10-003355TTS
Manatee County School Board vs.
Brook Rainville
Status: Closed
Recommended Order on Thursday, October 28, 2010.
Recommended Order on Thursday, October 28, 2010.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8MANATEE COUNTY SCHOOL BOARD , )
13)
14Petitioner , )
16)
17vs. ) Case No. 10 - 3355
24)
25BROOK RAINVILLE , )
28)
29Respondent . )
32)
33RECOMMENDED ORDER
35Pursuant to noti ce, a formal hearing was held in this case
47on September 14, 2010, in Bradenton, Florida, before
55Elizabeth W. McArthur, a duly - designated Administrative Law
64Judge of the Division of Administrative Hearings.
71APPEARANCES
72For Petitioner: Scott A. Martin, Es quire
79Manatee County School Board
83Post Office Box 9069
87Bradenton, Florida 34206 - 9069
92For Respondent: Melissa C. Mihok, Esquire
98Kelly & McKee, P.A.
1021718 East Seventh Avenue, Suite 301
108Post Office Box 75638
112Tampa, Florida 33675 - 0638
117STATEMENT OF THE ISSUE
121The issue in this case is whether Petitioner has just cause
132to terminate Respondent's employment.
136PRELIMINARY STATEMENT
138By letter dated June 2, 2010, the Superintendent of Schools
148for Manatee County , Tim McGonegal (Superintendent), notified
155Respondent, Brook Rainville (Ms. Rainville or Respondent), that
163he intended to recommend her termination from employment for the
173reasons set forth in an Administrative Complaint served with the
183letter. The Admini strative Complaint, issued by Petitioner,
191Manatee County School Board (School Board or Petitioner),
199alleged that Respondent violated School Board Policy
2066.2(2)(b)(2) by being excessively absent from work and that this
216violation constituted just cause to te rminate Respondent's
224employment.
225Respondent timely requested an administrative hearing
231involving disputed issues of material fact. On June 21, 2010,
241the case was forwarded to the Division of Administrative
250Hearings for assignment of an Administrative Law Judge to
259conduct the hearing requested by Respondent. On June 24, 2010,
269the School Board entered an Order suspending Respondent without
278pay pending the outcome of the administrative hearing.
286As a just - cause termination proceeding authorized by
295Subsectio ns 1012.33(1)(a) and (6)(a), Florida Statutes (2009), 1
304the parties were entitled to proceed to final hearing within
31460 days after Respondent's request for an administrative hearing
323was received pursuant to Subsection 1012.33(6)(a)2., Florida
330Statutes. The parties jointly waived the 60 - day provision and
341the final hearing was scheduled, in accordance with the parties'
351request, for September 14, 2010.
356At the final hearing, Petitioner presented the testimony
364of Debra Horne, Linda Gamble, Rebecca Wells, Wendy Mungillo, 2
374Sharon Tarantino, and Tim McGonegal. Petitioner's Exhibits 1
382through 8 were received into evidence. Respond ent testified on
392her own behalf and , also , presented the testimony of Alan
402Valadie, M.D., by deposition. Respondent's Exhibits 1 throu gh 8
412were received into evidence.
416The Transcript of the final hearing was filed on
425September 27, 2010. Both parties timely filed Proposed
433Recommended Orders, which have been considered in the
441preparation of this Recommended Order.
446FINDINGS OF FACT
4491. Respondent has been employed by the School Board as a
460teacher since 1990. For the 2009 - 2010 school year, Respondent
471was employed pursuant to a professional services contract as a
481kindergarten teacher at Rogers Garden Elementary School (Rogers
489Garden). S he was transferred to Rogers Garden from Wakeland
499Elementary, where she had taught a pre - kindergarten class during
510the previous school year.
5142. The precipitating cause for the Administrative
521Complaint against Respondent was that during the 2009 - 2010
531scho ol year, out of the 190 school days when Respondent was
543expected to be at work, she was absent for at least 95 days. 3
5573. The School Board's policy on employee attendance, set
566forth in Policy 6.2 of the School Board's promulgated Policies
576and Procedures M anual, has as its basic premise that employees
587are expected to be present and working at the job site at all
600times.
6014. If an employee is going to be absent from work,
612authorization is required in the form of sick leave or other
623approved absence. In gen eral, an employee such as Respondent,
633accrues ten sick - leave days per ten - month school year. If not
647used, accrued sick leave accumulates from year to year.
"656Personal" leave sought for personal reasons, instead of medical
665reasons , may be requested, and , i f allowed, comes out of accrued
677sick leave. Once an employee runs out of accrued sick leave,
688the options are either to borrow sick leave from the "sick leave
700bank , " if the employee is eligible , or to request unpaid leave,
711which may be allowed if the reaso n is substantiated. 4
7225. Under School Board Policy 6.2(2)(b)(2), if an employee
731is absent even one day without having obtained authorization,
740the employee is subject to termination. Under the same policy,
750even if authorization is obtained for an employee 's individual
760absences, those absences can mount to the point that they become
"771excessive." By the School Board's policy, excessive
778absenteeism, even though authorized, subjects an employee to
786termination because of the adverse impact on the school, the
796s tudents, and the other employees.
8026. The School Board policies do not adopt any bright - line
814test quantifying what constitutes "excessive" absenteeism.
