17-003662N Michele Sanchez And Fidel Sanchez, On Behalf Of And As Parents And Natural Guardians Of Ailani Sanchez, A Minor vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Tuesday, January 15, 2019.


View Dockets  
Summary: Child does not have a substantial and permanent mental and physical impairment. Therefore, she is not eligible for NICA benefits.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MICHELE SANCHEZ AND FIDEL

12SANCHEZ, on behalf of and as

18parents and natural guardians of

23AILANI SANCHEZ, a minor,

27Petitioners,

28vs. Case No. 17 - 3662N

34FLORIDA BIRTH - RELATED

38NEUROLOGICAL INJURY COMPENSATION

41ASSOCIA TION,

43Respondent,

44and

45CARL D. ZOLLICOFFER, M.D.,

49Intervenor.

50_______________________________/

51FINAL ORDER OF DISMISSAL

55This came before the undersigned upon a Joint Motion to

65Submit Stipulated Factual Record in Li eu of a Contested Hearing ,

76which was granted by the undersigned on September 21, 2018 ; a

87Stipulated Record ; and written arguments/proposed f inal o rders

96submitted by the parties.

100STATEMENT OF THE ISSUES

104The issue in this case is whether Ailani Sanchez suffe red a

116birth - related injury as defined by section 766.302(2) , Florida

126Statute s, for which compensation should be awarded under the

136Florida Birth - Related Neurological Injury Compensation Plan (the

145Plan).

146PRELIMINARY STATEMENT

148On June 14, 2017, Michele Sanche z and Fidel Sanchez

158(Petitioners), on behalf of and as natural guardians of Ailani

168Sanchez (Ailani), filed a Petition for Benefits (claim) with the

178Division of Administrative Hearings (DOAH) alleging that Ailani

186suffered brain damage as a result of a birth - related

197neurological injury and requesting relief available under the

205Plan.

206The Petition na med Carl Zollicoffer, M.D.

213(Dr. Zollicoffer) , as the physician who provided obstetrical

221services for the birth of Ailani on October 29, 2015, at

232Lakeland Regional M edical Center (Lakeland Regional) in

240Lakeland, Florida.

242On June 27, 2017, DOAH mailed a copy of the Petition to the

255Florida Birth - Related Neurological Injury Compensation

262Association ( NICA ) , with copies to Dr. Zollicoffer and Lakeland

273Regional , by certifie d mail. The certified receipts indicate

282that the same was received by NICA on June 30, 2017; by Dr.

295Zollicoffer on June 29, 2017; and by Lakeland Regional on July

30612, 2017. On July 24, 2017, the undersigned granted Lakeland

316Regional's Petition to Interve ne. On October 11, 2017, the

326undersigned granted Dr. Zollicoffer's Petit ion to Intervene. On

335September 17, 2018, the undersigned granted Lakeland Regional's

343Motion to Withdraw its Petition to Intervene.

350On November 13, 2017, NICA responded to the Petitio n for

361Benefits, suggesting that the subject claim was not compensable

370because Ailani had not suffered a birth - related neurological

380injury and requesting a final hearing to address said issue.

390NICA filed a Motion for Summary Final Order on December 29,

4012017 , which was denied by Order dated June 25, 2018 , because

412Petitioners asserted both in their Petition and in their

421Response to the undersigned's Order to Show Cause (as to why the

433Motion for Summary Final Order should not be granted) that

443Ailani suffered a birth - related neurological injury.

451By Order dated September 21, 2018, this tribu nal granted

461the parties' Joint Motion to Submit Stipulated Factual Record in

471Lieu of a Contested Hearing. Dr. Zollicoffer takes no position

481on the issue of compensability. Th e undersigned's Order of

491September 21, 2018 , directed the parties to submit their

500stipulated record no later than September 28, 2018 , and any

510written arguments and/or proposed final orders no later than

519October 5, 2018.

522NICA and Dr. Zollicoffer filed a Joi nt Stipulation on

532September 17, 2018 , establishing their agreement that at the

541time of the birth of Ailani, Dr. Zollicoffer was a NICA

552participating physician. The parties' Joint Stipulation

558regarding Stipulated Record was filed on September 27, 2018.

567Th e parties' Stipulated Record, consisting of Joint Exhibits A

577through H, and NICA Ós Exhibits A through D, w ere timely filed on

591September 28, 2018. The stipulated evidence includes, inter

599alia , AilaniÓs medical records and the written reports of

608two NICA co nsulting physician s, Dr. Donald G. Willis and

619Dr. Laufey Sigurdardottir.

622Each party timely filed written argument and/or a proposed

631final order, which have been carefully considered in the

640preparation of this Final Order.

