16-004346PL
Department Of Health, Board Of Medicine vs.
Babak Saadatmand, M.D.
Status: Closed
Recommended Order on Monday, December 5, 2016.
Recommended Order on Monday, December 5, 2016.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, BOARD OF
13MEDICINE,
14Petitioner,
15vs. Case No. 16 - 4346PL
21BABAK SAADATMAND, M.D.,
24Respondent.
25_______________________________/
26RECOMMENDED ORDER
28On October 4, 2016, Administrative Law Judge Lisa Shearer
37Nelson of the Division of Administrative Hearings (DOAH)
45conducted a hearing in this case pursuant to section 120.57(1),
55Florida Statutes (2016), in Tallahassee, Florida.
61APPEARANCES
62For Petitioner: Michael E. Morris, Esquire
68Prosecution Services Unit
71Department of Health
74Bin C - 65
784052 Bald Cypress Way
82Tallahassee, Florida 33299 - 3265
87For Respondent: Brian A. Newman, Esquire
93Pennington, P.A.
95215 South Monroe Stree t, Second Floor
102Tallahassee, Florida 32302
105STATEMENT OF THE ISSUE
109The issue to be determined in this proceeding is whether
119Respondent, Babak Saadatmand, M.D. (Respondent or
125Dr. Saadatmand), has violated section 458.331(1) ( m) and (t),
135Florida Statut es (2013), as alleged in the Administrative
144Complaint.
145PRELIMINARY STATEMENT
147On June 19, 2015, Petitioner, Department of Health
155(Petitioner or the Department), filed an Administrative Complaint
163against Respondent, alleging that he violated section
170458.331( 1)(m) and (t) in his care and treatment of patient R.D.
182in the emergency room at Parrish Medical Center. On August 5,
1932015, Respondent disputed the allegations in the Administrative
201Complaint and requested a hearing pursuant to section 120.57(1) .
211On July 28, 2016, the matter was referred to DOAH for assignment
223of an administrative law judge.
228On August 4, 2016, DOAH issued a Notice of Hearing and
239schedul ed the case for October 3 and 4, 2016. Discovery was
251undertaken by the parties, and on September 16, 20 16, Petitioner
262moved to continue the hearing based upon the unavailability of
272its expert witness. Respondent opposed the continuance,
279suggest ing that a video deposition of the expert witness could be
291used in lieu of live testimony, and the motion for cont inuance
303was denied.
305The parties filed a Joint Pre - h earing Stipulation on
316September 26, 2016, contain ing factual stipulations that have
325been incorporated into the findings of fact below. On
334September 29, 2016, Petitioner moved to view the videotapes of
344two of its witnesses Ó depositions during the formal hearing. A
355motion hearing was conducted on September 30, 2016, after which
365it was agreed that , rather than use hearing time for viewing the
377depositions, commencement of the hearing would be delayed until
386Oc tober 4, 2016 . D uring the time originally scheduled for
398hearing on October 3, the administrative law judge would watch
408the video deposition of Petitioner Ó s expert witness. Consistent
418with this agreement, t he hearing then began on October 4, 2016,
430and at that time Joint Exhibit 1 was admitted int o evidence.
442Petitioner Ó s Exhibit s 1 through 5 were admitted into evidence,
454which included the depositions of J.G. ; C.D. ; Annie L. Akkara,
464M.D.; Babak Saadatmand, M.D. ; and David J. Orban, M.D. ; after
474which the Dep artment rested. Respondent testified on his own
484behalf and presented the expert testimony of David J. Orban,
494M.D., and Respondent Ó s Exhibits 1 and 2 were admitted into
506evidence.
507The one - volume Transcript of the proceedings was filed with
518DOAH on October 1 9, 2016. Both parties filed Proposed
528Recommended Orders on October 31, 2016, which have been carefully
538considered in the preparation of this Recommended Order. All
547references to Florida Statutes are to the codification in effect
557at the time of the incide nt giving rise to this proceeding,
569unless otherwise indicated.
572F INDING S OF FACT
577Based upon the testimony and documentary evidence presented
585at hearing, the demeanor and credibility of the witnesses, and
595the entire record of this proceeding, the following findings of
605fact are made :
609The Parties
6111. Petitioner, the Department of Health, is the agency
620charged with the regulation of the practice of medicine pursuant
630to chapters 20, 456, and 458, Florida Statutes.
6382. Respondent, Babak Saa d atmand, M.D., is a me dical doctor
650licensed by the Board of Medicine . Dr. Saa d atmand hold s Florida
664license number ME 114656.
6683. Respondent graduated from the University of Maryland ,
676College of Medicine , in 1988 , and completed his residency at Case
687Western Reserve. He then co mpleted a residency in emergency
697medicine at Cook County Hospital in Chicago, Illinois .
7064. Respondent was board - certified in internal medicine, but
716no longer holds that certification because at the time it was due
728for renewal , he was no longer eligible be cause his practice was
740devoted to emergency medicine as opposed to internal medicine.
749He remains board - certified in emergency medicine.
7575. Respondent has held positions that required him to
766su pervise residents and give lectures at Yale University, New
776Yo rk College of Medicine, and Indiana University. Dr. Saadatmand
786chose to practice emergency medicine as a traveling physician for
796the last three years , because of the financial benefits available
806by doing so while he gained additional experience in emergen cy
817medicine. However, h e has since or now accepted a position as
829the a ssistant p rogram d irector of the emergency medicine
840residency program at Jackson Memorial Hospital in Miami, Florida,
849where his job responsibilities will include the supervision of
858resi dents.
8606. Dr. Saadatmand holds a medical license in several other
870states in addition to Florida, and has not been disciplined in
881an y state where he is licensed.
888Dr. Saadatmand Ó s Treatment of R.D.
8957. In June and July of 2014, Respondent was working as a
907traveling physician at Parrish Medical Center in Titusville,
915Florida. While most of his assignments in various emergency
924facilities have been six months long , the assignment at Parrish
934Medical Center was for approximately one month.
9418. Respondent trea ted patient R.D. on June 27, 2014, at
952Parrish Medical Center emergency room. R.D. was accompanied by
961his wife, C.D.