820Instead, the circumstances are considered in each case. As the
830Superintendent credibly explained, a u niform standard
837quantifying excessive absenteeism for all School Board employees
845would not make sense, because the impact varies depending on the
856position the employee holds. A school district bears a greater
866adverse impact from absences by a classroom te acher than from
877absences by most other types of employees. The classroom
886teacher's ongoing presence is critical to carrying out the
895school district's educational mission because of the
902relationships the teacher builds with his or her students. The
912advers e impact from teacher absences is probably greatest for a
923kindergarten teacher, because kindergarten students are most
930vulnerable to harm from disruption in the classroom routine and
940teacher changeover.
9427. The Superintendent explained the factors he cons iders
951when assessing a complaint of excessive absenteeism. He would
960consider whether the employee's absences exceed average absences
968for other employees. He would review the employee's overall
977record, including indicators of performance issues or
984discipl inary matters. He would consider mitigating
991circumstances, such as the reasons for the absences. All of
1001these factors would be judged in the context of what position
1012the employee was holding when the absences occurred, so as to
1023consider what adverse impa cts were imposed on the school system.
10348. Wendy Mungillo, principal of Rogers Garden for the
10432009 - 2010 school year, became concerned about Respondent's
1052attendance by January 2010. The issue was brought to her
1062attention by other teachers who were par t of the kindergarten
1073team, because the others were having to pick up the slack.
1084Lesson plans for Respondent's kindergarten class were not always
1093completed to the extent that a substitute could carry them out.
1104Substitutes could not always be arranged qui ckly enough, so
1114coverage for Respondent's absences had to be provided through
1123the team.
11259. By January 15, 2010, Respondent had called in sick on
113615 work days, necessitating arrangements for multiple
1143substitutes. No medical documentation was requested fo r the
1152sick leave up to this point, because the Rogers Garden principal
1163was trying to give Respondent the benefit of the doubt, as is
1175her common practice.
117810. Meanwhile, during this first half of the school year,
1188Ms. Mungillo was attempting to evaluate con cerns about
1197Respondent's performance in the classroom. The principal had
1205issued a Notice of Return to Documentation Program to Respondent
1215on September 21, 2009, identifying numerous areas of concern.
122411. A Notice of Return to Documentation Program is is sued
1235when a principal has concerns about a teacher's performance in
1245the classroom. The notice triggers a process of formal
1254observations in which the principal schedules dates to attend
1263class to observe and evaluate the teacher while teaching in the
1274classr oom. For each classroom observation, the principal
1282prepares specific evaluation and feedback , in writing, and then
1291conducts and records a post - observation conference with the
1301teacher.
130212. After Respondent was placed on the documentation
1310process, Ms. Mung illo was able to schedule and carry out only
1322one 30 - minute in - classroom observation on November 19, 2009, for
1335which a post - observation conference was conducted on
1344December 17, 2009.
134713. A follow - up observation was supposed to take place on
1359January 15, 201 0, according to Ms. Mungillo's notes on
1369Respondent's attendance, but Respondent called in sick that day.
137814. The next time the principal attempted to schedule an
1388observation, she described what happened in a written complaint,
1397as follows:
1399On Tuesday, Fe bruary 9th, I met with
1407Ms. Rainville to discuss several discipline
1413referrals she had written that were
1419inappropriate. I discussed with her that I
1426felt like she needed help in her classroom
1434with classroom management. At that time I
1441also set up an observat ion with her for
1450Friday, February 12th. I told her I wanted
1458to see her teaching math. When I asked her
1467when her math time was, she could not tell
1476me[,] only that it was after lunch. Later
1485that day she wrote me an email that stated
1494the following: "Wendy , I just realized that
1501the day we picked is the school Valentine's
1509Day. I also have company coming from Brazil
1517today. I would rather schedule this next
1524week, please, Brook . . . ."
153115. Ms. Mungillo responded to Ms. Rainville's request to
1540cancel and r eschedule the classroom observation by stating that
1550she was "not willing to change the date." Ms. Mungillo noted
1561that there was no school - wide Valentine's Day activity planned
1572and asked what Respondent's company from Brazil had to do with
1583her teaching dut ies.
158716. Respondent did not directly respond; instead, she
1595called in sick for February 10, 11, and 12, 2010. In effect,
1607she unilaterally cancelled the scheduled observation after she
1615was unsuccessful convincing Ms. M u ngillo to reschedule it.
162517. Respond ent also missed, with virtually no notice, an
1635important exceptional student education (ESE) staffing meeting,
1642which had been scheduled for February 10, 2010. Respondent was
1652supposed to meet with persons from the ESE department and with
1663the parents of one of Respondent's students to address ESE
1673services for the student or problems the child was having.
1683Attendance of all participants at these meetings is very
1692important, not only because of the need to timely address the
1703subject of the meeting, but , also, be cause it is a challenge to
1716coordinate the scheduling of these meetings.
172218. Respondent offered no explanation for her absences on
1731February 10, 11, and 12, 2010, either then or at the final
1743hearing. The implication is that she was not at work, because
1754she wanted to spend time with her company from Brazil, while
1765avoiding her classroom observation. Incidentally, her absence
1772caused, at a minimum, disruption to the ESE program, delay in
1783addressing the needs of one of her students, and inconvenience
1793to the par ents and others involved in scheduling the meeting.
180419. Respondent's absence on February 12, 2010, was of
1813particular concern to Ms. Mungillo. Ms. Mungillo saw a pattern
1823to Respondent's absences, which were timed to avoid scrutiny of
1833Respondent's classroo m performance. Ms. Mungillo reasonably
1840became concerned that this pattern was more than just a
1850coincidence.
