17-000270N
Katis D`angelo And Jeffrey D`angelo, On Behalf Of And As Parents And Natural Guardians Of Jeffrey D`angelo, Jr., A Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Wednesday, February 6, 2019.
DOAH Final Order on Wednesday, February 6, 2019.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8KATIS D'ANGELO AND JEFFREY
12D'ANGELO, on behalf of and as
18parents and natural guardians of
23JEFFREY D'ANGELO, J r., a minor,
29Petitioner s ,
31vs. Case No. 17 - 0270N
37FLORIDA BIRTH - RELATED
41NEUROLOGICAL INJURY COMPENSATIO N
45ASSOCIATION,
46Respondent,
47and
48HERNANDO HMA, LLC, d/b/a
52BAYFRONT HEALTH SPRING HILL; AND
57LOUIS J. DIEFFENBACH, M.D.,
61Intervenors.
62_______________________________/
63FINAL ORDER
65This cause came before the undersigned upon a Joint Motion
75to Submit Factual Record in Lieu of a Contested Hearing, which
86was granted on November 26, 2018; a Stipulated Record; and the
97P roposed F inal O rders submitted by Petitioner s and Respondent,
109Florida Birth - Related Neurological Injury Comp ensation
117Association (NICA).
119STATEMENT OF THE ISSUE
123The issue in this case is whether Jeffrey DÓAngelo, Jr.
133(Jeffrey) , suffered a birth - related neurological injury as
142defined by section 766.302(2), Florida Statutes (2014) , for
150which compensation should be awarded under the Florida Birth -
160Related Neurological Injury Compensation Plan (Plan).
166PRELIMINARY STATEMENT
168On January 9, 2017, Petitioners filed a Petition for
177Benefits Pursuant to Florida Statute Section 766.301 et seq.
186(Petition) with the Division of Administrative Hearings (DOAH)
194for a determination of compensability under the Plan. The
203Petition named Louis J. Dieffenbach, M.D. (Dr. Dieffenbach), as
212the physician who provided obstetric services at the birth of
222Jeffrey on February 23, 2014, at Bayf ront Health Spring Hill
233Hospital (Bayfront) in Spring Hill, Florida.
239On January 19, 2017, DOAH mailed a copy of the Petition to
251NICA by certified mail. The certified receipt indicates the
260same was served on January 21, 2017. On January 19, 2017, DOAH
272als o mailed copies of the Pe tition by certified mail to
284Dr. Dieffenbach and Bayfront.
288On February 20, 2017, Hernando HMA, LLC , d/b/a Bayfront
297Health Spring HillÓs m otion to i ntervene was granted. On
308February 22, 2017, Dr. DieffenbachÓs Motion to Intervene was
317granted.
318On April 19, 2017, NICA filed its Response to the Petition,
329suggesting that the subject claim was not compensable because
338Jeffrey had not suffered a birth - related neurological injury and
349requesting a final hearing to address said issue. The final
359hearing was originally scheduled for September 12, 2017. After
368multiple continuances and an Order Denying NICAÓs Motion for
377Summary Final Order, the final hearing was ultimately
385rescheduled for November 28, 2018.
390On November 26, 2018, the parties filed a Motion to Submit
401Stipulated Factual Record in Lieu of Contested Hearing. Said
410motion was granted on the same date. The partiesÓ Stipulated
420Record was timely filed on December 7, 2018, and Exhibits A
431through O were thereby admitted into evidence without objection.
440On December 17, 2018, the parties timely filed P roposed
450F inal O rders. On January 4, 2019, however, the undersigned
461issued an O rder requiring the parties to resubmit the proposed
472final orders with citations to the Stipulated Record. N ICA
482timely resubmitted its P roposed F inal O rder. The parties Ó
494P roposed F inal O rders have been considered in preparation of
506this Final Order.
509FINDINGS OF FACT
5121. On February 22, 201 4 , in her 37th week of pregnancy,
524Petitioner, Katis DÓAngelo, had a spont aneous rupture of her
534membranes. She presented to Bayfront and, at approximately
54211:00 p.m., was evaluated in the labor suite. Upon initial
552examination, her cervix wa s noted to be Ð1 cm dilated,
56350 percent effaced with the vertex at a - 2 station.Ñ The
575f etusÓs heart tones were normal; however, Mrs. DÓAngelo was not
586having an active labor pattern. Accordingly, Mrs. DÓAngelo was
595admitted to the hospital.
5992. Dr. Dieffenbach had been Mrs. DÓAngeloÓs obstetrician
607throughout her pregnancy and, upon admissio n to Bayfront, was
617the primary and attending obstetrician.
6223. To assist in th e progression of her labor,
632Dr. Dieffenbach ordered a low dose of Pitocin. Mrs. DÓAngeloÓs
642labor progress ed and her cervix dilated to about five
652centimeters ; however, it Ðgot hung up for about 5 hours.Ñ She
663was reexamined about an hour later with no changes noted. Due
674to her failure to progress, Dr. Dieffenbach recommended a
683Cesarean section delivery. Dr. DieffenbachÓs Clinical and
690Operative Notes provide, in pertinent part, as follows:
698CLINICAL NOTE: . . . At this point,
706cesarean delivery was recommended. Risks
711were explained an d accepted. The labor was
719dysfunction al. Pitocin was up to about
72614 milliunits. The fetal heart tones were
733in the normal range, but failed to sh ow a
743great deal of variability. No decelerations
749were noted. Fluids were changed to D5 and
757Ringers to see if that would help stimulate
765the baby.
767OPERATIVE NOTE: . . . Uterine incision was
775extended laterally by stretching. The baby
781was noted to be in a ROT position. The
790infant was LGA, weighing 7 pounds 14 ounces
798at 37 weeks. The extraction was difficult.
805This was a male weighing 7 pounds 14 ounces,
8143575 grams. Apgars were 2, 6, and 8. The
823infant was noted to have cord wrapped around
831the legs with several loops and also around
839the abdomen, possibly accounting for the
845fetal heart rate changes. The nares and
852orpharynx were suctioned with bulb syringe.
858Cord was clamped and severed. The infant
865was given to the nurse for further care at
874the isolette . . . . Both mother and baby
884did well. The baby is currently in the
892NICU, stable.
8944. Jeffrey was born at 1:52 p.m., on February 23, 2014.
905At delivery, he was noted to be Ðdepressed.Ñ At one minute of
917life, JeffreyÓs Apgar score was a 2. 1/ A Ne onatal Intensive Care
930Unit ( NICU ) Registered Nurse (RN) was requested to provide
941assistance in the operating room and the RN arrived within four
952minutes.
9535. Due to his depressed state, resuscitative efforts were
962required in the first several minute s of life. These efforts
973included positive pressure ventilation (for five minutes),
980oxygen, and chest compressions for 30 seconds. It appears the
990resuscitative efforts were administered by the respiratory
997therapist and operating room nurse prior to the N ICU RNÓs
1008arrival. 2/
10106. The NICU RN documented that, upon arrival, Jeffrey had
1020poor color and tone. By his tenth minute of life, Jeffrey had
1032responded well to the oxygen, his color had improved , and he had
1044spontaneously cried. At 2:10 p.m., Jeffre y was transitioned and
1054admitted to the Bayfront NICU.
10597. At the NICU, Jeffrey was noted to have decreased tone,
1070facial bruising, petechiae, and a low blood glucose level. He
1080was noted to have a strong suck (for feeding), however, he had
1092desaturatio ns during feeding attempts, with a recorded apnea.
1101At 3:45 p.m., Jeffrey was noted to have a significant apneic
1112episode (ceased breathing for more than 15 seconds), he became
1122cyanotic, and Ðvery aggressive stimulation was needed,Ñ in
1131addition to mask oxyg en. At that time, his oxygen saturation
1142level was low at 58. At approximately 7:00 p.m., Jeffrey was
1153placed on a nasal cannula for oxygen (vapotherm 2 LPM 23%).
