18-002337N
Michelle Mark And Juan Payne, As Natural Parents And Guardians Of Ashton Payne, A Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Friday, March 29, 2019.
DOAH Final Order on Friday, March 29, 2019.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8MICHELLE MARK and JUAN PAYNE, as
14Natural Parents and Guardians of
19ASHTON PAYNE, a minor,
23Petitioners,
24vs. Case No. 18 - 2337N
30FLORIDA BIRTH - RELATED
34NEUROLOGICAL INJURY COMPENSATION
37ASSOCIATION,
38Respondent,
39and
40ADVENTIST HEALTH SYSTEM/SUNBELT,
43INC., d/b/a WINTER PARK MEMORIAL
48HOSPITAL ; AND ORLANDO HEALTH,
52INC., d/b/a WINNIE PALMER
56HOSPITAL FOR WOMEN AND BABIES,
61Intervenors.
62_______________________________/
63FINAL ORDER
65The f inal hearing in this matter was conducted before
75J. Bruce Culpepper, Administrative Law Judge of the Division of
85Administrative Hearings, pursuant to sections 120.569, 120.57(1),
92and 766.304, Florida Statutes (2018), 1 / on November 14, 2018, in
104Orlando, Flo rida.
107APPEARANCES
108For Petitioner s : Jorge E. Silva, Esquire
116Carolina B. Suarez, Esquire
120Silva & Silva, P.A.
124236 Valencia Avenue
127Coral Gables, Florida 33134
131For Respondent: David W . Black, Esquire
138Frank, Weinberg & Black, P.L.
1437805 Southwest 6th Court
147Plantation, Florida 33324
150For Intervenor Winter Park Hospital:
155Travase L . Erickson, Esquire
160Taylor A. Morgan, Esquire
164Saalfield Shad, P.A.
167245 Riverside Avenue, Suite 400
172Jacksonville, Florida 32202 - 4926
177For Intervenor Winnie Palmer:
181Bradley P. Blystone, Esquire
185Marshall, Dennehey, Warner,
188Coleman & Goggin
191315 East Robinson Street, Suite 550
197Orlando, Florida 32801
200STATEMENT OF THE ISSUE
204The issue to determine in this matter is whether Ashton
214Payne suffered a " birth - related neurological injury " as defined
224by section 766.302(2), Florida Statutes, for which compensation
232should be awarded under the Florida Birth - Related Neurological
242Injury Compensation Plan.
245PRELIMINARY STATEMENT
247On May 8, 2018, Petitio ners Michele Mark and Juan Payne, as
259natural parents and guardians of Ashton Payne ( " Ashton " ), a minor,
271filed a Petition for Benefits Pursuant to Florida Statute
280Section 766.301 et seq. (the " Petition " ) with the Division of
291Administrative Hearings ( " DOAH " ) for the determination of
300compensability under the Florida Birth - Related Neurological Injury
309Compensation Plan (the " Plan " ). (Petitioners submitted their
317Petition " under protest " contending that Ashton did not suffer a
327birth - related injury that qualifies for an award under the Plan.)
339Ashton was born on January 19, 2018, at Adventist Health
349System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital ( " Winter
358Park Hospital " ) , in Winter Park, Florida. The Petition identified
368Michelle M. Cabrera, M.D., as the p hysician who provided
378obstetric al services at Ashton ' s birth.
386DOAH served a copy of the Petition on Respondent Florida
396Birth - Related Neurological Injury Compensation Association
403( " NICA " ) on May 15, 2018. DOAH also served Dr. Cabrera with a
417copy of the P etition, as well as Winter Park Hospital on that same
431date.
432Winter Park Hospital moved to intervene on May 23, 2018,
442which was granted. Orlando Health, Inc., d/b/ a Winnie Palmer
452Hospital for Women and Babies ( " Winnie Palmer " ) , moved to
463intervene on May 25 , 2018, which was also granted.
472On July 13, 2018, NICA filed its response to the Petition,
483taking the position that Ashton suffered a " birth - related
493neurological injury " within the meaning of section 766.302(2).
501Accordingly, NICA asserted that Petitioners ' claim is compensable
510under the Plan. NICA requested DOAH schedule a hearing to
520determine compensability.
522NICA also requested that DOAH bifurcate the administrative
530proceeding to address the issue of compensability and notice
539before determining the amo unt of any award to which Petitioners
550might be entitled under section 766.31. In light of NICA ' s
562request, the undersigned bifurcates this proceeding. Accordingly,
569this Final Order only addresses compensability and notice. See
578§ 766.309(4), Fla. Stat.
582Th e final hearing was held on November 14, 2018. At the
594final hearing, Petitioners ' Exhibits 1 through 22 were admitted
604into evidence. NICA ' s Exhibits 1 and 2 were admitted into
616evidence. Winnie Palmer ' s Exhibit 1 was admitted into evidence.
627Winter Park Hospital did not present any exhibits. No party
637presented witnesses at the final hearing. However, by agreement
646of the parties, the undersigned admitted the deposition testimony
655of the following individuals: Petitioners ' medical experts Jason
664James, M.D . (Petitioners ' Exhibit 20) , and Ariel Sherbany, M.D.
675(Petitioners ' Exhibit 21); NICA ' s medical experts Donald
685Willis, M.D. (Petitioners ' Exhibit 16) , and Laufey
693Sigurdardottir, M.D. (Petitioners ' Exhibit 19); and Winnie
701Palmer ' s medical experts Donald Nul l, M.D. (Petitioners '
712Exhibit 17) , and Harry Farb, M.D. (Petitioners ' Exhibit 18).
722A Transcript of the final hearing was filed with DOAH on
733November 30, 2018. At the close of the hearing, the parties were
745advised of a ten - day deadline after receipt of the hearing
757transcript to file post - hearing submittals. The parties jointly
767requested a ten - day extension of the filing time frame, which was
780granted. 2 / Petitioners, NICA, and Winnie Palmer filed Proposed
790Final Orders, which were duly considered in preparin g this Final
801Order.
802FINDINGS OF FACT
8051. Ashton was born on January 19, 2018. Ashton was
815delivered at Winter Park Hospital.
8202. Petitioner Michele Mark is Ashton ' s mother. Petitioners
830are Ashton ' s natural parents and legal guardians.
8393. Michele M. Cabre ra, M.D., delivered Ashton at Winter Park
850Hospital. Dr. Cabrera was a " participating physician " in the Plan
860at the time she rendered obstetrical services on January 19, 2018.
871See § 766.302, Fla. Stat. Dr. Cabrera provided her obstetrical
881services in the course of Ashton ' s delivery, and the resuscitation
893in the immediate post - delivery period.
9004. Ashton weighed 3310 grams at birth.
9075. The parties do not dispute that Ashton has suffered an
918injury to his brain due to oxygen deprivation which has left him
930permanently and substantially mentally and physically impaired.
9376. The parties do not dispute that the NICA notice
947requirements, as set forth in section 766.316, were met.
9567. Ashton was born under very challenging circumstances.
964At approximately 1:11 a .m. on January 19, 2018, Ms. Mark appeared
976at Winnie Palmer. 3 / Ms. Mark, who was at 37 weeks ' gestation,
990complained of contractions and severe pain.
9968. At Winnie Palmer, a triage nurse evaluated Ms. Mark.
1006The examination revealed that Ms. Mark was exp eriencing
1015intermittent contractions. The nurse also recorded that
1022Ms. Mark ' s cervix was one centimeter dilated and 100 percent
1034effaced. Ms. Mark informed the nursing staff that an ultrasound
1044two days earlier revealed that the fetus was breech. However,
1054apparently because the birth was not imminent, Ms. Mark was
1064discharged from Winnie Palmer at 2:33 a.m.
10719. Back at her home, at approximately 3:19 a.m., Ms. Mark
1082experienced a spontaneous rupture of her fetal membranes (her
" 1091water broke " ) . The rupture imm ediate resulted in an umbilical
1103cord prolapse. A cord prolapse means that the umbilical cord
1113dropped down through the cervix before the baby. This
1122complication can cause the umbilical cord to be occluded, or
1132squeezed, which can severely diminish the flow of oxygen to the
1143fetus. Later, Ms. Mark relayed that she felt her baby ' s foot in
1157her vagina (a " footling " breech).