9649. R.D. was a 52 - year - old male when he presented to Parrish
979Medical Center. He had a history of T - cell lymphoma and had been
993treated for his cancer through the Space Coast Cancer Center.
1003Just days before his presentation to the emergency room on
1013June 27, 2014, he had been cleared to return to his place of
1026employment . However, on June 27, 2014, R.D. Ó s supervisor called
1038R.D. Ó s wife, C.D., a nd asked her to come get R.D. as he was too
1055ill to be at work.
106010 . R.D. arrived at Parrish Medical Center in the early
1071afternoon, and was triaged by a nurse at approximately 2:1 3 p.m.
1083The notes from the triage nurse Ó s assessment recorded, among
1094other thi ngs, R.D. Ó s vital signs upon arrival; his chief
1106complaint, including its duration and intensity; a brief medical
1115history; a list of his current medications; and a drug/alcohol
1125use history.
11271 1 . Registered N urse Sharon Craddock was the emergency room
1139nurse who completed the initial assessment, or triage assessment,
1148of R.D. Ó s condition. According to her triage notes in the
1160Parrish Medical Center records, R.D. Ó s chief complaint upon
1170arrival was constipation, which was described as constipation for
1179three days, with bilateral abdominal pain. The pain was
1188described as aching, pressure, shooting, and throbbing, and
1196R.D. Ó s pain level was reported in Ms. Craddock Ó s notes as being
1211an eight on a ten - point scale. Her description of his abdomen
1224was Ð soft, non - tender, round, and obese. Ñ Nurses are directed to
1238record the pain level reported by the patient, and not to alter
1250the pain level based on the nurse Ó s observation. 1/
12611 2 . R.D. Ó s vital signs were taken upon his arrival at
1275Parrish Medical Center and were recorded in the electronic
1284medical records as follows: temperature, 98.4F; pulse, 127H;
1292respiration, 20; blood pressure, 120/70; and pulse oximeter, 95.
1301The only abnormal reading reflected in R.D. Ó s vital signs was his
1314pulse , which was above 100, considered to be t he upper limit of
1327normal.
13281 3 . R.D. reported that he had a medical history which
1340included T - cell lymphoma and that he did not smoke or drink. His
1354current medications were listed as aspirin, Zyrtec, Amaryl,
1362Metformin, Prilosec, Percocet, Pr a vastatin, and a multivitamin.
1371The Percocet dosage was listed as one tablet, three times daily,
1382as needed for pain.
13861 4 . Ms. Craddock also recorded a nursing note for R.D. at
13993:37 p.m. , and she was in the room when Respondent first went in
1412to see R.D. Ms. Craddock Ó s n ursing note indicates, Ð Pt with a hx
1428of stomach CA with a recent Ò clean bill of health Ó presents with
1442ABD pain and constipation. Occasionally takes Percocet for pain.
1451Wife at BS. Pt. sleepy, states he normally takes a nap this time
1464of day. Pending MD e val with orders. Ñ
14731 5 . The Parrish Medical Center chart documents that R.D.
1484was calm, cooperative, and asleep at 15:37 hours (3:37 p.m.) .
1495This presentation is generally inconsistent with a patient who is
1505in severe abdominal pain.
15091 6 . Dr. Saadatmand saw R .D. at approximately 3:56 p.m.
1521Consistent with the custom at Parrish Medical Center, he worked
1531with a scribe who took Respondent Ó s dictation for notes during
1543his visit with the patient , and then loaded those notes into the
1555electronic medical record. Resp ondent would then have the
1564opportunity to review the notes as transcribed and direct the
1574scribe to make any necessary changes.
15801 7 . Dr. Saadatmand Ó s notes indicate that R.D. presented
1592with abdominal pain, and was experiencing moderate pain that was
1602constan t with cramping. The description of R.D. Ó s pain as
1614moderate was based upon Dr. Saadatmand Ó s observation of R.D. The
1626chief complaint listed was constipation.
16311 8 . Dr. Saadatmand took a history from R.D., who reported
1643that he had been diagnosed with gastri c lymphoma in 2013, and was
1656treated with radiation and chemotherapy. R.D. and his wife,
1665C.D., reported to Respondent that they feared his cancer might be
1676returning, as his current symptoms were similar to those he
1686experienced when his cancer was first dia gnosed. He had returned
1697to Space Coast Cancer Center for some addition al screening two to
1709three weeks before the emergency room visit, which included a CT
1720of the abdomen and an upper and lower endoscopy. R.D. and his
1732wife both believed that the results o f the screening were normal.
17441 9 . Respondent recorded this conversation in the electronic
1754medical record as Ð [R.D. ] had a recent follow up with
1766Dr. Rylander and had normal EGD and colonoscopy. [R.D.] had
1776recent CT scan with cancer center. Ñ
178320 . Space Coas t Cancer Center does not use Parrish Medical
1795Center to perform its CT scans or other testing , so the results
1807of the recent CT scan were not available for Respondent to view.
1819Respondent believed that R.D. and C.D. had followed the
1828directions of R.D. Ó s onco logists , and R.D. had been a compliant
1841patient.
18422 1 . Respondent asked R.D. about his use of Percocet. He
1854did not ask how much he was taking, but how often and whether the
1868use had changed. He considered the answer to this question to be
1880important, becau se a change in the use c ould indicate a change in
1894R.D. Ó s pain intensity.
18992 2 . R.D. did not report any change in the amount that he
1913was taking, which was generally an Ð every other day thing for
1925him. Ñ Respondent testified that, given that the type of Perc ocet
1937that R.D. was prescribed was an extra - strength as opposed to a
1950standard version of Percocet, it was highly likely that R.D.
1960would suffer from opioid - induced constipation. R.D. reported to
1970Respondent that he had not attempted any laxatives.
19782 3 . R.D . also denied having any nausea or surgical history.
1991The lack of a surgical history is significant because patients
2001with a recent surgical history and abdominal pain may be
2011experiencing complications related to the surgery , which would
2019account for the pat ient Ó s pain.
