17-000270N Katis D`angelo And Jeffrey D`angelo, On Behalf Of And As Parents And Natural Guardians Of Jeffrey D`angelo, Jr., A Minor vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Wednesday, February 6, 2019.


View Dockets  
Summary: The infant did not sustain a birth-related neurological injury, and, therefore, Petitioners are not entitled to compensation under the Plan.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8KATIS D'ANGELO AND JEFFREY

12D'ANGELO, on behalf of and as

18parents and natural guardians of

23JEFFREY D'ANGELO, J r., a minor,

29Petitioner s ,

31vs. Case No. 17 - 0270N

37FLORIDA BIRTH - RELATED

41NEUROLOGICAL INJURY COMPENSATIO N

45ASSOCIATION,

46Respondent,

47and

48HERNANDO HMA, LLC, d/b/a

52BAYFRONT HEALTH SPRING HILL; AND

57LOUIS J. DIEFFENBACH, M.D.,

61Intervenors.

62_______________________________/

63FINAL ORDER

65This cause came before the undersigned upon a Joint Motion

75to Submit Factual Record in Lieu of a Contested Hearing, which

86was granted on November 26, 2018; a Stipulated Record; and the

97P roposed F inal O rders submitted by Petitioner s and Respondent,

109Florida Birth - Related Neurological Injury Comp ensation

117Association (NICA).

119STATEMENT OF THE ISSUE

123The issue in this case is whether Jeffrey DÓAngelo, Jr.

133(Jeffrey) , suffered a birth - related neurological injury as

142defined by section 766.302(2), Florida Statutes (2014) , for

150which compensation should be awarded under the Florida Birth -

160Related Neurological Injury Compensation Plan (Plan).

166PRELIMINARY STATEMENT

168On January 9, 2017, Petitioners filed a Petition for

177Benefits Pursuant to Florida Statute Section 766.301 et seq.

186(Petition) with the Division of Administrative Hearings (DOAH)

194for a determination of compensability under the Plan. The

203Petition named Louis J. Dieffenbach, M.D. (Dr. Dieffenbach), as

212the physician who provided obstetric services at the birth of

222Jeffrey on February 23, 2014, at Bayf ront Health Spring Hill

233Hospital (Bayfront) in Spring Hill, Florida.

239On January 19, 2017, DOAH mailed a copy of the Petition to

251NICA by certified mail. The certified receipt indicates the

260same was served on January 21, 2017. On January 19, 2017, DOAH

272als o mailed copies of the Pe tition by certified mail to

284Dr. Dieffenbach and Bayfront.

288On February 20, 2017, Hernando HMA, LLC , d/b/a Bayfront

297Health Spring HillÓs m otion to i ntervene was granted. On

308February 22, 2017, Dr. DieffenbachÓs Motion to Intervene was

317granted.

318On April 19, 2017, NICA filed its Response to the Petition,

329suggesting that the subject claim was not compensable because

338Jeffrey had not suffered a birth - related neurological injury and

349requesting a final hearing to address said issue. The final

359hearing was originally scheduled for September 12, 2017. After

368multiple continuances and an Order Denying NICAÓs Motion for

377Summary Final Order, the final hearing was ultimately

385rescheduled for November 28, 2018.

390On November 26, 2018, the parties filed a Motion to Submit

401Stipulated Factual Record in Lieu of Contested Hearing. Said

410motion was granted on the same date. The partiesÓ Stipulated

420Record was timely filed on December 7, 2018, and Exhibits A

431through O were thereby admitted into evidence without objection.

440On December 17, 2018, the parties timely filed P roposed

450F inal O rders. On January 4, 2019, however, the undersigned

461issued an O rder requiring the parties to resubmit the proposed

472final orders with citations to the Stipulated Record. N ICA

482timely resubmitted its P roposed F inal O rder. The parties Ó

494P roposed F inal O rders have been considered in preparation of

506this Final Order.

509FINDINGS OF FACT

5121. On February 22, 201 4 , in her 37th week of pregnancy,

524Petitioner, Katis DÓAngelo, had a spont aneous rupture of her

534membranes. She presented to Bayfront and, at approximately

54211:00 p.m., was evaluated in the labor suite. Upon initial

552examination, her cervix wa s noted to be Ð1 cm dilated,

56350 percent effaced with the vertex at a - 2 station.Ñ The

575f etusÓs heart tones were normal; however, Mrs. DÓAngelo was not

586having an active labor pattern. Accordingly, Mrs. DÓAngelo was

595admitted to the hospital.

5992. Dr. Dieffenbach had been Mrs. DÓAngeloÓs obstetrician

607throughout her pregnancy and, upon admissio n to Bayfront, was

617the primary and attending obstetrician.

6223. To assist in th e progression of her labor,

632Dr. Dieffenbach ordered a low dose of Pitocin. Mrs. DÓAngeloÓs

642labor progress ed and her cervix dilated to about five

652centimeters ; however, it Ðgot hung up for about 5 hours.Ñ She

663was reexamined about an hour later with no changes noted. Due

674to her failure to progress, Dr. Dieffenbach recommended a

683Cesarean section delivery. Dr. DieffenbachÓs Clinical and

690Operative Notes provide, in pertinent part, as follows:

698CLINICAL NOTE: . . . At this point,

706cesarean delivery was recommended. Risks

711were explained an d accepted. The labor was

719dysfunction al. Pitocin was up to about

72614 milliunits. The fetal heart tones were

733in the normal range, but failed to sh ow a

743great deal of variability. No decelerations

749were noted. Fluids were changed to D5 and

757Ringers to see if that would help stimulate

765the baby.

767OPERATIVE NOTE: . . . Uterine incision was

775extended laterally by stretching. The baby

781was noted to be in a ROT position. The

790infant was LGA, weighing 7 pounds 14 ounces

798at 37 weeks. The extraction was difficult.

805This was a male weighing 7 pounds 14 ounces,

8143575 grams. Apgars were 2, 6, and 8. The

823infant was noted to have cord wrapped around

831the legs with several loops and also around

839the abdomen, possibly accounting for the

845fetal heart rate changes. The nares and

852orpharynx were suctioned with bulb syringe.

858Cord was clamped and severed. The infant

865was given to the nurse for further care at

874the isolette . . . . Both mother and baby

884did well. The baby is currently in the

892NICU, stable.

8944. Jeffrey was born at 1:52 p.m., on February 23, 2014.

905At delivery, he was noted to be Ðdepressed.Ñ At one minute of

917life, JeffreyÓs Apgar score was a 2. 1/ A Ne onatal Intensive Care

930Unit ( NICU ) Registered Nurse (RN) was requested to provide

941assistance in the operating room and the RN arrived within four

952minutes.

9535. Due to his depressed state, resuscitative efforts were

962required in the first several minute s of life. These efforts

973included positive pressure ventilation (for five minutes),

980oxygen, and chest compressions for 30 seconds. It appears the

990resuscitative efforts were administered by the respiratory

997therapist and operating room nurse prior to the N ICU RNÓs

1008arrival. 2/

10106. The NICU RN documented that, upon arrival, Jeffrey had

1020poor color and tone. By his tenth minute of life, Jeffrey had

1032responded well to the oxygen, his color had improved , and he had

1044spontaneously cried. At 2:10 p.m., Jeffre y was transitioned and

1054admitted to the Bayfront NICU.

10597. At the NICU, Jeffrey was noted to have decreased tone,

1070facial bruising, petechiae, and a low blood glucose level. He

1080was noted to have a strong suck (for feeding), however, he had

1092desaturatio ns during feeding attempts, with a recorded apnea.

1101At 3:45 p.m., Jeffrey was noted to have a significant apneic

1112episode (ceased breathing for more than 15 seconds), he became

1122cyanotic, and Ðvery aggressive stimulation was needed,Ñ in

1131addition to mask oxyg en. At that time, his oxygen saturation

1142level was low at 58. At approximately 7:00 p.m., Jeffrey was

1153placed on a nasal cannula for oxygen (vapotherm 2 LPM 23%).

