14-003251TTS Lake County School Board vs. John Anselmo
 Status: Closed
Recommended Order on Thursday, March 26, 2015.


View Dockets  
Summary: Petitioner is precluded from terminating Respondent based upon misconduct for which he was previously reprimanded. Recommend dismissal of charges and reinstatement.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8LAKE COUNTY SCHOOL BOARD ,

12Petitioner,

13vs . Case No. 14 - 3251 TTS

21JOHN ANSELMO ,

23Respondent.

24__ _______________________________/

26RECOMMENDED ORDER

28Pur suant to notice, a final hearing was conducted in

38Leesburg, Florida, on Ja nuary 5 and 6, 2015, before

48Administrative Law Judge Edward T. Bauer of the Division of

58Administrative Hearings.

60APPEARANCES

61For Petitioner: Stephanie J. McCulloch , Esquire

67Stephen W. Johnson, Esquire

71McLin & Burnsed, P.A.

751000 West Main Street

79Leesburg, Florida 34749

82F or Respondent: Jamison Jessup, Qualified Representative

89557 Noremac Avenue

92Deltona, Florida 32738

95STATEMENT OF THE ISSUE

99Whether just cause exists to termina te Respondent 's

108employment with the Lake County School Board.

115PRELIMINARY STATEMENT

117By correspondence dated July 9 , 2014, Petitioner Lake

125County School Board ("Petitioner" or "School Board") notified

135Respondent that it was initiating proceedings to term inate his

145employment.

146Respondent timely requested a formal administrative hearing

153to con test the School Board's intended action and , on July 18,

1652014, the matter was referred to the Division of Administrative

175Hearings ("DOAH") for further proceedings. T he School Board's

186notice of specific charges alleges that , on three separate

195occasions during March and April of 2014, Respondent engaged in

205harassing or threatening conduct and, thus, committed misconduct

213in office , in violation of Florida Administrative Code Rule 6A -

2245.056(2). The Scho ol Board further contends, based on the

234results of a June 24, 2014, psychological evaluation, that

243Respondent is guilty of incompetency.

248T he fi nal hearing was held on January 5 and 6, 2015, during

262which the School Board p resented the testimony of 11 witnesses

273(Dominick Pedata, Laurie Marshall, Brandy Herron, Brian Herron,

281Kelly Richter, Jack Miller, Eddie Villafranca, Ozzie

288Villafranca, Diane Culpepper, Yvonne Pruett, and Stephanie

295Burnett ) and introduc ed 18 exhibits, numb ered 3 through 10 , 14,

30816, 17, 18, and 25 through 30. Respondent testified on his own

320behalf, called four other witnesses (Dejah Anselmo, Ian Anselmo,

329Sue - Ellen Anselmo, and Dr. Hector DeLeon), and introduced four

340exhibits, numbered 11, 19, 20, and 23.

347The final hearing t r anscript was filed on January 30, 2015 .

360By order dated February 13, 2015, the undersigned granted the

370School Board's request to extend the deadline for the submission

380of proposed recommended orders to February 26, 2015. Both

389parties t imely filed proposed recommended orders, which the

398undersigned has considered in the preparation of this

406Recommended Order.

408Unless otherwise indicated, all rule and statutory

415references are to the versions in effect at the time of the

427alleged misconduct.

429FINDINGS OF FACT

432I. The Parties

4351. Petitioner is the entity charged with the duty to

445operate, control, and supervise the public schools within Lake

454County , Florida.

4562. At a ll times relevant hereto , Respond ent was employed

467as a teach er in the School Bo ard's online learning program.

479II. Events of March 26, April 11, and April 14, 2014

4903. The first incident giving rise to this proceeding

499occurred on March 26, 2014, in Mount Dora, Florida. On that

510occasion, Brandy Herron, a former School Board employ ee, was

520shopping with a n acquaintance (Kelly Richter) at an Office Depot

531store. Respondent , accompanied by his 15 - year - old daug hter, was

544also present in the establishment .

5504. The record reflects that M r s. Herron and Re spondent

562were no strangers, h aving worked together ÏÏ acrimoniously ÏÏ at the

574same elementary school from 2007 to 2008. As such, it is not

586surprising that, upon seeing Respondent in the store,

594M r s. Herron noted his presence to Ms. Richter.

6045. Regrettably for all involved , Respondent misinterpreted

611M r s. Herron 's innocent remark to Ms. Richter as a personal

624affront. Eschewing self - restraint, Respondent approached

631M r s. Herron and demanded to know if she was talking about him .

646Moments later, while gazing at M r s. Herron's breasts, Resp ondent

658uttered , "fakey, fakey, fakey . "

6636. Predictably, M r s. Herron asked Respondent to back away .

675Respondent eventually did so, but not before he told M r s. Herron

688that, because he was unwilling to fight a woman, he would

699instead "beat [her] husband's a ss." For good measure, and to

710the dismay of M r s. Herron, Respondent repeated his "fakey ,

721fakey, fakey " refrain.