645FINDINGS OF FACT

6481 . Ailani Sanche z was born a live infant at 5:46 a.m. , on

662October 29, 2015 , at Lakeland Regional Medical Center.

6702 . Ailani was a single gestation, weighing 2,950 grams at

682birth.

6833 . Ailani was delivered via cesarean section for suspected

693abruption/velamentous insertion o f cord by Dr. Zollicoffer who

702was a NICA participating physician on October 29, 2015.

7114 . Ailani's Apgar scores were 2/4/4. Upon delivery , she

721was floppy and pale and had no respiratory effort. Pulse

731oximetry was within target saturations for age and her heart

741rate remained 100 or greater. She was intubated at seven

751minutes of age and transferred to the Neonatal Intensive Care

761Unit ( NICU ) . No seizures were noted. Ailani had increasing

773spontaneous respiratory effort and whole body cooling was

781started pr ior to her transfer to St. Joseph's Hospital NICU on

793October 29, 2015.

7965 . Upon admission to St. Joseph's Hospital on October 29,

8072015, Ailani was lethargic with decreased reactions to stimuli ,

816but appeared pink and well perfused. Neurologically, she was

825noted to be improving; she was breathing spontaneously and

834moving all extremities to stimuli.

8396 . After a complicated newborn hospital course , Ailani was

849ultimately discharged from St. Joseph's Hospital on January 6,

8582016. At the time of her discharge, sh e was noted to be feeding

872by mouth and was overall gaining weight. Prior to her

882discharge, an EEG on October 30, 2015 , showed seizures

891predominantly on the right side of her brain and generalized

901brain dysfunction. A brain MRI obtained on November 5, 201 5 ,

912revealed restricted diffusion related to acute infarction in the

921right temporal occipital region with laminar necrosis.

928Additional laminar necrosis in the frontal lobes and insular

937cortex bilaterally was noted. An EEG on November 16, 2015 , was

948consist ent with nonspecific cerebral dysfunction with occasional

956sharp waves in the temporal parietal regions bilaterally with no

966evidence of seizures and irregular slow waves with slightly more

976predominance to the right.

9807 . Ailani was seen for a newborn visit b y her

992pediatrician, Dr. Bou Salvador , on January 7, 2016.

1000Nutritionally, she was noted to be breast feeding adequately ,

1009with supplements with formula. Developmentally, she was noted

1017to have equal movements of all extremities and follow midline.

1027She resp onded to a bell and was able to lift her head while

1041lying on her stomach. Examination of her spine, extremities ,

1050and peripheral pulses were all normal. Neurologically, she was

1059reportedly normal , with normal strength, tone , and reflexes

1067reported.

10688 . On J anuary 19, 2016, Ailani was evaluated at All

1080Children's Outpatient Care upon referral by St. Joseph's

1088Hospital secondary to hypoxic ischemia. The occupational

1095therapist's impression included decreased bilateral

1100coordination, decreased developmental milest ones, decreased

1106gross motor skills, decreased play skills, decreased strength,

1114and fine motor deficits. Skilled therapy was identified to have

1124the potential to improve her functional level in the areas of

1135manipulation. It was recommended that Ailani unde rgo 30 minutes

1145of occupational therapy once a week for six months. Her

1155prognosis for achieving goals established by her therapist was

1164noted to be excellent. On February 4, 2016, Ailani was

1174evaluated for participation in , and deemed eligible for , the

1183Earl y Steps Program.

11879 . On February 18, 20 16, Ailani was evaluated by

1198Dr. Qureshi at Kids Neurology. Developmentally, she was noted

1207to smile and coo and focus. It was noted that Ailani had three

1220seizures at the age of one day old , b ut none since. At this

1234t ime, she was taking Keppra and Phenobarbital , from which she

1245was being weaned. A sleep deprived EEG , obtained since the last

1256visit , was normal. She was noted to be doing very well

1267neurologically. Her physical examination revealed she was

1274lifting her che st and head with her arms extended. Early head

1286control with bobbing motion was noted. She was noted to say

"1297aah , " smile, and follow pass midline. The plan noted at this

1308time was to continue to wean and discontinue Keppra and

1318Phenobarbital.

131910 . Ailani w as again seen by Dr. Bou Salvador on March 4,

13332016 , for her four - month well visit. Nutritionally, she was

1344noted to be feeding with formula adequately. She had been

1354started on solids for one to two feeds. Developmentally , she

1364was noted to squeal and lau g h. She was able to follow

1377180 degrees. She turned to void and was able to hold her head

1390up 90 degrees while lying on her stomach. She was able to sit

1403with support with her head up. She was able to pull to sit with

1417no head lag. She could bring her hand s together and had no

1430persistent fist clenching. Her physical examination was normal.

1438Her neurological examination was also normal , with normal

1446strength, tone , and reflexes reported.