11648. Jeffrey had several additional apneic episodes during
1172his first day of life. On t hree occasions, the apnea lasted for
1185more than 15 seconds, he became cyanotic, and required gentle or
1196vigorous stimulation. Due to these incidents, on February 24,
12052014, an echoencephalograph (EEG) was performed. The EEG
1213finding and impression were as fo llows:
1220FINDING:
1221Transcranial head ultrasound was performed
1226with gray scale imaging via anterior
1232fontanelle. This demonstrates normal brain
1237parenchymal echogenicity. There is a normal
1243germinal matrix and cord plexus. There is
1250no hydrocephalus or intr aparenchymal
1255hemorrhage .
1257Impression:
12581. Normal transcranial head ultrasound as
1264above.
12659. Jeffrey remained at the Bayfront NICU until March 5,
12752014. During his NICU stay, he had a cranial ultrasound which
1286was interpreted as normal; he was noted as having frequent
1296arching and possible posturing; and continued to have poor
1305feeding coordination. On March 5, 2014, he was transferred to
1315All ChildrenÓs Hospital to obtain a brain MRI, neurology
1324consultation , and a speech therapy consultation.
133010. On March 6, 2014, the brain MRI was conducted. The
1341MRI was interpreted as showing a brain with normal signal
1351intensity , including gray and white matter on multiple
1359sequences. Ultimately, Jeffrey was discharged from All
1366ChildrenÓs Hospital after a pproximately three days. 3/
137411. Following his discharge, Jeffrey exhibited
1380developmental delays. When Jeffrey was approximately nine
1387months old, he was evaluated by Elizabeth Barkoudah, M.D., the
1397attending physician for the Neurodevelopmental Disab ilities
1404Department at ChildrenÓs Hospital in Boston, Massachusetts. Her
1412report documents his post discharge history as follows:
1420Concerns with Jeffrey were first noted in
1427the neonatal period given low tone. This
1434has prompted him to be seen by various
1442spe cialties in Florida including Neurology,
1448Neurosurgery, Physiatry, Genetics,
1451Ophthalmology and Neuro - opthalmology. He
1457has had a head ultrasound at 5 months of age
1467which showed increased frontal lobe fluid.
1473A brain MRI was repeated at 7 months of age
1483inclu ding a cervical MRI. Again this showed
1491the increased fluid. He was seen by
1498Neurosurgery who did not feel that shunting
1505was needed. His cervical MRI showed some
1512narrowing with persistent SCF flow around
1518the spinal cord. This MRI was obtained
1525after papil lodema was found on his
1532examination. This examination was
1536recommended due to Ðchoppy visual tracking.Ñ
1542Over time it was felt that this was not
1551truly papilledema and is simply elevated
1557optic nerves. Visual assessment at the time
1564showed weaknesses left mo re than right.
1571In regards to evaluations, he has also been
1579seen by Genetics who has obtained a
1586chromosomal microarray which was
1590unremarkable. He had thyroid testing and
1596CPK levels which were normal. He has been
1604seen by Physiatry who recommended ongoin g
1611therapy. They have provided him with a
1618Benik trunk brace which now he only uses
1626with exercises. He has been receiving Early
1633Interventions services including PT two
1638times per week, OT one time per week and
1647speech therapy one time per week.
165312. Dr . BarkoudahÓs impression was that JeffreyÓs low
1662muscle tone was Ðlikely central in origin and related to his
1673gross motor delays.Ñ She did not recommend any further
1682assessments. Dr. Barkoudah opined in her report that the
1691average age for diagnosis of cere bral palsy is two years of age,
1704and, therefore, Jeffrey did not currently meet the diagnostic
1713requirement.
171413. At approximately 13 months of age, Jeffrey was
1723referred to Radhakrishna K . Rao, M.D., D.C.H., M.S., at Bay
1734Regional & International Insti tute of Neurology, for a
1743neurological evaluation. After conducting an examination of
1750Jeffrey, Dr. RaoÓs report documented his clinical impression as
1759follows:
1760Patient has a complex medico - neurological
1767condition of severe complexity. Patient had
1773difficult neonatal period as described
1778above. Developmentally child is making
1783progress at a slower pace without any
1790regression. In my opinion, the loose
1796umbilical cord wrapped around his legs and
1803abdomen may have contributed to initially
1809for persistent transverse lie and later
1815descent for normal vaginal birth. This also
1822might have contributed for respiratory
1827depression and low Apgar score resulting in
1834intermittent hypoxia. This appears to be
1840the reason for his development of
1846generalized hypotonia, gross motor an d fine
1853motor developmental delay and hypotonic
1858cerebral palsy.
186014. Dr. Rao recommended an additional EEG to document any
1870underlying neuronal dysfunction and seizure activity. An EEG
1878was conducted several days later and was interpreted as within
1888n ormal limits for JeffreyÓs age , and there was no definite
1899seizure activity seen.
190215. Jeffrey presented to Dr. Rao again on April 21, 2015.
1913On this occasion, among other medical concerns, Dr. Rao
1922diagnosed Jeffrey with hypotonic cerebral palsy. Je ffrey
1930continued to treat with Dr. Rao through August 2015.
193916. On June 21, 2017, Jeffrey (at age three years ,
1949four months) presented to the neurology clinic at All ChildrenÓs
1959Hospital for follow - up of his history of hypotonia and global
1971development delay. According to the clinical note, he had been
1981diagnosed previously with congenital hypotonia, and had
1988developmental delays including expressive speech delays. It was
1996further documented that Jeffrey has a history of abnormal signal
2006intensities on br ain MRI.
201117. The clinical note described JeffreyÓs developmental
2018delays as follows:
2021Parents relate today that he is making
2028steady for developmental progress, although
2033slowly. Parents are very involved with a
2040home regimen of multiple therapies whi ch
2047they engage in with him on a daily basis.
2056Presently, he is able to walk independently.
2063He continues to be unsteady and falls
2070frequently. He is not able to stoop to pick
2079up an object and then stand back up alone
2088without holding onto something. He is not
2095yet running. He can pick up a Cheerio or
2104small object with a pincer grasp: not able
2112to yet hold onto a crayon and scribble.
2120Expressive language reveals approximately
212415 - 20 independent words, although these are
2132inconsiste nt. He knows (approximately)
21378 signs and uses these appropriately. He is
2145not able to identify pictures in books; does
2153not know body parts. He waves Ðbye byeÑ and
2162initiates some activities. He is not potty
2169trained. He wears glasses and does vision
2176therapy. Developmental level at this time
2182by Denver Developmental Assessment is gross
2188motor: (approximately) 15 mo.; fine
2193motor/adaptive: (approximately) 10 mo.;
2197language: (approximately) 15 mo.;
2201personal/social: (approximately) 15 mo.
220518. The All ChildrenÓs clinical note agai n documented
2214Jeffrey as having congenital hypotonia and concluded that he is
2224globally delayed, but making slow gains with Ða lot of
2234intervention/therapy.Ñ
223519. As indicated in the preceding paragraphs, Petitioners
2243have commendably sought advice, tre atment, and evaluations from
2252multiple health care providers and specialists in an effort to
2262care for Jeffrey. At the time of Mrs. DÓAngeloÓs deposition on
2273September 17, 2018, Jeffrey was four years , seven months old.
2283Mrs. DÓAngelo credibly testified abou t a Ðday in the lifeÑ of
2295Jeffrey, his development, and his limitations.
230120. Jeffrey is currently receiving multiple therapies on a
2310daily basis at PetitionersÓ home. Mrs. DÓAngelo credibly
2318testified that Jeffrey receives physical therapy once per w eek,
2328occupational therapy twice per week, speech therapy three times
2337per week, music therapy twice per week, and Applied Behavioral
2347Analysis therapy for 40 hours per week. His various therapies
2357essentially begin at 8:00 a.m. , and continue throughout the d ay
2368until 5:00 p.m.