185120. Ms. Mungillo was aware that Respondent had been
1860returned to the documentation process at Wakeland Elementary in
1869the prior school year. At a c onference in April 2009, the
1881principal at Wakeland Elementary gave Ms. Rainville a Notice of
1891Return to Documentation Program, identified the areas of concern
1900with Ms. Rainville's classroom performance and outlined
1907expectations. A memorandum summarizing th at conference noted
1915that a formal observation would not take place yet, but that a
1927meeting would be held on May 22, 2009, to review Ms. Rainville's
1939progress.
194021. However, on the morning of May 22, 2009, before the
1951progress - review meeting could take place, Respondent had a fall
1962in her classroom. As she explained it, she fell forward over
1973the back end of a rocking chair and hurt her head and her right
1987knee (where she had had knee replacement surgery less than a
1998year earlier). Respondent filed a workers' co mpensation claim
2007and did not return to work for the remainder of that school
2019year.
202022. Because of budget cuts, Respondent's position at
2028Wakeland Elementary was eliminated, and she transferred to
2036Rogers Garden for the beginning of the 2009 - 2010 school year .
2049Since Respondent never went back to the classroom at the end of
2061the 2008 - 2009 school year, the Wakeland Elementary principal was
2072never able to evaluate Respondent's classroom performance.
2079There is no performance evaluation in evidence for Respondent
2088fo r the 2008 - 2009 school year.
209623. Ms. Mungillo attempted to continue the documentation
2104process started at Wakeland Elementary, but as noted, was only
2114able to conduct one 30 - minute classroom observation; the next
2125two times Ms. Mungillo tried to schedule ano ther classroom
2135observation, Ms. Rainville called in sick.
214124. As it turned out, February 9, 2010 -- the day Respondent
2153asked to cancel the scheduled February 12, 2010, classroom
2162observation because of Valentine's Day and company from Brazil --
2172ended up being Respondent's last day at work to teach her
2183kindergarten class in the 2009 - 2010 school year. So just like
2195in the prior school year at Wakeland Elementary, Respondent's
2204absences interrupted the Rogers Garden principal's ongoing
2211effort to evaluate Respondent 's classroom performance. Just as
2220for 2008 - 2009, no performance evaluation is in evidence for
2231Respondent for the 2009 - 2010 school year.
223925. On Friday afternoon, February 12, 2010, Ms. Rainville
2248contacted the claims adjuster from her 2009 workers'
2256compe nsation claim. She told him she wanted to re - open her
2269claim for re - treatment because her right knee was hurting.
2280Following a holiday, on February 16, 2010, Ms. Rainville was
2290authorized to have her knee checked. She saw a physician who
2301referred her to an orthopedic specialist and imposed interim
2310work restrictions that would have allowed Respondent to return
2319to work only if she could stay seated there. This was not
2331reasonably possible for a kindergarten teacher, so beginning on
2340February 16, 2010, Responde nt was authorized to take workers'
2350compensation leave.
235226. On February 25, 2010, Respondent went to the
2361orthopedic specialist to whom she was referred, Dr. Shapiro. He
2371examined Respondent and determined that she had no work - related
2382injury. He also deter mined that Respondent was able to return
2393to work without any restrictions, despite her knee issue.
2402Dr. Shapiro conveyed the following work instructions for
2410Respondent to the School Board's Risk Management Department:
"2418No Restrictions/full duty work relea se to job position held
2428prior to this injury." Dr. Shapiro also reported that
2437Respondent has "[a]chieved Maximum Medical Improvement (MMI)"
2444and that Respondent was "[a]ble to return back to work on Monday
2456[March 1, 2010]." Respondent refused to acknowled ge these
2465instructions, because she disagreed with the doctor.
247227. Despite being medically cleared to return to work,
2481Respondent called in sick on Monday, March 1, 2010, and again on
2493Tuesday, March 2, 2010. Ms. Mungillo called Respondent on
2502Tuesday morni ng to advise that medical documentation would be
2512required for her absences that week. Ms. Mungillo also told
2522Respondent that she had to know Respondent's intentions for her
2532employment for the rest of the year; if Respondent was going to
2544remain absent, Ms. Mungillo could arrange for a permanent
2553substitute, instead of the multiple substitutes they had been
2562scrambling to arrange on an ad hoc basis each time Ms. Rainville
2574called in sick.
257728. On March 2, 2010, Ms. Mungillo submitted her concerns
2587about Responde nt's absences, along with Respondent's attendance
2595records thus far that school year, to Debra Horne in the Manatee
2607County School D istrict's Office of Professional Standards (OPS).
2616The OPS is the office that investigates matters of concern
2626involving employ ees, if the matters could lead to suspension
2636without pay or termination of employment. The OPS initiated an
2646investigation that same day.
265029. Respondent's attendance records submitted by
2656Ms. Mungillo to the OPS showed that through March 2, 2010,
2667Responden t had been absent from work on 29 days when she was
2680expected to be at work; on 28 of those days, she should have
2693been teaching her kindergarten class. Instead, 11 different
2701substitute teachers covered Respondent's kindergarten class.
2707When substitutes cou ld not be found quickly enough, other
2717teachers had to provide coverage in addition to their own
2727teaching responsibilities.
272930. In an effort to obtain the medical documentation
2738required by Ms. Mungillo for the week of March 1, 2010, on
2750March 4, 2010, Ms. Rainville went to see Dr. Alan Valadie, who
2762had performed knee replacement surgery on Ms. Rainville's right
2771knee in June 2008. He diagnosed "patellar clunk syndrome,"
2780which he described in his testimony as development of scar
2790tissue that can occur in pat ients who had knee replacement
2801surgery. This scar tissue catches at a point in the range of
2813knee motion and can cause a clicking sound, with or without
2824pain, at that point in the range of motion. The treatment for
2836patellar clunk syndrome is more knee sur gery to remove the scar
2848tissue.