145111 . Ailani was again seen by Dr. Bou Salvador on May 4,

14642016 , for her six - month well visit. Nutritionally, she was

1475noted to be breast feeding adequately. Developmentally , she was

1484noted to be social and smiling responsively. Adaptive equal

1493movements of all extremities and the ability to follow midline

1503were noted. She coul d respond to a bell and was able to lift

1517her head while lying on her stomach. A physical examination was

1528normal. A neurological examination was also normal , with normal

1537strength, tone , and reflexes reported.

154212 . On May 24, 2016, Ailani returned to Dr. Qureshi at

1554Kids Neurology. It was noted that Ailani had been weaned from

1565her seizure medication and had had no seizures for the last

1576three month s . She was noted to be doing very well

1588neurologically. Physically and developmentally, she was noted

1595to have no head lag, to be rolling over, to have her chest up in

1610a prone position, to be trying to crawl, to be lifting her head ,

1623and to be sitting briefly unsupported. She was also noted to be

1635leaning forward on her hands, engaging in bounce activity,

1644supporting most of her weight, reaching out and grasping large

1654objects, transferring from hand to hand, babbling, enjoying

1662mirror, and using polysyllable sounds. She was noted to be

1672feeding herself. Dr. Qureshi reported that Ailani was in

1681occupation therapy but th at it was on hold since her evaluation

1693was "pretty unremarkable . " Ailani was noted to be progressing

1703well for her age and was receiving Early Steps intervention once

1714a week at home. She was given a prescription of Phenobarbital

1725for use only if a seizure occurred.

173213 . On June 18, 2016, Ailani was seen by Dr. Frances

1744Arrillaga at Pediatric Cardiology Associates for a cardiology

1752consultation secondary to a history of pulmonary hypertension ,

1760and an echocardiogram that showed a patent foramen ova le ( PFO ) .

1774Ai lani's mother reported th at since her discharge from

1784St. Joseph's , she was doing well. Cyanosis, difficulty

1792breathing and unexplained diaphoresis and feeding problems , were

1800denied. An echocardiogram on this date showed a PFO , with

1810otherwise normal anatom y. There were normal right ventricular

1819( RV ) pressures, normal left ventricular ( LV ) size and function.

1832No cardiovascular restrictions were given and she was told to

1842return in one year for further follow up.

185014 . Ailani was again seen by Dr. Bou Salvador on August 4,

18632016 , for her nine - month well visit. Nutritionally, she was

1874reported to be feeding adequately. She was feeding 2 to 3

1885varieties of solid foods with no problems and was starting with

1896a cup for water and juice. Developmentally, she was report ed to

1908be playing pat - a - cake and looking for fallen objects. She could

1922bang two cubes in her hand with thumb - finger grasp. She could

1935say "dada" and "mama" and walk while holding on. She was also

1947noted to be crawling and standing momentarily. Her physica l and

1958neurological examinations were noted to be normal , with normal

1967strength, tone , and reflexes noted.

197215 . An August 22, 2016 , a progress note from Early

1983Intervention reflects that Ailani was babbling two syllables

1991together, was happy, pulling to a stan d and cruising along

2002furniture , and was responding to her name. Attendance at Early

2012Intervention was noted to be consistent and once a week.

202216 . Ailani was again seen by Dr. Bou Salvador on

2033November 3, 2016 , for her 12 - month well visit. Nutritionally,

2044s he was noted to be eating two to three varieties of solid foods

2058with no problems and was feeding herself finger foods.

2067Developmentally, she was reported to be playing pat - a - cake and

2080drinking from a cup. She was able to bang two cubes held in her

2094hands wi th thumb - finger grasp. She was saying "mama" and

"2106dada , " imitated speech sounds, could say three words other than

"2116mama" and "dada , " and understood "no . " She was able to walk

2128while holding on , and was reported to stand alone and walk well.

2140A physical ex amination revealed normal extremities. A

2148neurologic examination was also normal , with normal strength,

2156tone , and reflexes reported.

216017 . On November 21, 2016, Ailani returned to Dr. Qureshi

2171at Kids Neurology. It was noted that Ailani had been weaned off

2183medications six months earlier and had no seizure activity

2192since. She was noted to be doing very well. It was noted that

2205no therapy was being provided at this time , although she was

2216evaluated for occupational therapy but did not qualify for it.

2226Develop mentally, she was noted to be walking with one hand held,

2238rising independently, taking several steps, getting to sitting,

2246pulling to stand, standing for two seconds, saying a few words

2257besides "mama" and "dada , " playing ball game, making postural

2266adjustmen t to dressing, waiving "bye bye , " and indicating what

2276she wants. She was noted to have pincer grasp, releasing

2286objects to others when grabbed , and banging two things.

