18-002337N Michelle Mark And Juan Payne, As Natural Parents And Guardians Of Ashton Payne, A Minor vs. Florida Birth-Related Neurological Injury Compensation Association
 Status: Closed
DOAH Final Order on Friday, March 29, 2019.


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Summary: The infant sustained a "birth-related neurological injury" as defined in section 766.302(2), Florida Statutes. Therefore, the infant is eligible for benefits under the NICA Plan.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MICHELLE MARK and JUAN PAYNE, as

14Natural Parents and Guardians of

19ASHTON PAYNE, a minor,

23Petitioners,

24vs. Case No. 18 - 2337N

30FLORIDA BIRTH - RELATED

34NEUROLOGICAL INJURY COMPENSATION

37ASSOCIATION,

38Respondent,

39and

40ADVENTIST HEALTH SYSTEM/SUNBELT,

43INC., d/b/a WINTER PARK MEMORIAL

48HOSPITAL ; AND ORLANDO HEALTH,

52INC., d/b/a WINNIE PALMER

56HOSPITAL FOR WOMEN AND BABIES,

61Intervenors.

62_______________________________/

63FINAL ORDER

65The f inal hearing in this matter was conducted before

75J. Bruce Culpepper, Administrative Law Judge of the Division of

85Administrative Hearings, pursuant to sections 120.569, 120.57(1),

92and 766.304, Florida Statutes (2018), 1 / on November 14, 2018, in

104Orlando, Flo rida.

107APPEARANCES

108For Petitioner s : Jorge E. Silva, Esquire

116Carolina B. Suarez, Esquire

120Silva & Silva, P.A.

124236 Valencia Avenue

127Coral Gables, Florida 33134

131For Respondent: David W . Black, Esquire

138Frank, Weinberg & Black, P.L.

1437805 Southwest 6th Court

147Plantation, Florida 33324

150For Intervenor Winter Park Hospital:

155Travase L . Erickson, Esquire

160Taylor A. Morgan, Esquire

164Saalfield Shad, P.A.

167245 Riverside Avenue, Suite 400

172Jacksonville, Florida 32202 - 4926

177For Intervenor Winnie Palmer:

181Bradley P. Blystone, Esquire

185Marshall, Dennehey, Warner,

188Coleman & Goggin

191315 East Robinson Street, Suite 550

197Orlando, Florida 32801

200STATEMENT OF THE ISSUE

204The issue to determine in this matter is whether Ashton

214Payne suffered a " birth - related neurological injury " as defined

224by section 766.302(2), Florida Statutes, for which compensation

232should be awarded under the Florida Birth - Related Neurological

242Injury Compensation Plan.

245PRELIMINARY STATEMENT

247On May 8, 2018, Petitio ners Michele Mark and Juan Payne, as

259natural parents and guardians of Ashton Payne ( " Ashton " ), a minor,

271filed a Petition for Benefits Pursuant to Florida Statute

280Section 766.301 et seq. (the " Petition " ) with the Division of

291Administrative Hearings ( " DOAH " ) for the determination of

300compensability under the Florida Birth - Related Neurological Injury

309Compensation Plan (the " Plan " ). (Petitioners submitted their

317Petition " under protest " contending that Ashton did not suffer a

327birth - related injury that qualifies for an award under the Plan.)

339Ashton was born on January 19, 2018, at Adventist Health

349System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital ( " Winter

358Park Hospital " ) , in Winter Park, Florida. The Petition identified

368Michelle M. Cabrera, M.D., as the p hysician who provided

378obstetric al services at Ashton ' s birth.

386DOAH served a copy of the Petition on Respondent Florida

396Birth - Related Neurological Injury Compensation Association

403( " NICA " ) on May 15, 2018. DOAH also served Dr. Cabrera with a

417copy of the P etition, as well as Winter Park Hospital on that same

431date.

432Winter Park Hospital moved to intervene on May 23, 2018,

442which was granted. Orlando Health, Inc., d/b/ a Winnie Palmer

452Hospital for Women and Babies ( " Winnie Palmer " ) , moved to

463intervene on May 25 , 2018, which was also granted.

472On July 13, 2018, NICA filed its response to the Petition,

483taking the position that Ashton suffered a " birth - related

493neurological injury " within the meaning of section 766.302(2).

501Accordingly, NICA asserted that Petitioners ' claim is compensable

510under the Plan. NICA requested DOAH schedule a hearing to

520determine compensability.

522NICA also requested that DOAH bifurcate the administrative

530proceeding to address the issue of compensability and notice

539before determining the amo unt of any award to which Petitioners

550might be entitled under section 766.31. In light of NICA ' s

562request, the undersigned bifurcates this proceeding. Accordingly,

569this Final Order only addresses compensability and notice. See

578§ 766.309(4), Fla. Stat.

582Th e final hearing was held on November 14, 2018. At the

594final hearing, Petitioners ' Exhibits 1 through 22 were admitted

604into evidence. NICA ' s Exhibits 1 and 2 were admitted into

616evidence. Winnie Palmer ' s Exhibit 1 was admitted into evidence.

627Winter Park Hospital did not present any exhibits. No party

637presented witnesses at the final hearing. However, by agreement

646of the parties, the undersigned admitted the deposition testimony

655of the following individuals: Petitioners ' medical experts Jason

664James, M.D . (Petitioners ' Exhibit 20) , and Ariel Sherbany, M.D.

675(Petitioners ' Exhibit 21); NICA ' s medical experts Donald

685Willis, M.D. (Petitioners ' Exhibit 16) , and Laufey

693Sigurdardottir, M.D. (Petitioners ' Exhibit 19); and Winnie

701Palmer ' s medical experts Donald Nul l, M.D. (Petitioners '

712Exhibit 17) , and Harry Farb, M.D. (Petitioners ' Exhibit 18).

722A Transcript of the final hearing was filed with DOAH on

733November 30, 2018. At the close of the hearing, the parties were

745advised of a ten - day deadline after receipt of the hearing

757transcript to file post - hearing submittals. The parties jointly

767requested a ten - day extension of the filing time frame, which was

780granted. 2 / Petitioners, NICA, and Winnie Palmer filed Proposed

790Final Orders, which were duly considered in preparin g this Final

801Order.

802FINDINGS OF FACT

8051. Ashton was born on January 19, 2018. Ashton was

815delivered at Winter Park Hospital.

8202. Petitioner Michele Mark is Ashton ' s mother. Petitioners

830are Ashton ' s natural parents and legal guardians.

8393. Michele M. Cabre ra, M.D., delivered Ashton at Winter Park

850Hospital. Dr. Cabrera was a " participating physician " in the Plan

860at the time she rendered obstetrical services on January 19, 2018.

871See § 766.302, Fla. Stat. Dr. Cabrera provided her obstetrical

881services in the course of Ashton ' s delivery, and the resuscitation

893in the immediate post - delivery period.