116210. Sitting on her bathroom floor, with the umbilical cord
1172protruding from the birth canal, Ms. Mark called 911.
118111. At 3:30 a.m., Emer gency Medical Service personnel
1190( " EMS " ) responded to Ms. Mark ' s home. When EMS reached Ms. Mark,
1205they found her seated with approximately 15 inches of umbilical
1215cord exposed. Initially, EMS was unable to feel a pulse in the
1227umbilical cord. Once Ms. Mark was lifted and repositioned onto a
1238stretcher, however, EMS was able to detect a faint pulse in the
1250cord. EMS also noted that Ms. Mark was experiencing contractions
" 12602 minutes apart. "
126312. EMS transported Ms. Mark, in an ambulance, to Winter
1273Park Hospit al. EMS departed Ms. Mark ' s home at 3:41 a.m., and
1287arrived at Winter Park Hospital at 3:53 a.m.
129513. At 3:58 a.m., Ms. Mark reached the Labor and Delivery
1306Operating Room. There, she underwent an emergency C - section.
1316Prior to the operation, the triage n urse palpated pulsation in
1327the prolapsed cord. Ms. Mark was still experiencing contractions
1336at two to three minutes apart.
134214. Dr. Cabrera conducted the emergency C - section. Ashton
1352was delivered at 4:04 a.m. Dr. Cabrera ' s notes record " fetal
1364distress cord prolapse, fetal malposition footling breech. " A
" 1372footling breech " indicates that one or both of the baby ' s feet
1385were positioned in the birth canal instead of the pelvis.
139515. Upon Ashton ' s delivery, Winter Park Hospital initiated
1405a " Code Blue. " Dr. Cabrera immediately started emergency
1413resuscitative measures. At delivery, Ashton was not breathing,
1421with a recorded heart rate of only 30 beats per minute. Ashton
1433required full cardiorespiratory resuscitation. Ashton was
1439emergently intubated at 4:06 a .m. Chest compressions were
1448initiated " @ 20 - 30 seconds of life " and stopped at 4:08 a.m. At
14624:08 a.m., Ashton ' s heart rate had reached 104 beats per minute.
147516. The Code Blue lasted from 4:04 a.m. to 4:29 a.m. By
14874:29 a.m., Ashton ' s heart rate had rise n to 144 beats per minute.
1502The last oxygen saturation level recorded during the Code Blue
1512was 77 percent at 4:19 a.m., indicating severe hypoxia.
1521( " Hypoxia " means partial loss of oxygen to the fetus. " Anoxia "
1532means total loss of oxygen to the fetus. Th e normal oxygen
1544saturation range is 97 - 100 percent .) Ashton ' s APGAR
1556( " Appearance, Pulse, Grimace, Activity, Respiration " ) scores
1564following delivery were 1/2/4/4 at 1, 5, 10, and 15 minutes,
1575respectively. (Scores of 7 to 10 are considered normal.)
158417. At 4:29 a.m., Ashton was transferred to the Neonatal
1594Intensive Care Unit ( " NICU " ). Ashton was still unable to breath
1606on his own. NICU noted " no respiratory effort and seizures. "
1616NICU placed Ashton on a mechanical ventilator in a continued
1626effort to resus citate him.
163118. At 4:41 a.m., the initial Arterial Blood Gas ( " ABG " )
1643Report showed that Ashton was experiencing severe metabolic
1651acidosis. The ABG Report recorded a pH level of 6.809 (critical)
1662with a base excess of negative 25. This score signified a
1673severely acidotic child with both a metabolic and respiratory
1682acidotic condition. The acidotic condition required immediate
1689medical treatment to correct.
169319. At 5:14 a.m., approximately 70 minutes after Ashton ' s
1704birth, a second ABG Report showed a pH le vel of 7.034 (critical)
1717with a base excess of negative 19. These values indicated that
1728Ashton was continuing to experience severe metabolic acidosis.
173620. At 7:15 a.m., Ashton was transferred to the NICU at
1747Florida Hospital Orlando. Although Ashton ' s oxygen saturation
1756level had reached 99 percent, he was still unable to breathe on
1768his own. He remained on a ventilator. Ashton also experienced
1778repeated seizure activity. A progress report on January 21, 2018
1788(two days after his delivery) , noted two epi sodes of seizures on
1800that day.
180221. Ashton remained on a ventilator until January 26, 2018
1812(seven days after his delivery), when he was extubated.
182122. Petitioners argue that Ashton did not suffer a " birth -
1832related neurological injury " which would entitle h im to an award
1843under the Plan. Section 766.302(2) defines the term to mean:
1853[I] njury to the brain or spinal cord of a
1863live infant weighing at least 2,500 grams for
1872a single gestation . . . caused by oxygen
1881deprivation or mechanical injury occurring in
1887the course of labor, delivery, or
1893resuscitation in the immediate postdelivery
1898period in a hospital, which renders the
1905infant permanently and substantially mentally
1910and physically impaired.
191323. Petitioners do not dispute that Ashton ' s case presents
1924an inju ry to the brain of a live infant weighing at least 2,500
1939grams. Neither do Petitioners contest that Ashton ' s injury was
1950caused by oxygen deprivation which renders him permanently and
1959substantially mentally and physically impaired. What Petitioners
1966challe nge is whether Ashton ' s injury occurred " in the course of
1979labor, delivery, or resuscitation in the immediate postdelivery
1987period. "
198824. Petitioners assert that Ashton ' s neurological
1996impairment directly resulted from the umbilical cord prolapse in
2005Ms. Mar k ' s home at 3:19 a.m. Petitioners contend that Ashton ' s
2020brain injury (due to oxygen deprivation) manifested before the
2029time Ms. Mark reached Winter Park Hospital (3:53 a.m.).
2038Consequently, Ashton ' s injury did not develop during his delivery
2049at 4:04 a.m. or any subsequent postdelivery resuscitation
2057efforts. Petitioners further argue that Ms. Mark was never in
2067labor at any point during Ashton ' s birth. Therefore, they
2078contend that Ashton ' s brain injury did not occur " in the course
2091of labor, delivery, or re suscitation, " and Ashton does not
2101qualify for coverage under the Plan.
210725. To support their argument, at the final hearing,
2116Petitioners presented the (deposition) testimony of Jason James,
2124M.D., and Ariel Sherbany, M.D.
212926. Dr. James is a b oard - c ertified o bstetrician/
2141g ynecologist. Dr. James testified that, in his opinion, Ashton
2151did not sustain a qualifying " birth - related " injury because
2161Ms. Mark was not in labor at any point prior to Ashton ' s delivery
2176at 4:04 a.m.
217927. Initially, Dr. James commented th at it is " impossible to
2190say " with any certainty whether Ms. Mark was in labor at the time
2203of the umbilical cord prolapse at her home or prior to Ashton ' s
2217delivery. Dr. James defined labor as " progressive cervical change
2226in response to contractions. " He r elayed that, " In order for me
2238to say a patient ' s in labor, I would need to see progressive
2252cervical change in the presence of contractions, and we don ' t see
2265that. " Dr. James explained that, even with Ms. Mark dilated at
2276one centimeter at Winnie Palmer, he saw " no documentation of any
2287cervical change, whether by the EMS or by the hospital staff at
2299Winter Park. "
230128. Dr. James further expounded that the 100 percent
2310effacement observed at Winnie Palmer was not necessarily related
2319to labor. " Effacement is o ne of the cervical changes that we do
2332see, but there are things that can cause cervical effacement that
2343are not associated with labor. " Accordingly, Dr. James did not
2353see sufficient evidence to conclude that Ms. Mark was in labor
2364before Ashton ' s delivery.