11648. Jeffrey had several additional apneic episodes during

1172his first day of life. On t hree occasions, the apnea lasted for

1185more than 15 seconds, he became cyanotic, and required gentle or

1196vigorous stimulation. Due to these incidents, on February 24,

12052014, an echoencephalograph (EEG) was performed. The EEG

1213finding and impression were as fo llows:

1220FINDING:

1221Transcranial head ultrasound was performed

1226with gray scale imaging via anterior

1232fontanelle. This demonstrates normal brain

1237parenchymal echogenicity. There is a normal

1243germinal matrix and cord plexus. There is

1250no hydrocephalus or intr aparenchymal

1255hemorrhage .

1257Impression:

12581. Normal transcranial head ultrasound as

1264above.

12659. Jeffrey remained at the Bayfront NICU until March 5,

12752014. During his NICU stay, he had a cranial ultrasound which

1286was interpreted as normal; he was noted as having frequent

1296arching and possible posturing; and continued to have poor

1305feeding coordination. On March 5, 2014, he was transferred to

1315All ChildrenÓs Hospital to obtain a brain MRI, neurology

1324consultation , and a speech therapy consultation.

133010. On March 6, 2014, the brain MRI was conducted. The

1341MRI was interpreted as showing a brain with normal signal

1351intensity , including gray and white matter on multiple

1359sequences. Ultimately, Jeffrey was discharged from All

1366ChildrenÓs Hospital after a pproximately three days. 3/

137411. Following his discharge, Jeffrey exhibited

1380developmental delays. When Jeffrey was approximately nine

1387months old, he was evaluated by Elizabeth Barkoudah, M.D., the

1397attending physician for the Neurodevelopmental Disab ilities

1404Department at ChildrenÓs Hospital in Boston, Massachusetts. Her

1412report documents his post discharge history as follows:

1420Concerns with Jeffrey were first noted in

1427the neonatal period given low tone. This

1434has prompted him to be seen by various

1442spe cialties in Florida including Neurology,

1448Neurosurgery, Physiatry, Genetics,

1451Ophthalmology and Neuro - opthalmology. He

1457has had a head ultrasound at 5 months of age

1467which showed increased frontal lobe fluid.

1473A brain MRI was repeated at 7 months of age

1483inclu ding a cervical MRI. Again this showed

1491the increased fluid. He was seen by

1498Neurosurgery who did not feel that shunting

1505was needed. His cervical MRI showed some

1512narrowing with persistent SCF flow around

1518the spinal cord. This MRI was obtained

1525after papil lodema was found on his

1532examination. This examination was

1536recommended due to Ðchoppy visual tracking.Ñ

1542Over time it was felt that this was not

1551truly papilledema and is simply elevated

1557optic nerves. Visual assessment at the time

1564showed weaknesses left mo re than right.

1571In regards to evaluations, he has also been

1579seen by Genetics who has obtained a

1586chromosomal microarray which was

1590unremarkable. He had thyroid testing and

1596CPK levels which were normal. He has been

1604seen by Physiatry who recommended ongoin g

1611therapy. They have provided him with a

1618Benik trunk brace which now he only uses

1626with exercises. He has been receiving Early

1633Interventions services including PT two

1638times per week, OT one time per week and

1647speech therapy one time per week.

165312. Dr . BarkoudahÓs impression was that JeffreyÓs low

1662muscle tone was Ðlikely central in origin and related to his

1673gross motor delays.Ñ She did not recommend any further

1682assessments. Dr. Barkoudah opined in her report that the

1691average age for diagnosis of cere bral palsy is two years of age,

1704and, therefore, Jeffrey did not currently meet the diagnostic

1713requirement.

171413. At approximately 13 months of age, Jeffrey was

1723referred to Radhakrishna K . Rao, M.D., D.C.H., M.S., at Bay

1734Regional & International Insti tute of Neurology, for a

1743neurological evaluation. After conducting an examination of

1750Jeffrey, Dr. RaoÓs report documented his clinical impression as

1759follows:

1760Patient has a complex medico - neurological

1767condition of severe complexity. Patient had

1773difficult neonatal period as described

1778above. Developmentally child is making

1783progress at a slower pace without any

1790regression. In my opinion, the loose

1796umbilical cord wrapped around his legs and

1803abdomen may have contributed to initially

1809for persistent transverse lie and later

1815descent for normal vaginal birth. This also

1822might have contributed for respiratory

1827depression and low Apgar score resulting in

1834intermittent hypoxia. This appears to be

1840the reason for his development of

1846generalized hypotonia, gross motor an d fine

1853motor developmental delay and hypotonic

1858cerebral palsy.

186014. Dr. Rao recommended an additional EEG to document any

1870underlying neuronal dysfunction and seizure activity. An EEG

1878was conducted several days later and was interpreted as within

1888n ormal limits for JeffreyÓs age , and there was no definite

1899seizure activity seen.

190215. Jeffrey presented to Dr. Rao again on April 21, 2015.

1913On this occasion, among other medical concerns, Dr. Rao

1922diagnosed Jeffrey with hypotonic cerebral palsy. Je ffrey

1930continued to treat with Dr. Rao through August 2015.

193916. On June 21, 2017, Jeffrey (at age three years ,

1949four months) presented to the neurology clinic at All ChildrenÓs

1959Hospital for follow - up of his history of hypotonia and global

1971development delay. According to the clinical note, he had been

1981diagnosed previously with congenital hypotonia, and had

1988developmental delays including expressive speech delays. It was

1996further documented that Jeffrey has a history of abnormal signal

2006intensities on br ain MRI.

201117. The clinical note described JeffreyÓs developmental

2018delays as follows:

2021Parents relate today that he is making

2028steady for developmental progress, although

2033slowly. Parents are very involved with a

2040home regimen of multiple therapies whi ch

2047they engage in with him on a daily basis.

2056Presently, he is able to walk independently.

2063He continues to be unsteady and falls

2070frequently. He is not able to stoop to pick

2079up an object and then stand back up alone

2088without holding onto something. He is not

2095yet running. He can pick up a Cheerio or

2104small object with a pincer grasp: not able

2112to yet hold onto a crayon and scribble.

2120Expressive language reveals approximately

212415 - 20 independent words, although these are

2132inconsiste nt. He knows (approximately)

21378 signs and uses these appropriately. He is

2145not able to identify pictures in books; does

2153not know body parts. He waves Ðbye byeÑ and

2162initiates some activities. He is not potty

2169trained. He wears glasses and does vision

2176therapy. Developmental level at this time

2182by Denver Developmental Assessment is gross

2188motor: (approximately) 15 mo.; fine

2193motor/adaptive: (approximately) 10 mo.;

2197language: (approximately) 15 mo.;

2201personal/social: (approximately) 15 mo.

220518. The All ChildrenÓs clinical note agai n documented

2214Jeffrey as having congenital hypotonia and concluded that he is

2224globally delayed, but making slow gains with Ða lot of

2234intervention/therapy.Ñ

223519. As indicated in the preceding paragraphs, Petitioners

2243have commendably sought advice, tre atment, and evaluations from

2252multiple health care providers and specialists in an effort to

2262care for Jeffrey. At the time of Mrs. DÓAngeloÓs deposition on

2273September 17, 2018, Jeffrey was four years , seven months old.

2283Mrs. DÓAngelo credibly testified abou t a Ðday in the lifeÑ of

2295Jeffrey, his development, and his limitations.

230120. Jeffrey is currently receiving multiple therapies on a

2310daily basis at PetitionersÓ home. Mrs. DÓAngelo credibly

2318testified that Jeffrey receives physical therapy once per w eek,

2328occupational therapy twice per week, speech therapy three times

2337per week, music therapy twice per week, and Applied Behavioral

2347Analysis therapy for 40 hours per week. His various therapies

2357essentially begin at 8:00 a.m. , and continue throughout the d ay

2368until 5:00 p.m.

237121. Mrs. DÓAngelo explained that, in physical therapy, the

2380primary goal at this time is for Jeffrey to be able to

2392transition stairs. Over the last 4.5 years of physical therapy,

2402there has been some slight improvement in that 1) he no longer

2414has to wear a medical helmet; 2 ) he no longer has a walker;

24283) his leg braces were previously from the knee down and now

2440they are only ankle braces; 4) and he can walk independently

24511 1

2453indoors with adult supervision with mats on the floor to prot ect

2465him from falls. At this time, he does not walk independently

2476without the mats due to the potential fall risk.

