09-001735EF
Department Of Environmental Protection vs.
Synergy International, Inc.
Status: Closed
DOAH Final Order on Friday, September 11, 2009.
DOAH Final Order on Friday, September 11, 2009.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF ENVIRONMENTAL )
12PROTECTION, )
14)
15Petitioner, )
17)
18vs. ) Case No. 09-1735EF
23)
24SYNERGY INTERNATIONAL, INC., )
28)
29Respondent. )
31)
32FINAL ORDER
34On June 15, 2009, a final administrative hearing was held
44before J. Lawrence Johnston, Administrative Law Judge, Division
52of Administrative Hearings, by video teleconferencing between
59Tallahassee and Tampa.
62APPEARANCES
63For Petitioner: Jeffery Curry Close, Esquire
69Department of Environmental Protection
733900 Commonwealth Boulevard, Mail Stop 35
79Tallahassee, Florida 32399-3000
82For Respondent: Matthew Gregg
86Synergy International, Inc.
896060 28th Street, East, Suite 2
95Bradenton, Florida 34203
98STATEMENT OF THE ISSUES
102The issues in this case are whether Respondent, Synergy
111International, Inc. (Respondent or Synergy), should be fined and
120required to take correction actions based on charges in the
130Notice of Violation, Orders for Corrective Action, and
138Administrative Penalties Assessment, DEP OGC File 09-0140 (NOV).
146PRELIMINARY STATEMENT
148The NOV issued by the Department of Environmental Protection
157(DEP) charges Respondent with: Count I, failure to label
166accumulated universal waste lamps as required by Florida
174Administrative Code Rule 62-737.400(5)(b)1. 1 ; Count II, being a
183universal waste transporter and storing universal waste (spent
191fluorescent lamps) for more than ten days, in violation of 40
202Code of Federal Regulation (CFR) Section 273.53, which is
211incorporated by reference in Rule 62-730.185(1); Count III, being
220a small quantity handler of universal waste and not storing spent
231lamps in containers or packages that are structurally sound,
240adequate to prevent breakage, and compatible with the contents of
250the lamps, in violation of 40 CFR Section 273.13(d)(1), which is
261incorporated by reference in Rule 62-730.185(1); Count IV, being
270a small quantity handler of universal waste and not immediately
280containing broken lamp in a structurally sound container capable
289of preventing releases of mercury to the environment, in
298violation of 40 CFR Section 273.13(d)(2), which is incorporated
307by reference in Rule 62-730.185(1); Count V, being a universal
317waste transporter and not giving notice of those activities
326before beginning operation and annually thereafter, in violation
334of Rule 62-737.400(3)(a)2.; Count VI, being a small quantity
343handler of universal waste, storing spent lamps for more than one
354year, and not being able to demonstrate the length of time that
366spent lamps have been stored, in violation of 40 CFR Section
377273.13(c), which is incorporated by reference in Rule 62-
386730.185(1); and Count VII, being liable for reasonable costs and
396expenses incurred by DEP in investigating the charges.
404Respondent denied the charges and requested a hearing, which
413was scheduled for June 15, 2009, by video teleconference between
423Tallahassee and Tampa.
426The parties filed a Pre-Hearing Stipulation on June 8, 2009.
436It included the stipulations:
440b. On July 16, 2008, the Respondent was
448storing at least some spent florescent bulbs
455at the Facility ("Waste Bulbs").
462* * *
465d. Spent florescent bulbs are universal
471waste lamps as defined at Rule 62-
478737.400(5)(b)(1), F.A.C., and universal waste
483as defined at 40 CFR 273.9.
489Based on these stipulations, DEP moved at the outset of the final
501hearing to exclude evidence Respondent was planning to introduce
510to dispute whether the spent florescent bulbs found at
519Respondent's business on July 16 and August 6, 2008, were
"529universal waste lamps." Ruling was reserved, and the evidence
538was presented, subject to the ruling on DEP's motion. At this
549time, DEP's motion is denied. See Conclusions 21-22, infra .
