13-001102
Maria Pfeiffer vs.
Hca Raulerson Hospital
Status: Closed
Recommended Order on Monday, July 22, 2013.
Recommended Order on Monday, July 22, 2013.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8MARIA PFEIFFER ,
10Petitioner ,
11vs. Case No. 13 - 1102
17HCA RAULERSON HOSPITAL ,
20Respondent .
22/
23RECOMMENDED ORDER
25Pursuant to notice, a hearing was conduct ed in this case
36before Jessica E. Varn, a designated Administrative Law Judge of
46the Division of Administrative Hearings (DOAH), on June 13
55and 14, 2013, by video teleconference at sites in Port St. Lucie
67and Tallahassee, Florida.
70APPEARANCES
71For Petition er: Peggy A. Underbrink, Esquire
78Peggy Underbrink, Attorney at Law
835737 Lowell Avenue
86Post Office Box 441044
90Indianapolis, Indiana 46244
93For Respondent: Allison Oasis Kahn, Esquire
99Carlton Fields, P.A.
102Post Office Box 150
106West Palm Beach, Florida 33402
111STATEMENT OF THE ISSUE
115Whether Respondent committed an unfair labor practice by
123discriminating against Petitioner on the basis of rac e, national
133origin, color, or age; and by retaliating against Petitioner by
143terminating her employment.
146PRELIMINARY STATEMENT
148On or about June 20, 2012, Petitioner Maria Pfieffer (Ms.
158Pfeiffer) filed a Charge of Discrimination with the Florida
167Commission o n Human Relations ( Ð FCHR Ñ ). On or about February 21,
1822013, after conducting an investigation into Ms. Pfeiffer Ó s
192allegations, the FCHR issued a Ð no cause Ñ determination, finding
203there was no reasonable cause to believe that an unlawful
213employment practice occurred. Ms. Pfeiffer elected to pursue
221administrative remedies, timely filing a Petition for Relief with
230the FCHR on or about March 25, 2013. The FCHR transmitted the
242Petition for Relief to the Division of Administrative Hearings
251( Ð DOAH Ñ ) on March 27, 2013. The final hearing was scheduled for
266May 13 and 14, 2013. On Respondent Ó s motion, the final hearing
279was continued and rescheduled for June 13 and 14, 2013.
289At the hearing, Ms. Pfeiffer testified on her own behalf,
299and presented the testimony of Jo e Corripio, Monica Beckham,
309Titus Henderson, and Sherree Macy. During its case, Respondent
318called four witnesses: Christine Goolsby, Shawn Poland, Connie
326Kooper, and Cynthia Jackson. Petitioner Ó s Exhibits 7 , 15, 17 ,
337and 31 were received into evidence. R espondent Ó s Exhibits 1 - 7, 9
352and 29 - 35 were received into evidence.
360No transcript of the final hearing was filed with DOAH.
370Respondent filed a Proposed Recommended Order, which was
378considered in the preparation of this Recommended Order.
386Unless otherwise indicated, citations to the Florida
393Statutes refer to the 2012 Florida Statutes.
400FINDING S OF FACT
4041. Ms. Pfeiffer began her employment at Raulerson Hospital
413in December, 2007. She worked as a full - time Registered
424Respiratory Therapist (RRT) in the Cardio pulmonary Department.
432She was born in 1961, and according to her, she comes from
444German, Filipino, Hispanic, and Native American descent.
4512. Shawn Poland served as the director of the
460Cardiopulmonary Department; Titus Henderson and Sherree Macy
467served as supervisors, directly supervising Ms. Pfieffer. Robert
475Lee was the Chief Executive Officer of Raulerson Hospital in
4852012.
4863. Full - time respiratory therapists generally work three
495shifts per week, and may have many days between shifts. They
506assist patie nts with airway management, by dispensing medication.
515Some patients are on ventilators, some are in the intensive care
526unit, and some are on life support. Therapies include comfort
536measures; that is, patients receive therapies in order to breathe
546easier.
5474. Once physician orders are received for respiratory
555therapy, patients are divided equally between the therapists on
564duty during a particular shift; therapists then go to each
574patient to provide respiratory treatment.