248522. Concerning his o ccupational therapy goals,

2492Mrs. DÓAngelo credibly testified that they are working on his

2502prewriting skills. The team is working on his ability to draw a

2514line. At present, he does not have the ability to independently

2525hold a pencil or a crayon correctly. Mrs. DÓAngelo explained

2535that he continues to require speech therapy , as he is

2545functioning at a one - year - old leve l. Although Jeffrey may be

2559able to say 20 - 25 words, they are approximations. Essentially,

2570he can say Ðmom,Ñ Ðdad,Ñ and ÐhiÑ clearly.

258023. Mrs. DÓAngelo further credibly testified concerning

2587other limitations. Jeffrey wears diapers and is not pott y -

2598trained. He can follow very limited one - task directions, but

2609rarely two - step directions. Jeffrey cannot and does not play

2620with other children. While he can use a Ðsippy cup , Ñ he cannot

2633use an open cup to drink and cannot use utensils to feed

2645himself.

264624. In April 2018, Jeffrey was diagnosed with an

2655undisputedly rare genetic disorder referred to as CHAMP 1. The

2665undersigned finds that there was insufficient evidence presented

2673by the parties concerning this disorder to make any findings as

2684to whe ther JeffreyÓs impairments are caused by genetic or

2694congenital abnormality.

269625. NICA retained Donald C. Willis, M.D., an obstetrician

2705specializing in maternal - fetal medicine, to review the medical

2715records of Jeffrey and Mrs. DÓAngelo, and opine as to wh ether

2727there was an injury to his brain or spinal cord that occurred in

2740the course of labor, delivery, or resuscitation in the immediate

2750postdelivery period due to oxygen deprivation or mechanical

2758injury. Dr. Willis made the following findings and expresse d

2768the following opinions in a report , dated March 27, 2017:

2778I have reviewed [the] medical records for

2785the above individual. The mother, Katis

2791DÓAngelo was a 25 year old G1 with a history

2801of successful treatment for preterm labor at

280832 weeks. Prenatal cou rse was otherwise

2815without complications.

2817The Mother was admitted at 37 weeks

2824gestational age with spontaneous rupture of

2830the membranes. Her cervix was dilated 1 cm.

2838She was not in labor. Pitocin induction of

2846labor was initiated for rupture of

2852membranes .

2854The fetal heart rate (FHR) monitor tracing

2861was reviewed. There was no fetal distress.

2868Cesarean section was done for failure to

2875progress. Birth weight was 3,575 grams

2882(7 lbs 14 ozÓs). Extraction of the fetal

2890head during Cesarean section was described

2896as difficult. Several loops of umbilical

2902cord were around the body of the fetus.

2910Apgar scores were 2/6/8. Positive pressure

2916ventilation was given for 5 minutes and

2923chest compressions for 30 seconds. The baby

2930was taken to the NICU for evaluation and

2938management.

2939NICU evaluation noted overall reduced motor

2945activity and a rapid respiratory rate.

2951X - ray showed bilateral vascular markings,

2958compatible with transient tachypnea vs

2963pneumonia. Several episodes of apnea

2968occurred. Capillary blood gas at 5 hou rs of

2977age was normal with a pH of 7.36.

2985Antibiotics w ere started and continued for

29927 days. Blood cultures were negative.

2998Initial platelet count was low at 84,000. A

3007short tongue frenulum, Ankyloglossia was

3012present. This birth defect was later

3018surgical [ly] corrected.

3021Orogastric tube feedings were required for

3027poor feeding coordination. Frequent body

3032arching and posturing episodes developed.

3037EEG on DOL 2 was normal. Head ultrasound

3045was also normal. The baby was transferred

3052to All ChildrenÓs Hospital due to possible

3059seizure activity and poor feeding.

3064Genetic testing, including microarray

3068studies were negative.

3071The child continue[d] to have hypotonia

3077after hospital discharge. Neurology

3081evaluation for hypotonia and motor

3086developmental delay was done with the

3092impression of a Ðcomplex medico - neurological

3099condition of severe complexity.Ñ EEG at

3105about one year of age was normal. Sleep

3113studies suggested upper airway obstruction.

3118MRI found mild cervical spine narrowing, but

3125no brain injury.

3128There was no apparent obstetrical event that

3135resulted in loss of oxygen or mechanical

3142trauma to the babyÓs brain or spinal cord

3150that resulted in injury during labor,

3156delivery and the immediate post delivery

3162period.

316326. Dr. WillisÓ s findings and opinions were confir med and

3174verified in an affidavit dated September 1, 2017. At his

3184deposition, Dr. Willis testified, in pertinent part, as

3192follows:

3193Q. Okay. What is your opinion as to

3201whether or not Jeffrey DÓAngelo suffered a

3208birth - related neurological injury?

3213A. I do not believe that there was any

3222apparent obstetrical event that resulted in

3228loss of oxygen or mechanical trauma to the

3236babyÓs brain during labor, delivery, or the

3243immediate post - delivery period.

3248* * *

3251Q. Would you briefly summarize your

3257findings and ba sis for your opinion?

3264A. Yes.

3266Q. And refer to the report if necessary.

3274A. Yeah. The mother was admitted to the

3282hospital at 37 weeks gestational age with

3289spontaneous rupture of the membranes. Labor

3295was induced. She progressed to about 5

3302centimeters dilation and then had failure to

3309dilate after that point.

3313Cesarean section was then done for failure

3320to dilate. And the Î let me back up a

3330moment. I did see the fetal heart rate

3338tracings. And there was a nice set of fetal

3347heart rate tracings during la bor. I

3354reviewed those. The fetal heart rate

3360tracing did not show anything to me that

3368suggested fetal distress during labor. It

3374appeared to be a reassuring fetal heart rate

3382pattern. Delivery was done by Cesarean

3388section. Delivery was stated to be

3394compl icated or difficult because the

3400umbilical cord was around the babyÓs body.

3407And the Î and the delivery was stated to be

3417difficult.

3418When the baby was born, it was depressed.

3426Apgar sc ores were 2 at 1 minute, 6 at

34365 minutes, and 8 at 10 minutes. The baby

3445d id require positive - pressure ventilation

3452for approximately 5 minutes. And chest

3458compressions were approximately 30 seconds.

3463The baby was taken to the neonatal intensive

3471care unit. Chest x - ray showed Î had some

3481bilateral vascular markings which were

3486comp atible with transient tachypnea of the

3493newborn.

3494Shortly after birth the baby had some

3501episodes of apnea. A capillary blood gas

3508was done about 5 hours after birth, and it

3517was normal. The pH was 7.36. EEG was done

3526on day of life two, which was normal. H ead

3536ultrasound was also normal. The baby was

3543transferred to All ChildrenÓs Hospital

3548because Î from what I gather from the

3556records because they wanted to do an MRI.

3564The MRI was done about two weeks after birth

3573and was Î and was normal.

357927. With respec t to JeffreyÓs Apgar scores, Dr. Willis

3589testified, in relevant part, as follows:

3595Q. What did those Apgar scores mean or

3603indicate to you in the context of your

3611review of this case?

3615A. Right. Well, usually we say that the

3623one Apgar Î the 1 - minute Apgar s core tells

3634you what resuscitation is required. So

3640Apgar score of 2 would be a low Apgar score.

3650And that would mean that some resuscitation

3657would be required after birth. The 5 - minute

3666Apgar score tells you a little bit more

3674about what the babyÓs acid bas e status,

3682oxygen deprivation status would be. And

3688that was 6. We consider the Apgar to be low

3698if it is below 7. So the 5 - minute Apgar was

3710slightly lower than expected. By 10 minutes

3717it was 8. So that would be within normal

3726limitsÓ score for an Apgar .

373228. With respect to the diagnostic studies performed

3740during the newborn period, Dr. Willis testified, in relevant

3749part, as follows:

3752Q. What is the purpose of an EEG?