236929. Regarding the exact time Ashton ' s brain injury occurred,
2380Dr. James testified that Ashton ' s brain injury resulted from
2391oxygen deprivation due to the umbilical cord prolapse. He opined
2401that the majority of the oxygen deprivation occurred during the
241134 minutes from the " moments . . . the cord prolapse occurred "
2423(3:19 a.m.) to the time Ms. Mark arrived at Winter Park Hospital
2435(3:53 a.m.). Dr. James stated that:
2441[T] he amount of brain damage that occurred
2449prior to even the patient arriving at the
2457hospit al was substantial and permanent, and I
2465think that the die was cast. . . . Was there
2476ongoing and further damage? Yes. . . . I
2485will agree that there was ongoing and further
2493damage, but I think that to say that that was
2503the portion that resulted in perman ent
2510impairment is a mischaracterization.
2514Accordingly, Dr. James supported Petitioner s ' position that
2523Ashton ' s brain injury did not occur in the course of labor,
2536delivery, or resuscitation in the immediate postdelivery period
2544because " this baby already had substantial and permanent brain
2553damage on arrival. "
255630. Despite this assertion, Dr. James conceded that Ashton
2565did suffer oxygen deprivation during the 11 minutes between the
2575time Ms. Mark was admitted to Winter Park Hospital (3:53 a.m.) and
2587his deliver y at 4:04 a.m. Dr. James also accepted that Ashton
2599continued to incur brain damage through the one hour and 10 - minute
2612time frame after his birth. 4 / Dr. James further acknowledged that
2624the hypoxia (partial lack of oxygen) Ashton experienced after
26333:53 a.m . could have resulted in significant brain impairment.
264331. Finally, Dr. James disclosed that, in his opinion,
2652Ashton was never anoxic (total lack of oxygen to the fetus) during
2664the 34 minutes prior to Ms. Mark ' s arrival at Winter Park
2677Hospital.
267832. Dr. S herbany is a pediatric neurologist. Dr. Sherbany
2688offered no opinion as to whether Ms. Mark was actually in labor
2700at the time of the umbilical cord prolapse.
270833. Regarding the time period during which Ashton ' s brain
2719injury due to oxygen deprivation occurr ed, Dr. Sherbany testified
2729that Ashton ' s " brain - damaged fate was already predetermined
2740before he arrived. " Dr. Sherbany believed that the umbilical
2749cord prolapse caused anoxia, or complete loss of oxygen to the
2760fetus. Dr. Sherbany opined that this period of anoxia lasted
277011 minutes until EMS repositioned Ms. Mark on a stretcher.
2780Thereafter, the fetus experienced hypoxia (partial loss of
2788oxygen) until Ms. Mark was admitted to the hospital.
2797Dr. Sherbany explained that the " bulk of [Ashton ' s] oxygen
2808depriv ation really occurred " during the 34 - minute time period
2819before Ms. Mark presented at Winter Park Hospital. Dr. Sherbany
2829expressed that, " The damage was determined at the time of that
2840anoxic event . . . . In those 34 minutes, basically, this
2852unfortunate ch ild suffered his fate. " In Dr. Sherbany ' s opinion,
2864Ashton sustained the " majority of the insult to the brain
2874stem . . . during that anoxic period. "
288234. Like Dr. James, however, Dr. Sherbany conceded that
2891Ashton continued to suffer oxygen deprivation, whi ch resulted in
2901additional brain injury, in the first 11 minutes after Ms. Mark
2912arrived at Winter Park Hospital up to and through the four
2923minutes of cardiac massage administered to Ashton after his
2932delivery. Although Dr. Sherbany limited the immediate
2939pos tdelivery resuscitation period to four minutes after birth,
2948he acknowledged that Ashton was not medically stable until he
2958was transported to the NICU unit at Florida Hospital Orlando
2968at 7:15 a.m., three hours and 11 minutes after delivery.
2978Dr. Sherbany al so recognized that Ashton did not breath e on his
2991own, without the assistance of a mechanical ventilator, for six
3001days after his birth.
300535. Upon receiving Petitioners ' Petition for NICA benefits,
3014NICA conducted an evaluation to determine whether Petition ers '
3024claim was compensable under the Plan. Unlike Petitioners,
3032however, NICA concluded that Ashton did suffer a " birth - related
3043neurological injury " within the meaning of section 766.302(2) and
3052should be covered by the Plan.
305836. NICA does not dispute Peti tioners ' claim that Ashton
3069suffered oxygen deprivation beginning as early as 3:19 a.m. (the
3079moment of the umbilical cord prolapse) through 3:53 a.m. (All
3089medical experts agree that Ashton experienced oxygen deprivation,
3097as well as brain injury, between 3: 19 a.m. and 3:53 a.m.)
3109However, NICA asserts that Ms. Mark was in labor at the time of
3122the cord prolapse. NICA also argues that Ashton continued to
3132experience oxygen deprivation (which resulted in brain injury)
3140through his delivery and postdelivery resus citation at Winter
3149Park Hospital. Therefore, NICA contends that Ashton ' s medical
3159condition meets the statutory definition of " birth - related
3168neurological injury " because his neurological injury occurred
" 3175in the course of labor, delivery, or resuscitation. "
318337. To support its position, NICA presented the
3191(deposition) testimony of Donald C. Willis, M.D., and Laufey Y.
3201Sigurdardottir, M.D.
320338. Dr. Willis is b oard - c ertified in both o bstetrics and
3217m aternal f etal m edicine. Dr. Willis opined, within his medica l
3230expertise, that Ms. Mark went into labor shortly before or just
3241after 3:19 a.m. Dr. Willis explained that " when EMS came [at
32523:30 a.m.], [Ms. Mark] was having regular contractions, so I would
3263assume that she was either in labor before that time or labor
3275initiated with rupture of the membranes . . . . I would assume
3288that her labor began somewhere right around 3:19 a.m. "
329739. Dr. Willis concurred with Petitioners ' medical experts
3306that oxygen deprivation occurred at the moment of the umbilical
3316cord prolapse at 3:19 a.m. Dr. Willis explained that " oxygen
3326deprivation can lead to brain injury. " Accordingly, Dr. Willis
3335agreed that " there was some degree of brain injury [to Ashton]
3346during that time period [3:19 a.m. through 3:53 a.m.]. "
335540. However, unlike Dr. James and Dr. Sherbany, Dr. Willis
3365declared that Ashton experienced an ongoing and continuing injury
3374from the cord prolapse through at least 70 minutes after he was
3386delivered at 4:04 a.m. Dr. Willis explained that oxygen
3395deprivation continues until the o xygen returns to the bloodstream
3405and reaches the organs and tissues. Consequently, Ashton ' s
3415neurological injury progressed through his delivery and into the
3424immediate postdelivery resuscitation period, at least through the
3432time that Ashton continued to ex perience metabolic acidosis
3441(5:14 a.m.). Accordingly, in Dr. Willis ' opinion, Ashton ' s brain
3453injury due to oxygen deprivation undoubtedly occurred during the
3462labor, delivery, and the immediate postdelivery resuscitation
3469period.
347041. However, while agree ing that Ashton began experiencing
3479oxygen deprivation with the umbilical cord prolapse (3:19 a.m.),
3488Dr. Willis testified that he did not " have any way to gauge " the
3501amount of oxygen deprivation between 3:19 a.m. and 3:53 a.m.
3511Therefore, he would not quant ify when exactly Ashton ' s brain
3523injury reached the level of permanent and substantial mental and
3533physical impairment. On the other hand, Dr. Willis was certain
3543Ashton continued to suffer brain injury due to oxygen deprivation
3553during the resuscitation effo rts in the immediate postdelivery
3562period.
356342. Finally, Dr. Willis refuted Dr. Sherbany ' s statement
3573that Ashton experienced complete anoxia for any prolonged period
3582(11 minutes) after the umbilical cord prolapse. Dr. Willis did
3592not believe that Ashton wou ld have l ived through that situation.
360443. Dr. Sigurdardottir is a pediatric neurologist. Alone
3612among the expert witnesses, Dr. Sigurdardottir performed an
3620independent medical evaluatio n of Ashton on June 27, 2018.
363044. Similar to Dr. Willis, Dr. Sigurdar dottir testified that
3640the " very, very substantial part " of Ashton ' s brain injury
3651occurred at Winter Park Hospital in the final couple of minutes
3662just prior to his delivery. Dr. Sigurdardottir declared that
3671Ashton endured a continuum of brain injury due to oxygen
3681deprivation. Dr. Sigurdardottir explained that brain injuries
3688from oxygen deprivation occur exponentially, with the most
3696critical period of injury " at the tail end of the hypoxic ischemic
3708event. " Dr. Sigurdardottir opined that the most severe par t of
3719Ashton ' s neurological injury occurred in the few minutes right
3730before his delivery, and extended through the immediate post
3739resuscitative period when Ashton experienced metabolic acidosis.
