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16-001958 Office Of Financial Regulation vs. Broadreach Capital, Llc, And James Scott Wolter
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Wednesday, June 22, 2016.

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Date
Proceedings
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Date: 06/22/2016
Proceedings: Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Date: 06/21/2016
Proceedings: Notice of Cancellation of Deposition filed.
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Date: 06/20/2016
Proceedings: Motion to Relinquish Jurisdiction filed.
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Date: 06/14/2016
Proceedings: Order Allowing Testimony by Telephone.
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Date: 06/14/2016
Proceedings: Notice of Taking Deposition Duces Tecum of Corporate Designee(s) filed.
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Date: 06/10/2016
Proceedings: Petitioner's Notice of Intent to Offer Records of Regularly Conducted Business Activity filed.
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Date: 06/10/2016
Proceedings: Notice of Taking Deposition (of James Wolter) filed.
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Date: 06/10/2016
Proceedings: Petitioner's Unopposed Request to Allow Witness to Testify at Final Hearing by Telephone filed.
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Date: 05/23/2016
Proceedings: Order on Respondents' Corrected Motion to Strike Petitioner's Request for Sanctions.
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Date: 05/23/2016
Proceedings: Respondents' Notice of Serving Interrogatories to Petitioner Office of Financial Regulation filed.
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Date: 05/23/2016
Proceedings: Request for Production of Documents to Petitioner Office of Financial Regulation filed.
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Date: 05/23/2016
Proceedings: Respondent's Request for Admissions to Petitioner Office of Financial Regulation filed.
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Date: 05/20/2016
Proceedings: Petitioner's Opposition to Respondent's Motion to Strike filed.
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Date: 05/19/2016
Proceedings: Petitioner's Certificate of Serving Interrogatories on Respondent James Scott Wolter filed.
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Date: 05/19/2016
Proceedings: Petitioner's Request for Admissions to Respondent James Scott Wolter filed.
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Date: 05/19/2016
Proceedings: Petitioner's Request for Production to Respondent James Scott Wolter filed.
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Date: 05/19/2016
Proceedings: Petitioner's Certificate of Serving Interrogatories on Respondent BroadReach Capital, LLC., filed.
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Date: 05/19/2016
Proceedings: Petitioner's Request for Admissions to Respondent BroadReach Capital, LLC., filed.
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Date: 05/19/2016
Proceedings: Petitioner's Request for Production to Respondent BroadReach Capital, LLC., filed.
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Date: 05/13/2016
Proceedings: Respondents' Corrected Motion to Strike Petitioner's Request for Sanctions filed.
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Date: 05/13/2016
Proceedings: Affidavit of James Scott Wolter filed.
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Date: 05/13/2016
Proceedings: Respondent's Motion to Strike Petitioner's Request for Sanctions filed.
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Date: 05/03/2016
Proceedings: Order on Motion to Strike Respondent's Affirmative Defenses.
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Date: 04/19/2016
Proceedings: Order of Pre-hearing Instructions.
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Date: 04/19/2016
Proceedings: Notice of Hearing by Video Teleconference (hearing set for June 28 through 30, 2016; 9:30 a.m.; Jacksonville and Tallahassee, FL).
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Date: 04/19/2016
Proceedings: Notice of Appearance (Laura Beard Renstrom) filed.
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Date: 04/18/2016
Proceedings: Joint Response to Initial Order filed.
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Date: 04/18/2016
Proceedings: Petitioner's Motion To Strike Respondent's Affirmative Defenses filed.
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Date: 04/11/2016
Proceedings: Initial Order.
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Date: 04/08/2016
Proceedings: Answer of Respondents Broadreach Capital, LLC, and James Scott Wolter and Request for Administrative Hearing filed.
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Date: 04/08/2016
Proceedings: Amended Administrative Complaint and Notice of Rights filed.
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Date: 04/08/2016
Proceedings: Request for Administrative Hearing filed.
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Date: 04/08/2016
Proceedings: Administrative Complaint and Notice of Rights filed.
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Date: 04/08/2016
Proceedings: Agency referral filed.

Case Information

Judge:
LISA SHEARER NELSON
Date Filed:
04/08/2016
Date Assignment:
04/11/2016
Last Docket Entry:
06/22/2016
Location:
Jacksonville, Florida
District:
Northern
Agency:
Office of Financial Regulation
 

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