17-003861PL Pam Stewart, As Commissioner Of Education vs. Adam Souilliard
 Status: Closed
Recommended Order on Tuesday, November 21, 2017.


View Dockets  
Summary: Petitioner proved that Respondent left students unsupervised, warranting a 30-day suspension of his educator's certificate.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8PAM STEWART , AS COMMISSIONER OF

13EDUCATION ,

14Petitioner ,

15vs. Case No. 1 7 - 3 861 PL

24ADAM SOULLIARD ,

26Respondent .

28/

29RECOMMENDED ORDER

31This case was heard on September 6 , 201 7 , in Gainesville ,

42Florida, before E. Gary Early, an Administrative Law Judge

51assigned by the Division of Administrative Hearings.

58APPEARANCES

59For Petitioner: Ron Weaver, Esquire

64Post Office Box 770088

68Ocala, Florida 34477 - 0088

73For Respondent: Eric J. Lindstrom, Esquire

79Egan, Lev, Lindstrom & Siwica, P.A.

85Post Office Box 2231

89Orlando, Florida 32802

92STATEMENT OF THE ISSUE S

97Whether Respondent violat ed section 1012.795 (1)(j) , Florida

105Statutes , and Florida Administrative Code R ule 6A - 1 0.081 ( 2 )(a) 1 . ,

121as alleged in the Administrative Complaint ; and, if so, the

131appropriate penalty.

133PRELIMINARY STATEMENT

135On January 13, 2017 , the Commissioner of Education issued

144an Administrative Complaint against Respondent which alleged :

1523. Upon employment, Respondent was made

158aware of the following Alachua County School

165District Policy regarding supervision of

170students:

171Subject to the approval of the

177principal or his designee, a teacher

183may leave the campus of his

189particular school if appropriate

193arrangements are made to insure that

199students are not left un supervised.

205Approval is required for each

210circumstance or situation. The

214principal or his designee will not

220unrea sonably deny such a request.

226A teacher will use this privilege

232only in unusual circumstances.

2364. On or about April 7, 2016, Respondent

244received an email from the school Principal

251reminding teachers that Ðif you choose to

258allow students in your room during lunch,

265you are assuming responsibility for

270supervising them.Ñ

2725. Despite the policy and direction

278described in paragraphs 3 and 4 her ein, on

287or about May 12, 2016, Respondent left

294students in his classroom unattended during

300lunch for approximately 15 minutes.

305Respondent left campus during that time for

312purposes of buying his own lunch .

3196. While unsupervised as alleged in

325paragraph 5 herein, a male student, B.S.,

332sexually assaulted a female student, B.H.,

338in RespondentÓs classroom closet.

342Respondent timely filed an election of rights by which he

352exercised a settlement option and, if agreement could not be

362reached, requested a formal hearing. 1 / On July 7, 2017, t he

375matter was referred to the Division of Administrative Hearings

384for a formal evidentiary hearing.

389The hearing was scheduled for September 6, 2017. O n

399August 28, 2017 , the parties filed their Joint Pre - hearing

410Statement of Stipulated Facts, which contained two stipulations

418of fact, each of which is ad opted and incorporated herein.

429The final hearing was convened on September 6 , 201 7 , as

440scheduled. At the final hearing, Petitioner presented the

448testimony of David Shelnutt, p rincipal of Gainesville High

457School ( GHS ) ; Candi Conyers, clerical assistant in the GHS

468deanÓs office; Stephen C. Bauer, a physical education ( P.E. )

479teacher at GHS ; Robin Gantt, d ean of s tudents at GHS ; Paul

492White, a ssistant s uperintendent for Operations for Alachua

501County Schools; William Calsam, III, supervisor of human

509r esources for Alachua County Schools; and Syvetta Flowers,

518mother of female student B.H. PetitionerÓs Exhibits 3, 4, 7, 8,

52912 through 17 , 19 through 21, 25 , 28, and 29 were received into

542evidence.

543Respondent testified on his own behalf and presented the

552testimony of Michael B. DeLucas, who was, at the time of the

564alleged incident, a ssistant p rincipal for Student S ervices at

575G HS ; Alison Nadelberg, an ESE teacher at GHS ; Kevin Kaufman, an

587ESE teacher at G HS ; and Susan Gornto, an ESE teacher at G HS .

602Respondent Ós Exhibit s 1 through 3 and 15 were received in

614evidence .

616A one - volume Transcript of the proceedings was filed on

627October 5 , 201 7 . By rule, parties are allow ed 10 days after

641filing of the t ranscript at DOAH to submit proposed recommended

652orders (PROs). On October 9, 2017, Respondent filed an

661unopposed motion to extend the time for filing PROs by 10 days.