3746Dr. Sigurdardottir further stated that Ashton ' s brain injury
3756continued to evolve " within the first week " of his life, when he
3768was most unstable.
377145. Dr. Sigurdardottir also commented that, given that
3779hypoxia existed for some undetermined time prior to Ms. Mark ' s
3791arrival at a hospital, it is difficult, if not imposs ible, to
3803determine the full extent of the oxygen deprivation that occurred
3813prior to 3:53 a . m . Therefore, it is difficult, if not impossible,
3827to conclude that Ashton incurred a permanent and substantial brain
3837injury prior to his delivery. Accordingly, Dr. Sigurdardottir
3845concluded that Ashton ' s irreversible brain injury occurred during
3855the final minutes prior to his birth at Winter Park Hospital, and
3867in the hours and days after his delivery.
387546. In addition, contrary to Dr. Sherbany and similar to
3885Dr. Wil lis, Dr. Sigurdardottir unequivocally stated that Ashton
3894did not experience complete lack of oxygen (anoxia) prior to his
3905delivery. Dr. Sigurdardottir rejected any suggestion that the
3913fetus had no heartbeat from 3:19 a.m. until EMS felt a pulse
3925around 3:3 1 a.m. Dr. Sigurdardottir explained that if Ashton had
3936no heartbeat for 12 minutes prior to his birth, then relieving
3947pressure on the umbilical cord would not have made a difference;
3958Ashton would have been dead at his delivery. However, because EMS
3969was a ble to detect a pulse after repositioning Ms. Mark on the
3982stretcher, Dr. Sigurdardottir believed that Ashton ' s heart was
3992beating between 3:19 a.m. and 3:31 a.m.
399947. Dr. Sigurdardottir further posited that, if Ashton had
4008been utterly deprived of oxygen ( anoxic) prior to 3 :53 a.m., some
4021meconium would have been present in the amniotic fluid. However,
4031the EMS personnel who first treated Ms. Mark did not document any
4043meconium from the rupture of membranes. In addition, the
4052operative report from Ashton ' s de livery at Winter Park Hospital
4064noted that the amniotic fluid was " clear. " Therefore,
4072Dr. Sigurdardottir refuted Dr. Sherbany ' s conclusion that Ashton
4082experienced anoxia (total loss of oxygen) rather than hypoxia
4091(partial loss of oxygen).
409548. Winnie Palme r joined NICA in arguing that Ashton
4105suffered a " birth - related neurological injury " as defined in
4115section 766.302. Winnie Palmer presented the expert (deposition)
4123testimony of Donald Null, M.D., and Harry Farb, M.D.
413249. Dr. Null is a b oard - c ertified n eon atologist. In his
4147practice, Dr. Null provides care and treatment to critically ill
4157infants just after delivery.
416150. In Dr. Null ' s opinion, Ms. Mark was experiencing some
4173form of labor, though not " active " labor, when she visited Winnie
4184Palmer at 1:11 a .m. on January 19, 2018. Dr. Null based his
4197opinion on the fact that Ms. Mark was noted to have contractions
4209and " minor " changes in her cervix. Dr. Null explained that active
4220labor is when contractions start happening at a regular and
4230consistent basis, a nd there is a change in the cervix. Dr. Null
4243believed that Winnie Palmer released Ms. Mark at 2:33 a.m. because
4254her contractions and cervical changes were not progressing.
4262Dr. Null further remarked that Ms. Mark was clearly in labor at
4274the time she prese nted to Winter Park Hospital at 3:53 a.m.
4286However, Dr. Null qualified his comment by conceding that " I don ' t
4299really have an opinion of when [Ms. Mark] was or wasn ' t in labor. "
431451. Regarding the timing of Ashton ' s neurologic injury, in
4325Dr. Null ' s opinion, Ashton had only suffered " mild insult " when
4337Ms. Mark arrived at Winter Park Hospital. Dr. Null explained that
4348a footling breech typically does not result in " total occlusion "
4358of the umbilical cord, only " partial occlusion. " In other words,
4368Ashton only e xperienced hypoxia (partial loss of oxygen to the
4379fetus) not anoxia (total loss of oxygen to the fetus) prior to
43913 :53 a.m. Dr. Null further opined that the hypoxia was not as
4404severe before Ms. Mark ' s admission to the hospital as it was
4417during the delivery and resuscitation efforts.
442352. Dr. Null testified that Ashton suffered a continuing
4432brain injury from the time of the cord prolapse (3:19 a.m.) until
4444his metabolic acidosis was rectified approximately 70 minutes
4452after his delivery (5:14 a.m.). Dr. Nul l concluded that Ashton
4463suffered a profound neurological injury, which he referred to as
4473hypoxic ischemic encephalopathy ( " HIE " ), from the time Ms. Mark
4484arrived at Winter Park Hospital until the time the postdelivery
4494resuscitation efforts concluded. Dr. N ull based his opinion on
4504the fact that Ashton ' s heartrate was measured at 30 beats per
4517minute at delivery, and was most likely at that level at the time
4530Ms. Mark arrived at the hospital. Dr. Null also referred to the
4542fact that Ashton required continuing r esuscitation to correct his
4552metabolic acidosis. Dr. Null opined that the HIE was significant
4562enough to cause Ashton ' s substantial brain injury.
457153. Agreeing with Dr. Willis, Dr. Null testified that it is
" 4582impossible to quantify " the extent of the oxyge n deprivation
4592Ashton suffered between 3:19 a.m. and 3:53 a.m. However, agreeing
4602with Dr. Sigurdardottir, Dr. Null testified that if Ashton had
4612experienced " profound " oxygen deprivation (anoxia) or " a very
4620profound injury prior to arrival " at Winter Park H ospital, he
" 4631probably would not have survived the rest of the labor and the
4643resuscitation. " Therefore, in concert with Dr. Sigurdardottir ' s
4652opinion, Dr. Null believed that Ashton sustained the " more
4661substantial portion of his brain injury " after the time Ms. Mark
4672presented at the hospital (3:53 a.m.) and during delivery and
4682postdelivery resuscitation.
468454. Dr. Farb is b oard - c ertified in both o bstetrics and
4698m aternal f etal m edicine. In Dr. Farb ' s opinion, the vast majority
4713of Ashton ' s brain injury occurred after Ms. Mark arrived at Winter
4726Park Hospital.
472855. Initially, Dr. Farb testified that Ms. Mark was in
4738labor, " with a qualifier, " when she arrived at Winter Park
4748Hospital at 3 :53 a.m. Dr. Farb defined labor as " contractions in
4760association with cervical d ilation [or change]. " Dr. Farb
4769commented that Ms. Mark ' s " contractions every two minutes could
4780certainly be consistent with labor. " However, he did not have any
4791information on the presence of cervical change. Therefore,
4799Dr. Farb issued a " qualified " con clusion that, if Ms. Mark was not
4812in the active phase of labor, then she was at least in the " latent
4826phase of labor. "
482956. Regarding when Ashton ' s neurological injury occurred,
4838Dr. Farb acknowledged that some hypoxia occurred prior to
4847Ms. Mark ' s arrival at the hospital. However, Dr. Farb agreed with
4860the assessments of Dr. Willis, Dr. Sigurdardottir, and Dr. Null
4870that the actual amount of oxygen deprivation cannot be determined.
4880That being said, Dr. Farb, again agreeing with Dr. Willis,
4890Dr. Sigurdardottir, and Dr. Null, believed that " the substantial
4899part of the injury occurred after arrival [at 3 :53 a.m.] and into
4912the immediate neonatal resuscitation period. "
491757. Dr. Farb estimated that " 90 percent of the injury at
4928least occurred at and after admission to the hospital. " Dr. Farb
4939based his opinion on several factors, including: a footling
4948breech does not cause total umbilical cord occlusion; Ashton ' s
4959condition worsened from the time of his presentation to the
4969hospital ( 3 :53 a.m.) until delivery (4:04 a. m.); and Ashton
4981experienced " continuous seizure activity " for at least 70 minutes
4990after delivery (through 5:14 a.m.). Dr. Farb further commented
4999that the second ABG draw at 5:14 a.m. showed that Ashton was still
5012severely acidotic, which meant that his bra in injury was still
5023progressing.
