspeich Co. v. Neoguard Corp. , 416 So. 2d

31591163, 1165 (Fla. 3d DCA 1982); Gunn Plumbing, Inc. v. Dania Bank ,

3171252 So. 2d 1 (Fla. 1971); Spitzer v. Bartlett Bros. Roofing , 437

3183So. 2d 758, 760 (Fla. 1st DCA 1983)) (internal quotation marks

3194omitted). In this case it was unclear whether Respondent was

3204stipulating that all spent florescent bulbs are universal waste,

3213or just that spent florescent bulbs can be universal waste if

3224they are the kind that meet the TCLP threshold.

323322. While Synergy is not being held to a stipulation that

3244all spent florescent bulbs are universal waste, the Department

3253proved that Synergy was acting as a "handler" and "transporter"

3263of "universal waste lamps"; was storing "universal waste lamps"

3272that were not labeled as required; and was not managing those

3283lamps in a way that prevented breakage, releases of their

3293components to the environment, and their exposure to moisture.

3302These facts establish a violation of Rule 62-737.400(5)(b)1.

331023. Count II charges a violation of 40 CFR Section 273.53,

3321which is adopted by reference in Rule 62-730.185(1) and provides:

3331(a) A universal waste transporter may only

3338store the universal waste at a universal

3345waste transfer facility for ten days or less.

3353(b) If a universal waste transporter stores

3360universal waste for more than ten days, the

3368transporter becomes a universal waste handler

3374and must comply with the applicable

3380requirements of subparts B or C of this part

3389while storing the universal waste.

3394The Department proved a violation of this CFR. Synergy was

3404storing universal waste for more than ten days and was not in

3416compliance with the regulations governing universal waste

3423handlers.

342424. Counts III and IV charge violations of 40 CFR Section

3435in Rule 62-730.185(1) and provide:

3440(d) Lamps. A small quantity handler of

3447universal waste must manage lamps in a way

3455that prevents releases of any universal waste

3462or component of a universal waste to the

3470environment, as follows:

3473(1) A small quantity handler of

3479universal waste must contain any

3484lamp in containers or packages that

3490are structurally sound, adequate to

3495prevent breakage, and compatible

3499with the contents of the lamps.

3505Such containers and packages must

3510remain closed and must lack

3515evidence of leakage, spillage or

3520damage that could cause leakage

3525under reasonably foreseeable

3528conditions.

3529(2) A small quantity handler of

3535universal waste must immediately

3539clean up and place in a container

3546any lamp that is broken and must

3553place in a container any lamp that

3560shows evidence of breakage,

3564leakage, or damage that could cause

3570the release of mercury or other

3576hazardous constituents to the

3580environment. Containers must be

3584closed, structurally sound,

3587compatible with the contents of the

3593lamps and must lack evidence of

3599leakage, spillage or damage that

3604could cause leakage or releases of

3610mercury or other hazardous

3614constituents to the environment

3618under reasonably foreseeable

3621conditions.

3622The Department proved the alleged violations of this CFR.

363125. Count V charges a violation of Rule 62-737.400(3)(a)2.,

3640which provides:

3642Registration:

3643* * *

36462. Before beginning operations and annually

3652thereafter by March 1, a handler or a

3660transporter of spent universal waste lamps or

3667devices, excluding a person specified in

3673paragraph 1. above, and the sponsor of a

3681reverse distribution program shall register

3686by notifying the Department of its intent to

3694be a handler or transporter or to operate a

3703reverse distribution program, and certifying

3708that it has employee training procedures in

3715place for the proper handling, emergency

3721response, and containment and cleanup of its

3728spent universal waste lamps or devices.

3734. . . .

3738The Department proved a violation of this Rule.

374626. Count VI charges a violation of 40 CFR Section

3756273.15(c), which is adopted by reference in Rule 62-730.185(1)

3765and provides:

3767(c) A small quantity handler of universal

3774waste who accumulates universal waste must be

3781able to demonstrate the length of time that

3789the universal waste has been accumulated from

3796the date it becomes a waste or is received.

