14-003251TTS
Lake County School Board vs.
John Anselmo
Status: Closed
Recommended Order on Thursday, March 26, 2015.
Recommended Order on Thursday, March 26, 2015.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8LAKE COUNTY SCHOOL BOARD ,
12Petitioner,
13vs . Case No. 14 - 3251 TTS
21JOHN ANSELMO ,
23Respondent.
24__ _______________________________/
26RECOMMENDED ORDER
28Pur suant to notice, a final hearing was conducted in
38Leesburg, Florida, on Ja nuary 5 and 6, 2015, before
48Administrative Law Judge Edward T. Bauer of the Division of
58Administrative Hearings.
60APPEARANCES
61For Petitioner: Stephanie J. McCulloch , Esquire
67Stephen W. Johnson, Esquire
71McLin & Burnsed, P.A.
751000 West Main Street
79Leesburg, Florida 34749
82F or Respondent: Jamison Jessup, Qualified Representative
89557 Noremac Avenue
92Deltona, Florida 32738
95STATEMENT OF THE ISSUE
99Whether just cause exists to termina te Respondent 's
108employment with the Lake County School Board.
115PRELIMINARY STATEMENT
117By correspondence dated July 9 , 2014, Petitioner Lake
125County School Board ("Petitioner" or "School Board") notified
135Respondent that it was initiating proceedings to term inate his
145employment.
146Respondent timely requested a formal administrative hearing
153to con test the School Board's intended action and , on July 18,
1652014, the matter was referred to the Division of Administrative
175Hearings ("DOAH") for further proceedings. T he School Board's
186notice of specific charges alleges that , on three separate
195occasions during March and April of 2014, Respondent engaged in
205harassing or threatening conduct and, thus, committed misconduct
213in office , in violation of Florida Administrative Code Rule 6A -
2245.056(2). The Scho ol Board further contends, based on the
234results of a June 24, 2014, psychological evaluation, that
243Respondent is guilty of incompetency.
248T he fi nal hearing was held on January 5 and 6, 2015, during
262which the School Board p resented the testimony of 11 witnesses
273(Dominick Pedata, Laurie Marshall, Brandy Herron, Brian Herron,
281Kelly Richter, Jack Miller, Eddie Villafranca, Ozzie
288Villafranca, Diane Culpepper, Yvonne Pruett, and Stephanie
295Burnett ) and introduc ed 18 exhibits, numb ered 3 through 10 , 14,
30816, 17, 18, and 25 through 30. Respondent testified on his own
320behalf, called four other witnesses (Dejah Anselmo, Ian Anselmo,
329Sue - Ellen Anselmo, and Dr. Hector DeLeon), and introduced four
340exhibits, numbered 11, 19, 20, and 23.
347The final hearing t r anscript was filed on January 30, 2015 .
360By order dated February 13, 2015, the undersigned granted the
370School Board's request to extend the deadline for the submission
380of proposed recommended orders to February 26, 2015. Both
389parties t imely filed proposed recommended orders, which the
398undersigned has considered in the preparation of this
406Recommended Order.
408Unless otherwise indicated, all rule and statutory
415references are to the versions in effect at the time of the
427alleged misconduct.
429FINDINGS OF FACT
432I. The Parties
4351. Petitioner is the entity charged with the duty to
445operate, control, and supervise the public schools within Lake
454County , Florida.
4562. At a ll times relevant hereto , Respond ent was employed
467as a teach er in the School Bo ard's online learning program.
479II. Events of March 26, April 11, and April 14, 2014
4903. The first incident giving rise to this proceeding
499occurred on March 26, 2014, in Mount Dora, Florida. On that
510occasion, Brandy Herron, a former School Board employ ee, was
520shopping with a n acquaintance (Kelly Richter) at an Office Depot
531store. Respondent , accompanied by his 15 - year - old daug hter, was
544also present in the establishment .
5504. The record reflects that M r s. Herron and Re spondent
562were no strangers, h aving worked together ÏÏ acrimoniously ÏÏ at the
574same elementary school from 2007 to 2008. As such, it is not
586surprising that, upon seeing Respondent in the store,
594M r s. Herron noted his presence to Ms. Richter.
6045. Regrettably for all involved , Respondent misinterpreted
611M r s. Herron 's innocent remark to Ms. Richter as a personal
624affront. Eschewing self - restraint, Respondent approached
631M r s. Herron and demanded to know if she was talking about him .
646Moments later, while gazing at M r s. Herron's breasts, Resp ondent
658uttered , "fakey, fakey, fakey . "
6636. Predictably, M r s. Herron asked Respondent to back away .
675Respondent eventually did so, but not before he told M r s. Herron
688that, because he was unwilling to fight a woman, he would
699instead "beat [her] husband's a ss." For good measure, and to
710the dismay of M r s. Herron, Respondent repeated his "fakey ,
721fakey, fakey " refrain.