237121. Mrs. DÓAngelo explained that, in physical therapy, the
2380primary goal at this time is for Jeffrey to be able to
2392transition stairs. Over the last 4.5 years of physical therapy,
2402there has been some slight improvement in that 1) he no longer
2414has to wear a medical helmet; 2 ) he no longer has a walker;
24283) his leg braces were previously from the knee down and now
2440they are only ankle braces; 4) and he can walk independently
24511 1
2453indoors with adult supervision with mats on the floor to prot ect
2465him from falls. At this time, he does not walk independently
2476without the mats due to the potential fall risk.
248522. Concerning his o ccupational therapy goals,
2492Mrs. DÓAngelo credibly testified that they are working on his
2502prewriting skills. The team is working on his ability to draw a
2514line. At present, he does not have the ability to independently
2525hold a pencil or a crayon correctly. Mrs. DÓAngelo explained
2535that he continues to require speech therapy , as he is
2545functioning at a one - year - old leve l. Although Jeffrey may be
2559able to say 20 - 25 words, they are approximations. Essentially,
2570he can say Ðmom,Ñ Ðdad,Ñ and ÐhiÑ clearly.
258023. Mrs. DÓAngelo further credibly testified concerning
2587other limitations. Jeffrey wears diapers and is not pott y -
2598trained. He can follow very limited one - task directions, but
2609rarely two - step directions. Jeffrey cannot and does not play
2620with other children. While he can use a Ðsippy cup , Ñ he cannot
2633use an open cup to drink and cannot use utensils to feed
2645himself.
264624. In April 2018, Jeffrey was diagnosed with an
2655undisputedly rare genetic disorder referred to as CHAMP 1. The
2665undersigned finds that there was insufficient evidence presented
2673by the parties concerning this disorder to make any findings as
2684to whe ther JeffreyÓs impairments are caused by genetic or
2694congenital abnormality.
269625. NICA retained Donald C. Willis, M.D., an obstetrician
2705specializing in maternal - fetal medicine, to review the medical
2715records of Jeffrey and Mrs. DÓAngelo, and opine as to wh ether
2727there was an injury to his brain or spinal cord that occurred in
2740the course of labor, delivery, or resuscitation in the immediate
2750postdelivery period due to oxygen deprivation or mechanical
2758injury. Dr. Willis made the following findings and expresse d
2768the following opinions in a report , dated March 27, 2017:
2778I have reviewed [the] medical records for
2785the above individual. The mother, Katis
2791DÓAngelo was a 25 year old G1 with a history
2801of successful treatment for preterm labor at
280832 weeks. Prenatal cou rse was otherwise
2815without complications.
2817The Mother was admitted at 37 weeks
2824gestational age with spontaneous rupture of
2830the membranes. Her cervix was dilated 1 cm.
2838She was not in labor. Pitocin induction of
2846labor was initiated for rupture of
2852membranes .
2854The fetal heart rate (FHR) monitor tracing
2861was reviewed. There was no fetal distress.
2868Cesarean section was done for failure to
2875progress. Birth weight was 3,575 grams
2882(7 lbs 14 ozÓs). Extraction of the fetal
2890head during Cesarean section was described
2896as difficult. Several loops of umbilical
2902cord were around the body of the fetus.
2910Apgar scores were 2/6/8. Positive pressure
2916ventilation was given for 5 minutes and
2923chest compressions for 30 seconds. The baby
2930was taken to the NICU for evaluation and
2938management.
2939NICU evaluation noted overall reduced motor
2945activity and a rapid respiratory rate.
2951X - ray showed bilateral vascular markings,
2958compatible with transient tachypnea vs
2963pneumonia. Several episodes of apnea
2968occurred. Capillary blood gas at 5 hou rs of
2977age was normal with a pH of 7.36.
2985Antibiotics w ere started and continued for
29927 days. Blood cultures were negative.
2998Initial platelet count was low at 84,000. A
3007short tongue frenulum, Ankyloglossia was
3012present. This birth defect was later
3018surgical [ly] corrected.
3021Orogastric tube feedings were required for
3027poor feeding coordination. Frequent body
3032arching and posturing episodes developed.
3037EEG on DOL 2 was normal. Head ultrasound
3045was also normal. The baby was transferred
3052to All ChildrenÓs Hospital due to possible
3059seizure activity and poor feeding.
3064Genetic testing, including microarray
3068studies were negative.
3071The child continue[d] to have hypotonia
3077after hospital discharge. Neurology
3081evaluation for hypotonia and motor
3086developmental delay was done with the
3092impression of a Ðcomplex medico - neurological
3099condition of severe complexity.Ñ EEG at
3105about one year of age was normal. Sleep
3113studies suggested upper airway obstruction.
3118MRI found mild cervical spine narrowing, but
3125no brain injury.
3128There was no apparent obstetrical event that
3135resulted in loss of oxygen or mechanical
3142trauma to the babyÓs brain or spinal cord
3150that resulted in injury during labor,
3156delivery and the immediate post delivery
3162period.
316326. Dr. WillisÓ s findings and opinions were confir med and
3174verified in an affidavit dated September 1, 2017. At his
3184deposition, Dr. Willis testified, in pertinent part, as
3192follows:
3193Q. Okay. What is your opinion as to
3201whether or not Jeffrey DÓAngelo suffered a
3208birth - related neurological injury?
3213A. I do not believe that there was any
3222apparent obstetrical event that resulted in
3228loss of oxygen or mechanical trauma to the
3236babyÓs brain during labor, delivery, or the
3243immediate post - delivery period.
3248* * *
3251Q. Would you briefly summarize your
3257findings and ba sis for your opinion?
3264A. Yes.
3266Q. And refer to the report if necessary.
3274A. Yeah. The mother was admitted to the
3282hospital at 37 weeks gestational age with
3289spontaneous rupture of the membranes. Labor
3295was induced. She progressed to about 5
3302centimeters dilation and then had failure to
3309dilate after that point.
3313Cesarean section was then done for failure
3320to dilate. And the Î let me back up a
3330moment. I did see the fetal heart rate
3338tracings. And there was a nice set of fetal
3347heart rate tracings during la bor. I
3354reviewed those. The fetal heart rate
3360tracing did not show anything to me that
3368suggested fetal distress during labor. It
3374appeared to be a reassuring fetal heart rate
3382pattern. Delivery was done by Cesarean
3388section. Delivery was stated to be
3394compl icated or difficult because the
3400umbilical cord was around the babyÓs body.
3407And the Î and the delivery was stated to be
3417difficult.
3418When the baby was born, it was depressed.
3426Apgar sc ores were 2 at 1 minute, 6 at
34365 minutes, and 8 at 10 minutes. The baby
3445d id require positive - pressure ventilation
3452for approximately 5 minutes. And chest
3458compressions were approximately 30 seconds.
3463The baby was taken to the neonatal intensive
3471care unit. Chest x - ray showed Î had some
3481bilateral vascular markings which were
3486comp atible with transient tachypnea of the
3493newborn.
3494Shortly after birth the baby had some
3501episodes of apnea. A capillary blood gas
3508was done about 5 hours after birth, and it
3517was normal. The pH was 7.36. EEG was done
3526on day of life two, which was normal. H ead
3536ultrasound was also normal. The baby was
3543transferred to All ChildrenÓs Hospital
3548because Î from what I gather from the
3556records because they wanted to do an MRI.
3564The MRI was done about two weeks after birth
3573and was Î and was normal.
357927. With respec t to JeffreyÓs Apgar scores, Dr. Willis
3589testified, in relevant part, as follows:
3595Q. What did those Apgar scores mean or
3603indicate to you in the context of your
3611review of this case?
3615A. Right. Well, usually we say that the
3623one Apgar Î the 1 - minute Apgar s core tells
3634you what resuscitation is required. So
3640Apgar score of 2 would be a low Apgar score.
