16-006322PL Department Of Health, Board Of Clinical Social Work, Marriage And Family Therapy And Mental Health Counseling vs. Kathryn Lee Friedman, Lmhc
 Status: Closed
Recommended Order on Monday, June 19, 2017.


View Dockets  
Summary: Mental health counselor's borrowing of $85,000 from her patient under counseling for the death of her son failed to meet minimum standards of performance.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF HEALTH, BOARD OF

13CLINICAL SOCIAL WORK, MARRIAGE

17AND FAMILY THERAPY , AND MENTAL

22HEALTH COUNSELING,

24Petitioner,

25vs. Case No. 16 - 6322PL

31KATHRYN LEE FRIEDMAN, LMHC,

35Respondent.

36__________________ _____________/

38RECOMMENDED ORDER

40On April 20, 2017, a duly - noticed hearing was held in West

53Palm Beach, Florida, before F. Scott Boyd, an Administrative Law

63Judge assigned by the Division of Administrative Hearings (DOAH) .

73AP PEARANCES

75For Petitioner: Elana J. Jones, Esquire

81Candace R. Rochester, Esquire

85Department of Health

884052 Bald Cypress Way, Bin C - 65

96Tallahassee, Florida 32399

99For Respondent: Richard H. Levenstein, Esquire

105Kramer, Sopko & Levenstein

1092300 Southeast Monterey Road, Suite 100

115Stuart, Florida 34996

118STATEMENT OF THE ISSUE S

123Whether Respondent failed to meet minimum standards in the

132performa nce of professional activities when measured against

140generally prevailing peer performance, in violation of section

148491.009(1)(r), Florida Statutes (2012 ) 1/ ; and, if so, what is the

160appropriate sanction.

162PRELIMINARY STATEMENT

164On February 12, 2015, the Flor ida Department of Health

174(Department or Petitioner) filed an Administrative Complaint

181against Ms. Kathryn Lee Friedman 2/ (Ms. Friedman or Respondent) on

192behalf of the Board of Clinical Social Work, Marriage and Family

203Therapy, and Mental Health Counseling (the Board), alleging that

212Respondent had violated section 491.009(1)(r) through her

219interactions with Patient M.M.

223The case was set for hearing on January 5 and 6, 2017. After

236two motions for continuance were granted, the case was heard on

247April 20, 2017 . At hearing, Petitioner presented the testimony

257of Patient M.M. and that of Dr. Oren Wunderman, e xecutive d irector

270of the Family Resource Center of South Florida and licensed

280mental health counselor. Petitioner offered ten exhibits, P - 1

290through P - 10, al l of which were admitted without objection.

302Respondent testified on her own behalf and offered the testimony

312of Ms. Angie Rosillo, a licensed mental health counselor.

321Respondent ' s E xhibits R - 1 through R - 8, R - 12, R - 13, R - 16, R - 17,

345R - 25 through R - 28, R - 34 through R - 37, R - 43, R - 46, R - 48, R - 49,

371R - 52, R - 54, R - 55, R - 57, R - 59, R - 60, R - 68, R - 88, R - 91, R - 97, R - 107,

404R - 116 through R - 118, R - 132, R - 134, R - 137, R - 140, R - 149, R - 151,

429and R - 154 through R - 156 were admitted without objection.

441Exhibit R - 161 -- a copy of a Rele ase and Settlement Agreement in a

457related civil case between Patient M.M. and Respondent -- was

467admitted as a late - filed exhibit, solely for consideration as to

479penalty if a violation was found, over objection of Petitioner.

489Respondent ' s E xhibits R - 162 thro ugh R - 164 were also late - filed,

507without authorization, and were rejected on that basis by a post -

519hearing O rder issued on April 25, 2017.

527The two - volume Transcript was filed on May 22, 2017. In

539response to Respondent ' s unopposed request at hearing, the

549dea dline to file proposed recommended orders was set at 15 days

561after receipt and posting of the Transcript at DOAH.

570Both parties timely filed proposed recommended orders, which

578were carefully considered.

581FINDING S OF FACT

5851. The Department is the State agenc y charged with the

596regulation of the practice of mental health counseling pursuant to

606s ection 20.43 and c hapter s 456 and 491, Florida Statutes.

6182. Pursuant to section 491.004(6), the Board carries out

627applicable provisions of chapter 456 with respect to d iscipline

637against mental health counselors under chapter 491.

6443. Ms. Friedman is a licensed mental health counselor in the

655s tate of Florida, having been issued license MH 3430.

6654. Ms. Friedman ' s address of record is 600 Sandtree Drive ,

677No. 108, Palm Beac h Gardens, F lorida , 33403.

6865. Patient M.M. ' s son was born with a rare, aggressive brain

699tumor. Doctors told her that her son might not live beyond the

711age of two. A co - worker of Patient M.M. ' s mentioned Ms. Friedman

726as a mental health counselor, and Pat ient M.M. began regularly

737seeing Ms. Friedman in about 2002 or 2003 to help her cope with

750the tragedy.