5795. Christine Goolsby was a respira tory therapist who worked
589alongside M s. Pfeiffer. Sometime in March 2012, Ms. Goolsby and
600Ms. Pfeiffer were working the same shift. Ms. Gooslby noticed
610that some patients assigned to Ms. Pfeiffer were showing up in
621the computer system in red text, which meant that the patients
632had not yet received a treatment. She asked Ms. Pfieffer about
643those patients, with the intention of helping Ms. Pfieffer
652administer medication to the patients. Ms. Pfieffer indicated
660that she did not provide treatment to Ð DNR Ñ (d o not resuscitate)
674patients.
6756. Ms. Goolsby, who had been feeling like she had been
686helping other therapists quite a bit and running around more than
697usual, was upset to hear that Ms. Pfeiffer chose to not provide
709treatments to DNR patients. Ms. Goolsby told Mr. Poland about
719Ms. Pfieffer Ó s position on DNR patients.
7277. Mr. Poland, Ms. Goolsby, and the Human Resources
736Director met. During the meeting, Ms. Goolsby reported other
745personnel issues she had with Ms. Pfeiffer and with another
755therapist, Monic a Beckham. Ms. Goolsby was asked to write an
766email with details regarding her conversation with Ms. Pfeiffer,
775and the other issues she had raised about her colleagues.
7858. Ms. Goolsby sent an email to Mr. Poland and the Human
797Resources Director on March 9, 2012. In her email, she explained:
808Ð Maria also made a comment this past weekend that she was not
821going to do DNR treatments on four of her patients. She stated
833Ò DNRs do not need treatments. Ó I replied if it Ó s a doctor Ó s
850order it has to be followed. Ñ
8579. Mr. Poland was concerned about patient safety, and
866decided to suspend Ms. Pfieffer pending an investigation into the
876allegations that had been made. The Human Resources Department
885contacted Ms. Pfeiffer by telephone, informing her that an
894investigatio n was going to be conducted, focusing on whether she
905was failing to provide treatment to DNR patients.
91310. During the telephone conversation with the Human
921Resources Department, Ms. Pfeiffer denied the allegations,
928insisting that it was against her Ð moral code Ñ to refuse giving
941respiratory treatments to any patient.
94611. Mr. Poland asked Connie Kooper, a senior clinical
955analyst who is in charge of Meditech (a uniform computer system
966for charting medical records), to run a report on Ms. Pfeiffer,
977isolating every DNR patient who was not given treatment.
98612. Ms. Kooper was unable to comply with this request
996because DNRs are difficult to track on the computer system.
1006Given that a patient or family can change the patient Ó s DNR
1019status on a daily or even an hou rly basis, it becomes onerous to
1033track DNR status through Meditech.
103813. Instead, Ms. Kooper was able to run a report on
1049treatments that had been given and had not been given during a
106145 - day period, which might show a trend of some kind. The report
1075also s howed any comments provided by the therapist; if a
1086treatment had been skipped, it would show the reason it was
1097skipped, if the reason had been recorded by the therapist.
110714. There are numerous reasons why a therapist might skip
1117giving a treatment to a pat ient; the patient could feel nauseous,
1129a patient might have a rapid heart rate at the time of the visit,
1143the patient might not be in the room when the therapist arrives,
1155or the patient or the patient Ó s family might refuse the treatment
1168for a variety of rea sons. The therapist must provide a reason
1180for not providing a treatment in Meditech, or in a written chart.
119215. Mr. Poland asked Ms. Kooper to run the same report on
1204three other respiratory therapists in addition to Ms. Pfieffer.
1213Ms. Pfeiffer Ó s report r eveals numerous treatments that were not
1225provided to patients, with no documented reason for not giving
1235the treatment. The other three therapists had very few instances
1245of treatments that were not provided, and for those instances
1255where treatment was not provided, reasons were documented in
1264Meditech for almost all of them.
127016. Mr. Poland also accessed each patient Ó s electronic
1280Meditech process intervention notes to see if Ms. Pfeiffer had
1290documented the reason why she had not provided a respiratory
1300treatm ent to the patient. Ms. Pfeiffer had failed to document
1311the reasons there, too.
131517. During the investigation, Mr. Poland also found
1323discrepancies in Ms. Pfieffer Ó s documentation of medications that
1333had been given to patients. This caused Mr. Poland to b elieve
1345that Ms. Pfeiffer had falsified medical records.