7247. On the heels of his encounter with M r s. Herron,
736Respondent drove (with his daughter in tow) to Mr. Herron's
746place of business. Upon his arrival, however, Respondent was
755informed by a member of Mr. Herron's staff that Mr. Herron was
767out of the office. 1 /
7738. The second encounter at issue occurred on the evening
783of April 11, 2014, on the campus of Lake Tech College ("Lake
796Tech"), a vocatio nal charter school located in Lake County. At
808approximately 9:00 p.m., Respondent accompanied two of his minor
817children to Lake Tech, where Re spondent's father - in - law, Jack
830Miller, is employed as the school's assistant director. It is
840undisputed that the presence of Respondent and his children at
850Lake Tech was at the invitation of Mr. Miller, who had arranged
862for his secretary to notarize certain test registration
870documents. (Respondent's children were scheduled to take the
878ACT examination early the next morning.)
8849. Per Mr. Miller's instructions, Respondent accompanied
891his children to an office adjacent to Lake Tech's welding
901classroom, where a school secretary proceeded to notarize the
910documents. At that time, a welding class was wrapping up, one
921o f whose students , 21 - year - old Ozzie Villafranca, nodded a
934greeting to Respondent. From this innocent nod, Respondent
942erroneously concluded that Mr. Villafranca had ogled his
95015 - year - old daughter.
95610. By all accounts, Respondent overlooked this perceiv ed
965slight (temporarily at least) , completed the business at hand,
974and accompanied his two children to the parking lot. A t that
986point, and without provocation, Respondent returned to the
994entrance to the welding classroom, where Mr. Villafranca was
1003getting some fresh air. Respondent approached Mr. Villafranca
1011and demanded to know if he had a "problem." Taken aback by
1023Respondent's peculiar conduct, Mr. Villafranca replied that
1030there was no problem.
103411. Moments later , Mr. Villafranca's cousin, Eddie
1041Vill afranca (also an adult vocational student), joined the
1050encounter, at which time Respondent asked if he, too, had a
1061problem . When Eddie did not respond, Respondent inquired of the
1072cousins, "do you little boys want to get your asses beat?"
108312. Fortunately , much of the foregoing incident was
1091witnessed by Mr. Miller, who repeatedly implored Respondent to
1100go home. After three explicit warnings, Respondent returned to
1109the parking lot and drove away.
111513. The next incident, which occurred on April 14, 2014 ,
1125was comparatively less serious. On that occasion, Stephanie
1133Burnett, a School Board employee, was shopping in a Target store
1144when she was approached by Respondent's wife, Sue - Ellen Anselmo.
115514. During the brief conversation that ensued,
1162Mrs. Anselmo identified herself to M s. Burnett, accused
1171M s. Burnett o f trying to destroy her family ( by supposedly
1184providing , some years earlier, misinformation to the School
1192Board during an investigation of Respondent ), and calle d
1202M s. Burnett a "bitch." Mrs. Anselm o then proceeded to walk
1214away, at which point M s. Burnett, who was rattled by the
1226exchange , began to wheel her shopping cart elsewhere. Moments
1235later, M s. Burnett encountered Respondent, who, upon seeing her,
1245exclaimed, "I read your statement and you're a liar."
125415 . Needless to say, the foregoing incidents were reported
1264to and investigated by the School Board. Although one or more
1275of the episodes ÏÏ particularly the first two ÏÏ likely would have
1287warranted R espondent's termination, the School Boa rd in stead
1297issued a "Level II Written Reprimand." The reprimand, whose
1306relevant content is quoted below, was issued on June 3, 2014, by
1318Domini c k Pedata, the School Board's supervisor of employee
1328relations:
1329This Level II reprimand is to put you on
1338notice of you r three separate incidents
1345involving your behavior outside of the
1351office. An investigation proceeded
1355regarding these allegations. On March 26,
13612014, it was documented by a police report
1369that you harassed one former employee and
1376her husband regarding a pr ior Lake County
1384Schools investigation that you were involved
1390in. On April 11, 2014, it was reported that
1399you threatened two students at Lake Tech
1406Education Center in the parking lot with
1413physical harm and were asked to leave on
1421several occasions or the po lice would be
1429called to escort you off the campus. On
1437April 14, 2014, it was documented by a
1445police report that you and your wife
1452threatened a Lake County Schools employee
1458regarding a prior Lake County Schools
1464investigation.
1465These are clear violations [o f] Florida
1472Administrative Code [Rule] 6A - 10.081
1478Principles of Professional conduct for the
1484Education Profession in Florida . . . .
1492Moving forward you are not to approach any
1500employee regarding a prior investigation,
1505and/ or enter a Lake county School campu s and
1515act in an aggressive or harassing manner
1522toward a student. Any similar issues will
1529lead to further disciplinary action up to
1536and including termination. Please let me
1542know if you have any questions.