7247. On the heels of his encounter with M r s. Herron,

736Respondent drove (with his daughter in tow) to Mr. Herron's

746place of business. Upon his arrival, however, Respondent was

755informed by a member of Mr. Herron's staff that Mr. Herron was

767out of the office. 1 /

7738. The second encounter at issue occurred on the evening

783of April 11, 2014, on the campus of Lake Tech College ("Lake

796Tech"), a vocatio nal charter school located in Lake County. At

808approximately 9:00 p.m., Respondent accompanied two of his minor

817children to Lake Tech, where Re spondent's father - in - law, Jack

830Miller, is employed as the school's assistant director. It is

840undisputed that the presence of Respondent and his children at

850Lake Tech was at the invitation of Mr. Miller, who had arranged

862for his secretary to notarize certain test registration

870documents. (Respondent's children were scheduled to take the

878ACT examination early the next morning.)

8849. Per Mr. Miller's instructions, Respondent accompanied

891his children to an office adjacent to Lake Tech's welding

901classroom, where a school secretary proceeded to notarize the

910documents. At that time, a welding class was wrapping up, one

921o f whose students , 21 - year - old Ozzie Villafranca, nodded a

934greeting to Respondent. From this innocent nod, Respondent

942erroneously concluded that Mr. Villafranca had ogled his

95015 - year - old daughter.

95610. By all accounts, Respondent overlooked this perceiv ed

965slight (temporarily at least) , completed the business at hand,

974and accompanied his two children to the parking lot. A t that

986point, and without provocation, Respondent returned to the

994entrance to the welding classroom, where Mr. Villafranca was

1003getting some fresh air. Respondent approached Mr. Villafranca

1011and demanded to know if he had a "problem." Taken aback by

1023Respondent's peculiar conduct, Mr. Villafranca replied that

1030there was no problem.

103411. Moments later , Mr. Villafranca's cousin, Eddie

1041Vill afranca (also an adult vocational student), joined the

1050encounter, at which time Respondent asked if he, too, had a

1061problem . When Eddie did not respond, Respondent inquired of the

1072cousins, "do you little boys want to get your asses beat?"

108312. Fortunately , much of the foregoing incident was

1091witnessed by Mr. Miller, who repeatedly implored Respondent to

1100go home. After three explicit warnings, Respondent returned to

1109the parking lot and drove away.

111513. The next incident, which occurred on April 14, 2014 ,

1125was comparatively less serious. On that occasion, Stephanie

1133Burnett, a School Board employee, was shopping in a Target store

1144when she was approached by Respondent's wife, Sue - Ellen Anselmo.

115514. During the brief conversation that ensued,

1162Mrs. Anselmo identified herself to M s. Burnett, accused

1171M s. Burnett o f trying to destroy her family ( by supposedly

1184providing , some years earlier, misinformation to the School

1192Board during an investigation of Respondent ), and calle d

1202M s. Burnett a "bitch." Mrs. Anselm o then proceeded to walk

1214away, at which point M s. Burnett, who was rattled by the

1226exchange , began to wheel her shopping cart elsewhere. Moments

1235later, M s. Burnett encountered Respondent, who, upon seeing her,

1245exclaimed, "I read your statement and you're a liar."

125415 . Needless to say, the foregoing incidents were reported

1264to and investigated by the School Board. Although one or more

1275of the episodes ÏÏ particularly the first two ÏÏ likely would have

1287warranted R espondent's termination, the School Boa rd in stead

1297issued a "Level II Written Reprimand." The reprimand, whose

1306relevant content is quoted below, was issued on June 3, 2014, by

1318Domini c k Pedata, the School Board's supervisor of employee

1328relations:

1329This Level II reprimand is to put you on

1338notice of you r three separate incidents

1345involving your behavior outside of the

1351office. An investigation proceeded

1355regarding these allegations. On March 26,

13612014, it was documented by a police report

1369that you harassed one former employee and

1376her husband regarding a pr ior Lake County

1384Schools investigation that you were involved

1390in. On April 11, 2014, it was reported that

1399you threatened two students at Lake Tech

1406Education Center in the parking lot with

1413physical harm and were asked to leave on

1421several occasions or the po lice would be

1429called to escort you off the campus. On

1437April 14, 2014, it was documented by a

1445police report that you and your wife

1452threatened a Lake County Schools employee

1458regarding a prior Lake County Schools

1464investigation.

1465These are clear violations [o f] Florida

1472Administrative Code [Rule] 6A - 10.081

1478Principles of Professional conduct for the

1484Education Profession in Florida . . . .

1492Moving forward you are not to approach any

1500employee regarding a prior investigation,

1505and/ or enter a Lake county School campu s and

1515act in an aggressive or harassing manner

1522toward a student. Any similar issues will

1529lead to further disciplinary action up to

1536and including termination. Please let me

1542know if you have any questions.

1548(emphasis added).

155016 . The foregoing language makes plain that the School

1560Board had completed its investigation regarding the incidents of

1569March 26, April 11, and April 14, 2014, and that Respondent's

"1580Level II Reprimand" constituted formal discipli nary action in

1589connection with those events . 2 / Thus, as discussed later in this

1602Order, the School Board is now precluded from terminating

1611Respondent for the same misconduct.

1616III. Psychological Evaluation

161917 . As noted previously, the School Board advances an

1629al ternative basis for termination, namely, th at Respondent is

1639guilty of "incompetency."