559At the hearing, DEP called four witnesses: Tara Swanson and
569Shannon Camp, who are inspectors working in DEP's Hazardous Waste
579program; James Jones, a former lighting installer for Respondent;
588and Jim Dregne, DEP's Hazardous Waste Environmental Program
596Manager for the Southwest District. DEP had its Exhibits 1-5
606admitted in evidence. Matthew Gregg, Synergy's owner, testified
614for Respondent and had Synergy Exhibits 1, 2, 6, 7, 9, 10, 11,
62713, 15, and 16 admitted in evidence. Ruling was reserved on
638DEP's objections to Synergy Exhibits 3, 4, 5, 8, 12, 14, and 17
651on grounds of authenticity and hearsay. Those objections are
660overruled (the documents were shown to be authentic, and the
670hearsay is admissible under Section 120.57(1)(c), Florida
677Statutes (2008), 2 to supplement or explain Mr. Gregg's
686testimony).
687At the end of Respondent's presentation, Respondent asked to
696present the testimony of an additional witness by post-hearing
705deposition transcript. This request was granted, and proposed
713final orders were to be filed within ten days from the filing of
726the post-hearing deposition transcript, neither party having
733requested a Transcript of the final hearing. It was anticipated
743that the post-hearing deposition would be taken by the end of
754June, but it was not scheduled. On July 17, 2009, DEP moved to
767close the evidentiary record and set deadlines for proposed final
777orders. Synergy did not file a response in the time allotted by
789Rule 28-106.204(1), and an Order Closing Evidentiary Record and
798Establishing Deadline for Proposed Final Orders (August 10, 2009)
807was entered. DEP's timely Proposed Final Order and Respondent's
816submittal on August 13, 2009, have been considered in the
826preparation of this Final Order.
831FINDINGS OF FACT
8341. Since at least April 30, 2007, Respondent has operated a
845lighting supply company at 6060 29th Street East, Bradenton,
854Florida. (Despite Respondent's stipulation to this fact,
861Respondent presented evidence that the correct mailing address of
870its business actually is on 28th Street East.)
8782. Spent florescent bulbs are universal waste lamps as
887defined at Rule 62-737.400(5)(b)1. and universal waste as defined
896at 40 CFR Section 273.9.
9013. Respondent has never registered with DEP as a
910transporter of universal waste bulbs or notified DEP that it was
921transporting universal waste.
9244. Respondent has never accumulated 5,000 kilograms or more
934of universal waste at one time, nor has Respondent ever treated,
945disposed of, or recycled universal waste at its facility.
9545. DEP inspected Respondent's facility on July 16 and
963August 6, 2008.
9666. On the first inspection, DEP informed Respondent's
974owner, Matthew Gregg, that the purpose of the inspection was to
985see if Respondent was following the laws governing spent
994fluorescent lamps. The inspectors say Mr. Gregg told them that,
1004when Synergy sells fluorescent lamps, its installers bring the
1013spent lamps back to Respondent's premises and that sometimes
1022customers bring spent lamps to Respondent's premises. The
1030inspectors say they asked Mr. Gregg where Respondent stored the
1040spent lamps, and he showed them Respondent's storeroom. They
1049also say they asked Mr. Gregg how long the spent bulbs had been
1062in the storeroom, and he told them "a couple of months." They
1074say he told them that Respondent was in the process of obtaining
1086equipment to recycle the mercury in the spent bulbs.
10957. In the storeroom were shelves with cardboard boxes of
1105fluorescent and other lamps and bulbs and other product. The
1115inspectors say Mr. Gregg told him that the spent fluorescent
1125lamps were kept in the boxes on the shelves, some of which were
1138labeled "hazardous waste." From their vantage, the inspectors
1146did not see any labels on any of the boxes saying "Spent Mercury-
1159Containing Lamps for Recycling," "Universal Waste Mercury Lamps,"
"1167Waste Mercury Lamps," or "Used Mercury Lamps." They did not
1177turn the boxes around on the shelves and did not look at all
1190surfaces of the boxes. There was no evidence that they told
1201Mr. Gregg they considered the boxes not to be properly labeled.