3760A. Purpose of the EEG is to determine if

3769thereÓs any electrical brain injury .

3775Q. Okay, and thatÓs a diagnostic study to

3783determine if the brain is functioning

3789properly?

3790A. Correct.

3792Q. And in this case on the second day of

3802life an EEG was done and it was read as

3812normal?

3813A. Correct.

3815Q. If J.D. in this case had suffered oxygen

3824de privation significant enough to cause

3830brain damage in the course of labor and

3838delivery, would you expect an EEG on day of

3847life two to be normal?

3852A. No. You would expect some abnormalities

3859in that EEG.

3862Q. So this EEG, correct me if I am wrong,

3872would be inconsistent with . . . J.D. having

3881suffered oxygen deprivation significant

3885enough to cause brain injury at the time of

3894labor and delivery in this case?

3900A. Correct.

3902* * *

3905Q. And then you mentioned that an MRI was

3914done at approximately 2 weeks of age?

3921A. Correct.

3923Q. And are you referring to the MRI that

3932was dated March 6, 2014?

3937A. Correct.

3939Q. And what did that MRI reflect?

3946A. That MRI was read as normal. So nothing

3955on that MRI that suggested hypoxic or

3962ischemic brain injury. And I felt that was

3970very important in my Î in my final

3978disposition of this case because the

3984delivery was somewhat difficult. And the

3990baby was depressed at birth and required

3997resuscitation. So that made me somewhat

4003concerned about oxygen deprivation at birth.

4009However, if the baby has oxygen deprivation

4016at birth enough to cause brain injury, then

4024the EEG will be abnormal and for sure the

4033MRI at two weeks is going to show

4041abnormalities.

4042With a normal MRI at two weeks after birth,

4051it really confirms that there was no oxyg en

4060deprivation during labor or delivery or the

4067immediate post delivery period that was

4073substantial enough to cause identifiable

4078brain injury.

4080Q. Okay. Is it fair to say, just to follow

4090up on that MRI at two weeks, that the

4099findings on that MRI are incon sistent with

4107J.D. in this case having suffered oxygen

4114deprivation significant enough to cause

4119brain injury at the time of labor and

4127delivery?

4128Q. Correct.

413029. Dr. WillisÓs findings and opinion that there was not a

4141brain injury caused by oxygen d eprivation or mechanical injury

4151in the course of labor, delivery, or resuscitation in the

4161immediate postdelivery period in a hospital are credited.

416930. NICA also retained Laufey Y. Sigurdardottir, M.D., a

4178pediatric neurologist, to review JeffreyÓ s medical records,

4186conduct an independent medical examination (IME), and opine as

4195to whether he suffers from a permanent and substantial mental

4205and physical impairment as a result of a birth - related

4216neurological injury. Dr. Sigurdardottir reviewed Jeffrey Ós

4223medical records and performed an IME on March 29, 2017.

4233Dr. Sigurdardottir made the following findings and summarized

4241her evaluation as follows:

4245Pregnancy and Birth Summary: Jeffrey was

4251born at 37 weeks 3 days to a 25 - year - old G1,

4265P0 serology negative mother after normal,

4271noncomplicated, pregnancy. She did have

4276premature labor at 32 weeks that resolved

4283and then spontaneous rupture of membranes at

429011 p.m. on 02/22/2014. JeffreyÓs mother

4296presented shortly before midnight to

4301Bayfront Health Labor and De livery Ward, was

4309found to have 1 cm cervical dilation and was

4318admitted. She was not felt to be in active

4327labor at that time. Labor was augmented

4334with Pitocin but an emergent C - section was

4343performed at 1 p.m. on 02/23/2014 due to

4351failure to progress and a rrested of fetal

4359head. Fetal heart rate strips are available

4366for our review and no fetal heart

4373decelerations are noted. During the

4378Cesarean section, the infant was found to be

4386in a ROT position and large for gestational

4394age. The extraction was difficult . The

4401umbilical cord was noted to be wrapped

4408around the legs with several loops and also

4416around the abdomen. The infant was

4422depressed at birth with Apgars of 2, 6 and 8

4432at 1,5 and 10 minutes. The infant was

4441delivered at 1352 on 02/23/2014 weighing

44473570g , length 51 cm and head circumference

4454of 33cm. The infant did receive chest

4461compressions for 30 seconds and positive

4467pressure ventilation. Infant was noted to

4473have respiratory distress and was admitted

4479to Bayfront NICU for further evaluation.

4485Infant had initial exam on admission

4491suggestive of perinatal depression. His

4496neurologic examination on admission revealed

4501decreased muscle tone, decreased motor

4506activity, symmetric Moro reflex, response to

4512stimuli and no tremor. The infant had

4519recovery of neurolog ic status apart from

4526continued hypotonia and difficulty feeding.

4531Infant was worked up with labs including a

4539capillary blood gas at 5 hours of life

4547showing a pH of 7.36 and a base excess of -

45580.6. PCo2 was 48. Initial creatinine

4564measurement was 1 and had a steady decline

4572after t hat. AST and ALT were found to be

4582normal. Initial platelets were found to be

458984,000 with recovery to 165,000 by 6 a.m. on

460002/24/201[4]. EEG performed on day of life

46072 was found to be normal with no indication

4616of a lowered seizure threshold and no

4623abnormality on background activity. Head

4628ultrasound was also performed and found to

4635be normal. Infant had transient tachypnea,

4641tongue ankyloglossia, possible sepsis and

4646was treated with antibiotics. Nutritional

4651status was found to incl ude initial low

4659blood glucose and episodes of arching with

4666feeding. The patient did require partial

4672gavage feeding prior to discharge.

4677Discharge was on 03/05/201[4].

4681Developmental and Medical History: Jeffrey

4686continued to exhibit delays in neurologic

4692d evelopment. Per parentsÓ report, he had

4699poor feeding abilities, was found to have

4706low muscle tone and required therapies,

4712occupational, physical, and speech therapy,

4717from a ve ry early age. He sat around

472614 months, crawled at 15 months and walked

4734unassist ed at 22 months. He has had

4742significant language delays, although at

4747this time he has 20 - 25 words. He has been

4758found to have apraxia of speech. The

4765patient has had ophthalmologic abnormality

4770including a downward eye deviation that the

4777parents report and was seen at Boston

4784ChildrenÓs Hospital at the age of 9 months

4792for a second opinion of the underlying

4799etiology for his delays. He has had genetic

4807workup including microarray and Prader - Willi

4814has also been ruled out. Patient has had

4822multiple neuro radiolo gic evaluations of

4828brain and spinal cord. The initial MRI was

4836performed on 03/06/2014 and found to have a

4844brain that seems normal in signal intensity

4851including gray and white matter on multiple

4858sequences. Vascular structures appear

4862grossly normal. The s econd evaluation is a

4870brain ultrasound on 07/29/2014 which shows

4876mild increased CSF fluid spaces. A second

4883MRI was performed in September 2014 and

4890showed increased bifrontal temporal

4894extraaxial convexity, effusion and mild

4899ventricular dilation as compared to study

4905from 03/06/2014. This was considered to be

4912suggestive of a communicating hydrocephaly

4917with impaired drainage at the level of the

4925arachnoid granulations. An MRI of the

4931cervical spine was also performed and showed

4938mild C3 - C5 spinal canal stenosis . A follow

4948up MRI was then performed on 01/26/2015 with

4956no interval change in the spinal stenosis at

4964C3 - C5 and no significant change in

4972appearance of the extraaxial fluid or

4978ventricular size. A 3rd follow up MRI then

4986performed in May 2015 which showed po ssible

4994increased in kyphosis of cervical region but

5001no clear change in ventricular size and

5008possible decrease in amount of extraaxial

5014CSF spaces. Final MRI was then performed o n

5023July 2016 which continues to show mild

5030bilateral and lateral ventricular dila tion

5036and bifrontal temporal convexity, extraaxial

5041fluid. This was deemed to be stable. In

5049the final MRI there are noted small foci of

5058bifrontal white matter increased FLAIR

5063signal without associated mass effect.