3650And that would mean that some resuscitation
3657would be required after birth. The 5 - minute
3666Apgar score tells you a little bit more
3674about what the babyÓs acid bas e status,
3682oxygen deprivation status would be. And
3688that was 6. We consider the Apgar to be low
3698if it is below 7. So the 5 - minute Apgar was
3710slightly lower than expected. By 10 minutes
3717it was 8. So that would be within normal
3726limitsÓ score for an Apgar .
373228. With respect to the diagnostic studies performed
3740during the newborn period, Dr. Willis testified, in relevant
3749part, as follows:
3752Q. What is the purpose of an EEG?
3760A. Purpose of the EEG is to determine if
3769thereÓs any electrical brain injury .
3775Q. Okay, and thatÓs a diagnostic study to
3783determine if the brain is functioning
3789properly?
3790A. Correct.
3792Q. And in this case on the second day of
3802life an EEG was done and it was read as
3812normal?
3813A. Correct.
3815Q. If J.D. in this case had suffered oxygen
3824de privation significant enough to cause
3830brain damage in the course of labor and
3838delivery, would you expect an EEG on day of
3847life two to be normal?
3852A. No. You would expect some abnormalities
3859in that EEG.
3862Q. So this EEG, correct me if I am wrong,
3872would be inconsistent with . . . J.D. having
3881suffered oxygen deprivation significant
3885enough to cause brain injury at the time of
3894labor and delivery in this case?
3900A. Correct.
3902* * *
3905Q. And then you mentioned that an MRI was
3914done at approximately 2 weeks of age?
3921A. Correct.
3923Q. And are you referring to the MRI that
3932was dated March 6, 2014?
3937A. Correct.
3939Q. And what did that MRI reflect?
3946A. That MRI was read as normal. So nothing
3955on that MRI that suggested hypoxic or
3962ischemic brain injury. And I felt that was
3970very important in my Î in my final
3978disposition of this case because the
3984delivery was somewhat difficult. And the
3990baby was depressed at birth and required
3997resuscitation. So that made me somewhat
4003concerned about oxygen deprivation at birth.
4009However, if the baby has oxygen deprivation
4016at birth enough to cause brain injury, then
4024the EEG will be abnormal and for sure the
4033MRI at two weeks is going to show
4041abnormalities.
4042With a normal MRI at two weeks after birth,
4051it really confirms that there was no oxyg en
4060deprivation during labor or delivery or the
4067immediate post delivery period that was
4073substantial enough to cause identifiable
4078brain injury.
4080Q. Okay. Is it fair to say, just to follow
4090up on that MRI at two weeks, that the
4099findings on that MRI are incon sistent with
4107J.D. in this case having suffered oxygen
4114deprivation significant enough to cause
4119brain injury at the time of labor and
4127delivery?
4128Q. Correct.
413029. Dr. WillisÓs findings and opinion that there was not a
4141brain injury caused by oxygen d eprivation or mechanical injury
4151in the course of labor, delivery, or resuscitation in the
4161immediate postdelivery period in a hospital are credited.
416930. NICA also retained Laufey Y. Sigurdardottir, M.D., a
4178pediatric neurologist, to review JeffreyÓ s medical records,
4186conduct an independent medical examination (IME), and opine as
4195to whether he suffers from a permanent and substantial mental
4205and physical impairment as a result of a birth - related
4216neurological injury. Dr. Sigurdardottir reviewed Jeffrey Ós
4223medical records and performed an IME on March 29, 2017.
4233Dr. Sigurdardottir made the following findings and summarized
4241her evaluation as follows:
4245Pregnancy and Birth Summary: Jeffrey was
4251born at 37 weeks 3 days to a 25 - year - old G1,
4265P0 serology negative mother after normal,
4271noncomplicated, pregnancy. She did have
4276premature labor at 32 weeks that resolved
4283and then spontaneous rupture of membranes at
429011 p.m. on 02/22/2014. JeffreyÓs mother
4296presented shortly before midnight to
4301Bayfront Health Labor and De livery Ward, was
4309found to have 1 cm cervical dilation and was
4318admitted. She was not felt to be in active
4327labor at that time. Labor was augmented
4334with Pitocin but an emergent C - section was
4343performed at 1 p.m. on 02/23/2014 due to
4351failure to progress and a rrested of fetal
4359head. Fetal heart rate strips are available
4366for our review and no fetal heart
4373decelerations are noted. During the
4378Cesarean section, the infant was found to be
4386in a ROT position and large for gestational
4394age. The extraction was difficult . The
4401umbilical cord was noted to be wrapped
4408around the legs with several loops and also
4416around the abdomen. The infant was
4422depressed at birth with Apgars of 2, 6 and 8
4432at 1,5 and 10 minutes. The infant was
4441delivered at 1352 on 02/23/2014 weighing
44473570g , length 51 cm and head circumference
4454of 33cm. The infant did receive chest
4461compressions for 30 seconds and positive
4467pressure ventilation. Infant was noted to
4473have respiratory distress and was admitted
4479to Bayfront NICU for further evaluation.
4485Infant had initial exam on admission
4491suggestive of perinatal depression. His
4496neurologic examination on admission revealed
4501decreased muscle tone, decreased motor
4506activity, symmetric Moro reflex, response to
4512stimuli and no tremor. The infant had
4519recovery of neurolog ic status apart from
4526continued hypotonia and difficulty feeding.
4531Infant was worked up with labs including a
4539capillary blood gas at 5 hours of life
4547showing a pH of 7.36 and a base excess of -
45580.6. PCo2 was 48. Initial creatinine
4564measurement was 1 and had a steady decline
4572after t hat. AST and ALT were found to be
4582normal. Initial platelets were found to be
458984,000 with recovery to 165,000 by 6 a.m. on
460002/24/201[4]. EEG performed on day of life
46072 was found to be normal with no indication
4616of a lowered seizure threshold and no
4623abnormality on background activity. Head
4628ultrasound was also performed and found to
4635be normal. Infant had transient tachypnea,
4641tongue ankyloglossia, possible sepsis and
4646was treated with antibiotics. Nutritional
4651status was found to incl ude initial low
4659blood glucose and episodes of arching with
4666feeding. The patient did require partial
4672gavage feeding prior to discharge.
4677Discharge was on 03/05/201[4].
4681Developmental and Medical History: Jeffrey
4686continued to exhibit delays in neurologic
4692d evelopment. Per parentsÓ report, he had
4699poor feeding abilities, was found to have
4706low muscle tone and required therapies,
4712occupational, physical, and speech therapy,
4717from a ve ry early age. He sat around
472614 months, crawled at 15 months and walked
4734unassist ed at 22 months. He has had
4742significant language delays, although at
4747this time he has 20 - 25 words. He has been
4758found to have apraxia of speech. The
4765patient has had ophthalmologic abnormality
4770including a downward eye deviation that the
4777parents report and was seen at Boston
4784ChildrenÓs Hospital at the age of 9 months
4792for a second opinion of the underlying
4799etiology for his delays. He has had genetic
4807workup including microarray and Prader - Willi
4814has also been ruled out. Patient has had
4822multiple neuro radiolo gic evaluations of
4828brain and spinal cord. The initial MRI was
4836performed on 03/06/2014 and found to have a
4844brain that seems normal in signal intensity
4851including gray and white matter on multiple
4858sequences. Vascular structures appear
4862grossly normal. The s econd evaluation is a
4870brain ultrasound on 07/29/2014 which shows
4876mild increased CSF fluid spaces. A second
4883MRI was performed in September 2014 and
4890showed increased bifrontal temporal
4894extraaxial convexity, effusion and mild
4899ventricular dilation as compared to study
4905from 03/06/2014. This was considered to be
4912suggestive of a communicating hydrocephaly
4917with impaired drainage at the level of the
4925arachnoid granulations. An MRI of the
4931cervical spine was also performed and showed
4938mild C3 - C5 spinal canal stenosis . A follow
4948up MRI was then performed on 01/26/2015 with
4956no interval change in the spinal stenosis at
4964C3 - C5 and no significant change in
4972appearance of the extraaxial fluid or
4978ventricular size. A 3rd follow up MRI then
4986performed in May 2015 which showed po ssible
4994increased in kyphosis of cervical region but
5001no clear change in ventricular size and
5008possible decrease in amount of extraaxial
5014CSF spaces. Final MRI was then performed o n
5023July 2016 which continues to show mild
5030bilateral and lateral ventricular dila tion
5036and bifrontal temporal convexity, extraaxial
5041fluid. This was deemed to be stable. In
5049the final MRI there are noted small foci of
5058bifrontal white matter increased FLAIR
5063signal without associated mass effect.