1548(emphasis added).
155016 . The foregoing language makes plain that the School
1560Board had completed its investigation regarding the incidents of
1569March 26, April 11, and April 14, 2014, and that Respondent's
"1580Level II Reprimand" constituted formal discipli nary action in
1589connection with those events . 2 / Thus, as discussed later in this
1602Order, the School Board is now precluded from terminating
1611Respondent for the same misconduct.
1616III. Psychological Evaluation
161917 . As noted previously, the School Board advances an
1629al ternative basis for termination, namely, th at Respondent is
1639guilty of "incompetency."
164218. On this issue, the record reflects that on June 3,
16532014, Mr. Pedata directed Respondent to report for a " Medical
1663Fit for Duty Examination " with Dr. Wally Austin , a licensed
1673psychologist. At or around that ti me, Mr. Pedata furnished
1683Dr. Austin with police reports and other investigative documents
1692relating to the incidents of March 26, April 11, and April 14,
17042014.
170519 . Consistent with Mr. Pedata's directive, Respondent
1713thereafter reported to Dr. Austin's o ffice and submitted to a
1724psychological eval uation . The evaluation, which Dr. Austin
1733conducted on June 24, 2014, comprised three elements: a one -
1744hour interview; the Minnesota Multiphasic Per sonality Inventory -
17532 ("MMPI - 2") ; and a follow - up interview of app roximately 5 to 10
1771minutes.
177220 . Dr. Austin concedes that, during the interview,
1781Respondent's speech was "clear, logical, and coherent," and that
1790there was "no evidence of a thought disorder, perceptual
1799disturbance, or psychosis." Nevertheless, Dr. Austi n was
1807troubled by the fact that, when pressed about the episodes of
1818March 26, April 11, and April 14, Respondent provided
1827descriptions of the events that varied significantly from the
1836accounts of the other involved parties (as documented in the
1846police repo rts and other materials provided to Dr. Austin by the
1858School Board). F or example, Respondent insisted that he was not
1869present at the Target store on April 14, 2014, and, thus, did
1881not interact with Ms. Burnett on that date.
188921 . Operating under the pre mise that Respondent had
1899engaged in "grossly inappropriate behavior" during the episodes
1907of March 26, April 11, and April 14, 3 / Dr. Austin thought it
1921prudent to "get objective information." To that end, Dr. Austin
1931administered the MMPI - 2, a widely - used, standardized test of
1943adult personality.
194522 . Unfortunately, Respondent's answers to the MMPI - 2
1955resulted in a high "lie" (or "L") scale ( one of the test's three
"1970validity" scales) that rendered the entire evaluation invalid.
1978As Dr. Austin explained , a hi gh L scale typically occurs when
1990test taker s attempt to depict themselves as unrealistically
1999virtuous.
200023 . Notably, however, Dr. Austin equivocated whether the
2009high "L scale " resulted from conscious behavior on Respondent's
2018part . At one point, for examp le, Dr. Austin testified that
2030Respondent "had the ability to answer [] in a more forthright
2041manner . " 4 / Later, though, Dr. Austin credibly opined that
2052Respondent believed in the truthfulness of his test responses :
2062Well, that's the part we didn't get into.
2070He faked it Î when I say "faked it good,"
2080there is [sic] other scales that indicate
2087that John believes what he is saying . So
2096for him, he is not faking it.
2103* * *
2106[B]ecause by [the L scale] being so high, it
2115invalidates the report because it lowered
2121all of the other scores. And the
2128psychopathology would come up, but you don't
2135know what it is because he denies
2142everything. But it is not a conscious
2149denial, he believes what he believes .
2156Pet'r Ex. 10, p. 68:5 - 9; 68:23 - 69:3 (emphasis added).
216824 . Upon t he completion o f the MMPI - 2, Dr. Austin
2182conducted a brief follow - up interview with Respondent , at which
2193point the evaluation concluded. The following day, on June 25,
22032014, Dr. Austin notified the School Board that , in his view,
2214Re spondent was "not fit to return to work in the school system."
222725 . A charging document soon followed, wherein the School
2237Board alleged that Respondent is guilty of incompetency:
2245Based on the results of the medical fit for
2254duty you are also charged with
"2260Incompetency." Under F. A.C. 6A - 5.056(3),
2267Incompetency is the "inability, failure or
2273lack of fitness to discharge the required
2280duty as a result of inefficiency or
2287incapacity." Inefficiency under 6A -
22925.056(3)(a)2 is "Failure to communicate
2297appropriately with and relate to
2302students [,]" and 6A - 5.056(3)(a) is "Failure
2311to communicate appropriately with and relate
2317to colleagues, administrators, subordinates,
2321or parents." Incapacity under 6A -
23275.056(3)(b)1 is "Lack of emotional
2332stability." Your actions clearly reflect
2337incompetency in thi s regard.
