13-001676
Lee County School Board vs.
Barbara Rice
Status: Closed
Recommended Order on Friday, December 20, 2013.
Recommended Order on Friday, December 20, 2013.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8LEE COUNTY SCHOOL BOARD ,
12Petitioner ,
13vs. Case No. 13 - 1676
19BARBARA RICE ,
21Respondent .
23/
24RECOMMENDED ORDER
26Pursuant to notice, an evidentiary hearing was conducted in
35this case on September 10 and 11, 2013, by video teleconference
46with sites in Tallahassee and Fort Myers, Florida, before
55Administrative Law Judge Elizabeth W. McArthur of the Division of
65Administrative Hearings.
67APPEARANCES
68For Petitione r: Robert Dodig, Jr., Esquire
75School District of Lee County
802855 Colonial Boulevard
83Fort Myers, Florida 33966
87For Respondent: Robert J. Coleman, Esquire
93Coleman and Coleman
96Post Office Box 2089
100Fort Myers, Florida 33902
104STATEMENT OF THE ISSUE
108The issue for determination is whether Petitioner has just
117cause to terminate Respondent ' s employment as a custodian.
127PRELIMINARY STATEMENT
129By letter dated April 1, 2013, Respondent Barbara Rice
138(Respondent) was notified that Petitioner Lee County School Board
147(Petitioner) intended to seek termination of Respondent ' s
156employment. The letter also informed Respondent that she would
165be suspended without pay, effective April 2, 2013.
173On April 15, 2013, a Petition for Termination (Petition) was
183served on Respondent. The Petition set forth the allegations on
193which Respondent ' s proposed termination was based, and included
203charges of willful neglect of duties, gross insubordination,
211incompetence, failure to adhere to high ethical standards, and
220failure to satisfactorily and efficiently perform assigned job
228duties.
229The Petition informed Respondent of her right to request a
239hearing on the charg es. Respondent timely requested an
248administrative hearing, and Petitioner referred the matter to the
257Division of Administrative Hearings. The evidentiary hearing was
265scheduled in consultation with the parties regarding their mutual
274availability.
275Prior to the hearing, the parties filed a Joint Pre - hearing
287Stipulation in which they set forth a number of admitted facts
298and agreed statements of law. The parties ' stipulations are
308incorporated into this Recommended Order to the extent relevant.
317At the hearing, Petitioner presented the testimony of the
326following witnesses: Andy Brown, investigator with Petitioner ' s
335Department of Professional Standards and Equity (DPSE); Jason
343Peters and Lisa Eastridge, both of whom were Lexington Middle
353School (Lexington) assis tant principals during the relevant time
362period; Jeff Hancock, Lexington head custodian; Rosa Valentin, a
371custodian and former head custodian at Lexington; Mack Farmer,
380Lexington building supervisor; and Linda Caprarotta, Lexington
387principal. Petitioner ' s Exhibits 1 through 21 were admitted in
398evidence.
399Respondent testified on her own behalf and also presented
408the testimony of Claytrina Griffin, a custodian at Lexington.
417Respondent ' s Exhibits 1 through 4, 6, and 7 were admitted in
430evidence. An objection to Respondent ' s proposed Exhibit 5 was
441sustained; the proposed exhibit was neither admitted nor
449proffered, and therefore, is not part of the record. See
459§ 120.57(1)(f), Fla. Stat. (2013). 1/
465The five - volume Transcript was filed on October 7, 2013.
476The fi ling deadline for proposed recommended orders (PROs) was
486extended pursuant to the parties ' joint motion. The parties
496timely filed their PROs by the extended deadline, and they have
507been considered in the preparation of this Recommended Order.
516FINDING S OF FACT
5201. Petitioner is responsible for hiring, overseeing, and
528terminating employees in the school district.
5342. Respondent has been employed by Petitioner as a
543custodian since September 13, 2002. Respondent worked at Dunbar
552Middle School (Dunbar) until August 6, 2010, when she was
562involuntarily transferred to Lexington. Respondent worked at
569Lexington from August 2010 until her suspension on April 2, 2013.
5803. Respondent ' s personnel file documents that throughout
589her employment as a custodian, she has ha d problems with displays
601of disrespect and insubordination to her fellow employees and
610superiors. Respondent ' s disrespect and insubordination ha ve been
620a consistent theme in written warnings and reprimands, incident
629reports, and conference summary reports . Respondent has been
638repeatedly advised in writing of the concerns with her behavior,
648instructed to stop the unacceptable behavior, and advised of
657disciplinary consequences if the behavior did not stop. The
666writings in turn refer to verbal communication s with Respondent
676about the same subject addressed in the writings. The writings
686also reflect a consistent theme of Respondent ' s problematic
696behavior arising when a superior would attempt to address a
706problem with Respondent ' s job performance. For exampl e,
716Respondent would be told to clean certain areas, but Respondent
726would fail to follow the directives, and then Respondent would
736become agitated and loud when confronted regarding her failure to
746follow the cleaning directives.
7504. The first memorandum, da ted January 9, 2004, was issued
761by Respondent ' s then - supervisor, Carlos Morales:
770Despite previous conversations regarding your
775job responsibilities as a member of the
782custodial staff at [Dunbar], it has become
789necessary for me to apprise you in writing of
798a serious concern regarding your
803insubordination . . .
807On Monday, January 5, 2004, you were asked to
816vacuum all offices, rooms, and hallways of
823the administrative wing. Upon checking the
829administrative wing on the morning of January
8368th, many areas appea red in need of
844vacuuming. During my discussion with you
850regarding this matter, your verbal, agitated
856response became loud, accusatory and
861insubordinate . . . It was then noted you
870were approaching other school personnel
875regarding the discussion and your
880accusations.
881Employees who are insubordinate are subject
887to disciplinary action. I sincerely want you
894to be successful at [Dunbar,] but this
902requires more effort in your assigned duties.
909The teachers, staff, and students depend on
916you to do your part in making this a clean
926and safe learning environment.
9305. Respondent ' s performance evaluation for the 2003 - 2004
941contract year echoed Mr. Morales ' concern, by finding that
951Respondent " inconsistently practiced " effective communications
956with co - workers and su pervisors. The comments informed
966Respondent that she needed " to work on her communication in times
977of questions of job requirements. " The same inconsistent rating
986in the same category, with similar comments, appeared in
995Respondent ' s evaluation for 2004 - 2 005.
10046. Respondent received good performance evaluations for
1011contract years 2005 - 2006 and 2006 - 2007. No behavior problems
1023were documented in her personnel file during that time.
10327. Respondent ' s performance evaluation for 2007 - 2008,
1042completed in March 2 008, found that although Respondent ' s job
1054performance was " adequate, " her punctuality and attendance
" 1061continue to be " areas needing improvement. Later that same
1070year, in June 2008, an incident report was prepared by the
1081assistant principal to document an incident between Respondent
1089and her then - supervisor, Pete Torres. According to the report,
1100Mr. Torres tried to discuss a concern with Respondent about her
1111chronic tardiness, but Respondent " became very loud and
1119disrespectful towards her supervisor, Mr. To rres. " The assistant
1128principal met with Respondent to discuss the incident, and
1137determined that Respondent " was disrespectful towards her
1144supervisor. Disrespect toward s any school employee will not be
1154tolerated. Any type of future disrespect will result in [a]
1164documented performance letter. " Respondent was advised that a
1172documented incident report would be placed in Respondent ' s
1182personnel file.
11848. Respondent ' s performance evaluation for 2008 - 2009 found
1195Respondent ' s performance inconsistent in the areas of punctuality
1205and communications with co - workers and supervisors. The comments
1215noted inconsistencies with Respondent ' s " interpersonal skills and
1224attendance issues. " Shortly after this performance evaluation,
1231on July 23, 2009, the assistant principal pr epared another
1241incident report to document an incident involving Respondent.
1249According to the documentation, at a mandatory meeting and
1258training session for all of the custodians with district zone
1268manager Debbie Greene to review summer cleaning processes and
1277procedures, Respondent " became very loud, disrespectful and
1284belligerent towards her direct supervisor, head custodian Randy
1292McMillan. " The assistant principal held another meeting with
1300Respondent to discuss the incident, and he determined that
1309Respon dent was disrespectful towards her supervisor. He also
1318reminded Respondent that " this was the second documented incident
1327involving disrespect towards a supervisor in the past two years. "
1337Respondent was told again " that this behavior is unacceptable and
1347w ould not be tolerated. " Respondent was advised that this
1357documented incident report would be placed in her personnel file.
13679. For the 2009 - 2010 contract year, Respondent ' s
1378performance evaluation continued to reflect issues in the
1386communications areas. R espondent was rated as " inconsistent " in
1395the following areas: " responds appropriately to praise and
1403constructive criticism " ; and " communicates effectively with
1409coworkers, supervisors, and school - based staff. " The comments
1418regarding these ratings were: " Ms. Rice continues to have
1427trouble responding appropriately to constructive criticism.