7526. Patient M.M. moved to Boston with her husband in 2008 to

764obtain specialized treatment for her son. Through the next few

774years, Patient M.M. continue d to receive counseling and therapy

784from Ms. Friedman through the use of Skype transmissions on a

795couple of occasions and from scheduled appointments conducted when

804she periodically returned to Palm Beach County.

8117. In April of 2012, Patient M.M. learned that her son ' s

824tumor had returned and metastasized throughout his body. Patient

833M.M. ' s son passed away on June 29, 2012, and Patient M.M. moved

847back to Florida in August.

8528. Patient M.M. began to have appointments with Ms. Friedman

862once or twice a week f or assistance with her grief over the loss

876of her only child and with her marital problems. Conversations

886were not always strictly professional in nature, and their

895conversations also came to include discussions of Ms. Friedman ' s

906problems. They began to go out to eat together after

916appointments.

9179. Patient M.M. had few friends and spent little time with

928them, due to their involvement with their own families. Patient

938M.M. considered her therapist as her friend. She described

947Ms. Friedman as her " lifelin e. "

95310. Patient M.M. ' s husband asked her for a divorce in

965October or November of 2012. Patient M.M. subsequently found out

975that he was having an affair. She discussed his infidelity with

986Ms. Friedman.

98811. Ms. Friedman referred Patient M.M. to a friend who was

999an attorney. Patient M.M. disclosed to Ms. Friedman that she was

1010worried about filing for divorce even though her husband had asked

1021her for one, because she thought she might lose $85,000 that she

1034had started saving when she was in high school, he r life ' s

1048savings.

104912. Ms. Friedman and Patient M.M. communicated often by text

1059messaging. These communications involved health issues, marital

1066relations, scheduling of meetings, business, and other topics.

1074They appear to reflect a mutual friendship, wit h Ms. Friedman

1085confiding in Patient M.M. and seeking personal advice from her.

109513. Patient M.M. was very grateful to Ms. Friedman for the

1106help that Ms. Friedman was giving her. She also listened and

1117gave advice to Ms. Friedman on financial matters, Ms. F riedman ' s

1130extra - marital affair, and other personal problems that

1139Ms. Friedman was having. She told Ms. Friedman that she was

1150willing to " help back " for the assistance that Ms. Friedman was

1161giving her.

116314. The two now frequently made arrangements to have dinner

1173together. Regarding these dinner engagements, Ms. Friedman

1180testified as follows:

1183Q. So after [Patient M.M. ' s] son died, you

1193had dinner with her several times?

1199A. And only because she was losing weight and

1208she didn ' t want to go home and I am an e ating

1222disorder specialist.

1224Q. So you never initiated any of these

1232dinners for personal purposes?

1236A. Not at all. She asked me to go to dinner

1247because she didn ' t want to go home. And she

1258said it ' s late, it ' s eight o ' clock, why don ' t

1274we just go grab a b ite, so we did. I

1285shouldn ' t have, but I did. And I did it

1296primarily because I wanted her to eat. She

1304had lost ten pounds, she ' s not that big a

1315woman.

1316Q. So you never initiated any of these dinner

1325invitations?

1326A. I did not.

1330Ms. Friedman ' s testimony is not credible in light of all of the

1344other evidence, especially the text messages by Ms. Friedman to

1354Patient M.M. It is clear that Ms. Friedman and Patient M.M. had

1366dinner together on numerous occasions at restaurants as well as at

1377Ms. Friedman ' s home, not always following a therapy session, often

1389planned long in advance, and sometimes initiated by Ms. Friedman.

139915. On June 10, 2013, shortly before the anniversary of the

1410passing of Patient M.M. ' s son, Ms. Friedman messaged Patient

1421M.M.: 3/

1423Good morning, I need some help and I ' m going

1434to ask you. This year as you know has been

1444extremely stressful on me. I want to grow the

1453business in some areas but lack the working

1461capital to do so. I ' ve applied for a business

1472loan for 50,000. My credit is good but not

1482quite strong enough from a business stand

1489point and they are asking me to have a co -

1500signer. If you will do this for me I would be

1511so grateful. I never miss payments on

1518anything. This money will give the business

1525the ability to grow, but also give me so me

1535peace of mind.

1538I hope you don ' t mind me asking. You know I

1550love you and would never not make good on this

1560loan.

1561Hugs

156216. In an e - mail dated June 12, 2013, to Patient M.M.,

1575Ms. Friedman reiterated her request for financial assistance.

1583She further d escribed her desire to " grow the business " as

1594involving purchase of needed equipment and a change to electronic

1604records. In the e - mail, she expanded the reasons for the loan to

1618include increased personal expenses due to her husband ' s illness

1629and due to he r moving out, replenishment of her exhausted

1640savings, and her own unmet medical and dental needs.

