11-006263N
Gabriela Lora And Mike Lora, On Behalf Of And As Parents And Natural Guardians Of Alexandra Lora, A Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Tuesday, June 5, 2012.
DOAH Final Order on Tuesday, June 5, 2012.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8GABRIELA LORA AND MIKE LORA, on )
15behalf of and as parents and )
22natural guardians of ALEXANDRA )
27LORA, a minor , )
31)
32Petitioners , )
34)
35vs. ) Case No. 11 - 6263N
42)
43FLORIDA BIRTH - RELATED )
48NEUROLOGICAL INJURY )
51COMPENSATION ASSOCIATION , )
54)
55Respondent . )
58)
59SUMMARY FINAL ORDER OF DISMISSAL
64This cause came on for consideration upon a Motion for
74Summary Final Order filed by Respondent, Florida Birth - Related
84Neurological Injury Compensation Association (NICA) on May 1,
922012.
93STATEMENT OF THE CASE
97On December 12, 2011, Petitioners, Gabriela Lora and
105Mike Lora, on behalf of and as parents and natural guardians of
117Alexandra Lora (Alexandra), a minor, file d a Petition for
127Benefits Pursuant to Florida Statute Section 766.301 et seq.
136(Petition) with the Division of Administrative Hearings (DOAH)
144for compensation under the Florida Birth - Related Neurological
153Injury Compensation Plan (Plan). The Petition named
160Joseph Gauta (Dr. Gauta) and North Collier Hospital.
168DOAH served NICA with a copy of the Petition on
178December 15, 2011. DOAH served Dr. Gauta and North Collier
188Hospital with a copy of the Petition on December 16, 2011.
199On May 1, 2012, NICA filed a Motion for Summary Final
210Order, asserting that Alexandra did not sustain a "birth - related
221neurological injury" as that term is defined in section
230766.302(2), Florida Statutes. No response was filed to the
239motion.
240On May 16, 2012, an Order to Show Cause was ent ered
252requiring Petitioners to show cause in writing on or before
262May 25, 2012, why the motion should not be granted and a summary
275final order be entered finding that Petitioners' claim is not
285compensable. To date no response has been filed to the Order to
297Show Cause.
299FINDINGS OF FACT
3021. Alexandra Lora was born on June 20, 2007, at North
313Collier Hospital in Naples, Florida. She weighed 2,950 grams at
324birth.
3252. Donald Willis, M.D. (Dr. Willis) , was requested by NICA
335to review the medical records of Alexan dra and her mother
346Gabriela Lora. In an affidavit dated April 26, 2012, Dr. Willis
357opined as follows:
360I have reviewed the records for the above
368individuals [Alexandra and Gabriela Lora].
373The mother Gabriela Lora was a 23 year old
382G3 P2002 with Gestationa l Diabetes. She was
390admitted to the hospital at 36 to 37 weeks
399gestational age in early labor.
404The fetal heart rate (FHR) tracing during
411labor is reactive and does not suggest fetal
419distress. Delivery was by repeat Cesarean
425section. Birth weight was 2, 950 grams or
4336 lbs. 8 oz. Amniotic fluid was clear at
442time of delivery.
445The newborn was not depressed. Apgar scores
452were 8/9. No resuscitation was required.
458Slight nasal flaring was noted at birth as
466well as some facial bruising. The newborn
473ad mission history and physical exam
479describes a normal baby girl. Routine care
486was recommended. Some jaundice was present,
492but otherwise the newborn hospital course
498was uncomplicated. By two years of age, the
506child was diagnosed with Cerebral Palsy and
513de velopmental delay.
516In summary, the FHR monitor during labor did
524not suggest fetal distress. Delivery was by
531repeat Cesarean section with normal Apgar
537scores. The baby did not require
543resuscitation and had an essentially normal
549newborn hospital course.
552There was no apparent obstetrical event that
559resulted in loss of oxygen or mechanical
566trauma to the baby's brain during labor,
573delivery or the immediate post delivery
579period.
5803. On February 22, 2012, Michael S. Duchowny
588(Dr. Duchowny) evaluated Alexandra at Miami Children's hospital.