1433Cooperating with supervisors continues to be an area of focus. "
144310. The documentation in Respondent ' s personnel file from
1453her years at Dunbar portrays a pattern of sim ilar behavior by
1465Respondent in her dealings with a number of different
1474supervisors. This documentation put Respondent on notice that
1482her behavior was not acceptable. Nonetheless, Respondent did not
1491take away from her years at Dunbar that her behavior was not
1503acceptable and needed to change. When Respondent was asked if
1513she recalled having problems with her supervisors and other
1522employees at Dunbar, she responded:
1527Of course I ' ve had problems with -- from the
1538other school, but it was only by speaking my
1547op inion because if someone asked me something
1555I ' m going to tell them how I feel, but it ' s
1569not nothing about like cursing them or
1576whatever, just let them -- I ' m giving them my
1587answer. And then the way I talk, they say
1596that I be disrespectful to them because I
1604have a hot - pitched tone voice, but I don ' t
1616mean no harm on nothing I say. I just trying
1626to express my opinion. Even when I talk, I
1635talk with my hands and it don ' t mean that I ' m
1649trying to be rude or nothing, I ' m just used
1660to expressing my feelings.
166411. Respondent was involuntarily transferred to Lexington
1671shortly after the beginning of the 2010 - 2011 contract year. The
1683circumstances of this transfer were not established in the
1692record.
169312. Respondent began working as a custodian at Lexington on
1703August 9, 2010. She worked during the day over the summer, as
1715did all of the custodial staff. When school was in session,
1726Respondent was assigned to what was variously described as the
1736afternoon, evening, or night shift (hereafter referred to as the
" 1746night shif t " ), working from 2:00 p.m. until 10:00 p.m.
175713. At Lexington, the building supervisor was in charge of
1767the custodial department, and was the direct supervisor of the
1777custodial staff. The work hours for the building supervisor
1786position were from 8:30 a.m . to 4:30 p.m. Therefore, during the
1798school year, the building supervisor ' s work day overlapped with
1809the night shift by only two and one - half hours.
182014. After the building supervisor left for the day, the
1830head custodian served as acting supervisor of the night shift
1840custodians. The head custodian was considered the liaison
1848between the building supervisor and the custodians. The head
1857custodian would receive instructions and directives from the
1865building supervisor in the afternoon, and the head custodian was
1875responsible for giving directives to the night shift custodians
1884and supervising their work to ensure that they carried out the
1895directives.
189615. The head custodian position at Lexington was not a
1906managerial position; the head custodian did not have auth ority to
1917discipline the other custodians. However, by all accounts, the
1926head custodian was vested with authority to give directives to
1936the custodians working the night shift. The head custodian was
1946reasonably expected to act as supervisor of the night sh ift
1957custodians after the building supervisor left each day.
1965Otherwise, these employees would be left unsupervised for two -
1975thirds of their work day.
198016. During Respondent ' s first year at Lexington, the
1990building supervisor was Jack Duffy and the head custo dian was
2001Rosa Valentin. According to Respondent, that year was " okay, " in
2011that she did not have any problems at work. However, according
2022to Respondent ' s performance evaluation, which recorded her
2031absences and tardy days through March 2011, Respondent mis sed a
2042lot of work. In fact, the evaluation comments refer to a meeting
2054with Respondent in February 2011 to address concerns with her
2064attendance; improvement in Respondent ' s attendance was noted in
2074the month following that meeting.
207917. Respondent had onl y been working at Lexington for seven
2090months when assistant principal Jason Peters drafted Respondent ' s
2100performance evaluation for the principal, Linda Caprarotta, to
2108review and sign, in accordance with the standard practice. For
2118this short period of time , during which Respondent frequently was
2128absent and late, Respondent ' s performance was found inconsistent
2138in the areas of using leave only when necessary and punctuality ,
2149but her job performance otherwise was found to be effective.
215918. However, the Lexing ton principal was not satisfied with
2169the overall performance of the custodial department for the 2010 -
21802011 contract year, because the school was not being cleaned
2190well. Ms. Caprarotta determined that the building supervisor ,
2198Mr. Duffy, lacked appropriate management skills. She found him
2207to be too lax with the custodial staff . H e was not comfortable
2221supervising, giving directives, or confronting the custodians
2228when their work was unsatisfactory. Therefore, Mr. Duffy was let
2238go at the end of the 2010 - 2011 contract year.
224919. On July 6, 2011, Ms. Caprarotta hired Mack Farmer to
2260replace Mr. Duffy as the Lexington building supervisor.
2268Mr. Farmer had the management experience Ms. Caprarotta was
2277looking for, having run his own cabinet manufacturing company fo r
228825 years. Ms. Caprarotta informed Mr. Farmer of her expectations
2298for better - quality cleaning services for her school, and her
2309expectation that he would exercise stronger supervisory
2316responsibility than the prior building supervisor to ensure that
2325custod ians were doing their jobs.
233120. The credible evidence supports a finding that before
2340Mack Farmer was hired, the custodial staff at Lexington had a
2351relatively easy time, with little expected or demanded of them by
2362the building supervisor. The night shift workers, including
2370Respondent, essentially had free rein to do things their own way,
2381but their own way was not getting the job done. As Respondent
2393put it, " Really I wasn ' t sure that they was watching me or
2407anything, but they never told me that I wasn ' t -- that I needed
2422to do better or anything[.] "
242721. Although Respondent ' s attendance had improved after a
2437meeting was held in February 2011 to address the problem, the
2448improvement was short - lived. In addition, problems had become
2458apparent with Respondent ' s p erformance when she was there
2469working. On July 13, 2011, Ms. Caprarotta and Mr. Peters held a
2481meeting with Respondent " to address absenteeism/tardiness and
2488work performance. " The meeting was documented in a conference
2497summary performance report and place d in Respondent ' s personnel
2508file. According to the report, with regard to Respondent ' s work
2520performance issues, Respondent was reminded that she was
" 2528expected to work thoroughly and continue to work/clean during
2537her designated work times. "
254122. Responden t testified that everything fell apart after
2550Mr. Duffy was replaced with Mr. Farmer. Respondent was not happy
2561with the change, and did not agree with it:
2570Q: You heard Ms. Caprarotta, she wasn ' t happy
2580with Mr. Duffy, she didn ' t think that he was
2591requiring satisfactory services from the
2596custodial staff, you heard that, right?
2602A: Yes, I did.
2606Q: And do you agree that it ' s the principal ' s
2619choice as to who she wants as the building
2628supervisor?
2629A: Well, I don ' t agree, but I know that
2640that ' s what I heard th at that ' s mandatory that
2653the principal have all the say - so on who she
2664wants to be hired in her system.
2671* * *
2674Q: Okay. So whatever reason she had for
2682replacing Mr. Duffy, is that your concern?
2689A: No, it ' s not my concern, but it come down
2701to my c oncern whenever she replaces Mr. Duffy
2710and end up -- it ' s a stress - free environment
2722and then it ' s very stressful on the people
2732that I ' m working under.
273823. According to Respondent, Mr. Farmer approached her on
2747his first day of work and told her that he kn ew who she was and
2763that she had better be careful because they were trying to get
2775rid of her.
277824. The more credible testimony was a bit different from
2788Respondent ' s description. Ms. Caprarotta credibly testified that
2797when Mr. Farmer was first hired, she t alked to him about the
2810broader issue of the lack of cleanliness and need for better
2821management of the custodial staff. She briefed Mr. Farmer about
2831all of the staff members whom he would be supervising; Respondent
2842was included, but not singled out. Mr. F armer credibly testified
2853that he spoke with Respondent not on his first day, but shortly
2865thereafter, to tell her that she needed to change her behavior
2876and improve her performance or she was going to lose her job. He
2889had many conversations with Respondent , trying to get her to do
2900her work, be a team player, and improve her behavior. Respondent
2911acknowledged that she took away from Mr. Farmer ' s comments to her
2924that she needed to improve: " I figure I better do a good job. "
293725. In August 2011, shortly after Mr. Farmer began as
2947building supervisor, Respondent was involved in an altercation
2955with Rosa Valentin, then - head custodian. Respondent was called
2965in for a conference with the principal, assistant principal, and
2975Mr. Farmer. A conference summary performan ce report dated
2984August 10, 2011, documented the incident and the conference, at
2994which Respondent was reminded that one of her job requirements
3004was that she must have the ability to work well with others, and
3017that Respondent was expected to do so. Respond ent was informed
3028that her failure to comply will result in further disciplinary
3038actions.
