16-006322PL
Department Of Health, Board Of Clinical Social Work, Marriage And Family Therapy And Mental Health Counseling vs.
Kathryn Lee Friedman, Lmhc
Status: Closed
Recommended Order on Monday, June 19, 2017.
Recommended Order on Monday, June 19, 2017.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DEPARTMENT OF HEALTH, BOARD OF
13CLINICAL SOCIAL WORK, MARRIAGE
17AND FAMILY THERAPY , AND MENTAL
22HEALTH COUNSELING,
24Petitioner,
25vs. Case No. 16 - 6322PL
31KATHRYN LEE FRIEDMAN, LMHC,
35Respondent.
36__________________ _____________/
38RECOMMENDED ORDER
40On April 20, 2017, a duly - noticed hearing was held in West
53Palm Beach, Florida, before F. Scott Boyd, an Administrative Law
63Judge assigned by the Division of Administrative Hearings (DOAH) .
73AP PEARANCES
75For Petitioner: Elana J. Jones, Esquire
81Candace R. Rochester, Esquire
85Department of Health
884052 Bald Cypress Way, Bin C - 65
96Tallahassee, Florida 32399
99For Respondent: Richard H. Levenstein, Esquire
105Kramer, Sopko & Levenstein
1092300 Southeast Monterey Road, Suite 100
115Stuart, Florida 34996
118STATEMENT OF THE ISSUE S
123Whether Respondent failed to meet minimum standards in the
132performa nce of professional activities when measured against
140generally prevailing peer performance, in violation of section
148491.009(1)(r), Florida Statutes (2012 ) 1/ ; and, if so, what is the
160appropriate sanction.
162PRELIMINARY STATEMENT
164On February 12, 2015, the Flor ida Department of Health
174(Department or Petitioner) filed an Administrative Complaint
181against Ms. Kathryn Lee Friedman 2/ (Ms. Friedman or Respondent) on
192behalf of the Board of Clinical Social Work, Marriage and Family
203Therapy, and Mental Health Counseling (the Board), alleging that
212Respondent had violated section 491.009(1)(r) through her
219interactions with Patient M.M.
223The case was set for hearing on January 5 and 6, 2017. After
236two motions for continuance were granted, the case was heard on
247April 20, 2017 . At hearing, Petitioner presented the testimony
257of Patient M.M. and that of Dr. Oren Wunderman, e xecutive d irector
270of the Family Resource Center of South Florida and licensed
280mental health counselor. Petitioner offered ten exhibits, P - 1
290through P - 10, al l of which were admitted without objection.
302Respondent testified on her own behalf and offered the testimony
312of Ms. Angie Rosillo, a licensed mental health counselor.
321Respondent ' s E xhibits R - 1 through R - 8, R - 12, R - 13, R - 16, R - 17,
345R - 25 through R - 28, R - 34 through R - 37, R - 43, R - 46, R - 48, R - 49,
371R - 52, R - 54, R - 55, R - 57, R - 59, R - 60, R - 68, R - 88, R - 91, R - 97, R - 107,
404R - 116 through R - 118, R - 132, R - 134, R - 137, R - 140, R - 149, R - 151,
429and R - 154 through R - 156 were admitted without objection.
441Exhibit R - 161 -- a copy of a Rele ase and Settlement Agreement in a
457related civil case between Patient M.M. and Respondent -- was
467admitted as a late - filed exhibit, solely for consideration as to
479penalty if a violation was found, over objection of Petitioner.
489Respondent ' s E xhibits R - 162 thro ugh R - 164 were also late - filed,
507without authorization, and were rejected on that basis by a post -
519hearing O rder issued on April 25, 2017.
527The two - volume Transcript was filed on May 22, 2017. In
539response to Respondent ' s unopposed request at hearing, the
549dea dline to file proposed recommended orders was set at 15 days
561after receipt and posting of the Transcript at DOAH.
570Both parties timely filed proposed recommended orders, which
578were carefully considered.
581FINDING S OF FACT
5851. The Department is the State agenc y charged with the
596regulation of the practice of mental health counseling pursuant to
606s ection 20.43 and c hapter s 456 and 491, Florida Statutes.
6182. Pursuant to section 491.004(6), the Board carries out
627applicable provisions of chapter 456 with respect to d iscipline
637against mental health counselors under chapter 491.
6443. Ms. Friedman is a licensed mental health counselor in the
655s tate of Florida, having been issued license MH 3430.
6654. Ms. Friedman ' s address of record is 600 Sandtree Drive ,
677No. 108, Palm Beac h Gardens, F lorida , 33403.
