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12-001862 Office Of Financial Regulation vs. Prime Capital Services, Inc., Asset And Financial Planning, Ltd., Scott Aabel, Antonio Gomes, And Richard Caparelli
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, January 22, 2013.

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Date
Proceedings
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Date: 01/22/2013
Proceedings: Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Date: 01/22/2013
Proceedings: Motion to Relinquish Jurisdiction filed.
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Date: 11/06/2012
Proceedings: Notice of Hearing (hearing set for February 26 through March 1, 2013; 9:30 a.m.; Sarasota, FL).
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Date: 11/05/2012
Proceedings: Joint Status Report and Dates for Final Hearing filed.
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Date: 10/08/2012
Proceedings: Order Requiring Status Report (parties to advise status by November 5, 2012).
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Date: 10/05/2012
Proceedings: Joint Status Report and Motion for Continuance filed.
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Date: 09/10/2012
Proceedings: Order Granting Continuance (parties to advise status by October 8, 2012).
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Date: 09/07/2012
Proceedings: Joint Motion for Continuance filed.
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Date: 09/05/2012
Proceedings: Amended Notice of Appearance (Greg Slemp) filed.
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Date: 09/05/2012
Proceedings: Amended Notice of Appearance (Scott Palmer) filed.
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Date: 09/05/2012
Proceedings: Notice of Appearance (Greg Slemp) filed.
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Date: 09/05/2012
Proceedings: Notice of Appearance (Scott Palmer) filed.
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Date: 09/05/2012
Proceedings: Order Granting Motion to Amend Administrative Complaint
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Date: 09/05/2012
Proceedings: Notice of Appearance (Matthew Criscuolo) filed.
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Date: 09/05/2012
Proceedings: Unopposed Motion to Amend Administrative Complaint filed.
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Date: 09/04/2012
Proceedings: Notice of Deposition (of M. Keeney) filed.
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Date: 09/04/2012
Proceedings: Pre-hearing Stipulation filed.
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Date: 08/31/2012
Proceedings: Designation of Email Addresses filed.
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Date: 08/31/2012
Proceedings: Petitioner's Amended Notice of Deposition Duces Tecum (of P. Bruce) filed.
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Date: 08/29/2012
Proceedings: Amended Notice of Deposition (of R. Lowry) filed.
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Date: 08/29/2012
Proceedings: Notice of Deposition (of R. Lowry) filed.
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Date: 08/28/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of T. White) filed.
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Date: 08/27/2012
Proceedings: Petitioner's Amended Notice of Deposition Duces Tecum (of D. Paulukaitis) filed.
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Date: 08/27/2012
Proceedings: Notice of Deposition (of J. Stuelke) filed.
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Date: 08/24/2012
Proceedings: Notice of Use of Summary Exhibits filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of P. Bruce) filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of D. Ploss) filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of L. Shulz) filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of C. Shulz) filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of D. Paulukaitis) filed.
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Date: 08/24/2012
Proceedings: Petitioner's Notice of Deposition Duces Tecum (of B. Morrissey) filed.
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Date: 08/24/2012
Proceedings: Notice of Deposition (of J. Drummond) filed.
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Date: 08/24/2012
Proceedings: Notice of Taking Deposition Duces Tecum (of C. Holmes) filed.
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Date: 08/20/2012
Proceedings: Respondents' Notice of Service of Answers and Objections to Petitioner, Office of Financial Regulation's, First Set of Interrogatories filed.
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Date: 08/06/2012
Proceedings: Amended Notice of Hearing (hearing set for September 11 through 14, 2012; 9:30 a.m.; Sarasota, FL; amended as to location of hearing).
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Date: 08/03/2012
Proceedings: Respondents' Notice of Service of Responses and Objections to Petitioner Office of Financial Regulation's First Requests for Production of Documents filed.
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Date: 08/03/2012
Proceedings: Petitioner's Second Request to Prime Capital Services and Asset and Financial Planning for Production of Documents filed.
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Date: 08/03/2012
Proceedings: Petitioner's Second Request to Richard Caparelli for Production of Documents filed.
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Date: 08/03/2012
Proceedings: Petitioner's Second Request to Antonio Gomes for Production of Documents filed.
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Date: 08/03/2012
Proceedings: Petitioner's Second Request to Scott Aabel for Production of Documents filed.
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Date: 07/19/2012
Proceedings: Petitioner's Notice of Service of Responses to Respondents Prime Capital Services, Inc., Asset & Financial Planning, Ltd., Scott Aabel, Antonio Gomes, and Richard Caparelli's First Set of Interrogatories to Petitioner and Scott Aabel's Second Set of Interrogatories to Petitioner filed.