673The motion was granted . B oth parties timely filed their PROs on

686October 25, 2017, and both have been considered in the

696preparation of this Recommended Order .

702The actions that form the basis for the Administrative

711Complaint occurred o n Ma y 12, 201 6 . This proceeding i s governed

726by the law in effect at the time of the commission of the acts

740alleged to warrant discipline. See McCloskey v. DepÓt of Fin.

750Servs. , 115 So. 3d 441 (Fla. 5th DCA 2013). Accordingly, all

761statutory and regulatory references are to the version s in

771effect on that date , unless otherwise specified.

778FINDINGS OF FACT

7811. The Florida Education Practices Commission is the state

790agency charged with the duty and responsibility to revoke or

800suspend, or take other appropriate action with regard to

809teachi ng certificates , as provided in sections 1012.795 and

8181012.796 , Florida Statutes . § 1012.79(7), Fla. Stat . (2017).

8282. Petitioner, as Commissioner of Education, is charged

836with the duty to file and prosecute administrative complaints

845against individuals who hold Florida teaching certificate s and

854who are alleged to have violated standards of teacher conduct.

864§ 1012.796(6), Fla. Stat . (2017).

8703 . Respondent holds Florida Educator's Certificate 880641,

878covering the areas of Middle Grades Integrated Curriculum,

886Physical Education, Social Science , and Exceptional Student

893Education (ESE) , which is valid through June 30, 2022. At all

904times pertinent hereto, Respondent was employed as an ESE

913t eacher at GHS in the Alachua County School D istrict.

9244 . Respondent began his teaching career at GHS in 2002

935teaching ESE classes.

9385 . The incident that forms the basis for this proceeding

949occurred on May 12 , 2016, during the 2015 - 2016 school year.

9616 . T eachers employed by the Alachua County School Board

972are subject to the Collective Bargaining Agreement between the

981Alachua County School Board and the Alachua County Education

990Association, the local teachersÓ union. Article IX,

997Section 21 (a) , of the Collective Bargaining Agreement , which was

1007in effect during the 2015 - 2016 school year, provides that :

1019Subject to the approval of the principal or

1027his designee, a teacher may leave the campus

1035of his particular school if appropriate

1041arrangements are made to insure that

1047students are not left unsupervised.

1052Approval is required for each circumstance

1058or situation. The principal or his designee

1065will not unreasonably deny such a request.

1072A teacher will use this privilege only in

1080unusual circumstances.

10827 . At the beginning of each school year, before students

1093report, a faculty pre - planning meeting is held at GHS to go over

1107information provided by the school district. Supervision of

1115students is among the topics of discussion , and teachers are

1125advised that they are not to leave students unsupervised in

1135their classrooms. The reason for the instruction is obvious --

1145GHS, being responsible for the safety of its students, should

1155take all reasonable measures to ensure their safety on campus.

11658 . In addition to the instruction provided at the pre -

1177planning meeting, GHS sent periodic emails to teachers

1185throughout the year reiterating that students were not to be

1195left unsupervised in classrooms.

11999 . On April 5, 2016, an email was sent directed to the

1212general problem of unsupervised students Ðwalking around A, B,

1221and C hallwaysÑ during the lunch periods. The email noted that

1232some teachers allowed students to come to their classrooms

1241during the lunch period for mentoring, which was recognized as a

1252laudable activity. One teacher responded the next day

1260expressing appreciation for the reminder, noting that Ð[t]here

1268are students all over upstairs in A & B wings . They also hang

1282out in the stairwells, especially on the West end.Ñ

129110 . On April 7, 2016, Mr. Shelnutt sent an email to all

1304teachers reiterating that it was ÐfantasticÑ that teachers

1312allowed students in their classrooms during the lunch period,

1321but that students were not to be Ðroaming around . Ñ The email

1334emphasized that Ði f you chose to allow students in your

1345classroom during your lunch, you are assuming responsibility for

1354supervising them.Ñ 2 /

135811 . During the lunch shifts, school employees were

1367routinely stationed in areas where general education students

1375were allowed to eat lunch in order to provide adult supervision

1386while their teachers took their 30 - minute lunch break . As will

1399be described herein, ESE students were subject to a different

1409lunchtime regimen.

141112 . During the 2015 Î 16 school year, Respondent was

1422assigned to teach a self - contained class of 4 to 7 students with

1436intellectual disabilities. The Ðself - containedÑ setting means

1444that s tudents generally remained in the Gaines building on the

1455GHS campus with other students with disabilities.

146213 . Re spondentÓs students were intellectually disabled,

1470but functioned at a higher level than their ESE peers in other

1482classrooms, who had more severe disabilities. RespondentÓs

1489students identified more with general education students, and

1497were much more likely to interact with general education

1506students than with those in the other ESE classrooms. 3 /

151714 . The Gaines building was a Ðcommunity of classrooms,Ñ

1528in that a teacher could request and receive assistance from

1538teachers or paraprofessionals in the other two classrooms in the

1548building.