6865. Patient M.M. ' s son was born with a rare, aggressive brain
699tumor. Doctors told her that her son might not live beyond the
711age of two. A co - worker of Patient M.M. ' s mentioned Ms. Friedman
726as a mental health counselor, and Pat ient M.M. began regularly
737seeing Ms. Friedman in about 2002 or 2003 to help her cope with
750the tragedy.
7526. Patient M.M. moved to Boston with her husband in 2008 to
764obtain specialized treatment for her son. Through the next few
774years, Patient M.M. continue d to receive counseling and therapy
784from Ms. Friedman through the use of Skype transmissions on a
795couple of occasions and from scheduled appointments conducted when
804she periodically returned to Palm Beach County.
8117. In April of 2012, Patient M.M. learned that her son ' s
824tumor had returned and metastasized throughout his body. Patient
833M.M. ' s son passed away on June 29, 2012, and Patient M.M. moved
847back to Florida in August.
8528. Patient M.M. began to have appointments with Ms. Friedman
862once or twice a week f or assistance with her grief over the loss
876of her only child and with her marital problems. Conversations
886were not always strictly professional in nature, and their
895conversations also came to include discussions of Ms. Friedman ' s
906problems. They began to go out to eat together after
916appointments.
9179. Patient M.M. had few friends and spent little time with
928them, due to their involvement with their own families. Patient
938M.M. considered her therapist as her friend. She described
947Ms. Friedman as her " lifelin e. "
95310. Patient M.M. ' s husband asked her for a divorce in
965October or November of 2012. Patient M.M. subsequently found out
975that he was having an affair. She discussed his infidelity with
986Ms. Friedman.
98811. Ms. Friedman referred Patient M.M. to a friend who was
999an attorney. Patient M.M. disclosed to Ms. Friedman that she was
1010worried about filing for divorce even though her husband had asked
1021her for one, because she thought she might lose $85,000 that she
1034had started saving when she was in high school, he r life ' s
1048savings.
104912. Ms. Friedman and Patient M.M. communicated often by text
1059messaging. These communications involved health issues, marital
1066relations, scheduling of meetings, business, and other topics.
1074They appear to reflect a mutual friendship, wit h Ms. Friedman
1085confiding in Patient M.M. and seeking personal advice from her.
109513. Patient M.M. was very grateful to Ms. Friedman for the
1106help that Ms. Friedman was giving her. She also listened and
1117gave advice to Ms. Friedman on financial matters, Ms. F riedman ' s
1130extra - marital affair, and other personal problems that
1139Ms. Friedman was having. She told Ms. Friedman that she was
1150willing to " help back " for the assistance that Ms. Friedman was
1161giving her.
116314. The two now frequently made arrangements to have dinner
1173together. Regarding these dinner engagements, Ms. Friedman
1180testified as follows:
1183Q. So after [Patient M.M. ' s] son died, you
1193had dinner with her several times?
1199A. And only because she was losing weight and
1208she didn ' t want to go home and I am an e ating
1222disorder specialist.
1224Q. So you never initiated any of these
1232dinners for personal purposes?
1236A. Not at all. She asked me to go to dinner
1247because she didn ' t want to go home. And she
1258said it ' s late, it ' s eight o ' clock, why don ' t
1274we just go grab a b ite, so we did. I
1285shouldn ' t have, but I did. And I did it
1296primarily because I wanted her to eat. She
1304had lost ten pounds, she ' s not that big a
1315woman.
1316Q. So you never initiated any of these dinner
1325invitations?
1326A. I did not.
1330Ms. Friedman ' s testimony is not credible in light of all of the
1344other evidence, especially the text messages by Ms. Friedman to
1354Patient M.M. It is clear that Ms. Friedman and Patient M.M. had
1366dinner together on numerous occasions at restaurants as well as at
1377Ms. Friedman ' s home, not always following a therapy session, often
1389planned long in advance, and sometimes initiated by Ms. Friedman.
139915. On June 10, 2013, shortly before the anniversary of the
1410passing of Patient M.M. ' s son, Ms. Friedman messaged Patient
1421M.M.: 3/
1423Good morning, I need some help and I ' m going
1434to ask you. This year as you know has been
1444extremely stressful on me. I want to grow the
1453business in some areas but lack the working
1461capital to do so. I ' ve applied for a business
1472loan for 50,000. My credit is good but not
1482quite strong enough from a business stand
1489point and they are asking me to have a co -
1500signer. If you will do this for me I would be
1511so grateful. I never miss payments on
1518anything. This money will give the business
1525the ability to grow, but also give me so me
1535peace of mind.
1538I hope you don ' t mind me asking. You know I
1550love you and would never not make good on this
1560loan.