20272 4 . There is no reference to R.D. Ó s diabetes in either the
2042nursing triage notes or Dr. Saadatmand Ó s notes. The only
2053reference in the past medical history is the report of cancer.
2064The list of medications R.D. was taking at home includes
2074Metf ormin HCI. No evidence was presented to establish whether
2084Metformin is a drug prescribed only for diabetes or whether it is
2096an accepted treatment for other conditions. Moreover, there is
2105no evidence presented to establish how Respondent was to know
2115that R.D. was diabetic if R.D. did not report the condition.
21262 5 . In addition to taking R.D. Ó s medical history,
2138Respondent performed a review of systems and a physical
2147examination, including palpation of his abdomen. In his chart,
2156the electronic medical reco rd states under Ð review of systems, Ñ
2168Ð All systems: Reviewed and negative except as stated. Ñ Under
2179the category Ð Gastrointestinal, Ñ the record indicates Ð Reports:
2189Abdominal pain, Constipation. Denies: Nausea, vomiting,
2195Diarrhea. Ñ
21972 6 . In the physical e xamination section of the electronic
2209medical record, it is noted that R.D. was alert and in mild
2221distress. The cardiovascular examination indicates that R.D. had
2229a regular rate, normal rhythm, and normal heart sou n ds, with no
2242systolic or diastolic murm u r. With respect to his abdominal
2253exam, Respondent indicated, Ð Present: Soft, normal bowel sounds.
2262Absent: Guarding, Rebound, Rigid . Ñ The notation that the
2272abdomen was soft with normal bowel sounds is another way of
2283noting that the abdomen is non - tender.
22912 7 . Because R.D. was tachycardic upon presentation to the
2302emergency room, Dr. Saadatmand noted R.D. Ó s anxiety about the
2313possibility of his cancer returning, and checked his pulse a
2323second time. When Respondent checked R.D. Ó s pulse, it had slowed
2335to 90, which is within a normal range.
23432 8 . In light of R . D. Ó s normal vital signs , normal abdominal
2359examination , and the length of his pain and constipation,
2368Respondent determined that the most likely cause for Respondent Ó s
2379pain was constipation, and communicated that determination to
2387R.D. and C.D. He asked whether R.D. had used a laxative and was
2400told he had not. Dr. Saadatmand told R.D. and his wife that the
2413pain medication that he took could be a source for his
2424constipation, and that it would be prudent to tr y a laxative and
2437see if that produced results before considering any further
2446diagnostic tests.
24482 9 . Respondent did not order any lab tests for patient R.D.
2461on June 27, 2014 , because his vital signs and abdominal
2471examination were normal . He did not order an EKG for R.D.
2483because there were no symptoms to indicate a cardiac issue.
249330 . Respondent also did not order a CT scan of the abdomen
2506or pelvis for patient R.D. on June 27, 2014. He felt that, in
2519terms of R.D. Ó s concern about cancer recurrence, there w ere tests
2532available to R.D. Ó s oncologist that would be more useful in
2544detecting any recurrence of R.D. Ó s cancer that are not available
2556through an emergency room visit. For example, a PET scan would
2567be the most helpful, but is not something that Respondent could
2578order through the emergency room because it is not considered an
2589emergent study.
25913 1 . The Department has not alleged, and the evidence did
2603no t demonstrate, that R.D. suffered from any emergency condition
2613that additional testing would have revealed a nd that went
2623undetected by Dr. Saadatmand.
26273 2 . Respondent did order a prescription - strength lax ative,
2639i.e., Golytely, for R.D., which is a laxative commonly used to
2650treat constipation and to prepare patients for a colonoscopy.
26593 3 . Dr. Saadatmand commun icated his recommendation to R.D.
2670and C.D. , who seemed relieved that the problem might be limited
2681to constipation. He also advised them to return to the emergency
2692room should R.D. Ó s symptoms get worse or if he developed a fever,
2706because those developments would indicate a change in his
2715condition.
27163 4 . R.D. received discharge instructions that are
2725consistent with Dr. Saadatmand Ó s discussion with R.D. and his
2736wife. The discharge instructions referred R.D. to his primary
2745care physician, noted the prescriptio n for Golytely, and provided
2755information related to the community health navigator. The
2763Patient Visit Information sheet received by R.D. specifically
2771noted that the patient was acknowledging receipt of the
2780instructions provided, and stated, Ð I understand that I have had
2791EMERGENCY TREATMENT ONLY and that I may be released before all my
2803medical problems are known and treated. Emergency medical care
2812is not intended to be a substitute for complete medical care. My
2824E mergency Department diagnosis is preliminar y and may change
2834after complete medical care is received. I will arrange for
2844follow - up care. Ñ
28493 5 . R.D. also received printed materials about constipation
2859and how to address the problem. These instructions stated that
2869the patient should contact his or he r primary care provider if
2881the constipation gets worse, the patient starts to vomit, or has
2892questions or concerns about his or her condition or care. It
2903also instructed the patient to return to the emergency room if he
2915or she had blood in his or her bowel movements or had a fever and
2930abdominal pain with the constipation. R.D. signed the
2938acknowledgment that he had read and understood the instructions
2947give n to him by his caregivers. The acknowledgment specifically
2957referenced the instructions regarding cons tipation. The written
2965instructions are consistent with the verbal advi c e provided by
2976Respondent.
2977R.D. Ó s Subsequent Treatment
29823 6 . Unfortunately, R.D. Ó s symptoms did not improve. He
2994developed a fever and his pain level increased significantly. As
3004stated by his wife, his pain the following day was Ð way worse Ñ
3018than when he saw Dr. Saadatmand. After a call to her niece, a
3031nurse that worked in the emergency room at Parrish Medical
3041Center, C.D. took R.D. back to the hospital on June 28, 2014, at
3054approximatel y 6:30 p.m. At that point, he had a heart rate of
3067125, a temperature of 101.6 degrees, and tenderness in the lower
3078left quadrant of his abdomen.