135218. Finding that Ms. Pfeiffer Ó s conduct was deliberate and
1363purposeful, Mr. Poland met with Ms. Pfeiffer and explained what
1373he had discovered through the course of the investigation.
138219. Ms. Pfeiffer gave no explanation for why she had failed
1393to provide the treatments, and why she had failed to document the
1405reason for not giving the treatments.
141120. Mr. Poland decided to terminate Ms. Pfeiffer based on
1421the results of the investigation. At that time, Mr. Poland did
1432not know Ms. Pfeiffer Ó s race, national origin, or age.
144321. No new employees were hired to replace Ms. Pfeiffer.
1453No credible evidence was presented establishing the age, race, or
1463national origin of the employees who replaced Ms. Pfeiffer.
147222. Ms. Pfeiffer never appealed the decision to terminate
1481her through the employee dispute resolution program. She also
1490never complained of any type of discrimination during the course
1500of her employment. 1/
1504CONCLUSIONS OF LAW
150723 . The Division of Administ rative Hearings has personal
1517and subject matter jurisdiction in this proceeding pursuant to
1526s ections 120.569, and 120.57(1), Florida Statutes.
153324. The Florida Civil Rights Act of 1992 ( Ð FCRA Ñ ) is
1547codified in s ections 760.01 through 760.11, Florida Statute s.
1557When Ð a Florida statute [such as the FCRA] is modeled after a
1570federal law on the same subject, the Florida statute will take on
1582the same constructions as placed on its federal prototype. Ñ
1592Brand v. Florida Power Corp. , 633 So. 2d 504, 509 (Fla. 1st DCA
16051994). Therefore, t he FCRA should be interpreted, where
1614possible, to conform to Title VII of the Civil Rights Act of
16261964, which contains the principal federal anti - discrimination
1635laws.
163625. Section 760.10, Florida Statutes, provides, in relevant
1644part:
1645(1) It is an unlawful employment practice for
1653an employer:
1655(a ) To discharge or to fail or refuse to hire
1666any individual, or otherwise to discriminate
1672against any individual with respect to
1678compensation, terms, conditions, or privileges
1683of employment, b ecause of such individual Ó s
1692race, color, religion, sex, national origin,
1698age, handicap, or marital status.
170326. Complainants alleging unlawful discrimination may prove
1710their case using direct evidence of discriminatory intent.
1718Direct evidence is evidenc e that, if believed, would prove the
1729existence of discriminatory intent without resort to inference or
1738presumption. Denney v. City of Albany , 247 F.3d 1172, 1182 (11th
1749Cir. 2001); Holifield v. Reno , 115 F.3d 1555, 1561 (11th Cir.
17601997). Courts have held that Ð only the most blatant remarks,
1771whose intent could be nothing other than to discriminate, Ñ satisfy
1782this definition. Damon v. Fleming Supermarkets of Fla., Inc. , 196
1792F.3d 1354, 1358 - 59 (11th Cir. 1999)(internal quotations omitted) ,
1802cert. denied , 529 U .S. 1109 (2000). Often, such evidence is
1813unavailable, and in this case, Ms. Pfeiffer presented none.
182227. In the absence of direct evidence, the law permits an
1833inference of discriminatory intent, if complainants can produce
1841sufficient circumstantial evide nce of discriminatory animus, such
1849as proof that the charged party treated persons outside of the
1860protected class (who were otherwise similarly situated) more
1868favorably than the complainant was treated. Such circumstantial
1876evidence constitutes a prima fac ie case.
188328. In McDonnell Douglas Corp. v. Green , 411 U.S. 792,
1893802 - 803 (1973), the U.S. Supreme Court explained that the
1904complainant has the initial burden of establishing by a
1913preponderance of the evidence a prima facie case of unlawful
1923discrimination. Failure to establish a prima facie case of
1932discrimination ends the inquiry. See Ratliff v. State , 666 So.