1561Hugs
156216. In an e - mail dated June 12, 2013, to Patient M.M.,
1575Ms. Friedman reiterated her request for financial assistance.
1583She further d escribed her desire to " grow the business " as
1594involving purchase of needed equipment and a change to electronic
1604records. In the e - mail, she expanded the reasons for the loan to
1618include increased personal expenses due to her husband ' s illness
1629and due to he r moving out, replenishment of her exhausted
1640savings, and her own unmet medical and dental needs.
1649Ms. Friedman assured Patient M.M. that she would always make the
1660payment on the loan before anything else.
166717. Ms. Friedman and Patient M.M. continued to ex change
1677numerous texts over the next month on various topics, including
1687the loan. Patient M.M. indicated initial reluctance to co - sign
1698and offered alternatives. Ms. Friedman repeated her request.
170618. Patient M.M. agreed to co - sign a loan for Ms. Friedma n.
1720Patient M.M. believed that Ms. Friedman was obtaining the loan and
1731would have legal responsibility to pay it back, and that, as co -
1744signer, Patient M.M. would be asked to pay only if Ms. Friedman
1756did not.
175819. Ms. Friedman contacted Direct Business Lend ing through
1767the Internet and subsequently began working with Shawn Kinney of
1777Presta Funding Group.
178020. Subsequent messages from Ms. Friedman to Patient M.M.
1789asked for pay stubs, bank statements, W - 2 forms, access
1800information for Patient M.M. ' s financial a ccounts, and similar
1811information from Patient M.M. These requests are interspersed
1819among texts that reflect plans for the two to have dinner, go to
1832movies, and even spend the night. Patient M.M. gave Ms. Friedman
1843information to complete a b usiness c redit a pplication.
185321. Ms. Friedman testified that her new business software
" 1862went live " on July 1, 2013. She testified that there were
1873glitches and that because there was no billing, her " remittances
1883went to zero " at that time. (In contrast, by letter dated
1894October 10, 2013, Ms. Friedman told Patient M.M. that her cash
1905flow had " basically stopped " on the first of September.)
191422. On July 16, 2013, Ms. Friedman received $24,000 from the
1926Navy Federal Credit Union (Navy) . Ms. Friedman testified that she
1937used t his money to get out of personal debt, paying amounts owed
1950on her rent, her car, and her daughter ' s car. The first minimum
1964payment of $482 was due on August 22, 2013.
197323. On July 16, 2013, Ms. Friedman received a cash advance
1984of $ 19,500 from Pentagon Fed eral Credit Union (Penfed) . The first
1998minimum payment of $391 was due on September 1, 2013.
200824. On July 23, 2013, Ms. Friedman sent an e - mail to Patient
2022M.M. asking her to call USAA and register to get a loan.
2034Ms. Friedman explained to Patient M.M. that she had tried to get a
2047loan approved online, but was unable to do so because USAA
2058indicated that Patient M.M. already had an existing account.
2067Ms. Friedman asked Patient M.M. to re - register and then provide
2079Ms. Friedman with the account number, user name , and password.
208925. A little over an hour later, Patient M.M. e - mailed
2101Ms. Friedman the requested information, as well as answers to the
2112security questions on the account. Patient M.M. then asked
2121Ms. Friedman: " How much is total loan? How much from Nav y? How
2134much from USAA? Anywhere else? "
213926. On August 2, 2013, Ms. Friedman received $19,800 from
2150USAA. The first minimum payment of $400 was due on September 4,
21622013.
216327. Ms. Friedman spent money on major renovations to her
2173home, as Patient M.M. was aware. On August 6, 2013, Ms. Friedman
2185messaged Patient M.M. regarding a loan from Bank of America,
2195urging her to contact the bank and tell them " the business is
2207expanding. " Several texts later, she messaged Patient M.M.: " Can
2216we get this done B4 you l eave If this falls through I can ' t
2232finish my house. So I ' m nervous. " Shortly thereafter, Patient
2243M.M. replied to Ms. Friedman: " Called. Done. Everything is good
2253to go! "
225528. On August 9, 2013, Ms. Friedman received $19,000 from
2266Bank of America. The first minimum payment of $195 was due on
2278September 19, 2013.
228129. The credit card cash advance arrangements that were
2290made in conjunction with the loans obligated only Patient M.M. to
2301repay, and not Ms. Friedman. Patient M.M. was not a " co - signer "
2314on the loans.
231730. Ms. Friedman testified that she only received the money
2327and did not know when the payments were due or how much they
2340were. Her testimony that she could not have found out this
2351information from the lenders or from Patient M.M. was not
2361credibl e.