30833 7 . Testing indicated that R.D. had intra - abdominal masses
3095and small collections of extra - luminal gas that suggested the
3106possibility of a contained mi c ro - perforation. There is no
3118allegation in the Administrative Complaint that the micro -
3127perforation existed at the time R.D. saw Respondent.
31353 8 . R.D. died on August 23, 2014, as a result of end - stage
3151T - cell lym phoma.
3156The Expert Witnesses
31593 9 . The Department presented the expert testimony of Annie
3170Akkara, M.D. Dr. Akkara is board - certified in emergency medicine
3181and has been licensed to practice medicine in Florida for
3191approximately nine years. All of her prac tice has been in the
3203greater Orlando area in the Florida h ospital system. She worked
3214full - time for one year when she first moved to Florida, and since
3228that time approximately 80 percent of her practice has involved
3238reviewing medical charts for Veracode As sociates, to determine
3247whether diagnostic codes are fully supported in the medical
3256records. She takes emergency room shifts on an as - needed basis,
3268and has supervisory responsibility over patient extenders, such
3276as nurses and physicians Ó assistants, but no t over other
3287physicians. Dr. Akkara has never served on any committee for a
3298medical staff at a hospital or helped develop protocols for an
3309emergency room , and has not conducted any type of medical
3319research . Although her position requires her to review
3328el ectronic medical records, she was not familiar with the program
3339used by Parrish Medical Center.
334440 . Dr. Akkara reviewed the medical records for the
3354emergency room visits for both June 27 and 28, 2014, as well as
3367the records from the inpatient admission af ter the June 28 visit.
3379She also reviewed the expert witness reports of Drs. Orban and
3390Smoak.
33914 1 . Dr. Saadatmand presented the expert testimony of David
3402Orban, M.D. Dr. Orban practices emergency medicine in the Tampa
3412area. He attended medical school at St. Louis University and
3422completed residencies in orthopedics and emergency medicine.
3429Dr. Orban has been licensed to practice medicine in Florida since
34401982 and has been board - certified in emergency medicine since
34511981.
34524 2 . Before he practiced in Florida , Dr. Orban served as an
3465instructor in surgery at the Washington University School of
3474Medicine, and from 1970 through 1983, was an a ssistant p rofessor
3486of m edicine at the University of California, Los Angeles ( UCLA ) .
3500In that position, he supervised residen ts in the emergency
3510medicine program and helped to develop the program Ó s curriculum.
3521Dr. Orban left UCLA in 1983 and moved to Florida, in order to
3534help establish the emergency medicine residency program at the
3543University of Florida.
35464 3 . Currently, Dr. Orban is the d irector of e mergency
3559m edicine for the Universit y of South Florida (USF) , College of
3571Medicine, and the Medical Director Emeritus for the Tampa General
3581Hospital Emergency Room. The USF emergency medicine residency
3589program is a competitive prog ram which receives approximately
35981 , 200 applications each year for ten residency positions.
3607Dr. Orban continues to spend approximately 20 - 24 hours each week
3619practicing in the emergency room, in addition to his teaching
3629responsibilities. He both sees patie nts on his own and
3639supervises residents who are seeing patients. He has extensive
3648experience in evaluating non - traumatic abdominal pain in the
3658emergency room. 2/
3661Allegations Related to the Standard of Care
36684 4 . Dr. Akkara testified that in her opinion,
3678D r. Saadatmand Ó s care and treatment departed from the standard of
3691care in a variety of ways. She agreed that Respondent assessed
3702R.D. Ó s abdomen, but believed that he erred in not specifically
3714documenting that the abdomen was not tender. In this case, the
3725patient record specifically states, Ð Abdominal exam: Present:
3733Soft, Normal bowel sounds. Absent: Guarding, Rebound, Rigid. Ñ
3742In Dr. Akkara Ó s view, the notes should have been more specific,
3755and she found fault with the fact that the notes did not use the
3769words Ð tender Ñ or Ð non - tender. Ñ
37794 5 . Dr. Orban, on the other hand, noted that Respondent
3791specifically documented the absence of guarding, rigidity and
3799rebound tenderness, and described the abdomen as Ð soft, with
3809normal bowel sounds. Ñ Dr. Orban testified that assessing an
3819abdomen for guarding, rigidity, and rebound are all forms of
3829checking for abdominal tenderness. He did not hesitate to
3838interpret Respondent Ó s medical records for R.D. as reflecting a
3849normal exam, meaning no tenderness was discovered. D r. Orban Ó s
3861opinion is supported by the differences in the medical records
3871from R.D. Ó s June 27 and 28 emergency room visits , and what
3884options are provided in the electronic medical record when a
3894positive finding for tenderness is chosen . Dr. Orban Ó s testim ony
3907is credited.
39094 6 . The Administrative Complaint alleges and Dr. Akkara
3919opined that Respondent departed from the appropriate standard of
3928care by failing to obtain a complete set of normal vital signs
3940before R.D. was discharged from the hospital. The o nly vital
3951sign that was ever abnormal during R.D. Ó s June 27 visit was his
3965heart rate, which upon arrival was 127. Respondent rechecked
3974R.D. Ó s heart rate when he examined him, and upon re - examination
3988it was 90, well within normal limits.
39954 7 . Dr. Orban d id not believe that the standard of care
4009required the physician, as opposed to possibly supportive staff,
4018to obtain a complete set of vital signs prior to ordering a
4030patient Ó s discharge. The evidence established that while there
4040is sometimes a nursing sta ndard in emergency rooms requiring a
4051nurse to obtain a second set of vital signs before a patient is
4064discharged , there is no corresponding standard that requires the
4073physician to repeat all of the vitals as well . Dr. Akkara
4085admitted that while she attempt s to get a complete set of vital
4098signs before she discharges a patient, she does not always
4108succeed in doing so. The evidence did not demonstrate a
4118departure from the standard of care for not obtaining a second
4129set of vital signs prior to discharge , espec ially where, as here,
4141all of R.D. Ó s vital signs were normal when he arrived at the
4155emergency room , except for his heart rate, and Dr. Saadatmand
4165did , in fact , re - assess R.D. Ó s heart rate prior to discharge .