2342Pet'r Ex. 17.
234526. In its Proposed Recommended Order, the School Board
2354reiterates i ts position that Dr. Austin's findings and/or the
2364inc idents of March 26, April 11, and April 14, 2014, demonstrate
2376Respondent's incompetency. For the reason s explicated below,
2384the undersigned is not so persuaded.
239027. First, the School Board is precluded from basing the
2400incompetency charge upon the episodes for which Respondent was
2409previously reprimanded.
241128. The psychological evaluation likewise canno t support
2419the incompetency charge, as it is evident that Dr. Austin's
2429opinion was in formed almost exclusively by Respondent's
2437previously - punished misconduct . Consider the following
2445exchanges between Dr. Austin and School Board counsel:
2453Q. Okay. And what are those duties, just
2461in your own words, that you would expect for
2470a teacher who is, in fact, fit for duty to
2480perform?
2481A. I think the question is very broad.
2489Because I wo uld like to answer it by ruling
2499out what I don't expect.
2504Q. Okay.
2506A. I don't expect there to be threats of
2515violence to hit other students Î to hit
2523students where the teachers now are starting
2530to get violent with the kids, or young men,
2539students of the county.
2543Or I don't expect teachers or adults to
2551conduct themselves inappropriate ly in the
2557school setting or in public to the point
2565that you were going down the street to fair
2574it out with someone's husband. You know,
2581those kinds of things, I don't think that is
2590becoming of a school teacher.
2595* * *
2598A. All right. I am not assessing h is
2607ability to teach. I am assessing: Is he
2615fit to be in the room.
2621Q. Correct.
2623A. I am looking at an individual who has
2632had five episodes of grossly inappropriate
2638behavior: The Triangle School thing one,
2644the Home [sic] Depot lady, the flirting, the
2652t echnical school, the Target. He has had
2660inappropriate behavior in multiple settings;
2665in the school setting, in the public with
2673the school teachers; he is going over to
2681people's work environments.
2684His inappropriate behavior has involved
2689teachers, it has i nvolved students, it has
2697involved administrators. He has been called
2703on the carpet and had consequences of police
2711reports filed on him, changes in school,
2718three - days [sic] suspension. And it keeps
2726going on and on . . . . If a person has
2738done something t wice, three times, four
2745times they are very likely to do that
2753behavior again. What faith do I have that
2761[Respondent] is not going to threaten
2767violence to teachers or to students when he
2775leaves my office . . . ?
2781Pet'r Ex. 10, p. 35:7 - 22; p. 36:3 - 8.
279229 . The only reasonable interpretation of the foregoing
2801testimony is that Respondent's ear lier m isdeeds were a necessary
2812component of Dr. Austin's opinion . At bottom, then, the S chool
2824Board is attempting to accomplish indirectly (i.e., terminate
2832Respondent by channeling his previously - punished misconduct
2840through a n expert, who opines that the misconduct demonstrates
2850unfitness ) what it cannot do directly (i.e., terminate
2859Respondent for the previously - punished misconduct ). As noted
2869shortly, basic due process precludes such an outcome.
287730. Moreover, and i n any event, Dr. Austin's evaluation,
2887which comprised a single office visit, was insufficiently
2895comprehensive to evaluate properly Respondent's fitness to carry
2903out his required duties . On this point, t he undersigned credits
2915the testimony of Respondent's expert witness, Dr. DeLeon, who
2924opined that an appropriate evaluation would necessarily include
2932multiple office visits over a period of time . 5 /
2943CONCLUSIONS OF LAW
2946I . Jurisdiction
294931 . The Division of Administrative Hearings has
2957jurisdiction over the subject matter and parties to this case
2967pursuant to sections 120.569 and 120.57(1), Florida Statutes.
2975II . The Burden and Standard of Proof
298332 . A district school board employee against whom a
2993disciplinar y proceeding has been initiated must be given written
3003notice of the specific charges prior to the hearing. Although
3013the notice "need not be set forth with the technical nicety or
3025formal exactness required of pleadings in court," it should
"3034specify the [st atute,] rule, [regulation, policy, or collective
3044bargaining provision] the [school board] alleges has been
3052violated and the conduct which occasioned [said] violation."
3060Jacker v. Sch. Bd. of Dade C nty. , 426 So. 2d 1149, 1151 (Fla. 3d
3075DCA 1983)(Jorgenson, J . , concurring).