303926. The altercation addressed by the August 2011 conference
3048summary performance report was described in somewhat - conflicting
3057terms by several witnesses. The more cre dible testimony
3066established that Respondent confronted Ms. Valentin, who was
3074weeding the flower beds next to the school building. Another
3084custodian was standing next to Ms. Valentin. Respondent made
3093negative comments critical of Ms. Valentin, questioning why
3101Ms. Valentin was not making the other custodian help with the
3112weeding, and suggesting that Ms. Valentin would have made
3121Respondent help if it w ere Respondent standing next to her.
3132Respondent and Ms. Valentin argued, and Respondent called
3140Ms. Va lentin a " b****. " Ms. Valentin went inside to the main
3152office to report the incident to the principal. Respondent
3161followed Ms. Valentin into the main office, where Respondent
3170resumed her verbal assault on Ms. Valentin. Respondent was the
3180instigator and the aggressor, and her behavior was completely
3189inappropriate.
319027. Respondent did not deny the essential facts of this
3200altercation. She did not deny having called Ms. Valentin a
" 3210b****. " This incident stands in marked contrast to Respondent ' s
3221testimony t hat she was never disrespectful and was just
3231expressing her opinions. A custodian calling a head custodian a
" 3241b**** " is no mere expression of opinion.
324828. Respondent ' s friend, Clayt rina Griffin, another
3257custodian who was with Respondent during the alte rcation,
3266testified without a great deal of credibility that she did not
3277see anything wrong with Respondent ' s comments. However,
3286Ms. Griffin admitted that, unlike Respondent, she did not say
3296anything to Ms. Valentin because whether Ms. Valentin required
3305th e other custodian to help her weed or not was none of
3318Ms. Griffin ' s business.
332329. Shortly after this incident, Ms. Valentin requested to
3332be moved to the day shift for personal reasons, even though that
3344would mean she could no longer be the head custodian whose job
3356was to supervise the night shift custodians. Ms. Valentin ' s
3367request was granted, and her position was downgraded to a regular
3378custodian at a lower pay grade. After advertising and
3387interviewing candidates for the head custodian position, Jeff
3395Ha ncock, who was a custodian at a different school, was hired as
3408Lexington ' s new head custodian.
341430. Mr. Farmer and Mr. Hancock had specific ideas about how
3425the cleaning should be done by the custodians. Just as
3435Respondent expressed her dislike for the new , more demanding
3444building supervisor, Respondent also made clear that she did not
3454like the new head custodian. Ms. Griffin echoed Respondent ' s
3465sentiments, complaining that Mr. Farmer and Mr. Hancock were
3474demanding. Ms. Griffin complained that Mr. Hancock would spend
3483too much time (which she quantified as five minutes), hanging
3493around to tell Ms. Griffin what to do and how to clean, and
3506repeating the same directive over and over. Both Respondent and
3516Ms. Griffin testified that Mr. Farmer and Mr. Hancock ha d their
3528own ideas regarding how they wanted the custodians to clean and
3539neither Mr. Farmer nor Mr. Hancock liked it when Respondent or
3550Ms. Griffin would clean their own way, as they apparently had
3561been able to do when they had enjoyed lax supervision or no
3573supervision at all . The key difference between these two
3583custodians, however, is that Ms. Griffin would keep quiet and
3593would just do her work in the way that Mr. Farmer and Mr. Hancock
3607wanted it done. As a result, Ms. Griffin was able to finish her
3620assi gned cleaning duties by the end of her shift, even when she
3633and the other custodians at work had to absorb extra duties
3644because of absent workers.
364831. Respondent did not respond appropriately to being told
3657how to do her work by Mr. Farmer and Mr. Hancock. Instead,
3669Respondent responded with displays of the same type of behavior
3679for which she had been taken to task when she worked at Dunbar.
369232. On December 16, 2011, Ms. Caprarotta issued a letter of
3703reprimand to Respondent for being insubordinate and disr espectful
3712to her supervisor, Mack Farmer , on December 7, 2011. Mr. Hancock
3723was out that day, so Mr. Farmer stayed at work for the night
3736shift. Mr. Farmer gave Respondent specific directions regarding
3744cleaning her assigned rooms, telling her that she was to go into
3756each room and clean it completely before going to the next room.
3768Instead of following directions, Respondent went up and down the
3778hallway, complaining and yelling at Mr. Farmer. Mr. Farmer
3787directed Respondent to stop, but she continued. Respo ndent
3796yelled at Mr. Farmer from one end of the hallway to the other,
3809and followed him until she was in his face, yelling at him that
3822he gave her too much work. If Respondent had not wast ed the time
3836she should have spent cleaning to walk up and down the ha llway ,
3849loudly " expressing her opinion " to her supervisor , she might have
3859found there was not too much work.
386633. That same night, in the middle of her shift, not during
3878a break, Respondent went to Mr. Farmer ' s office to fill out a
3892vacation request. Mr. Fa rmer instructed her to stop; he told her
3904that she should not take the time to fill out a vacation request
3917when she had not finished her cleaning assignments. Respondent
3926ignored his directive, and kept filling out her request. As
3936Mr. Farmer aptly describ ed it, " This was [Respondent] doing what
3947she wanted to do instead of doing her job. "
395634. As a result of Respondent ' s failure to follow
3967Mr. Farmer ' s multiple directives on just this one day, Respondent
3979failed to complete her cleaning duties by the end of her shift.
399135. In t he December 16, 2011, letter of reprimand ,
4001Ms. Caprarotta noted that Respondent had engaged in the same kind
4012of insubordinate and disrespectful behavior on January 5, 2004,
4021June 26, 2008, July 23, 2009, and August 8, 2011 , and each tim e ,
4035Respondent ' s outbursts targeted a different supervisor.
4043Ms. Caprarotta gave Respondent the following directives :
4051Effective immediately, you are expected to
4057treat your supervisor with respect. At no
4064time should you be screaming or yelling in th e
4074work environment. You are expected to follow
4081directives given to you by your supervisors.
4088You are expected to finish all work assigned.
4096Failure to comply with this directive will
4103result in further disciplinary action up to
4110and including termination.
411336. Despite the directive s in the December 16, 2011, letter
4124of reprimand, Respondent engaged in the same type of behavior,
4134which was the subject of another conference summary performance
4143report issued on February 16, 2012, and placed in Respondent ' s
4155perso nnel file. The subject of this conference was Respondent ' s
4167disrespect toward Jeff Hancock, the head custodian, described in
4176the summary as Respondent ' s " Designated Supervisor . . . when the
4189Building Supervisor is not present. " When Mr. Hancock had given
4199Respondent directives, she refused to listen to him and was rude
4210and disrespectful. Respondent had to be reminded again that she
4220was required to work well with others and was required to respect
4232her designated supervisor by following directions.
423837. In t he early spring of 2012, Mr. Peters drafted
4249Respondent ' s performance evaluation for the 2011 - 2012 contract
4260year. This evaluation reflected a marked deterioration from the
4269prior partial - year ' s evaluation, consistent with the documented
4280problems added to Re spondent ' s personnel file. Respondent did
4291not improve in the dependability section, receiving two
4299inconsistent ratings. In the job skills section, Respondent ' s
4309performance was deemed inconsistent in all five areas measured.
4318Likewise, Respondent ' s perfor mance was inconsistent in f ive of
4330the s even areas in the interpersonal skills section; her two
4341effective ratings in this section did not involve communications
4350or interactions with others; instead, Respondent was found
4358effective in dressing in an appropria te manner and being clean
4369and neat in appearance. The evaluation comments reflected that
4378Respondent " had issues with respecting authority, " although, as
4386before, she had shown improvement following the most recent
4395meeting. In addition, Respondent was told that she needed " to
4405improve her quality of work and be more efficient. " Finally, her
4416problems with tardiness and absences were noted.
442338. In May 2012, the Lexington principal made a referral to
4434the DPSE to investigate Respondent for misconduct, includin g
4443excessive absenteeism, disrespect, and insubordination. The
4449principal testified that she made the decision to make the
4459referral to the district level because all of the school - level
4471meetings, discussions, written reports, and reprimands had been
4479ineffec tive in bringing about sustained improvement in
4487Respondent ' s behavior and performance.
449339. The details of the 2012 investigation were not
4502established in the record. However, in accordance with the
4511collective bargaining agreement between Respondent ' s uni on, the
4521Support Personnel Association of Lee County (SPALC), and
4529Petitioner (hereafter referred to as the SPALC agreement), the
4538investigation file was provided to Respondent and her union
4547representative , and then a predetermination conference was held .
4556T he predetermination conference in July 2012 was attended by
4566Ranice Monroe, director of the DPSE, Respondent, and her union
4576representative, Mr. Rushlow . In the predetermination conference,
4584Respondent and her representative were given the opportunity to
4593res pond to the investigation material.
459940. The 2012 investigation concluded with a finding of
4608probable cause to take disciplinary action against Respondent.