9004. Ashton weighed 3310 grams at birth.

9075. The parties do not dispute that Ashton has suffered an

918injury to his brain due to oxygen deprivation which has left him

930permanently and substantially mentally and physically impaired.

9376. The parties do not dispute that the NICA notice

947requirements, as set forth in section 766.316, were met.

9567. Ashton was born under very challenging circumstances.

964At approximately 1:11 a .m. on January 19, 2018, Ms. Mark appeared

976at Winnie Palmer. 3 / Ms. Mark, who was at 37 weeks ' gestation,

990complained of contractions and severe pain.

9968. At Winnie Palmer, a triage nurse evaluated Ms. Mark.

1006The examination revealed that Ms. Mark was exp eriencing

1015intermittent contractions. The nurse also recorded that

1022Ms. Mark ' s cervix was one centimeter dilated and 100 percent

1034effaced. Ms. Mark informed the nursing staff that an ultrasound

1044two days earlier revealed that the fetus was breech. However,

1054apparently because the birth was not imminent, Ms. Mark was

1064discharged from Winnie Palmer at 2:33 a.m.

10719. Back at her home, at approximately 3:19 a.m., Ms. Mark

1082experienced a spontaneous rupture of her fetal membranes (her

" 1091water broke " ) . The rupture imm ediate resulted in an umbilical

1103cord prolapse. A cord prolapse means that the umbilical cord

1113dropped down through the cervix before the baby. This

1122complication can cause the umbilical cord to be occluded, or

1132squeezed, which can severely diminish the flow of oxygen to the

1143fetus. Later, Ms. Mark relayed that she felt her baby ' s foot in

1157her vagina (a " footling " breech).

116210. Sitting on her bathroom floor, with the umbilical cord

1172protruding from the birth canal, Ms. Mark called 911.

118111. At 3:30 a.m., Emer gency Medical Service personnel

1190( " EMS " ) responded to Ms. Mark ' s home. When EMS reached Ms. Mark,

1205they found her seated with approximately 15 inches of umbilical

1215cord exposed. Initially, EMS was unable to feel a pulse in the

1227umbilical cord. Once Ms. Mark was lifted and repositioned onto a

1238stretcher, however, EMS was able to detect a faint pulse in the

1250cord. EMS also noted that Ms. Mark was experiencing contractions

" 12602 minutes apart. "

126312. EMS transported Ms. Mark, in an ambulance, to Winter

1273Park Hospit al. EMS departed Ms. Mark ' s home at 3:41 a.m., and

1287arrived at Winter Park Hospital at 3:53 a.m.

129513. At 3:58 a.m., Ms. Mark reached the Labor and Delivery

1306Operating Room. There, she underwent an emergency C - section.

1316Prior to the operation, the triage n urse palpated pulsation in

1327the prolapsed cord. Ms. Mark was still experiencing contractions

1336at two to three minutes apart.

134214. Dr. Cabrera conducted the emergency C - section. Ashton

1352was delivered at 4:04 a.m. Dr. Cabrera ' s notes record " fetal

1364distress cord prolapse, fetal malposition footling breech. " A

" 1372footling breech " indicates that one or both of the baby ' s feet

1385were positioned in the birth canal instead of the pelvis.

139515. Upon Ashton ' s delivery, Winter Park Hospital initiated

1405a " Code Blue. " Dr. Cabrera immediately started emergency

1413resuscitative measures. At delivery, Ashton was not breathing,

1421with a recorded heart rate of only 30 beats per minute. Ashton

1433required full cardiorespiratory resuscitation. Ashton was

1439emergently intubated at 4:06 a .m. Chest compressions were

1448initiated " @ 20 - 30 seconds of life " and stopped at 4:08 a.m. At

14624:08 a.m., Ashton ' s heart rate had reached 104 beats per minute.

147516. The Code Blue lasted from 4:04 a.m. to 4:29 a.m. By

14874:29 a.m., Ashton ' s heart rate had rise n to 144 beats per minute.

1502The last oxygen saturation level recorded during the Code Blue

1512was 77 percent at 4:19 a.m., indicating severe hypoxia.

1521( " Hypoxia " means partial loss of oxygen to the fetus. " Anoxia "

1532means total loss of oxygen to the fetus. Th e normal oxygen

1544saturation range is 97 - 100 percent .) Ashton ' s APGAR

1556( " Appearance, Pulse, Grimace, Activity, Respiration " ) scores

1564following delivery were 1/2/4/4 at 1, 5, 10, and 15 minutes,

1575respectively. (Scores of 7 to 10 are considered normal.)

158417. At 4:29 a.m., Ashton was transferred to the Neonatal

1594Intensive Care Unit ( " NICU " ). Ashton was still unable to breath

1606on his own. NICU noted " no respiratory effort and seizures. "

1616NICU placed Ashton on a mechanical ventilator in a continued

1626effort to resus citate him.

163118. At 4:41 a.m., the initial Arterial Blood Gas ( " ABG " )

1643Report showed that Ashton was experiencing severe metabolic

1651acidosis. The ABG Report recorded a pH level of 6.809 (critical)

1662with a base excess of negative 25. This score signified a

1673severely acidotic child with both a metabolic and respiratory

1682acidotic condition. The acidotic condition required immediate

1689medical treatment to correct.

169319. At 5:14 a.m., approximately 70 minutes after Ashton ' s

1704birth, a second ABG Report showed a pH le vel of 7.034 (critical)

1717with a base excess of negative 19. These values indicated that

1728Ashton was continuing to experience severe metabolic acidosis.

173620. At 7:15 a.m., Ashton was transferred to the NICU at

1747Florida Hospital Orlando. Although Ashton ' s oxygen saturation

1756level had reached 99 percent, he was still unable to breathe on

1768his own. He remained on a ventilator. Ashton also experienced

1778repeated seizure activity. A progress report on January 21, 2018

1788(two days after his delivery) , noted two epi sodes of seizures on

1800that day.

180221. Ashton remained on a ventilator until January 26, 2018

1812(seven days after his delivery), when he was extubated.

182122. Petitioners argue that Ashton did not suffer a " birth -

1832related neurological injury " which would entitle h im to an award

1843under the Plan. Section 766.302(2) defines the term to mean:

1853[I] njury to the brain or spinal cord of a

1863live infant weighing at least 2,500 grams for

1872a single gestation . . . caused by oxygen

1881deprivation or mechanical injury occurring in

1887the course of labor, delivery, or

1893resuscitation in the immediate postdelivery

1898period in a hospital, which renders the

1905infant permanently and substantially mentally

1910and physically impaired.