596His examination revealed the following:
601Physical Examination reveals an alert, well -
608developed and cooperative appropriately
612proportioned 4 - year - old girl. Alexandr a is
622a left - hander. The skin is warm and moist
632and there a re no neurocutaneous stigmata or
640dysmorphic features. No craniofacial
644anomalies are noted. Head circumference
649measures 50.4 cm which is within standard
656percentiles for her age. The anterior and
663posterior fontanelles are closed. There are
669no digital ske letal or palmar abnormalities.
676The spine is straight and there is no
684dysmorphism. The neck is supple without
690masses thyromegaly or adenopathy. The heart
696sounds are strong and the chest is clear.
704There is no palpable abdominal organomegaly.
710Peripheral pulses are 2 and symmetric.
716Alexandra wears bilateral AFOs and a right
723rubber support wrist splint.
727Neurological examination reveals a child who
733is fully intact and appropriate. She is
740socially engaging and easily examined. She
746displays an age - appropr iate level of
754curiosity and her attention span and
760concentration are age - appropriate as well.
767Her speech is fluent and well articulated
774and there are no labial lin g ual or guttural
784dysarthric sounds. She could name body
790parts and colors without difficulty and
796followed comp lex commands accurately.
801Cranial nerve examination reveals full
806visual fields to direct confrontation
811testing. There is blink to threat from all
819directions. Pupils are 3 mm and react
826briskly to direct and consensually presented
832light. Funduscopic examination reveals
836sharply demarcated optic disc margins
841without pallor and no abnormal retinal
847findings. Extraocular movements are full an
853[sic] conjugate without nystagmus. There is
859a slight right facial asymmetry
864characterized by decreas ed movement of the
871lower facial muscles on voluntary
876expression. Pharyngeal folds are symmetric
881and the uvula is midline the tongue
888movements are full and conjugate.
893Motor examination reveals evidence of a mild
900right hemiparesis involving arm and leg.
906T here is full range of motion and no
915contractures. There is virtually no
920spasticity but a very slight degree of
927dystonia is noted. Alexandra tends to
933posture the right hand particularly while
939walking and there is a slight decrease in
947right arm swing. Rem arkably to she [sic]
955has preserved individual finger dexterity of
961both hands indicating preserved fine motor
967coordination. Alexandra grasped with either
972hand although she tends to transfer to the
980left. There are no fasci c ulations and no
989focal weakness or atrophy.
9934. Dr. Duchowny opined that:
998Alexandra's general physical and
1002neurological examinations reveal evidence of
1007a mild right hemiparesis without prominent
1013spasticity and with well - preserved cognitive
1020abilities including expressive and receptive
1025la nguage skills. These finding indicate
1031that Alexandra has neither a substantial
1037motor n or mental impairment. In all
1044likelihood, she will continue to improve in
1051the future. A review of her medical records
1059sent on February 6th further indicates that
1066there were no complications of labor or
1073delivery to suggest that Alexandra's deficit
1079was acquired intrapartum.
1082Based on the foregoing, I believe that
1089Alexandra should not be considered for
1095compensation within the NICA statute.
11005. A review of the file in this case reveals that there
1112have been no expert opinions filed that are contrary to the
1123opinions of either Dr. Willis or Dr. Duchowny. The opinions of
1134Dr. Willis and Dr. Duchowny that Alexandra did not suffer a
1145neurological injury due to oxygen deprivation or mechanical
1153injury during labor, delivery, or immediate post - delivery period
1163are credited. Additionally, Dr. Duchowny's opinion that
1170Alexandra has neither a substantial mental or motor impairment
1179is also credited.
1182CONCLUSIONS OF LAW
11856. The Division of Ad ministrative Hearings has
1193jurisdiction over the parties to and the subject matter of these
1204proceedings. §§ 766.301 - 766.316, Fla. Stat.
12117. The Plan was established by the Legislature "for the
1221purpose of providing compensation, irrespective of fault, for
1229birth - related neurological injury claims" relating to births
1238occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.
12498. The injured infant, her or his personal representative,
1258parents, dependents, and next of kin may seek compensation under
1268the P lan by filing a claim for compensation with DOAH.