236331. Although Patient M.M. had agreed to " co - sign " for a
2375loan of $50,000, Ms. Friedman received more than this amount.
2386Ms. Friedman testified:
2389Q. So Ms. Friedman, the amount of the loan
2398that M.M. agreed to was to cosign for $50,000,
2408correct?
2409A. Corr ect.
2412Q. And she never authorizes the increase of
2420that loan above that amount, did she?
2427A. Not that I know of.
2433Q. However, the amount that you end up
2441borrowing through these cash advances ends
2447being $85,000, correct?
2451A. Yes, But I have to say that i t was almost
2463like kind of magical money, it wouldn ' t stop,
2473and finally it stopped.
2477Q. I don ' t understand what you mean by
2487magical money?
2489A. They said we could get this significant - Î
2499they just sent the money, it wasn ' t like you
2510had a chance to say no, no, no, no. It was
2521very little communication.
252432. Yet on July 25, 2013, an e - mail from Abigail Douglas of
2538Presta Funding addressed to Ms. Friedman stated, " Total Funding as
2548of today $65,000 " ; indicated the subtotals from Navy, Penfed, and
2559Bank of Amer ica ; and asked regarding USAA, " Do you want me to
2572submit for additional funding? " Ms. Friedman responded, " Yes,
2580please, let ' s see what they will give us. " Contrary to
2592Ms. Friedman ' s testimony, this was a clear opportunity to say
" 2604no. "
260533. While Ms. Frie dman testified that she had previously
2615talked to Patient M.M. about increasing the amount of the loan,
2626this testimony was not credible. In a response to later messages
2637from Patient M.M. pointing out that the loans from Navy, Bank of
2649America, and USAA tota led $63,000, stating that " 63k is more than
2662what I agreed to co - sign, " and reminding Ms. Friedman that they
2675had spoken about $50,000, Ms. Friedman responded on August 26,
26862013: " I didn ' t know that. I ' m working on getting money to pay
2702you back fast. "
270534. Patient M.M. testified that she started receiving
2713notices from the loan and credit card companies that there had
2724been non - payments and advising of late payment charges.
273435. On September 7, 2013, after preparing dinner at
2743Ms. Friedman ' s house, Patient M.M . messaged Ms. Friedman when she
2756arrived back at home, referencing the payment due to Navy:
2766M.M.: Home. Thanks 4 a nice nite. Hv a good
2776nite. I ' m off to bed.
2783K.F.: Me too. Exhausted. Thanks for coming
2790and cooking. I need a break. So I ' ll be out
2802a nd about from 12:30. Getting nails done then
2811may do some shopping before going to my
2819friends, the Friedman ' s for dinner. Text if
2828you want to meet. Love yo
2834M.M.: Just got notice of $482 non payment 2
2843acct as of 9/2
2847K.F.: No I paid it
2852M.M.: When pai d?
2856K.F.: 9/3 there was a problem with the
2864account number Don ' t worry I ' m on top of it.
2877M.M.: Good.
2879K.F.: Might
288136. A week later, there was another text message
2890conversation about loan payments:
2894M.M.: Hi. How r u? Can we do dinner a
2904little bit e arlier like 530 or 6? I ' ve
2915already made the mushroom gravy 4 steak
2922tonight.
2923K.F.: No I don ' t think I ' ll get home till
29366:00. It will have to be around 7:00. Can
2945you still come We are buying you a steak and
2955salad greens I just can ' t get back. I ' m on m y
2970way to Hannah ' s
2975M.M.: Yes I come. I ' ll b there 6:30
2985K.F.: Ok great
2988M.M.: USAA sent me payment reminder
2994K.F.: Do you want a potatoe. The accounts
3002are all paid
3005M.M.: No thanks on starch. Thanks 4 payment.
301337. Patient M.M. credibly testified that she learned later
3022that Ms. Friedman actually never made any payments on any of the
3034loans. Ms. Friedman admitted at hearing that she lied to Patient
3045M.M. about making payments on the loans. She testified that she
3056did so because she was afraid to say that she could n o t pay them.
307238. Ms. Friedman testified that the borrowed money was spent
3082on several things:
3085The first check I got was, I don ' t know the
3097exact date, but it was Navy Federal for, I
3106think it was $25,000, that check got me out of
3117debt, person al debt. It paid off my rent and
3127my landlord, it paid my cars. And then the
3136next checks that came in, we worked on paying
3145for the new billing system, we had to buy new
3155computers and I was working with another
3162person at the time. We just rent space. We
3171rented space together. He had his own
3178practice, I had my own practice, but I did all
3188the billing. So we had to get new computers
3197because we needed due spects (as transcribed)
3204Our computers were old.