164218. On this issue, the record reflects that on June 3,

16532014, Mr. Pedata directed Respondent to report for a " Medical

1663Fit for Duty Examination " with Dr. Wally Austin , a licensed

1673psychologist. At or around that ti me, Mr. Pedata furnished

1683Dr. Austin with police reports and other investigative documents

1692relating to the incidents of March 26, April 11, and April 14,

17042014.

170519 . Consistent with Mr. Pedata's directive, Respondent

1713thereafter reported to Dr. Austin's o ffice and submitted to a

1724psychological eval uation . The evaluation, which Dr. Austin

1733conducted on June 24, 2014, comprised three elements: a one -

1744hour interview; the Minnesota Multiphasic Per sonality Inventory -

17532 ("MMPI - 2") ; and a follow - up interview of app roximately 5 to 10

1771minutes.

177220 . Dr. Austin concedes that, during the interview,

1781Respondent's speech was "clear, logical, and coherent," and that

1790there was "no evidence of a thought disorder, perceptual

1799disturbance, or psychosis." Nevertheless, Dr. Austi n was

1807troubled by the fact that, when pressed about the episodes of

1818March 26, April 11, and April 14, Respondent provided

1827descriptions of the events that varied significantly from the

1836accounts of the other involved parties (as documented in the

1846police repo rts and other materials provided to Dr. Austin by the

1858School Board). F or example, Respondent insisted that he was not

1869present at the Target store on April 14, 2014, and, thus, did

1881not interact with Ms. Burnett on that date.

188921 . Operating under the pre mise that Respondent had

1899engaged in "grossly inappropriate behavior" during the episodes

1907of March 26, April 11, and April 14, 3 / Dr. Austin thought it

1921prudent to "get objective information." To that end, Dr. Austin

1931administered the MMPI - 2, a widely - used, standardized test of

1943adult personality.

194522 . Unfortunately, Respondent's answers to the MMPI - 2

1955resulted in a high "lie" (or "L") scale ( one of the test's three

"1970validity" scales) that rendered the entire evaluation invalid.

1978As Dr. Austin explained , a hi gh L scale typically occurs when

1990test taker s attempt to depict themselves as unrealistically

1999virtuous.

200023 . Notably, however, Dr. Austin equivocated whether the

2009high "L scale " resulted from conscious behavior on Respondent's

2018part . At one point, for examp le, Dr. Austin testified that

2030Respondent "had the ability to answer [] in a more forthright

2041manner . " 4 / Later, though, Dr. Austin credibly opined that

2052Respondent believed in the truthfulness of his test responses :

2062Well, that's the part we didn't get into.

2070He faked it Î when I say "faked it good,"

2080there is [sic] other scales that indicate

2087that John believes what he is saying . So

2096for him, he is not faking it.

2103* * *

2106[B]ecause by [the L scale] being so high, it

2115invalidates the report because it lowered

2121all of the other scores. And the

2128psychopathology would come up, but you don't

2135know what it is because he denies

2142everything. But it is not a conscious

2149denial, he believes what he believes .

2156Pet'r Ex. 10, p. 68:5 - 9; 68:23 - 69:3 (emphasis added).

216824 . Upon t he completion o f the MMPI - 2, Dr. Austin

2182conducted a brief follow - up interview with Respondent , at which

2193point the evaluation concluded. The following day, on June 25,

22032014, Dr. Austin notified the School Board that , in his view,

2214Re spondent was "not fit to return to work in the school system."

222725 . A charging document soon followed, wherein the School

2237Board alleged that Respondent is guilty of incompetency:

2245Based on the results of the medical fit for

2254duty you are also charged with

"2260Incompetency." Under F. A.C. 6A - 5.056(3),

2267Incompetency is the "inability, failure or

2273lack of fitness to discharge the required

2280duty as a result of inefficiency or

2287incapacity." Inefficiency under 6A -

22925.056(3)(a)2 is "Failure to communicate

2297appropriately with and relate to

2302students [,]" and 6A - 5.056(3)(a) is "Failure

2311to communicate appropriately with and relate

2317to colleagues, administrators, subordinates,

2321or parents." Incapacity under 6A -

23275.056(3)(b)1 is "Lack of emotional

2332stability." Your actions clearly reflect

2337incompetency in thi s regard.

2342Pet'r Ex. 17.

234526. In its Proposed Recommended Order, the School Board

2354reiterates i ts position that Dr. Austin's findings and/or the

2364inc idents of March 26, April 11, and April 14, 2014, demonstrate

2376Respondent's incompetency. For the reason s explicated below,

2384the undersigned is not so persuaded.

239027. First, the School Board is precluded from basing the

2400incompetency charge upon the episodes for which Respondent was

2409previously reprimanded.

241128. The psychological evaluation likewise canno t support

2419the incompetency charge, as it is evident that Dr. Austin's

2429opinion was in formed almost exclusively by Respondent's

2437previously - punished misconduct . Consider the following

2445exchanges between Dr. Austin and School Board counsel:

2453Q. Okay. And what are those duties, just

2461in your own words, that you would expect for

2470a teacher who is, in fact, fit for duty to

2480perform?