12128. The inspectors also observed fluorescent lamps,
1219including four broken lamps, in a flimsy plastic bag that was
1230torn. They told Mr. Gregg that the broken lamps had to be
1242cleaned up and put in a proper container, not just in a flimsy
1255plastic bag, and properly labeled. In response, Mr. Gregg had an
1266employee who was present working in the storeroom clean up the
1277broken lamps and put them in a proper container. It is not clear
1290from the evidence how the container was labeled.
12989. Mr. Gregg contends that the evidence did not prove how
1309long the lamps were in the plastic bag prior to the inspection,
1321or when the four lamps were broken, and that it is possible the
1334storeroom worker was in the process of filling an order while the
1346inspection was ongoing. But it is telling that neither Mr. Gregg
1357nor the storeroom worker mentioned this to the inspectors at the
1368time, as Mr. Gregg himself concedes. For this reason, it is
1379found that the storeroom worker was not in the process of filling
1391an order while the inspection was ongoing, but rather that the
1402plastic bag with the four broken lamps had been there for an
1414extended but unknown period of time prior to the inspection.
142410. The inspectors did not see any labels saying "Spent
1434Mercury-Containing Lamps for Recycling," "Universal Waste Mercury
1441Lamps," "Waste Mercury Lamps," or "Used Mercury Lamps" on the
1451premises that day. They did, however, see the following label in
1462the office area:
1465FLUORESCENT LAMP
1467RECYCLE
1468PACK
1469CALL FOR PICK-UP 877-220-5483
1473WARNING: THIS BOX CONTAINS MERCURY Hg
1479HAZARDOUS MATERIALS
148111. On the second inspection, DEP just drove through the
1491parking lot and around to the back of Respondent's premises.
1501They saw the contents of the storeroom on the pavement behind the
1513building. An employee of Respondent (the same employee who
1522cleaned up the broken lamp on the first inspection), told them
1533that the storeroom contents had been removed to allow Synergy to
1544clean out the storeroom that day. The inspectors observed
1553fluorescent lamps standing in and sticking out of the top of
1564boxes on the pavement. Some of them appeared to be spent lamps;
1576some did not appear to be spent lamps. Some of the lamps, both
1589apparently spent and apparently unspent, were "green-tip" lamps,
1597a type of Phillips-brand fluorescent lamp made with less than 0.2
1608mg per liter (mg/L) of mercury, as measured by the Toxicity
1619Characteristic Leaching Procedure (TCLP), which is the "universal
1627waste" threshold. There also are other brands of fluorescent
1636lamps that have a TCLP of less than 0.2 mg/L of mercury. The
1649inspectors could not determine whether particular florescent
1656lamps observed during their "drive-by" inspection had been made
1665with a TCLP of more than or less than 0.2 mg/L of mercury. They
1679did not inspect further or ask any questions about the lamps they
1691saw. It is possible that DEP's inspectors failed to obtain and
1702preserve independent evidence of the TCLP values of the
1711particular florescent lamps being stored at Respondent's facility
1719because they were lulled by Mr. Gregg's initial statements.
172812. After Synergy received a warning letter from DEP,
1737Mr. Gregg has maintained that DEP's inspectors misunderstood him
1746during the first inspection. He contends that he did not admit
1757to transporting spent fluorescent lamps and storing them. He
1766contends that, when he told DEP's inspectors that Respondent
1775transports and stores lamps, he meant non-fluorescent lamps and
1784new fluorescent lamps that are stored on the premises and
1794transported to customers. DEP contends that Respondent's more
1802recent position is a fabrication.
180713. In response to Mr. Gregg's testimony, DEP called
1816James Jones, who was an installer for Synergy from May to
1827October 2007. 3 Mr. Jones testified that Mr. Gregg instructed him
1838and other Synergy installers to transport spent bulbs to
1847Respondent's premises. He testified that he followed those
1855instructions, including on a job in 2007 when he replaced
1865approximately 800-1,000 florescent lamps at a Sav-a-Lot store in
1875Naples. According to Mr. Jones, some of the lamps replaced and
1886brought back to Synergy were so old that the stamped brand logo
1898was worn off.