3208I ' m not going to tell you -- I ' ll be very honest
3223with y ou; some of this money was used for
3233entertainment between M.M. and myself and my
3240husband. So if she said she never enjoyed the
3249money, she did.
325239. Ms. Friedman testified that she did not have enough
3262money to make even the minimum payments on the loans , in spite of
3275her receipt of the four sizeable checks, because she had no income
3287due to the billing system failure. This testimony was not
3297credible.
329840. Ms. Friedman testified that by October 2013, she again
3308had money coming in.
331241. The actions of Ms. F riedman in borrowing $85,000 from
3324Patient M.M. and not paying it back impacted Patient M.M.
3334financially, damaged her credit, and prevented her from obtaining
3343credit cards.
334542. Patient M.M. filed a lawsuit against Ms. Friedman
3354sometime around January 2014 , because Ms. Friedman had still not
3364made any payments on any of the loans.
337243. Patient M.M. ' s divorce was final in August 2014.
338344. In a Release and Settlement Agreement entered into
3392between Ms. Friedman and Patient M.M. on February 25, 2015,
3402Patient M.M. received payment from Respondent ' s professional
3411negligence insurance in full settlement and discharge of Patient
3420M.M. ' s claims. Patient M.M. testified that she has not used any
3433of the money she received to pay off the loans and that they
3446remain unpai d. There was no evidence that Ms. Friedman ever made
3458any payments on the loans or personally gave back any of the
3470$85,000 that she received.
347545. An Administrative Complaint was filed against
3482Ms. Friedman in February 2015.
348746. In July 2016, Ms. Friedman completed a three - hour online
3499course entitled " Ethics and Boundaries. "
350447. In September 2016, Ms. Friedman participated in a three -
3515day course on professional boundaries and ethics provided by
3524Professional Boundaries, Inc. She testified that she continue s to
3534participate in weekly telephone conferences offered by this
3542company.
354348. Ms. Friedman testified that she could not remember if
3553any of the ethics courses that she was required to periodically
3564take throughout the years of her licensure covered boundary
3573violations.
357449. Dr. Oren Wunderman credibly testified that it is
3583substantially below the minimum professional standard for a
3591mental health counselor to solicit or borrow money from her
3601patient , a conclusion shared by Ms. Rosillo . Dr. Wunderman
3611discussed the concept of transferential gratitude, and explained
3619that it is not uncommon for a patient to become profoundly
3630grateful to her therapist and desire to find ways to " repay " the
3642therapist for the help that has been provided. He noted that a
3654therapist mu st observe her fiduciary responsibilities. A
3662therapist must ensure that she is " advocating for the client ' s
3674wellbeing above the therapist ' s wellbeing " and cannot allow an
3685additional relationship, such as debtor or friend, to overlay the
3695therapist - patient relationship.
369950. While the evidence here showed that Ms. Friedman
3708solicited a loan from Patient M.M., as Dr. Wunderman explained,
3718even had Ms. Friedman not solicited the loan, it was improper for
3730her to accept it.
373451. Ms. Friedman failed to meet the min imum standards of
3745performance in professional activities when measured against
3752generally prevailing peer performance by soliciting a loan from
3761Patient M.M. She also failed to meet those minimum standards in
3772accepting a loan from Patient M.M.
377852. No evi dence was introduced that Ms. Friedman has ever
3789received any prior discipline.
3793CONCLUSIONS OF LAW
379653. The Division of Administrative Hearings has jurisdiction
3804over the subject matter and the parties to this proceeding under
3815sections 120.569 and 120.57(1), Florida Statutes (2016).
382254. Petitioner seeks to take disciplinary action against the
3831mental health counseling license of Respondent. A proceeding to
3840impose discipline against a professional license is penal in
3849nature, and Petitioner bears the burden t o prove the allegations
3860in the Administrative Complaint by clear and convincing evidence.
3869Dep ' t of Banking & Fin. v. Osborne Stern & Co. , 670 So. 2d 932
3885(Fla. 1996); Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987).
389655. Clear and convincing evidence has been said to require:
3906[T]hat the evidence must be found to be
3914credible; the facts to which the witnesses
3921testify must be distinctly remembered; the
3927testimony must be precise and explicit and
3934the witnesses must be lacking in confusion as
3942to the facts in iss ue. The evidence must be
3952of such weight that it produces in the mind
3961of the trier of fact a firm belief or
3970conviction, without hesitancy, as to the
3976truth of the allegations sought to be
3983established.
3984In re Henson , 913 So. 2d 579, 590 (Fla. 2005)( quoting Slomowitz v.
3997Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983)).