5068Jeffrey has been treated with vigorous
5074th erapy, both with therapy providers as well
5082as with his parents and has undergone
5089hyperbaric oxygen therapy. Parents feel
5094that he continues to be significantly
5100delayed as compared to his peers. But now
5108he is more responsive to them. He has been
5117evaluated for possible autism and found to
5124be negative for such symptoms on
51303 occasions, as per parentsÓ report.
5136* * *
5139Physical Examination: Jeffrey is 17.7 kg,
514591.4 cm and his head circumference is 51 cm.
5154This places his growth parameters to be at
5162the 95th per centile for weight, at the 13th
5171percentile for length and his head
5177circumference to be at the 59th percentile.
5184His general exam is as follows: Head and
5192Neck: There are no obvious dysmorphic
5198features, although mouth tends to be open.
5205He does have conjug ate eye movement. Lungs:
5213Clear to auscultation. Cardiovascular exam
5218reveals first and second heart tones, no
5225noted heart murmurs, no rhythm
5230abnormalities. Abdomen is soft, no
5235hepatosplenomegaly. GU normal.
5238Musculoskeletal: He does have some
5243increased joint laxity. Skin is without
5249abnormal markings. Neurologic Examination:
5253Mental status: The patient is interactive
5259with his parents often needing multiple
5265requests to comply with their requests for
5272him. He does wave bye - bye. He does clap
5282and does ha ve occasional words that are
5290difficult for this examiner to understand.
5296His eye contact seems at times to be poor.
5305No repetitive behavior is noted. Cranial
5311nerves: His pupils are equal, reactive to
5318light. He has full visual fields.
5324Extraocular moveme nts are conjugate. His
5330facial expression is somewhat diminished.
5335His hearing seems intact to voice. Motor
5342exam reveals generalized hypotonia with some
5348increased joint laxity, but full strength.
5354Reflexes are difficult to elicit but
5360present. Balance and coordination is
5365delayed for age, although fine motor skills
5372assessment is not performed.
5376Summary: Jeffrey is a 3 - year 1 - month - old
5388boy with motor and speech delays from birth.
5396There is documented fetal depression but no
5403clear documented fetal heart rate
5408disturbance after the onset of active labor.
5415His current status is improved from early in
5423life and he is now able to ambulate without
5432support and has started speaking in single
5439words. There are no signs of autistic
5446features.
5447Result as to question 1: J effrey is not
5456found to have a substantial physical
5462impairment at this time. He is found to
5470have a substantial language impairment at
5476this time.
5478Result as to question 2: In review of
5486available documents, although having
5490neurologic depression requiring so me
5495resuscitation at birth, there is no clear
5502acute hypoxic event, and fetal heart rate
5509strips were relatively benign. MRI
5514performed in the neonatal period, EEG
5520performed in the neonatal period did not
5527support an acute encephalopathy. No
5532laboratory eviden ce of multisystem hypoxic
5538changes were noted in postnatal period.
5544Result as to question 3: The prognosis for
5552full motor and mental recovery is guarded
5559but his life expectancy is full.
5565Due to absence of evidence of hypoxic event
5573during active labor, abse nce of secondary
5580findings supportive of a hypoxic
5585encephalopathy (MRI, laboratory or EEG) and
5591his ongoing motor and cognitive progress, I
5598do not feel that he should be included in
5607the NICA program. (JE I, P. 1 - 3).
561631. Dr. Sigurdardottir confirmed a nd verified her opinions
5625in an affidavit dated August 31, 2017. Dr. Sigurdardottir also
5635testified, in relevant part, during her deposition on
5643February 14, 2018, as follows:
5648Q. And what were your conclusions to those
5656questions (asked by NICA)?
5660A. The co nclusions are the following:
5667Jeffrey is not found to have a substantial
5675physical impairment at this time. He is
5682found to have a substantial language
5688impairment at this time. That is question
5695one. So question one, he does not fulfill
5703the criteria having both a substantial
5709physical impairment and mental impairment.
5714Result of the question two, that although
5721having neurologic depression requiring some
5726resuscitation at birth there is no clear
5733precipitating acute hypoxic event that we
5739can establish with the available records
5745that we have, including fetal heart
5751restrict, as well as in the neonatal post
5759natal period there was no evidence of multi -
5768system organ failure that often goes along
5775with hypoxic ischemic events. So there was
5782an MRI performed within the f irst two weeks,
5791an EEG that was performed in a neonatal
5799period, and then no laboratory evidence of
5806multisystem hypoxic injury.
580932. On cross e xamination by Mr. DÓAngelo,
5817Dr. Sigurdardottir further explained her opinions and analysis
5825as follows:
5827Q. So what do you personally think was just
5836the resuscitation he needed at birth likely?
5843And I understand weÓre not dealing in terms
5851of absolutes, but was the likely cause of my
5860sonÓs injury due to low amounts of oxygen at
5869birth?
5870A. Well, I would say itÓs clear he had
5879neurologic depression at birth. Then, we
5885start looking for signs that would indicate
5892that that would happen, such as the fetal
5900heart rate [t]racing, that was benign.
5906There was nothing in that that indicated
5913there was lack of oxygen. And th en after
5922birth, even though he had neurologic
5928depression, we did not have any of the hard
5937evidence that he had significant hypoxic
5943ischemic encephalopathy, is what we call it,
5950and thatÓs when you have other systems
5957involved, like the liver test becomes
5963abn ormal, the creatine continues to rise,
5970his active base balance at the age of
5978five hours looked fairly good, did not show
5986a metabolic acidosis. And then an MRI that
5994was performed, I believe, on day of life 10
6003or 11, that did not show any abnormality at
6012tha t point that indicated an acute ischemic
6020injury. So we have little that supports it
6028from all of the laboratory results that we
6036have and the fetal heart rate [tracing].
604333. Dr. SigurdardottirÓs findings and opinion that Jeffrey
6051has a substantial lan guage impairment is undisputed and
6060credited. Her opinion that Jeffrey does not have a substantial
6070physical impairment is not credited for the reasons discussed
6079below in the Conclusions of Law. Dr. SigurdardottirÓs opinion
6088that there is evidence of fetal depression, but insignificant
6097evidence (at birth) to establish significant hypoxic ischemic
6105encephalopathy is supported by the evidence and is credited.
611434. Petitioners submitted a notarized statement from
6121Jeffrey Huber in support of their position that Jeffrey
6130sustained a birth - related neurological injury. It appears that
6140Mr. Huber was the respiratory therapist in the operating room at
6151the time of delivery. Mr. HuberÓs statement provides, inter
6160alia, that Jeffrey had a Ðlack o f ventilation for lo nger than
61732 minutes.Ñ Although Mr. HuberÓs statement has been considered,
6182it constitutes hearsay and cannot support independently any
6190finding of fact.
619335. Additionally, Dr. Willis and Dr. Sigurdardottir, the
6201only qualified medical experts who have testified in this
6210matter, both represented that Mr. HuberÓs statement was duly
6219considered by them and did not change any of their opinions and
6231ultimate conclusions. Specifically, Dr. Willis testified, in
6238relevant part, as follows:
6242Q. Did that report [an d] statement from
6250Mr. [H]uber have any impact on your ultimate
6258opinions and conclusions?