502458. Dr. Farb also explained that a fetus does not
5034immediately suffer a neurological injury at the moment of an
5044umbilical cord prolapse. A fetus has a reserve of oxygen th at
5056must be de p leted before injury to the brain o ccurs. Dr. Farb
5070explained that oxygen deprivation (and any resulting brain injury)
5079may not ha ve commenced in Ashton until 10 to 18 minutes after the
5093ruptured membranes and prolapsed cord.
509859. Like Dr. Sigurdardottir, Dr. Farb explained that oxygen
5107depriv ation is progressive in nature and exacerbates over time.
5117Accordingly, " the severity of the oxygen deprivation was much
5126worse at [Ms. Mark ' s] admission and [Ashton ' s] delivery. " There
5139was no question in Dr. Farb ' s mind " that the severity of the
5153oxygen de privation and the brain injury . . . occurs much closer
5166to the time of delivery because things are progressive and as well
5178as continuing in the immediate resuscitation period. "
5185Specifically, Ashton ' s brain injury continued to occur up to an
5197hour and 10 mi nutes after his delivery as revealed by his severe
5210metabolic acidosis at 5:14 a.m. In addition, Dr. Farb stated that
5221Ashton ' s brain was also injured due to constant seizure episodes
5233after his delivery while he was still being resuscitated.
524260. Based on the competent substantial evidence in the
5251record, the preponderance of the evidence establishes that Ashton
5260suffered a " birth - related neurological injury " as defined in
5270section 766.302(2). The evidence demonstrates that Ashton began
5278experiencing oxygen d eprivation at the time of the umbilical cord
5289prolapse which continued through delivery and immediate
5296postdelivery resuscitation. This oxygen deprivation caused Ashton
5303to sustain a brain injury which has rendered him permanently and
5314substantially mentally and physically impaired.
531961. The evidence does not prove that Ms. Mark was in labor
5331prior to Ashton ' s birth. However, based on the more persuasive
5343medical testimony, the evidence establishes that Ashton suffered
5351injury to his brain, caused by oxygen de privation, in the course
5363of his delivery and resuscitation in the immediate postdelivery
5372period at Winter Park Hospital. Accordingly, Ashton is eligible
5381for an award of compensation under the Plan .
5390CONCLUSIONS OF LAW
539362. The Division of Administrative He arings has jurisdiction
5402over the parties and the subject matter of this proceeding
5412pursuant to sections 766.301 through 766.316. The undersigned, as
5421an Administrative Law Judge, has " exclusive jurisdiction to
5429determine whether a claim filed under [NICA] i s compensable. "
5439§§ 766.301(1)(d), 766.304, and 766.311(1), Fla. Stat. 5 /
544863. In 1988, the Florida Legislature created the Plan as a
5459means to alleviate the high costs of medical malpractice
5468insurance for physicians practicing obstetrics. Bennett v.
5475St. Vincent ' s Med. Ctr., Inc. , 71 So. 3d 828, 836 (Fla. 2011);
5489and Univ. of Miami v. Ruiz , 164 So. 3d 758, 764 (Fla. 3d
5502DCA 2015). Specifically, the Legislature established the Plan
" 5510to provide compensation, on a no - fault basis, for a limited class
5523of catastr ophic [birth - related neurological] injuries that result
5533in unusually high costs for custodial care and rehabilitation. "
5542Fla. Birth - Related Neurological Injury Comp. Ass ' n v. Fla. Div.
5555of Admin. Hearings , 686 So. 2d 1349, 1354 (Fla. 1997), and
5566§ 766.301(2) , Fla. Stat. The Plan ' s purpose is to " provid[e]
5578compensation, irrespective of fault, for birth - related
5586neurological injury claims. " § 766.303(1), Fla. Stat.
559364. To seek compensation under the Plan, a legal
5602representative on behalf of an injured infant files a claim with
5613DOAH. §§ 766.302(3) and 766.305(1), Fla. Stat.
562065. In reviewing the compensability of a claim,
5628section 766.309(1) directs the Administrative Law Judge to make
5637the following determinations based upon the available evidence:
5645(a ) Whether the injury claimed is a birth -
5655related neurological injury;
5658(b) Whether obstetrical services were
5663delivered by a participating physician in the
5670course of labor, delivery, or resuscitation in
5677the immediate postdelivery period in a
5683hospital; or by a certified nurse midwife in a
5692teaching hospital supervised by a
5697participating physician in the course of
5703labor, delivery, or resuscitation in the
5709immediate postdelivery period in a hospital;
5715and
5716(c) How much compensation, if any, is
5723awardable pursu ant to s. 766.31.
572966. The term " birth - related neurological injury " is defined
5739in section 766.302(2) as:
5743[I] njury to the brain or spinal cord of a live
5754infant weighing at least 2,500 grams for a
5763single gestation . . . caused by oxygen
5771deprivation or mecha nical injury occurring in
5778the course of labor, delivery, or
5784resuscitation in the immediate postdelivery
5789period in a hospital, which renders the infant
5797permanently and substantially mentally and
5802physically impaired.
5804Stated another way, a " birth - related neu rological injury " has four
5816components: (1) an injury to the brain or spinal cord;
5826(2) which is caused by oxygen deprivation or mechanical injury;
5836(3) during labor, delivery, or resuscitation in the immediate
5845postdelivery period; and (4) which renders the infant permanently
5854and substantially impaired. Bennett , 71 So. 3d at 837.
586367. The burden of proof in this matter falls on NICA (and
5875the Intervenors) to prove that Petitioners ' claim is covered by
5886the NICA statute. Petitioners initiated this matter. Ho wever,
5895they are not seeking compensation under the Plan. Instead,
5904Petitioners seek a determination that Ashton does not fall within
5914the scope of the NICA statute. See Bennett , 71 So. 3d at 846.
5927See also N.R. v. Fla. Birth - Related Neuro . Injury Comp. Ass ' n ,
5942143 So. 3d 463, 465 (Fla. 5th DCA 2014), and Balino v. Dep ' t of
5958Health & Rehab. Servs. , 348 So. 2d 349, 350 (Fla. 1st
5969DCA 1977) ( " The general rule is, that as in court proceedings, the
5982burden of proof, apart from statute, is on the party asserting the
5994a ffirmative of an issue before an administrative tribunal. " ) .
600568. The preponderance of the evidence standard is applicable
6014to this matter. See § 120.57(1)(j), Fla. Stat.
602269. The Plan provides limited remedies as a statutory
6031substitute for common law righ ts and liabilities. Therefore, the
6041NICA statute " should be strictly construed to include only those
6051subjects clearly embraced within its terms. " Bennett , 71 So. 3d
6061at 836; and Fla. Birth - Related Neuro. Injury Comp. Ass ' n , 686 So.
60762d at 1354.
607970. Turnin g to the injury in this matter, the competent
6090substantial evidence in the record establishes that Ashton
6098suffered a " birth - related neurological injury " as defined in
6108section 766.302(2). The parties do not dispute, and the available
6118facts establish, the fo llowing:
6123a. Ashton was born a live infant, weighing at least
61332,500 grams;
6136b. Ashton suffered a brain injury;
6142c. Ashton ' s brain injury was caused by oxygen deprivation;
6153d. Ashton ' s brain injury rendered him permanently and
6163substantially mentally and phy sically impaired;
6169e. The obstetrical services at Winter Park Hospital were
6178delivered by a " participating physician " (Dr. Cabrera); and
6186f. The NICA notice requirements under section 766.316 were
6195met.