41804 8 . The Administrative Complaint alleges that R espondent
4190fell below the standard of care by not ordering routine lab work
4202for R.D. The Administrative Complaint does not allege what
4211purpose the routine lab work would serve in the emergency
4221treatment of R.D.
42244 9 . Dr. Akkara testified that routine lab wo rk should have
4237been completed before discharge, and that it was a departure from
4248the standard of care not to do so. She stated that the labs were
4262necessary to assess white blood cell count, glucose levels, and
4272kidney function, and in those cases where ten derness was noted in
4284the upper right quadrant of the abdomen , also could indicate
4294issues with the patient Ó s liver enzymes. Dr. Akkara
4304acknowledged, however, that it is possible for a CBC (complete
4314blood count) to be frequently misleading in patients with
4323abdominal pain, and is often normal with patients with
4332appendicitis. Blood work often cannot distinguish between
4339serious and benign abdominal conditions, and Dr. Akkara admitted
4348that with respect to R.D., given the records from the subsequent
4359admission, a ny results from a CBC ordered on June 27 would not
4372have altered the treatment of the patient or changed his ultimate
4383outcome.
438450 . Dr. Orban testified that in the majority of cases where
4396a CBC is ordered in the emergency room, it is not helpful.
4408Ordering a CBC is helpful where a patient has a fever because it
4421would help identify infection, or where a patient appears anemic.
4431Other than those instances, it is not all that useful and is
4443over - utilized.
44465 1 . A chemistry panel measures a patient Ó s serum level s for
4461things like sodium, creatinine, and glucose. Dr. Orban testified
4470that , even with a diabetic patient, unless the patient is
4480experiencing vomiting, mental status changes, blurred vision,
4487frequent urination, or other symptoms associated with diabetes, a
4496blood chemistry panel would not be helpful for assessing a
4506patient with non - traumatic abdominal pain.
45135 2 . Records for R.D. Ó s June 28 visit (the day after
4527Respondent saw R.D.) note that he was diabetic, while the June 27
4539records do not. However, it was not established that either R.D.
4550or his wife ever told anyone, whether nursing staff or
4560Dr. S aadatmand, that he was diabetic. There is no testimony that
4572his prescription for Metformin was to treat diabetes, as opposed
4582to some other condition, and there wa s no evidence to indicate
4594that diabetes is the only condition for which Metformin can be
4605prescribed. Dr. Akkara repeated ly referred to R.D. Ó s diabetes
4616as a basis for her opinions, but nev er identified the records
4628that formed a basis for her knowledge of R.D. Ó s diabetic
4640condition. The evidence presented does not establish that
4648ordering a blood chemistry or CBC was required by the appropriate
4659standard of care related to the care and treatment of R.D. in the
4672emergency room on June 27, 2016.
46785 3 . Dr. Akkara also testified that Respondent departed from
4689the standard of care by failing to obtain a CT scan of the
4702abdomen and pelvis. Her opinion is based, at least in part, on
4714her belief that Respondent failed to document that R.D. Ó s abdomen
4726was non - tender. She a greed with Dr. Orban that if a patient has
4741no abdominal tenderness, then a CT scan is probably not
4751warranted.
47525 4 . In addition, Dr. Orban testified credibly that over the
4764last ten years, there has been a trend toward over - utilization of
4777CT scans, with th e concomitant increased risk of radiation -
4788induced cancer. In this case, R.D. had reported having a CT scan
4800just weeks before this emergency room visit. His abdomen was not
4811tender. In a case such as this one, where the patient presents
4823with non - traumatic abdominal pain and a normal abdominal
4833examination and no fever, a CT scan is not warranted.
4843Dr. Orban Ó s testimony is credited. There is not clear and
4855convincing evidence to establish that the standard of care
4864required Respondent to order a CT scan under the circumstances
4874presented in this case.
48785 5 . Dr. Akkara testified that Respondent also violated the
4889standard of care by not ordering an EKG for R.D. However, she
4901acknowledged that R.D. did not present with any cardiac - related
4912symptoms and denied chest pain. The purpose of an EKG is to
4924explore any cardiac - related symptoms, and R.D. did not present
4935with any. Dr. Akkara did not provide any protocols that dictate
4946when an EKG should be ordered. Dr. Akkara also acknowledged that
4957ordering an EKG would have no impact on the care provided to
4969R.D., and that a patient does not need an EKG just because he or
4983she walks in the emergency room with tachycardia. 3/
49925 6 . The Department did not establish that the failure to
5004order an EKG violated the applicable standard o f care in this
5016case .
50185 7 . The Department also has charged Respondent with failing
5029to arrange for follow - up care and failing to discuss follow - up
5043care , as well as reasons for R.D. to return to the emergency
5055room , if necessary. However, as noted in paragrap hs 32 - 34,
5067Dr. Saadatmand discussed follow - up care with R.D. and told him
5079what circumstances would require a return visit to the emergency
5089room. Dr. Akkara acknowledged that the discharge instructions
5097given to R.D. were adequate.
51025 8 . As stated by Dr. Or ban, the role of an emergency room
5117physician with regard to the assessment of patients is to
5127identify emergency situations and treat them. Emergency
5134situations are those that are acute, rapidly decompensating, and
5143that require either medical or surgical i ntervention, with most
5153likely a hospital admission for more definitive care. It is not
5164the emergency physician Ó s responsibility to manage a patient Ó s
5176chronic conditions. It is routine to advise patients with non -
5187acute conditions to follow up with their e stablished physicians
5197and to provide written instructions to that effect.
5205Dr. Saadatmand Ó s actions in providing instructions, both in terms
5216of follow - up and possible return to the emergency room, were
5228consistent with the standard of care.
52345 9 . Finally, th e Administrative Complaint finds fault with
5245Dr. Saadatmand for not conducting another abdominal examination
5253and not re - assessing R.D. Ó s vital signs prior to discharge. As
5267noted previously, the only vital sign that was abnormal when R.D.