400756. Disciplinary statutes and rules " must always be
4015construed strictly in favor of the one against whom the penalty
4026would be imposed and are never to be extended by construction. "
4037Griffis v. Fish & Wildlife Conserv. Comm ' n , 57 So. 3d 929, 931
4051(Fla. 1st DCA 2011). Any ambiguities must be construed in favor
4062of the licensee. Lester v. Dep ' t of Prof ' l Reg. , 348 So. 2d 923,
4079925 (Fla. 1st DCA 1977).
408457. Section 491.009(1)(r) provided:
4088(1) The fo llowing acts constitute grounds for
4096denial of a license or disciplinary action, as
4104specified in s. 456.072(2):
4108* * *
4111(r) Failing to meet the minimum standards of
4119performance in professional activities when
4124measured against generally prevailing p eer
4130performance, including the undertaking of
4135activities for which the licensee, registered
4141intern, or certificateholder is not qualified
4147by training or experience.
415158. In the Administrative Complaint, it was alleged that
4160Respondent failed to meet minimu m standards in two ways: by
4171soliciting Patient M.M. to help her financially; and by borrowing
4181funds from Patient M.M.
418559. As Dr. Wunderman testified, Respondent ' s conduct in
4195soliciting and borrowing money from Patient M.M. fell
4203substantially below the mi nimum professional standard for a mental
4213health counselor.
421560. Respondent maintained that it was Patient M.M. who first
4225expressed a general desire to " help back " Respondent, suggesting
4234that if Patient M.M. did so, then no solicitation by Respondent
4245took place. But the evidence was clear that even if Patient M.M.
4257made such an offer months earlier, Respondent ' s message of
4268June 10, 2013, and her e - mail of two days later , clearly
4281constituted a direct solicitation from Respondent to Patient M.M.
4290to help her financially. Further, even if Respondent had not
4300solicited the loan, it would have been below professional
4309standards for her to accept it.
431561. Respondent stood in a position of professional trust and
4325confidence with respect to Patient M.M. throughout all of their
4335financial interactions. Respondent continued this patient -
4342counselor relationship with Patient M.M. during a time when
4351Patient M.M. was experiencing extreme stress from the loss of her
4362only child and a divorce, while Respondent solicited and
4371impr operly obtained significant financial transfers to herself.
4379Respondent failed to meet the minimum standards of performance of
4389a mental health counselor as measured against generally prevailing
4398peer performance.
440062. Petitioner proved by clear and convinci ng evidence that
4410Respondent violated section 491.009(1)(r).
4414Penalties
441563. Section 456.079 provided that e ach board shall adopt by
4426rule and periodically review the disciplinary guidelines
4433applicable to each ground for disciplinary action which may be
4443impo sed by the board pursuant to the respective practice acts.
445464. The Board adopted Florida Administrative Code Rule 64B4 -
44645.001(1)(s). The rule provided , in part , that the penalty for a
4475first offense of f ailing to meet the minimum standards of
4486performance i n professional activities when measured against
4494generally prevailing peer performance, in violation of section
4502491.009(1)(r) shall normally range from a minimum of $250 fine and
4513reprimand to a $5 , 000 fine and/or probation, one year suspension
4524then probatio n, or permanent revocation.
453065. Rule 64B4 - 5.001(3) provided:
4536(3) Aggravating and Mitigating
4540Circumstances. Based upon consideration of
4545aggravating and mitigating factors present in
4551an individual case, the Board may deviate
4558from the penalties recommended above. The
4564Board shall consider as aggravating or
4570mitigating factors the following:
4574(a) The danger to the public;
4580(b) The length of time since the date of the
4590violation(s);
4591(c) Prior discipline imposed upon the
4597licensee;
4598(d) The length of time th e licensee has
4607practiced;
4608(e) The actual damage, physical or
4614otherwise, to the patient;
4618(f) The deterrent effect of the penalty
4625imposed;
4626(g) The effect of the penalty upon the
4634licensee ' s livelihood;
4638(h) Any efforts for rehabilitation;
4643(i) The act ual knowledge of the licensee
4651pertaining to the violation;
4655(j) Attempts by the licensee to correct or
4663stop violations or failure of the licensee to
4671correct or stop violations;
4675(k) Related violations against the licensee
4681in another state, including find ings of guilt
4689or innocence, penalties imposed and penalties
4695served;
4696(l) Any other mitigating or aggravating
4702circumstances.
470366. There was no evidence of previous disciplinary history ,
4712and Respondent has practiced a long time. In a Release and
4723Settlemen t Agreement entered into between Respondent and Patient
4732M.M., Patient M.M. received payment from Respondent ' s professional
4742negligence insurance in full settlement and discharge of Patient
4751M.M. ' s claims. Respondent has also completed continuing education
4761c ourses after these events. On the other hand, P atient M.M.