6261A. No. No, it did not. Most of the things
6271that he Î that he talked about in there were
6281part of the medical records. The fact that
6289the baby required resuscitation, required
6294chest compressions was all in the medical
6301records. So nothing new there. He does not
6309state exactly what his position is, but I
6317assume from what IÓve read he must be
6325somehow involved with respiratory therapy.
6330So nothing new as far as what was i n the
6341medical records in his report.
6346CONCLUSIONS OF LAW
634936. DOAH has jurisdiction over the parties to and the
6359subject matter of these proceedings. §§ 766.301 - 766.316,
6368Fla. Stat.
637037. The Plan was established by the Legislature "for the
6380purpose of pr oviding compensation, irrespective of fault, for
6389birth - related neurological injury claims" relating to births
6398occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.
640938. The injured infant, her or his personal
6417representative, parents, dependents, and next of kin may seek
6426compensation under the Plan by filing a claim for compensation
6436with DOAH. §§ 766.302(3), 766.303(2), and 766.305(1), Fla.
6444Stat. NICA, which administers the Plan, has "45 days from the
6455date of service of a complete claim . . . in which to file a
6470response to the petition and to submit relevant written
6479information relating to the issue of whether the injury is a
6490birth - related neurological injury." § 766.305(4), Fla. Stat.
649939. If NICA determines that the injury alleged is a claim
6510that is a compensable birth - related neurological injury, it may
6521award compensation to the claimant, provided that the award is
6531approved by the Administrative Law Judge (ALJ) to whom the claim
6542has been assigned. § 766.305(7), Fla. Stat. If, on the other
6553hand, NICA disputes the claims, as here, the dispute must be
6564resolved by the assigned ALJ in accordance with the provisions
6574of chapter 120, Florida Statutes. §§ 766.304, 766.309, and
6583766.31, Fla. Stat.
658640. In discharging this responsibility, the ALJ is
6594required to make the following threshold determinations based
6602upon the available evidence:
6606(a) Whether the injury claimed is a birth -
6615related neurological injury. If the
6620claimant has demonstrated, to the
6625satisfaction of the administrative law
6630judge, that the infant has sustained a brain
6638or spinal cord injury caused by oxygen
6645deprivation or mechanical injury and that
6651the infant was thereby rendered permanently
6657and substantially mentally and physically
6662impaired, a rebuttable presumption shall
6667arise that the injury is a birth - related
6676neuro logical injury as defined in
6682s. 766.303(2).
6684(b) Whether obstetrical services were
6689delivered by a participating physician in
6695the course of labor, delivery, or
6701resuscitation in the immediate postdelivery
6706period in a hospita l; or by a certified
6715nurse midwife in a teaching hospital
6721supervised by a participating physician in
6727the course of labor, delivery, or
6733resuscitation in the immediate postdelivery
6738period in a hospital.
6742§ 766.309(1), Fla. Stat.
674641. The term "birth - relate d neurological injury" is
6756defined in section 766.302(2) as follows:
"6762Birth - related neurological injury" means
6768injury to the brain or spinal cord of a live
6778infant weighing at least 2,500 grams for a
6787single gestation or, in the case of a
6795multiple gestation, a live infant weighing
6801at least 2,000 grams at birth caused by
6810oxygen deprivation or mechanical injury
6815occurring in the course of labor, delivery,
6822or resuscitation in the immediate
6827postdelivery period in a hospital, which
6833renders the infant permanently an d
6839substantially mentally and physically
6843impaired.
684442. In Bennett v. St. VincentÓs Med ical C enter , Inc. ,
685571 So. 3d 828, 837 (Fla. 2011), the court summarized the
6866determination of a birth - related neurological injury as follows:
6876Thus, based on the la nguage of the statute,
6885a birth - related neurological injury has four
6893components: (1) an injury to the brain or
6901spinal cord; (2) which is caused by oxygen
6909deprivation or mechanical injury; (3) during
6915labor, delivery, or resuscitation in the
6921immediate postde livery period; and (4) which
6928renders the infant permanently and
6933substantially impaired.
693543. As set forth above, section 766.309(1)(a) provides for
6944a rebuttable presumption. Where, as here, the claimants are
6953seeking benefits under the Plan, to obt ain the rebuttable
6963presumption they do not have to establish that the incident
6973occurred during labor, delivery, or resuscitation in the
6981immediate postdelivery period, assuming the other statutory
6988prerequisites have been met. Bennett , 71 So. 3d at 844. Th e
7000statutory presumption is the type described in section
700890.302(1) , Florida Statutes , also known as the Ðbursting bubbleÑ
7017presumption. Id . at 846.
702244. Here, the evidence establishes that Jeffrey was a
7031single gestation, born in a hospital, and weig hed over 2 , 500
7043grams at birth. Based on the medical records and testimony, the
7054better evidence supports the conclusion that he has suffered an
7064injury to his brain caused by oxygen deprivation. It appears to
7075be undisputed from the medical records that Jef frey has been
7086diagnosed with cerebral palsy. 4/
709145. Prior to addressing whether Jeffrey is Ðpermanently
7099and substantially mentally and physically impaired,Ñ it is
7108noteworthy that Ðthe legislature chose not to define the terms
7118used in the test fo r NICA qualification.Ñ Adventist , 865 So. 2d
7130at 568. These terms are to be given their ordinary meaning.
7141Id . In Adventist , the Fifth Circuit provided the following
7151limited directive:
7153The legislature left the application of the
7160terms they used to the ad ministrative law
7168judges designated by statute to hear these
7175claims and to apply the expertise they
7182develop in carrying out this task to
7189determine from the evidence adduced in each
7196case whether the test for NICA is met.
7204* * *
7207In cases such as the one befo re us, the ALJ,
7218as fact finder, brings his own background,
7225training, experience and expertise to the
7231task of weighing and evaluating very
7237sophisticated evidence. The childÓs
7241advocate likewise brings his own
7246communication and strategic skills to the
7252fact - f inding process; and finally, the
7260evidence in each case will vary in its power
7269to persuade. This will be especially true
7276in cases where the opinions of experts are
7284considered.
7285Id . at 568 - 69.
729146. Petitioners contend that Jeffrey is permanently an d
7300substantially mentally impaired. NICA concedes, in its proposed
7308final order that Jeffrey has a permanent and substantial mental
7318impairment. The undersigned concurs and concludes that Jeffrey
7326is permanently and substantially mentally impaired.
733247. Petitioners further aver that Jeffrey sustained a
7340brain injury caused by oxygen deprivation and that he was
7350thereby rendered permanently and substantially physically
7356impaired. Under the Plan, a Ðphysical impairmentÑ relates to
7365the infantÓs Ðmotor abnorm alitiesÑ or impairment of his
7374Ðphysical functions.Ñ Matteini v. Fla. Birth - Related
7382Neurological , 946 So. 2d 1092, 1095 (Fla. 5th DCA . 2006). In
7394support of this contention, Petitioners testified as to their
7403daily observations of JeffreyÓs physical impairm ents and
7411limitations, as set forth in the above Findings of Fact.
742148. On behalf of NICA, Dr. Sigurdardottir examined Jeffrey
7430on March 29, 2017. The motor examination revealed generalized
7439hypotonia with some increased joint laxity, but full strengt h.
7449She further found his reflexes difficult to elicit, but present.
7459Additionally, she found that his balance and coordination were
7468delayed for his age; however, she did not perform a fine motor
7480skill assessment. As not ed in the Findings of Fact,
7490Dr. Sig urdardottir concluded that Jeffrey did not have a
7500substantial physical impairment and that his prognosis for full
7509motor recovery was Ðguarded.Ñ
751349. While it is without question that Dr. Siguardottir
7522possesses the requisite education, training, skil l, and
7530background to credibly opine on the issues presented, her
7539opinion on whether Jeffrey has sustained a substantial physical
7548impairment is of limited valu e here. In her deposition,
7558Dr. Siguardottir explained that she utilizes the NICA statuteÓs
7567refere nce to Ðcatastrophic injuriesÑ as a reference or benchmark
7577in formulating her opinion as to whether a particular examinee
7587has sustained a substantial physical impairment. For all that
7596appears , she also utilizes a qualitative approach in reaching
7605said opin ion, often referencing Jeffrey in relation to where he
7616exists, developmentally, on a continuum of other examinees
7624previously determined entitled to compensation under the Plan.