2481A. I think the question is very broad.

2489Because I wo uld like to answer it by ruling

2499out what I don't expect.

2504Q. Okay.

2506A. I don't expect there to be threats of

2515violence to hit other students Î to hit

2523students where the teachers now are starting

2530to get violent with the kids, or young men,

2539students of the county.

2543Or I don't expect teachers or adults to

2551conduct themselves inappropriate ly in the

2557school setting or in public to the point

2565that you were going down the street to fair

2574it out with someone's husband. You know,

2581those kinds of things, I don't think that is

2590becoming of a school teacher.

2595* * *

2598A. All right. I am not assessing h is

2607ability to teach. I am assessing: Is he

2615fit to be in the room.

2621Q. Correct.

2623A. I am looking at an individual who has

2632had five episodes of grossly inappropriate

2638behavior: The Triangle School thing one,

2644the Home [sic] Depot lady, the flirting, the

2652t echnical school, the Target. He has had

2660inappropriate behavior in multiple settings;

2665in the school setting, in the public with

2673the school teachers; he is going over to

2681people's work environments.

2684His inappropriate behavior has involved

2689teachers, it has i nvolved students, it has

2697involved administrators. He has been called

2703on the carpet and had consequences of police

2711reports filed on him, changes in school,

2718three - days [sic] suspension. And it keeps

2726going on and on . . . . If a person has

2738done something t wice, three times, four

2745times they are very likely to do that

2753behavior again. What faith do I have that

2761[Respondent] is not going to threaten

2767violence to teachers or to students when he

2775leaves my office . . . ?

2781Pet'r Ex. 10, p. 35:7 - 22; p. 36:3 - 8.

279229 . The only reasonable interpretation of the foregoing

2801testimony is that Respondent's ear lier m isdeeds were a necessary

2812component of Dr. Austin's opinion . At bottom, then, the S chool

2824Board is attempting to accomplish indirectly (i.e., terminate

2832Respondent by channeling his previously - punished misconduct

2840through a n expert, who opines that the misconduct demonstrates

2850unfitness ) what it cannot do directly (i.e., terminate

2859Respondent for the previously - punished misconduct ). As noted

2869shortly, basic due process precludes such an outcome.

287730. Moreover, and i n any event, Dr. Austin's evaluation,

2887which comprised a single office visit, was insufficiently

2895comprehensive to evaluate properly Respondent's fitness to carry

2903out his required duties . On this point, t he undersigned credits

2915the testimony of Respondent's expert witness, Dr. DeLeon, who

2924opined that an appropriate evaluation would necessarily include

2932multiple office visits over a period of time . 5 /

2943CONCLUSIONS OF LAW

2946I . Jurisdiction

294931 . The Division of Administrative Hearings has

2957jurisdiction over the subject matter and parties to this case

2967pursuant to sections 120.569 and 120.57(1), Florida Statutes.

2975II . The Burden and Standard of Proof

298332 . A district school board employee against whom a

2993disciplinar y proceeding has been initiated must be given written

3003notice of the specific charges prior to the hearing. Although

3013the notice "need not be set forth with the technical nicety or

3025formal exactness required of pleadings in court," it should

"3034specify the [st atute,] rule, [regulation, policy, or collective

3044bargaining provision] the [school board] alleges has been

3052violated and the conduct which occasioned [said] violation."

3060Jacker v. Sch. Bd. of Dade C nty. , 426 So. 2d 1149, 1151 (Fla. 3d

3075DCA 1983)(Jorgenson, J . , concurring).

308033 . Once the school board, in its notice of specific

3091charges, has delineated the offenses alleged to justify

3099termination, those are the only grounds upon which dismissal may

3109be predicated. See Cottrill v. Dep't of Ins . , 685 So. 2d 1371,

31221372 (Fla. 1st DCA 1996); Klein v. Dep't of Bus. & Prof'l Reg. ,

3135625 So. 2d 1 237, 1238 - 39 (Fla. 2d DCA 1993).

314734 . In an administrative proceeding to suspend or dismiss

3157a member of the instructional staff, the school board, as the

3168charging party, bears the burden of proving, by a preponderance

3178of the evidence, each e lement of the charged offense. McNeill

3189v. Pinellas Cnty. Sch. Bd. , 678 So. 2d 476, 477 (Fla. 2d DCA

32021996) . The preponderance of the evidence standard requires

3211proof by "the greater weight of th e evidence" or evidence that

"3223more likely than not" tends t o prove a certain proposition.

3234Gross v. Lyons , 763 S o. 2d 276, 280 n.1 (Fla. 2000) .

324735 . The instructional staff member's guilt or innocence is

3257a question of ultimate fact to be decided in the c ontext of each

3271alleged violation. McKinney v. Castor , 667 So. 2 d 387, 389

3282(Fla. 1st DCA 1995).

3286III. The Charges Against Respondent

3291A. Misconduct in Office

329536 . In its notice of specific charges, the School Board

3306first alleges that Respondent is guilty of misconduct in

3315office ÏÏ an offense that, if proven, would provide just cause to

3327terminate Respondent's employment. See § 101 2.33(1)(a), Fla.

3335Stat.