190114. The former installer's testimony conflicted not only
1909with Mr. Gregg's but also with the affidavits of another
1919installer and of an employee of Synergy. The DEP witness
1929attacked the credibility of Mr. Gregg and the affiants, accusing
1939them of bias. However, it is clear that the witness
1949acknowledged, agreed to, and signed Synergy's written policy
1957prohibiting installers from accepting spent lamps from customers.
1965If Mr. Jones was telling the truth, Mr. Gregg and Synergy
1976condoned the violation of the written policy.
198315. At the hearing, DEP's expert, Mr. Dregne, testified
1992that at least some of the florescent lamps in Synergy's storeroom
2003on July 16 and outside the storeroom on August 6, 2008, probably
2015met the TCLP threshold for regulation because, based on
2024Mr. Gregg's initial statements to the DEP inspectors and the
2034testimony of former installer, they were a random mix of lamps
2045being taken out of service in July 2008. The length of time a
2058florescent lamp lasts depends on use and other factors. The
2068lamps can last for ten years or more. For about ten years,
2080florescent lamps falling below the TCLP threshold for regulation
2089have been manufactured in the United States. Not all lamps now
2100manufactured in the United States fall below the TCLP threshold
2110for regulation. (Lamps manufactured outside the United States
2118generally do not fall below the TCLP threshold for regulation,
2128but they generally are not sold in the United States.)
213816. Based on a preponderance of all the evidence, it is
2149found that Respondent's position since receiving a warning letter
2158from DEP has been a fabrication in that Mr. Gregg actually and
2170truthfully made the statements in Findings 6-7, supra , and that
2180at least some of florescent bulbs in Synergy's storeroom on
2190July 16 and outside the storeroom on August 6, 2008, probably had
2202been made with a TCLP of more than 0.2 mg/L of mercury.
221417. Mr. Gregg testified that fluorescent lamps on the
2223premises in plastic bags and any other containers unsuitable for
2233spent fluorescent lamps were not spent lamps but were defective
2243new lamps that were kept in Respondent's storeroom for purposes
2253of processing warranty claims. Mr. Gregg's testimony was
2261consistent with Synergy's written policy (also acknowledged,
2268agreed to, and signed by DEP's witness) that "[d]efective product
2278is to be kept on hand until credit is issued or manufacturer
2290requests return of product." However, it is not relevant whether
2300the florescent lamps were spent or defective new lamps. See
2310Conclusions 20 and 22, infra .
2316CONCLUSIONS OF LAW
231918. This is an administrative proceeding under Section
2327403.121(2), Florida Statutes. Under paragraph (d) of that
2335subsection, the Department has the burden of proving by a
2345preponderance of the evidence that Respondent is responsible for
2354the alleged violations; and, since penalties are assessed in the
2364NOV, "the administrative law judge shall issue a final order on
2375all matters, including the imposition of an administrative
2383penalty."
238419. Count I charges a violation of Rule 62-737.400(5)(b)1.,
2393which provides:
2395Handlers and transporters shall manage
2400universal waste lamps and devices in a way
2408that prevents breakage, releases of their
2414components to the environment, and their
2420exposure to moisture. In the event of a
2428release, the handler or transporter must
2434determine whether the cleanup residues (e.g.,
2440cleanup equipment and contaminated soils)
2445resulting from the release are hazardous
2451waste, and if so, must manage them in
2459accordance with Chapter 62-730, F.A.C. The
2465following management standards shall be
2470observed in addition to the applicable
2476requirements adopted under Rule 62-730.185,
2481F.A.C., and the U.S. Department of
2487Transportation 49 CFR Parts 171 through 180,
2494hazardous material regulations.
2497* * *
2500(b) Universal waste lamps, devices or the
2507containers in which they are stored shall be
2515labeled or marked clearly as follows:
25211. For universal waste lamps, the words
"2528Spent Mercury-Containing Lamps for
2532Recycling", "Universal Waste Mercury Lamps",
"2537Waste Mercury Lamps" or "Used Mercury
2543Lamps"; except for those crushed per
2549paragraph (6)(b) below which shall be labeled
"2556Crushed Mercury Lamps"; . . . .