154915 . The ESE classrooms surround a small courtyard at the

1560Gaines building. The courtyard has a table and seating , and

1570students would most often sit there to eat their lunch. On e of

1583the three ESE teachers usually oversaw the courtyard , and the

1593courtyard could be seen from the ESE classroom windows . There

1604is also a basketball court and track behind the Gaines building,

1615which were occasionally used by ESE students before and after

1625school, and during lunch period.

163016 . The school day at GHS has six periods. Respondent

1641taught ESE students for five of the six daily periods. During

1652the period when RespondentÓs ESE students were at their P.E.

1662class, Respondent was assigned to teach a general education

1671history class.

167317 . Mr. Shelnutt indicated that Ð[e]very teacher [at GHS]

1683should have a 30 - minute duty free lunch in addition to a

1696planning period.Ñ Mr. De L ucas testified that Respondent was in

1707Ða very unique s ituation . The other self - contained rooms had

1720multiple paraprofessionals . He did not have multiple

1728paraprofessionals. Ñ 4 / Consequently, Respondent was the only

1737teacher in his classroom and was assigned students every period

1747of the school day with no planning period .

175618 . Because of the circumstances, if it became necessary

1766for Respondent to leave the classroom, he would ask one of the

1778teachers or paraprofessionals from the other ESE classrooms to

1787watch his class.

179019 . Unlike the situation that was the subject of the

1801April 5, 2017 and April 7, 2017 , emails referenced above, which

1812appears to describe a general education student lunch period ,

1821ESE Ðself - containedÑ students were allowed to get their lunches

1832and then r eturn to their classrooms, to avoid the crowds and the

1845lines. It was apparently not uncommon for special needs

1854students to go to the cafeteria during the 20 - minute break

1866between the end of A - Lunch at around 11:55 a.m. and the

1879beginning of B - Lunch at 12:15 p.m. when there is not a standard

1893lunch shift.

189520. RespondentÓs only break in the school day was during

1905his studentsÓ lunch period, from 12:15 p.m. to 12:45 p.m . Since

1917ESE students typically had lunch in the Gaines building

1926courtyard or their classrooms, ev en RespondentÓs Ð duty free

1936lunch Ñ was not free of duties.

194321 . On May 12, 2016, Respondent released his students --

1954which on that day were only B.S., B.H., and N.C. -- around

196612:05 p.m. to get lunch from the cafeteria. RespondentÓs

1975students had been watc hing a movie, and wanted to finish the

1987movie during the lunch period. Respondent agreed to let the

1997students return to his classroom to finish watching the movie.

200722 . Before the students returned to the classroom,

2016Respondent received a telephone call from the baseball booster

2025club president regarding an upcoming banquet. When the students

2034returned to the classroom, Respondent continue d the tele phone

2044call outside .

204723 . When Respondent end ed the tele phone call, he realized

2059that the lunc h period was Ðcounting down.Ñ Respondent left the

2070Gaines Building , with the students unattended in his classroom,

2079and drove to a sandwich shop several blocks away . There was no

2092explanation as to why Respondent did not ask one of the other

2104ESE teachers or paraprofessionals to watch his classroom.

211224 . During RespondentÓs absence from the classroom,

2120a nother of RespondentÓs students, J.H., entered the classroom

2129and saw male ESE student , B.S. , emerging from a storage closet

2140in RespondentÓs classroom , and thereafter discovered female ESE

2148student, B.H., in the closet crying. J.H. went to the office

2159and told Ms. Conyers what he had seen. Ms. Conyers radioed for

2171a dean or an administrator to report to RespondentÓs classroom.

2181Ms. Gantt and Mr. Bauer arrived at the classroom at about the

2193same time. Ms. Gantt questioned B.H. as to what had happened,

2204and Mr. Bauer went to the nearby basketball court where B.S. had

2216been reported to have gone. B.H. and B.S. were taken to the

2228DeanÓs office for questioning. At so me point after Ms. Gantt

2239and Mr. Bauer arrived at RespondentÓs classroom, and

2247approximately 15 minutes after his departure from campus,

2255R espondent returned from the sandwich shop.

226225 . There was considerable evidence devoted to the events

2272that occurred in RespondentÓs classroom closet during his

2280absence. All of the evidence was hearsay. However, what was

2290established (and agreed upon) is this: On May 12, 2016 , while

2301Respondent was absen t from his classroom, during which time

2311students were left unsuper vised in the classroom, an event

2321occurred that was of sufficient severity that the police were

2331called in, that the police conducted an investigation, and that

2341the police ultimately completed a sworn complaint charging B.S.