191323. Petitioners do not dispute that Ashton ' s case presents

1924an inju ry to the brain of a live infant weighing at least 2,500

1939grams. Neither do Petitioners contest that Ashton ' s injury was

1950caused by oxygen deprivation which renders him permanently and

1959substantially mentally and physically impaired. What Petitioners

1966challe nge is whether Ashton ' s injury occurred " in the course of

1979labor, delivery, or resuscitation in the immediate postdelivery

1987period. "

198824. Petitioners assert that Ashton ' s neurological

1996impairment directly resulted from the umbilical cord prolapse in

2005Ms. Mar k ' s home at 3:19 a.m. Petitioners contend that Ashton ' s

2020brain injury (due to oxygen deprivation) manifested before the

2029time Ms. Mark reached Winter Park Hospital (3:53 a.m.).

2038Consequently, Ashton ' s injury did not develop during his delivery

2049at 4:04 a.m. or any subsequent postdelivery resuscitation

2057efforts. Petitioners further argue that Ms. Mark was never in

2067labor at any point during Ashton ' s birth. Therefore, they

2078contend that Ashton ' s brain injury did not occur " in the course

2091of labor, delivery, or re suscitation, " and Ashton does not

2101qualify for coverage under the Plan.

210725. To support their argument, at the final hearing,

2116Petitioners presented the (deposition) testimony of Jason James,

2124M.D., and Ariel Sherbany, M.D.

212926. Dr. James is a b oard - c ertified o bstetrician/

2141g ynecologist. Dr. James testified that, in his opinion, Ashton

2151did not sustain a qualifying " birth - related " injury because

2161Ms. Mark was not in labor at any point prior to Ashton ' s delivery

2176at 4:04 a.m.

217927. Initially, Dr. James commented th at it is " impossible to

2190say " with any certainty whether Ms. Mark was in labor at the time

2203of the umbilical cord prolapse at her home or prior to Ashton ' s

2217delivery. Dr. James defined labor as " progressive cervical change

2226in response to contractions. " He r elayed that, " In order for me

2238to say a patient ' s in labor, I would need to see progressive

2252cervical change in the presence of contractions, and we don ' t see

2265that. " Dr. James explained that, even with Ms. Mark dilated at

2276one centimeter at Winnie Palmer, he saw " no documentation of any

2287cervical change, whether by the EMS or by the hospital staff at

2299Winter Park. "

230128. Dr. James further expounded that the 100 percent

2310effacement observed at Winnie Palmer was not necessarily related

2319to labor. " Effacement is o ne of the cervical changes that we do

2332see, but there are things that can cause cervical effacement that

2343are not associated with labor. " Accordingly, Dr. James did not

2353see sufficient evidence to conclude that Ms. Mark was in labor

2364before Ashton ' s delivery.

236929. Regarding the exact time Ashton ' s brain injury occurred,

2380Dr. James testified that Ashton ' s brain injury resulted from

2391oxygen deprivation due to the umbilical cord prolapse. He opined

2401that the majority of the oxygen deprivation occurred during the

241134 minutes from the " moments . . . the cord prolapse occurred "

2423(3:19 a.m.) to the time Ms. Mark arrived at Winter Park Hospital

2435(3:53 a.m.). Dr. James stated that:

2441[T] he amount of brain damage that occurred

2449prior to even the patient arriving at the

2457hospit al was substantial and permanent, and I

2465think that the die was cast. . . . Was there

2476ongoing and further damage? Yes. . . . I

2485will agree that there was ongoing and further

2493damage, but I think that to say that that was

2503the portion that resulted in perman ent

2510impairment is a mischaracterization.

2514Accordingly, Dr. James supported Petitioner s ' position that

2523Ashton ' s brain injury did not occur in the course of labor,

2536delivery, or resuscitation in the immediate postdelivery period

2544because " this baby already had substantial and permanent brain

2553damage on arrival. "

255630. Despite this assertion, Dr. James conceded that Ashton

2565did suffer oxygen deprivation during the 11 minutes between the

2575time Ms. Mark was admitted to Winter Park Hospital (3:53 a.m.) and

2587his deliver y at 4:04 a.m. Dr. James also accepted that Ashton

2599continued to incur brain damage through the one hour and 10 - minute

2612time frame after his birth. 4 / Dr. James further acknowledged that

2624the hypoxia (partial lack of oxygen) Ashton experienced after

26333:53 a.m . could have resulted in significant brain impairment.

264331. Finally, Dr. James disclosed that, in his opinion,

2652Ashton was never anoxic (total lack of oxygen to the fetus) during

2664the 34 minutes prior to Ms. Mark ' s arrival at Winter Park

2677Hospital.

267832. Dr. S herbany is a pediatric neurologist. Dr. Sherbany

2688offered no opinion as to whether Ms. Mark was actually in labor

2700at the time of the umbilical cord prolapse.

270833. Regarding the time period during which Ashton ' s brain

2719injury due to oxygen deprivation occurr ed, Dr. Sherbany testified

2729that Ashton ' s " brain - damaged fate was already predetermined

2740before he arrived. " Dr. Sherbany believed that the umbilical

2749cord prolapse caused anoxia, or complete loss of oxygen to the

2760fetus. Dr. Sherbany opined that this period of anoxia lasted

277011 minutes until EMS repositioned Ms. Mark on a stretcher.

2780Thereafter, the fetus experienced hypoxia (partial loss of

2788oxygen) until Ms. Mark was admitted to the hospital.

2797Dr. Sherbany explained that the " bulk of [Ashton ' s] oxygen

2808depriv ation really occurred " during the 34 - minute time period

2819before Ms. Mark presented at Winter Park Hospital. Dr. Sherbany

2829expressed that, " The damage was determined at the time of that

2840anoxic event . . . . In those 34 minutes, basically, this

2852unfortunate ch ild suffered his fate. " In Dr. Sherbany ' s opinion,

2864Ashton sustained the " majority of the insult to the brain

2874stem . . . during that anoxic period. "

288234. Like Dr. James, however, Dr. Sherbany conceded that

2891Ashton continued to suffer oxygen deprivation, whi ch resulted in

2901additional brain injury, in the first 11 minutes after Ms. Mark

2912arrived at Winter Park Hospital up to and through the four

2923minutes of cardiac massage administered to Ashton after his

2932delivery. Although Dr. Sherbany limited the immediate

2939pos tdelivery resuscitation period to four minutes after birth,

2948he acknowledged that Ashton was not medically stable until he

2958was transported to the NICU unit at Florida Hospital Orlando

2968at 7:15 a.m., three hours and 11 minutes after delivery.

2978Dr. Sherbany al so recognized that Ashton did not breath e on his

2991own, without the assistance of a mechanical ventilator, for six

3001days after his birth.

300535. Upon receiving Petitioners ' Petition for NICA benefits,

3014NICA conducted an evaluation to determine whether Petition ers '

3024claim was compensable under the Plan. Unlike Petitioners,

3032however, NICA concluded that Ashton did suffer a " birth - related

3043neurological injury " within the meaning of section 766.302(2) and

3052should be covered by the Plan.