256320. Rule 62-737.200 includes the following definitions:
2570(7) "Generator" means any person whose act
2577or process produces spent mercury-containing
2582lamps or devices.
2585* * *
2588(28) "Universal waste lamp or device
2594destination facility" or "lamp or device
2600destination facility" means a mercury
2605recovery or reclamation facility permitted by
2611the Department or an out-of-state recycling
2617facility permitted by another state for the
2624processing of universal waste lamps or
2630devices and the ultimate recovery and
2636reclamation of the mercury they contain, and
2643one that meets the applicability requirements
2649for a destination facility under 40 CFR
2656273.60 as adopted by reference under Rule 62-
2664730.185, F.A.C.
2666(29) "Universal waste device" or "device"
2672means any mercury-containing device,
2676excluding one generated by a household
2682exempted under 40 CFR 261.4(b)(1), that is
2689also characteristically hazardous for mercury
2694under 40 CFR 261.24 [the 0.2 mg/L TCLP
2702threshold] and is being managed in accordance
2709with this chapter.
2712(30) "Universal waste lamp" or "lamp" means
2719any mercury-containing lamp that is also
2725characteristically hazardous for mercury
2729under 40 CFR 261.24 [the 0.2 mg/L TCLP
2737threshold] and is being managed in accordance
2744with this chapter.
2747(31) "Universal waste lamp or device
2753handler" or "handler" means a generator, or
2760another person including a transfer facility
2766storing lamps or devices more than 10 days,
2774that generates or receives universal waste
2780lamps or devices from other handlers,
2786accumulates and manages these lamps and
2792devices in accordance with this chapter, and
2799ships them to a universal waste lamp or
2807device destination facility.
2810(a) A large quantity handler of
2816universal waste lamps or devices
2821is: a generator or reverse
2826distribution handler accumulating
28295,000 kilograms or more of
2835universal waste lamps or devices at
2841any one time; or another handler,
2847excluding a generator or reverse
2852distribution handler, that
2855accumulates 2,000 kilograms or more
2861of lamps or 100 kilograms or more
2868of devices at any one time.
2874(b) A small quantity handler of
2880universal waste lamps or devices is
2886a generator or reverse distribution
2891handler accumulating less than
28955,000 kilograms of universal waste
2901lamps or devices at any one time;
2908or another handler that accumulates
2913less than 2,000 kilograms of lamps
2920or 100 kilograms of devices at any
2927one time.
2929(32) "Universal waste lamp or device
2935transfer facility" or "transfer facility"
2940means an in-state transportation-related
2944facility including loading docks, parking
2949areas, storage areas, and other similar
2955areas, including those designated at lamp
2961generator facilities during relamping
2965activities, where shipments of universal
2970waste lamps or devices are held during the
2978normal course of transportation for 10 days
2985or lessansfer facilities do not include
2991handler facility areas where handlers are
2997accumulating lamps or devices in accordance
3003with 40 CFR 273.15 or 273.35.
3009(33) "Universal waste lamp or device
3015transporter" or "transporter" means any
3020person, including a generator or other
3026handler, engaged in the off-site
3031transportation of universal waste lamps or
3037devices to a handler or lamp or device
3045destination facility by air, rail, highway or
3052water.
305321. Respondent stipulated that spent florescent bulbs are
3061universal waste lamps as defined at Rule 62-737.400(5)(b)1. and
3070universal waste as defined at 40 CFR Section 273.9. Respondent's
3080stipulation must be given effect. See Broche v. Cohn , 987 So. 2d
3092124, 127 (Fla. 4th DCA 2008) ("Pretrial stipulations prescribing
3102the issues on which a case is to be tried are binding on the
3116parties and the court, and should be strictly enforced. Further,
3126it is the policy of the law to encourage and uphold stipulations
3138in order to minimize litigation and expedite the resolution of
3148disputes.") (citing Lotspeich Co. v. Neoguard Corp. , 416 So. 2d
31591163, 1165 (Fla. 3d DCA 1982); Gunn Plumbing, Inc. v. Dania Bank ,
3171252 So. 2d 1 (Fla. 1971); Spitzer v. Bartlett Bros. Roofing , 437
3183So. 2d 758, 760 (Fla. 1st DCA 1983)) (internal quotation marks
3194omitted). In this case it was unclear whether Respondent was
3204stipulating that all spent florescent bulbs are universal waste,
3213or just that spent florescent bulbs can be universal waste if
3224they are the kind that meet the TCLP threshold.