284931. Dr. Valadie concluded that Ms. Rainville should get
2858the follow - up knee surgery. He filled out a Family Medical
2870Leave Act (FMLA) application form for Ms. Rainville so that she
2881could apply for leave from work in order t o have the knee
2894surgery and allow time for post - surgical recovery. On the FMLA
2906application form completed by Dr. Valadie, he responded "no" to
2916the question asking whether the employee is unable to perform
2926any of her job functions due to the condition. Ho wever, he
2938indicated that after surgery, she would need a recovery period
2948when she would not be able to work.
295632. Dr. Valadie did not indicate on the FMLA application
2966form whether the knee surgery he thought Ms. Rainville needed
2976had already taken place or was scheduled for some future date.
2987However, he specified that Ms. Rainville would require leave
2996from work beginning on March 1, 2010. No ending date was
3007provided despite the form calling for both a beginning and
3017ending date for the requested leave. In total, the application
3027was incomplete and confusing. If Ms. Rainville's pre - surgery
3037knee condition did not render her unable to perform any of her
3049job functions, then the only possible reconciliation of the
3058responses was that she had had her surgery on Ma rch 1, 2010, but
3072the form did not indicate that was the case.
308133. Separate from the FMLA form, Dr. Valadie also filled
3091out a "Work/School Status Note," known as a "doctor's note,"
3101indicating that he had seen Ms. Rainville on March 4, 2010, and
3113instructing as follows: "Patient is to be off work starting
31233 - 1 - 2010 until furthur [sic] notice."
313234. As confirmed by Dr. Valadie's deposition testimony,
3140both the FMLA form and the doctor's note were misleading.
3150Dr. Valadie made clear that he thought he was fillin g out both
3163the FMLA form and the doctor's note so that Ms. Rainville could
3175arrange for leave in order to have the knee surgery and to have
3188a period of time off from work after surgery for recovery. But
3200Ms. Rainville did not have her knee surgery until Jul y 9, 2010.
321335. Neither Dr. Valadie, nor any other physician, offered
3222any medical justification for Dr. Valadie's statements in the
3231FMLA application and the doctor's note that Ms. Rainville needed
3241to be excused from work beginning on March 1, 2010. Instea d,
3253the only evidence in the record related to Ms. Rainville's
3263medical status on March 1, 2010, was that Ms. Rainville was
3274fully cleared medically to return to work.
328136. Dr. Valadie did not even see Ms. Rainville so as to
3293diagnose the condition he said ne eded surgery until March 4,
33042010. When he saw Ms. Rainville then, his medical judgment
3314(like that of Dr. Shapiro) was that her knee condition did not
3326interfere with her performing any of her job functions, as he
3337indicated on the FMLA application.
334237. W hen Ms. Rainville submitted the FMLA application form
3352filled out by Dr. Valadie, the school district staff handling
3362those applications began calling Ms. Rainville for additional
3370information, because the form was incomplete and seemingly
3378inconsistent. Most significant to an FMLA request, the
3386application lacked an end date, and it also lacked specific
3396information on when the surgery had been done or was scheduled,
3407so as to justify the beginning date. The s taff attempted to get
3420this information from Dr. Vala die, through Ms. Rainville. After
3430several weeks, Ms. Rainville informed staff that Dr. Valadie had
3440said the "end date" should be May 28, 2010, which coincides with
3452the maximum 12 - week leave allowed under the FMLA for this kind
3465of request. Dr. Valadie was supposed to submit written
3474confirmation of the medically necessary end date, but there is
3484no such written confirmation in the record , and it appears that
3495none was ever submitted. Ms. Rainville never responded to the
3505staff's telephone requests for informa tion regarding the surgery
3514that was the basis for the leave request, such as whether it had
3527occurred yet, and , if so, when.
353338. After these unsuccessful efforts to obtain complete
3541information through telephone calls with Respondent, on May 5,
35502010, Respon dent was given written notice of the continued
3560deficiencies in the FMLA application and documentation with one
3569final chance to provide the missing information. When no
3578revised application or additional information was received, on
3586May 17, 2010, the FMLA r equest was finally denied.
359639. After Respondent conveyed an "end date" for her leave
3606request, which she said she obtained in a phone conversation
3616with Dr. Valadie, even though no written confirmation had been
3626received yet from Dr. Valadie, on March 11, 2010, Ms. Mungillo
3637signed an authorization for Respondent to take a regular
3646(non - FMLA) unpaid leave of absence from school from March 1,
36582010, until May 28, 2010. This allowed Ms. Mungillo to hire a
3670permanent substitute for Respondent's kindergarten class .
3677Ms. Mungillo authorized this leave because of the apparent
3686medical necessity indicated by Dr. Valadie, even though the
3695explanation remained confusing and inconsistent.