305836. NICA does not dispute Peti tioners ' claim that Ashton

3069suffered oxygen deprivation beginning as early as 3:19 a.m. (the

3079moment of the umbilical cord prolapse) through 3:53 a.m. (All

3089medical experts agree that Ashton experienced oxygen deprivation,

3097as well as brain injury, between 3: 19 a.m. and 3:53 a.m.)

3109However, NICA asserts that Ms. Mark was in labor at the time of

3122the cord prolapse. NICA also argues that Ashton continued to

3132experience oxygen deprivation (which resulted in brain injury)

3140through his delivery and postdelivery resus citation at Winter

3149Park Hospital. Therefore, NICA contends that Ashton ' s medical

3159condition meets the statutory definition of " birth - related

3168neurological injury " because his neurological injury occurred

" 3175in the course of labor, delivery, or resuscitation. "

318337. To support its position, NICA presented the

3191(deposition) testimony of Donald C. Willis, M.D., and Laufey Y.

3201Sigurdardottir, M.D.

320338. Dr. Willis is b oard - c ertified in both o bstetrics and

3217m aternal f etal m edicine. Dr. Willis opined, within his medica l

3230expertise, that Ms. Mark went into labor shortly before or just

3241after 3:19 a.m. Dr. Willis explained that " when EMS came [at

32523:30 a.m.], [Ms. Mark] was having regular contractions, so I would

3263assume that she was either in labor before that time or labor

3275initiated with rupture of the membranes . . . . I would assume

3288that her labor began somewhere right around 3:19 a.m. "

329739. Dr. Willis concurred with Petitioners ' medical experts

3306that oxygen deprivation occurred at the moment of the umbilical

3316cord prolapse at 3:19 a.m. Dr. Willis explained that " oxygen

3326deprivation can lead to brain injury. " Accordingly, Dr. Willis

3335agreed that " there was some degree of brain injury [to Ashton]

3346during that time period [3:19 a.m. through 3:53 a.m.]. "

335540. However, unlike Dr. James and Dr. Sherbany, Dr. Willis

3365declared that Ashton experienced an ongoing and continuing injury

3374from the cord prolapse through at least 70 minutes after he was

3386delivered at 4:04 a.m. Dr. Willis explained that oxygen

3395deprivation continues until the o xygen returns to the bloodstream

3405and reaches the organs and tissues. Consequently, Ashton ' s

3415neurological injury progressed through his delivery and into the

3424immediate postdelivery resuscitation period, at least through the

3432time that Ashton continued to ex perience metabolic acidosis

3441(5:14 a.m.). Accordingly, in Dr. Willis ' opinion, Ashton ' s brain

3453injury due to oxygen deprivation undoubtedly occurred during the

3462labor, delivery, and the immediate postdelivery resuscitation

3469period.

347041. However, while agree ing that Ashton began experiencing

3479oxygen deprivation with the umbilical cord prolapse (3:19 a.m.),

3488Dr. Willis testified that he did not " have any way to gauge " the

3501amount of oxygen deprivation between 3:19 a.m. and 3:53 a.m.

3511Therefore, he would not quant ify when exactly Ashton ' s brain

3523injury reached the level of permanent and substantial mental and

3533physical impairment. On the other hand, Dr. Willis was certain

3543Ashton continued to suffer brain injury due to oxygen deprivation

3553during the resuscitation effo rts in the immediate postdelivery

3562period.

356342. Finally, Dr. Willis refuted Dr. Sherbany ' s statement

3573that Ashton experienced complete anoxia for any prolonged period

3582(11 minutes) after the umbilical cord prolapse. Dr. Willis did

3592not believe that Ashton wou ld have l ived through that situation.

360443. Dr. Sigurdardottir is a pediatric neurologist. Alone

3612among the expert witnesses, Dr. Sigurdardottir performed an

3620independent medical evaluatio n of Ashton on June 27, 2018.

363044. Similar to Dr. Willis, Dr. Sigurdar dottir testified that

3640the " very, very substantial part " of Ashton ' s brain injury

3651occurred at Winter Park Hospital in the final couple of minutes

3662just prior to his delivery. Dr. Sigurdardottir declared that

3671Ashton endured a continuum of brain injury due to oxygen

3681deprivation. Dr. Sigurdardottir explained that brain injuries

3688from oxygen deprivation occur exponentially, with the most

3696critical period of injury " at the tail end of the hypoxic ischemic

3708event. " Dr. Sigurdardottir opined that the most severe par t of

3719Ashton ' s neurological injury occurred in the few minutes right

3730before his delivery, and extended through the immediate post

3739resuscitative period when Ashton experienced metabolic acidosis.

3746Dr. Sigurdardottir further stated that Ashton ' s brain injury

3756continued to evolve " within the first week " of his life, when he

3768was most unstable.

377145. Dr. Sigurdardottir also commented that, given that

3779hypoxia existed for some undetermined time prior to Ms. Mark ' s

3791arrival at a hospital, it is difficult, if not imposs ible, to

3803determine the full extent of the oxygen deprivation that occurred

3813prior to 3:53 a . m . Therefore, it is difficult, if not impossible,

3827to conclude that Ashton incurred a permanent and substantial brain

3837injury prior to his delivery. Accordingly, Dr. Sigurdardottir

3845concluded that Ashton ' s irreversible brain injury occurred during

3855the final minutes prior to his birth at Winter Park Hospital, and

3867in the hours and days after his delivery.

387546. In addition, contrary to Dr. Sherbany and similar to

3885Dr. Wil lis, Dr. Sigurdardottir unequivocally stated that Ashton

3894did not experience complete lack of oxygen (anoxia) prior to his

3905delivery. Dr. Sigurdardottir rejected any suggestion that the

3913fetus had no heartbeat from 3:19 a.m. until EMS felt a pulse

3925around 3:3 1 a.m. Dr. Sigurdardottir explained that if Ashton had

3936no heartbeat for 12 minutes prior to his birth, then relieving

3947pressure on the umbilical cord would not have made a difference;

3958Ashton would have been dead at his delivery. However, because EMS

3969was a ble to detect a pulse after repositioning Ms. Mark on the

3982stretcher, Dr. Sigurdardottir believed that Ashton ' s heart was

3992beating between 3:19 a.m. and 3:31 a.m.

399947. Dr. Sigurdardottir further posited that, if Ashton had

4008been utterly deprived of oxygen ( anoxic) prior to 3 :53 a.m., some

4021meconium would have been present in the amniotic fluid. However,

4031the EMS personnel who first treated Ms. Mark did not document any

4043meconium from the rupture of membranes. In addition, the

4052operative report from Ashton ' s de livery at Winter Park Hospital

4064noted that the amniotic fluid was " clear. " Therefore,

4072Dr. Sigurdardottir refuted Dr. Sherbany ' s conclusion that Ashton

4082experienced anoxia (total loss of oxygen) rather than hypoxia

4091(partial loss of oxygen).

