eLaws | eCases | Florida State | Florida Courts | Counties & Cities of Florida | Code of Federal Regulations |
Home » Cases Under Administrative Hearing » 15-006456

15-006456 Office Of Financial Regulation vs. Regent Investment Advisors, Inc., And Timothy C. Mingo
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Monday, February 8, 2016.

View Dockets  
There are currently no orders on record for this case.
Dockets
Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 02/08/2016
Proceedings: Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
PDF:
Date: 02/05/2016
Proceedings: Motion to Relinquish Jurisdiction filed.
Date: 02/04/2016
Proceedings: (Petitioner's) Notice of Filing Proposed Exhibit List filed (exhibits not available for viewing).
PDF:
Date: 02/03/2016
Proceedings: Respondent's Notice of Filing (Proposed Exhibits; Exhibits not available for viewing) filed.
PDF:
Date: 02/02/2016
Proceedings: Notice of Appearance (Jodi-Ann Livingstone) filed.
PDF:
Date: 02/02/2016
Proceedings: Witness List filed.
PDF:
Date: 02/02/2016
Proceedings: Notice of Filing Proposed Exhibit List filed.
PDF:
Date: 02/02/2016
Proceedings: Respondent's Notice of Filing filed.
PDF:
Date: 01/28/2016
Proceedings: Petitioner's Motion for Official Recognition filed.
PDF:
Date: 11/24/2015
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 11/24/2015
Proceedings: Notice of Hearing by Video Teleconference (hearing set for February 9, 2016; 9:00 a.m.; Miami and Tallahassee, FL).
PDF:
Date: 11/24/2015
Proceedings: Petitioner's Response to Initial Order filed.
PDF:
Date: 11/23/2015
Proceedings: Notice of Service (of Petitioner's First Request for Admissions, Interrogatories and Production) filed.
PDF:
Date: 11/17/2015
Proceedings: Initial Order.
PDF:
Date: 11/17/2015
Proceedings: Notice of Appearance (Michael Lawrence) filed.
PDF:
Date: 11/16/2015
Proceedings: Petition for Formal Administrative Hearing filed.
PDF:
Date: 11/16/2015
Proceedings: Administrative Complaint and Notice of Rights filed.
PDF:
Date: 11/16/2015
Proceedings: Agency referral filed.

Case Information

Judge:
DARREN A. SCHWARTZ
Date Filed:
11/16/2015
Date Assignment:
11/17/2015
Last Docket Entry:
02/08/2016
Location:
Miami, Florida
District:
Southern
Agency:
Office of Financial Regulation
 

Counsels