763250. Dr. Siguardottir was examined concerning the findings
7640contained in the most recent examination contained in the
7649Stipulated Record. This examination was conducted on June 21,
76582017 (when Jeffrey was four years , three months old), at All
7669ChildrenÓs Hospital. The findings of that examination document
7677that JeffreyÓs gross mo tor skills were equivalent to a 15 - month
7690old; his fine motor skills were that of a 10 - month old; his
7704muscle tone was low throughout; and his coordination was
7713developmentally delayed. Dr. Siguardot tir opined that Jeffrey,
7721a 4.25 - year - old, is Ðsomewhere bet ween two and three years
7735delayed,Ñ but that, Ðthose developmental numbers are much higher
7745than the developmental age equivalence that we are typically
7754seeing in the NICA program.Ñ
775951. Dr. SiguardottirÓs reference to catastrophic injuries
7766appears to originate from section 766.301(2), which sets forth
7775the legislative intent of the NICA program, as follows:
7784It is the intent of the Legislature to
7792provide compensation, on a no - fault basis,
7800for a limited class of catastrophic injuries
7807that result in unu sually high costs for
7815custodial care and rehabilitation.
781952. As discussed above, the NICA statute does not
7828statutorily define the terms used to determine NICA
7836qualification. While section 766.301(2) documents legislative
7842intent, it does not set f orth the standard for compensation
7853eligibility. The phrase Ðsubstantial physical impairmentÑ is to
7861be given its ordinary meaning. Without question, there will be
7871infants whose substantial physical impairments are catastrophic;
7878however, it does not follow that a physical impairment must be
7889catastrophic to be considered substantial. As Dr. Siguardottir
7897appears to have utilized a heightened standard beyond that
7906required by section 766.302(2) in reaching her opinion on
7915substantial physical impairment, the sa me is not credited in
7925this matter.
792753. Having considered the entirety of the Stipulated
7935Record, the undersigned concludes that Petitioners have met
7943their burden of showing that Jeffrey is substantially and
7952permanently physically impaired. Accordin gly, the undersigned
7959concludes that Jeffrey sustained a brain injury caused by oxygen
7969deprivation that rendered Jeffrey permanently and substantially
7976mentally and physically impaired. Accordingly, Petitioners are
7983entitled to the rebuttable presumption the injury is a birth -
7994related neurological injury as defined in section 766.303(2).
800254. While Petitioners are entitled to the rebuttable
8010presumption, that does not end the inquiry. It is undisputed
8020that, at the time of JeffreyÓs birth, there was an inc ident of
8033oxygen deprivation that required resuscitation in the immediate
8041postdelivery period in the hospital. The medical records
8049further document that Jeffrey had several additional apneic
8057episodes on his first day of life. Additionally, the medical
8067rec ords from Dr. Rao provide some evidence of a potential
8078causative link between JeffreyÓs depressed state at birth and
8087his ensuing physical and mental impairments. The undersigned
8095finds, however, that the better evidence was presented by NICAÓs
8105credible med ical expert witnesses who uniformly testified that,
8114despite his depressed state at birth, there was not an injury to
8126JeffreyÓs brain caused by oxygen deprivation during labor,
8134delivery, or resuscitation in the immediate postdelivery period.
8142Accordingly, i t is concluded that Jeffrey did not sustain a
8153birth - related neurological injury, and, therefore, is not
8162entitled to compensation under the Plan.
8168CONCLUSION
8169Based on the foregoing Findings of Fact and Conclusions of
8179Law, it is ORDERED that the Petition is dismissed with
8189prejudice.
8190DONE AND ORDERED this 6th day of February , 2019 , in
8200Tallahassee, Leon County, Florida.
8204S
8205TODD P. RESAVAGE
8208Administrative Law Judge
8211Division of Administrative Hearings
8215The DeSoto Building
82181230 A palachee Parkway
8222Tallahassee, Florida 32399 - 3060
8227(850) 488 - 9675
8231Fax Filing (850) 921 - 6847
8237www.doah.state.fl.us
8238Filed with the Clerk of the
8244Division of Administrative Hearings
8248this 6th day of February , 2019 .
8255ENDNOTE S
82571/ An Apgar score is a numerical e xpression of the condition of
8270the newborn and reflects the sum total of points gained on an
8282assessment of heart rate, respiratory effort, muscle tone,
8290reflex irritability, and color. See Bennett v. St. VincentÓs
8299Med. Ctr., Inc. , 71 So. 3d 828, 848 n.2 (Fl a. 2011).
83112/ The discharge summary from Bayfront provides that Ð[i]nfant
8320received PPV x 5 min, oxygen, and chest c ompressions for
833130 seconds per RT notes.Ñ The respiratory therapy records,
8340however, are not included in the Stipulated Record.
83483/ The Stipulated Record does not include all of the records
8359from JeffreyÓs admission at All ChildrenÓs Hospital . T he
8369results from the MRI of March 6, 2014 , are not included .
83814/ Although the Stipulated Record lacks a clear definition of
8391cerebral palsy, it is understood that cerebral palsy refers to a
8402group of motor disorders caused by an injury to the developing
8413brain. See Adventist Health Sys . /Sunbelt, Inc. v. Fla. Birth -
8425Related Neurological Injury , 865 So. 2d 561, 563 (Fla. 5th DCA
84362004).
8437COPIES FURNIS HED:
8440(via certified mail)
8443Kenney Shipley, Executive Director
8447Florida Birth Related Neurological
8451Injury Compensation Association
8454Suite 1
84562360 Christopher Place
8459Tallahassee, Florida 32308
8462(eServed)
8463(Certified Mail No. 7012 1640 0000 7869 7860)
8471Katis D'A ngelo
84741367 Whitewood Avenue
8477Spring Hill, Florida 34609
8481(Certified Mail No. 7012 1640 0000 7869 7877)
8489Justine D. Adamski, Esquire
8493La Cava & Jacobson, P.A.
8498Suite 1250
8500501 East Kennedy Boulevard
8504Tampa, Florida 33602
8507(eServed)
8508(Certified Mail No. 7012 1640 0000 7869 7884)
8516Scott B. Albee, Esquire
8520Fulmer Leroy Albee, PLLC
8524Suite 100
852611300 Fourth Street North
8530St. Petersburg, Florida 33716
8534(Certified Mail No. 7015 6040 0001 2706 8894)
8542Jeffery Dean D'Angelo
85451367 Whitewood Avenue
8548Spring Hill, Florida 34609
8552(eS erved)
8554(Certified Mail No. 7015 6040 0001 2706 8900)
8562Craig D. Miller, Esquire
8566Rutledge Ecenia, P.A.
8569Suite 202
8571119 South Monroe Street
8575Tallahassee, Florida 32301
8578(eServed)
8579(Certified Mail No. 7015 6040 0001 2706 8917)
8587M. Mark Bajalia, Esquire
8591Bajalia La w
8594Suite 301
859611512 Lake Mead Avenue
8600Jacksonville, Florida 32256
8603(eServed)
8604(Certified Mail No. 7015 6040 0001 2706 8924)
8612John David Gallagher, Esquire
8616Fulmer, Leroy & Albee, P.L.L.C.