5068Jeffrey has been treated with vigorous

5074th erapy, both with therapy providers as well

5082as with his parents and has undergone

5089hyperbaric oxygen therapy. Parents feel

5094that he continues to be significantly

5100delayed as compared to his peers. But now

5108he is more responsive to them. He has been

5117evaluated for possible autism and found to

5124be negative for such symptoms on

51303 occasions, as per parentsÓ report.

5136* * *

5139Physical Examination: Jeffrey is 17.7 kg,

514591.4 cm and his head circumference is 51 cm.

5154This places his growth parameters to be at

5162the 95th per centile for weight, at the 13th

5171percentile for length and his head

5177circumference to be at the 59th percentile.

5184His general exam is as follows: Head and

5192Neck: There are no obvious dysmorphic

5198features, although mouth tends to be open.

5205He does have conjug ate eye movement. Lungs:

5213Clear to auscultation. Cardiovascular exam

5218reveals first and second heart tones, no

5225noted heart murmurs, no rhythm

5230abnormalities. Abdomen is soft, no

5235hepatosplenomegaly. GU normal.

5238Musculoskeletal: He does have some

5243increased joint laxity. Skin is without

5249abnormal markings. Neurologic Examination:

5253Mental status: The patient is interactive

5259with his parents often needing multiple

5265requests to comply with their requests for

5272him. He does wave bye - bye. He does clap

5282and does ha ve occasional words that are

5290difficult for this examiner to understand.

5296His eye contact seems at times to be poor.

5305No repetitive behavior is noted. Cranial

5311nerves: His pupils are equal, reactive to

5318light. He has full visual fields.

5324Extraocular moveme nts are conjugate. His

5330facial expression is somewhat diminished.

5335His hearing seems intact to voice. Motor

5342exam reveals generalized hypotonia with some

5348increased joint laxity, but full strength.

5354Reflexes are difficult to elicit but

5360present. Balance and coordination is

5365delayed for age, although fine motor skills

5372assessment is not performed.

5376Summary: Jeffrey is a 3 - year 1 - month - old

5388boy with motor and speech delays from birth.

5396There is documented fetal depression but no

5403clear documented fetal heart rate

5408disturbance after the onset of active labor.

5415His current status is improved from early in

5423life and he is now able to ambulate without

5432support and has started speaking in single

5439words. There are no signs of autistic

5446features.

5447Result as to question 1: J effrey is not

5456found to have a substantial physical

5462impairment at this time. He is found to

5470have a substantial language impairment at

5476this time.

5478Result as to question 2: In review of

5486available documents, although having

5490neurologic depression requiring so me

5495resuscitation at birth, there is no clear

5502acute hypoxic event, and fetal heart rate

5509strips were relatively benign. MRI

5514performed in the neonatal period, EEG

5520performed in the neonatal period did not

5527support an acute encephalopathy. No

5532laboratory eviden ce of multisystem hypoxic

5538changes were noted in postnatal period.

5544Result as to question 3: The prognosis for

5552full motor and mental recovery is guarded

5559but his life expectancy is full.

5565Due to absence of evidence of hypoxic event

5573during active labor, abse nce of secondary

5580findings supportive of a hypoxic

5585encephalopathy (MRI, laboratory or EEG) and

5591his ongoing motor and cognitive progress, I

5598do not feel that he should be included in

5607the NICA program. (JE I, P. 1 - 3).

561631. Dr. Sigurdardottir confirmed a nd verified her opinions

5625in an affidavit dated August 31, 2017. Dr. Sigurdardottir also

5635testified, in relevant part, during her deposition on

5643February 14, 2018, as follows:

5648Q. And what were your conclusions to those

5656questions (asked by NICA)?

5660A. The co nclusions are the following:

5667Jeffrey is not found to have a substantial

5675physical impairment at this time. He is

5682found to have a substantial language

5688impairment at this time. That is question

5695one. So question one, he does not fulfill

5703the criteria having both a substantial

5709physical impairment and mental impairment.

5714Result of the question two, that although

5721having neurologic depression requiring some

5726resuscitation at birth there is no clear

5733precipitating acute hypoxic event that we

5739can establish with the available records

5745that we have, including fetal heart

5751restrict, as well as in the neonatal post

5759natal period there was no evidence of multi -

5768system organ failure that often goes along

5775with hypoxic ischemic events. So there was

5782an MRI performed within the f irst two weeks,

5791an EEG that was performed in a neonatal

5799period, and then no laboratory evidence of

5806multisystem hypoxic injury.

580932. On cross e xamination by Mr. DÓAngelo,

5817Dr. Sigurdardottir further explained her opinions and analysis

5825as follows:

5827Q. So what do you personally think was just

5836the resuscitation he needed at birth likely?

5843And I understand weÓre not dealing in terms

5851of absolutes, but was the likely cause of my

5860sonÓs injury due to low amounts of oxygen at

5869birth?

5870A. Well, I would say itÓs clear he had

5879neurologic depression at birth. Then, we

5885start looking for signs that would indicate

5892that that would happen, such as the fetal

5900heart rate [t]racing, that was benign.

5906There was nothing in that that indicated

5913there was lack of oxygen. And th en after

5922birth, even though he had neurologic

5928depression, we did not have any of the hard

5937evidence that he had significant hypoxic

5943ischemic encephalopathy, is what we call it,

5950and thatÓs when you have other systems

5957involved, like the liver test becomes

5963abn ormal, the creatine continues to rise,

5970his active base balance at the age of

5978five hours looked fairly good, did not show

5986a metabolic acidosis. And then an MRI that

5994was performed, I believe, on day of life 10

6003or 11, that did not show any abnormality at

6012tha t point that indicated an acute ischemic

6020injury. So we have little that supports it

6028from all of the laboratory results that we

6036have and the fetal heart rate [tracing].

604333. Dr. SigurdardottirÓs findings and opinion that Jeffrey

6051has a substantial lan guage impairment is undisputed and

6060credited. Her opinion that Jeffrey does not have a substantial

6070physical impairment is not credited for the reasons discussed

6079below in the Conclusions of Law. Dr. SigurdardottirÓs opinion

6088that there is evidence of fetal depression, but insignificant

6097evidence (at birth) to establish significant hypoxic ischemic

6105encephalopathy is supported by the evidence and is credited.

611434. Petitioners submitted a notarized statement from

6121Jeffrey Huber in support of their position that Jeffrey

6130sustained a birth - related neurological injury. It appears that

6140Mr. Huber was the respiratory therapist in the operating room at

6151the time of delivery. Mr. HuberÓs statement provides, inter

6160alia, that Jeffrey had a Ðlack o f ventilation for lo nger than

61732 minutes.Ñ Although Mr. HuberÓs statement has been considered,

6182it constitutes hearsay and cannot support independently any

6190finding of fact.

619335. Additionally, Dr. Willis and Dr. Sigurdardottir, the

6201only qualified medical experts who have testified in this

6210matter, both represented that Mr. HuberÓs statement was duly

6219considered by them and did not change any of their opinions and

6231ultimate conclusions. Specifically, Dr. Willis testified, in

6238relevant part, as follows:

6242Q. Did that report [an d] statement from

6250Mr. [H]uber have any impact on your ultimate

6258opinions and conclusions?

6261A. No. No, it did not. Most of the things

6271that he Î that he talked about in there were

6281part of the medical records. The fact that

6289the baby required resuscitation, required

6294chest compressions was all in the medical

6301records. So nothing new there. He does not

6309state exactly what his position is, but I

6317assume from what IÓve read he must be

6325somehow involved with respiratory therapy.

6330So nothing new as far as what was i n the

6341medical records in his report.

6346CONCLUSIONS OF LAW

634936. DOAH has jurisdiction over the parties to and the

6359subject matter of these proceedings. §§ 766.301 - 766.316,

6368Fla. Stat.

637037. The Plan was established by the Legislature "for the

6380purpose of pr oviding compensation, irrespective of fault, for

6389birth - related neurological injury claims" relating to births

6398occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.