3805The handler may make this demonstration by:

3812(1) Placing the universal waste in

3818a container and marking or labeling

3824the container with the earliest

3829date that any universal waste in

3835the container became a waste or was

3842received;

3843(2) Marking or labeling each

3848individual item of universal waste

3853(e.g., each battery or thermostat)

3858with the date it became a waste or

3866was received;

3868(3) Maintaining an inventory

3872system on-site that identifies the

3877date each universal waste became a

3883waste or was received;

3887(4) Maintaining an inventory

3891system on-site that identifies the

3896earliest date that any universal

3901waste in a group of universal waste

3908items or a group of containers of

3915universal waste became a waste or

3921was received;

3923(5) Placing the universal waste in

3929a specific accumulation area and

3934identifying the earliest date that

3939any universal waste in the area

3945became a waste or was received; or

3952(6) Any other method which clearly

3958demonstrates the length of time

3963that the universal waste has been

3969accumulated from the date it

3974becomes a waste or is received.

3980The Department proved a violation of this CFR.

398827. Count VII sought recovery of reasonable costs and

3997expenses incurred by DEP in investigating the charges under

4006Section 403.141(1), Florida Statutes, which provides for the

4014recovery of the "reasonable costs and expenses of the state in

4025tracing the source of the discharge, in controlling and abating

4035the source and the pollutants, and in restoring the air, waters,

4046and property, including animal, plant, and aquatic life, of the

4056state to their former condition . . . ." But in this case, there

4070was no proof of pollution that had to be traced, controlled, or

4082abated, or any need for restoration. There also was no proof of

4094any reasonable costs or expenses. No recovery was sought in

4104DEP's Proposed Final Order. For these reasons, no costs or

4114expenses are recoverable under Count VII.

412028. Section 403.121(5), Florida Statutes, establishes a

4127penalty of $500 for the violations alleged in Counts I, II, and

4139III, and VI. Section 403.121(4)(e), Florida Statutes,

4146establishes a penalty of $1,000 for the violations alleged in

4157Counts IV and V.

416129. Section 403.121(10), Florida Statutes, allows reduction

4168of a penalty up to 50 percent upon consideration of mitigating

4179circumstances, such as "good faith efforts to comply prior to or

4190after discovery of the violations by the department." It also

4200provides: "Upon an affirmative finding that the violation was

4209caused by circumstances beyond the reasonable control of the

4218respondent and could not have been prevented by respondent's due

4228diligence, the administrative law judge may further reduce the

4237penalty." There are no such mitigating circumstances present in

4246this case.

424830. Under Section 403.121(11), Florida Statutes, penalties

4255collected pursuant to Section 403.121 "shall be deposited in the

4265Ecosystem Management and Restoration Trust Fund or other trust

4274fund designated by statute and shall be used to fund the

4285restoration of ecosystems, or polluted areas of the state, as

4295defined by the department, to their condition before pollution

4304occurred." No other trust fund appears to have been designated

4314by statute. In addition, Section 403.1651(2)(a), Florida

4321Statutes, provides that the Ecosystem Management and Restoration

4329Trust Fund "shall be used for the deposit of all moneys recovered

4341by the state" under Chapter 403, Florida Statutes.

4349DISPOSITION

4350Based on the foregoing Findings of Fact and Conclusions of

4360Law, it is

4363ORDERED:

43641. The charges in Counts I through VI of the NOV are

4376sustained;

43772. Respondent shall pay $4,000 in penalties into the

4387Ecosystem Management and Restoration Trust Fund. Payment shall

4395be made by cashier’s check or money order payable to the "State

4407of Florida Department of Environmental Protection" and shall

4415include thereon the notations "OGC Case No. 09-0140" and

"4424Ecosystem Management and Restoration Trust Fund"; and

44313. The payment shall be sent to the State of Florida

4442Department of Environmental Protection, Attn: Sandra Wilson,

444913051 North Telecom Parkway, Temple Terrace, Florida 33637-0926.

4457DONE AND ORDERED this 11th day of September, 2009, in

4467Tallahassee, Leon County, Florida.

4471J. LAWRENCE JOHNSTON

4474Administrative Law Judge

4477Division of Administrative Hearings

4481The DeSoto Building

44841230 Apalachee Parkway

4487Tallahassee, Florida 32399-3060

4490(850) 488-9675

4492Fax Filing (850) 921-6847

4496www.doah.state.fl.us

4497Filed with the Clerk of the

4503Division of Administrative Hearings

4507this 11th day of September, 2009.

4513ENDNOTES

45141/ Unless otherwise indicated, all rule references are to the

4524version of the Florida Administrative Code in effect at the time

4535of the filing of the NOV.

45412/ Unless otherwise indicated, all statutory citations are to

4550the 2008 Florida Statutes.