2295Dr. Qureshi noted "she is doing amazing right now."

230418 . A December 24, 2016 , emergency room record (for a

2315cough/choking episode after eating a piece of Dorito) from

2324Florida Hospital Tampa reflects that Ailani had not had seizures

2334since birth , and had been off Keppra and Phenobarbital for

2344almost a year. A physical examination revealed an ac tive, well -

2356developed , and well - nourished child. Neurologically, she was

2365noted to be awake, alert , and interacting with family and staff.

2376She was also noted to be active and playful.

238519 . An Early Intervention progress note from February 15,

23952017 , reflect s Ailani had age - level play skills, could

2406communicate using vocalizations and some single words, could

2414follow routine directions , and was independent with walking and

2423floor transfers. Good progress was noted to be made, many goals

2434were reported met , and t he parents decided to reduce services to

2446one time per month.

245020 . On January 30, 2017 , Ailani was reevaluated for

2460participation in Early Steps. It was noted that Ailani's mother

2470had no concerns at this time. The report notes that Ailani

2481liked the slide, liked to kick the ball, liked to play with her

2494siblings and cousins , and that she is very curious. No hearing

2505or vision concerns were noted. It was reported that many of her

2517goals had been met , and that Ailani was using a variety of

2529vowels and consonants , identifying at least three family members

2538when named, that she was saying a variety of words , and was

2550using a sign for "more food . " Ailani was noted to still be

2563eligible for Early Steps secondary to her diagnosis of hypoxic

2573ischemic encephalopathy.

257521 . Ailani was seen by Dr. Bou Salvador on March 28, 2017 ,

2588for her 16 - month well visit. She was noted to have good eating

2602habits and a good appetite. No mealtime problems were reported ,

2612and she was noted to be eating solid foods with no problems.

2624She was n oted to have socially appropriate behavior for her age.

2636She was talking well and was able to balance on one foot for

2649five second s , could throw a ball overhead , and pedal a tricycle.

2661Her orthopedic and neurologic examinations were normal , with

2669normal stre ngth, tone , and reflexes reported.

267622 . At the request of NICA, Donald C. Willis, M.D. , who

2688specializes in obstetrics and gynecology and maternal - fetal

2697medicine, reviewed the medical records included in the

2705Stipulated Record as Joint Exhibits A through G. In his report

2716dated August 2, 2017, which was admitted into evidence without

2726objection, Dr. Willis noted in pertinent part that Ailani's

2735mother was cramping when she presented to the hospital , and was

2746three centimeters dilated with suspected amniotic memb ranes

2754ruptured. Contractions were noted to be occurring occasionally.

2762Medical records indicated the presence of late decelerations on

2771admission , which progressed to bradycardia , for which an

2779immediate Cesarean section was recommended. Dr. Willis observe d

2788that Ailani was depressed at birth with Apgar scores of 2/4/4,

2799and that cord blood gas was abnormal with a pH of only 6.97. He

2813further noted that Ailani was floppy, pale , and had poor

2823perfusion; that bag and mask ventilation was initiated , followed

2832by i ntubation for continued respiratory distress; that

2840hypotension was present and required IV fluids; that the initial

2850blood count was low; and that Ailani remained acidotic after

2860birth with a pH of 6.7 and a base excess of - 27 at 90 minutes

2876after birth. Dr. Willis further noted Ailani's hospital course

2885consistent with her medical records and ultimately opined that

2894Ðthere was an obstetrical event that resulted in loss of oxygen

2905to the baby's brain during labor, delivery and continuing into

2915the immediate post delivery period. The oxygen deprivation

2923resulted in brain injury.Ñ Dr. Willis was unable to comment

2933about the severity of the injury, however.

294023. At the request of NICA, Laufey Y. Sigurdardottir,

2949M.D. , who is b oard c ertified in neurology and specializ ing in

2962pediatric neurology, reviewed the medical records included in

2970the Stipulated Record as Joint Exhibits A through G, and

2980performed a thorough examination of Ailani on October 18, 2017.

2990Dr. Sigurdardottir's summary of Ailani's medical history , along

2998w ith her findings upon a full physical and neurological

3008examination , is documented within her written report, which was

3017admitted into evidence without objection. Dr. Sigurdardottir

3024noted that Ailani was a non - dysmorphic, interactive toddler with

3035normal fac ial features and apparently intact vision. No

3044abnormalities in Ailani's extremities were noted other than

3052occasional toe walking. Neurologically, Ailani was noted to be

3061interactive, curious , and exhibiting normal joint attention.