2350with lewd and lascivious molestat ion of B.H.

235826 . Alachua County Public S chools charged Respondent with

2368violating school board policies regarding student supervision ,

2375specifically a policy that required teachers to obtain the

2384permission of the school principal before leaving school campus ,

2393and recommended his termination from employment .

240027 . Respondent contested the recommendation of

2407termination. On February 16, 2017, the Alachua County School

2416Board , the Alachua County Education Association, and Respondent

2424executed a settlement a greement, providing that : (1) the

2434superintendent would rescind the recommendati on for RespondentÓs

2442termination; (2) Respondent would take an unpaid leave of

2451absence beginning March 1, 2017 , until June 6, 2017 ;

2460(3) Respondent would agree to complete Safe S chools online

2470training regarding classroom supervision and school safety ; and

2478(4) upon completion of the Safe Schools training, Respondent

2487would be returned to paid status as an employee of Alachua

2498County Schools.

250028 . Respondent fulfilled the terms of the settlement

2509agreement and, with regard to the Safe Schools training,

2518exceeded the required courses.

252229 . For the 2017 Î 2018 school year, Respondent has been

2534assigned as a P . E . teacher at the Sidney Lanier Center, a K - 12

2551public school in Alachua County. Sidney Lanier is a specialized

2561school for ESE students. The principal of Sidney Lanier was

2571aware of the events of May 12 , 201 6 , when Respondent was

2583assigned .

258530 . It should be acknowle d ged that Respondent taught ESE

2597classes at GHS for 14 years without incident. He had no prior

2609discipline and received uniformly good evaluations. He was well

2618regarded as a teacher and a coach, and was generally

2628acknowledged to have had a positiv e impact on s tudents Ó lives .

2642Respondent expressed genuine remorse about leaving students

2649unattended in his classroom, and credibly testified that he

2658would never again do so . The incident did not involve

2669Respondent denigrating or disparaging students, or improperly or

2677abusively making physical con tact with student s .

268631 . Nonetheless, Respondent violated a clear and direct

2695requirement that he not leave students unattended. Although he

2704believed his students would not engage in the activity

2713de scribed, such action on the part of a high school student was

2726certainly not unforeseeable.

272932 . There was conflicting evidence as to whether B.H.Ós

2739mental health was actually affected by the incident. A

2748preponderance of the evidence indicates that it h ad some

2758negative effect. However, rule 6A - 10.081( 2 )(a) 1. Ðdoes not

2770require evidence that Respondent actually harmed [ a student ]'s

2780health or safety. Rather, it requires a showing that Respondent

2790failed to make reasonable efforts to protect the student fro m

2801such harm.Ñ Gerard Robinson, as CommÓ r of Educ. v . William

2813Randall Aydelott , Case No. 12 - 0621PL , RO at 76 (Fla. DOAH

2825Aug. 29, 2012; Fla. EPC Dec. 19, 2012). Under the circumstances

2836described herein, Petitioner proved that Respondent, though

2843without specific intent or malice, failed to make reasonable

2852effort to protect his students from conditions harmful to their

2862mental or physical health, or safety, pursuant to rule 6A -

287310.081(2)(a)1.

2874CONCLUSIONS OF LAW

2877A. Jurisdiction

287933 . The Division of Admini strative Hearings has

2888jurisdiction over the subject matter of this proceeding and of

2898t he parties thereto pursuant to s ections 120.569 and 120.57(1),

2909Florida Statutes (201 7 ) .

2915B. Standards

291734 . Section 1012.795(1), which establishes the violations

2925that subject a holder of an educator certificate to disciplinary

2935sanctions , provides , in pertinent part, that :

2942(1) The Education Practices Commission may

2948suspend the educator certificate of any

2954perso n as defined in s. 1012.01(2) or (3)

2963for up to 5 years, thereby denying that

2971person the right to teach or otherwise be

2979employed by a district school board or

2986public school in any capacity requiring

2992direct contact with students for that period

2999of time, afte r which the holder may return

3008to teaching as provided in subsection (4);

3015may revoke the educator certificate of any

3022person, thereby denying that person the

3028right to teach or otherwise be employed by a

3037district school board or public school in

3044any capacity requiring direct contact with

3050students for up to 10 years, with

3057reinstatement subject to the provisions of

3063subsection (4); may revoke permanently the

3069educator certificate of any person thereby

3075denying that person the right to teach or

3083otherwise be employed by a district school

3090board or public school in any capacity

3097requiring direct contact with students; may

3103suspend the educator certificate, upon an

3109order of the court or notice by the

3117Department of Revenue relating to the

3123payment of child support; or may impose any

3131other penalty provided by law, if the

3138person:

3139* * *

3142(j) Has violated the Principles of

3148Professional Conduct for the Education

3153Profession prescribed by State Board of

3159Education rules.

