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10-001972PL Department Of Financial Services vs. Phillip Roy Wasserman
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, February 15, 2011.

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Date
Proceedings
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Date: 02/18/2011
Proceedings: Notice of Appearance (filed by J. Davidoff).
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Date: 02/15/2011
Proceedings: Order Closing File. CASE CLOSED.
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Date: 02/14/2011
Proceedings: Settlement Stipulation for Consent Order filed.
Date: 02/04/2011
Proceedings: CASE STATUS: Pre-Hearing Conference Held.
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Date: 01/27/2011
Proceedings: Department's Response to Respondent's First Admission Request filed.
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Date: 01/27/2011
Proceedings: Notice of Filing.
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Date: 01/21/2011
Proceedings: Order Granting Motion to Withdraw.
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Date: 01/20/2011
Proceedings: Letter to Judge Harrell from M. Davidson regarding a settlement filed.
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Date: 01/20/2011
Proceedings: Order Denying Motion to Increase the Number of Days for Final Hearing.
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Date: 01/18/2011
Proceedings: Motion to Reschedule the Hearing Currently Set for March 21, 2011 in Sarasota, and to Set an Appropriate Number of Days for the Trial to Comport with the Respondent's Pronounced Estimate of the Days Needed for Trial, in Order to Afford Procedural and Substantive Due Process Rights filed.
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Date: 01/12/2011
Proceedings: Order Re-scheduling Hearing (hearing set for March 21 through 25, 2011; 9:00 a.m.; Sarasota, FL).
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Date: 12/21/2010
Proceedings: Status Report filed.
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Date: 12/10/2010
Proceedings: Notice of Deposition (Frank Pizzaferrato) filed.
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Date: 12/10/2010
Proceedings: Order Granting Continuance (parties to advise status by December 20, 2010).
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Date: 12/10/2010
Proceedings: Respondent's Emergency Motion to Continue Hearing Date filed.
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Date: 11/30/2010
Proceedings: Department's Answers to Respondent's First Interrogatories filed.
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Date: 11/30/2010
Proceedings: Department's Notice of Service of Answers to Respondent's First Interrogatories filed.
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Date: 11/22/2010
Proceedings: Letter to Judge Harrell from M. Davidson requesting to withdraw admissions filed.
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Date: 09/13/2010
Proceedings: Department's Responses to Respondent's First Admissions Request filed.
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Date: 09/13/2010
Proceedings: Department's Motion to Withdraw Admissions filed.
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Date: 06/25/2010
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for January 4 through 7 and 10 through 14, 2011; 9:00 a.m.; Sarasota, FL).
Date: 06/24/2010
Proceedings: CASE STATUS: Motion Hearing Held.
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Date: 06/14/2010
Proceedings: Unopposed Motion to Continue the Hearing Date Currently Set for June 29, 2010 in Sarasota, and to Set an Appropriate Number of Days for the Trial to Comport with the Respondent's Procedural and Substantive Due Process Rights filed.
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Date: 06/14/2010
Proceedings: Subpoena Duces Tecum (Frank Pizzoferrato) filed.
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Date: 06/09/2010
Proceedings: Order Denying Motion to Dismiss.
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Date: 06/09/2010
Proceedings: Order Denying Motion for Competency and Capacity Examinations.
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Date: 05/26/2010
Proceedings: Respondent's Interrogatories to Petitioner filed.
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Date: 05/25/2010
Proceedings: Respondent's Witness List filed.
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Date: 05/25/2010
Proceedings: Department's Reply to Respondent's Motion for Sanctions filed.
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Date: 05/24/2010
Proceedings: Responses to Petitioner's Motions for Sanctions with Respect to the Respondent's Motion to Dismiss and Motion for Examination of Competency and Capacity of the Complainants and Motions for Sanctions Against the Department Attorney Pursuant to Section 120.569(e) filed.
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Date: 05/21/2010
Proceedings: Department's First Request to Produce filed.
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Date: 05/20/2010
Proceedings: Department's Response to Respondent's Motion to Dismiss filed.
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Date: 05/20/2010
Proceedings: Departments Second Motion for Sanctions filed.
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Date: 05/13/2010
Proceedings: Department's Motion for Sanctions filed.
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Date: 05/13/2010
Proceedings: Department's Response to Respondent's Motion for Competency and Capacity Examinations of Witnesses filed.
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Date: 05/13/2010
Proceedings: Motion to Dismiss filed.
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Date: 05/12/2010
Proceedings: Motion for Competency and Capacity Examination of Department of Financial Services Complainants filed.
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Date: 04/27/2010
Proceedings: Order of Pre-hearing Instructions.
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Date: 04/27/2010
Proceedings: Notice of Hearing (hearing set for June 29 through July 1, 2010; 9:00 a.m.; Sarasota, FL).
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Date: 04/23/2010
Proceedings: Joint Response to Initial Order filed.
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Date: 04/15/2010
Proceedings: Initial Order.
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Date: 04/14/2010
Proceedings: Second Amended Administrative Complaint filed.
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Date: 04/14/2010
Proceedings: Statement of Disputed Factual Issues filed.
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Date: 04/14/2010
Proceedings: Election of Proceeding filed.
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Date: 04/14/2010
Proceedings: Agency referral filed.

Case Information

Judge:
ROBERT E. MEALE
Date Filed:
04/14/2010
Date Assignment:
02/03/2011
Last Docket Entry:
02/18/2011
Location:
Sarasota, Florida
District:
Middle
Agency:
Department of Financial Services
Suffix:
PL
 

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