1279§§ 766.302(3), 766.303(2), and 766.305(1), Fla. Stat. NICA,
1287which administers the Plan, has "45 days from the date of
1298service of a complete claim . . . in which to file a response to
1313the petition and to submit relevant written information relating
1322to the issue of whether the injury is a birth - related
1334neurological injury." § 766.305(4), Fla. Stat.
13409. If NICA determines that the injury alleged in a claim
1351is a compensable birth - related neurological injury, it may award
1362compensation to the claimant, provided that the award is
1371approved by the administrative law judge to whom the claim has
1382been assigned. § 766.305(7), Fla. Stat. If, on the other hand,
1393NICA disputes the claim, as it has in the instant case, the
1405dispute must be resolved by the assigned administrative law
1414judge in accordance with the provisions of chapter 120, Florida
1424Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat.
143210. In discharging this responsibility, the a dministrative
1440l aw j udge must make the following determination based upon the
1452available evidence:
1454(a) Whether the injury claimed is a birth -
1463related neurological injury. If the
1468claimant has demonstrated, to the
1473satisfaction of the administrative law
1478judge, that the infant ha s sustained a brain
1487or spinal cord injury caused by oxygen
1494deprivation or mechanical injury and that
1500the infant was thereby rendered permanently
1506and substantially mentally and physically
1511impaired, a rebuttable presumption shall
1516arise that the injury is a b irth - related
1526neurological injury as defined in s.
1532766.303(2).
1533(b) Whether obstetrical services were
1538delivered by a participating physician in
1544the course of labor, delivery, or
1550resuscitation in the immediate postdelivery
1555period in a hospital; or by a cer tified
1564nurse midwife in a teaching hospital
1570supervised by a participating physician in
1576the course of labor, delivery, or
1582resuscitation in the immediate postdelivery
1587period in a hospital.
1591§ 766.309(1), Fla. Stat. An award may be sustained only if the
1603adm inistrative law judge concludes that the "infant has
1612sustained a birth - related neurological injury and that
1621obstetrical services were delivered by a participating physician
1629at birth." § 766.31(1) , Fla. Stat .
163611. The term "birth - related neurological inju ry" is
1646defined in section 766.302(2) as follows:
"1652Birth - related neurological injury" means
1658injury to the brain or spinal cord of a live
1668infant weighing at least 2,500 grams for a
1677single gestation or, in the case of a
1685multiple gestation, a live infant weig hing
1692at least 2,000 grams at birth caused by
1701oxygen deprivation or mechanical injury
1706occurring in the course of labor, delivery,
1713or resuscitation in the immediate
1718postdelivery period in a hospital, which
1724renders the infant permanently and
1729substantially men tally and physically
1734impaired.
173512. The evidence, which is not refuted, established that
1744Alexandra did not sustain an injury to the brain or spinal cord
1756caused by oxygen deprivation or mechanical injury occurring in
1765the course of labor, delivery, or resu scitation in the immediate
1776postdelivery period in a hospital, which renders her
1784substantially and permanently physically and mentally impaired.
1791Therefore, Alexandra is not eligible for benefits under the
1800Plan.
1801CONCLUSION
1802Based upon the foregoing Findings of Fact and Conclusions
1811of Law, it is ORDERED that the petition for benefits filed by
1823Gabriela Lora and Mike Lora, on behalf of and as parents and
1835natural guardians of Alexandra Lora, is dismissed with
1843prejudice.
1844DONE AND ORDERED this 5th day of June , 201 2 , in
1855Tallahassee, Leon County, Florida.
1859S
1860SUSAN BELYEU KIRKLAND
1863Administrative Law Judge
1866Division of Administrative Hearings
1870The DeSoto Building
18731230 Apalachee Parkway
1876Tallahassee, Florida 32399 - 3060
1881(850) 488 - 9675
1885Fax Filing (850) 921 - 6847
1891www.doah.state.fl.us
1892Filed with the Clerk of the
1898Division of Administrative Hearings
1902this 5th day of June , 2012 .