4773suffered emotional and financial damage, and Respondent received
4781direct and lasting pecuniary benefit from her actions.
478967. The mitigating and aggravating circumstances here do not
4798warrant devi ation from the wide range of penalties already
4808permitted within the guidelines.
481268. Section 456.072(4) provided that i n addition to any
4822other discipline imposed for a violation of a practice act, the
4833B oard shall assess costs related to the investigation a nd
4844prosecution of the case.
4848RECOMMENDATION
4849Upon consideration of the foregoing Findings of Fact and
4858Conclusions of Law, it is RECOMMENDED that a final order be
4869entered by the Department of Health, Board of Clinical Social
4879Work, Marriage and Family Therapy, and Mental Health Counseling:
4888Finding Kathryn Lee Friedman in violation of section
4896491.009(1)(r), Florida Statutes, as charged in the Administrative
4904Complaint ; revoking her license to practice as a mental health
4914counselor ; and assessing reasonable costs r elated to
4922investigation and prosecution of the case.
4928DONE AND ENTERED this 1 9 th day of June , 2017 , in
4940Tallahassee, Leon County, Florida.
4944S
4945F. SCOTT BOYD
4948Administrative Law Judge
4951Division of Administrative Hearings
4955The De Soto Building
49591230 Apalachee Parkway
4962Tallahassee, Florida 32399 - 3060
4967(850) 488 - 9675
4971Fax Filing (850) 921 - 6847
4977www.doah.state.fl.us
4978Filed with the Clerk of the
4984Division of Administrative Hearings
4988this 1 9 th day of June , 2017 .
4997ENDNOTE S
49991/ Except as othe rwise indicated, references to statutes and
5009rules are to versions in effect during the summer and fall of
50212013, when the incidents are alleged to have taken place. No
5032changes to the relevant provisions of Florida Statutes (2012)
5041were enacted during this t ime.
50472/ During her relationship with Patient M.M., Respondent was also
5057known as Kathryn Sloan. In the interest of simplicity, she is
5068consistently referred to as Ms. Friedman in this Recommended
5077Order.
50783/ All text messages are set forth verbatim as the y appeared,
5090without any attempt to correct grammar or put them in standard
5101English.
5102COPIES FURNISHED:
5104Elana J. Jones, Esquire
5108Candace R. Rochester, Esquire
5112Department of Health
51154052 Bald Cypress Way , Bin C - 65
5123Tallahassee, Florida 32399
5126(eServed)
5127Rich ard H. Levenstein, Esquire
5132Kramer, Sopko & Levenstein
51362300 Southeast Monterey Road, Suite 100
5142Stuart, Florida 34996
5145(eServed)
5146Jennifer Wenhold, Executive Director
5150Board of Clinical Social Work, Marriage and
5157Family Therapy, and Mental Heal t h Counseling
5165Department of Health
51684052 Bald Cypress Way, Bin C - 08
5176Tallahassee, Florida 32399 - 3257
5181(eServed)
5182Nichole C. Geary, General Counsel
5187Department of Health
51904052 Bald Cypress Way, Bin A - 02
5198Tallahassee, Florida 32399 - 1701
5203(eServed)
5204NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5210All parties have the right to submit written exceptions within
522015 days from the date of this Recommended Order. Any exceptions
5231to this Recommended Order should be filed with the agency that
5242will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 12/28/2017
- Proceedings: Petitioner's Responses to Respondent's Exceptions to the Recommended Order filed.
- PDF:
- Date: 06/19/2017
- Proceedings: Transmittal letter from Claudia Llado forwarding Respondent's Exhibits, which were not offered into evidence to Respondent.
- PDF:
- Date: 06/19/2017
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 06/06/2017
- Proceedings: Respondent's Proposed Findings of Fact, Rulings of Law and Proposed Recommended Order filed.
- Date: 05/22/2017
- Proceedings: Transcript of Proceedings Volumes I-II (not available for viewing) filed.
- Date: 04/24/2017
- Proceedings: Respondent's Proposed Exhibits filed. Confidential document; not available for viewing.
- Date: 04/20/2017
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 04/04/2017
- Proceedings: Amended Notice of Hearing (hearing set for April 20 and 21, 2017; 9:00 a.m.; West Palm Beach, FL; amended as to hearing location).
- PDF:
- Date: 02/21/2017
- Proceedings: Petitioner's Second Supplemental Response to Respondent's First Request for Production of Documents filed.