316135 . Rule 6A - 10.081( 2 )( a ) 1. provides that:

3174(2) Florida educators shall comply with the

3181following disciplinary principles.

3184Violation of any of these principles shall

3191subject the individual to revocation or

3197suspension of the individual educatorÓs

3202certificate, or the other penalties as

3208provided by law.

3211(a) Obligation to the student requires that

3218the individual:

32201. Shall make reasonable effort to protect

3227the student from conditions harmful to

3233learning and/or to the studentÓs mental

3239and/or physical health and/or safety.

3244C. Burden and Standard of Proof

325036 . Petitioner bears the burden of proving the specific

3260allegations of wrongdoing that support the charges alleged in

3269the Administrative Complaint by clear and convincing evidence

3277before disciplinary action may be taken against the professional

3286license of a teacher . Tenbroeck v. Castor , 640 So. 2d 164, 167

3299(Fla. 1 st DCA 1994); § 120.57(1)(j), Fla . Stat . ; see also DepÓt

3313of Banking & Fin. , Div. of Sec. & Inv. Prot. v. Osborne Stern

3326and Co. , 670 S o. 2d 932 (Fla. 1996); Ferris v. Turlington ,

3338510 So. 2d 292 (Fla. 1987); Pou v. DepÓt of Ins. and Treasurer ,

3351707 So. 2d 941 (Fla. 3d DCA 1998).

335937 . Clear and convincing evidence Ðrequires more proof

3368than a Òpreponderance of the evidenceÓ but less than Òbeyond and

3379to the exclusion of a reasonable doubt. ÓÑ In re Graziano ,

3390696 So. 2d 744, 753 (Fla. 1997). The clear and convincing

3401evidence level of proof :

3406[E] ntails both a qualitative and

3412quantitative standard. The evidence must be

3418credible; the memories of the witnesses must

3425be clear and without confusi on; and the sum

3434total of the evidence must be of sufficient

3442weight to convince the trier of fact without

3450hesitancy.

3451C lear and convincing evidence

3456requires that the evidence must be

3462found to be credible; the facts to

3469which the witnesses testify must

3474be distinctly remembered; the

3478testimony must be precise and

3483explicit and the witnesses must be

3489lacking in confusion as to the

3495facts in issue. The evidence must

3501be of such weight that it produces

3508in the mind of the trier of fact a

3517firm belief or conviction, without

3522hesitancy, as to the truth of the

3529allegations sought to be

3533established.

3534In re Davey , 645 So. 2d 398, 404 (Fla. 1994) ( quoting, with

3547approval, Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA

35591983) ) ; see also In re Henson , 913 So. 2d 579, 590 (Fla. 2005).

"3573Although this standard of proof may be met where the evidence

3584is in conflict, it seems to preclude evidence that is

3594ambiguous." Westinghouse Elec . Corp., Inc. v. Shuler Bros.,

3603Inc. , 590 So. 2d 986, 989 (Fla. 1st DCA 1991).

361338 . Sec tion 1012.795 is penal in nature and must be

3625strictly construed , with any ambiguity construed against

3632Petitioner. Penal statutes must be construed in terms of their

3642lite ral meaning, and words used by the Legislature may not be

3654expanded to broaden the application of such statutes. Latham v.

3664Fl a . CommÓ n on Ethics , 694 So. 2d 83 (Fla. 1st DCA 1997);

3679see also Beckett v. DepÓt of Fin. S ervs . , 982 So. 2d 94, 100

3694(Fla. 1st DCA 2008 ) ; Dyer v. DepÓt of Ins. & Treas . , 585 So. 2d

37101009, 1013 (Fla. 1st DCA 1991).

371639 . The allegations set forth in the Administrative

3725Complaint are those upon which this proceeding is predicated.

3734Trevisani v. DepÓt of Health , 908 So. 2d 1108, 1109 (Fla. 1st

3746DCA 2005) ; s ee also Cottrill v. DepÓt of Ins. , 685 So. 2d 1371,

37601372 (Fla. 1st DCA 1996). Due process prohibits the imposition

3770of disciplinary sanctions based on matters not specifically

3778alleged in the noti ce of charges. See Pilla v. Sch. Bd. of Dade

3792Cnty. , 655 So. 2d 1312, 1314 (Fla. 3d DCA 1995); Texton v.

3804Hancock , 359 So. 2d 895, 897 n.2 (Fla. 1st DCA 1978); see also

3817Sternberg v. Dep't of Prof'l Reg. , 465 So. 2d 1324, 1325 (Fla.