323322. While Synergy is not being held to a stipulation that
3244all spent florescent bulbs are universal waste, the Department
3253proved that Synergy was acting as a "handler" and "transporter"
3263of "universal waste lamps"; was storing "universal waste lamps"
3272that were not labeled as required; and was not managing those
3283lamps in a way that prevented breakage, releases of their
3293components to the environment, and their exposure to moisture.
3302These facts establish a violation of Rule 62-737.400(5)(b)1.
331023. Count II charges a violation of 40 CFR Section 273.53,
3321which is adopted by reference in Rule 62-730.185(1) and provides:
3331(a) A universal waste transporter may only
3338store the universal waste at a universal
3345waste transfer facility for ten days or less.
3353(b) If a universal waste transporter stores
3360universal waste for more than ten days, the
3368transporter becomes a universal waste handler
3374and must comply with the applicable
3380requirements of subparts B or C of this part
3389while storing the universal waste.
3394The Department proved a violation of this CFR. Synergy was
3404storing universal waste for more than ten days and was not in
3416compliance with the regulations governing universal waste
3423handlers.
342424. Counts III and IV charge violations of 40 CFR Section
3435in Rule 62-730.185(1) and provide:
3440(d) Lamps. A small quantity handler of
3447universal waste must manage lamps in a way
3455that prevents releases of any universal waste
3462or component of a universal waste to the
3470environment, as follows:
3473(1) A small quantity handler of
3479universal waste must contain any
3484lamp in containers or packages that
3490are structurally sound, adequate to
3495prevent breakage, and compatible
3499with the contents of the lamps.
3505Such containers and packages must
3510remain closed and must lack
3515evidence of leakage, spillage or
3520damage that could cause leakage
3525under reasonably foreseeable
3528conditions.
3529(2) A small quantity handler of
3535universal waste must immediately
3539clean up and place in a container
3546any lamp that is broken and must
3553place in a container any lamp that
3560shows evidence of breakage,
3564leakage, or damage that could cause
3570the release of mercury or other
3576hazardous constituents to the
3580environment. Containers must be
3584closed, structurally sound,
3587compatible with the contents of the
3593lamps and must lack evidence of
3599leakage, spillage or damage that
3604could cause leakage or releases of
3610mercury or other hazardous
3614constituents to the environment
3618under reasonably foreseeable
3621conditions.
3622The Department proved the alleged violations of this CFR.
363125. Count V charges a violation of Rule 62-737.400(3)(a)2.,
3640which provides:
3642Registration:
3643* * *
36462. Before beginning operations and annually
3652thereafter by March 1, a handler or a
3660transporter of spent universal waste lamps or
3667devices, excluding a person specified in
3673paragraph 1. above, and the sponsor of a
3681reverse distribution program shall register
3686by notifying the Department of its intent to
3694be a handler or transporter or to operate a
3703reverse distribution program, and certifying
3708that it has employee training procedures in
3715place for the proper handling, emergency
3721response, and containment and cleanup of its
3728spent universal waste lamps or devices.
3734. . . .
3738The Department proved a violation of this Rule.
374626. Count VI charges a violation of 40 CFR Section
3756273.15(c), which is adopted by reference in Rule 62-730.185(1)
3765and provides:
3767(c) A small quantity handler of universal
3774waste who accumulates universal waste must be
3781able to demonstrate the length of time that
3789the universal waste has been accumulated from
3796the date it becomes a waste or is received.