640938. The injured infant, her or his personal

6417representative, parents, dependents, and next of kin may seek

6426compensation under the Plan by filing a claim for compensation

6436with DOAH. §§ 766.302(3), 766.303(2), and 766.305(1), Fla.

6444Stat. NICA, which administers the Plan, has "45 days from the

6455date of service of a complete claim . . . in which to file a

6470response to the petition and to submit relevant written

6479information relating to the issue of whether the injury is a

6490birth - related neurological injury." § 766.305(4), Fla. Stat.

649939. If NICA determines that the injury alleged is a claim

6510that is a compensable birth - related neurological injury, it may

6521award compensation to the claimant, provided that the award is

6531approved by the Administrative Law Judge (ALJ) to whom the claim

6542has been assigned. § 766.305(7), Fla. Stat. If, on the other

6553hand, NICA disputes the claims, as here, the dispute must be

6564resolved by the assigned ALJ in accordance with the provisions

6574of chapter 120, Florida Statutes. §§ 766.304, 766.309, and

6583766.31, Fla. Stat.

658640. In discharging this responsibility, the ALJ is

6594required to make the following threshold determinations based

6602upon the available evidence:

6606(a) Whether the injury claimed is a birth -

6615related neurological injury. If the

6620claimant has demonstrated, to the

6625satisfaction of the administrative law

6630judge, that the infant has sustained a brain

6638or spinal cord injury caused by oxygen

6645deprivation or mechanical injury and that

6651the infant was thereby rendered permanently

6657and substantially mentally and physically

6662impaired, a rebuttable presumption shall

6667arise that the injury is a birth - related

6676neuro logical injury as defined in

6682s. 766.303(2).

6684(b) Whether obstetrical services were

6689delivered by a participating physician in

6695the course of labor, delivery, or

6701resuscitation in the immediate postdelivery

6706period in a hospita l; or by a certified

6715nurse midwife in a teaching hospital

6721supervised by a participating physician in

6727the course of labor, delivery, or

6733resuscitation in the immediate postdelivery

6738period in a hospital.

6742§ 766.309(1), Fla. Stat.

674641. The term "birth - relate d neurological injury" is

6756defined in section 766.302(2) as follows:

"6762Birth - related neurological injury" means

6768injury to the brain or spinal cord of a live

6778infant weighing at least 2,500 grams for a

6787single gestation or, in the case of a

6795multiple gestation, a live infant weighing

6801at least 2,000 grams at birth caused by

6810oxygen deprivation or mechanical injury

6815occurring in the course of labor, delivery,

6822or resuscitation in the immediate

6827postdelivery period in a hospital, which

6833renders the infant permanently an d

6839substantially mentally and physically

6843impaired.

684442. In Bennett v. St. VincentÓs Med ical C enter , Inc. ,

685571 So. 3d 828, 837 (Fla. 2011), the court summarized the

6866determination of a birth - related neurological injury as follows:

6876Thus, based on the la nguage of the statute,

6885a birth - related neurological injury has four

6893components: (1) an injury to the brain or

6901spinal cord; (2) which is caused by oxygen

6909deprivation or mechanical injury; (3) during

6915labor, delivery, or resuscitation in the

6921immediate postde livery period; and (4) which

6928renders the infant permanently and

6933substantially impaired.

693543. As set forth above, section 766.309(1)(a) provides for

6944a rebuttable presumption. Where, as here, the claimants are

6953seeking benefits under the Plan, to obt ain the rebuttable

6963presumption they do not have to establish that the incident

6973occurred during labor, delivery, or resuscitation in the

6981immediate postdelivery period, assuming the other statutory

6988prerequisites have been met. Bennett , 71 So. 3d at 844. Th e

7000statutory presumption is the type described in section

700890.302(1) , Florida Statutes , also known as the Ðbursting bubbleÑ

7017presumption. Id . at 846.

702244. Here, the evidence establishes that Jeffrey was a

7031single gestation, born in a hospital, and weig hed over 2 , 500

7043grams at birth. Based on the medical records and testimony, the

7054better evidence supports the conclusion that he has suffered an

7064injury to his brain caused by oxygen deprivation. It appears to

7075be undisputed from the medical records that Jef frey has been

7086diagnosed with cerebral palsy. 4/

709145. Prior to addressing whether Jeffrey is Ðpermanently

7099and substantially mentally and physically impaired,Ñ it is

7108noteworthy that Ðthe legislature chose not to define the terms

7118used in the test fo r NICA qualification.Ñ Adventist , 865 So. 2d

7130at 568. These terms are to be given their ordinary meaning.

7141Id . In Adventist , the Fifth Circuit provided the following

7151limited directive:

7153The legislature left the application of the

7160terms they used to the ad ministrative law

7168judges designated by statute to hear these

7175claims and to apply the expertise they

7182develop in carrying out this task to

7189determine from the evidence adduced in each

7196case whether the test for NICA is met.

7204* * *

7207In cases such as the one befo re us, the ALJ,

7218as fact finder, brings his own background,

7225training, experience and expertise to the

7231task of weighing and evaluating very

7237sophisticated evidence. The childÓs

7241advocate likewise brings his own

7246communication and strategic skills to the

7252fact - f inding process; and finally, the

7260evidence in each case will vary in its power

7269to persuade. This will be especially true

7276in cases where the opinions of experts are

7284considered.

7285Id . at 568 - 69.

729146. Petitioners contend that Jeffrey is permanently an d

7300substantially mentally impaired. NICA concedes, in its proposed

7308final order that Jeffrey has a permanent and substantial mental

7318impairment. The undersigned concurs and concludes that Jeffrey

7326is permanently and substantially mentally impaired.

733247. Petitioners further aver that Jeffrey sustained a

7340brain injury caused by oxygen deprivation and that he was

7350thereby rendered permanently and substantially physically

7356impaired. Under the Plan, a Ðphysical impairmentÑ relates to

7365the infantÓs Ðmotor abnorm alitiesÑ or impairment of his

7374Ðphysical functions.Ñ Matteini v. Fla. Birth - Related

7382Neurological , 946 So. 2d 1092, 1095 (Fla. 5th DCA . 2006). In

7394support of this contention, Petitioners testified as to their

7403daily observations of JeffreyÓs physical impairm ents and

7411limitations, as set forth in the above Findings of Fact.

742148. On behalf of NICA, Dr. Sigurdardottir examined Jeffrey

7430on March 29, 2017. The motor examination revealed generalized

7439hypotonia with some increased joint laxity, but full strengt h.

7449She further found his reflexes difficult to elicit, but present.

7459Additionally, she found that his balance and coordination were

7468delayed for his age; however, she did not perform a fine motor

7480skill assessment. As not ed in the Findings of Fact,

7490Dr. Sig urdardottir concluded that Jeffrey did not have a

7500substantial physical impairment and that his prognosis for full

7509motor recovery was Ðguarded.Ñ

751349. While it is without question that Dr. Siguardottir

7522possesses the requisite education, training, skil l, and

7530background to credibly opine on the issues presented, her

7539opinion on whether Jeffrey has sustained a substantial physical

7548impairment is of limited valu e here. In her deposition,

7558Dr. Siguardottir explained that she utilizes the NICA statuteÓs

7567refere nce to Ðcatastrophic injuriesÑ as a reference or benchmark

7577in formulating her opinion as to whether a particular examinee

7587has sustained a substantial physical impairment. For all that

7596appears , she also utilizes a qualitative approach in reaching

7605said opin ion, often referencing Jeffrey in relation to where he

7616exists, developmentally, on a continuum of other examinees

7624previously determined entitled to compensation under the Plan.

763250. Dr. Siguardottir was examined concerning the findings

7640contained in the most recent examination contained in the

7649Stipulated Record. This examination was conducted on June 21,

76582017 (when Jeffrey was four years , three months old), at All

7669ChildrenÓs Hospital. The findings of that examination document

7677that JeffreyÓs gross mo tor skills were equivalent to a 15 - month

7690old; his fine motor skills were that of a 10 - month old; his

7704muscle tone was low throughout; and his coordination was

7713developmentally delayed. Dr. Siguardot tir opined that Jeffrey,

7721a 4.25 - year - old, is Ðsomewhere bet ween two and three years

7735delayed,Ñ but that, Ðthose developmental numbers are much higher

7745than the developmental age equivalence that we are typically

7754seeing in the NICA program.Ñ

775951. Dr. SiguardottirÓs reference to catastrophic injuries

7766appears to originate from section 766.301(2), which sets forth

7775the legislative intent of the NICA program, as follows:

7784It is the intent of the Legislature to

7792provide compensation, on a no - fault basis,

7800for a limited class of catastrophic injuries

7807that result in unu sually high costs for

7815custodial care and rehabilitation.