38291st DCA 1985) ( Ð For the h earing officer and the Board to have

3844then found Dr. Sternberg guilty of an offense with which he was

3856not charged was to deny him due process. Ñ ). Thus, the scope of

3870this proceeding is properly restricted to those issues of fact

3880and law as framed by Petitio ner. M.H. v. DepÓt of Child. & Fam.

3894Servs. , 977 So. 2d 755, 763 (Fla. 2d DCA 2008).

3904D . Count s 1 and 2 - Section 1012.795(1)(j) and Rule 6A -

391810.081( 2 )( a ) 1.

392440 . Count 1 of the Administrative Complaint charge d

3934Respondent with violating section 1012.795(1)(j) by having

3941violated the Principles of Professional Conduct for the

3949Education Profession prescribed by State Board of Education

3957r ules. Thus, Count 1 does not constitute an independent

3967violation, but rather i s dependent upon a corresponding

3976violation of the rules constituting the Principles of

3984Professional Conduct.

398641 . Count 2 of the Administrative Complaint charge d

3996Respondent with violating rul e 6A - 10.081( 2 )( a ) 1. by failing to

4012make reasonable effort to protect h is students from conditions

4022harmful to their mental or physical health , or to their safety .

403442 . T he evidence in this case demonstrates that Respondent

4045left students unsupervised in his classroom for a period that

4055was more than momentary, and tha t a reasonably foreseeable event

4066occurred that resulted in negative effects as to at least one of

4078the students. By so doing, Respondent breached his duty to

4088supervise the students under his care as established by the

4098collective bargaining agreement and th e statutes and rules that

4108govern Florida teachers. See , e.g. , Doe v. Escambia C nty . Sch .

4121Bd. , 599 So. 2d 226 , 227 - 228 (Fla. 1st DCA 1992). A s such,

4136Respondent failed to make reasonable effort to protect his

4145students from conditions harmful to their mental or physical

4154health, or safety.

4157E. Penalty

415943 . Florida Administrative Code Rule 6 B - 11.007(2)

4169establishes the range of penalties for violations of various

4178statutory and regulatory provisions as follows:

4184(2) The following disciplinary guidelines

4189shall apply to violations of the below

4196listed statutory and rule violations and to

4203the described actions which may be basis for

4211determining violations of particular

4215statutory or rule provisions. Each of the

4222following disciplinary guidelines shall be

4227interpreted to include Ðprobation,Ñ

4232ÐRecovery Network Program,Ñ Ðletter of

4238reprimand,Ñ Ðrestrict scope of practice,Ñ

4245Ðfine,Ñ and Ðadministrative fees and/or

4251costsÑ with applicable terms thereof as

4257additional penalty provisi ons. The terms

4263ÐsuspensionÑ and ÐrevocationÑ shall mean any

4269length of suspension or revocation,

4274including permanent revocation, permitted by

4279statute, and shall include a comparable

4285period of denial of an application for an

4293educatorÓs certificate.

429544 . S ection 1012.795(1)(j) is not one of the specific

4306statutory provisions listed in the penalty guidelines . Rather,

4315it is incorporated in r ule 6B - 11.007(2) (j) , as among the

4328Ð [o] ther violations of Section 1012.795, F.S. ,Ñ with a guideline

4340penalty of Ð Probation Î Revocation or such penalty as is

4351required by statute . Ñ

435645 . R ule 6B - 11.007(2) (i)16. lists a guideline penalty of

4369ÐProbation Î Revocation Ñ for Ð[f] ailure to protect or supervise

4380students Ñ in violation of rule 6A - 10.081 (3)(a) . 5 /

439346 . Rule 6B - 11.007(3) establishes aggravating and

4402mitigating factors to be applied to penalties calculated under

4411the guidelines . As set forth by the parties in their PROs ,

4423there are both aggravating and mitigating factors evident in

4432this case. Although there are several mitigating factors, and

4441fewer ( though significant due to the consequences ) aggravating

4451factors , on the whole they balance themselves out in this case.

4462Thus, no deviation from the established penalty range is

4471warranted. 6 /

447447 . Petitioner has suggested the penalty appropriate in

4483this case to be suspension of RespondentÓs educatorÓs

4491certificate for a period of six months, that he be issued a

4503letter of reprimand, that Respondent be require d to take a

4514college level course in classroom management, and that he be

4524placed on probation for a period of two years following his

4535suspension , citing Brogan v. Sanders , Case No. 98 - 0705 ( Fla.

4547DOAH Aug. 26, 1998 ; Fla. EPC Mar. 31, 1999) as a comparable

4559case.