370040. Ms. Mungillo learned for the first time at the final
3711hearing that Ms. Rainville did not have knee surgery until
3721July 9, 2010, and that as of the final hearing date
3732(approximately one month into the 2010 - 2011 school year),
3742Ms. Rainville claimed she had not yet recovered to the point of
3754being able to return to work. Ms. Mungillo testi fied credibly
3765and without hesitation that she would not have approved
3774Ms. Rainville's leave of absence from March 1, 2010, if she knew
3786that Dr. Valadie did not think any leave of absence from work
3798was medically necessary until the knee surgery was actually
3807performed, which was not until July 9, 2010. Since the
3817authorization for Ms. Rainville's leave of absence was obtained
3826through misleading statements, that leave of absence should be
3835considered unauthorized. At the very least, the leave of
3844absence for th e period of March 1, 2010, through May 28, 2010,
3857was insufficiently documented with evidence of medical necessity
3865for the entire period of time. 5
387241. Finally, to complete the school year, Pat Barber,
3881Ms. Rainville's union representative , submitted another sick
3888leave request for Ms. Rainville from June 1, 2010, through
3898June 10, 2010, the last day of school. Ms. Mungillo gave her
3910conditional approval, subject to receipt of a doctor's
3918certification within five days.
392242. Ms. Barber submitted a prescription f or Ms. Rainville
3932apparently signed by Daniel Small, M.D., of the Sarasota
3941Arthritis Center, stating as follows: "Off work
39485/28/10 ŗ 6/10/2010 due to continuing health problems. She is
3958unable to perform her duties as a teacher at this time." No
3970medical doc umentation or additional information was provided,
3978such as when Ms. Rainville saw Dr. Small, what "health problems"
3989were referred to, or how they interfered with Ms. Rainville's
3999duties as a teacher. While Ms. Rainville's testimony at final
4009hearing seemed to indicate that she was suffering from knee
4019pain, she did not explain why she went to a different doctor,
4031instead of the doctor whose care she was under for her knee
4043condition and who ultimately performed the surgery.
405043. Upon the conclusion of the OPS i nvestigation into
4060Respondent's absenteeism, the results were presented to a panel
4069comprised of persons within Respondent's chain of command, and
4078the panel unanimously recommended to the Superintendent that
4086Respondent's employment be terminated for violatin g the School
4095Board policy against excessive absenteeism. Though not bound by
4104the panel's recommendation, the Superintendent concurred and
4111recommended that Respondent be terminated from employment.
411844. The Superintendent reasonably considered Respondent's
4124overall record. While Respondent had favorable evaluations and
4132professional development plans up through May 2008, the
4140Superintendent took note of the performance concerns over the
4149last two school years. He reasonably considered the mid - stream
4160performan ce evaluations that were being attempted under the
4169Return to Documentation process at both Wakeland Elementary and
4178Rogers Garden, both of which were thwarted by Respondent's
4187absences for the remainder of each school year. The
4196Superintendent also took note of two written disciplinary
4204reprimands issued to Respondent, one in December 2008 at
4213Wakeland Elementary and the next in January 2010 at Rogers
4223Garden.
422445. The Superintendent also reasonably considered
4230Respondent's history of absenteeism as far back as r ecords were
4241available, beginning in the 1993 - 1994 school year after
4251Respondent had been teaching for three years. Many of these
4261years reflect substantially more than the amount of paid leave
4271time Respondent could have been entitled to, even if she had
4282tak en no paid leave whatsoever during her first three years of
4294employment.
429546. For example, in school year 1999 - 2000, Respondent used
4306more than twice the number of sick leave days than she accrued
4318that year. She did not have sufficient sick leave days acc rued
4330from prior years, because she was docked for two days' pay.
434147. Again in the very next year, Respondent took more days
4352off than she was entitled to and was docked for another four
4364days of pay. This pattern continued with Respondent's pay
4373docked for excess absences beyond authorized paid leave in
43822001 - 2002, 2003 - 2004, 2006 - 2007, and every year since then.
439648. The magnitude of Respondent's absences in prior years
4405pales in comparison to the 2009 - 2010 school year. Indeed, the
4417testimony of several witne sses with many years of experience
4427handling these types of matters, including Superintendent
4434McGonegal, was that Respondent's absences greatly exceeded most
4442anything they had ever seen before. The absences were described
4452as "at the top" in terms of excess iveness.
446149. Respondent attempted to establish that she was being
4470singled out for harsher treatment than others who had also been
4481absent a lot. However, no credible evidence was presented of
4491any incidents of absenteeism that were sufficiently similar to
4500Respondent's to be considered comparable. That the School Board
4509may have taken no disciplinary action against employees who took
4519more than ten days of sick leave in a single school year, fails
4532to establish any inequity in the proposed treatment of
4541Respond ent here. Respondent's 2009 - 2010 absences are of a
4552magnitude that is nearly ten - fold more than the attempted
4563comparison. The fact remains that Respondent's 2009 - 2010
4572absences, even if all authorized legitimately (as was found not
4582to be the case), easily meet or exceed any reasonable definition
4593of excessive. No similar case was shown to exist.
460250. The Superintendent also reasonably considered the
4609progressive discipline approach apparently incorporated into the
4616Collective Bargaining Agreement (CBA) betwee n the School Board
4625and MEA. The Superintendent explained that the progressive
4633discipline policy, while preferred, is not required as a
4642lock - step approach in every case.
464951. If the idea of progressive discipline is to allow an
4660employee to conform their conduct before receiving harsher
4668consequences, that would not have worked here, since most of
4678Respondent's absences were supposedly due to legitimate medical
4686issues. If Respondent was truly unable to come to work, warning
4697her that she may be terminated i f she continued to be absent ,
4710would not change her inability to come to work. In addition,
4721Respondent made it impossible to address concerns about her
4730mounting absences in performance evaluations because Respondent
4737kept calling in sick when her performanc e evaluations were
4747scheduled. Finally, the Superintendent reasonably considered
4753and rejected the lesser disciplinary step of suspension without
4762pay, because Respondent had already chosen to be absent without
4772pay. Under these circumstances, the Superinten dent reasonably
4780determined that he had the discretion to proceed to termination
4790within the parameters of the progressive discipline policy. No
4799evidence was presented to establish any different requirement.