619671. The disputed issue in this matter concerns whethe r
6206Ashton ' s brain injury " occur[ed] in the course of labor, delivery,
6218or resuscitation in the immediate postdelivery period in a
6227hospital. "
622872. Initially, the undersigned finds that the facts and
6237testimony produced at final hearing do not establish that Ms. Mark
6248was not in labor prior to Ashton ' s birth. The consensus among
6261the medical experts is that " labor " requires two criteria,
6270( 1) contractions and ( 2) cervical change or dilation. Ample
6281evidence demonstrates that Ms. Mark was experiencing contraction s
6290prior to Ashton ' s birth. She went to Winnie Palmer at 1:11 a.m.
6304complaining of contractions. At 3:31 a.m., the EMS recorded
6313contractions at " 2 minutes apart. " Finally, Winter Park Hospital
6322noted contractions at two to three minutes apart just prior to
6333Ashton ' s delivery.
633773. The preponderance of the evidence, however, does not
6346establish cervical change. Winnie Palmer recorded that Ms. Mark ' s
6357cervix was one centimeter dilated and 100 percent effaced. The
6367medical expert testimony d oes not provide firm, unqualified
6376support for a conclusion that the Winnie Palmer medical records,
6386alone, prove that Ms. Mark experienced cervical change associated
6395with active labor at some point prior to Ashton ' s delivery at
64084:04 a.m.
641074. On the contrary, Petitioners ' witne sses (Dr. James and
6421Dr. Sherbany) offer the more persuasive testimony that Ms. Mark
6431was not in labor before Ashton ' s birth at Winter Park Hospital.
6444Dr. James specifically explained that effacement is not
6452necessarily associated with labor. Accordingly, ba sed on the
6461medical testimony and available records in evidence, the
6469undersigned finds that Ms. Mark was not in labor during the time
6481Ashton suffered oxygen deprivation prior to delivery.
648875. Despite finding that Ms. Mark was not in labor during
6499Ashton ' s d ifficult birth, the undersigned determines that Ashton
6510did sustain an injury to his brain, caused by oxygen deprivation,
6521which occurred " in the course of . . . delivery, or resuscitation
6533in the immediate postdelivery period in a hospital. " 6/ The
6543preponder ance of the evidence and testimony establishes that
6552Ashton suffered neurological injury after Ms. Mark was admitted
6561to Winter Park Hospital. And, Ashton continued to suffer injury
6571to his brain during the ongoing efforts of postdelivery
6580resuscitation. Acc ordingly, the evidence in the record shows
6589that oxygen deprivation, as well as Ashton ' s resulting brain
6600injury, occurred within the time period contemplated by
6608section 766.302(2).
661076. The parties ' medical experts present opposing views on
6620exactly when, ov er the course of Ashton ' s birth, he sustained a
6634brain injury significant enough to render him " permanently and
6643substantially mentally and physically impaired. " The experts all
6651agree that oxygen deprivation start ed as early as 3:19 a.m., the
6663moment of the umbilical cord prolapse. The experts disagree on
6673the degree of brain injury, due to oxygen deprivation, Ashton
6683experienced before, and then after, Ms. Mark arrived at Win ter
6694Park Hospital at 3:53 a.m.
669977. The undersigned finds that Ashton ' s brain injury was not
6711isolated to the 34 - minute window prior to Ms. Mark ' s admission to
6726Winter Park Hospital. On the contrary, the more persuasive
6735medical testimony supports the finding that Ashton suffered the
6744majority of his neurological injury (due to oxygen depriva tion)
6754during the moments after Ms. Mark reached the hospital at
67643 :53 a.m., and this injury progressed and exacerbated through the
6775time of his deliver y (4:04 a.m.) and resuscitation in the
6786postdelivery period (through at least 5:14 a.m.).
679378. This finding is supported by two points. First, no
6803evidence establishes the exact level of oxygen deprivation (or
6812brain injury) Ashton experienced prior to 3:53 a.m. Every medical
6822expert, except Dr. Sherbany, agreed that the amount of oxygen
6832deprivation that occurred between 3:19 a.m. and 3:53 a.m. cannot
6842be known for certain. (On the other hand, every medical expert,
6853including Dr. Sherbany, agreed that oxygen deprivation, which led
6862to additional brain injury, took place after Ms. Mark was admitted
6873to the hospital.) The preponderance of the evidence does not
6883support a finding that the " bulk " or " majority " of Ashton ' s oxygen
6896deprivation occurred in the 34 - minute time period before Ms. Mark
6908reached Winter Park Hospital.
691279. Second, Dr. Willis, Dr. Sigurdardottir, Dr . Null, and
6922Dr. Farb convincingly testify that the most significant portion of
6932Ashton ' s brain injury occurred " much closer to the time of
6944delivery . . . as well as continuing in the immediate
6955resuscitation period. " These medical experts ably explain that
6963Ashton suffered an ongoing and continuing injury following the
6972cord prolapse. Oxygen deprivation began at 3:19 a.m., and
6981progressed, unabated, until oxygen returned to Ashton ' s
6990bloodstream during postdelivery resuscitation efforts.
6995Resuscitation efforts started immediately after Ashton ' s delivery
7004at 4:04 a.m. and lasted until 4:08 a.m. However, because Ashton
7015still could not breath on his own, suffered from multiple
7025seizures, and was not stabilized, he required active medical care
7035for approximately six d ays until he was taken off a mechanical
7047ventilator. The oxygen deprivation after Ms. Mark reached Winter
7056Park Hospital caused Ashton ' s permanent and substantial mental
7066and physical impairment. See Bennett , 71 So. 3d at 842
7076( " resuscitation in the immediat e postdelivery period " includes
7085circumstances involving " a continuous, ongoing need of
7092resuscitation from the time of birth to the time of the injury
7104that resulted in the severe impairment " ) .
711280. The undersigned notes that the oxygen deprivation that
7121led to Ashton ' s brain injury was not caused by any medical
7134personnel who were directly involved in Ashton ' s birth in Winter
7146Park Hospital. Neither was the oxygen deprivation due to any
7156obstetrical services Ashton received, or failed to receive, at
7165Winter Park Hospital. Instead, the genesis of the oxygen
7174deprivation was the umbilical cord prolapse that occurred
7182approximately 45 minutes earlier in Ashton ' s mother ' s home (when
7195Ms. Mark was not shown to be in labor). The evidence shows,
7207however, that Ashton cont inued to experience oxygen deprivation
7216(which resulted in the qualifying neurological injury) into and
7225throughout the course of his delivery and resuscitation.
7233This conclusion is well - supported by the testimony of
7243Dr. Sigurdardottir who stated that the " v ery, very substantial
7253part " of Ashton ' s brain injury occurred at Winter Park Hospital.
7265Dr. Farb also opined that " 90 percent of the injury at least "
7277occurred at or after Ms. Mark was admitted to Winter Park
7288Hospital.
728981. In sum, the evidence in the recor d establishes that,
7300more likely than not, Ashton ' s brain injury derived from the
7312oxygen deprivation he experienced during the period of time
7321encircling his delivery in Winter Park Hospital. Furthermore,
7329given that medical records report that Ashton was se verely
7339acidotic at 5:14 a . m . and remained on a respirator for six days
7354thereafter, the oxygen deprivation, as well as the resulting brain
7364injury, continued, uninterrupted, for a period of up to six days
7375after Ashton ' s birth. The brain injury Ashton endure d over this
7388period of time led to his permanent and substantial mental and
7399physical impairment. Therefore, based on this factual
7406circumstance, Ashton suffered a " birth - related neurologic injury "
7415which occurred " in the course of labor, delivery, or resusci tation
7426in the immediate postdelivery period in a hospital. " Accordingly,
7435Ashton is eligible for compensation under the NICA Plan.
7444DISPOSITION
7445Based upon the foregoing Findings of Fact and Conclusions of
7455Law, it is ORDERED:
74591 . Petitioners ' Petition for co mpensation under the NICA
7470Plan is APPROVED.
74732 . NICA shall make immediate payment of all expenses
7483previously incurred, and shall make payment for future expenses as
7493incurred pursuant to section 766.31(1)(a).
74983 . Michele Mark and Juan Payne, as the parent s and legal
7511guardians of Ashton, are entitled to an award pursuant to
7521section 766.31(1)(b)1. The parties are accorded 45 days from
7530the date of this Final Order to resolve, subject to approval by
7542the Administrative Law Judge, the amount and manner in which the
7553award should be paid. If not resolved within such period, the
7564parties will so advise the Administrative Law Judge, and a hearing
7575will be scheduled to resolve such issue.