45543/ Respondent tried to prove that the installer was an

4564independent contractor, not an employee, in part to impeach the

4574witness's testimony that he was an employee and in part to avoid

4586responsibility for the installer's actions. If believed, the

4594installer's testimony would prove both that he was an employee

4604and that Respondent was responsible for his actions.

4612COPIES FURNISHED:

4614Jeffery Curry Close, Esquire

4618Department of Environmental Protection

46223900 Commonwealth Boulevard, Mail Stop 35

4628Tallahassee, Florida 32399-3000

4631Matthew Gregg

4633Synergy International, Inc.

46366060 28th Street, East, Suite 2

4642Bradenton, Florida 34203

4645Michael W. Sole, Secretary

4649Department of Environmental Protection

46533900 Commonwealth Boulevard, Mail Stop 35

4659Tallahassee, Florida 32399-3000

4662Tom Beason, General Counsel

4666Department of Environmental Protection

46703900 Commonwealth Boulevard, Mail Stop 35

4676Tallahassee, Florida 32399-3000

4679NOTICE OF RIGHT TO JUDICIAL REVIEW

4685A party who is adversely affected by this Final Order is entitled

4697to judicial review pursuant to Section 120.68, Florida Statutes.

4706Review proceedings are governed by the Florida Rules of Appellate

4716Procedure. Such proceedings are commenced by filing the original

4725Notice of Appeal with the agency clerk of the Division of

4736Administrative Hearings and a copy, accompanied by filing fees

4745prescribed by law, with the District Court of Appeal, First

4755District, or with the District Court of Appeal in the Appellate

4766District where the party resides. The notice of appeal must be

4777filed within 30 days of rendition of the order to be reviewed.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 02/05/2010
Proceedings: Transmittal letter from Claudia Llado forwarding Petitioner's Exhibits numbered 1-5, and Respondent's Exhibits numbered 1-17, to the agency.
PDF:
Date: 09/11/2009
Proceedings: DOAH Final Order
PDF:
Date: 09/11/2009
Proceedings: Final Order (hearing held June 15, 2009). CASE CLOSED.
PDF:
Date: 08/13/2009
Proceedings: Proposed Final Order filed by Respondent.
PDF:
Date: 08/10/2009
Proceedings: Petitioner's Proposed Final Order filed.
PDF:
Date: 07/30/2009
Proceedings: Order Closing Evidentiary Record and Establishing Deadline for Proposed Final Orders (proposed final orders shall be filed by August 10, 2009).
PDF:
Date: 07/17/2009
Proceedings: DEP's Motion for Closure of Record and Deadline for Written Submittals filed.
PDF:
Date: 06/29/2009
Proceedings: Letter to Judge Johnston from J. Close enclosing Respondent's Exhibits and a copy of the applicable rules from the Code of Federal Regulation (exhibits not available for viewing) filed.
Date: 06/15/2009
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 06/12/2009
Proceedings: Return of Service (to J. Jones) filed.
PDF:
Date: 06/11/2009
Proceedings: Department of Environmental Protection's Amended Witness and Exhibit List filed.
PDF:
Date: 06/08/2009
Proceedings: Pre-hearing Stipulation filed.
PDF:
Date: 06/02/2009
Proceedings: Notice of Transfer.
PDF:
Date: 05/07/2009
Proceedings: Notice of Taking Deposition Duces Tecum (of M. Gregg) filed.
PDF:
Date: 04/22/2009
Proceedings: Notice of Service of Petitioner`s First Set of Interrogatories filed.
PDF:
Date: 04/22/2009
Proceedings: Notice of Hearing by Video Teleconference (hearing set for June 15, 2009; 9:00 a.m.; Tampa and Tallahassee, FL).
PDF:
Date: 04/09/2009
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 04/02/2009
Proceedings: Notice of Violation, Orders for Corrective Action, and Administrative Penalties Assessment filed.
PDF:
Date: 04/02/2009
Proceedings: Petition for Administrative Hearing filed.
PDF:
Date: 04/02/2009
Proceedings: Request for Assignment of Administrative Law Judge and Notice of Preservation of Record filed.
PDF:
Date: 04/02/2009
Proceedings: Initial Order.

Case Information

Judge:
J. LAWRENCE JOHNSTON
Date Filed:
04/02/2009
Date Assignment:
06/02/2009
Last Docket Entry:
02/05/2010
Location:
Tampa, Florida
District:
Middle
Agency:
Department of Environmental Protection
Suffix:
EF
 

Counsels

Related DOAH Cases(s) (1):

Related Florida Statute(s) (5):

Related Florida Rule(s) (3):