1649Ms. Friedman assured Patient M.M. that she would always make the

1660payment on the loan before anything else.

166717. Ms. Friedman and Patient M.M. continued to ex change

1677numerous texts over the next month on various topics, including

1687the loan. Patient M.M. indicated initial reluctance to co - sign

1698and offered alternatives. Ms. Friedman repeated her request.

170618. Patient M.M. agreed to co - sign a loan for Ms. Friedma n.

1720Patient M.M. believed that Ms. Friedman was obtaining the loan and

1731would have legal responsibility to pay it back, and that, as co -

1744signer, Patient M.M. would be asked to pay only if Ms. Friedman

1756did not.

175819. Ms. Friedman contacted Direct Business Lend ing through

1767the Internet and subsequently began working with Shawn Kinney of

1777Presta Funding Group.

178020. Subsequent messages from Ms. Friedman to Patient M.M.

1789asked for pay stubs, bank statements, W - 2 forms, access

1800information for Patient M.M. ' s financial a ccounts, and similar

1811information from Patient M.M. These requests are interspersed

1819among texts that reflect plans for the two to have dinner, go to

1832movies, and even spend the night. Patient M.M. gave Ms. Friedman

1843information to complete a b usiness c redit a pplication.

185321. Ms. Friedman testified that her new business software

" 1862went live " on July 1, 2013. She testified that there were

1873glitches and that because there was no billing, her " remittances

1883went to zero " at that time. (In contrast, by letter dated

1894October 10, 2013, Ms. Friedman told Patient M.M. that her cash

1905flow had " basically stopped " on the first of September.)

191422. On July 16, 2013, Ms. Friedman received $24,000 from the

1926Navy Federal Credit Union (Navy) . Ms. Friedman testified that she

1937used t his money to get out of personal debt, paying amounts owed

1950on her rent, her car, and her daughter ' s car. The first minimum

1964payment of $482 was due on August 22, 2013.

197323. On July 16, 2013, Ms. Friedman received a cash advance

1984of $ 19,500 from Pentagon Fed eral Credit Union (Penfed) . The first

1998minimum payment of $391 was due on September 1, 2013.

200824. On July 23, 2013, Ms. Friedman sent an e - mail to Patient

2022M.M. asking her to call USAA and register to get a loan.

2034Ms. Friedman explained to Patient M.M. that she had tried to get a

2047loan approved online, but was unable to do so because USAA

2058indicated that Patient M.M. already had an existing account.

2067Ms. Friedman asked Patient M.M. to re - register and then provide

2079Ms. Friedman with the account number, user name , and password.

208925. A little over an hour later, Patient M.M. e - mailed

2101Ms. Friedman the requested information, as well as answers to the

2112security questions on the account. Patient M.M. then asked

2121Ms. Friedman: " How much is total loan? How much from Nav y? How

2134much from USAA? Anywhere else? "

213926. On August 2, 2013, Ms. Friedman received $19,800 from

2150USAA. The first minimum payment of $400 was due on September 4,

21622013.

216327. Ms. Friedman spent money on major renovations to her

2173home, as Patient M.M. was aware. On August 6, 2013, Ms. Friedman

2185messaged Patient M.M. regarding a loan from Bank of America,

2195urging her to contact the bank and tell them " the business is

2207expanding. " Several texts later, she messaged Patient M.M.: " Can

2216we get this done B4 you l eave If this falls through I can ' t

2232finish my house. So I ' m nervous. " Shortly thereafter, Patient

2243M.M. replied to Ms. Friedman: " Called. Done. Everything is good

2253to go! "

225528. On August 9, 2013, Ms. Friedman received $19,000 from

2266Bank of America. The first minimum payment of $195 was due on

2278September 19, 2013.

228129. The credit card cash advance arrangements that were

2290made in conjunction with the loans obligated only Patient M.M. to

2301repay, and not Ms. Friedman. Patient M.M. was not a " co - signer "

2314on the loans.

231730. Ms. Friedman testified that she only received the money

2327and did not know when the payments were due or how much they

2340were. Her testimony that she could not have found out this

2351information from the lenders or from Patient M.M. was not

2361credibl e.

236331. Although Patient M.M. had agreed to " co - sign " for a

2375loan of $50,000, Ms. Friedman received more than this amount.

2386Ms. Friedman testified:

2389Q. So Ms. Friedman, the amount of the loan

2398that M.M. agreed to was to cosign for $50,000,

2408correct?

2409A. Corr ect.

2412Q. And she never authorizes the increase of

2420that loan above that amount, did she?

2427A. Not that I know of.

2433Q. However, the amount that you end up

2441borrowing through these cash advances ends

2447being $85,000, correct?

2451A. Yes, But I have to say that i t was almost

2463like kind of magical money, it wouldn ' t stop,

2473and finally it stopped.

2477Q. I don ' t understand what you mean by

2487magical money?