75824 . Petitioners are entitled to an award of reasonable
7592expenses incurred in conn ection with the filing of the
7602claim, including reasonable attorney ' s fees, pursuant to
7611section 766.31(1)(c). The parties are accorded 45 days from the
7621date of this O rder to resolve, subject to approval by the
7633Administrative Law Judge, the amount of such a ward. If not
7644resolved within such period, the parties will so advise the
7654Administrative Law Judge, and a hearing will be scheduled to
7664resolve such issue.
76675 . Pursuant to section 766.312, the Division of
7676Administrative Hearings retains jurisdiction over th is matter to
7685address the amount of an award pursuant to section 766.31, as
7696well as to resolve any disputes regarding the parties ' compliance
7707with the terms of this Final Order.
7714DONE AND ORDERED this 2 9 th day of March , 2019 , in
7726Tallahassee, Leon County, Florida.
7730S
7731J. BRUCE CULPEPPER
7734Administrative Law Judge
7737Division of Administrative Hearings
7741The DeSoto Building
77441230 Apalachee Parkway
7747Tallahassee, Florida 32399 - 3060
7752(850) 488 - 9675
7756Fax Filing (850) 921 - 6847
7762www.doah.stat e.fl.us
7764Filed with the Clerk of the
7770Division of Administrative Hearings
7774this 2 9 th day of March , 2019 .
7783ENDNOTE S
77851/ All statutory references are to Florida Statutes (2018),
7794unless otherwise noted.
77972/ By requesting a deadline for filing post - hearing su bmissions
7809beyond ten days after the final hearing, the 30 - day time period
7822for filing the Final Order was waived. See Fla. Admin. Code
7833R. 28 - 106.216.
78373/ Documents in the record indicate that Winnie Palmer (Orlando
7847Health, Inc.), as well as " its employed physicians , residents,
7856mid - wives and physic i a n assistan ts " participated in the NICA Plan
7871on January 19, 2018.
78754/ Dr. James, Dr. Null, and Dr. Farb all agreed that
" 7886resuscitation " can be defined as " the process of sustaining the
7896vital functions of a pers on in respiratory or cardiac failure,
7907while reviving him or her by using techniques of artificial
7917restoration and cardiac massage, correcting acid based imbalance,
7925and treating the cause of failure. " See Mosby ' s Medical
7936Dictionary , Ninth Edition (2009).
79405/ Pursuant to section 766.309(4), in the interest of judicial
7950economy, this proceeding is bifurcated to address compensability
7958first. The issue of the amount of an award pursuant to
7969section 766.31 may be addressed in a separate proceeding.
79786/ The word " or " is " generally construed in the disjunctive when
7989used in a statute or rule. The use of this particular
8000disjunctive word in a statute or rule normally indicates that
8010alternatives were intended. " Fla. Pulp & Paper Ass ' n Envtl.
8021Affs., Inc. v. Dep ' t of Envtl. Prot. , 223 So. 3d 417, 420
8035(Fla. 1st DCA 2017) .
8040COPIES FURNISHED:
8042(via certified mail)
8045Jorge E. Silva, Esquire
8049Silva & Silva, P.A.
8053236 Valencia Avenue
8056Coral Gables, Florida 33134
8060(eServed)
8061(Certified Mail No. 7016 2710 0000 4544 8380 )
8070Carolina B . Suarez, Esquire
8075Silva & Silva, P.A.
8079236 Valencia Avenue
8082Coral Gables, Florida 33134
8086(Certified Mail No. 7016 2710 0000 4544 8397 )
8095David W. Black, Esquire
8099Frank, Weinberg & Black, P.L.
81047805 Southwest 6th Court
8108Plantation, Florida 33324
8111(eServed)
8112(Cert ified Mail No. 7016 2710 0000 4544 8403 )
8122Travase L. Erickson, Esquire
8126Saalfield Shad, P.A.
8129245 Riverside Avenue, Suite 400
8134Jacksonville, Florida 32202 - 4926
8139(eServed)
8140(Certified Mail No. 7016 2710 0000 4544 8410 )
8149Taylor A. Morgan, Esquire
8153Saalfield Shad, P.A.
8156245 Riverside Avenue, Suite 400
8161Jacksonville, Florida 32202 - 4926
8166(Certified Mail No. 7016 2710 0000 4544 8427 )
8175Bradley P. Blystone, Esquire
8179Marshall, Dennehey, Warner,
8182Coleman & Goggin
8185315 East Robinson Street , Suite 550
8191Orlando, Florida 32801
8194( eServed)
8196(Certified Mail No. 7016 2710 0000 4544 8434 )
8205Kenney Shipley, Executive Director
8209Florida Birth - Related Neurological
8214Injury Compensation Association
82172360 Christopher Place , Suite 1
8222Tallahassee, Florida 32308
8225(eServed)
8226(Certified Mail No. 7016 2 710 0000 4544 8441 )
8236Amie Rice, Investigation Manager
8240Consumer Services Unit
8243Department of Health
82464052 Bald Cypress Way, Bin C - 75
8254Tallahassee, Florida 32399 - 3275
8259(Certified Mail No. 7016 2710 0000 4544 8458 )
8268Mary C. Mayhew , Secretary
8272Health Quality Assu rance
8276Agency for Health Care Administration
82812727 Mahan Drive, Mail Stop 1
8287Tallahassee, Florida 32308
8290(eServed)
8291(Certified Mail No. 7016 2710 0000 4544 8 465 )
8301NOTICE OF RIGHT TO JUDICIAL REVIEW
8307Review of a final order of an administrative law judge shal l
8319be by appeal to the District Court of Appeal pursuant to
8330section 766.311(1), Florida Statutes. Review proceedings are
8337governed by the Florida Rules of Appellate Procedure. Such
8346proceedings are commenced by filing the original notice of
8355administrative appeal with the a gency c lerk of the Division of
8367Administrative Hearings within 30 days of rendition of the order
8377to be reviewed, and a copy, accompanied by filing fees prescribed
8388by law, with the clerk of the appropriate District C ourt of
8400Appeal. See § 766.311(1), Fla. Stat., and Fla. Birth - Related
8411Neuro . Injury Comp. Ass ' n v. Carreras , 598 So. 2d 299 (Fla. 1st
8426DCA 1992).
- Date
- Proceedings
- PDF:
- Date: 10/27/2020
- Proceedings: Transmittal letter from Loretta Sloan forwarding records to the agency.
- PDF:
- Date: 10/27/2020
- Proceedings: Transmittal letter from Loretta Sloan forwarding records to the agency.
- PDF:
- Date: 07/06/2020
- Proceedings: Notice of Attorney Appearing at July 30, 2020 Zoom Oral Argument on behalf of Appellee, Winnie Palmer Hospital filed.
- PDF:
- Date: 06/04/2020
- Proceedings: BY ORDER OF THE COURT: oral argument in this case is now scheduled at the Court on July 30, 2020, at 9:00 a.m. and is being rescheduled as a remote access video argument via Zoom on July 30, 2020, at 11:00 a.m.
- PDF:
- Date: 05/21/2020
- Proceedings: BY ORDER OF THE COURT: Appellants' Motion to Continue Oral Argument is denied.
- PDF:
- Date: 02/05/2020
- Proceedings: Answer Brief of Appellee, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies filed.
- PDF:
- Date: 02/05/2020
- Proceedings: Answer Brief of Appellee, the Florida Birth-Related Neurological Injury Compensation Association filed.
- PDF:
- Date: 01/08/2020
- Proceedings: BY ORDER OF THE COURT: that Appellee, Florida Birth-Related Neurological Injury Compensation Association's Unopposed Motion for Enlargement of Time to File Answer Brief is granted.
- PDF:
- Date: 09/10/2019
- Proceedings: BY ORDER OF THE COURT: Appellants' Motion for Extension is granted.
- PDF:
- Date: 06/07/2019
- Proceedings: Index, Record, and Certificate of Record sent to the Fifth District Court of Appeal.