456048 . The situation in Brogan v. Sanders shares a number of

4572similarities to the situation here, but with some important

4581differences. While both teachers left children without

4588supervision, Mr. Sanders was in charge of an in - school

4599suspension class, with children already determined to be

4607discipli nary problems. Of equal or greater importance , as found

4617by the Brogan v. Sanders adminis trative law judge, was that

4628Mr. Sanders lied about his actions on the day in question (RO at

464128) ; that Mr. Sanders had received a relatively minor prior

4651disciplinary p enalty (written reprimand) from the school board

4660for the incident (RO at 4 1 ) ; and that Mr. Sanders was not

4674forthright concerning his responsibility in th at matter , did not

4684admit his responsibility to stay with the students , and

4693a ttempted to lay the blame elsewhere (RO at 45.k.) .

470449 . In stark contrast to the actions of Mr. Sanders,

4715Respondent was forthright about the event, accepted

4722responsibility for his action, and expressed sincere remorse.

4730Respondent has already accepted a de facto suspension from

4739teaching of more than three months, 7 / and met or exceeded the

4752other disciplinary penalties , including educational coursework,

4758meted out by the Alachua County School Board.

476650. The general penalty suggested by Petitioner is not

4775unreasonable in isolation , but there should be recognition and

4784consideration of the de facto suspension already served, the

4793completion of educational coursework, and of RespondentÓs

4800unwavering acceptance of responsibility and remorse.

4806RECOMMENDATION

4807Upon consideration of the F in dings of F act and C onclusions

4820of L aw reached herein , it is RECOMMENDED that the Education

4831Practices Commission enter a final order finding that Respondent

4840violated rule 6A - 10.081( 2 )( a ) 1 . It is further recommended that

4856Respondent Ós educatorÓs certificate be suspended for a period of

486630 days , that he be issued a letter of reprimand, and that he be

4880placed on probation for a period of two years following his

4891suspension , which penalty is within the range of penalties

4900established in rule 6B - 11.007(2) .

4907DONE AND ENTERED this 21st day of Nov ember , 201 7 , in

4919Tallahassee, Leon County, Florida.

4923S

4924E. GARY EARLY

4927Administrative Law Judge

4930Division of Administrative Hearings

4934The DeSoto Building

49371230 Apalachee Parkway

4940Tallahassee, Florida 32399 - 3060

4945(850) 488 - 9675

4949Fax Filing (850) 921 - 6847

4955www.doah.state.fl.us

4956Filed with the Clerk of the

4962Division of Administrative Hearings

4966this 21st day of Nov ember, 201 7 .

4975ENDNOTE S

49771 / The Election of Rights form bore no date stamp or other

4990indicia of the date of its receipt by Petitioner. However,

5000there was no suggestion that the Election of Rights was

5010u ntimely, and its referral to DOAH suggests that it was not.

50222 / Although the April 7, 2016 email was entitled Ð A - Lunch

5036S tudents, Ñ whose lunch period ended at 11:49 a.m., there would

5048be no reasonable or plausible reason to believe that it did not

5060apply equally to all lunch periods , nor would it be reasonable

5071to believe that the duty to s upervise described in the email

5083applied to fewer than all of the students at GHS.

50933 / There was evidence that RespondentÓs students were a subset

5104of Community - Based Training (CBT) students. CBT students are

5114high - functioning ESE students who, though not on a regular

5125diploma track, spent part of their school day working in the

5136community in order to acquire skills that would allow them to be

5148sel f - sufficient after leaving high school. RespondentÓs

5157students were not ready to go out into the c ommunity, but were

5170able to do things around campus where there was more control and

5182focus.

51834 / Mr. Kaufman, whose class of five students included the most

5195severely disabled children, had four paraprofessionals, for a

5203student to staff ratio of 1:1.

52095 / Rule 6A - 10.081 was transferred from Florida Administrative

5220Code R ule 6B - 1.006 on January 11, 2013. T he penalty guidelines

5234rule continues to cite to rule 6B - 1.006 in setting penalty

5246ranges. R ule 6A - 10.081( 2 )(a) 1. is substantively identical to

5259the last i teration of rule 6B - 1.006(3)(a). Since the facts

5271alleged and the text of the rule allegedly violated were clear

5282for Count 2, and since there is no evidence that Respondent was

5294misled or harmed by the citation in the penalty guidelines to a

5306rule that is no longer in effect as numbered, the penalty

5317guideline in rule 6B - 11.007(2)(i)16. shall be applied to the

5328violation of rule 6A - 10.081( 2 )(a) 1 .

53386 / Given the very broad penalty range of probation to revocation,

5350there is little deviation available.

53557 / There was discussion that the leave without pay from March 1,

53682017 until June 6, 2017 was not a Ðsuspension,Ñ but it

5380nonetheless had the same effect, i.e., t o prevent Respondent

5390from teaching and from being paid.