2489A. They said we could get this significant - Î

2499they just sent the money, it wasn ' t like you

2510had a chance to say no, no, no, no. It was

2521very little communication.

252432. Yet on July 25, 2013, an e - mail from Abigail Douglas of

2538Presta Funding addressed to Ms. Friedman stated, " Total Funding as

2548of today $65,000 " ; indicated the subtotals from Navy, Penfed, and

2559Bank of Amer ica ; and asked regarding USAA, " Do you want me to

2572submit for additional funding? " Ms. Friedman responded, " Yes,

2580please, let ' s see what they will give us. " Contrary to

2592Ms. Friedman ' s testimony, this was a clear opportunity to say

" 2604no. "

260533. While Ms. Frie dman testified that she had previously

2615talked to Patient M.M. about increasing the amount of the loan,

2626this testimony was not credible. In a response to later messages

2637from Patient M.M. pointing out that the loans from Navy, Bank of

2649America, and USAA tota led $63,000, stating that " 63k is more than

2662what I agreed to co - sign, " and reminding Ms. Friedman that they

2675had spoken about $50,000, Ms. Friedman responded on August 26,

26862013: " I didn ' t know that. I ' m working on getting money to pay

2702you back fast. "

270534. Patient M.M. testified that she started receiving

2713notices from the loan and credit card companies that there had

2724been non - payments and advising of late payment charges.

273435. On September 7, 2013, after preparing dinner at

2743Ms. Friedman ' s house, Patient M.M . messaged Ms. Friedman when she

2756arrived back at home, referencing the payment due to Navy:

2766M.M.: Home. Thanks 4 a nice nite. Hv a good

2776nite. I ' m off to bed.

2783K.F.: Me too. Exhausted. Thanks for coming

2790and cooking. I need a break. So I ' ll be out

2802a nd about from 12:30. Getting nails done then

2811may do some shopping before going to my

2819friends, the Friedman ' s for dinner. Text if

2828you want to meet. Love yo

2834M.M.: Just got notice of $482 non payment 2

2843acct as of 9/2

2847K.F.: No I paid it

2852M.M.: When pai d?

2856K.F.: 9/3 there was a problem with the

2864account number Don ' t worry I ' m on top of it.

2877M.M.: Good.

2879K.F.: Might

288136. A week later, there was another text message

2890conversation about loan payments:

2894M.M.: Hi. How r u? Can we do dinner a

2904little bit e arlier like 530 or 6? I ' ve

2915already made the mushroom gravy 4 steak

2922tonight.

2923K.F.: No I don ' t think I ' ll get home till

29366:00. It will have to be around 7:00. Can

2945you still come We are buying you a steak and

2955salad greens I just can ' t get back. I ' m on m y

2970way to Hannah ' s

2975M.M.: Yes I come. I ' ll b there 6:30

2985K.F.: Ok great

2988M.M.: USAA sent me payment reminder

2994K.F.: Do you want a potatoe. The accounts

3002are all paid

3005M.M.: No thanks on starch. Thanks 4 payment.

301337. Patient M.M. credibly testified that she learned later

3022that Ms. Friedman actually never made any payments on any of the

3034loans. Ms. Friedman admitted at hearing that she lied to Patient

3045M.M. about making payments on the loans. She testified that she

3056did so because she was afraid to say that she could n o t pay them.

307238. Ms. Friedman testified that the borrowed money was spent

3082on several things:

3085The first check I got was, I don ' t know the

3097exact date, but it was Navy Federal for, I

3106think it was $25,000, that check got me out of

3117debt, person al debt. It paid off my rent and

3127my landlord, it paid my cars. And then the

3136next checks that came in, we worked on paying

3145for the new billing system, we had to buy new

3155computers and I was working with another

3162person at the time. We just rent space. We

3171rented space together. He had his own

3178practice, I had my own practice, but I did all

3188the billing. So we had to get new computers

3197because we needed due spects (as transcribed)

3204Our computers were old.

3208I ' m not going to tell you -- I ' ll be very honest

3223with y ou; some of this money was used for

3233entertainment between M.M. and myself and my

3240husband. So if she said she never enjoyed the

3249money, she did.

325239. Ms. Friedman testified that she did not have enough

3262money to make even the minimum payments on the loans , in spite of

3275her receipt of the four sizeable checks, because she had no income

3287due to the billing system failure. This testimony was not

3297credible.

329840. Ms. Friedman testified that by October 2013, she again

3308had money coming in.

331241. The actions of Ms. F riedman in borrowing $85,000 from

3324Patient M.M. and not paying it back impacted Patient M.M.

3334financially, damaged her credit, and prevented her from obtaining

3343credit cards.

334542. Patient M.M. filed a lawsuit against Ms. Friedman

3354sometime around January 2014 , because Ms. Friedman had still not

3364made any payments on any of the loans.