4616Respondent received a formal letter of reprimand as disciplinary
4625action for excessive absenteeism. I n addition to the formal
4635disciplinary action, Petitioner took other action t o address
4644Respondent ' s disrespectful and insubordinate behavior.
4651Mr. Rushlow and Ms. Monroe went to Lexington to work with
4662Respondent for the purpose of retraining , or " coaching , " her.
4671They gave Respondent instructions on how to relate to, and
4681communicate better with, people. As Ms. Monroe recently reminded
4690Respondent (in the 2013 predetermination conference that was the
4699precursor to this disciplinary action), the hope was that
4708Respondent would respond to this informal coaching assistance by
4717improving her behavior. 2/
472141. Instead of improving her behavior in response to the
4731coaching assistance, Respondent made no effort to change, because
4740she continued to deny that there was any problem with her
4751behavior:
4752Q: Do you remember Mr. Rushlow and others
4760coming out to the school and to try to coach
4770you on how to relate to other people?
4778A: They had to come and coach me simply
4787because they was making false accusations so
4794I had to go to t he meeting and attended the
4805meeting. That don ' t mean that happened.
4813That do not mean that I talk back to them and
4824that don ' t mean that happened. The ones that
4834say that I talked back, it was just that I
4844was expressing and giving them my point of
4852view. B ut disrespecting them? That wasn ' t
4861really no disrespect[.]
486442. According to the Lexington principal, after the July
48732012 predetermination conference, Respondent had clear
4879instructions to return to work , work hard , and keep her comments
4890to herself; howev er, Respondent did what she was told for only
4902about two weeks. She then fell into her old pattern of refusing
4914to take instruction from her supervisors, Mr. Farmer and
4923Mr. Hancock, and talking back to them.
493043. As an example, Ms. Caprarotta got involved in an
4940incident in September 2012 when Respondent would not listen to
4950Mr. Hancock ' s instructions regarding the order in which
4960Respondent was supposed to clean her assigned rooms. On several
4970occasions, the kitchen science teacher had complained that her
4979roo m was not being cleaned and she had to sweep and mop it
4993herself. Meanwhile, Respondent was not able to regularly finish
5002her cleaning assignments by the end of her shift, but Mr. Hancock
5014would require her to clock out and leave her work unfinished,
5025because overtime pay was not allowed without prior approval. In
5035an attempt to partially address these problems, Mr. Hancock
5044instructed Respondent to clean the kitchen science classroom
5052first, but Respondent responded rudely, yelling at him.
5060Ms. Caprarotta was informed, and spoke with Respondent about the
5070incident. Respondent told the principal that " that man does not
5080have to tell me what I need to do; you should hear what he says
5095to me, he treats me like a slave. " When Ms. Caprarotta asked
5107what exactly she me ant by that, Respondent replied: " He keeps
5118trying to tell me what to do. " Ms. Caprarotta informed
5128Respondent that Mr. Hancock is her supervisor during the night
5138shift and she had to listen to him and comply because her rooms
5151were not getting clean every n ight.
515844. At this point, Ms. Caprarotta instructed Mr. Hancock to
5168keep Mr. Farmer, Mr. Peters, and herself informed regarding
5177Respondent ' s behavior and job performance. In addition, she and
5188Mr. Peters began following up to inspect areas where cleaning
5198pr oblems were called to their attention, so that they could judge
5210for themselves. While Respondent contends that she was being
5219unfairly targeted for scrutiny, the credible evidence established
5227that Respondent ' s performance was reasonably subjected to
5236scruti ny, brought on by Respondent ' s own failure to perform well,
5249and by her inappropriate outbursts directed to her supervisors
5258when they tried to address the problems with her work.
526845. On November 20, 2012, Mr. Farmer inspected the school
5278and provided Mr. Ha ncock with an inspection report that listed
5289items and areas not cleaned sufficiently during the previous
5298evening shift. The boys ' and girls ' bathrooms on the first
5310floor, which were Respondent ' s assigned areas, were on the
5321report, with specific items list ed that were not cleaned. 3/
5332Mr. Farmer also reported the cleaning deficiency to Mr. Peters,
5342and had Mr. Peters personally inspect the first floor bathrooms.
5352Mr. Peters agreed with Mr. Farmer ' s report that the bathrooms had
5365not been cleaned properly.
53694 6. Mr. Hancock gave Respondent the list of items that she
5381had failed to clean adequately the previous day. Respondent did
5391not complete the items on the list that day, and Respondent took
5403leave the next day, so Mr. Hancock had to finish the cleaning.
541547. Although Respondent first claimed that she was
5423completely unaware that there were any problems with the quality
5433of her cleaning in the fall semester of 2012, she admitted that
5445she remembered Mr. Hancock going over a list of things that had
5457not been cleane d in the bathrooms. Respondent minimized the
5467problems, claiming that they were nothing substantial.
5474Respondent ' s claim was not credible; Mr. Farmer observed such
5485problems as not emptying and cleaning the feminine sanitary
5494receptacles, and not cleaning dir t and grime on stall doors and
5506door handles that was built up to the point where it was clear
5519that the cleaning had not been done properly in weeks.
552948. On one afternoon after school in mid - October 2012,
5540then - assistant principal Lisa Eastridge went to the " time - out
5552room " to return some books. She found the room locked, with the
5564lights off. She unlocked and entered the room, and started
5574walk ing across to put away the books she was returning, when she
5587was startled to see that Respondent was there, seated a t a
5599student desk, with her head down on the desk. At about the same
5612time, Respondent realized that Ms. Eastridge was in the room and
5623jumped up. Ms. Eastridge asked Respondent if she was all right,
5634and Respondent said she was fine. Ms. Eastridge put the books
5645down and left. Thereafter, she checked with Mr. Farmer to find
5656out if Respondent was on her break at the time, and confirmed
5668that it was not Respondent ' s break time. The next day, after
5681Respondent learned that Ms. Eastridge had spoken to Mr. Farmer
5691about the incident, Respondent sought out Ms. Eastridge to tell
5701her that she had not been sleeping. Ms. Eastridge told
5711Respondent that she did not tell Mr. Farmer that Respondent had
5722been sleeping, but told him that she found Respondent in the
5733time - out r oom with the door locked and lights off, and
5746Respondent ' s head down on the desk.
575449. At the hearing, Respondent claimed that Ms. Eastridge
5763was lying about this encounter, although Respondent offered no
5772reason why Ms. Eastridge would lie. Respondent claim ed that the
5783actual encounter between herself and Ms. Eastridge in the time -
5794out room was over the summer, that there were no desks in the
5807time - out room because they had been removed so the floors could
5820be done, that Respondent was in the bathroom off of the time - out
5834room, and that Ms. Eastridge found her there when she exited the
5846bathroom. While the encounter Respondent described may have also
5855occurred, Ms. Eastridge ' s description of a different encounter in
5866mid - October 2012 was credible, and not credibly r efuted by
5878Respondent.
587950. Later in October 2012, Ms. Eastridge was exiting a
5889stairwell when she observed Respondent in a confrontation with
5898Mr. Farmer. They had their backs to her, and so they did not see
5912her. Mr. Farmer was speaking politely and softly , attempting to
5922go over the cleaning procedures with Respondent, explaining that
5931she needed to clean the home science classroom first and then
5942make sure the bathrooms are clean. Respondent responded loudly
5951and disrespectfully, yelling at Mr. Farmer that s he knew what she
5963was supposed to be doing, and arguing with him as he was gently
5976trying to explain why she needed to clean the areas in a certain
5989order. Ms. Eastridge stood there for a moment to see if she
6001needed to intervene, but Respondent and Mr. Farme r proceeded down
6012the hallway away from Ms. Eastridge, so she just went on her way.
602551. Ms. Eastridge also observed Respondent in similar
6033confrontations with Mr. Hancock. On one occasion during the 2012
6043fall semester, Ms. Eastridge came upon Respondent an d Mr. Hancock
6054in the hallway outside of the custodial office. Mr. Hancock was
6065trying to talk to Respondent about making sure to clean the
6076bathrooms properly. Respondent, however, was being very loud and
6085argumentative, yelling and screaming at Mr. Hancock .
6093Ms. Eastridge stopped to ask Mr. Hancock if she needed to
6104intervene and assist. Respondent attempted to downplay the
6112confrontation, saying that they were just having a conversation.
6121Ms. Eastridge advised Respondent that she needed to conduct her
6131conv ersations in a peaceful, quiet, respectful tone of voice, not
6142yelling and screaming at Mr. Hancock.
614852. Respondent was involved in another confrontation with
6156Mr. Hancock on December 19, 2012. At the beginning of her shift
6168that day, Respondent had cleane d the courtyard adjacent to the
6179cafeteria, wiping down the outdoor tables and removing the trash.
6189She then joined the other custodians to clean the cafeteria.
6199Respondent noticed that teachers were bringing food out to the
6209courtyard, and she learned that they would be meeting with
6219parents for a parent - teacher organization (PTO) meeting.