5396COPIES FURNISHED :

5399Gretchen Kelley Brantl ey, Executive Director

5405Education Practices Commission

5408Department of Education

5411Turlington Building, Suite 316

5415325 West Gaines Street

5419Tallahassee, Florida 32399 - 0400

5424(eServed)

5425Eric J. Lindstrom, Esquire

5429Egan, Lev, Lindstrom & Siwica, P.A.

5435Post Office Box 2 231

5440Orlando, Florida 32802

5443(eServed)

5444Ron Weaver, Esquire

5447Post Office Box 770088

5451Ocala, Florida 34477 - 0088

5456(eServed)

5457Matthew Mears, General Counsel

5461Department of Education

5464Turlington Building, Suite 1244

5468325 West Gaines Street

5472Tallahassee, Florida 32399 - 0400

5477(eServed)

5478Marian Lambeth, Bureau Chief

5482Bureau of Professional Practices Services

5487Department of Education

5490Turlington Building, Suite 224 - E

5496325 West Gaines Street

5500Tallahassee, Florida 32399 - 0400

5505(eServed)

5506NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5512All parties have the right to submit written exceptions within

552215 days from the date of this Recommended Order. Any exceptions

5533to this Recommended Order should be filed with the agency that

5544will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 02/23/2018
Proceedings: Petitioner's Exceptions to Recommended Order filed.
PDF:
Date: 02/23/2018
Proceedings: Agency Final Order filed.
PDF:
Date: 02/22/2018
Proceedings: Agency Final Order
PDF:
Date: 11/21/2017
Proceedings: Recommended Order
PDF:
Date: 11/21/2017
Proceedings: Recommended Order (hearing held September 6, 2017). CASE CLOSED.
PDF:
Date: 11/21/2017
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 10/25/2017
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 10/25/2017
Proceedings: Petitioner's Proposed Recommended Order filed.
PDF:
Date: 10/09/2017
Proceedings: Order Granting Extension of Time.
PDF:
Date: 10/09/2017
Proceedings: Respondent's Unopposed Motion for Extension of the Deadline to File Proposed Recommended Orders filed.
Date: 10/05/2017
Proceedings: Transcript of Proceedings (not available for viewing) filed.
Date: 09/06/2017
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 08/31/2017
Proceedings: Notice of Scheduling Court Reporter filed.
PDF:
Date: 08/28/2017
Proceedings: Joint Pre-hearing Statement filed.
PDF:
Date: 08/28/2017
Proceedings: Petitioner's Exhibit List filed.
PDF:
Date: 08/28/2017
Proceedings: Petitioner's Witness List filed.
PDF:
Date: 08/28/2017
Proceedings: Respondent's Exhibit List filed.
PDF:
Date: 08/28/2017
Proceedings: Respondent's Witness List filed.
PDF:
Date: 08/10/2017
Proceedings: Respondent's Response to Petitioner's First Request for Admissions to Respondent filed.
PDF:
Date: 08/10/2017
Proceedings: Respondent's Response to Petitioner's First Request for Production of Documents to Respondent filed.
PDF:
Date: 08/10/2017
Proceedings: Respondent's Response to Petitioner's First Set of Interrogatories to Respondent filed.
PDF:
Date: 07/19/2017
Proceedings: Amended Notice of Hearing (hearing set for September 6, 2017; 10:00 a.m.; Gainesville, FL; amended as to Venue).
PDF:
Date: 07/18/2017
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 07/18/2017
Proceedings: Notice of Hearing (hearing set for September 6, 2017; 10:00 a.m.; Gainesville, FL).
PDF:
Date: 07/11/2017
Proceedings: Certificate of Service of Discovery filed.
PDF:
Date: 07/11/2017
Proceedings: Respondent's First Set of Interrogatories to Petitioner Pam Stewart filed.
PDF:
Date: 07/11/2017
Proceedings: Respondent's First Request for Production of Documents to Petitioner Pam Stewart filed.
PDF:
Date: 07/10/2017
Proceedings: Amended Joint Response to Initial Order filed.
PDF:
Date: 07/10/2017
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 07/07/2017
Proceedings: Initial Order.
PDF:
Date: 07/07/2017
Proceedings: Notice of Appearance (Eric Lindstrom).
PDF:
Date: 07/07/2017
Proceedings: Administrative Complaint filed.
PDF:
Date: 07/07/2017
Proceedings: Election of Rights filed.
PDF:
Date: 07/07/2017
Proceedings: Agency referral filed.

Case Information

Judge:
E. GARY EARLY
Date Filed:
07/07/2017
Date Assignment:
07/07/2017
Last Docket Entry:
02/23/2018
Location:
Gainesville, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Related Florida Statute(s) (7):