781952. As discussed above, the NICA statute does not

7828statutorily define the terms used to determine NICA

7836qualification. While section 766.301(2) documents legislative

7842intent, it does not set f orth the standard for compensation

7853eligibility. The phrase Ðsubstantial physical impairmentÑ is to

7861be given its ordinary meaning. Without question, there will be

7871infants whose substantial physical impairments are catastrophic;

7878however, it does not follow that a physical impairment must be

7889catastrophic to be considered substantial. As Dr. Siguardottir

7897appears to have utilized a heightened standard beyond that

7906required by section 766.302(2) in reaching her opinion on

7915substantial physical impairment, the sa me is not credited in

7925this matter.

792753. Having considered the entirety of the Stipulated

7935Record, the undersigned concludes that Petitioners have met

7943their burden of showing that Jeffrey is substantially and

7952permanently physically impaired. Accordin gly, the undersigned

7959concludes that Jeffrey sustained a brain injury caused by oxygen

7969deprivation that rendered Jeffrey permanently and substantially

7976mentally and physically impaired. Accordingly, Petitioners are

7983entitled to the rebuttable presumption the injury is a birth -

7994related neurological injury as defined in section 766.303(2).

800254. While Petitioners are entitled to the rebuttable

8010presumption, that does not end the inquiry. It is undisputed

8020that, at the time of JeffreyÓs birth, there was an inc ident of

8033oxygen deprivation that required resuscitation in the immediate

8041postdelivery period in the hospital. The medical records

8049further document that Jeffrey had several additional apneic

8057episodes on his first day of life. Additionally, the medical

8067rec ords from Dr. Rao provide some evidence of a potential

8078causative link between JeffreyÓs depressed state at birth and

8087his ensuing physical and mental impairments. The undersigned

8095finds, however, that the better evidence was presented by NICAÓs

8105credible med ical expert witnesses who uniformly testified that,

8114despite his depressed state at birth, there was not an injury to

8126JeffreyÓs brain caused by oxygen deprivation during labor,

8134delivery, or resuscitation in the immediate postdelivery period.

8142Accordingly, i t is concluded that Jeffrey did not sustain a

8153birth - related neurological injury, and, therefore, is not

8162entitled to compensation under the Plan.

8168CONCLUSION

8169Based on the foregoing Findings of Fact and Conclusions of

8179Law, it is ORDERED that the Petition is dismissed with

8189prejudice.

8190DONE AND ORDERED this 6th day of February , 2019 , in

8200Tallahassee, Leon County, Florida.

8204S

8205TODD P. RESAVAGE

8208Administrative Law Judge

8211Division of Administrative Hearings

8215The DeSoto Building

82181230 A palachee Parkway

8222Tallahassee, Florida 32399 - 3060

8227(850) 488 - 9675

8231Fax Filing (850) 921 - 6847

8237www.doah.state.fl.us

8238Filed with the Clerk of the

8244Division of Administrative Hearings

8248this 6th day of February , 2019 .

8255ENDNOTE S

82571/ An Apgar score is a numerical e xpression of the condition of

8270the newborn and reflects the sum total of points gained on an

8282assessment of heart rate, respiratory effort, muscle tone,

8290reflex irritability, and color. See Bennett v. St. VincentÓs

8299Med. Ctr., Inc. , 71 So. 3d 828, 848 n.2 (Fl a. 2011).

83112/ The discharge summary from Bayfront provides that Ð[i]nfant

8320received PPV x 5 min, oxygen, and chest c ompressions for

833130 seconds per RT notes.Ñ The respiratory therapy records,

8340however, are not included in the Stipulated Record.

83483/ The Stipulated Record does not include all of the records

8359from JeffreyÓs admission at All ChildrenÓs Hospital . T he

8369results from the MRI of March 6, 2014 , are not included .

83814/ Although the Stipulated Record lacks a clear definition of

8391cerebral palsy, it is understood that cerebral palsy refers to a

8402group of motor disorders caused by an injury to the developing

8413brain. See Adventist Health Sys . /Sunbelt, Inc. v. Fla. Birth -

8425Related Neurological Injury , 865 So. 2d 561, 563 (Fla. 5th DCA

84362004).

8437COPIES FURNIS HED:

8440(via certified mail)

8443Kenney Shipley, Executive Director

8447Florida Birth Related Neurological

8451Injury Compensation Association

8454Suite 1

84562360 Christopher Place

8459Tallahassee, Florida 32308

8462(eServed)

8463(Certified Mail No. 7012 1640 0000 7869 7860)

8471Katis D'A ngelo

84741367 Whitewood Avenue

8477Spring Hill, Florida 34609

8481(Certified Mail No. 7012 1640 0000 7869 7877)

8489Justine D. Adamski, Esquire

8493La Cava & Jacobson, P.A.

8498Suite 1250

8500501 East Kennedy Boulevard

8504Tampa, Florida 33602

8507(eServed)

8508(Certified Mail No. 7012 1640 0000 7869 7884)

8516Scott B. Albee, Esquire

8520Fulmer Leroy Albee, PLLC

8524Suite 100

852611300 Fourth Street North

8530St. Petersburg, Florida 33716

8534(Certified Mail No. 7015 6040 0001 2706 8894)

8542Jeffery Dean D'Angelo

85451367 Whitewood Avenue

8548Spring Hill, Florida 34609

8552(eS erved)

8554(Certified Mail No. 7015 6040 0001 2706 8900)

8562Craig D. Miller, Esquire

8566Rutledge Ecenia, P.A.

8569Suite 202

8571119 South Monroe Street

8575Tallahassee, Florida 32301

8578(eServed)

8579(Certified Mail No. 7015 6040 0001 2706 8917)

8587M. Mark Bajalia, Esquire

8591Bajalia La w

8594Suite 301

859611512 Lake Mead Avenue

8600Jacksonville, Florida 32256

8603(eServed)

8604(Certified Mail No. 7015 6040 0001 2706 8924)

8612John David Gallagher, Esquire

8616Fulmer, Leroy & Albee, P.L.L.C.

8621Suite 100

862311300 4th Street North

8627St. Petersburg, Florida 33716

8631(eServed)

8632(Certified Mail No. 7015 6040 0001 2706 8931)

8640Amie Rice, Investigation Manager

8644Consumer Services Unit

8647Department of Health

86504052 Bald Cypress Way, Bin C - 75

8658Tallahassee, Florida 32399 - 3275

8663(Certified Mail No. 7015 6040 0001 2706 8948)

8671Mary C. Mayhew , Se cretary

8676Agency for Health Care Administration

86812727 Mahan Drive, Mail Stop 1

8687Tallahassee, Florida 32308

8690(eServed)

8691(Certified Mail No. 7015 6040 0001 2706 8955)

8699Spring Hill Regional Hospital

8703Attention: Risk Management

870610461 Quality Drive

8709Spring Hill, Flor ida 34609

8714(Certified Mail No. 7015 6040 0001 2706 8962)

8722NOTICE OF RIGHT TO JUDICIAL REVIEW

8728Review of a final order of an administrative law judge shall be

8740by appeal to the District Court of Appeal pursuant to section

8751766.311(1), Florida Statutes. R eview proceedings are governed

8759by the Florida Rules of Appellate Procedure. Such proceedings

8768are commenced by filing the original notice of administrative

8777appeal with the a gency c lerk of the Division of Administrative

8789Hearings within 30 days of rendition of the order to be

8800reviewed, and a copy, accompanied by filing fees prescribed by

8810law, with the clerk of the appropriate District Court of Appeal.