6228Respondent got angry and started yelling at Mr. Hancock across
6238the cafeteria that she was not going to clean up again after the
6251teachers were done. Respondent admitted th at she asked
6260Mr. Hancock " what type of head custodian are you, " and told him
6272that it was dumb to send her out to clean the courtyard when the
6286teachers were going out to mess it up again. 4/ Respondent did not
6299believe she was disrespectful to Mr. Hancock: " I ' m only
6310expressing and all I told him was that was a dumb -- you know,
6324like that was a bad choice that you made [ . ] "
633653. After Respondent " expressed her opinion " that
6343Mr. Hancock was a bad head custodian who made dumb choices,
6354Mr. Hancock just walked a way. Respondent followed him to make
6365sure he was not going to report what she had said to the
6378principal. Mr. Hancock testified credibly that Respondent was
6386shouting at him that he had better not report her to the
6398principal.
639954. On December 21, 2012, Mr. Farmer inspected the
6408classrooms before the winter break. He found that several
6417classrooms in Respondent ' s assigned areas had not been dusted,
6428cleaned, or vacuumed for quite some time. Mr. Farmer had
6438Ms. Caprarotta inspect the rooms, and she found them noticeably
6448dirty, with corners full of dust, dirt, and paper scraps, and
6459shelves and counters " filthy with dust. " When Mr. Farmer spoke
6469with Respondent about these problems, Respondent blamed the
6477teachers for doing things in the classrooms to make them so
6488dirty. Mr. Farmer ended up cleaning the rooms himself.
649755. Mr. Farmer testified credibly that Respondent was
6505repeatedly insubordinate to him by refusing to follow his
6514directives, and by telling him that he was not her boss and could
6527not tell her what to do . When Mr. Farmer t ried to tell
6541Respondent to do her job, she would laugh at him and tell him
6554that she w as going to bring harassment charges against him.
6565Respondent denied that she ever told Mr. Farmer he was not her
6577boss, but admitted telling him tha t " h e really not no
6589professional on being no building supervisor. He might have
6598supervised where he had his cabinet shop, but you ' re not doing it
6612right. " Respondent also denied laughing at Mr. Farmer, but
6621admitted threatening him with harassment charges when he would
6630tell her to do her job.
66365 6 . As evident from the following exchange, Respondent
6646ultimately admitted that she did not accept direction from either
6656Mr. Hancock or Mr. Farmer, even though she acknowledged that
6666Mr. Farmer was her direct supervis or; Respondent then tried to
6677blame the union for her own refusal to follow Mr. Farmer ' s
6690directions, as if the union somehow had led her to believe she
6702could be insubordinate:
6705Q: Barbara, do you not believe that a
6713supervisor or boss should be able to direc t
6722the people that they supervise?
6727A: I believe so. That ' s why I give
6737Ms. Caprarotta so much respect because she ' s
6746our boss, but because she acted like a boss,
6755she performed like a boss. But Mr. Farmer and
6764Mr. Hancock, they didn ' t perform like t hey
6774should be telling me nothing, and I should
6782have went to the principal. I didn ' t never do
6793it. I should have went to the principal with
6802all of this, but I never did it.
6810* * *
6813Q: Doesn ' t it mean anything to you based on
6824the respect that you have for Ms. Caprarotta
6832that she hired Mr. Farmer and that should mean
6841something?
6842A: Well, as we talking now it means something
6851now. I have respect now. But then I wasn ' t
6862thinking that way. I wasn ' t thinking that
6871way. I was only thinking that she ' s j ust my
6883boss, no one else, because the union kept
6891throwing in my face that John [sic: Jeff]
6899Hancock, he ' s not your boss, he can ' t tell you
6912this, and this all I was going on. You know,
6922you know, like miss -- like Bob Rushlow said,
6931oh, I ' m gonna file a griev ance I don ' t even
6945know what all the half of this stuff is.
6954Q: Do you feel like the union misled you?
6963A: That ' s right. I feel like they did.
6973Maybe I wouldn ' t be doing the type of acts
6984like I was doing.
69885 7 . Ms. Caprarotta credibly testified to the le ngths that
7000Lexington personnel went to in their attempts to curb
7009Respondent ' s misbehavior and improve her work performance,
7018including in the performance conferences detailed above and in
7027informal conferences with Respondent and union representatives.
7034In o ne of the informal conferences with Respondent and her union
7046representative during the 2012 fall semester, attended by
7054Ms. Eastridge, Respondent got angry and belligerent in response
7063to Ms. Eastridge ' s description of Respondent ' s confrontation with
7075Mr. Fa rmer (addressed in paragraph 50 above). Respondent slammed
7085her hands on the table angrily and yelled at Ms. Eastridge that
7097she was not even there.
71025 8 . Ms. Caprarotta personally met with Respondent many
7112times to address the numerous incidents brought to h er attention
7123during the 2012 - 2013 contract year. Ms. Caprarotta tried to
7134coach , counsel , and direct Respondent to control her temper,
7143listen to her superiors, and just do her work. Ms. Caprarotta
7154told Respondent that if she did not heed the warnings she had
7166been given time and time again, she was going to lose her job.
7179Ms. Caprarotta testified that she liked Respondent and tried hard
7189to get her on track. For a brief period after each time they
7202met, Respondent ' s performance and attitude would improve.
7211H owever, Respondent would always slide back into the unacceptable
7221pattern of disrespect and insubordination directed to the head
7230custodian and the building supervisor, and not doing a good job
7241cleaning her assigned areas.
72455 9 . On January 9, 2013, Ms. Caprar otta gave Respondent a
725830 - day notice that she would be reassigned to the day shift. The
7272principal made this decision because she believed it was
7281necessary to micromanage Respondent, keeping her under the
7289watchful eyes of the principal, assistant principal s, and
7298building supervisor.
730060 . There was not really a day - shift position for another
7313custodian, and the reassignment would leave the night shift short
7323one custodian. This move was, therefore, not so much of a
7334solution or chance for redemption as it was a gesture of defeat.
7346Before the reassignment went into effect on February 11, 2013,
7356the Lexington principal made a referral to the DPSE, requesting
7366that Respondent be investigated for insubordination and
7373inadequate job performance. 5/ As Ms. Caprarotta ex plained to the
7384DPSE investigator:
7386I have been in an administrative position for
7394the past 16 years. I have spent more time
7403dealing with [Respondent] than I have with
7410any others combined. The situation is
7416continual with little to no progress. . . .
7425[When the shift change goes into effect], I
7433will have to micromanage her all day every
7441day. . . . I do not need her during the day
7453and the night shift will now be a person
7462short, however, I will not tolerate the
7469insubordinate and unprofessional behavior
7473towards my staff any longer.
74786 1 . Respondent was under the impression that she was doing
7490well on the day shift. However, the arrangement could not last;
7501Respondent ' s job position was needed for the night shift, for
7513cleaning empty classrooms and bathrooms when s tudents and
7522teachers were gone for the day.
75286 2 . Respondent made clear in her testimony at the hearing
7540that she is unwilling to change her behavior. During the 2012 -
75522013 contract year, up to the date of her suspension, Respondent
7563was repeatedly confrontat ional and disrespectful with her direct
7572supervisor, with the head custodian when he was her acting
7582supervisor, and with at least one assistant principal.
7590Respondent repeatedly refused to follow reasonable directives
7597from her direct supervisor. Respondent repeatedly refused to
7605follow reasonable directives from the night - shift acting
7614supervisor. Respondent repeatedly refused to follow reasonable
7621directives from the principal, such as the directive that
7630Respondent must take direction from the head custodian .
76396 3 . Respondent attempted to establish at hearing that the
76502013 investigation took her by surprise, because she had no idea
7661that anyone had a problem with the quality of her work or with
7674her behavior during the 2012 - 2013 contract year. This claim was
7686no t credible, and was refuted by Respondent ' s own testimony that
7699was diametrically opposed to the claim of surprise. Respondent
7708testified that she knew that her performance was under scrutiny,
7718because Mr. Farmer and Mr. Hancock watched everything she did an d
7730picked on every little thing. Quite plainly, then, Respondent
7739was aware that her supervisors were not pleased with the quality
7750of her work, but she did not attempt to address their criticism s .
7764Instead, Respondent viewed the criticisms and cleaning dire ctives
7773as provocation for her to respond angrily and disrespectfully.
7782According to Respondent, Mr. Farmer and Mr. Hancock made her be
7793disrespectful and insubordinate to them; they knew that if they
7803gave her directions, she would " snap " and refuse to foll ow their
7815directions. As Respondent described it:
7820It was always wh at ever you have to do they
7831would -- while I ' m doing it they would steady
7842coming in repeating the same thing over just
7850torturing me when I already done heard them
7858say i t. And so that make me -- provoke me to
7870snap and say I done heard that, just get out
7880of my face, I done heard that or something
7889like that. It ' s just like it was a ongoing,
7900never stop situation on just nagging me,
7907that ' s all. So it made me felt like . . .