3068Ailani exhibited preten d play with a stethoscope, said the word

"3079mom" a few times, pointed to her mouth when asked to do so,

3092enjoyed playing with a tablet computer, shook her head for "no , "

3103exhibited understandable words, and exhibited no autistic

3110features. Cranial nerves were intact, facial grimacing was

3118symmetric and normal , and hearing seemed intact. No drooling

3127was noted. Muscle tone was noted to be normal, strength was

3138full and symmetric and deep tendon reflexes were symmetric and

3148within normal limits. Gross and fine mot or skills were noted to

3160be within normal limits for age.

316624 . Overall, Dr. Sigurdardottir determined that despite

3174her initial abnormal neurological examination , and delays in

3182early development, Ailani's current neurologic and developmental

3189functioning is a ge - appropriate. She went on to opine in

3201relevant part that,

3204Ailani is not found to have substantial

3211delays in motor and mental abilities at this

3219time . . . . In review of available

3228documents, there is evidence of impairment

3234consistent with a neurologic i njury to the

3242brain or spinal cord acquired due to oxygen

3250deprivation . . . . The prognosis for full

3259motor and mental recovery is excellent and

3266the life expectancy is full . . . . In

3276light of evidence presented I believe Ailani

3283does not fulfill criteria o f a substantial

3291mental and physical impairment at this time.

3298I do not feel that Ailani should be included

3307in the NICA program.

331125 . Neither Petitioner nor Intervenor submitted or

3319introduced into evidence any expert reports rebutting the

3327opinions of Dr. W illis and/or Dr. Sigurdardottir.

3335CONCLUSIONS OF LAW

333826 . The Division of Administrative Hearings has

3346jurisdiction over the parties to and the subject matter of these

3357proceedings. §§ 766.301 - 766.316, Fla. Stat.

336427 . The Plan was established by the Legislat ure "for the

3376purpose of providing compensation, irrespective of fault, for

3384birth - related neurological injury claims" relating to births

3393occurring on or after January 1, 1989. § 766.303(1), Fla. Stat.

340428 . The injured infant, her or his personal

3413representa tive, parents, dependents, and next of kin may seek

3423compensation under the Plan by filing a claim for compensation

3433with DOAH. §§ 766.302(3), 766.303(2), and 766.305(1), Fla.

3441Stat. NICA, which administers the Plan, has "45 days from the

3452date of service of a complete claim . . . in which to file a

3467response to the petition and to submit relevant written

3476information relating to the issue of whether the injury is a

3487birth - related neurological injury." § 766.305(4), Fla. Stat.

349629 . If NICA determines that the i njury alleged in a claim

3509is a compensable birth - related neurological injury, it may award

3520compensation to the claimant, provided that the award is

3529approved by the administrative law judge to whom the claim has

3540been assigned. § 766.305(7), Fla. Stat. If, on the other hand,

3551NICA disputes the claim, as it has in the instant case, the

3563dispute must be resolved by the assigned administrative law

3572judge in accordance with the provisions of chapter 120, Florida

3582Statutes. §§ 766.304, 766.309, and 766.31, Fla. Stat .

359130 . In discharging this responsibility, the administrative

3599law judge must make the following determination based upon the

3609available evidence:

3611(a) Whether the injury claimed is a birth -

3620related neurological injury. If the

3625claimant has demonstrated, to t he

3631satisfaction of the administrative law

3636judge, that the infant has sustained a brain

3644or spinal cord injury caused by oxygen

3651deprivation or mechanical injury and that

3657the infant was thereby rendered permanently

3663and substantially mentally and physically

3668im paired, a rebuttable presumption shall

3674arise that the injury is a birth - related

3683neuro logical injury as defined in

3689s. 766.303(2).

3691(b) Whether obstetrical services were

3696delivered by a participating physician in

3702the course of labor, delivery, or

3708resuscitat ion in the immediate postdelivery

3714period in a hospital; or by a certified

3722nurse midwife in a teaching hospital

3728supervised by a participating physician in

3734the course of labor, delivery, or

3740resuscitation in the immediate postdelivery

3745period in a hospital.

3749§ 766.309(1), Fla. Stat. An award may be sustained only if the

3761administrative law judge concludes that the "infant has

3769sustained a birth - related neurological injury and that

3778obstetrical services were delivered by a participating physician

3786at birth." § 76 6.31(1), Fla. Stat.

379331 . The term "birth - related neurological injury" is

3803defined in section 766.302(2) as follows:

"3809Birth - related neurological injury" means

3815injury to the brain or spinal cord of a live

3825infant weighing at least 2,500 grams for a

3834single ges tation or, in the case of a

3843multiple gestation, a live infant weighing

3849at least 2,000 grams at birth caused by

3858oxygen deprivation or mechanical injury

3863occurring in the course of labor, delivery,

3870or resuscitation in the immediate

3875postdelivery period in a ho spital, which

3882renders the infant permanently and

3887substantially mentally and physically

3891impaired.