4807CONCLUSIONS OF LAW
481052. The Division of Administr ative Hearings has
4818jurisdiction over the parties and the subject matter of this
4828proceeding. §§ 120.569 and 120.57(1), Fla. Stat. (2010).
483653. In this proceeding, Petitioner seeks to terminate
4844Respondent's employment. Petitioner bears the burden of proof,
4852and the standard of proof is by a preponderance of the evidence.
4864McNeill v. Pinellas County School Board , 678 So. 2d 476, 477
4875(Fla. 2d DCA 1996); Dileo v. School Board of Dade County , 569
4887So. 2d 883 (Fla. 3d DCA 1990).
489454. The Superintendent has the aut hority to recommend
4903termination of instructional personnel, such as Respondent, to
4911the School Board. § 1012.27(5), Fla. Stat.
491855. The School Board has the authority to terminate
4927instructional personnel pursuant to Subsections 1012.22(1)(f)
4933and 1012.33(6) (a), Florida Statutes.
493856. "Just cause" is the standard established for
4946termination of instructional personnel pursuant to Subsection
49531012.33(1)(a), Florida Statutes, as well as School Board Policy
49626.11 and the CBA between the School Board and the MEA, of which
4975Respondent is a member.
497957. Subsection 1012.33(1)(a), Florida Statutes, sets forth
4986a non - exclusive list of factors that may constitute "just
4997cause." The School Board has discretion in setting standards
5006for what constitutes "just cause" for taking disciplinary action
5015against employees, including termination. See Dietz v. Lee
5023County School Board , 647 So. 2d 217, 218 (Fla. 2d DCA (1994)
5035(Blue, J. concurring); see also § 1012.23(1), Fla. Stat.
5044(authorizing district school boards to adopt rules govern ing
5053personnel matters, except as otherwise provided by law or the
5063State Constitution).
506558. Pursuant to School Board Policies 6.11(1) and
50736.11(12)(c), just cause for termination from employment includes
"5081violation of the Policies and Procedures Manual of t he School
5092District of Manatee County[.]"
509659. The Administrative Complaint charges Respondent with
5103violating School Board Policy 6.2(2)(b)(2), which provides as
5111follows:
5112Any absence from work without leave or
5119excessive absence with notice may be
5125consider ed grounds for termination. All
5131employees are expected to be in attendance
5138at work sites at all times. Excused
5145absences are the only exception to this.
5152Excessive absences even though excused, have
5158an adverse impact.
516160. The School Board's policy regar ding excessive
5169absenteeism is reflected in other sections of the Policies and
5179Procedures Manual, with a slightly different emphasis. The
5187introductory language to School Board Policy 6.2 under the
5196heading , "Procedures , " states as follows: "Excessive
5202absen teeism, even though excused, has an adverse impact on
5212performance and is an issue to be addressed in performance
5222evaluation affecting continuing employment." Similar language
5228is set forth in School Board Policy 6.11(3)(d) (District Rules
5238of Work, Absence of Employees).
524361. Respondent focuses only on the latter policy language
5252to argue that the School Board was required to raise the issue
5264of Respondent's excessive absenteeism in performance
5270evaluations, but failed to do so. However, School Board
5279Policy 6. 2(2)(b)(2), which is the one Respondent is charged with
5290violating in the Administrative Complaint, plainly provides that
5298excessive absenteeism may be grounds for termination.
5305Respondent's argument that the School Board was required to
5314first raise Responde nt's mounting absenteeism in a performance
5323evaluation before applying the discipline authorized by School
5331Board Policy 6.2.(2)(b)(2), must be rejected, particularly under
5339the circumstances proven in this case where Respondent's
5347repeated absences interfered with an ongoing return to the
5356documentation performance evaluation process. Simply put,
5362Respondent's performance could not be evaluated when Respondent
5370was never there teaching.
537462. Respondent also argues that termination is not
5382available as discipline because Respondent's absences were
5389authorized. That argument must be rejected as contrary to the
5399School Board's policy. Excessive absences, even though
5406authorized, have an adverse impact and may be grounds for
5416termination. The focus of this policy is on the harm and
5427disruption caused by Respondent's chronic and excessive
5434absenteeism. The kindergarten students in Respondent's class
5441were deprived of consistency in routine and a solid relationship
5451with their teacher, and, instead, were forced to endure the
5461constant change in teaching styles and routine when Respondent's
5470ad hoc absences through the beginning of March, left the class
5481with 11 different substitute teachers in between Respondent's
5489occasional teaching presence. Respondent's colleagues were
5495force d to take up the slack for Respondent. The school system
5507was required to put additional resources into constantly
5515scrambling to make arrangements for Respondent's classes. In
5523addition, the lingering concerns over a two - year period about
5534Respondent's clas sroom performance never could be fully
5542evaluated or addressed because, legitimate or not, Respondent's
5550absences meant that she was not in the classroom teaching to be
5562evaluated.
556363. Moreover, as found above, the authorization for many
5572of Respondent's abs ences was obtained by using a misleading
5582doctor's note. Had the truth been known, Respondent's absences
5591would never have been authorized. The absences were not
5600adequately documented with evidence of medical necessity as
5608required by the CBA. As such, Res pondent's absences could well
5619be considered unauthorized for purposes of applying the School
5628Board Policy 6.2(2)(b)(2), which provides that a single
5636unauthorized absence is sufficient grounds for termination.