308033 . Once the school board, in its notice of specific
3091charges, has delineated the offenses alleged to justify
3099termination, those are the only grounds upon which dismissal may
3109be predicated. See Cottrill v. Dep't of Ins . , 685 So. 2d 1371,
31221372 (Fla. 1st DCA 1996); Klein v. Dep't of Bus. & Prof'l Reg. ,
3135625 So. 2d 1 237, 1238 - 39 (Fla. 2d DCA 1993).
314734 . In an administrative proceeding to suspend or dismiss
3157a member of the instructional staff, the school board, as the
3168charging party, bears the burden of proving, by a preponderance
3178of the evidence, each e lement of the charged offense. McNeill
3189v. Pinellas Cnty. Sch. Bd. , 678 So. 2d 476, 477 (Fla. 2d DCA
32021996) . The preponderance of the evidence standard requires
3211proof by "the greater weight of th e evidence" or evidence that
"3223more likely than not" tends t o prove a certain proposition.
3234Gross v. Lyons , 763 S o. 2d 276, 280 n.1 (Fla. 2000) .
324735 . The instructional staff member's guilt or innocence is
3257a question of ultimate fact to be decided in the c ontext of each
3271alleged violation. McKinney v. Castor , 667 So. 2 d 387, 389
3282(Fla. 1st DCA 1995).
3286III. The Charges Against Respondent
3291A. Misconduct in Office
329536 . In its notice of specific charges, the School Board
3306first alleges that Respondent is guilty of misconduct in
3315office ÏÏ an offense that, if proven, would provide just cause to
3327terminate Respondent's employment. See § 101 2.33(1)(a), Fla.
3335Stat.
333637 . Florida Administrative Code Rule 6A - 5.056(2) defines
3346the charge of misconduct in office to includ e, among other
3357things:
3358(a) A violation of the Code of Ethics of
3367the Education Profession in Florida as
3373adopted in [ r ule 6A - 1 0.080] , F.A.C.;
3383(b) A violation of the Principles of
3390Professional Conduct for the Education
3395Profession in Florida as adopted in [ r ule
34046A - 1 0.081] , F.A.C.
340938 . In turn, the Code of Ethics of the Education
3420Profession (adopted in Florida Administrative Code Rule 6A -
342910.080) and the Principles of Professional Conduct for the
3438Education Profession in Florida (adopted in Florida
3445Administra tive Code Rule 6A - 10.081) provide , in pertinent part ,
3456as follows:
34586A - 10.080 Code of Ethics for the Education
3467Profession in Florida
3470(1) The educator values the worth and
3477dignity of every person, the pursuit of
3484truth, devotion to excellence, acquisition
3489o f knowledge, and the nurture of democratic
3497citizenship. Essential to the achievement
3502of these standards are the freedom to learn
3510and to teach and the guarantee of equal
3518opportunity for all.
3521(2) The educator's primary professional
3526concern will always be for the student and
3534for the development of the student's
3540potential. The educator will therefore
3545strive for professional growth and will seek
3552to exercise the best professional judgment
3558and integrity.
3560(3) Aware of the importance of maintaining
3567the respect and confidence of one's
3573colleagues, of students, of parents, and of
3580other members of the community, the educator
3587strives to achieve and sustain the highest
3594degree of ethical conduct.
3598* * *
36016A - 10.081 Principles of Professional Conduct
3608for the Education P rofession in Florida.
3615(1) The following disciplinary rule shall
3621constitute the Principles of Professional
3626Conduct for the Education Profession in
3632Florida.
3633(2) Violation of any of these principles
3640shall subject the individual to revocation
3646or suspension of the individual educatorÓs
3652certificate, or the other penalties as
3658provided by law.
3661(3) Obligation to the student requires that
3668the individual:
3670(a) Shall make reasonable effort to protect
3677the student from conditions harmful to
3683learning and/or to the student's mental
3689and/or physical health and/or safety.
3694* * *
3697(5) Obligation to the profession of
3703education requires that the individual:
3708* * *
3711(c) Shall not interfere with a colleague' s
3719exercise of political or civil rights and
3726responsibilities.
3727(d) Shall not engage in harassment or
3734discriminatory conduct which unreasonabl y
3739interferes with an individual' s performance
3745of professional or work responsibilities or
3751with the orderly processes of education or
3758which creates a hostile, intimidating,
3763abusive, offensive, or oppressive
3767environment; and, further, shall make
3772reasonable effort to assure that each
3778individual is protected from such harassment
3784or discrimination.
378639 . Although Respondent's behavior during the incidents of
3795March and April 2014 arguably violated one or more of the
3806foregoing proscriptions , the School Board is nevertheless
3813precluded from terminating his employment due to its earlier
3822issuance of a written reprimand in c onnection with the same
3833misconduct . See Dep't of Envtl. Prot. v . Barker , 654 So. 2d 594
3847(Fla. 1st DCA 1995).
385140 . In Barker , an employee of the Florida Department of
3862Environmental Protection (DEP) was issued a written reprimand
3870for misconduct related to his professional duties. Id. at 595.