409548. Winnie Palme r joined NICA in arguing that Ashton

4105suffered a " birth - related neurological injury " as defined in

4115section 766.302. Winnie Palmer presented the expert (deposition)

4123testimony of Donald Null, M.D., and Harry Farb, M.D.

413249. Dr. Null is a b oard - c ertified n eon atologist. In his

4147practice, Dr. Null provides care and treatment to critically ill

4157infants just after delivery.

416150. In Dr. Null ' s opinion, Ms. Mark was experiencing some

4173form of labor, though not " active " labor, when she visited Winnie

4184Palmer at 1:11 a .m. on January 19, 2018. Dr. Null based his

4197opinion on the fact that Ms. Mark was noted to have contractions

4209and " minor " changes in her cervix. Dr. Null explained that active

4220labor is when contractions start happening at a regular and

4230consistent basis, a nd there is a change in the cervix. Dr. Null

4243believed that Winnie Palmer released Ms. Mark at 2:33 a.m. because

4254her contractions and cervical changes were not progressing.

4262Dr. Null further remarked that Ms. Mark was clearly in labor at

4274the time she prese nted to Winter Park Hospital at 3:53 a.m.

4286However, Dr. Null qualified his comment by conceding that " I don ' t

4299really have an opinion of when [Ms. Mark] was or wasn ' t in labor. "

431451. Regarding the timing of Ashton ' s neurologic injury, in

4325Dr. Null ' s opinion, Ashton had only suffered " mild insult " when

4337Ms. Mark arrived at Winter Park Hospital. Dr. Null explained that

4348a footling breech typically does not result in " total occlusion "

4358of the umbilical cord, only " partial occlusion. " In other words,

4368Ashton only e xperienced hypoxia (partial loss of oxygen to the

4379fetus) not anoxia (total loss of oxygen to the fetus) prior to

43913 :53 a.m. Dr. Null further opined that the hypoxia was not as

4404severe before Ms. Mark ' s admission to the hospital as it was

4417during the delivery and resuscitation efforts.

442352. Dr. Null testified that Ashton suffered a continuing

4432brain injury from the time of the cord prolapse (3:19 a.m.) until

4444his metabolic acidosis was rectified approximately 70 minutes

4452after his delivery (5:14 a.m.). Dr. Nul l concluded that Ashton

4463suffered a profound neurological injury, which he referred to as

4473hypoxic ischemic encephalopathy ( " HIE " ), from the time Ms. Mark

4484arrived at Winter Park Hospital until the time the postdelivery

4494resuscitation efforts concluded. Dr. N ull based his opinion on

4504the fact that Ashton ' s heartrate was measured at 30 beats per

4517minute at delivery, and was most likely at that level at the time

4530Ms. Mark arrived at the hospital. Dr. Null also referred to the

4542fact that Ashton required continuing r esuscitation to correct his

4552metabolic acidosis. Dr. Null opined that the HIE was significant

4562enough to cause Ashton ' s substantial brain injury.

457153. Agreeing with Dr. Willis, Dr. Null testified that it is

" 4582impossible to quantify " the extent of the oxyge n deprivation

4592Ashton suffered between 3:19 a.m. and 3:53 a.m. However, agreeing

4602with Dr. Sigurdardottir, Dr. Null testified that if Ashton had

4612experienced " profound " oxygen deprivation (anoxia) or " a very

4620profound injury prior to arrival " at Winter Park H ospital, he

" 4631probably would not have survived the rest of the labor and the

4643resuscitation. " Therefore, in concert with Dr. Sigurdardottir ' s

4652opinion, Dr. Null believed that Ashton sustained the " more

4661substantial portion of his brain injury " after the time Ms. Mark

4672presented at the hospital (3:53 a.m.) and during delivery and

4682postdelivery resuscitation.

468454. Dr. Farb is b oard - c ertified in both o bstetrics and

4698m aternal f etal m edicine. In Dr. Farb ' s opinion, the vast majority

4713of Ashton ' s brain injury occurred after Ms. Mark arrived at Winter

4726Park Hospital.

472855. Initially, Dr. Farb testified that Ms. Mark was in

4738labor, " with a qualifier, " when she arrived at Winter Park

4748Hospital at 3 :53 a.m. Dr. Farb defined labor as " contractions in

4760association with cervical d ilation [or change]. " Dr. Farb

4769commented that Ms. Mark ' s " contractions every two minutes could

4780certainly be consistent with labor. " However, he did not have any

4791information on the presence of cervical change. Therefore,

4799Dr. Farb issued a " qualified " con clusion that, if Ms. Mark was not

4812in the active phase of labor, then she was at least in the " latent

4826phase of labor. "

482956. Regarding when Ashton ' s neurological injury occurred,

4838Dr. Farb acknowledged that some hypoxia occurred prior to

4847Ms. Mark ' s arrival at the hospital. However, Dr. Farb agreed with

4860the assessments of Dr. Willis, Dr. Sigurdardottir, and Dr. Null

4870that the actual amount of oxygen deprivation cannot be determined.

4880That being said, Dr. Farb, again agreeing with Dr. Willis,

4890Dr. Sigurdardottir, and Dr. Null, believed that " the substantial

4899part of the injury occurred after arrival [at 3 :53 a.m.] and into

4912the immediate neonatal resuscitation period. "

491757. Dr. Farb estimated that " 90 percent of the injury at

4928least occurred at and after admission to the hospital. " Dr. Farb

4939based his opinion on several factors, including: a footling

4948breech does not cause total umbilical cord occlusion; Ashton ' s

4959condition worsened from the time of his presentation to the

4969hospital ( 3 :53 a.m.) until delivery (4:04 a. m.); and Ashton

4981experienced " continuous seizure activity " for at least 70 minutes

4990after delivery (through 5:14 a.m.). Dr. Farb further commented

4999that the second ABG draw at 5:14 a.m. showed that Ashton was still

5012severely acidotic, which meant that his bra in injury was still

5023progressing.

502458. Dr. Farb also explained that a fetus does not

5034immediately suffer a neurological injury at the moment of an

5044umbilical cord prolapse. A fetus has a reserve of oxygen th at

5056must be de p leted before injury to the brain o ccurs. Dr. Farb

5070explained that oxygen deprivation (and any resulting brain injury)

5079may not ha ve commenced in Ashton until 10 to 18 minutes after the

5093ruptured membranes and prolapsed cord.

509859. Like Dr. Sigurdardottir, Dr. Farb explained that oxygen

5107depriv ation is progressive in nature and exacerbates over time.