333637 . Florida Administrative Code Rule 6A - 5.056(2) defines

3346the charge of misconduct in office to includ e, among other

3357things:

3358(a) A violation of the Code of Ethics of

3367the Education Profession in Florida as

3373adopted in [ r ule 6A - 1 0.080] , F.A.C.;

3383(b) A violation of the Principles of

3390Professional Conduct for the Education

3395Profession in Florida as adopted in [ r ule

34046A - 1 0.081] , F.A.C.

340938 . In turn, the Code of Ethics of the Education

3420Profession (adopted in Florida Administrative Code Rule 6A -

342910.080) and the Principles of Professional Conduct for the

3438Education Profession in Florida (adopted in Florida

3445Administra tive Code Rule 6A - 10.081) provide , in pertinent part ,

3456as follows:

34586A - 10.080 Code of Ethics for the Education

3467Profession in Florida

3470(1) The educator values the worth and

3477dignity of every person, the pursuit of

3484truth, devotion to excellence, acquisition

3489o f knowledge, and the nurture of democratic

3497citizenship. Essential to the achievement

3502of these standards are the freedom to learn

3510and to teach and the guarantee of equal

3518opportunity for all.

3521(2) The educator's primary professional

3526concern will always be for the student and

3534for the development of the student's

3540potential. The educator will therefore

3545strive for professional growth and will seek

3552to exercise the best professional judgment

3558and integrity.

3560(3) Aware of the importance of maintaining

3567the respect and confidence of one's

3573colleagues, of students, of parents, and of

3580other members of the community, the educator

3587strives to achieve and sustain the highest

3594degree of ethical conduct.

3598* * *

36016A - 10.081 Principles of Professional Conduct

3608for the Education P rofession in Florida.

3615(1) The following disciplinary rule shall

3621constitute the Principles of Professional

3626Conduct for the Education Profession in

3632Florida.

3633(2) Violation of any of these principles

3640shall subject the individual to revocation

3646or suspension of the individual educatorÓs

3652certificate, or the other penalties as

3658provided by law.

3661(3) Obligation to the student requires that

3668the individual:

3670(a) Shall make reasonable effort to protect

3677the student from conditions harmful to

3683learning and/or to the student's mental

3689and/or physical health and/or safety.

3694* * *

3697(5) Obligation to the profession of

3703education requires that the individual:

3708* * *

3711(c) Shall not interfere with a colleague' s

3719exercise of political or civil rights and

3726responsibilities.

3727(d) Shall not engage in harassment or

3734discriminatory conduct which unreasonabl y

3739interferes with an individual' s performance

3745of professional or work responsibilities or

3751with the orderly processes of education or

3758which creates a hostile, intimidating,

3763abusive, offensive, or oppressive

3767environment; and, further, shall make

3772reasonable effort to assure that each

3778individual is protected from such harassment

3784or discrimination.

378639 . Although Respondent's behavior during the incidents of

3795March and April 2014 arguably violated one or more of the

3806foregoing proscriptions , the School Board is nevertheless

3813precluded from terminating his employment due to its earlier

3822issuance of a written reprimand in c onnection with the same

3833misconduct . See Dep't of Envtl. Prot. v . Barker , 654 So. 2d 594

3847(Fla. 1st DCA 1995).

385140 . In Barker , an employee of the Florida Department of

3862Environmental Protection (DEP) was issued a written reprimand

3870for misconduct related to his professional duties. Id. at 595.

3880Two months later, DEP notified the employee that he was being

3891demoted "based upon the same conduct for which he had received

3902the written reprimand." Id. The employee thereaf ter appealed

3911to the Public Employee Relations Commission (PERC), arguing that

3920the demotion was improper because it constituted successive

3928punishment for the same misconduct. In affirming PERC's order

3937re scinding the demotion, the First District Court of Appeal

3947held :

3949An agency may not reach a decision as to

3958disciplinary action on one occasion, and

3964then at a later da te increase the

3972disciplinary action so that the agency

3978disciplines the employee twice for the same

3985offense . . . . As PERC properly found, by

3995issuing a written reprimand on September 20

4002and, two months later issuing another

4008written notice informing Barker of his

4014demotion and transfer, the agency

4019disciplined him twice for the same offense.

4026Id. (internal citations and quotation marks omitted) ; Dep't of

4035Transp. v. Career Serv. Comm'n , 366 So. 2d 473, 474 (Fla. 1st

4047DCA 1979)("D.O.T. not only lacked authority to discipline

4056Woodard twice for the same offense but its action was

4066fundamentally unfair. . . . [D]isciplinary action may not be

4076increased at a later date nor may an agency discipline an

4087employe e twice for the same offense . "); see also Sch. Bd. of

4101Highla nds Cnty. v. Locke , 1991 Fla. Div. Adm. Hear. LEXIS 6127,

4113*19 - 20 (Fla. DOAH July 31, 1991)("The Petitioner having elected

4125to discipline the Respondent for such conduct by the issuance of

4136a letter of official reprimand cannot now use the same conduct

4147as the basis for suspension without pay."). 6 /

415741 . As the foregoing authority demonstrates , the School

4166Board is not permitted to discipline Respondent ÏÏ by terminating

4176his employment or taking any other action ÏÏ for the same conduct

4188that was the subject of t he June 3, 2014, written reprimand.