389232 . To be compensable under the NICA Plan, there must have

3904been an obstetrical event which resulted in loss of oxygen to

3915the babyÓs brain during labor, deli very, or resuscitation in the

3926immediate post - delivery period resulting in a permanent and

3936substantial mental impairment and a permanent and substantial

3944physical impairment, inasmuch as both are required to establish

3953compensability. Fla. Birth - Related Neur ological Injury Comp.

3962AssÓn v. Div. of Admin. Hearings , 686 So. 2d 1349 (Fla. 1997).

397433 . Dr. Willis' s unrebutted opinion that "there was an

3985apparent obstetrical event that resulted in loss of oxygen to

3995the baby's brain during labor, delivery and continuin g into the

4006immediate post - delivery period" is credited.

401334 . Likewise, Dr. Sigurdardottir's unrebutted opinions

4020that "Ailani is not found to have substantial delays in motor

4031and mental abilities at this time" and that "the prognosis for

4042full motor and ment al recovery is excellent and the life

4053expectancy is full" are also credited.

405935 . In his Order to Show Cause of February 5, 2018, the

4072undersigned included the following endnote:

40772 / The undersigned notes that he is not

4086qualified to determine whether Ailani

4091Sanchez suffered a Ðbirth related

4096neurological injuryÑ based solely upon a

4102review of the medical records submitted to

4109NICA.

411036 . Thereafter, on February 14, 2018, Petitioners filed a

4120response to the Order to Show Cause. In their response ,

4130Petitioners r eiterated their position that Ailani did suffer a

4140compensable neurological injury, and stating further

4146ÐPetitioners continue to rely upon the medical records submitted

4155to NICA with PetitionersÓ claim to support their position in

4165this case.Ñ Petitioners fu rther stated that Florida Statutes do

4175not require that Petitioners retain a medical expert in order to

4186obtain NICA benefits.

418937 . While Petitioners are correct that nothing in the

4199statutes governing NICA requires them to retain a medical expert

4209to substan tiate their claim, they do bear the burden of proving,

4221by competent substantial evidence, that Ailani suffered a birth -

4231related neurological injury as defined by section 766.302(2).

423938 . As noted in the cited endnote above, the undersigned

4250is not qualified to determine whether Ailani Sanchez suffered a

4260Ðbirth related neurological injuryÑ based solely upon a review

4269of the medical records submitted to NICA. See Worzalla v.

4279Barnhart , 311 F. Supp. 2d 782 (E.D. Wis. 2004) ( ÐALJs must not

4292succumb to the temptati on to play doctor and make their own

4304independent medical findings.Ñ ). As the party bearing the

4313burden of proof, it was incumbent upon Petitioners to present

4323expert medical opinion to rebut the expert medical opinions

4332expressed by NICAÓs retained experts. This, Petitioners failed

4340to do.

434239 . The competent substantial evidence in this case

4351reveals that Ailani does not have a permanent and substantial

4361mental or physical impairment. Thus, Ailani has not suffered a

4371birth - related neurological injury as defined by section

4380766.302(2) and is not entitled to benefits under the Plan.

4390ORDER

4391Based on the foregoing Findings of Fact and Conclusions of

4401Law, it is ORDERED that the Petition filed by Michele Sanchez

4412and Fidel Sanchez , on behalf of and as parents and natural

4423guardians of Ailani Sanchez , is dismissed with prejudice.

4431DONE AND ORDERED this 15th day of January , 2019 , in

4441Tallahassee, Leon County, Florida.

4445S

4446W. DAVID WATKINS

4449Administrative Law Judge

4452Division of Administrative Hea rings

4457The DeSoto Building

44601230 Apalachee Parkway

4463Tallahassee, Florida 32399 - 3060

4468(850) 488 - 9675

4472Fax Filing (850) 921 - 6847

4478www.doah.state.fl.us

4479Filed with the Clerk of the

4485Division of Administrative Hearings

4489this 15th day of January , 2019 .

4496COPIES FURNIS HED:

4499(via certified mail)

4502Kenney Shipley, Executive Director

4506Florida Birth Related Neurological

4510Injury Compensation Association

4513Suite 1

45152360 Christopher Place

4518Tallahassee, Florida 32308

4521(eServed)

4522(Certified Mail No. 7012 1640 0000 7869 7570)

4530Chafica A . Singha, Esquire

4535Singha Law Group

4538Post Office Box 56424

4542St. Petersburg, Florida 33732

4546(eServed)

4547(Certified Mail No. 7012 1640 0000 7869 7587)

4555Paula J. Lozano, Esquire

4559Walters Levine & Lozano

4563Sarasota City Center

45661819 Main Street, Suite 1110

4571Saraso ta, Florida 34236

4575(eServed)

4576(Certified Mail No. 7012 1640 0000 7869 7594)

4584Michael R. D`Lugo, Esquire

4588Wicker, Smith, O`Hara, McCoy, Ford, P.A.