19422d 1008, 1012 n.6 (Fla. 1st DCA 1996), aff Ó d , 679 So. 2d 1183
1957(Fla. 1996). If, however, the complainant succeeds in making a
1967prima facie case, the n the burden shifts to the accused employer
1979to articulate a legitimate, non - discriminatory reason for its
1989complained - of conduct. This intermediate burden of production,
1998not persuasion, is Ð exceedingly light. Ñ Turnes v. Amsouth Bank,
2009N.A. , 36 F.3d 1057, 1 061 (11th Cir. 1994). If the employer
2021carries this burden, then the complainant must establish that the
2031proffered reason was not the true reason but merely a pretext for
2043discrimination. St. Mary Ó s Honor Center v. Hicks , 509 U.S. 502,
2055516 - 518 (1993). At all times, the Ð ultimate burden of persuading
2068the trier of fact that the [charged party] intentionally
2077discriminated against Ñ him remains with the complainant.
2085Silvera v. Orange County Sch. Bd. , 244 F.3d 1253, 1258 (11th Cir.
20972001).
209829. To establish a prima facie case of employment
2107discrimination, Ms. Pfeiffer is required to show that she Ð (1) is
2119a member of a protected class; (2) was qualified for the position;
2131(3) was subject to an adverse employment action; and (4) was
2142replaced by someone outside th e protected class, or, in the case
2154of disparate treatment, shows that other similarly situated
2162employees were treated more favorably. Ñ Taylor v. On Tap
2172Unlimited, Inc. , 282 Fed. Appx. 801, 803 (11th Cir. 2008) ( Ð Taylor
2185established a prima facie case for r acial discrimination. She was
2196a qualified member of a protected class; she was terminated; and
2207she was replaced by an individual outside of her protected
2217class Ñ ).
222030. It is undisputed that Ms. Pfeiffer belongs to a
2230protected class. As such, Petitioner s atisfied the first prong of
2241a prima facie case of employment discrimination.
224831. With respect to the second prong, it is undisputed that
2259Ms. Pfeiffer was qualified for her position. Because Ms. Pfeiffer
2269possessed the basic skills necessary to perform t he position of a
2281respiratory therapist, she has established the second prong of a
2291prima facie case.
229432. Ms. Pfeiffer has also established the third element of a
2305prima facie case, as her termination constitutes an adverse
2314employment action.
231633. Finally, with respect to the fourth prong of the test,
2327Ms. Pfeiffer presented no credible evidence that sh e was replaced
2338by someone younger , or anyone of a different race or national
2349origin. Accordingly, Ms. Pfeiffer did not establish a prima facie
2359case of employ ment discrimination, and the burden of production
2369never shifted to Respondent to articulate a legitimate, non -
2379discriminatory reason for the termination.
238434. However, if the burden had shifted, Respondent proffered
2393a legitimate non - discriminatory reason for Ms. Pfeiffer Ó s
2404termination: Respondent believed that Ms. Pfeiffer deliberately
2411and purposefully failed to provide prescribed treatments to
2419patients, without providing reasons for not providing the
2427treatments, and that she falsified medical rec ords.
243535. As Respondent articulated a legitimate
2441non - discriminatory reason for the termination , Ms. Pfeiffer would
2451then be required to establish that the proffered reason was not
2462the true reason but merely a pretext for discrimination.
2471St. Mary Ó s Ho nor Center v. Hicks , 509 U.S. 502, 516 - 518 (1993).
2487To show pretext, Petitioner must demonstrate Ð such weaknesses,
2496implausibilities, inconsistencies, incoherencies, or
2500contradictions in the employer Ó s proffered legitimate reasons for
2510its action that a reas onable factfinder could find them unworthy
2521of credence. Ñ Combs v. Plantation Patterns , 106 F.3d 1519, 1538
2532(11th Cir. 1997) (citation omitted).
253736. Throughout the proceedings, Ms. Pfeiffer attempted to
2545show that she was innocent of the alleged misconduct .
2555Significantly, however, whether Ms. Pfeiffer was innocent of the
2564alleged misconduct is not the correct inquiry. Instead, the
2573relevant question is whether Respondent actually believed, at the
2582time Ms. Pfeiffer was terminated, that she had committed the
2592misconduct. Elrod v. Sears, Roebuck & Co. , 939 F.2d 1466, 1470
2603(11th Cir. 1991) (inquiry is limited to whether employer believed
2613employee was guilty of misconduct, and if so, whether that was the
2625reason behind discharge; that employee did not actually eng age in
2636misconduct is irrelevant); Nix v. WLCY Radio , 738 F.2d 1181, 1187
2647(11th Cir. 1984) (holding that Ð an employer may fire an employee
2659for a good reason, a bad reason, a reason based on erroneous
2671facts, or for no reason at all, as long as its action is not for a
2687discriminatory reason Ñ ).