337243. Patient M.M. ' s divorce was final in August 2014.

338344. In a Release and Settlement Agreement entered into

3392between Ms. Friedman and Patient M.M. on February 25, 2015,

3402Patient M.M. received payment from Respondent ' s professional

3411negligence insurance in full settlement and discharge of Patient

3420M.M. ' s claims. Patient M.M. testified that she has not used any

3433of the money she received to pay off the loans and that they

3446remain unpai d. There was no evidence that Ms. Friedman ever made

3458any payments on the loans or personally gave back any of the

3470$85,000 that she received.

347545. An Administrative Complaint was filed against

3482Ms. Friedman in February 2015.

348746. In July 2016, Ms. Friedman completed a three - hour online

3499course entitled " Ethics and Boundaries. "

350447. In September 2016, Ms. Friedman participated in a three -

3515day course on professional boundaries and ethics provided by

3524Professional Boundaries, Inc. She testified that she continue s to

3534participate in weekly telephone conferences offered by this

3542company.

354348. Ms. Friedman testified that she could not remember if

3553any of the ethics courses that she was required to periodically

3564take throughout the years of her licensure covered boundary

3573violations.

357449. Dr. Oren Wunderman credibly testified that it is

3583substantially below the minimum professional standard for a

3591mental health counselor to solicit or borrow money from her

3601patient , a conclusion shared by Ms. Rosillo . Dr. Wunderman

3611discussed the concept of transferential gratitude, and explained

3619that it is not uncommon for a patient to become profoundly

3630grateful to her therapist and desire to find ways to " repay " the

3642therapist for the help that has been provided. He noted that a

3654therapist mu st observe her fiduciary responsibilities. A

3662therapist must ensure that she is " advocating for the client ' s

3674wellbeing above the therapist ' s wellbeing " and cannot allow an

3685additional relationship, such as debtor or friend, to overlay the

3695therapist - patient relationship.

369950. While the evidence here showed that Ms. Friedman

3708solicited a loan from Patient M.M., as Dr. Wunderman explained,

3718even had Ms. Friedman not solicited the loan, it was improper for

3730her to accept it.

373451. Ms. Friedman failed to meet the min imum standards of

3745performance in professional activities when measured against

3752generally prevailing peer performance by soliciting a loan from

3761Patient M.M. She also failed to meet those minimum standards in

3772accepting a loan from Patient M.M.

377852. No evi dence was introduced that Ms. Friedman has ever

3789received any prior discipline.

3793CONCLUSIONS OF LAW

379653. The Division of Administrative Hearings has jurisdiction

3804over the subject matter and the parties to this proceeding under

3815sections 120.569 and 120.57(1), Florida Statutes (2016).

382254. Petitioner seeks to take disciplinary action against the

3831mental health counseling license of Respondent. A proceeding to

3840impose discipline against a professional license is penal in

3849nature, and Petitioner bears the burden t o prove the allegations

3860in the Administrative Complaint by clear and convincing evidence.

3869Dep ' t of Banking & Fin. v. Osborne Stern & Co. , 670 So. 2d 932

3885(Fla. 1996); Ferris v. Turlington , 510 So. 2d 292 (Fla. 1987).

389655. Clear and convincing evidence has been said to require:

3906[T]hat the evidence must be found to be

3914credible; the facts to which the witnesses

3921testify must be distinctly remembered; the

3927testimony must be precise and explicit and

3934the witnesses must be lacking in confusion as

3942to the facts in iss ue. The evidence must be

3952of such weight that it produces in the mind

3961of the trier of fact a firm belief or

3970conviction, without hesitancy, as to the

3976truth of the allegations sought to be

3983established.

3984In re Henson , 913 So. 2d 579, 590 (Fla. 2005)( quoting Slomowitz v.

3997Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983)).

400756. Disciplinary statutes and rules " must always be

4015construed strictly in favor of the one against whom the penalty

4026would be imposed and are never to be extended by construction. "

4037Griffis v. Fish & Wildlife Conserv. Comm ' n , 57 So. 3d 929, 931

4051(Fla. 1st DCA 2011). Any ambiguities must be construed in favor

4062of the licensee. Lester v. Dep ' t of Prof ' l Reg. , 348 So. 2d 923,

4079925 (Fla. 1st DCA 1977).

408457. Section 491.009(1)(r) provided:

4088(1) The fo llowing acts constitute grounds for

4096denial of a license or disciplinary action, as

4104specified in s. 456.072(2):

4108* * *

4111(r) Failing to meet the minimum standards of

4119performance in professional activities when

4124measured against generally prevailing p eer

4130performance, including the undertaking of

4135activities for which the licensee, registered

4141intern, or certificateholder is not qualified

4147by training or experience.

415158. In the Administrative Complaint, it was alleged that

4160Respondent failed to meet minimu m standards in two ways: by

4171soliciting Patient M.M. to help her financially; and by borrowing

4181funds from Patient M.M.