4594Suite 1000

4596390 North Orange Avenue

4600Orlando, Florida 32802

4603(eServed)

4604(Certified Mail No. 7012 1640 0000 7869 760 0)

4613Brooke M. Gaffney, Esquire

4617Smith, Stout, Bigman & Brock, P.A.

4623Suite 900

4625444 Seabreeze Boulevard

4628Daytona Beach, Florida 32118

4632(eServed)

4633(Certified Mail No. 7012 1640 0000 7869 7617)

4641Amie Rice, Investigation Manager

4645Consumer Services Unit

4648Department o f Health

46524052 Bald Cypress Way, Bin C - 75

4660Tallahassee, Florida 32399 - 3275

4665(Certified Mail No. 7012 1640 0000 7869 7624)

4673Mary Mayhew , Secretary

4676Health Quality Assurance

4679Agency for Health Care Administration

46842727 Mahan Drive, Mail Stop 1

4690Tallahassee, Florid a 32308

4694(Certified Mail No. 7012 1640 0000 7869 7730 )

4703NOTICE OF RIGHT TO JUDICIAL REVIEW

4709Review of a final order of an administrative law judge shall be

4721by appeal to the District Court of Appeal pursuant to section

4732766.311(1), Florida Statutes . Review proceedings are governed

4740by the Florida Rules of Appellate Procedure. Such proceedings

4749are commenced by filing the original notice of administrative

4758appeal with the a gency c lerk of the Division of Administrative

4770Hearings within 30 days of rendit ion of the order to be

4782reviewed, and a copy, accompanied by filing fees prescribed by

4792law, with the clerk of the appropriate District Court of Appeal.

4803See § 766.311(1), Fla. Stat., and Fla. Birth - Related

4813Neurological Injury Comp. Ass'n v. Carreras , 598 So . 2d 299

4824(Fla. 1st DCA 1992).