4200Accordingly, the charge of misconduct in office must be

4209dismissed.

4210B. Incompetency

421242 . The School Board further alleges , based upon

4221Respondent's conduct and/or Dr. Austin's evaluation, that

4228Respondent is guilty of i ncompetency, an offense defined in

4238relevant part as :

4242[T] he inability, failure or lack of fitness

4250to discharge the required duty as a result

4258of inefficiency or incapacity.

4262(a) "Inefficiency" means one or more of the

4270following:

4271* * *

42742. Failure to communicate appropriately

4279with and relate to students;

42843. Failure to communicate appropriately

4289with and relate to colleagues,

4294administrators, subordinates, or parents;

4298* * *

4301(b) "Incapacity" means one or more of the

4309following:

43101. Lack of emotional stabi lity.

4316Fla. Admin. Code R. 6A - 5.056(3).

432343 . This charge likewise fails. First, the authority

4332cited above precludes the School Board from basing the

4341incompetency charge upon Respondent's previously - punished

4348misconduct.

434944 . As for the testimony of Dr. Austin, the record

4360demonstrates that his opinion concerning Respondent's fitness is

4368grounded almost exclusively on the very same misconduct for

4377which Respondent was reprimanded. 7 / That being so , to sustain

4388the incompetency charge upon Dr. Austin's tes timony ( which ,

4398distilled to its essence, simply recapitulates Respondent's

4405behavior as described in the School Board's investigative

4413materials ) would violate the axiom that a party cannot do

4424indirectly what it cannot do directly. See, e.g. , Cnty. of

4434Volus ia v. State , 417 So. 2d 968, 972 (Fla. 1982)("That which

4447may not be done directly may not be done indirect ly."). In any

4461event, Dr. Austin's evaluation was insufficiently comprehensive

4468and, therefore, unpersuasive.

4471RECOMMENDATION

4472Based on the foregoing Findings of Fact and C onclusions of

4483Law, it is

4486RECOMMENDED that the Lake County School Board enter a final

4496order : dismissing the charges brought against Respondent in

4505this proceeding ; and awarding Respondent any lost pay and

4514benefits.

4515DONE AND ENTERED t his 26 th day of March, 2015 , in

4527Ta llahassee, Leon County, Florida.

4532S

4533EDWARD T. BAUER

4536Administrative Law Judge

4539Division of Administrative Hearings

4543The DeSoto Building

45461230 Apalachee Parkway

4549Tallahassee, Florida 3239 9 - 3060

4555(850) 488 - 9675

4559Fax Filing (850) 921 - 6847

4565www.doah.state.fl.us

4566Filed with the Clerk of the

4572Division of Administrative Hearings

4576this 26 th day of March, 2015 .

4584ENDNOTE S

45861 / As for what occurred next, the only non - hearsay evidence

4599comes from Responde nt himself, who testified, incredibly, as

4608follows:

4609And I said, okay, I just wanted to come by

4619and let him know I had an argument with his

4629wife, to let him know that I'm not being a

4639jerk. And that was pretty much it. [The

4647secretary] had said okay. And I said, well,

4655have a nice day, and then I left.

4663Hr'g Tr. 343:20 - 24.

46682 / During cross - examination, Mr. Pedata acknowledged what is

4679readily apparent from the face of the reprimand, namely, that

4689the reprimand constituted disciplinary action in connection w ith

4698the three incidents:

4701Q. Let's go to the June 3rd letter, which

4710is Petitioner['s] Exhibit 27, the Level 2

4717written reprimand.

4719A. Okay.

4721Q. That was to reprimand him for the three

4730incidents; correct?

4732A. That's correct.

4735* * *

4738Q. But you did discip line him for the three

4748incidences [sic]; correct?

4751A. That was part of the letter.

4758Hr'g Tr. 108:17 - 22; 111:13 - 15 .

47673 / Pet'r Ex. 10, p. 35:10 - 23.

47764 / Pet'r Ex. 10, p. 53:1 - 19. The undersigned rejects this

4789testimony in favor of Dr. Austin's later t estimony that

4799Respondent subjectively believed in the truthfulness of his test

4808responses. Pet'r Ex. 10, pp. 68:5 - 9; 68:23 - 69:3 .

48205 / Dr. DeLeon testified as follows concerning the inadequacy of

4831Dr. Austin's evaluation:

4834A. I would say definitely m ore than one

4843visit. On average when I have done this

4851before it takes me at the very least Î and

4861that is to do a poor one Î at least three

4872hours in different encounters like different

4878sessions, different moments in time.

4883Q. And why is that?

4888A. Because just one encounter of an hour or

4897two or three to do a one - time only, it's

4908just like taking a snapshot with a camera of

4917a small moment in time. And it's only going

4926to reflect what is happening within that

4933frame of time. The more I get to see of

4943everything , the more clear the big picture

4950is going to be. So it's really -- I would

4960say to the point of malpractice to do just

4969an opinion like that on just one

4976encounter . . . .

4981Hr'g Tr. 418:12 - 25.