7920I was doing my job, but how can I finish in
7931time if they steady come every other 30
7939minutes in the room saying speed up or saying
7948the same thing over, I want you to do this or
7959then the next one will say the same thing.
79686 4 . Notwithstanding Respondent ' s perception, a supervi sor ' s
7981directives to a subordinate employee regarding how the supervisor
7990wants the employee to carry out his or her job does not
8002constitute " nagging. " Rather than treating such directives as
8010nagging or as provocation that had to be met with a harsh
8022respons e to " get out of my face, " Respondent should have curbed
8034her tongue, accepted the supervision, and followed the directives
8043as part of Respondent ' s job responsibility. Respondent was not
8054entitled to free rein to work in the manner she saw fit, nor was
8068Resp ondent entitled to harshly criticize her supervisors when
8077they sought to direct Respondent in the manner in which she was
8089to carry out her job.
80946 5 . No credible evidence was presented to establish that
8105the directives given to Respondent by either Mr. Farme r or
8116Mr. Hancock were unreasonable. Instead, Respondent just
8123disagreed with how her supervisors wanted her to perform her
8133assignments, and bristled simply because they would tell her what
8143they wanted her to do. For example, when Respondent was having
8154tr ouble cleaning all of her assigned rooms by the end of her
8167shift, Respondent was directed to clean her rooms in a certain
8178order so that the most important rooms, or the rooms that had
8190been the subject of complaints (such as the home science
8200classroom), wou ld be done first. Respondent disagreed with this
8210directive, and rather than simply following orders, she argued
8219with the directive, violated the directive, and then argued some
8229more. Respondent told her supervisor, Mr. Farmer, that he was
8239not qualified f or his job and had no business telling her how to
8253clean. At the hearing, Respondent stubbornly stuck to the mantra
8263that she was only expressing her opinion when asked, and did not
8275intend any disrespect. Respondent ' s claim was not believable.
8285Surely, Res pondent does not expect anyone to believe that
8295Mr. Farmer asked Respondent for her opinion regarding whether he
8305was qualified to supervise her. Respondent ' s comments were
8315blatantly disrespectful and grossly insubordinate.
83206 6 . Perhaps Respondent was capa ble of doing a good job
8333cleaning, but with all of the time and energy she spent
8344complaining, criticizing, and talking back to her supervisors,
8352she proved incapable of doing her work in the remaining time.
8363And even though Respondent acknowledged that she ha d problems
8373finishing her assigned work by the end of her shift, Respondent
8384reacted badly whenever her supervisors would tell her to hurry
8394up, that she needed to pick up the pace in order to finish in
8408time. Respondent reacted to such comments as provocatio n for
8418another round of angry responses, yelling at her supervisors that
8428she did not need to hear " that junk " and that they should " get
8441out of her face. "
84456 7 . Respondent attempted to blame her inability to finish
8456her assigned cleaning duties by the end of h er shift on the extra
8470cleaning duties she had to absorb when other custodians were
8480absent or tardy. Respondent attempted to prove that the
8489custodial staff at Lexington had an unusually high number of
8499absences and tardy days during the 2012 - 2013 contract y ear, and
8512therefore, her inability to finish her cleaning was the fault of
8523administration for not hiring more staff. The credible evidence
8532did not prove Respondent ' s theory. Attendance data was offered
8543only for the 2012 - 2013 contract year; no comparative data was
8555submitted for other years. Testimony by school officials was
8564that the custodial staff always took a good number of days off,
8576especially near weekends and holidays, and they were entitled to
8586their leave time; 2012 - 2013 was not considered to be an unusual
8599year in this regard. Although the attendance data offered by
8609Respondent showed a fair amount of absences in 2012 - 2013 , most of
8622the absences by night shift custodians did not take place until
8633after February 8, 2013, which was Respondent ' s last day working
8645the night shift. Respondent pointed to one custodian, in
8654particular, who missed many whole and partial days due to an
8665on - the - job injury. However, most of those absences were after
8678February 8, 2013. Therefore, the absences of custodial staff
8687wer e not shown to be the cause of Respondent ' s recurring
8700inability to finish her assigned cleaning duties when she was on
8711the night shift through February 8, 2013. Significantly, the
8720only other regular night shift custodian to testify, besides
8729Respondent, sa id that she has always finish e d her assigned
8741cleaning duties by the end of her shift, even when she has extra
8754cleaning dutie s to make up for other custodians who are not
8766working .
876868 . During the 2012 - 2013 contract year, up until
8779Respondent ' s suspension, Re spondent repeatedly was told of the
8790shortcomings in the quality of her work, from not cleaning the
8801bathrooms properly , to not vacuuming and mopping the home science
8811classroom floors, to not vacuuming and dusting her assigned
8820classrooms, to not finishing he r assigned cleaning duties by the
8831end of her shift. Moreover, Respondent was well aware of the
8842repeated confrontations she had with the head custodian,
8850custodian, with the building supervisor, and with assistant
8858principal Eastridge. 6/ Respondent has no o ne but herself to blame
8870for minimizing or trivializing these incidents, and ignoring the
8879many warnings and chances she was given. Inexplicably, despite
8888all the warnings Respondent had been given that her misbehavior
8898was unacceptable and could result in te rmination, Respondent
8907decided that she did not have to take the warnings seriously,
8918because she did not think h er misbehavior was unacceptable as she
8930had been told repeatedly:
8934I felt like disrespecting wasn ' t -- if you
8944disrespect somebody, you got to be re ally
8952cursing somebody out, or this here and that,
8960or if for me to get to get to this far I have
8973to done stole something or demolished the
8980school or something.
89836 9 . In terms of process, the evidence established that
8994Petitioner followed the procedural requ irements of section 7.10 of
9004the SPALC agreement, by conducting an investigation in early 2013
9014upon request of the Lexington principal, by providing the
9023investigative file to Respondent and her union representative in
9032advance of the predetermination confere nce, and by conducting a
9042predetermination conference on March 14, 2013, at which Respondent
9051and her representative had the opportunity to respond to the
9061investigation material. The result of that process was the
9070Petition, and Respondent has had every oppo rtunity in this
9080proceeding to put Petitioner to its burden of proof and to present
9092evidence in defense of the charges against her.
910070 . As is evident to some extent from the hearing
9111transcript, Respondent ' s testimony and demeanor at hearing only
9121served to corroborate the testimony of Lexington personnel
9129describing Respondent ' s chronic misbehavior. Despite numerous
9137instructions by the undersigned and by Respondent ' s own lawyer,
9148Respondent comported herself as follows: she would not listen to
9158questions; sh e gave answers that did not match the questions or
9170that went far beyond the questions; she criticized questions
9179directed to her instead of answering; she repeatedly offered
9188comments when there was no pending question; she repeatedly
9197interrupted; she was an gry and belligerent at times, and impatient
9208at other times, at one point announcing to her own lawyer in the
9221middle of his questioning: " I want to go home. " 7/ Respondent ' s
9234lack of self - control on display at hearing added credence to the
9247testimony of nume rous witnesses describing Respondent ' s chronic
9257misbehavior that was at the heart of the charges against her.
9268CONCLUSIONS OF LAW
927171 . The Division of Administrative Hearings has
9279jurisdiction over the parties and the subject matter of this
9289proceeding. §§ 1 20.569, 120.57(1), and 120.65(6), Fla. Stat.
92987 2 . In this proceeding, Petitioner seeks to terminate
9308Respondent ' s employment. Petitioner bears the burden of proof,
9318and the standard of proof is by a preponderance of the evidence.
9330§ 120.57(1)(j); McNeill v . Pinellas Cnty. Sch. Bd. , 678 So. 2d
9342476, 477 (Fla. 2d DCA 1996); Dileo v. Sch. Bd. of Dade Cnty. , 569
9356So. 2d 883 (Fla. 3d DCA 1990).
93637 3 . Respondent is an educational support employee. Section
93731012.40(2)(b), Florida Statutes, provides that educational
9379s upport employees such as Respondent may be terminated only " for
9390reasons stated in the collective bargaining agreement. "
93977 4 . The SPALC agreement provides that any discipline that
9408constitutes " a verbal warning, letter of warning, letter of
9417reprimand, suspen sion, demotion or termination shall be for just
9427cause. " SPALC agreement, § 7.10. The SPALC agreement does not
9437define " just cause. " Id. With regard to the concept of
9447progressive discipline, the SPALC agreement states only generally
9455that discipline " shal l be, when appropriate, progressive in
9464nature. " Id.