1909COPIES FURNISHED :
1912(Via Certified Mail)
1915Kenney Shipley, Executive Director
1919Florida Birth Related Neurological
1923Injury Compensation Association
19262360 Christopher Place, Suite 1
1931Tallahassee, Florida 32308
1934(Certified Mail No. 7011 1570 0001 1540 6229)
1942Gabriela Lora
1944Mike Lora
19463730 14th Avenue Southeast
1950Naples, Florida 34117
1953(Certified Mail No. 7011 1570 0001 1540 6236)
1961M artin P. McDonnell, Esquire
1966Rutledge, Ecenia, and Purnell, P.A.
1971119 South Monroe Street, Suite 202
1977Post Office Box 551
1981Tallahassee, Florida 32301
1984(Certified Mail No. 7011 1570 0001 1540 6243)
1992North Collier Hospital
199511190 Healthpark Boulevard
1998Naples, Fl orida 33941 - 3010
2004(Certified Mail No. 7011 1570 0001 1540 6250 )
2013Joseph Gauta, M.D.
20161890 Southwest Health Parkway, Suite 205
2022Naples, Florida 34109 - 0473
2027(Certified Mail No. 7011 1570 0001 1540 6267 )
2036Amie Rice, Investigation Manager
2040Consumer Services U nit
2044Department of Health
20474052 Bald Cypress Way, Bin C - 75
2055Tallahassee, Florida 32399 - 3275
2060(Certified Mail No. 7011 1570 0001 1540 6274 )
2069Elizabeth Dudek, Secretary
2072Health Quality Assurance
2075Agency for Health Care Administration
20802727 Mahan Drive, Mail Stop 3
2086Tallahassee, Florida 32308
2089(Certified Mail No. 7011 1570 0001 1540 6281 )
2098NOTICE OF RIGHT TO JUDICIAL REVIEW
2104Review of a final order of an administrative law judge shall be
2116by appeal to the District Court of Appeal pursuant to section
2127766.311(1), Flor ida Statutes. Review proceedings are governed
2135by the Florida Rules of Appellate Procedure. Such proceedings
2144are commenced by filing the original notice of administrative
2153appeal with the agency clerk of the Division of Administrative
2163Hearings within 30 da ys of rendition of the order to be
2175reviewed, and a copy, accompanied by filing fees prescribed by
2185law, with the clerk of the appropriate District Court of Appeal.
2196See § 766.311(1), Fla. Stat., and Fla. Birth - Related
2206Neurological Injury Comp. Ass'n v. Carr eras , 598 So. 2d 299
2217(Fla. 1st DCA 1992).
- Date
- Proceedings
- PDF:
- Date: 06/12/2012
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 06/11/2012
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 06/08/2012
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 06/07/2012
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 06/05/2012
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 04/11/2012
- Proceedings: Notice of Hearing by Video Teleconference (hearing set for June 29, 2012; 10:00 a.m.; Fort Myers and Tallahassee, FL).
- PDF:
- Date: 03/05/2012
- Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing).
- Date: 03/02/2012
- Proceedings: Response to Petition for Benefits and Medical Records filed (not available for viewing).
- PDF:
- Date: 02/28/2012
- Proceedings: Motion for Extension of Time in Which to Respond to Petition filed.
- PDF:
- Date: 01/30/2012
- Proceedings: Motion for Extension of Time in Which to Respond to Petition filed.
- PDF:
- Date: 12/29/2011
- Proceedings: Order (motion to accept K. Shipley as qualified representative granted).
- PDF:
- Date: 12/19/2011
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/16/2011
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 12/15/2011
- Proceedings: Motion to Act as a Qualified Representative Before the Division of Administrative Hearings filed.
- PDF:
- Date: 12/14/2011
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 12/14/2011
- Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
- Date: 12/12/2011
- Proceedings: NICA filing Fee ($15.00; Check No. 1219) filed (not available for viewing).
Case Information
- Judge:
- SUSAN BELYEU KIRKLAND
- Date Filed:
- 12/12/2011
- Date Assignment:
- 02/14/2012
- Last Docket Entry:
- 06/12/2012
- Location:
- Fort Myers, Florida
- District:
- Middle
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
Gabriela Lora
Address of Record -
Martin P. McDonnell, Esquire
Address of Record -
Kenney Shipley, Executive Director
Address of Record