3880Two months later, DEP notified the employee that he was being
3891demoted "based upon the same conduct for which he had received
3902the written reprimand." Id. The employee thereaf ter appealed
3911to the Public Employee Relations Commission (PERC), arguing that
3920the demotion was improper because it constituted successive
3928punishment for the same misconduct. In affirming PERC's order
3937re scinding the demotion, the First District Court of Appeal
3947held :
3949An agency may not reach a decision as to
3958disciplinary action on one occasion, and
3964then at a later da te increase the
3972disciplinary action so that the agency
3978disciplines the employee twice for the same
3985offense . . . . As PERC properly found, by
3995issuing a written reprimand on September 20
4002and, two months later issuing another
4008written notice informing Barker of his
4014demotion and transfer, the agency
4019disciplined him twice for the same offense.
4026Id. (internal citations and quotation marks omitted) ; Dep't of
4035Transp. v. Career Serv. Comm'n , 366 So. 2d 473, 474 (Fla. 1st
4047DCA 1979)("D.O.T. not only lacked authority to discipline
4056Woodard twice for the same offense but its action was
4066fundamentally unfair. . . . [D]isciplinary action may not be
4076increased at a later date nor may an agency discipline an
4087employe e twice for the same offense . "); see also Sch. Bd. of
4101Highla nds Cnty. v. Locke , 1991 Fla. Div. Adm. Hear. LEXIS 6127,
4113*19 - 20 (Fla. DOAH July 31, 1991)("The Petitioner having elected
4125to discipline the Respondent for such conduct by the issuance of
4136a letter of official reprimand cannot now use the same conduct
4147as the basis for suspension without pay."). 6 /
415741 . As the foregoing authority demonstrates , the School
4166Board is not permitted to discipline Respondent ÏÏ by terminating
4176his employment or taking any other action ÏÏ for the same conduct
4188that was the subject of t he June 3, 2014, written reprimand.
4200Accordingly, the charge of misconduct in office must be
4209dismissed.
4210B. Incompetency
421242 . The School Board further alleges , based upon
4221Respondent's conduct and/or Dr. Austin's evaluation, that
4228Respondent is guilty of i ncompetency, an offense defined in
4238relevant part as :
4242[T] he inability, failure or lack of fitness
4250to discharge the required duty as a result
4258of inefficiency or incapacity.
4262(a) "Inefficiency" means one or more of the
4270following:
4271* * *
42742. Failure to communicate appropriately
4279with and relate to students;
42843. Failure to communicate appropriately
4289with and relate to colleagues,
4294administrators, subordinates, or parents;
4298* * *
4301(b) "Incapacity" means one or more of the
4309following:
43101. Lack of emotional stabi lity.
4316Fla. Admin. Code R. 6A - 5.056(3).
432343 . This charge likewise fails. First, the authority
4332cited above precludes the School Board from basing the
4341incompetency charge upon Respondent's previously - punished
4348misconduct.
434944 . As for the testimony of Dr. Austin, the record
4360demonstrates that his opinion concerning Respondent's fitness is
4368grounded almost exclusively on the very same misconduct for
4377which Respondent was reprimanded. 7 / That being so , to sustain
4388the incompetency charge upon Dr. Austin's tes timony ( which ,
4398distilled to its essence, simply recapitulates Respondent's
4405behavior as described in the School Board's investigative
4413materials ) would violate the axiom that a party cannot do
4424indirectly what it cannot do directly. See, e.g. , Cnty. of
4434Volus ia v. State , 417 So. 2d 968, 972 (Fla. 1982)("That which
4447may not be done directly may not be done indirect ly."). In any
4461event, Dr. Austin's evaluation was insufficiently comprehensive
4468and, therefore, unpersuasive.
4471RECOMMENDATION
4472Based on the foregoing Findings of Fact and C onclusions of
4483Law, it is
4486RECOMMENDED that the Lake County School Board enter a final
4496order : dismissing the charges brought against Respondent in
4505this proceeding ; and awarding Respondent any lost pay and
4514benefits.
4515DONE AND ENTERED t his 26 th day of March, 2015 , in
4527Ta llahassee, Leon County, Florida.
4532S
4533EDWARD T. BAUER
4536Administrative Law Judge
4539Division of Administrative Hearings
4543The DeSoto Building
45461230 Apalachee Parkway
4549Tallahassee, Florida 3239 9 - 3060
4555(850) 488 - 9675
4559Fax Filing (850) 921 - 6847
4565www.doah.state.fl.us
4566Filed with the Clerk of the
4572Division of Administrative Hearings
4576this 26 th day of March, 2015 .
4584ENDNOTE S
45861 / As for what occurred next, the only non - hearsay evidence
4599comes from Responde nt himself, who testified, incredibly, as
4608follows:
4609And I said, okay, I just wanted to come by
4619and let him know I had an argument with his
4629wife, to let him know that I'm not being a
4639jerk. And that was pretty much it. [The
4647secretary] had said okay. And I said, well,
4655have a nice day, and then I left.
4663Hr'g Tr. 343:20 - 24.