- PDF:
- Date: 04/26/2019
- Proceedings: Notice of Appeal filed and Certified copy sent to the Fifth District Court of Appeal this date.
- PDF:
- Date: 04/04/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 04/03/2019
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 03/29/2019
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 03/29/2019
- Proceedings: Final Order (hearing held November 14, 2018). DOAH RETAINED JURISDICTION.
- PDF:
- Date: 01/22/2019
- Proceedings: Petitioners' Response to Intervenor's, Orlando Health Inc., d/b/a Winnie Palmer Hospital Request for Judicial Notice filed.
- PDF:
- Date: 01/22/2019
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Filing and Request for Judicial Notice filed.
- PDF:
- Date: 12/20/2018
- Proceedings: (Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies Proposed) Final Order filed.
- PDF:
- Date: 11/14/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Motion to Strike Petitioners' Reply to Intervenor's Response to Petitioners' Motion for Summary Judgment filed.
- PDF:
- Date: 11/13/2018
- Proceedings: Petitioners' Reply to Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Motion for Summary Judgment filed.
- PDF:
- Date: 11/08/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Supplemental Filing in Support of It's Response to Petitioners' Motion for Summary Judgment filed.
- PDF:
- Date: 11/06/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Filing in Support of its Response to Petitioner's Motion for Summary Judgment filed.
- PDF:
- Date: 11/06/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioner's Motion for Summary Judgment filed.
- PDF:
- Date: 10/31/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Exhibit List filed.
- PDF:
- Date: 10/31/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Witness List filed.
- PDF:
- Date: 10/30/2018
- Proceedings: NICA's Response to Petitioners' Motion for Summary Judgment (sic) as to Intervenor, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies filed.
- PDF:
- Date: 10/29/2018
- Proceedings: Petitioners' Motion for Summary Judgement as to Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies filed.
- PDF:
- Date: 10/26/2018
- Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Production filed.
- PDF:
- Date: 10/25/2018
- Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Second Request for Admissions filed.
- PDF:
- Date: 10/24/2018
- Proceedings: Re-notice of Taking Deposition Duces Tecum (as to time only) filed.
- PDF:
- Date: 10/19/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Taking Deposition Duces Tecum of Jason S. James, M.D. filed.
- PDF:
- Date: 10/15/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Second Request for Admissions and Answer to Petitioners' Interrogatory dated September 13, 2018 filed.
- PDF:
- Date: 10/02/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Request for Production to Petitioner, Michele Mark filed.
- PDF:
- Date: 09/20/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Second Request for Admissions to Petitioners and Interrogatory to Petitioners filed.
- PDF:
- Date: 09/20/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Taking Deposition Duces Tecum of Ariel Sherbany, M.D. filed.
- PDF:
- Date: 09/19/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Motion to Determine the Sufficiency of the Objections and/or Motion to Compel Better Answers to Petitioners' Request for Admissions No. 12 and 13 filed.
- PDF:
- Date: 09/17/2018
- Proceedings: Intervenor Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's: Response in Opposition to Petitioners' Motion to Compel and Conditional Request for Telephonic Hearing on the Issues filed.
- PDF:
- Date: 09/14/2018
- Proceedings: Petitioners' Second Request for Admissions and Interrogatory to Intervenor, Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies filed.
- PDF:
- Date: 09/13/2018
- Proceedings: Re-notice of Taking Deposition Duces Tecum (as to location only) filed.
- PDF:
- Date: 09/11/2018
- Proceedings: NICA's Response to Petitioners' Motion to Compel the Respondent, Florida Birth-Related Neurological Injury Compensation Association, to Provide Answers to Petitioners' Request for Admissions filed.
- PDF:
- Date: 09/10/2018
- Proceedings: Petitioners' Motion to Determine the Sufficiency of the Objections and/or Motion to Compel the Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women & Babies, to Provide Better Answers to Petitioner's Request for Admissions Numbered 12 and 13 filed.
- PDF:
- Date: 09/10/2018
- Proceedings: Petitioners' Motion to Compel the Intervenor, Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital, to Provide Answers to Petitioners' Request for Admissions Numbered 6, 7, 8, 9, and 10 filed.
- PDF:
- Date: 09/07/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Request for Admissions and Answer to Petitioners' Interrogatory filed.
- PDF:
- Date: 09/06/2018
- Proceedings: Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Response to Petitioners' Request for Admissions and Interrogatory filed.
- PDF:
- Date: 09/06/2018
- Proceedings: Petitioners' Motion to Compel the Respondent, Florida Birth-Related Neurological Injury Compensation Association, to Provide Answers to Petitioners' Request for Admissions filed.
- PDF:
- Date: 08/29/2018
- Proceedings: Petitioners' Notice of Filing Amended Response to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Admission Number 5 filed.
- PDF:
- Date: 08/28/2018
- Proceedings: Petitioners' Notice of Filing Answers to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Expert Interrogatories filed.
- PDF:
- Date: 08/28/2018
- Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Admissions filed.
- PDF:
- Date: 08/08/2018
- Proceedings: Petitioners' Request for Admissions and Interrogatory to Respondent, Florida Birth-Related Neurological Injury Compensation Association filed.
- PDF:
- Date: 08/08/2018
- Proceedings: Petitioners' Request for Admissions and Interrogatory to Intervenor, Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital filed.
- PDF:
- Date: 08/08/2018
- Proceedings: Petitioners' Request for Admissions and Interrogatory to Intervenor, Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies filed.
- PDF:
- Date: 08/03/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Expert Interrogatories to Petitioners filed.
- PDF:
- Date: 08/03/2018
- Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Request for Admissions to Petitioners filed.
- PDF:
- Date: 07/27/2018
- Proceedings: Notice of Hearing (hearing set for November 14 and 15, 2018; 1:00 p.m.; Orlando, FL).
- PDF:
- Date: 07/13/2018
- Proceedings: Notice of Compensability and Request for Evidentiary Hearing on Compensability filed.
- PDF:
- Date: 05/29/2018
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 05/25/2018
- Proceedings: Adventist Health/System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Notice of Designation of Email Service Addresses filed.
- PDF:
- Date: 05/23/2018
- Proceedings: Intervenor Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Motion for Leave to Intervene filed.
- PDF:
- Date: 05/17/2018
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 05/15/2018
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 05/15/2018
- Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
- Date: 05/08/2018
- Proceedings: NICA filing fee (Check No. 42495; $15.00 filed (not available for viewing).
Case Information
- Judge:
- J. BRUCE CULPEPPER
- Date Filed:
- 05/08/2018
- Date Assignment:
- 05/10/2018
- Last Docket Entry:
- 10/27/2020
- Location:
- Orlando, Florida
- District:
- Middle
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
David W. Black, Esquire
7805 Southwest 6th Court
Plantation, FL 33324
(954) 474-8000 -
Bradley Paul Blystone, Esquire
Suite 550
315 East Robinson Street
Orlando, FL 32801
(407) 420-4406 -
Travase Lloyd Erickson, Esquire
Suite 400
245 Riverside Avenue
Jacksonville, FL 32202
(904) 355-4401 -
Kenney Shipley, Executive Director
Suite 1
2360 Christopher Place
Tallahassee, FL 32308
(850) 488-8191 -
Jorge E Silva, Esquire
236 Valencia Avenue
Coral Gables, FL 33134
(305) 445-0011 -
Jorge E. Silva, Esquire
236 Valencia Avenue
Coral Gables, FL 33134
(305) 445-0011 -
David W Black, Esquire
7805 Southwest 6th Court
Plantation, FL 33324
(954) 474-8000 -
Bradley P Blystone, Esquire
Suite 550
315 East Robinson Street
Orlando, FL 32801
(407) 420-4406 -
Travase L Erickson, Esquire
Suite 400
245 Riverside Avenue
Jacksonville, FL 322024926
(904) 355-4401 -
Taylor A Morgan
Suite 400
245 Riverside Avenue
Jacksonville, FL 322024926
(904) 355-4401 -
Carolina B Suarez, Esquire
236 Valencia Avenue
Coral Gables, FL 33134
(305) 445-0011 -
Bradley P. Blystone, Esquire
Address of Record