564364. Respondent also argues that the denial of her FMLA
5653application was questionable. This argument is rejected. The
5661evidence established that the FMLA application was properly
5669denied as incomplete and inconsistent. Despite giving
5676Respondent ample opportunity informally and formally to complete
5684and clarify the application, Respondent never gave adequate
5692information. On hindsight, that failure makes sense, because
5700accurate information clarifying the application's
5705inconsistencies would have confirmed that the application was
5713not approvable. Plainly p ut, Dr. Valadie did not believe that
5724Respondent had any serious health condition requiring leave from
5733work in March 2010. Rather, he made clear that leave from work
5745would not be medically necessary until Respondent had the knee
5755surgery and for a period of time after the surgery for recovery.
5767The incompleteness and inconsistencies in the FMLA application
5775form hid the real problems with the application and could not
5786have been corrected or clarified in a way to make the
5797application approvable.
579965. Responden t does not really dispute that the magnitude
5809of Respondent's absences in the 2009 - 2010 school year were
5820excessive. By any reasonable definition of "excessive
5827absenteeism," Respondent's 2009 - 2010 work attendance record
5835plainly qualifies, even if most of th e absences had been based
5847on legitimate medical issues. See School Board of Dade County
5857v. Burton , Case No. 84 - 3584 (DOAH June 20, 1985; Final Order
5870Sept. 4, 1985) (Respondent's absences, notwithstanding the fact
5878that most were legitimate, were clearly ex cessive and sufficient
5888grounds for dismissal, impairing her effectiveness in the school
5897system and depriving her pupils of minimal educational
5905experience); accord Dade County School Board v. Schlecker , Case
5914No. 78 - 1074 (DOAH Oct. 25, 1979; Final Order Jan. 9, 1980) .
5928("Respondent's absences, notwithstanding the fact that most were
5937legitimate, considered with the fact that there is no reason to
5948believe that the chronic absenteeism will cease and the fact
5958that these absences disrupt the business of the school system
5968and cause hardship to the taxpayers as well as Respondent's
5978students, is sufficient grounds for dismissal of
5985Respondent [ . ] " ).
599066. The lack of a quantified bright - line test for the
6002School Board's "excessive absenteeism" standard is appropriate
6009in th at it allows for consideration of all the circumstances.
6020Wright v. Department of Children and Families , 712 So. 2d 830,
6031831 (Fla. 3d DCA 1998)(court should consider all the
6040circumstances surrounding the employee's absences in determining
6047whether employee has been excessively absent so as to justify
6057the discharging employee).
606067. Respondent argues that the proposed termination is
6068contrary to the progressive discipline policy, which is derived
6077from the CBA. Although Respondent introduced into evidence
6085othe r excerpts of the CBA, no evidence was presented of the
6097CBA's terms regarding progressive discipline. Therefore, it is
6105impossible to conclude that the proposed termination violates
6113any progressive discipline terms that may be in the agreement.
612368. The Su perintendent's testimony established that his
6131recommendation that Respondent's employment be terminated is
6138consistent with his understanding of the progressive
6145disciplinary policy. As the Superintendent explained, while
6152progressive discipline is encourage d, rigid adherence to each
6161step in the progression is not required. Instead, there is
6171discretion in every case to consider the circumstances, and in
6181exceptional circumstances, termination may be warranted , even
6188though lesser disciplinary measures were not imposed. Those
6196exceptional circumstances exist here, as explained in the
6204Findings of Fact above.
620869. Petitioner met its burden of proving, by a
6217preponderance of the competent, substantial, and more credible
6225testimony and evidence, that Respondent violat ed School Board
6234Policy 6.2(2)(b)(2), as charged in the Administrative Complaint.
6242Respondent's absences in the 2009 - 2010 school year alone, even
6253if authorized, where plainly excessive. The adverse impact of a
6263kindergarten teacher being gone from the class room as much as,
6274or more than, she was there cannot credibly be disputed.
628470. Given the extraordinary magnitude of Respondent's
6291absences, the fact that lesser penalties would not be
6300appropriate for the violation and the fact that Respondent
6309secured appr ovals for more than half of her absences by using a
6322misleading doctor's note, termination is appropriate and fully
6330justified.
633171. Petitioner has established by a preponderance of the
6340competent, substantial, and more credible evidence that there is
6349just ca use for Respondent's termination.
6355RECOMMENDATION
6356Based upon the foregoing Findings of Fact and Conclusions
6365of Law, it is:
6369RECOMMENDED that Petitioner, Manatee County School Board,
6376enter a Final Order terminating Respondent , Brook Rainville 's ,
6385employment .
6387DONE AND ENT ERED this 28th day of October , 2010 , in
6398Tallahassee, Leon County, Florida.
6402S
6403ELIZABETH W. MCARTHUR
6406Administrative Law Judge
6409Division of Administrative Hearings
6413The DeSoto Building
64161230 Apalachee Parkway
6419Tal lahassee, Florida 32399 - 3060
6425(850) 488 - 9675
6429Fax Filing (850) 921 - 6847
6435www.doah.state.fl.us
6436Filed with the Clerk of the
6442Division of Administrative Hearings
6446this 28th day of October , 2010 .
6453ENDNOTES
64541/ Unless otherwise indicated, all references to the Florida
6463Statutes are to the 2009 version.