49866 / As an exception to this principle, an agency may temporaril y

4999suspend an employee pending an investigation and, upon its

5008completion of the investigation, pursue harsher disciplinary

5015action. Dep't of Corr. v . Duncan , 382 So. 2d 135, 136 - 37 (Fla.

50301st DCA 1980). This exception is inapplicable where, as here,

5040the age ncy's issuance of a reprimand constituted "a disciplinary

5050measure in itself." Id. at 137; Dep't of Transp. v. Career

5061Serv. Comm'n , 366 So. 2d 473, 474 (Fla. 1st DCA 1979) ("[H]aving

5074concluded its investigation and reached its decision as to the

5084disciplinar y action it will administer to an employee, the

5094disciplinary action administered may not be increased at a later

5104date nor may an agency discipline an employee twice for the same

5116offense.").

51187 / To be sure, Dr. Austin's efforts to gather objective

5129i nformation were thwarted by Respondent's unrealistically

5136virtuous responses during the MMPI - 2. The undersigned is

5146persuaded, however, that Respondent's test answers were not the

5155product of a conscious attempt to mislead the examiner. Pet'r

5165Ex. 10, pp. 68 :5 - 9; 68:23 - 69:3 .

5176COPIES FURNISHED:

5178John Robert Anselmo

51812208 Jennah Circle

5184Eustis, Florida 32726

5187(eServed)

5188Jamison Jessup

5190557 Noremac Avenue

5193Deltona, Florida 32738

5196(eServed)

5197Stephanie J. McCulloch, Esquire

5201McLin and Burnsed, P.A.

52051000 West Main St reet

5210Leesburg, Florida 34749

5213(eServed)

5214Pam Stewart , Commissioner of Education

5219Department of Education

5222Turlington Building, Suite 1514

5226325 West Gaines Street

5230Tallahassee, Florida 32399 - 0400

5235(eServed)

5236Matthew Mears, General Counsel

5240Department of Educati on

5244Turlington Building, Suite 1244

5248325 West Gaines Street

5252Tallahassee, Florida 32399 - 0400

5257(eServed)

5258Dr. Susan Moxley, Superintendent

5262Lake County School Board

5266201 West Burleigh B oulevard

5271Tavares, Florida 32778 - 2496

5276(eServed)