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 09/03/2019
Proceedings: Transmittal letter from Claudia Llado forwarding records to the agency.
PDF:
Date: 09/03/2019
Proceedings: Transmittal letter from Claudia Llado forwarding records to the agency.
PDF:
Date: 02/25/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/30/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/23/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/18/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 01/15/2019
Proceedings: DOAH Final Order
PDF:
Date: 01/15/2019
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 01/15/2019
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 01/15/2019
Proceedings: Final Order of Dismissal. CASE CLOSED.
PDF:
Date: 10/05/2018
Proceedings: Petitioners' Notice of Filing Petitioners' Proposed Final Order filed.
PDF:
Date: 10/04/2018
Proceedings: Respondent's Notice of Filing (Respondent, Florida Birth-Related Neurological Injury Compensation Association's Proposed Final Order) filed.
PDF:
Date: 09/28/2018
Proceedings: Notice of Filing Stipulated Record filed.
PDF:
Date: 09/28/2018
Proceedings: Joint Stipulation Regarding Stipulated Record filed.
PDF:
Date: 09/27/2018
Proceedings: Notice of Filing Stipulated Record filed.
PDF:
Date: 09/27/2018
Proceedings: Joint Stipulation regarding Stipulated Record filed.
PDF:
Date: 09/21/2018
Proceedings: Order Granting Joint Motion to Submit Stipulated Factual Record in Lieu of a Contested Hearing (parties to advise status by September 28, 2018).
PDF:
Date: 09/17/2018
Proceedings: Joint Stipulation Concerning Intervenor's Participation in NICA filed.
PDF:
Date: 09/17/2018
Proceedings: Joint Motion to Submit Stipulated Factual Record in Lieu of a Contested Hearing filed.
PDF:
Date: 09/17/2018
Proceedings: Order Granting Withdrawal of Motion to Intervene.
PDF:
Date: 09/06/2018
Proceedings: Intervenor, Lakeland Regional Health Systems, Inc.'s Notice of Withdrawal of the Motion to Intervene filed.
PDF:
Date: 07/13/2018
Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for October 16, 2018; 9:00 a.m.; Lakeland and Tallahassee, FL; amended as to video teleconference, location, and time).
PDF:
Date: 07/11/2018
Proceedings: Notice of Hearing (hearing set for October 16, 2018; 9:30 a.m.; Lakeland, FL).
PDF:
Date: 07/10/2018
Proceedings: Supplemental Status Update filed.
PDF:
Date: 07/05/2018
Proceedings: Status Update filed.
PDF:
Date: 06/25/2018
Proceedings: Order Denying Motion for Summary Final Order and Requiring Status Report.
PDF:
Date: 03/07/2018
Proceedings: Notice of Filing (Affidavit of Laufey Y. Sigurdardottir, M.D.) filed.
Date: 03/07/2018
Proceedings: Motion to Determine Confidentiality of Document (Affidavit of Laufey Y. Sigurdardottir, M.D.; medical records not available for viewing) filed.  Confidential document; not available for viewing.
PDF:
Date: 02/27/2018
Proceedings: Notice of Filing (Affidavit of Dr. Donald Willis, M.D.) filed.
Date: 02/27/2018
Proceedings: Affidavit of Dr. Donald Willis, M.D., filed (medical information, not available for viewing).  Confidential document; not available for viewing.
PDF:
Date: 02/14/2018
Proceedings: Petitioners' Response to Court's Order to Show Cause filed.
PDF:
Date: 02/05/2018
Proceedings: Order to Show Cause.
PDF:
Date: 12/29/2017
Proceedings: NICA's Motion for Summary Final Order filed.
Date: 12/29/2017
Proceedings: Exhibits (NICA's Motion for Summary Final Order) filed.  Confidential document; not available for viewing.
PDF:
Date: 12/27/2017
Proceedings: Amended Notice of Telephonic Pre-hearing Conference (pre-hearing conference set for December 28, 2017; 1:15 p.m.).
PDF:
Date: 12/20/2017
Proceedings: Notice of Telephonic Pre-hearing Conference (set for December 22, 2017; 10:30 a.m.).
PDF:
Date: 12/07/2017
Proceedings: Petitioner's Status Report filed.
PDF:
Date: 12/07/2017
Proceedings: Intervenor, Lakeland Regional Health Systems, Inc.'s Status Report filed.
PDF:
Date: 12/06/2017
Proceedings: Intervenor's, Carl D. Zollicoffer, M.D., Status Report filed.
PDF:
Date: 11/29/2017
Proceedings: Status Update filed.
PDF:
Date: 11/15/2017
Proceedings: Amended Order (regarding availability, estimated hearing time, and venue for compensability hearing).
PDF:
Date: 11/14/2017
Proceedings: Order (regarding availability, estimated hearing time, and venue for compensability hearing).
PDF:
Date: 11/13/2017
Proceedings: NICA's Response to Petition filed.
Date: 11/13/2017
Proceedings: Exhibits to NICA's Response to Petition filed (medical records not available for viewing).  Confidential document; not available for viewing.
PDF:
Date: 10/19/2017
Proceedings: Notice of Appearance (Brooke Gaffney) filed.
PDF:
Date: 10/16/2017
Proceedings: Lakeland Regional Medical Center's Response to Intervenor, Carl D. Zollicoffer, M.D.'s Request to Produce filed.
PDF:
Date: 10/13/2017
Proceedings: Intervenor's, Carl D. Zollicoffer, M.D. Request to Produce to Lakeland Regional Medical Center filed.
PDF:
Date: 10/11/2017
Proceedings: Order Granting Second Extension of Time.
PDF:
Date: 10/11/2017
Proceedings: Order Granting Petition to Intervene.
PDF:
Date: 09/25/2017
Proceedings: Petition to Intervene by Carl D. Zollicoffer, M.D. filed.
PDF:
Date: 09/15/2017
Proceedings: Motion for Extension of Time in which to Respond to Petition filed.
PDF:
Date: 08/10/2017
Proceedings: Order Granting Extension of Time.
PDF:
Date: 08/09/2017
Proceedings: Motion for Extension of Time in which to Respond to Petition filed.
PDF:
Date: 07/25/2017
Proceedings: Order Accepting Qualified Representative.
PDF:
Date: 07/24/2017
Proceedings: Order Granting Motion to Intervene.
PDF:
Date: 07/21/2017
Proceedings: Lakeland Regional Health Systems, Inc.'s Petition for Leave to Intervene filed.
PDF:
Date: 07/14/2017
Proceedings: Motion to Act as a Qualified Representative before the Division of Administrative Hearings filed.
PDF:
Date: 07/12/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 07/03/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 06/30/2017
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 06/27/2017
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 06/27/2017
Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
PDF:
Date: 06/27/2017
Proceedings: Initial Order.
Date: 06/14/2017
Proceedings: NICA filing fee $15.00: Check No. 2036 filed (not available for viewing).
PDF:
Date: 06/14/2017
Proceedings: Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. filed.

Case Information

Judge:
W. DAVID WATKINS
Date Filed:
06/14/2017
Date Assignment:
06/27/2017
Last Docket Entry:
09/03/2019
Location:
Lakeland, Florida
District:
Middle
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related Florida Statute(s) (9):