46682 / During cross - examination, Mr. Pedata acknowledged what is
4679readily apparent from the face of the reprimand, namely, that
4689the reprimand constituted disciplinary action in connection w ith
4698the three incidents:
4701Q. Let's go to the June 3rd letter, which
4710is Petitioner['s] Exhibit 27, the Level 2
4717written reprimand.
4719A. Okay.
4721Q. That was to reprimand him for the three
4730incidents; correct?
4732A. That's correct.
4735* * *
4738Q. But you did discip line him for the three
4748incidences [sic]; correct?
4751A. That was part of the letter.
4758Hr'g Tr. 108:17 - 22; 111:13 - 15 .
47673 / Pet'r Ex. 10, p. 35:10 - 23.
47764 / Pet'r Ex. 10, p. 53:1 - 19. The undersigned rejects this
4789testimony in favor of Dr. Austin's later t estimony that
4799Respondent subjectively believed in the truthfulness of his test
4808responses. Pet'r Ex. 10, pp. 68:5 - 9; 68:23 - 69:3 .
48205 / Dr. DeLeon testified as follows concerning the inadequacy of
4831Dr. Austin's evaluation:
4834A. I would say definitely m ore than one
4843visit. On average when I have done this
4851before it takes me at the very least Î and
4861that is to do a poor one Î at least three
4872hours in different encounters like different
4878sessions, different moments in time.
4883Q. And why is that?
4888A. Because just one encounter of an hour or
4897two or three to do a one - time only, it's
4908just like taking a snapshot with a camera of
4917a small moment in time. And it's only going
4926to reflect what is happening within that
4933frame of time. The more I get to see of
4943everything , the more clear the big picture
4950is going to be. So it's really -- I would
4960say to the point of malpractice to do just
4969an opinion like that on just one
4976encounter . . . .
4981Hr'g Tr. 418:12 - 25.
49866 / As an exception to this principle, an agency may temporaril y
4999suspend an employee pending an investigation and, upon its
5008completion of the investigation, pursue harsher disciplinary
5015action. Dep't of Corr. v . Duncan , 382 So. 2d 135, 136 - 37 (Fla.
50301st DCA 1980). This exception is inapplicable where, as here,
5040the age ncy's issuance of a reprimand constituted "a disciplinary
5050measure in itself." Id. at 137; Dep't of Transp. v. Career
5061Serv. Comm'n , 366 So. 2d 473, 474 (Fla. 1st DCA 1979) ("[H]aving
5074concluded its investigation and reached its decision as to the
5084disciplinar y action it will administer to an employee, the
5094disciplinary action administered may not be increased at a later
5104date nor may an agency discipline an employee twice for the same
5116offense.").
51187 / To be sure, Dr. Austin's efforts to gather objective
5129i nformation were thwarted by Respondent's unrealistically
5136virtuous responses during the MMPI - 2. The undersigned is
5146persuaded, however, that Respondent's test answers were not the
5155product of a conscious attempt to mislead the examiner. Pet'r
5165Ex. 10, pp. 68 :5 - 9; 68:23 - 69:3 .
5176COPIES FURNISHED:
5178John Robert Anselmo
51812208 Jennah Circle
5184Eustis, Florida 32726
5187(eServed)
5188Jamison Jessup
5190557 Noremac Avenue
5193Deltona, Florida 32738
5196(eServed)
5197Stephanie J. McCulloch, Esquire
5201McLin and Burnsed, P.A.
52051000 West Main St reet
5210Leesburg, Florida 34749
5213(eServed)
5214Pam Stewart , Commissioner of Education
5219Department of Education
5222Turlington Building, Suite 1514
5226325 West Gaines Street
5230Tallahassee, Florida 32399 - 0400
5235(eServed)
5236Matthew Mears, General Counsel
5240Department of Educati on
5244Turlington Building, Suite 1244
5248325 West Gaines Street
5252Tallahassee, Florida 32399 - 0400
5257(eServed)
5258Dr. Susan Moxley, Superintendent
5262Lake County School Board
5266201 West Burleigh B oulevard
5271Tavares, Florida 32778 - 2496
5276(eServed)
5277NOTICE OF RIGHT TO SUBMIT E XCEPTIONS
5284All parties have the right to submit written exceptions within
529415 days from the date of this Recommended Order. Any exceptions
5305to this Recommended Order should be filed with the agency that
5316will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 03/26/2015
- Proceedings: Recommended Order (hearing held January 5 and 6, 2015). CASE CLOSED.
- PDF:
- Date: 03/26/2015
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 02/11/2015
- Proceedings: Petitioner, School Board of Lake County, Florida's, Unopposed Motion to Extend Time to Submit (Proposed) Recommended Order filed.
- Date: 01/30/2015
- Proceedings: Notice of Filing (Transcript of Proceedings Volumes I-III )(not available for viewing) filed.