8821See § 766.311(1), Fla. Stat., and Fla. Birth - Related

8831Neurological Injury Comp. Ass'n v. Carreras , 598 So. 2d 299

8841(Fla. 1st DCA 1992).

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 10/10/2019
Proceedings: Transmittal letter from Claudia Llado forwarding records to the agency.
PDF:
Date: 02/25/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 02/11/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 02/11/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 02/11/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 02/06/2019
Proceedings: DOAH Final Order
PDF:
Date: 02/06/2019
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 02/06/2019
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 02/06/2019
Proceedings: Final Order. CASE CLOSED.
PDF:
Date: 01/17/2019
Proceedings: Respondent's Amended Proposed Final Order filed.
PDF:
Date: 01/04/2019
Proceedings: Order of Instruction and Extension Regarding Proposed Final Orders.
PDF:
Date: 12/17/2018
Proceedings: Respondent's Proposed Final Order filed.
PDF:
Date: 12/17/2018
Proceedings: Petitioners' Proposed Final Order (closing argument) filed.
PDF:
Date: 12/11/2018
Proceedings: Joint Proposed Exhibits filed.
PDF:
Date: 12/07/2018
Proceedings: Motion and Request to Take Judicial Notice of Medical and Scientific Facts filed.
PDF:
Date: 12/07/2018
Proceedings: Notice of Filing Stipulated Record filed.
PDF:
Date: 11/26/2018
Proceedings: Order Granting Motion to Submit Stipulated Factual Record in Lieu of Contested Hearing (parties to advise status by December 17, 2018).
PDF:
Date: 11/26/2018
Proceedings: Joint Motion to Submit Stipulated Factual Record in Lieu of a Contested Hearing filed.
PDF:
Date: 10/31/2018
Proceedings: Notice of Taking Deposition filed.
PDF:
Date: 10/24/2018
Proceedings: Amended Notice of Hearing (hearing set for November 28, 2018; 9:00 a.m.; Brooksville, FL; amended as to final hearing location).
PDF:
Date: 10/15/2018
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Unavailability filed.
PDF:
Date: 09/12/2018
Proceedings: Notice of Taking Deposition (Jeffrey DAngelo) filed.
PDF:
Date: 09/12/2018
Proceedings: Notice of Taking Deposition (Katis DAngelo) filed.
PDF:
Date: 08/01/2018
Proceedings: Respondent's Request for Production to Petitioners filed.
PDF:
Date: 08/01/2018
Proceedings: Notice of Service of First Interrogatories to Petitioners filed.
PDF:
Date: 07/31/2018
Proceedings: Notice of Hearing (hearing set for November 28, 2018; 9:00 a.m.; Brooksville, FL).
PDF:
Date: 06/28/2018
Proceedings: Joint Response to Order filed.
PDF:
Date: 06/14/2018
Proceedings: Order Requiring Response.
PDF:
Date: 05/09/2018
Proceedings: Order Granting Extension of Time.
PDF:
Date: 04/30/2018
Proceedings: Joint Response to Order Dated April 13, 2018 filed.
PDF:
Date: 04/18/2018
Proceedings: Notice of Substitution of Counsel (John Gallagher) filed.
PDF:
Date: 04/17/2018
Proceedings: Notice of Appearance (M. Bajalia) filed.
PDF:
Date: 04/13/2018
Proceedings: Order Denying Motion for Summary Final Order.
PDF:
Date: 04/06/2018
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Unavailability filed.
PDF:
Date: 03/27/2018
Proceedings: Letter to Judge Resavage from Jeff and Katis D'Angelo Regarding NICA Benefits filed.
PDF:
Date: 03/21/2018
Proceedings: Respondent's Renewed Motion for Summary Final Order filed.
PDF:
Date: 02/02/2018
Proceedings: NICA's Notice of Taking Deposition filed.
PDF:
Date: 01/31/2018
Proceedings: Case Status Update filed.
PDF:
Date: 12/15/2017
Proceedings: Order Requiring Response (response due by January 31, 2018).
PDF:
Date: 12/04/2017
Proceedings: Notice of Telephonic Case Management Conference (case management conference set for December 13, 2017; 3:00 p.m.).
PDF:
Date: 10/26/2017
Proceedings: Order Denying Motion for Summary Final Order.
PDF:
Date: 10/24/2017
Proceedings: Notice of Ex Parte Communication.
PDF:
Date: 10/17/2017
Proceedings: Order to Show Cause.
PDF:
Date: 09/14/2017
Proceedings: Respondent's Motion for Summary Final Order filed.
PDF:
Date: 08/31/2017
Proceedings: Order Granting Continuance (parties to advise status by October 31, 2017).
PDF:
Date: 08/31/2017
Proceedings: Notice of Ex parte Communication.
PDF:
Date: 08/30/2017
Proceedings: Letter to Judge Resavage from Jeffrey D'Angelo Requesting to Reschedule Hearing filed.
PDF:
Date: 08/22/2017
Proceedings: Amended Notice of Hearing (hearing set for September 12, 2017; 9:00 a.m.; Brooksville, FL; amended as to final hearing location).
PDF:
Date: 07/06/2017
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 07/06/2017
Proceedings: Notice of Hearing (hearing set for September 12, 2017; 9:00 a.m.; Brooksville, FL).
PDF:
Date: 07/03/2017
Proceedings: Case Status Update filed.
PDF:
Date: 07/03/2017
Proceedings: Notice of Appearance (Craig Miller) filed.
PDF:
Date: 06/02/2017
Proceedings: Order Granting Continuance (parties to advise status by July 3, 2017).
PDF:
Date: 06/01/2017
Proceedings: Motion for Continuance filed.
PDF:
Date: 05/02/2017
Proceedings: Order Granting Continuance (parties to advise status by June 1, 2017).
PDF:
Date: 05/01/2017
Proceedings: Motion for Continuance filed.
PDF:
Date: 04/20/2017
Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing; parties shall advice by May 4, 2017).
PDF:
Date: 04/19/2017
Proceedings: Motion for Entry of Protective Order Regarding Confidential Documents Related to Petitioner's Medical Records filed.
Date: 04/19/2017
Proceedings: Notice of Filing (Medical Reports) filed.  Confidential document; not available for viewing.
PDF:
Date: 04/19/2017
Proceedings: Response to Petition for Benefits filed.
PDF:
Date: 04/13/2017
Proceedings: Order Granting Extension of Time.
PDF:
Date: 04/12/2017
Proceedings: Motion For Extension of Time in Which to Respond to Petition filed.
PDF:
Date: 03/08/2017
Proceedings: Order Granting Extension of Time.
PDF:
Date: 03/07/2017
Proceedings: Motion for Extension of Time in Which to Respond to Petition filed.
PDF:
Date: 03/01/2017
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Withdrawal of Discovery filed.
PDF:
Date: 02/23/2017
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Request for Production filed.
PDF:
Date: 02/23/2017
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Interrogatories to Petitioners' filed.
PDF:
Date: 02/22/2017
Proceedings: Order Granting Motion to Intervene.
PDF:
Date: 02/20/2017
Proceedings: Order Granting Petition to Intervene.
PDF:
Date: 02/14/2017
Proceedings: Notice of Appearance (Justin Adamski) filed.
PDF:
Date: 02/14/2017
Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Petition and Motion to Intervene filed.
PDF:
Date: 02/10/2017
Proceedings: Non-party, Hernando HMA, LLC d/b/a Bayfront Health Spring Hill's Petition for Limited Intervetion filed.
PDF:
Date: 02/03/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 02/01/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/25/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/19/2017
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 01/19/2017
Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
PDF:
Date: 01/19/2017
Proceedings: Initial Order.
Date: 01/09/2017
Proceedings: NICA filing fee (Check No. 1175; $15.00 filed (not available for viewing).
PDF:
Date: 01/09/2017
Proceedings: Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. filed.

Case Information

Judge:
TODD P. RESAVAGE
Date Filed:
01/09/2017
Date Assignment:
01/19/2017
Last Docket Entry:
10/10/2019
Location:
Brooksville, Florida
District:
Northern
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related Florida Statute(s) (11):