5117Accordingly, " the severity of the oxygen deprivation was much

5126worse at [Ms. Mark ' s] admission and [Ashton ' s] delivery. " There

5139was no question in Dr. Farb ' s mind " that the severity of the

5153oxygen de privation and the brain injury . . . occurs much closer

5166to the time of delivery because things are progressive and as well

5178as continuing in the immediate resuscitation period. "

5185Specifically, Ashton ' s brain injury continued to occur up to an

5197hour and 10 mi nutes after his delivery as revealed by his severe

5210metabolic acidosis at 5:14 a.m. In addition, Dr. Farb stated that

5221Ashton ' s brain was also injured due to constant seizure episodes

5233after his delivery while he was still being resuscitated.

524260. Based on the competent substantial evidence in the

5251record, the preponderance of the evidence establishes that Ashton

5260suffered a " birth - related neurological injury " as defined in

5270section 766.302(2). The evidence demonstrates that Ashton began

5278experiencing oxygen d eprivation at the time of the umbilical cord

5289prolapse which continued through delivery and immediate

5296postdelivery resuscitation. This oxygen deprivation caused Ashton

5303to sustain a brain injury which has rendered him permanently and

5314substantially mentally and physically impaired.

531961. The evidence does not prove that Ms. Mark was in labor

5331prior to Ashton ' s birth. However, based on the more persuasive

5343medical testimony, the evidence establishes that Ashton suffered

5351injury to his brain, caused by oxygen de privation, in the course

5363of his delivery and resuscitation in the immediate postdelivery

5372period at Winter Park Hospital. Accordingly, Ashton is eligible

5381for an award of compensation under the Plan .

5390CONCLUSIONS OF LAW

539362. The Division of Administrative He arings has jurisdiction

5402over the parties and the subject matter of this proceeding

5412pursuant to sections 766.301 through 766.316. The undersigned, as

5421an Administrative Law Judge, has " exclusive jurisdiction to

5429determine whether a claim filed under [NICA] i s compensable. "

5439§§ 766.301(1)(d), 766.304, and 766.311(1), Fla. Stat. 5 /

544863. In 1988, the Florida Legislature created the Plan as a

5459means to alleviate the high costs of medical malpractice

5468insurance for physicians practicing obstetrics. Bennett v.

5475St. Vincent ' s Med. Ctr., Inc. , 71 So. 3d 828, 836 (Fla. 2011);

5489and Univ. of Miami v. Ruiz , 164 So. 3d 758, 764 (Fla. 3d

5502DCA 2015). Specifically, the Legislature established the Plan

" 5510to provide compensation, on a no - fault basis, for a limited class

5523of catastr ophic [birth - related neurological] injuries that result

5533in unusually high costs for custodial care and rehabilitation. "

5542Fla. Birth - Related Neurological Injury Comp. Ass ' n v. Fla. Div.

5555of Admin. Hearings , 686 So. 2d 1349, 1354 (Fla. 1997), and

5566§ 766.301(2) , Fla. Stat. The Plan ' s purpose is to " provid[e]

5578compensation, irrespective of fault, for birth - related

5586neurological injury claims. " § 766.303(1), Fla. Stat.

559364. To seek compensation under the Plan, a legal

5602representative on behalf of an injured infant files a claim with

5613DOAH. §§ 766.302(3) and 766.305(1), Fla. Stat.

562065. In reviewing the compensability of a claim,

5628section 766.309(1) directs the Administrative Law Judge to make

5637the following determinations based upon the available evidence:

5645(a ) Whether the injury claimed is a birth -

5655related neurological injury;

5658(b) Whether obstetrical services were

5663delivered by a participating physician in the

5670course of labor, delivery, or resuscitation in

5677the immediate postdelivery period in a

5683hospital; or by a certified nurse midwife in a

5692teaching hospital supervised by a

5697participating physician in the course of

5703labor, delivery, or resuscitation in the

5709immediate postdelivery period in a hospital;

5715and

5716(c) How much compensation, if any, is

5723awardable pursu ant to s. 766.31.

572966. The term " birth - related neurological injury " is defined

5739in section 766.302(2) as:

5743[I] njury to the brain or spinal cord of a live

5754infant weighing at least 2,500 grams for a

5763single gestation . . . caused by oxygen

5771deprivation or mecha nical injury occurring in

5778the course of labor, delivery, or

5784resuscitation in the immediate postdelivery

5789period in a hospital, which renders the infant

5797permanently and substantially mentally and

5802physically impaired.

5804Stated another way, a " birth - related neu rological injury " has four

5816components: (1) an injury to the brain or spinal cord;

5826(2) which is caused by oxygen deprivation or mechanical injury;

5836(3) during labor, delivery, or resuscitation in the immediate

5845postdelivery period; and (4) which renders the infant permanently

5854and substantially impaired. Bennett , 71 So. 3d at 837.

586367. The burden of proof in this matter falls on NICA (and

5875the Intervenors) to prove that Petitioners ' claim is covered by

5886the NICA statute. Petitioners initiated this matter. Ho wever,

5895they are not seeking compensation under the Plan. Instead,

5904Petitioners seek a determination that Ashton does not fall within

5914the scope of the NICA statute. See Bennett , 71 So. 3d at 846.

5927See also N.R. v. Fla. Birth - Related Neuro . Injury Comp. Ass ' n ,

5942143 So. 3d 463, 465 (Fla. 5th DCA 2014), and Balino v. Dep ' t of

5958Health & Rehab. Servs. , 348 So. 2d 349, 350 (Fla. 1st

5969DCA 1977) ( " The general rule is, that as in court proceedings, the

5982burden of proof, apart from statute, is on the party asserting the

5994a ffirmative of an issue before an administrative tribunal. " ) .

600568. The preponderance of the evidence standard is applicable

6014to this matter. See § 120.57(1)(j), Fla. Stat.

602269. The Plan provides limited remedies as a statutory

6031substitute for common law righ ts and liabilities. Therefore, the

6041NICA statute " should be strictly construed to include only those

6051subjects clearly embraced within its terms. " Bennett , 71 So. 3d

6061at 836; and Fla. Birth - Related Neuro. Injury Comp. Ass ' n , 686 So.

60762d at 1354.

607970. Turnin g to the injury in this matter, the competent

6090substantial evidence in the record establishes that Ashton

6098suffered a " birth - related neurological injury " as defined in

6108section 766.302(2). The parties do not dispute, and the available

6118facts establish, the fo llowing:

6123a. Ashton was born a live infant, weighing at least

61332,500 grams;

6136b. Ashton suffered a brain injury;

6142c. Ashton ' s brain injury was caused by oxygen deprivation;

6153d. Ashton ' s brain injury rendered him permanently and

6163substantially mentally and phy sically impaired;

6169e. The obstetrical services at Winter Park Hospital were

6178delivered by a " participating physician " (Dr. Cabrera); and

6186f. The NICA notice requirements under section 766.316 were

6195met.