94667 5 . Petitioner has construed just cause for purposes of
9477discipline pursuant to the SPALC agreement in the same manner as
9488in section 1012.33 relating to instructional staff. The parties
9497stipulated that " just cause " should be interpreted in accordance
9506with the following language in section 1012.33(1)(a):
9513Just cause includes, but is not limited to,
9521the following instances, as defined by rule of
9529the State Board of Education: immorality,
9535misconduct in office , incompetency, . . .
9542gross insubordination, willful neglect of
9547duty, or being convicted or found guilty of,
9555or entering a plea of guilty to, regardless of
9564adjudication of guilt, any crime involving
9570moral turpitude.
95727 6 . Florida Administrative Code Rule 6A - 5.056 contains the
9584definitions of the terms used in section 1012.33(1)(a). The rule
9594definitions pertinent to the charges against Respondent are as
9603follows:
9604(2) " Misconduct in Office " means one or more
9612of the following:
9615* * *
9618(c) A violation o f the adopted school board
9627rules[.]
9628* * *
9631(3) " Incompetency " means the inability,
9636failure or lack of fitness to discharge the
9644required duty as a result of inefficiency or
9652incapacity.
9653(a) " Inefficiency " means one or more of the
9661following:
96621. Failure to perform duties prescribed by
9669law;
96702. Failure to communicate appropriately with
9676and relate to students;
96803. Failure to communicate appropriately with
9686and relate to colleagues, administrators,
9691subordinates, or parents;
96944. Disorganization of h is or her classroom
9702to such an extent that the health, safety or
9711welfare of the students is diminished; or
97185. Excessive absences or tardiness.
9723(4) " Gross insubordination " means the
9728intentional refusal to obey a direct order,
9735reasonable in nature, and g iven by and with
9744proper authority; misfeasance, or malfeasance
9749as to involve failure in the performance of
9757the required duties.
9760(5) " Willful neglect of duty " means
9766intentional or reckless failure to carry out
9773required duties.
97757 7 . The Petition charged R espondent with willful neglect of
9787duties, gross insubordination, incompetence, failure to adhere to
9795high ethical standards, and failure to satisfactorily and
9803efficiently perform assigned job duties.
98087 8 . Based on the Findings of Fact above, Petitioner met its
9821burden of proving that Respondent is guilty of willful neglect of
9832her duties, by intentionally failing to carry out her required
9842duties. Respondent knowingly wasted time at work engaging in
9851inappropriate communications, criticizing, disrespecting, and
9856arguing with her supervisors, instead of doing her work.
9865Respondent ' s intentional misbehavior caused her to fail to
9875complete her assigned duties by the end of her shift.
98857 9 . Based on the Findings of Fact above, Petitioner met its
9898burden of proving that Respondent is guilty of gross
9907insubordination, by her repeated " intentional refusal to obey a
9916direct order, reasonable in nature, and given by and with proper
9927authority. " Respondent takes the position that she could not be
9937guilty of being insubordinate to the head custodian, because he
9947did not have the " proper authority " to give her direct orders.
9958As found above, the evidence established otherwise. In any
9967event, Respondent plainly is guilty of gross insubordination in
9976her interactions with Mr. Farmer, wh o was admittedly Respondent ' s
9988supervisor with proper authority to give her direct orders and to
9999expect compliance with them. Moreover, Respondent is also guilty
10008of having been grossly insubordinate to Ms. Caprarotta, even
10017though Respondent was not as rude or confrontational in the ways
10028in which she refused to carry out Ms. Caprarotta ' s direct orders.
10041Respondent may have been nicer or more polite to Ms. Caprarotta ' s
10054face, but that does not detract from the fact that Respondent
10065repeatedly refused to carry o ut Ms. Caprarotta ' s direct orders.
100778 0 . Petitioner also met its burden of proving that
10088Respondent is guilty of incompetence , by failing to discharge her
10098required duties as a result of her " inefficiency , " as defined in
10109rule 6A - 5.056(3). Respondent ' s PRO co nceded that " there were
10122instances when Respondent was less than efficient and failed to
10132perform certain duties. " As found above, the evidence d oes not
10143support Respondent ' s theory that her failure to perform her
10154assigned duties was justifiable or excusable due to Respondent
10163being overburdened, either because of absences of other
10171custodians or for any other reason. Instead, Petitioner proved
10180that Respondent ' s intentional misbehavior was at the core of her
10192failure to discharge her required duties . Responden t spent her
10203days miscommunicating, misbehaving, and disrespecting those with
10210whom she was required to work, listen to, and respect. The time
10222Respondent wasted engaging in misbehavior was time that she
10231needed, and should have used, to complete her assigned cleaning
10241duties. This chronic inefficiency caused her to fail to
10250discharge her required duties.
1025481 . The last two charges in the Petition are based on
10266alleged violations of rules adopted by Petitioner. If
10274established, the rule violations would constitu te " misconduct in
10283office " as defined in rule 6A - 5.056(2)(c). According to the
10294Petition, the first alleged rule violation is based on
10303Petitioner ' s rule 5.02, which allegedly requires that employees
10313such as Respondent dedicate themselves to high ethical sta ndards.
10323Petitioner did not prove the existence or contents of its adopted
10334rule 5.02. In any event, the description of the rule in the
10346Petition is of an aspirational goal that is too vague to
10357proscribe particular conduct and to put employees on notice of
10367the standard to which they must conform their conduct. The
10377charge under this general aspirational standard adds nothing to
10386the previous specific charges. The undersigned declines to find
10395Respondent guilty of violating the aspirational standard that is
10404al legedly codified in Petitioner ' s rule 5.02.
104138 2 . The final charge in the Petition -- failing to
10425satisfactorily and efficiently perform assigned job duties -- does
10434not identify any statute or rule allegedly violated. According
10443to Petitioner ' s PRO, the charge i s intended to assert a violation
10457of Petitioner ' s adopted rule 5.29. The undersigned declines to
10468find Respondent guilty of violating a provision that is allegedly
10478codified in Petitioner ' s rule 5.29. The rule was not identified
10490in the Petition, and neither the rule ' s existence nor its
10502contents were established in this record. In any event, the
10512substance of the charge seems redundant with the charge of
10522incompetence previously addressed.
105258 3 . Respondent contends that Petitioner failed to follow
10535the SPALC agr eement ' s requirements for discipline, by not
10546initiating separate investigations or taking separate actions for
10554each discrete episode of insubordination and inadequate job
10562performance that occurred after Respondent ' s 2012 investigation
10571was concluded. Respo ndent contends that this would have allowed
10581her to address the problems with her performance and behavior,
10591and to have progressive discipline imposed, rather than saving up
10601all of the transgressions for one action. This argument is
10611rejected. Respondent h as had the benefit of a decade of
10622warnings, progressive discipline, and more than ample
10629opportunities to conform her performance and behavior to the
10638expectations that were clearly laid out for her over and over
10649again. Section 7.10 of the SPALC agreement r equires that a
10660certain process be followed prior to taking disciplinary action.
10669As found above, Petitioner followed the required process in
10678conducting the 2013 investigation that was the precursor to this
10688administrative hearing.
106908 4 . Respondent also conte nds that Petitioner ' s action is
10703improper retaliation against Respondent for " prevailing " in the
107112012 investigation by " only " receiving a written reprimand for
10720excessive absenteeism. No improper retaliation was proven.
10727Moreover, as found above, the record does not support
10736Respondent ' s contention that she " prevailed " in the 2012
10746investigation. The 2012 investigation culminated in a
10753determination of probable cause to take disciplinary action. In
10762keeping with the progressive action concept set forth in the
10772SPALC agreement, the action Petitioner decided to take was a
10782combination of formal discipline and informal action. Petitioner
10790worked in conjunction with Respondent ' s union representative to
" 10800coach " Respondent to try to teach her how to communicate better
10811and relate to others more appropriately. Petitioner reasonabl y
10820attempted a progressive approach, in the hope that Respondent
10829would take th e coaching attempt seriously and avoid harsher
10839disciplinary action. However, just as Respondent ignored prior
10847warnin gs, Respondent refused to accept coaching and refused to
10857change her behavior.
108608 5 . Petitioner has met its burden of proving ample good
10872cause for the termination of Respondent ' s employment. Indeed,
10882the undersigned concludes that Respondent ' s persistent dis play of
10893gross insubordination would have been sufficient just cause to
10902warrant termination under the circumstances. Respondent was put
10910on notice time and time again, spanning over a decade, that such
10922inappropriate behavior, directed by Respondent to no le ss than
10932half a dozen different supervisors, would not be tolerated.
10941Respondent cannot deflect the blame by accusing her current
10950supervisors of provoking her; her attempted proof failed in this
10960regard, and her track record confirms that the blame belongs
10970s quarely on her own shoulders.
10976RECOMMENDATION
10977Based on the foregoing Findings of Fact and Conclusions of
10987Law, it is RECOMMENDED that the Lee County School Board enter a
10999final order terminating the employment of Barbara Rice.