418559. As Dr. Wunderman testified, Respondent ' s conduct in

4195soliciting and borrowing money from Patient M.M. fell

4203substantially below the mi nimum professional standard for a mental

4213health counselor.

421560. Respondent maintained that it was Patient M.M. who first

4225expressed a general desire to " help back " Respondent, suggesting

4234that if Patient M.M. did so, then no solicitation by Respondent

4245took place. But the evidence was clear that even if Patient M.M.

4257made such an offer months earlier, Respondent ' s message of

4268June 10, 2013, and her e - mail of two days later , clearly

4281constituted a direct solicitation from Respondent to Patient M.M.

4290to help her financially. Further, even if Respondent had not

4300solicited the loan, it would have been below professional

4309standards for her to accept it.

431561. Respondent stood in a position of professional trust and

4325confidence with respect to Patient M.M. throughout all of their

4335financial interactions. Respondent continued this patient -

4342counselor relationship with Patient M.M. during a time when

4351Patient M.M. was experiencing extreme stress from the loss of her

4362only child and a divorce, while Respondent solicited and

4371impr operly obtained significant financial transfers to herself.

4379Respondent failed to meet the minimum standards of performance of

4389a mental health counselor as measured against generally prevailing

4398peer performance.

440062. Petitioner proved by clear and convinci ng evidence that

4410Respondent violated section 491.009(1)(r).

4414Penalties

441563. Section 456.079 provided that e ach board shall adopt by

4426rule and periodically review the disciplinary guidelines

4433applicable to each ground for disciplinary action which may be

4443impo sed by the board pursuant to the respective practice acts.

445464. The Board adopted Florida Administrative Code Rule 64B4 -

44645.001(1)(s). The rule provided , in part , that the penalty for a

4475first offense of f ailing to meet the minimum standards of

4486performance i n professional activities when measured against

4494generally prevailing peer performance, in violation of section

4502491.009(1)(r) shall normally range from a minimum of $250 fine and

4513reprimand to a $5 , 000 fine and/or probation, one year suspension

4524then probatio n, or permanent revocation.

453065. Rule 64B4 - 5.001(3) provided:

4536(3) Aggravating and Mitigating

4540Circumstances. Based upon consideration of

4545aggravating and mitigating factors present in

4551an individual case, the Board may deviate

4558from the penalties recommended above. The

4564Board shall consider as aggravating or

4570mitigating factors the following:

4574(a) The danger to the public;

4580(b) The length of time since the date of the

4590violation(s);

4591(c) Prior discipline imposed upon the

4597licensee;

4598(d) The length of time th e licensee has

4607practiced;

4608(e) The actual damage, physical or

4614otherwise, to the patient;

4618(f) The deterrent effect of the penalty

4625imposed;

4626(g) The effect of the penalty upon the

4634licensee ' s livelihood;

4638(h) Any efforts for rehabilitation;

4643(i) The act ual knowledge of the licensee

4651pertaining to the violation;

4655(j) Attempts by the licensee to correct or

4663stop violations or failure of the licensee to

4671correct or stop violations;

4675(k) Related violations against the licensee

4681in another state, including find ings of guilt

4689or innocence, penalties imposed and penalties

4695served;

4696(l) Any other mitigating or aggravating

4702circumstances.

470366. There was no evidence of previous disciplinary history ,

4712and Respondent has practiced a long time. In a Release and

4723Settlemen t Agreement entered into between Respondent and Patient

4732M.M., Patient M.M. received payment from Respondent ' s professional

4742negligence insurance in full settlement and discharge of Patient

4751M.M. ' s claims. Respondent has also completed continuing education

4761c ourses after these events. On the other hand, P atient M.M.

4773suffered emotional and financial damage, and Respondent received

4781direct and lasting pecuniary benefit from her actions.

478967. The mitigating and aggravating circumstances here do not

4798warrant devi ation from the wide range of penalties already

4808permitted within the guidelines.

481268. Section 456.072(4) provided that i n addition to any

4822other discipline imposed for a violation of a practice act, the

4833B oard shall assess costs related to the investigation a nd

4844prosecution of the case.

4848RECOMMENDATION

4849Upon consideration of the foregoing Findings of Fact and

4858Conclusions of Law, it is RECOMMENDED that a final order be

4869entered by the Department of Health, Board of Clinical Social

4879Work, Marriage and Family Therapy, and Mental Health Counseling:

4888Finding Kathryn Lee Friedman in violation of section

4896491.009(1)(r), Florida Statutes, as charged in the Administrative

4904Complaint ; revoking her license to practice as a mental health

4914counselor ; and assessing reasonable costs r elated to

4922investigation and prosecution of the case.

4928DONE AND ENTERED this 1 9 th day of June , 2017 , in

4940Tallahassee, Leon County, Florida.