5278arrived was his he art rate . Respondent did re - assess R.D. Ó s
5293heart rate prior to discharge , and it was normal. With respect
5304to a second examination of Respondent Ó s abdomen, the Department
5315did not establish that one was necessary. Here, Respondent Ó s
5326initial examination was normal , and the re was a reasonable
5336explanation for his discomfort that Respondent believed needed to
5345be addressed before going any further. Dr . Akkara offered no
5356protocol or other authority other than her own clinical
5365experience to support the opinion th at serial examinations of the
5376abdomen were required. On the other hand, Dr. Orban testified
5386that where, as here, where the first examination was normal and
5397there was no fever or vomiting, no second examination would be
5408required. 4/ Dr. Orban Ó s testimony i s credited.
541860 . In summary, the Department did not establish that
5428Respondent violated the applicable standard of care in his care
5438and treatment of R.D. Further, his medical records, while not
5448perfect, justify the course of treatment provided in this ca se.
5459CONCLUSIONS OF LAW
54626 1 . The Division of Administrative Hearings has
5471jurisdiction over the parties and the subject matter of this
5481proceeding pursuant to sections 120.569, 120.57(1) , and
5488456.073(4), Florida Statutes (2016) .
54936 2 . This is a proceeding in w hich the Department seeks to
5507discipline Respondent Ó s license as a medical doctor. The
5517Department has the burden to prove the allegations in the
5527Administrative Complaint by clear and convincing evidence. Dep Ó t
5537of Banking & Fin. v. Osborne Stern & Co. , 670 So. 2d 932 (Fla.
55511996); Ferris v. Turlington , 595 So. 2d 292 (Fla. 1987). As
5562stated by the Supreme Court of Florida:
5569Clear and convincing evidence requires that
5575the evidence must be found to be credible;
5583the facts to which the witnesses testify must
5591be distinctly remembered; the testimony must
5597be precise and lacking in confusion as to the
5606facts at issue. The evidence must be of such
5615a weight that it produces in the mind of the
5625trier of fact a firm belief or conviction,
5633without hesitancy, as to the truth of the
5641allegations sought to be established.
5646In re Henson , 913 So. 2d 579, 590 (Fla. 2005) (quoting Slomowitz
5658v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983)). This burden
5671of proof may be met where the evidence is in conflict, but it
5684Ð seems to preclu de evidence that is ambiguous. Ñ Westinghouse
5695Elec. Corp. v. Shuler Bros. , 590 So. 2d 986, 988 (Fla. 1st DCA
57081991).
57096 3 . B ecause this proceeding is considered penal in nature,
5721Respondent can only be found guilty of those allegations
5730specifically referenced in the Administrative Complaint.
5736Trevisani v. Dep Ó t of Health , 908 So. 2d 1108, 1109 (Fla. 1st DCA
57512005); see also Christian v. Dep Ó t of Health , 161 So. 3d 416, 417
5766(Fla. 2d DCA 2014); Ghani v. Dep Ó t of Health , 714 So. 2d 1113,
57811114 - 15 (Fla. 1st DCA 1998 ). Thus, only those allegations
5793actually charged in the Administrative Complaint are considered
5801in this Recommended Order. Moreover, charges in a disciplinary
5810proceeding must be strictly construed, with any ambiguity
5818construed in favor of the licensee. Elmariah v. Dep Ó t of Prof Ó l
5833Reg. , 574 So. 2d 164, 165 (Fla. 1 st DCA 1990); Taylor v. Dep Ó t of
5850Prof Ó l Reg. , 534 So. 2d 782, 784 (Fla. 1 st DCA 1988). Charging
5865statutes must be construed in terms of their literal meaning, and
5876words used by the Legislature ma y not be expanded to broaden
5888their application. Beckett v. Dep Ó t of Fin. Servs. , 982 So. 2d
590194, 99 - 100 (Fla. 1 st DCA 2008); Dyer v. Dep Ó t of Ins. & Treas. ,
5919585 So. 2d 1009, 1013 (Fla. 1 st DCA 1991).
59296 4 . Count I of the Administrative Complaint charges
5939Res pondent with violating section 458.331(1)(t)1., which
5946provide d :
5949Notwithstanding s. 456.072(2) but as
5954specified in s. 456.50(2):
59581. Committing medical malpractice as defined
5964in s. 456.50. The board shall give great
5972weight to the provisions of s. 766.102 w hen
5981enforcing this paragraph. Medical
5985malpractice shall not be construed to require
5992more than one instance, event, or act.
59996 5 . Section 456.50(1)(g) defined medical malpractice as
6008follows:
6009(g) Ð Medical malpractice Ñ means the failure
6017to practice medicine in accordance with the
6024level of care, skill, and treatment
6030recognized in general law related to health
6037care licensure. Only for the purpose of
6044finding repeated medical malpractice pursuant
6049to this section, any similar wrongful act,
6056neglect, or default co mmitted in another
6063state or country which, if committed in this
6071state, would have been considered medical
6077malpractice as defined in this paragraph,
6083shall be considered medical malpractice if
6089the standard of care and burden of proof
6097applied in the other sta te or country equaled
6106or exceeded that used in this state.
61136 6 . Section 766.102, Florida Statutes , provide d in
6123pertinent part:
6125(1) In any action for recovery of damages
6133based on the death or personal injury of any
6142person in which it is alleged that such death
6151or injury resulted from the negligence of a
6159health care provider as defined in
6165s. 766.202 (4), the claimant shall have the
6173burden of proving by the greater weight of
6181evidence that the alleged actions of the
6188health care provider represented a breach of
6195the prevailing professional standard of care
6201for that health care provider. The
6207prevailing professional standard of care for
6213a given health care provider shall be that
6221level of care, skill, and treatment which, in
6229light of all relevant surrounding
6234circum stances, is recognized as acceptable
6240and appropriate by reasonably prudent similar
6246health care providers.