64692/ Ms. Mungillo's name was Wendy Acosta when the documentary
6479evidence of record was created. She changed her name when she
6490got married at some point before the final hearing. Throughout
6500this Recommended Order, she will be referred to by her current
6511name for convenience, recognizing that she is referred to by her
6522former name in the exhibits.
65273/ At the final hearing, the unrebutted testimony of numerous
6537witnesses was that through the end of the school year,
6547Resp ondent's absences totaled 95 days. However, according to
6556Petitioner's Proposed Recommended Order, five additional days
6563(categorized at "docked" days for which Respondent was not paid
6573because she was absent) were left out of the 95 - day total. It
6587is unnece ssary to resolve this apparent discrepancy, because
6596there is no dispute that Respondent was absent for at least
660795 days, representing one - half of the entire school year; the
6619additional five days would not materially affect the recommended
6628findings or concl usions herein.
66334/ The CBA between the School Board and the MEA, of which
6645Respondent is a member, confirms that a teacher is entitled to
6656ten days of paid sick leave per ten - month school year, available
6669when the teacher is unable to perform duties because of illness.
6680Personal leave may be available with 24 hours' notice, out of
6691accumulated sick leave. Additional unpaid leave for illness
6699must be "satisfactorily substantiated by medical evidence . . .
6709[with] satisfactory documentation for the necessity for such
6717leave . . . [and with] beginning and ending dates of such leaves
6730. . . based on medical opinion."
67375/ Arguably, Respondent sufficiently documented the medical
6744necessity for leave for the period from March 19, 2010, through
6755April 6, 2010, during whic h time there was eight school days.
6767After Respondent was medically cleared to return to work on
6777March 1, 2010, by workers' compensation orthopedic specialist
6785Dr. Shapiro, Respondent exercised her right under the workers'
6794compensation laws to a one - time ch ange in her treating
6806physician. On March 19, 2010, Respondent saw Dr. Shortt, who
6816thought a bone scan was needed. In the interim, he thought
6827Respondent could go back to work with some restrictions, such as
6838no kneeling, no squatting, and no lifting of mor e than 20
6850pounds -- less than the "sitting only" restrictions imposed in
6860February by the general workers' compensation physician, but
6868still too restrictive for a kindergarten teacher. Therefore,
6876Respondent was on approved workers' compensation sick leave fr om
6886March 19, 2010, until April 6, 2010. On April 6, 2010, after
6898Respondent had her bone scan, Respondent saw Dr. Shortt again,
6908who adopted Dr. Valadie's diagnosis of patellar clunk syndrome.
6917However, he disagreed with Dr. Valadie that the primary cause
6927w as more likely than not Respondent's classroom fall on May 22,
69392009. Instead, his opinion was that the syndrome was probably
6949the result of Dr. Valadie's knee replacement surgery. Based on
6959Dr. Shortt's assessment, Respondent's workers' compensation
6965claim was denied, and Respondent was referred back to
6974Dr. Valadie. Dr. Valadie did not communicate any change in
6984his opinion that Respondent was able to work, notwithstanding
6993her knee condition, up to the time of her knee surgery.
7004Dr. Valadie performed the kne e surgery on July 9, 2010.
7015COPIES FURNISHED :
7018Dr. Eric J. Smith
7022Commissioner of Education
7025Department of Education
7028Turlington Building, Suite 1514
7032325 West Gaines Street
7036Tallahassee, Florida 32399 - 0400
7041Deborah K. Kearney, General Counsel
7046Department of E ducation
7050Turlington Building, Suite 1244
7054325 West Gaines Street
7058Tallahassee, Florida 32399 - 0400
7063Tim McGonegal
7065Superintendent of Schools
7068Manatee County School Board
7072215 Manatee Avenue, West
7076Bradenton, Florida 34205
7079Scott A. Martin, Esquire
7083Manatee Count y School Board
7088Post Office Box 9069
7092Bradenton, Florida 34206 - 9069
7097Melissa C. Mihok, Esquire
7101Kelly & McKee, P.A.
71051718 East Seventh Avenue, Suite 301
7111Post Office Box 75638
7115Tampa, Florida 33675 - 0638
7120NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
7126All parties hav e the right to submit written exceptions within
713715 days from the date of this Recommended Order. Any exceptions
7148to this Recommended Order should be filed with the agency that
7159will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 10/28/2010
- Proceedings: Recommended Order (hearing held September 14, 2010). CASE CLOSED.
- PDF:
- Date: 10/28/2010
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 09/27/2010
- Proceedings: Transcript filed.
- Date: 09/14/2010
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 08/11/2010
- Proceedings: Notice of Taking Depositions (of D. Horn and T. McGonegal) filed.
- PDF:
- Date: 07/19/2010
- Proceedings: Petitioner's Response to Respondent's First Request for Production of Documents filed.
- PDF:
- Date: 06/29/2010
- Proceedings: Notice of Hearing (hearing set for September 14, 2010; 9:30 a.m.; Bradenton, FL).
Case Information
- Judge:
- ELIZABETH W. MCARTHUR
- Date Filed:
- 06/21/2010
- Date Assignment:
- 09/01/2010
- Last Docket Entry:
- 12/16/2010
- Location:
- Bradenton, Florida
- District:
- Middle
- Agency:
- ADOPTED IN TOTO
- Suffix:
- TTS
Counsels
-
Scott A. Martin, Esquire
Address of Record -
Melissa C. Mihok, Esquire
Address of Record -
Melissa C Mihok, Esquire
Address of Record