4944S

4945F. SCOTT BOYD

4948Administrative Law Judge

4951Division of Administrative Hearings

4955The De Soto Building

49591230 Apalachee Parkway

4962Tallahassee, Florida 32399 - 3060

4967(850) 488 - 9675

4971Fax Filing (850) 921 - 6847

4977www.doah.state.fl.us

4978Filed with the Clerk of the

4984Division of Administrative Hearings

4988this 1 9 th day of June , 2017 .

4997ENDNOTE S

49991/ Except as othe rwise indicated, references to statutes and

5009rules are to versions in effect during the summer and fall of

50212013, when the incidents are alleged to have taken place. No

5032changes to the relevant provisions of Florida Statutes (2012)

5041were enacted during this t ime.

50472/ During her relationship with Patient M.M., Respondent was also

5057known as Kathryn Sloan. In the interest of simplicity, she is

5068consistently referred to as Ms. Friedman in this Recommended

5077Order.

50783/ All text messages are set forth verbatim as the y appeared,

5090without any attempt to correct grammar or put them in standard

5101English.

5102COPIES FURNISHED:

5104Elana J. Jones, Esquire

5108Candace R. Rochester, Esquire

5112Department of Health

51154052 Bald Cypress Way , Bin C - 65

5123Tallahassee, Florida 32399

5126(eServed)

5127Rich ard H. Levenstein, Esquire

5132Kramer, Sopko & Levenstein

51362300 Southeast Monterey Road, Suite 100

5142Stuart, Florida 34996

5145(eServed)

5146Jennifer Wenhold, Executive Director

5150Board of Clinical Social Work, Marriage and

5157Family Therapy, and Mental Heal t h Counseling

5165Department of Health

51684052 Bald Cypress Way, Bin C - 08

5176Tallahassee, Florida 32399 - 3257

5181(eServed)

5182Nichole C. Geary, General Counsel

5187Department of Health

51904052 Bald Cypress Way, Bin A - 02

5198Tallahassee, Florida 32399 - 1701

5203(eServed)

5204NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5210All parties have the right to submit written exceptions within