8621Suite 100
862311300 4th Street North
8627St. Petersburg, Florida 33716
8631(eServed)
8632(Certified Mail No. 7015 6040 0001 2706 8931)
8640Amie Rice, Investigation Manager
8644Consumer Services Unit
8647Department of Health
86504052 Bald Cypress Way, Bin C - 75
8658Tallahassee, Florida 32399 - 3275
8663(Certified Mail No. 7015 6040 0001 2706 8948)
8671Mary C. Mayhew , Se cretary
8676Agency for Health Care Administration
86812727 Mahan Drive, Mail Stop 1
8687Tallahassee, Florida 32308
8690(eServed)
8691(Certified Mail No. 7015 6040 0001 2706 8955)
8699Spring Hill Regional Hospital
8703Attention: Risk Management
870610461 Quality Drive
8709Spring Hill, Flor ida 34609
8714(Certified Mail No. 7015 6040 0001 2706 8962)
8722NOTICE OF RIGHT TO JUDICIAL REVIEW
8728Review of a final order of an administrative law judge shall be
8740by appeal to the District Court of Appeal pursuant to section
8751766.311(1), Florida Statutes. R eview proceedings are governed
8759by the Florida Rules of Appellate Procedure. Such proceedings
8768are commenced by filing the original notice of administrative
8777appeal with the a gency c lerk of the Division of Administrative
8789Hearings within 30 days of rendition of the order to be
8800reviewed, and a copy, accompanied by filing fees prescribed by
8810law, with the clerk of the appropriate District Court of Appeal.
8821See § 766.311(1), Fla. Stat., and Fla. Birth - Related
8831Neurological Injury Comp. Ass'n v. Carreras , 598 So. 2d 299
8841(Fla. 1st DCA 1992).
- Date
- Proceedings
- PDF:
- Date: 10/10/2019
- Proceedings: Transmittal letter from Claudia Llado forwarding records to the agency.
- PDF:
- Date: 02/25/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 02/11/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 02/11/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 02/11/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 02/06/2019
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 02/06/2019
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 01/04/2019
- Proceedings: Order of Instruction and Extension Regarding Proposed Final Orders.
- PDF:
- Date: 12/07/2018
- Proceedings: Motion and Request to Take Judicial Notice of Medical and Scientific Facts filed.
- PDF:
- Date: 11/26/2018
- Proceedings: Order Granting Motion to Submit Stipulated Factual Record in Lieu of Contested Hearing (parties to advise status by December 17, 2018).
- PDF:
- Date: 11/26/2018
- Proceedings: Joint Motion to Submit Stipulated Factual Record in Lieu of a Contested Hearing filed.
- PDF:
- Date: 10/24/2018
- Proceedings: Amended Notice of Hearing (hearing set for November 28, 2018; 9:00 a.m.; Brooksville, FL; amended as to final hearing location).
- PDF:
- Date: 10/15/2018
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Unavailability filed.
- PDF:
- Date: 07/31/2018
- Proceedings: Notice of Hearing (hearing set for November 28, 2018; 9:00 a.m.; Brooksville, FL).
- PDF:
- Date: 04/06/2018
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Unavailability filed.
- PDF:
- Date: 03/27/2018
- Proceedings: Letter to Judge Resavage from Jeff and Katis D'Angelo Regarding NICA Benefits filed.
- PDF:
- Date: 12/04/2017
- Proceedings: Notice of Telephonic Case Management Conference (case management conference set for December 13, 2017; 3:00 p.m.).
- PDF:
- Date: 08/31/2017
- Proceedings: Order Granting Continuance (parties to advise status by October 31, 2017).
- PDF:
- Date: 08/30/2017
- Proceedings: Letter to Judge Resavage from Jeffrey D'Angelo Requesting to Reschedule Hearing filed.
- PDF:
- Date: 08/22/2017
- Proceedings: Amended Notice of Hearing (hearing set for September 12, 2017; 9:00 a.m.; Brooksville, FL; amended as to final hearing location).
- PDF:
- Date: 07/06/2017
- Proceedings: Notice of Hearing (hearing set for September 12, 2017; 9:00 a.m.; Brooksville, FL).
- PDF:
- Date: 06/02/2017
- Proceedings: Order Granting Continuance (parties to advise status by July 3, 2017).
- PDF:
- Date: 05/02/2017
- Proceedings: Order Granting Continuance (parties to advise status by June 1, 2017).
- PDF:
- Date: 04/20/2017
- Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing; parties shall advice by May 4, 2017).
- PDF:
- Date: 04/19/2017
- Proceedings: Motion for Entry of Protective Order Regarding Confidential Documents Related to Petitioner's Medical Records filed.
- Date: 04/19/2017
- Proceedings: Notice of Filing (Medical Reports) filed. Confidential document; not available for viewing.
- PDF:
- Date: 04/12/2017
- Proceedings: Motion For Extension of Time in Which to Respond to Petition filed.
- PDF:
- Date: 03/07/2017
- Proceedings: Motion for Extension of Time in Which to Respond to Petition filed.
- PDF:
- Date: 03/01/2017
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Withdrawal of Discovery filed.
- PDF:
- Date: 02/23/2017
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Request for Production filed.
- PDF:
- Date: 02/23/2017
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Notice of Interrogatories to Petitioners' filed.
- PDF:
- Date: 02/14/2017
- Proceedings: Intervenor, Louis J. Dieffenbach, M.D.'s Petition and Motion to Intervene filed.
- PDF:
- Date: 02/10/2017
- Proceedings: Non-party, Hernando HMA, LLC d/b/a Bayfront Health Spring Hill's Petition for Limited Intervetion filed.
- PDF:
- Date: 02/03/2017
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 02/01/2017
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 01/25/2017
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 01/19/2017
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 01/19/2017
- Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
- Date: 01/09/2017
- Proceedings: NICA filing fee (Check No. 1175; $15.00 filed (not available for viewing).
Case Information
- Judge:
- TODD P. RESAVAGE
- Date Filed:
- 01/09/2017
- Date Assignment:
- 01/19/2017
- Last Docket Entry:
- 10/10/2019
- Location:
- Brooksville, Florida
- District:
- Northern
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
Justine D Adamski, Esquire
La Cava & Jacobson, P.A.
Suite 1250
501 East Kennedy Boulevard
Tampa, FL 33602
(813) 209-9611 -
Scott B. Albee, Esquire
Fulmer Leroy Albee, PLLC
Suite 100
11300 Fourth Street North
St. Petersburg, FL 33716
(727) 217-2500 -
Katis D'Angelo
Jeffrey D'Angelo
1367 Whitewood Avenue
Spring Hill, FL 34609 -
Susan Kim Mazuchowski, Esquire
Fulmer LeRoy & Albee, PLLC
Suite 100
11300 4th Street North
St. Petersburg, FL 33716
(727) 217-2500 -
Kenney Shipley, Executive Director
Florida Birth Related Neurological
2360 Christopher Place, Suite 1
Tallahassee, FL 32308
(850) 488-8191 -
Justine D Adamski, Esquire
Suite 1250
501 East Kennedy Boulevard
Tampa, FL 33602
(813) 209-9611 -
Scott B. Albee, Esquire
Suite 100
11300 Fourth Street North
St. Petersburg, FL 33716
(727) 217-2500 -
M. Mark Bajalia, Esquire
Suite 301
11512 Lake Mead Avenue
Jacksonville, FL 32256
(904) 352-1123 -
Katis D'Angelo
1367 Whitewood Avenue
Spring Hill, FL 34609
(813) 600-7950 -
Jeffery Dean D'Angelo
1367 Whitewood Avenue
Spring Hill, FL 34609
(813) 007-7950 -
John David Gallagher
Suite 100
11300 4th Street North
St. Petersburg, FL 33716
(727) 217-2500 -
Craig D. Miller, Esquire
Suite 202
119 South Monroe Street
Tallahassee, FL 32301
(850) 681-6788 -
Kenney Shipley, Executive Director
Suite 1
2360 Christopher Place
Tallahassee, FL 32308
(850) 488-8191 -
John David Gallagher, Esquire
Suite 100
11300 4th Street North
St. Petersburg, FL 33716
(727) 217-2500