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Date: 07/05/2012
Proceedings: Cross-Notice of Video Deposition (of B. Fried) filed.
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Date: 07/05/2012
Proceedings: Amended Notice of Video Deposition (of B. Fried) filed.
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Date: 07/02/2012
Proceedings: Notice of Video Deposition (of B. Fried) filed.
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Date: 06/22/2012
Proceedings: Notice of Service of Respondents Scott Aabel's and Antonio Gomes' Second Request for Production to Petitioner filed.
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Date: 06/22/2012
Proceedings: Notice of Serving Respondent, Scott Aabel's Second Set of Interrogatories to Petitioner filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request to Prime Capital Services and Asset and Financial Planning, Ltd. for Production of Documents filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request to Antonio Gomes for Production of Documents filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request to Richard Caparelli for Production of Documents filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request to Scott Aabel for Production of Documents filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request for Interrogatories to Scott Aabel filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request for Interrogatories to Asset and Financial Planning, Ltd. filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request for Interrogatories to Richard Caparelli filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request for Interrogatories to Antonio Gomes filed.
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Date: 06/22/2012
Proceedings: Petitioner's First Request for Interrogatories to Prime Capital Services, Inc. filed.
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Date: 06/22/2012
Proceedings: Notice of Serving Petitioner's First Request for Interrogatories to Prime Capital Services, Inc. filed.
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Date: 06/18/2012
Proceedings: Notice of Service of Respondent Richard Caparelli's Requests for Admission to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Service of Respondent Antonio Gomes' Requests for Admission to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Service of Respondent Scott Aabel's Requests for Admission to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Service of Respondent Asset and Financial Planning, Ltd.'s Requests for Admission to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Service of Respondent Prime Capital Services, Inc.'s Requests for Admissions to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Serving Respondent, Richard Caparelli's First Set of Interrogatories to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Serving Respondent, Antonio Gome's First Set of Interrogatories to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Serving Respondent, Scott Aabel's First Set of Interrogatories to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Serving Respondent, Prime Capital Services, Inc.'s First Set of Interrogatories to Petitioner filed.
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Date: 06/18/2012
Proceedings: Notice of Serving Respondent, Asset and Financial Planning, Ltd.'s First Set of Interrogatories to Petitioner filed.
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Date: 06/15/2012
Proceedings: Notice of Service of Respondent Richard Caparelli's Requests for Production to Petitioner filed.
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Date: 06/15/2012
Proceedings: Notice of Service of Respondent Antonio Gomes' Requests for Production to Petitioner filed.
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Date: 06/15/2012
Proceedings: Notice of Service of Respondent Scott Aabel's Requests for Production to Petitioner filed.
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Date: 06/15/2012
Proceedings: Notice of Service of Respondent Asset and Financial Planning, Ltd.'s Requests for Production to Petitioner filed.
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Date: 06/15/2012
Proceedings: Notice of Service of Prime Capital Services, Inc.'s Requests for Production to Petitioner filed.
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Date: 05/31/2012
Proceedings: Order of Pre-hearing Instructions.
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Date: 05/31/2012
Proceedings: Notice of Hearing (hearing set for September 11 through 14, 2012; 9:30 a.m.; Sarasota, FL).
Date: 05/30/2012
Proceedings: CASE STATUS: Pre-Hearing Conference Held.
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Date: 05/29/2012
Proceedings: Joint Response to Initial Order filed.
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Date: 05/29/2012
Proceedings: Amended Order (granting Respondents' Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding).
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Date: 05/29/2012
Proceedings: Order (granting Respondents' Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding).
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Date: 05/25/2012
Proceedings: Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding filed.
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Date: 05/24/2012
Proceedings: Notice of Appearance (of L. Raliegh) filed.
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Date: 05/24/2012
Proceedings: Initial Order.
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Date: 05/23/2012
Proceedings: Agency referral filed.
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Date: 05/23/2012
Proceedings: Response and Request for Formal Administrative Proceeding filed.
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Date: 05/23/2012
Proceedings: Administrative Complaint and Notice of Rights filed.

Case Information

Judge:
ELIZABETH W. MCARTHUR
Date Filed:
05/23/2012
Date Assignment:
05/24/2012
Last Docket Entry:
01/22/2013
Location:
Sarasota, Florida
District:
Middle
Agency:
Office of Financial Regulation
 

Counsels