- PDF:
- Date: 02/16/2017
- Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Ad Testificandum (Tonya Douglas) filed.
- PDF:
- Date: 02/03/2017
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 20 and 21, 2017; 9:00 a.m.; West Palm Beach, FL).
- PDF:
- Date: 01/25/2017
- Proceedings: Petitioners Notice of Cancellation of Deposition Pursuant to Subpoena Ad Testificandum (Leslie Coates) filed.
- PDF:
- Date: 01/20/2017
- Proceedings: Amended Notice of Taking Deposition Duces Tecum (Wunderman) filed.
- PDF:
- Date: 01/20/2017
- Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Ad Testificandum (Leslie Coates) filed.
- PDF:
- Date: 01/20/2017
- Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Angela Rosillo) filed.
- PDF:
- Date: 01/11/2017
- Proceedings: Petitioner's Notice of Service of Supplemental Response to Respondent's First Request for Production of Documents filed.
- PDF:
- Date: 12/20/2016
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for March 21 and 22, 2017; 9:00 a.m.; West Palm Beach, FL).
- PDF:
- Date: 12/16/2016
- Proceedings: Petitioner's Notice of Service of Response to Respondent's First Request for Production of Documents filed.
- PDF:
- Date: 12/09/2016
- Proceedings: Response to Petitioner's Subpoena Duces Tecum for Deposition of Angela Rosillo, LMHC, CHT, CSAT-S, CFMHC filed.
- PDF:
- Date: 12/09/2016
- Proceedings: Response to Petitioner's Subpoena Duces Tecum for Deposition of Respondent, Kathryn Friedman, LMHC filed.
- PDF:
- Date: 12/08/2016
- Proceedings: Respondent's Supplemental Response to Petitioner's First Request to Produce filed.
- PDF:
- Date: 12/07/2016
- Proceedings: Petitioner's Notice of Service of Response to Respondent's First Set of Interrogatories filed.
- PDF:
- Date: 12/05/2016
- Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Angela Rosillo) filed.
- PDF:
- Date: 12/05/2016
- Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Kathryn Friedman) filed.
- PDF:
- Date: 12/02/2016
- Proceedings: Notice of Taking Deposition Duces Tecum (Dr. Oren Wunderman) filed.
- PDF:
- Date: 11/29/2016
- Proceedings: Notice of Production from Non-party (USAA Federal Savings Bank) filed.
- PDF:
- Date: 11/29/2016
- Proceedings: Notice of Production from Non-party (Pentagon Federal Credit Union) filed.
- PDF:
- Date: 11/29/2016
- Proceedings: Notice of Production from Non-party (Navy Federal Credit Union) filed.
- PDF:
- Date: 11/28/2016
- Proceedings: Respondent's Response to Petitioner's First Request to Produce filed.
- PDF:
- Date: 11/28/2016
- Proceedings: Respondent's Notice of Filing Answers to Petitioner's First Interrogatories filed.
- PDF:
- Date: 11/28/2016
- Proceedings: Respondent's Response to Petitioner's First Request for Admissions filed.
- PDF:
- Date: 11/18/2016
- Proceedings: Respondent's First Request for Production of Documents to the Petitioner filed.
- PDF:
- Date: 11/07/2016
- Proceedings: Respondent's Notice of Serving First Set of Interrogatories filed.
- PDF:
- Date: 11/07/2016
- Proceedings: Notice of Hearing (hearing set for January 5 and 6, 2017; 9:00 a.m.; West Palm Beach, FL).
- PDF:
- Date: 11/02/2016
- Proceedings: Respondent's Reply to the Initial Order in October 28, 2016 filed.
- PDF:
- Date: 10/28/2016
- Proceedings: Notice of Serving Petitioner's First Request for Production, First Request for Interrogatories and First Request for Admissions to Respondent filed.
Case Information
- Judge:
- F. SCOTT BOYD
- Date Filed:
- 10/27/2016
- Date Assignment:
- 10/28/2016
- Last Docket Entry:
- 12/28/2017
- Location:
- West Palm Beach, Florida
- District:
- Southern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Elana J. Jones, Esquire
Department of Health
Bin C-65
4052 Bald Cypress Way
Tallahassee, FL 32399
(850) 245-4444 -
Richard H Levenstein, Esquire
Kramer, Sopko & Levenstein
2300 Southeast Monterey Road, Suite 100
Stuart, FL 34996
(772) 288-0048 -
Candace A. Rochester, Esquire
Department of Health
Bin C-65
4052 Bald Cypress Way
Tallahassee, FL 32399
(850) 245-4640 -
Elana J. Jones, Esquire
Address of Record -
Richard H Levenstein, Esquire
Address of Record