5277NOTICE OF RIGHT TO SUBMIT E XCEPTIONS

5284All parties have the right to submit written exceptions within

529415 days from the date of this Recommended Order. Any exceptions

5305to this Recommended Order should be filed with the agency that

5316will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 06/04/2015
Proceedings: Agency Agreed Final Order filed.
PDF:
Date: 06/01/2015
Proceedings: Agency Final Order
PDF:
Date: 03/26/2015
Proceedings: Recommended Order
PDF:
Date: 03/26/2015
Proceedings: Recommended Order (hearing held January 5 and 6, 2015). CASE CLOSED.
PDF:
Date: 03/26/2015
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 02/26/2015
Proceedings: (Petitioner's) Proposed Recommended Order filed.
PDF:
Date: 02/26/2015
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 02/13/2015
Proceedings: Order Extending Proposed Recommended Order Deadline.
PDF:
Date: 02/11/2015
Proceedings: Petitioner, School Board of Lake County, Florida's, Unopposed Motion to Extend Time to Submit (Proposed) Recommended Order filed.
Date: 01/30/2015
Proceedings: Notice of Filing (Transcript of Proceedings Volumes I-III )(not available for viewing) filed.
PDF:
Date: 01/12/2015
Proceedings: Certificate of Notary Public filed.
Date: 01/05/2015
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 01/02/2015
Proceedings: Order on Motion to Dismiss and Motion to Exclude.
PDF:
Date: 01/02/2015
Proceedings: Notice of Typographical Error filed.
PDF:
Date: 01/02/2015
Proceedings: Response and Objection to Respondent's Verified Motion to Dismiss and Motion to Exclude Privilege Fit for Duty Medical Evaluation and Supplement to Same filed.
PDF:
Date: 12/31/2014
Proceedings: Order on Respondent's Amended Motion to Schedule Expert Witness Testimony by Telephone.
PDF:
Date: 12/30/2014
Proceedings: Supplement to Respondent's Motion to Dismiss and Motion to Exclude Privilege Fit for Duty Medical Evaluation (to attach Exhibit 11) filed.
PDF:
Date: 12/30/2014
Proceedings: (Respondent's) Amended Motion to Schedule Expert Witness Testimony by Phone (amended to indicate the motion is unopposed) filed.
PDF:
Date: 12/30/2014
Proceedings: Respondent's Verified Motion to Dismiss and Motion to Exclude Privileged Fit for Duty Medical Evaluation filed.
PDF:
Date: 12/30/2014
Proceedings: (Respondent's) Motion to Schedule Expert Witness Testimony by Phone filed.
PDF:
Date: 12/30/2014
Proceedings: Respondent's Amended Proposed Witness and Exhibit Lists filed.
PDF:
Date: 12/29/2014
Proceedings: Respondents Proposed Witness and Exhibits Lists filed.
PDF:
Date: 12/29/2014
Proceedings: Petitioner, Lake County School Board's (Proposed) Exhibit List filed.
PDF:
Date: 12/29/2014
Proceedings: Respondent's List of Witnesses filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Brian Herron) filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Brandy Herron) filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Jack Miller) filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Diane Culpepper) filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Diane Culpepper) filed.
PDF:
Date: 12/23/2014
Proceedings: Subpoena Ad Testificandum (Yvonne Pruett) filed.
PDF:
Date: 12/09/2014
Proceedings: Affidavit of Service - Dr. Hector DeLeon - continuation of deposition filed.
PDF:
Date: 12/05/2014
Proceedings: Notice of Taking Continued Deposition Duces Tecum (of Dr. Hector DeLeon) filed.
PDF:
Date: 11/14/2014
Proceedings: Affidavit of Service - Dr. Hector DeLeon filed.
PDF:
Date: 11/12/2014
Proceedings: Notice of Taking Deposition Duces Tecum (of Dr. Hector DeLeon) filed.
PDF:
Date: 11/06/2014
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for January 5 and 6, 2015; 9:30 a.m.; Leesburg, FL).
PDF:
Date: 11/04/2014
Proceedings: Petitioner, Lake County School Baord's, Motion for Continuance filed.
PDF:
Date: 11/03/2014
Proceedings: Notice of Taking Deposition Duces Tecum (of Dr. William Austin) filed.
PDF:
Date: 10/31/2014
Proceedings: Order on Unopposed Motion to Schedule Expert Witness Testimony .
PDF:
Date: 10/30/2014
Proceedings: Unopposed Motion to Schedule Expert Witness Testimony filed.
PDF:
Date: 10/20/2014
Proceedings: Order on Respondent's Second Motion to Compel Discovery, for Sanctions and to Continue Final Hearing
PDF:
Date: 10/17/2014
Proceedings: Petitioner's Response to Respondent's Second Motion to Compel Discovery filed.
PDF:
Date: 10/17/2014
Proceedings: Order on Respondent's First Motion to Compel Discovery, for Sanctions and to Continue Final Hearing
PDF:
Date: 10/15/2014
Proceedings: Petitioner's Response to Respondent's First Motion to Compel Discovery filed.
PDF:
Date: 10/15/2014
Proceedings: Notice of Appearance (Stephanie McCulloch) filed.
PDF:
Date: 10/15/2014
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for December 2 and 4, 2014; 9:30 a.m.; Leesburg, FL).
Date: 10/13/2014
Proceedings: CASE STATUS: Motion Hearing Held.
Date: 10/13/2014
Proceedings: Notice of Filing of Petitioner's Support for Motion to Continue (Medical Records filed; not available for viewing).
PDF:
Date: 10/10/2014
Proceedings: (Respondent's) Emergency Motion to Continue Final Hearing and to Convene a Pre-Hearing Conference Call filed.
PDF:
Date: 10/10/2014
Proceedings: Respondent's Second Motion to Compel Discovery, for Sanctions and to Continue Final Hearing filed.
PDF:
Date: 10/08/2014
Proceedings: Respondent's First Motion to Compel Discovery, for Sanctions and to Continue Final Hearing filed.
PDF:
Date: 08/11/2014
Proceedings: Order Denying Respondent`s Motion for Expedited Discovery.
PDF:
Date: 08/11/2014
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for October 21 and 22, 2014; 9:30 a.m.; Leesburg, FL).
Date: 08/11/2014
Proceedings: CASE STATUS: Status Conference Held.
PDF:
Date: 08/08/2014
Proceedings: (Petitioner's) Response to Respondent's Motion for Expedited Discovery filed.
PDF:
Date: 08/08/2014
Proceedings: (Respondent's) Amended Certificate of Service filed.
PDF:
Date: 08/08/2014
Proceedings: Notice of Service of Respondent's First Interlocking Discovery Request filed.
PDF:
Date: 08/07/2014
Proceedings: Order Accepting Qualified Representative.
PDF:
Date: 08/06/2014
Proceedings: Respondent's Motion for Expedited Discovery filed.
PDF:
Date: 07/30/2014
Proceedings: Motion for Jamison Jessup to Serve as Respondent's Qualified Representative filed.
PDF:
Date: 07/29/2014
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 07/29/2014
Proceedings: Notice of Hearing (hearing set for September 4, 2014; 9:30 a.m.; Leesburg, FL).
PDF:
Date: 07/28/2014
Proceedings: (Petitioner's) Response to Initial Order filed.
PDF:
Date: 07/28/2014
Proceedings: Notice of Appearance (Jamison Jessup) filed.
PDF:
Date: 07/18/2014
Proceedings: Initial Order.
PDF:
Date: 07/18/2014
Proceedings: Request for Administrative Hearing filed.
PDF:
Date: 07/18/2014
Proceedings: Agency action letter filed.
PDF:
Date: 07/18/2014
Proceedings: Referral Letter filed.

Case Information

Judge:
EDWARD T. BAUER
Date Filed:
07/18/2014
Date Assignment:
07/18/2014
Last Docket Entry:
06/04/2015
Location:
Leesburg, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
Suffix:
TTS
 

Counsels

Related Florida Statute(s) (3):