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13-002785 Office Of Financial Regulation vs. Family Wealth Advisors, Inc.
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, October 22, 2013.

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Date
Proceedings
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Date: 10/22/2013
Proceedings: Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Date: 10/18/2013
Proceedings: Motion to Relinquish Jurisdiction filed.
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Date: 10/14/2013
Proceedings: Respondent Family Wealth Advisors, Inc.'s Response to Petitioner's Second Set of Interrogatories filed.
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Date: 10/14/2013
Proceedings: Respondent Family Wealth Advisors, Inc.'s Response to Petitioner's Second Request for Production filed.
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Date: 10/04/2013
Proceedings: Family Wealth Advisors, Inc.'s Notice of Serving Discovery Requests to Petitioner Office of Financial Regulation filed.
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Date: 10/02/2013
Proceedings: Amended Notice of Deposition Duces Tecum of Michael Burnidge filed.
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Date: 10/02/2013
Proceedings: Notice of Taking Deposition (of J. Cobb) filed.
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Date: 09/23/2013
Proceedings: Notice of Cancelation of Depositon (of M. Burnidge) filed.
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Date: 09/23/2013
Proceedings: Notice of Cancellation of Deposition (of J. Cribb and M. Burnidge) filed.
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Date: 09/23/2013
Proceedings: Respondent Family Wealth Advisor Inc.'s Response to Petitioner's First Request for Production filed.
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Date: 09/20/2013
Proceedings: Amended Notice of Taking Deposition (of J. Cribb) filed.
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Date: 09/18/2013
Proceedings: Notice of Deposition Duces Tecum of Michael Burnidge filed.
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Date: 09/18/2013
Proceedings: Notice of Change of Address filed.
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Date: 09/10/2013
Proceedings: Petitioner, Office of Financial Regulation, Reply to Family Wealth Advisors, Inc.'s Request for Production filed.
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Date: 09/10/2013
Proceedings: Petitioner Office of Financial Regulation's Reply to Family Wealth Advisors, Inc.'s Interrogatories filed.
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Date: 09/10/2013
Proceedings: Petitioner Office of Financial Regulation's Reply to Family Wealth Advisors, Inc.'s Request for Admissions filed.
Date: 09/10/2013
Proceedings: Petitioner, Office of Financial Regulation, Reply to Family Wealth Advisors, Inc.'s Request for Production filed. (not available for viewing, confidential information pursuant to sections 517.2015(1)(b)2., and 517.2015(1)(e), Florida Statutes.)  Confidential document; not available for viewing.
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Date: 09/09/2013
Proceedings: Notice of Taking Deposition (Stacy Watson May) filed.
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Date: 09/09/2013
Proceedings: Family Wealth Advisors, Inc.'s Response to the Petitioner's First Set of Interrogatories filed.
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Date: 09/09/2013
Proceedings: Family Wealth Advisors, Inc.'s Response to the Petitioner's Request for Admissions filed.
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Date: 09/09/2013
Proceedings: Notice of Serving Petitioner's Second Set of Interrogatories and Second Set of Production of Documents to Respondent filed.
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Date: 08/29/2013
Proceedings: Amended Notice of Hearing (hearing set for November 7, 2013; 9:00 a.m.; Jacksonville, FL; amended as to Date).
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Date: 08/27/2013
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for November 8, 2013; 9:00 a.m.; Jacksonville, FL).
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Date: 08/26/2013
Proceedings: Respondent Family Wealth Advisors, Inc.'s Unopposed Motion for Extension of Time filed.
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Date: 08/09/2013
Proceedings: Family Wealth Advisors, Inc.'s Notice of Serving Discovery Requests to the Petitioner Office of Financial Regulation filed.
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Date: 08/06/2013
Proceedings: Notice of Serving Petitioner's First Set of Interrogatories to Respondent, Requests for Admissions, and Petitioner's First Request for Production of Documents filed.
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Date: 07/31/2013
Proceedings: Order of Pre-hearing Instructions.
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Date: 07/31/2013
Proceedings: Notice of Hearing (hearing set for September 18, 2013; 9:00 a.m.; Jacksonville, FL).
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Date: 07/31/2013
Proceedings: Notice of Appearance of Co-counsel for Petitioner (John Kim) filed.
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Date: 07/30/2013
Proceedings: Joint Response to Initial Order filed.
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Date: 07/24/2013
Proceedings: Notice of Appearance (Stacy Watson May) filed.
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Date: 07/23/2013
Proceedings: Initial Order.
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Date: 07/23/2013
Proceedings: Answer of Family Wealth Advisors, Inc. and Request for Administrative Hearing filed.
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Date: 07/23/2013
Proceedings: Administrative Complaint and Notice of Rights filed.
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Date: 07/23/2013
Proceedings: Agency referral filed.

Case Information

Judge:
LAWRENCE P. STEVENSON
Date Filed:
07/23/2013
Date Assignment:
07/23/2013
Last Docket Entry:
10/22/2013
Location:
Jacksonville, Florida
District:
Northern
Agency:
Office of Financial Regulation
 

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