3805The handler may make this demonstration by:
3812(1) Placing the universal waste in
3818a container and marking or labeling
3824the container with the earliest
3829date that any universal waste in
3835the container became a waste or was
3842received;
3843(2) Marking or labeling each
3848individual item of universal waste
3853(e.g., each battery or thermostat)
3858with the date it became a waste or
3866was received;
3868(3) Maintaining an inventory
3872system on-site that identifies the
3877date each universal waste became a
3883waste or was received;
3887(4) Maintaining an inventory
3891system on-site that identifies the
3896earliest date that any universal
3901waste in a group of universal waste
3908items or a group of containers of
3915universal waste became a waste or
3921was received;
3923(5) Placing the universal waste in
3929a specific accumulation area and
3934identifying the earliest date that
3939any universal waste in the area
3945became a waste or was received; or
3952(6) Any other method which clearly
3958demonstrates the length of time
3963that the universal waste has been
3969accumulated from the date it
3974becomes a waste or is received.
3980The Department proved a violation of this CFR.
398827. Count VII sought recovery of reasonable costs and
3997expenses incurred by DEP in investigating the charges under
4006Section 403.141(1), Florida Statutes, which provides for the
4014recovery of the "reasonable costs and expenses of the state in
4025tracing the source of the discharge, in controlling and abating
4035the source and the pollutants, and in restoring the air, waters,
4046and property, including animal, plant, and aquatic life, of the
4056state to their former condition . . . ." But in this case, there
4070was no proof of pollution that had to be traced, controlled, or
4082abated, or any need for restoration. There also was no proof of
4094any reasonable costs or expenses. No recovery was sought in
4104DEP's Proposed Final Order. For these reasons, no costs or
4114expenses are recoverable under Count VII.
412028. Section 403.121(5), Florida Statutes, establishes a
4127penalty of $500 for the violations alleged in Counts I, II, and
4139III, and VI. Section 403.121(4)(e), Florida Statutes,
4146establishes a penalty of $1,000 for the violations alleged in
4157Counts IV and V.
416129. Section 403.121(10), Florida Statutes, allows reduction
4168of a penalty up to 50 percent upon consideration of mitigating
4179circumstances, such as "good faith efforts to comply prior to or
4190after discovery of the violations by the department." It also
4200provides: "Upon an affirmative finding that the violation was
4209caused by circumstances beyond the reasonable control of the
4218respondent and could not have been prevented by respondent's due
4228diligence, the administrative law judge may further reduce the
4237penalty." There are no such mitigating circumstances present in
4246this case.
424830. Under Section 403.121(11), Florida Statutes, penalties
4255collected pursuant to Section 403.121 "shall be deposited in the
4265Ecosystem Management and Restoration Trust Fund or other trust
4274fund designated by statute and shall be used to fund the
4285restoration of ecosystems, or polluted areas of the state, as
4295defined by the department, to their condition before pollution
4304occurred." No other trust fund appears to have been designated
4314by statute. In addition, Section 403.1651(2)(a), Florida
4321Statutes, provides that the Ecosystem Management and Restoration
4329Trust Fund "shall be used for the deposit of all moneys recovered
4341by the state" under Chapter 403, Florida Statutes.
4349DISPOSITION
4350Based on the foregoing Findings of Fact and Conclusions of
4360Law, it is
4363ORDERED:
43641. The charges in Counts I through VI of the NOV are
4376sustained;
43772. Respondent shall pay $4,000 in penalties into the
4387Ecosystem Management and Restoration Trust Fund. Payment shall
4395be made by cashiers check or money order payable to the "State
4407of Florida Department of Environmental Protection" and shall
4415include thereon the notations "OGC Case No. 09-0140" and
"4424Ecosystem Management and Restoration Trust Fund"; and
44313. The payment shall be sent to the State of Florida
4442Department of Environmental Protection, Attn: Sandra Wilson,
444913051 North Telecom Parkway, Temple Terrace, Florida 33637-0926.
4457DONE AND ORDERED this 11th day of September, 2009, in
4467Tallahassee, Leon County, Florida.
4471J. LAWRENCE JOHNSTON
4474Administrative Law Judge
4477Division of Administrative Hearings
4481The DeSoto Building
44841230 Apalachee Parkway
4487Tallahassee, Florida 32399-3060
4490(850) 488-9675
4492Fax Filing (850) 921-6847
4496www.doah.state.fl.us
4497Filed with the Clerk of the
4503Division of Administrative Hearings
4507this 11th day of September, 2009.