- Date: 01/05/2015
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 01/02/2015
- Proceedings: Response and Objection to Respondent's Verified Motion to Dismiss and Motion to Exclude Privilege Fit for Duty Medical Evaluation and Supplement to Same filed.
- PDF:
- Date: 12/31/2014
- Proceedings: Order on Respondent's Amended Motion to Schedule Expert Witness Testimony by Telephone.
- PDF:
- Date: 12/30/2014
- Proceedings: Supplement to Respondent's Motion to Dismiss and Motion to Exclude Privilege Fit for Duty Medical Evaluation (to attach Exhibit 11) filed.
- PDF:
- Date: 12/30/2014
- Proceedings: (Respondent's) Amended Motion to Schedule Expert Witness Testimony by Phone (amended to indicate the motion is unopposed) filed.
- PDF:
- Date: 12/30/2014
- Proceedings: Respondent's Verified Motion to Dismiss and Motion to Exclude Privileged Fit for Duty Medical Evaluation filed.
- PDF:
- Date: 12/30/2014
- Proceedings: (Respondent's) Motion to Schedule Expert Witness Testimony by Phone filed.
- PDF:
- Date: 12/29/2014
- Proceedings: Petitioner, Lake County School Board's (Proposed) Exhibit List filed.
- PDF:
- Date: 12/09/2014
- Proceedings: Affidavit of Service - Dr. Hector DeLeon - continuation of deposition filed.
- PDF:
- Date: 12/05/2014
- Proceedings: Notice of Taking Continued Deposition Duces Tecum (of Dr. Hector DeLeon) filed.
- PDF:
- Date: 11/12/2014
- Proceedings: Notice of Taking Deposition Duces Tecum (of Dr. Hector DeLeon) filed.
- PDF:
- Date: 11/06/2014
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for January 5 and 6, 2015; 9:30 a.m.; Leesburg, FL).
- PDF:
- Date: 11/04/2014
- Proceedings: Petitioner, Lake County School Baord's, Motion for Continuance filed.
- PDF:
- Date: 11/03/2014
- Proceedings: Notice of Taking Deposition Duces Tecum (of Dr. William Austin) filed.
- PDF:
- Date: 10/20/2014
- Proceedings: Order on Respondent's Second Motion to Compel Discovery, for Sanctions and to Continue Final Hearing
- PDF:
- Date: 10/17/2014
- Proceedings: Petitioner's Response to Respondent's Second Motion to Compel Discovery filed.
- PDF:
- Date: 10/17/2014
- Proceedings: Order on Respondent's First Motion to Compel Discovery, for Sanctions and to Continue Final Hearing
- PDF:
- Date: 10/15/2014
- Proceedings: Petitioner's Response to Respondent's First Motion to Compel Discovery filed.
- PDF:
- Date: 10/15/2014
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for December 2 and 4, 2014; 9:30 a.m.; Leesburg, FL).
- Date: 10/13/2014
- Proceedings: CASE STATUS: Motion Hearing Held.
- Date: 10/13/2014
- Proceedings: Notice of Filing of Petitioner's Support for Motion to Continue (Medical Records filed; not available for viewing).
- PDF:
- Date: 10/10/2014
- Proceedings: (Respondent's) Emergency Motion to Continue Final Hearing and to Convene a Pre-Hearing Conference Call filed.
- PDF:
- Date: 10/10/2014
- Proceedings: Respondent's Second Motion to Compel Discovery, for Sanctions and to Continue Final Hearing filed.
- PDF:
- Date: 10/08/2014
- Proceedings: Respondent's First Motion to Compel Discovery, for Sanctions and to Continue Final Hearing filed.
- PDF:
- Date: 08/11/2014
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for October 21 and 22, 2014; 9:30 a.m.; Leesburg, FL).
- Date: 08/11/2014
- Proceedings: CASE STATUS: Status Conference Held.
- PDF:
- Date: 08/08/2014
- Proceedings: (Petitioner's) Response to Respondent's Motion for Expedited Discovery filed.
- PDF:
- Date: 08/08/2014
- Proceedings: Notice of Service of Respondent's First Interlocking Discovery Request filed.
- PDF:
- Date: 07/30/2014
- Proceedings: Motion for Jamison Jessup to Serve as Respondent's Qualified Representative filed.
Case Information
- Judge:
- EDWARD T. BAUER
- Date Filed:
- 07/18/2014
- Date Assignment:
- 07/18/2014
- Last Docket Entry:
- 06/04/2015
- Location:
- Leesburg, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- TTS
Counsels
-
John Robert Anselmo
Address of Record -
Jamison Jessup
Address of Record -
Stephen W. Johnson, Esquire
Address of Record -
Stephanie J. McCulloch, Esquire
Address of Record -
Stephanie J. Brionez, Esquire
Address of Record -
Stephanie J Brionez, Esquire
Address of Record