62496 7 . The Administrative Complaint alleges that Respondent
6258failed to meet the prevailing standard of care in his care and
6270treatment of patient R.D. in one or more of the following ways:
6282by failing to assess R.D. Ó s abdomen for tenderness , by failing to
6295obtain a complete set of normal vital signs prior to discharge of
6307R.D. , by failing to conduct routine lab work , by failing to
6318obtain a CT scan of the abd omen and pelvis , by failing to obtain
6332an EKG , by failing to arrange for follow - up care if the patient
6346was stable enough for discharge , by failing to discuss follow - up
6358care and reasons to return to the emergency department , by
6368failing to conduct another abd ominal exam prior to discharge , and
6379by failing to reassess R.D. Ó s vital signs prior to discharge.
63916 8 . The Department did not establish a violation of Count I
6404of the Administrative Complaint by clear and convincing evidence.
64136 9 . Count II of the Administra tive Complaint charges
6424Respondent with violating section 458.331(1)(m), which provide d
6432that a physician may be disciplined for:
6439F ailing to k eep legible, as defined by
6448department rule in consultation with the
6454board, medical records that identify the
6460license d physician or the physician or
6467physician extender and supervising physician
6472by name and professional title who is or are
6481responsible for rendering, ordering,
6485supervising, or billing for each diagnostic
6491or treatment procedure and that justify the
6498course of treatment of the patient,
6504including, but not limited to, patient
6510histories; examination results; test results;
6515records of drugs prescribed, dispensed or
6521administered; and reports of consultations
6526and hospitalizations.
652870 . The Department contends that Re spondent violated
6537section 458.331(1)(m) by failing to document R.D. Ó s history of
6548diabetes , by failing to document the assessment of R.D. Ó s abdomen
6560for tenderness , by failing to document a discussion with R.D.
6570regarding follow - up care and reasons to return to the emergency
6582department , by failing to document obtaining a complete set of
6592normal vital signs prior to discharging the patient , and/or by
6602failing to document that the patient felt well enough to leave
6613with just medicine for constipation.
661871 . As noted by Respondent in his Proposed Recommended
6628Order, there is no reference in section 458.331(1)(m) to a
6638standard of care. In Barr v. Department of Health, Board of
6649Dentistry , 954 So. 2d 668 , 669 (Fla. 1st DCA 2007) , a dentist was
6662charged with violating the appropriate standard of care with
6671respect to his treatment of a patient Ó s root canal and with
6684respect to his patient records related to the care. The ALJ
6695found no fault with the actual treatment rendered , but found that
6706his deficient records amounted to a violation of the standard of
6717care. The dentist appealed and the First District reversed,
6726stating :
6728The Board argues that particularly egregious
6734recordkeeping violations could rise to the
6740level of a Ð standard of care Ñ violation.
6749Because this renders [sect
6753useless, it is clearly erroneous. We believe
6760there is a significant difference between
6766improperly diagnosing a patient, which
6771properly diagnosing a patient, yet failing to
6778properly document t he actions taken on the
6786patient Ó s chart, which constitutes a
6793subsection (m) violation.
67967 2 . Florida Administrative Code Rule 64B8 - 9.001 is the
6808Board of Medicine Ó s rule that provides standards for the ade quacy
6821of medical records. Paragraph (2) requires m edical records that
6831are Ð in English, in a legible manner and with sufficient detail
6843to clearly demonstrate why the course of treatment was
6852undertaken. Ñ It does not require that every word of a
6863physician Ó s conversation with a patient be recorded, and it do es
6876not require an explanation as to alternative treatments that may
6886have bee n considered but were not undertaken. Colbert v. Dep Ó t
6899of Health , 890 So. 2d 1165, 1167 (Fla. 1st DCA 2004); Breesmen v.
6912Dep Ó t of Health , 567 So. 2d 469, 471 (Fla. 1st DCA 1990).
69267 3 . Here, the medical records related to Respondent Ó s care
6939and treatment of R.D. were adequate. The Department did not
6949demonstrate a violation by clear and convincing evidence .
6958RECOMMENDATION
6959Based on the foregoing Findings of Fact and Conclusions of
6969L aw, it is RECOMMENDED that the Board of Medicine enter a final
6982order dismissing the Administrative Complaint.
6987DONE AND ENTERED this 5th day of December , 2016 , in
6997Tallahassee, Leon County, Florida.
7001S
7002LISA SHEARER NELSON
7005Ad ministrative Law Judge
7009Division of Administrative Hearings
7013The DeSoto Building
70161230 Apalachee Parkway
7019Tallahassee, Florida 32399 - 3060
7024(850) 488 - 9675
7028Fax Filing (850) 921 - 6847
7034www.doah.state.fl.us
7035Filed with the Clerk of the
7041Division of Administrative Hea rings
7046this 5th day of December , 2016 .
7053ENDNOTE S
70551/ There are various places in the nursing notes where R.D. Ó s
7068pain is listed as 8 out of 10, 9 out of 10, and 10 out of 10.
7085There is also a discrepancy in the records concerning the
7095duration of his pain. While most entries reflect pain of three
7106days Ó duration, Respondent Ó s note as recorded by the scribe says
7119the pain was of one days Ó duration. A review of the record as a
7134whole supports the conclusion that R.D. had suffered pain for a
7145while (hence the wor kup by the oncologist), but that the
7156constipation had lasted for approximately three days, and that
7165R.D. Ó s pain was moderate, as recorded in the doctor Ó s note.
71792/ The undersigned had the opportunity to observe both expert
7189witnesses: Dr. Akkara by revie wing her video deposition and
7199Dr. Orban by observing his live testimony. Both physicians seem
7209comfortable with their positions. However, Dr. Orban Ó s
7218experience, both as a practitioner and as a professional involved
7228in both developing and implementing pro grams teaching the
7237appropriate approach to emergency room care, far outweighed
7245Dr. Akkara Ó s, and his testimony as a whole was simply more
7258credible. Dr. Akkara Ó s approach would perhaps be considered a
7269more conservative approach to the practice of emergency medicine,
7278but her testimony did not persuasively establish that her
7287approach represented the appropriate standard of care. Much of
7296her testimony seemed geared toward what she deemed to be prudent,
7307as opposed to what is the generally accepted standards of
7317practice or established protocols require. McDonald v. Dep Ó t of
7328Prof Ó l Reg.., Bd. of Pilot Commrs. , 582. So. 2d 660 (Fla. 1st DCA
73431992); Purvis v. Dep Ó t of Prof Ó l Reg . , Bd. of Veterinary Med. ,
7359461 So. 2d 134, 136 (Fla. 1st DCA 1984).
73683/ When R.D. retur ned to Parrish Medical Center on June 28, the
7381attending physician did not order an EKG. When one was ordered
7392in mid - July, it was normal.