269137. Ms. Pfeiffer failed to establish a prima facie case of
2702discrimination. Even if she had met that initial burden, she
2712also failed to demonstrate that the proffered reason for her
2722termination was a pretext for discrimination. Accordingly,
2729Ms. Pfeiffer did not satisfy her ultimate burden of persuading
2739the undersigned that Respondent intentionally discriminated
2745against her.
274738. Turning to Ms. Pfeiffer Ó s retaliation claim, she
2757alleges that she was terminated as a result of her complaint
2768regarding having to help clean the employee area.
277639. Subsection 760.10(7), Florida Statutes, provides, in
2783pertinent part:
2785It is an unlawful employment practice for an
2793employer . . . to discriminate against any
2801person because tha t person has opposed any
2809practice which is an unlawful employment
2815practice under this section, or because that
2822person has made a charge, testified,
2828assisted, or participated in any manner in an
2836investigation, proceeding, or hearing under
2841this section.
284340 . Ms. Pfeiffer Ó s retaliation claim under the Florida
2854Civil Rights Act must also be appropriately analyzed with the
2864same framework as used in analyzing retaliation claims under
2873Title VII. Gant v. Kash N Ó Karry Food Stores , 2010 U.S. App.
2886LEXIS 16504, *4 ( 11th Cir. August 4, 2010). Pursuant to this
2898framework, an employee must first establish a prima facie case of
2909retaliation. Bryant v. Jones , 575 F.3d 1281, 1307 - 08 (11th Cir.
29212009). If a prima facie case is shown, the burden shifts to the
2934employer to art iculate a legitimate, non - discriminatory reason
2944for its actions. Id. at 1308. If the employer articulates a
2955legitimate, non - discriminatory reason, the burden of production
2964shifts to the employee to offer evidence that the alleged reason
2975of the employer i s a pretext for illegal discrimination. Id.
298641. To establish a prima facie case of retaliation, Ms.
2996Pfeiffer must demonstrate that: (1) she participated in a
3005protected activity; (2) she suffered an adverse employment
3013action; and (3) there was a causal connection between the
3023participation in the protected activity and the adverse
3031employment action. Crawford v. Carroll , 529 F.3d 961, 970 (11th
3041Cir. 2008). To satisfy the third prong of the test, which
3052requires a causal connection between the protected activity and
3061the adverse decision, Ms. Pfeiffer Ð must show that the
3071decision - makers were aware of the protected conduct, and that the
3083protected activity and adverse actions were not wholly
3091unrelated. Ñ Shannon v. BellSouth Telecomms., Inc. , 292 F.3d 712,
3101716 (11th Cir. 2002).
310542. There is no question that Ms. Pfeiffer Ó s termination
3116constitutes an adverse employment action. Even assuming,
3123however, that Ms. Pfeiffer Ó s informal complaint regarding
3132cleaning the break room constituted protected conduct, the
3140evidence demonstrates that the decision - maker who terminated
3149Ms. Pfeiffer Ó s employment, Mr. Poland, did not base his decision
3161on the brief exchange between Ms. Pfeiffer and Mr. Lee.
3171Accordingly, the third prong of the test was not satisfied, and
3182Ms. Pfeiffer failed to establish a prima facie case of
3192retaliation.
319343. Furthermore, even if Ms. Pfeiffer could establish a
3202prima facie case of retaliation, she has failed to present any
3213evidence that Respondent Ó s proffered reason for her terminatio n
3224was mere pretext.
3227RECOMMENDATION
3228Based on the foregoing Findings of Fact and Conclusions of
3238Law, it is RECOMMENDED that the Florida Commission on Human
3248Relations enter a final order adopting the Findings of Fact and
3259Conclusions of Law contained in th is Recommended Order. Further,
3269it is RECOMMENDED that the final order dismiss the Petition for
3280Relief.