619671. The disputed issue in this matter concerns whethe r

6206Ashton ' s brain injury " occur[ed] in the course of labor, delivery,

6218or resuscitation in the immediate postdelivery period in a

6227hospital. "

622872. Initially, the undersigned finds that the facts and

6237testimony produced at final hearing do not establish that Ms. Mark

6248was not in labor prior to Ashton ' s birth. The consensus among

6261the medical experts is that " labor " requires two criteria,

6270( 1) contractions and ( 2) cervical change or dilation. Ample

6281evidence demonstrates that Ms. Mark was experiencing contraction s

6290prior to Ashton ' s birth. She went to Winnie Palmer at 1:11 a.m.

6304complaining of contractions. At 3:31 a.m., the EMS recorded

6313contractions at " 2 minutes apart. " Finally, Winter Park Hospital

6322noted contractions at two to three minutes apart just prior to

6333Ashton ' s delivery.

633773. The preponderance of the evidence, however, does not

6346establish cervical change. Winnie Palmer recorded that Ms. Mark ' s

6357cervix was one centimeter dilated and 100 percent effaced. The

6367medical expert testimony d oes not provide firm, unqualified

6376support for a conclusion that the Winnie Palmer medical records,

6386alone, prove that Ms. Mark experienced cervical change associated

6395with active labor at some point prior to Ashton ' s delivery at

64084:04 a.m.

641074. On the contrary, Petitioners ' witne sses (Dr. James and

6421Dr. Sherbany) offer the more persuasive testimony that Ms. Mark

6431was not in labor before Ashton ' s birth at Winter Park Hospital.

6444Dr. James specifically explained that effacement is not

6452necessarily associated with labor. Accordingly, ba sed on the

6461medical testimony and available records in evidence, the

6469undersigned finds that Ms. Mark was not in labor during the time

6481Ashton suffered oxygen deprivation prior to delivery.

648875. Despite finding that Ms. Mark was not in labor during

6499Ashton ' s d ifficult birth, the undersigned determines that Ashton

6510did sustain an injury to his brain, caused by oxygen deprivation,

6521which occurred " in the course of . . . delivery, or resuscitation

6533in the immediate postdelivery period in a hospital. " 6/ The

6543preponder ance of the evidence and testimony establishes that

6552Ashton suffered neurological injury after Ms. Mark was admitted

6561to Winter Park Hospital. And, Ashton continued to suffer injury

6571to his brain during the ongoing efforts of postdelivery

6580resuscitation. Acc ordingly, the evidence in the record shows

6589that oxygen deprivation, as well as Ashton ' s resulting brain

6600injury, occurred within the time period contemplated by

6608section 766.302(2).

661076. The parties ' medical experts present opposing views on

6620exactly when, ov er the course of Ashton ' s birth, he sustained a

6634brain injury significant enough to render him " permanently and

6643substantially mentally and physically impaired. " The experts all

6651agree that oxygen deprivation start ed as early as 3:19 a.m., the

6663moment of the umbilical cord prolapse. The experts disagree on

6673the degree of brain injury, due to oxygen deprivation, Ashton

6683experienced before, and then after, Ms. Mark arrived at Win ter

6694Park Hospital at 3:53 a.m.

669977. The undersigned finds that Ashton ' s brain injury was not

6711isolated to the 34 - minute window prior to Ms. Mark ' s admission to

6726Winter Park Hospital. On the contrary, the more persuasive

6735medical testimony supports the finding that Ashton suffered the

6744majority of his neurological injury (due to oxygen depriva tion)

6754during the moments after Ms. Mark reached the hospital at

67643 :53 a.m., and this injury progressed and exacerbated through the

6775time of his deliver y (4:04 a.m.) and resuscitation in the

6786postdelivery period (through at least 5:14 a.m.).

679378. This finding is supported by two points. First, no

6803evidence establishes the exact level of oxygen deprivation (or

6812brain injury) Ashton experienced prior to 3:53 a.m. Every medical

6822expert, except Dr. Sherbany, agreed that the amount of oxygen

6832deprivation that occurred between 3:19 a.m. and 3:53 a.m. cannot

6842be known for certain. (On the other hand, every medical expert,

6853including Dr. Sherbany, agreed that oxygen deprivation, which led

6862to additional brain injury, took place after Ms. Mark was admitted

6873to the hospital.) The preponderance of the evidence does not

6883support a finding that the " bulk " or " majority " of Ashton ' s oxygen

6896deprivation occurred in the 34 - minute time period before Ms. Mark

6908reached Winter Park Hospital.

691279. Second, Dr. Willis, Dr. Sigurdardottir, Dr . Null, and

6922Dr. Farb convincingly testify that the most significant portion of

6932Ashton ' s brain injury occurred " much closer to the time of

6944delivery . . . as well as continuing in the immediate

6955resuscitation period. " These medical experts ably explain that

6963Ashton suffered an ongoing and continuing injury following the

6972cord prolapse. Oxygen deprivation began at 3:19 a.m., and

6981progressed, unabated, until oxygen returned to Ashton ' s

6990bloodstream during postdelivery resuscitation efforts.

6995Resuscitation efforts started immediately after Ashton ' s delivery

7004at 4:04 a.m. and lasted until 4:08 a.m. However, because Ashton

7015still could not breath on his own, suffered from multiple

7025seizures, and was not stabilized, he required active medical care

7035for approximately six d ays until he was taken off a mechanical

7047ventilator. The oxygen deprivation after Ms. Mark reached Winter

7056Park Hospital caused Ashton ' s permanent and substantial mental

7066and physical impairment. See Bennett , 71 So. 3d at 842

7076( " resuscitation in the immediat e postdelivery period " includes

7085circumstances involving " a continuous, ongoing need of

7092resuscitation from the time of birth to the time of the injury

7104that resulted in the severe impairment " ) .

711280. The undersigned notes that the oxygen deprivation that

7121led to Ashton ' s brain injury was not caused by any medical

7134personnel who were directly involved in Ashton ' s birth in Winter

7146Park Hospital. Neither was the oxygen deprivation due to any

7156obstetrical services Ashton received, or failed to receive, at

7165Winter Park Hospital. Instead, the genesis of the oxygen

7174deprivation was the umbilical cord prolapse that occurred

7182approximately 45 minutes earlier in Ashton ' s mother ' s home (when

7195Ms. Mark was not shown to be in labor). The evidence shows,

7207however, that Ashton cont inued to experience oxygen deprivation

7216(which resulted in the qualifying neurological injury) into and

7225throughout the course of his delivery and resuscitation.