11007DONE AND ENTERED this 20 th day of December , 2013 , in
11018Tallahassee, Leon County, Florida.
11022S
11023ELIZABETH W. MCARTHUR
11026Administrative Law Judge
11029Division of Administrative Hearings
11033The DeSoto Building
110361230 Apalachee Parkway
11039Tallahassee, Florida 32399 - 3060
11044(85 0) 488 - 9675
11049Fax Filing (850) 921 - 6847
11055www.doah.state.fl.us
11056Filed with the Clerk of the
11062Division of Administrative Hearings
11066this 20 th day of December , 2013 .
11074ENDNOTE S
110761/ All statutory references are to the Florida Statutes (2013).
11086It is noted that Petit ioner ' s statutory authority to terminate
11098Respondent ' s employment and to suspend Respondent pending the
11108outcome of this proceeding has not changed during the time period
11119relevant to the allegations in the Petition.
111262/ Respondent attempted to cast the 2012 investigation and
11135resulting letter of reprimand as implicitly reflecting
11142Petitioner ' s determination that there was insufficient cause to
11152terminate Respondent ' s employment based on her disrespectful and
11162insubordinate behavior. However, there was no such
11169d etermination. The only determination was that there was
11178probable cause to take disciplinary action against Respondent.
" 11186Just cause " is the standard for any form of discipline under
11197section 7.10 of the SPALC agreement. Although the " just cause "
11207standard applies to disciplinary investigations, considerations
11213of progressive discipline and alternatives to discipline may
11221shape the action taken at the conclusion of an investigation.
11231Where just cause exists, section 7.10 of the SPALC agreement
11241provides that " a ctions shall be when appropriate, progressive in
11251nature and may include, but are not limited to, verbal warning,
11262letters of warning and reprimand, suspension without pay,
11270retraining or other assistance and termination from employment. "
11278(emphasis added). The joint attempt by the union and the
11288district to retrain or coach Respondent to curb her misbehavior
11298was consistent with this provision.
113033/ Respondent attempted to prove that reports of her inadequate
11313cleaning, such as Mr. Farmer ' s November 20, 2012, b athroom
11325inspection report, may have result ed from poor cleaning by other
11336custodians on nights when Respondent was absent , or from
11345Respondent being overburdened on nights when other custodians
11353were absent. The attendance records in evidence, however, show
11362that Respondent was working on November 19, 2012, as were all
11373other custodians, so absenteeism could not excuse Respondent ' s
11383failure to clean the bathrooms well on November 19, 2012.
113934/ Respondent ' s criticism was not only very disrespectful to
11404Mr. Hanc ock, but it also demonstrated her clear unwillingness to
11415perform cleaning duties that were part of a custodian ' s job.
11427Respondent ' s view was that to make it easier for the custodian,
11440Mr. Hancock should have not required that the courtyard be
11450cleaned until after the PTO meeting, because the teachers and
11460parent s would just mess it up again. While that would have meant
11473less custodial work, it also would have meant that the PTO
11484meeting would be held in a dirty courtyard that needed cleaning
11495after it had been u sed by the students that day. Instead, it was
11509reasonable for the head custodian to require that the courtyard
11519be cleaned before the PTO meeting, even if that meant the
11530courtyard would have to be cleaned again after the meeting. The
11541record is replete with similar examples of Respondent complaining
11550when she is only being told to do her job, and blaming others for
11564her failure to do her job. For example, when Respondent ' s
11576assigned classrooms were found dirty before the winter break in
11586December 2012, Mr. Farm er tried to address the problems with
11597Respondent, but her reply was that " these teachers need to stop
11608doing stuff in these classrooms to make them so dirty. "
116185/ Section 7.10 of the SPALC agreement, addressing discipline,
11627provides two parallel tracks for investigating allegations of
11635employee misconduct or unsatisfactory job performance. The
11642allegations can be reviewed at the school level, and after the
11653employee and his or her union representative are given an
11663opportunity to respond to the allegations, any resulting
11671discipline or other action is imposed by the " site based
11681administrator. " Alternatively, at the request of the site based
11690administrator, the allegations can be reviewed in an
11698investigation conducted by the district ' s DPSE if the allegations
11709of e mployee misconduct or unsatisfactory job performance could
11718result in suspension without pay or termination of employment.
11727Similar to the school - level disciplinary process, the employee
11737and union representative are given an opportunity to review the
11747invest igation material and respond to the allegations, and any
11757resulting discipline or other action is imposed by Petitioner.
11766Under either of these parallel tracks for investigating
11774allegations of misconduct or job performance, the SPALC agreement
11783provides that " [d]uring the investigation the District may
11791temporarily reassign the employee. "
117956/ In accordance with instructions from the district ' s human
11806resources department, Ms. Caprarotta prepared a " final
11813performance evaluation " for Respondent for the 2012 - 2013 contract
11823year. The evaluation reflected the continued deterioration of
11831Respondent ' s behavior and job performance, consistent with the
11841testimony and findings herein.
118457/ Respondent ' s counsel displayed remarkable patience under
11854trying circumstances . He had t o repeatedly instruct his client
11865along the lines of the following examples : " Listen to the
11876question " ; " You have to let me finish " ; " Let me stop you for a
11889minute. I don ' t want to talk over you, but like the Judge said,
11904try to focus on the question I was asking. Okay? " " Let ' s take it
11919a step at a time, okay? " " Well, let ' s start at the beginning.
11933Listen to me. " " But Barbara, I ' m trying to ask you -- " " Let me
11948stop you. " " What I ' m trying to understand, Barbara, is -- "
" 11960Wait, wait. We ' re talking over each other. " " Let me interrupt,
11972I ' m sorry, just to kind of move it forward. " " I mean, you tell
11987us. I don ' t know, Barbara. I ' m asking you to explain. "
" 12001Barbara, stop. We ' re getting off point, okay? I need to
12013redirect you because we ' re not going to ge t done in time. " " Let
12028me stop you. " " Let me finish the question. " " I ' ve got to move
12042forward. " " Wait , let me finish the question. "
12049COPIES FURNISHED:
12051Robert J. Coleman, Esquire
12055Coleman and Coleman
12058Post Office Box 2089
12062Fort Myers, Florida 33902
12066Robe rt Dodig, Jr., Esquire
12071School District of Lee County
120762855 Colonial Boulevard
12079Fort Myers, Florida 33966
12083Robert Edwards, Superintendent
12086Lee County School Board
12090363 Northeast Crawford Street
12094Mayo, Florida 32066 - 5612
12099Matthew Carson, General Counsel
12103Departm ent of Education
12107Turlington Building, Suite 1514
12111325 West Gaines Street
12115Tallahassee, Florida 32399 - 0400
12120Pam Stewart, Commissioner
12123Department of Education
12126Turlington Building, Suite 1514
12130325 West Gaines Street
12134Tallahassee, Florida 32399 - 0400
12139NOTICE OF R IGHT TO SUBMIT EXCEPTIONS
12146All parties have the right to submit written exceptions within
1215615 days from the date of this Recommended Order. Any exceptions
12167to this Recommended Order should be filed with the agency that
12178will issue the Final Order in this cas e.
- Date
- Proceedings
- PDF:
- Date: 12/20/2013
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 12/20/2013
- Proceedings: Transmittal letter from Claudia Llado returning Respondent's Proposed Exhibits 5, 8 and 9, which were not admitted into evidence, to the Respondent.
- PDF:
- Date: 12/20/2013
- Proceedings: Recommended Order (hearing held September 10-11, 2013). CASE CLOSED.
- PDF:
- Date: 12/20/2013
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 10/14/2013
- Proceedings: Joint Motion for Extension of Time to File Proposed Recommended Orders filed.
- Date: 10/07/2013
- Proceedings: Transcript of Proceedings I-V (not available for viewing) filed.
- Date: 09/10/2013
- Proceedings: CASE STATUS: Hearing Held.
- Date: 09/10/2013
- Proceedings: Respondent's Proposed Exhibits filed (exhibits not available for viewing).
- Date: 09/09/2013
- Proceedings: Respondent's Updated Index and Supplement Exhibit filed (exhibits not available for viewing).
- Date: 09/05/2013
- Proceedings: Petitioner's Proposed Exhibits filed (exhibits not available for viewing).
- PDF:
- Date: 05/17/2013
- Proceedings: Notice of Service of Respondent's Interrogatories to Petitioner filed.
Case Information
- Judge:
- ELIZABETH W. MCARTHUR
- Date Filed:
- 05/08/2013
- Date Assignment:
- 05/10/2013
- Last Docket Entry:
- 01/30/2014
- Location:
- Fort Myers, Florida
- District:
- Middle
- Agency:
- ADOPTED IN TOTO
Counsels
-
Robert J. Coleman, Esquire
Address of Record -
Robert Dodig, Jr., Esquire
Address of Record