4513ENDNOTES
45141/ Unless otherwise indicated, all rule references are to the
4524version of the Florida Administrative Code in effect at the time
4535of the filing of the NOV.
45412/ Unless otherwise indicated, all statutory citations are to
4550the 2008 Florida Statutes.
45543/ Respondent tried to prove that the installer was an
4564independent contractor, not an employee, in part to impeach the
4574witness's testimony that he was an employee and in part to avoid
4586responsibility for the installer's actions. If believed, the
4594installer's testimony would prove both that he was an employee
4604and that Respondent was responsible for his actions.
4612COPIES FURNISHED:
4614Jeffery Curry Close, Esquire
4618Department of Environmental Protection
46223900 Commonwealth Boulevard, Mail Stop 35
4628Tallahassee, Florida 32399-3000
4631Matthew Gregg
4633Synergy International, Inc.
46366060 28th Street, East, Suite 2
4642Bradenton, Florida 34203
4645Michael W. Sole, Secretary
4649Department of Environmental Protection
46533900 Commonwealth Boulevard, Mail Stop 35
4659Tallahassee, Florida 32399-3000
4662Tom Beason, General Counsel
4666Department of Environmental Protection
46703900 Commonwealth Boulevard, Mail Stop 35
4676Tallahassee, Florida 32399-3000
4679NOTICE OF RIGHT TO JUDICIAL REVIEW
4685A party who is adversely affected by this Final Order is entitled
4697to judicial review pursuant to Section 120.68, Florida Statutes.
4706Review proceedings are governed by the Florida Rules of Appellate
4716Procedure. Such proceedings are commenced by filing the original
4725Notice of Appeal with the agency clerk of the Division of
4736Administrative Hearings and a copy, accompanied by filing fees
4745prescribed by law, with the District Court of Appeal, First
4755District, or with the District Court of Appeal in the Appellate
4766District where the party resides. The notice of appeal must be
4777filed within 30 days of rendition of the order to be reviewed.
- Date
- Proceedings
- PDF:
- Date: 02/05/2010
- Proceedings: Transmittal letter from Claudia Llado forwarding Petitioner's Exhibits numbered 1-5, and Respondent's Exhibits numbered 1-17, to the agency.
- PDF:
- Date: 07/30/2009
- Proceedings: Order Closing Evidentiary Record and Establishing Deadline for Proposed Final Orders (proposed final orders shall be filed by August 10, 2009).
- PDF:
- Date: 07/17/2009
- Proceedings: DEP's Motion for Closure of Record and Deadline for Written Submittals filed.
- PDF:
- Date: 06/29/2009
- Proceedings: Letter to Judge Johnston from J. Close enclosing Respondent's Exhibits and a copy of the applicable rules from the Code of Federal Regulation (exhibits not available for viewing) filed.
- Date: 06/15/2009
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 06/11/2009
- Proceedings: Department of Environmental Protection's Amended Witness and Exhibit List filed.
- PDF:
- Date: 04/22/2009
- Proceedings: Notice of Service of Petitioner`s First Set of Interrogatories filed.
- PDF:
- Date: 04/22/2009
- Proceedings: Notice of Hearing by Video Teleconference (hearing set for June 15, 2009; 9:00 a.m.; Tampa and Tallahassee, FL).
- PDF:
- Date: 04/02/2009
- Proceedings: Notice of Violation, Orders for Corrective Action, and Administrative Penalties Assessment filed.
Case Information
- Judge:
- J. LAWRENCE JOHNSTON
- Date Filed:
- 04/02/2009
- Date Assignment:
- 06/02/2009
- Last Docket Entry:
- 02/05/2010
- Location:
- Tampa, Florida
- District:
- Middle
- Agency:
- Department of Environmental Protection
- Suffix:
- EF
Counsels
-
Jeffery Curry Close, Esquire
Address of Record -
Matthew Gregg
Address of Record