3281DONE AND ENTERED this 22nd day of July , 2013 , in
3291Tallahassee, Leon County, Florida.
3295S
3296JESSICA E. VARN
3299Administrati ve Law Judge
3303Division of Administrative Hearings
3307The DeSoto Building
33101230 Apalachee Parkway
3313Tallahassee, Florida 32399 - 3060
3318(850) 488 - 9675
3322Fax Filing (850) 921 - 6847
3328www.doah.state.fl.us
3329Filed with the Clerk of the
3335Division of Administrative Hearings
3339this 22nd day of July , 2013 .
3346ENDNOTE
33471/ At the hearing, Ms. Pfeiffer testified that she felt
3357discriminated and Ð retaliated Ñ against as a result of an
3368encounter in the employee break room with Mr. Lee, the CEO of the
3381hospital. According to Ms. Pfeiffer, Mr . Lee had come into the
3393break room and had seen Ms. Pfeiffer and Ms. Beckham relaxing in
3405the area, despite the fact that the room was dirty, and it was
3418the responsibility of the employees to keep employee areas tidy.
3428During an exchange regarding the clean liness of the room, Ms.
3439Pfeiffer told Mr. Lee that she had not gone to school to be a
3453housekeeper. Later, a housekeeping staff member brought a mop to
3463the break room, and handed it to Ms. Pfeiffer. Mr. Poland was
3475aware that Mr. Lee had seen the break roo m in a dirty state, and
3490he was upset that his department break room was not clean when
3502Mr. Lee had stopped by. Mr. Poland credibly testified that the
3513exchange between Mr. Lee and Ms. Pfieffer had no role in Ms.
3525Pfeiffer Ó s discipline.
3529COPIES FURNISH ED:
3532Violet Denise Crawford, Agency Clerk
3537Florida Commission on
3540Human Relations
3542Suite 100
35442009 Apalachee Parkway
3547Tallahassee, Florida 32301
3550Colleen S. Bracken, Esquire
3554Mark E. Edwards, Attorney at Law
35602501 Park Plaza
3563Nashville, Tennessee 37203
3566Pegg y A. Underbrink, Esquire
3571Peggy Underbrink, Attorney at Law
35765737 Lowell Avenue
3579Post Office Box 441044
3583Indianapolis, Indiana 46244
3586Allison Oasis Kahn, Esquire
3590Carlton Fields, P.A.
3593Post Office Box 150
3597West Palm Beach, Florida 33402
3602Cheyanne Costilla, In terim General Counsel
3608F lorida Commission on
3612Human Relations
36142009 Apalachee Parkway, Suite 100
3619Tallahassee, Florida 32301
3622NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
3628All parties have the right to submit written exceptions within
363815 days from the date of thi s Recommended Order. Any exceptions
3650to this Recommended Order should be filed with the agency that
3661will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 09/12/2013
- Proceedings: (Agency) Final Order Dismissing Petition for Relief from an Unlawful Employment Practice filed.
- PDF:
- Date: 07/22/2013
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 06/24/2013
- Proceedings: Raulerson Hospital's Notice of Filing Respondent's Proposed Recommended Order filed.
- Date: 06/13/2013
- Proceedings: CASE STATUS: Hearing Held.
- Date: 06/07/2013
- Proceedings: Petitioner's Proposed Exhibits filed (exhibits not available for viewing).
- Date: 06/06/2013
- Proceedings: Respondent's Proposed Exhibits filed (exhibits not available for viewing).
- PDF:
- Date: 04/08/2013
- Proceedings: Order Granting Continuance and Re-scheduling Hearing by Video Teleconference (hearing set for June 13 and 14, 2013; 9:00 a.m.; Port St. Lucie, FL).
Case Information
- Judge:
- JESSICA E. VARN
- Date Filed:
- 03/27/2013
- Date Assignment:
- 03/27/2013
- Last Docket Entry:
- 09/12/2013
- Location:
- Portland, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
Counsels
-
Colleen S. Bracken, Esquire
Address of Record -
Violet Denise Crawford, Agency Clerk
Address of Record -
Alexander David del Russo, Esquire
Address of Record -
Allison Oasis Kahn, Esquire
Address of Record -
Peggy A. Underbrink, Esquire
Address of Record