522015 days from the date of this Recommended Order. Any exceptions

5231to this Recommended Order should be filed with the agency that

5242will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 12/28/2017
Proceedings: Petitioner's Responses to Respondent's Exceptions to the Recommended Order filed.
PDF:
Date: 12/28/2017
Proceedings: Respondent's Exceptions to Recommended Order filed.
PDF:
Date: 12/28/2017
Proceedings: Agency Final Order filed.
PDF:
Date: 12/04/2017
Proceedings: Agency Final Order
PDF:
Date: 06/19/2017
Proceedings: Recommended Order
PDF:
Date: 06/19/2017
Proceedings: Transmittal letter from Claudia Llado forwarding Respondent's Exhibits, which were not offered into evidence to Respondent.
PDF:
Date: 06/19/2017
Proceedings: Recommended Order (hearing held April 20, 2017). CASE CLOSED.
PDF:
Date: 06/19/2017
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 06/06/2017
Proceedings: Respondent's Proposed Findings of Fact, Rulings of Law and Proposed Recommended Order filed.
PDF:
Date: 06/06/2017
Proceedings: Petitioner's Proposed Recommended Order filed.
Date: 05/22/2017
Proceedings: Transcript of Proceedings Volumes I-II (not available for viewing) filed.
PDF:
Date: 04/25/2017
Proceedings: Order Denying Admission of Late-filed Exhibits.
Date: 04/24/2017
Proceedings: Respondent's Proposed Exhibits filed.  Confidential document; not available for viewing.
Date: 04/20/2017
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 04/12/2017
Proceedings: Amended Joint Pre-hearing Stipulation filed.
PDF:
Date: 04/11/2017
Proceedings: Second Amended Notice of Court Reporter filed.
PDF:
Date: 04/11/2017
Proceedings: Joint Pre-hearing Stipulation filed.
PDF:
Date: 04/04/2017
Proceedings: Amended Notice of Hearing (hearing set for April 20 and 21, 2017; 9:00 a.m.; West Palm Beach, FL; amended as to hearing location).
PDF:
Date: 02/21/2017
Proceedings: Petitioner's Second Supplemental Response to Respondent's First Request for Production of Documents filed.
PDF:
Date: 02/16/2017
Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Ad Testificandum (Tonya Douglas) filed.
PDF:
Date: 02/03/2017
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 20 and 21, 2017; 9:00 a.m.; West Palm Beach, FL).
PDF:
Date: 02/01/2017
Proceedings: Respondent's Second Amended Fact & Expert Witness List filed.
PDF:
Date: 01/25/2017
Proceedings: Respondent's Amended Fact and Expert Witness List filed.
PDF:
Date: 01/25/2017
Proceedings: Petitioners Notice of Cancellation of Deposition Pursuant to Subpoena Ad Testificandum (Leslie Coates) filed.
PDF:
Date: 01/20/2017
Proceedings: Respondent's Motion for Continuance filed.
PDF:
Date: 01/20/2017
Proceedings: Subpoena Duces Tecum (Deposition-Wunderman 2-1-17) filed.
PDF:
Date: 01/20/2017
Proceedings: Amended Notice of Taking Deposition Duces Tecum (Wunderman) filed.
PDF:
Date: 01/20/2017
Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Ad Testificandum (Leslie Coates) filed.
PDF:
Date: 01/20/2017
Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Angela Rosillo) filed.
PDF:
Date: 01/11/2017
Proceedings: Petitioner's Notice of Service of Supplemental Response to Respondent's First Request for Production of Documents filed.
PDF:
Date: 01/03/2017
Proceedings: Amended Notice of Court Reporter filed.
PDF:
Date: 12/20/2016
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for March 21 and 22, 2017; 9:00 a.m.; West Palm Beach, FL).
PDF:
Date: 12/16/2016
Proceedings: Petitioner's Notice of Service of Response to Respondent's First Request for Production of Documents filed.
PDF:
Date: 12/15/2016
Proceedings: Petitioner's Motion for Continuance filed.
PDF:
Date: 12/09/2016
Proceedings: Response to Petitioner's Subpoena Duces Tecum for Deposition of Angela Rosillo, LMHC, CHT, CSAT-S, CFMHC filed.
PDF:
Date: 12/09/2016
Proceedings: Respondent's Fact and Expert Witness List filed.
PDF:
Date: 12/09/2016
Proceedings: Response to Petitioner's Subpoena Duces Tecum for Deposition of Respondent, Kathryn Friedman, LMHC filed.
PDF:
Date: 12/08/2016
Proceedings: Respondent's Supplemental Response to Petitioner's First Request to Produce filed.
PDF:
Date: 12/08/2016
Proceedings: Notice of Court Reporter filed.
PDF:
Date: 12/07/2016
Proceedings: Petitioner's Notice of Service of Response to Respondent's First Set of Interrogatories filed.
PDF:
Date: 12/06/2016
Proceedings: Subpoena Duces Tecum (for Deposition - Wunderman) filed.
PDF:
Date: 12/05/2016
Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Angela Rosillo) filed.
PDF:
Date: 12/05/2016
Proceedings: Petitioner's Notice of Taking Deposition Pursuant to Subpoena Duces Tecum (Kathryn Friedman) filed.
PDF:
Date: 12/02/2016
Proceedings: Notice of Taking Deposition Duces Tecum (Dr. Oren Wunderman) filed.
PDF:
Date: 11/29/2016
Proceedings: Notice of Production from Non-party (USAA Federal Savings Bank) filed.
PDF:
Date: 11/29/2016
Proceedings: Notice of Production from Non-party (Pentagon Federal Credit Union) filed.
PDF:
Date: 11/29/2016
Proceedings: Notice of Production from Non-party (Navy Federal Credit Union) filed.
PDF:
Date: 11/29/2016
Proceedings: Notice of Production from Non-party (Bank of America) filed.
PDF:
Date: 11/28/2016
Proceedings: Respondent's Response to Petitioner's First Request to Produce filed.
PDF:
Date: 11/28/2016
Proceedings: Respondent's Notice of Filing Answers to Petitioner's First Interrogatories filed.
PDF:
Date: 11/28/2016
Proceedings: Respondent's Response to Petitioner's First Request for Admissions filed.
PDF:
Date: 11/18/2016
Proceedings: Respondent's First Request for Production of Documents to the Petitioner filed.
PDF:
Date: 11/07/2016
Proceedings: Respondent's Notice of Serving First Set of Interrogatories filed.
PDF:
Date: 11/07/2016
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 11/07/2016
Proceedings: Notice of Hearing (hearing set for January 5 and 6, 2017; 9:00 a.m.; West Palm Beach, FL).
PDF:
Date: 11/04/2016
Proceedings: Petitioner's Response to Initial Order filed.
PDF:
Date: 11/02/2016
Proceedings: Respondent's Reply to the Initial Order in October 28, 2016 filed.
PDF:
Date: 10/28/2016
Proceedings: Notice of Serving Petitioner's First Request for Production, First Request for Interrogatories and First Request for Admissions to Respondent filed.
PDF:
Date: 10/28/2016
Proceedings: Initial Order.
PDF:
Date: 10/27/2016
Proceedings: Notice of Appearance and Notice of Co-counsel Appearance (Elana Jones and Candance Rochester).
PDF:
Date: 10/27/2016
Proceedings: Administrative Complaint filed.
PDF:
Date: 10/27/2016
Proceedings: Amended Election of Rights filed.
PDF:
Date: 10/27/2016
Proceedings: Agency referral filed.

Case Information

Judge:
F. SCOTT BOYD
Date Filed:
10/27/2016
Date Assignment:
10/28/2016
Last Docket Entry:
12/28/2017
Location:
West Palm Beach, Florida
District:
Southern
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related Florida Statute(s) (8):