73994/ Dr. Orban testified that performing serial examinations of the
7409abdomen would be appropriate if the physician sees a patient that
7420is sick that presents with a history of uncontrollable vomiting
7430and a fever. In that situation the physician might choose to
7441hold the patient in the emergency room for observation and then
7452re - examine them, but it is a fairly rare practice. It also used
7466to be the standard where a physician suspected something like
7476appendicitis. That is not the case here.
7483COPIES FURNISHED:
7485Michael E. Morris, Esquire
7489Prosecution Services Unit
7492Department of Health
7495Bin C - 65
74994052 Bald Cypress Way
7503Tallahasse e, Florida 33299 - 3265
7509(eServed)
7510Brian A. Newman, Esquire
7514Pennington, P.A.
7516215 South Monroe Street, Second Floor
7522Tallahassee, Florida 32302
7525(eServed)
7526Claudia Kemp, JD, Executive Director
7531Board of Medicine
7534Department of Health
75374052 Bald Cypress Way, Bi n C03
7544Tallahassee, Florida 32399 - 3253
7549(eServed)
7550Nichole C. Geary, General Counsel
7555Department of Health
75584052 Bald Cypress Way, Bin A02
7564Tallahassee, Florida 32399 - 1701
7569(eServed)
7570NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
7576All parties have the right to submit written exceptions within
758615 days from the date of this Recommended Order. Any exceptions
7597to this Recommended Order should be filed with the agency that
7608will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 12/05/2016
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- Date: 10/19/2016
- Proceedings: Transcript of Proceedings (not available for viewing) filed.
- Date: 10/04/2016
- Proceedings: CASE STATUS: Hearing Held.
- Date: 10/03/2016
- Proceedings: Notice of Filing of Petitioner's (Proposed) Exhibits filed (exhibits not available for viewing).
- Date: 09/30/2016
- Proceedings: CASE STATUS: Motion Hearing Held.
- PDF:
- Date: 09/29/2016
- Proceedings: Notice of Telephonic Motion Hearing (motion hearing set for September 30, 2016; 10:30 a.m.).
- PDF:
- Date: 09/29/2016
- Proceedings: Petitioner's Motion to View Videotapes During Formal Hearing filed.
- PDF:
- Date: 09/26/2016
- Proceedings: Amended Notice of Taking Deposition in Lieu of Live Testimony filed.
- PDF:
- Date: 09/19/2016
- Proceedings: Respondent's Response in Opposition to Petitioner's Motion to Continue Final Hearing filed.
- Date: 09/16/2016
- Proceedings: Medical Records filed (not available for viewing). Confidential document; not available for viewing.
- PDF:
- Date: 09/13/2016
- Proceedings: Notice of Taking Deposition In Lieu of Live Testimony (J.G.) filed.
- PDF:
- Date: 09/01/2016
- Proceedings: Notice of Serving Petitioner's Responses to Respondent's Request for Production filed.
- PDF:
- Date: 09/01/2016
- Proceedings: Petitioner's Notice of Taking Telephonic Deposition Duces Tecum (James Caplinger, Records Custodian) filed.
- PDF:
- Date: 08/30/2016
- Proceedings: Notice of Serving Petitioner's Responses to Respondent's Request for Interrogatories filed.
- PDF:
- Date: 08/23/2016
- Proceedings: Respondent's Notice of Taking Deposition Duces Tecum of Annie Luka Akkara, M.D filed.
- PDF:
- Date: 08/22/2016
- Proceedings: Petitioner's Notice of Taking Deposition Duces Tecum (of Babak Saadatmand) filed.
- PDF:
- Date: 08/19/2016
- Proceedings: Petitioner's Notice of Taking Deposition Duces Tecum (of David Orban, M.D.) filed.
- Date: 08/19/2016
- Proceedings: Notice of Intent to Admit Medical Records filed. Confidential document; not available for viewing.
- PDF:
- Date: 08/12/2016
- Proceedings: Respondent's Response to Petitioner's First Requests for Admission filed.
- PDF:
- Date: 08/12/2016
- Proceedings: Respondent's Response to Petitioner's First Requests for Admission filed.
- PDF:
- Date: 08/12/2016
- Proceedings: Respondent's Response to Petitioner's First Request for Production filed.
- PDF:
- Date: 08/12/2016
- Proceedings: Respondent's Notice of Service of Answers to Petitioner's First Interrogatories filed.
- PDF:
- Date: 08/04/2016
- Proceedings: Notice of Hearing (hearing set for October 3 and 4, 2016; 9:30 a.m.; Tallahassee, FL).
- PDF:
- Date: 08/01/2016
- Proceedings: Notice of Serving Petitioner's Request for Interrogatories and First Request for Production to Respondent filed.
Case Information
- Judge:
- LISA SHEARER NELSON
- Date Filed:
- 07/28/2016
- Date Assignment:
- 08/18/2016
- Last Docket Entry:
- 02/23/2017
- Location:
- Tallahassee, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Chad Wayne Dunn, Esquire
Department of Health
Bin C-65
4052 Bald Cypress Way
Tallahassee, FL 32399
(850) 245-4444 -
Michael E. Morris, Esquire
Department of Health
Bin C-65
4052 Bald Cypress Way
Tallahassee, FL 332993265
(850) 245-4640 -
Brian A Newman, Esquire
Pennington, P.A.
215 South Monroe Street, Second Floor
Tallahassee, FL 32302
(850) 222-3533 -
Chad Wayne Dunn, Esquire
Address of Record -
Michael E. Morris, Esquire
Address of Record -
Brian A Newman, Esquire
Address of Record -
Michael E Morris, Esquire
Address of Record -
Brian A. Newman, Esquire
Address of Record