7233This conclusion is well - supported by the testimony of

7243Dr. Sigurdardottir who stated that the " v ery, very substantial

7253part " of Ashton ' s brain injury occurred at Winter Park Hospital.

7265Dr. Farb also opined that " 90 percent of the injury at least "

7277occurred at or after Ms. Mark was admitted to Winter Park

7288Hospital.

728981. In sum, the evidence in the recor d establishes that,

7300more likely than not, Ashton ' s brain injury derived from the

7312oxygen deprivation he experienced during the period of time

7321encircling his delivery in Winter Park Hospital. Furthermore,

7329given that medical records report that Ashton was se verely

7339acidotic at 5:14 a . m . and remained on a respirator for six days

7354thereafter, the oxygen deprivation, as well as the resulting brain

7364injury, continued, uninterrupted, for a period of up to six days

7375after Ashton ' s birth. The brain injury Ashton endure d over this

7388period of time led to his permanent and substantial mental and

7399physical impairment. Therefore, based on this factual

7406circumstance, Ashton suffered a " birth - related neurologic injury "

7415which occurred " in the course of labor, delivery, or resusci tation

7426in the immediate postdelivery period in a hospital. " Accordingly,

7435Ashton is eligible for compensation under the NICA Plan.

7444DISPOSITION

7445Based upon the foregoing Findings of Fact and Conclusions of

7455Law, it is ORDERED:

74591 . Petitioners ' Petition for co mpensation under the NICA

7470Plan is APPROVED.

74732 . NICA shall make immediate payment of all expenses

7483previously incurred, and shall make payment for future expenses as

7493incurred pursuant to section 766.31(1)(a).

74983 . Michele Mark and Juan Payne, as the parent s and legal

7511guardians of Ashton, are entitled to an award pursuant to

7521section 766.31(1)(b)1. The parties are accorded 45 days from

7530the date of this Final Order to resolve, subject to approval by

7542the Administrative Law Judge, the amount and manner in which the

7553award should be paid. If not resolved within such period, the

7564parties will so advise the Administrative Law Judge, and a hearing

7575will be scheduled to resolve such issue.

75824 . Petitioners are entitled to an award of reasonable

7592expenses incurred in conn ection with the filing of the

7602claim, including reasonable attorney ' s fees, pursuant to

7611section 766.31(1)(c). The parties are accorded 45 days from the

7621date of this O rder to resolve, subject to approval by the

7633Administrative Law Judge, the amount of such a ward. If not

7644resolved within such period, the parties will so advise the

7654Administrative Law Judge, and a hearing will be scheduled to

7664resolve such issue.

76675 . Pursuant to section 766.312, the Division of

7676Administrative Hearings retains jurisdiction over th is matter to

7685address the amount of an award pursuant to section 766.31, as

7696well as to resolve any disputes regarding the parties ' compliance

7707with the terms of this Final Order.

7714DONE AND ORDERED this 2 9 th day of March , 2019 , in

7726Tallahassee, Leon County, Florida.

7730S

7731J. BRUCE CULPEPPER

7734Administrative Law Judge

7737Division of Administrative Hearings

7741The DeSoto Building

77441230 Apalachee Parkway

7747Tallahassee, Florida 32399 - 3060

7752(850) 488 - 9675

7756Fax Filing (850) 921 - 6847

7762www.doah.stat e.fl.us

7764Filed with the Clerk of the

7770Division of Administrative Hearings

7774this 2 9 th day of March , 2019 .

7783ENDNOTE S

77851/ All statutory references are to Florida Statutes (2018),

7794unless otherwise noted.

77972/ By requesting a deadline for filing post - hearing su bmissions

7809beyond ten days after the final hearing, the 30 - day time period

7822for filing the Final Order was waived. See Fla. Admin. Code

7833R. 28 - 106.216.

78373/ Documents in the record indicate that Winnie Palmer (Orlando

7847Health, Inc.), as well as " its employed physicians , residents,

7856mid - wives and physic i a n assistan ts " participated in the NICA Plan

7871on January 19, 2018.

78754/ Dr. James, Dr. Null, and Dr. Farb all agreed that

" 7886resuscitation " can be defined as " the process of sustaining the

7896vital functions of a pers on in respiratory or cardiac failure,

7907while reviving him or her by using techniques of artificial

7917restoration and cardiac massage, correcting acid based imbalance,

7925and treating the cause of failure. " See Mosby ' s Medical

7936Dictionary , Ninth Edition (2009).

79405/ Pursuant to section 766.309(4), in the interest of judicial

7950economy, this proceeding is bifurcated to address compensability

7958first. The issue of the amount of an award pursuant to

7969section 766.31 may be addressed in a separate proceeding.

79786/ The word " or " is " generally construed in the disjunctive when

7989used in a statute or rule. The use of this particular

8000disjunctive word in a statute or rule normally indicates that

8010alternatives were intended. " Fla. Pulp & Paper Ass ' n Envtl.

8021Affs., Inc. v. Dep ' t of Envtl. Prot. , 223 So. 3d 417, 420

8035(Fla. 1st DCA 2017) .

8040COPIES FURNISHED:

8042(via certified mail)

8045Jorge E. Silva, Esquire

8049Silva & Silva, P.A.

8053236 Valencia Avenue

8056Coral Gables, Florida 33134

8060(eServed)

8061(Certified Mail No. 7016 2710 0000 4544 8380 )

8070Carolina B . Suarez, Esquire

8075Silva & Silva, P.A.

8079236 Valencia Avenue

8082Coral Gables, Florida 33134

8086(Certified Mail No. 7016 2710 0000 4544 8397 )

8095David W. Black, Esquire

8099Frank, Weinberg & Black, P.L.

81047805 Southwest 6th Court

8108Plantation, Florida 33324

8111(eServed)

8112(Cert ified Mail No. 7016 2710 0000 4544 8403 )

8122Travase L. Erickson, Esquire

8126Saalfield Shad, P.A.

8129245 Riverside Avenue, Suite 400

8134Jacksonville, Florida 32202 - 4926

8139(eServed)

8140(Certified Mail No. 7016 2710 0000 4544 8410 )

8149Taylor A. Morgan, Esquire

8153Saalfield Shad, P.A.

8156245 Riverside Avenue, Suite 400

8161Jacksonville, Florida 32202 - 4926

8166(Certified Mail No. 7016 2710 0000 4544 8427 )

8175Bradley P. Blystone, Esquire

8179Marshall, Dennehey, Warner,

8182Coleman & Goggin

8185315 East Robinson Street , Suite 550

8191Orlando, Florida 32801

8194( eServed)

8196(Certified Mail No. 7016 2710 0000 4544 8434 )

8205Kenney Shipley, Executive Director

8209Florida Birth - Related Neurological

8214Injury Compensation Association

82172360 Christopher Place , Suite 1

8222Tallahassee, Florida 32308

8225(eServed)

8226(Certified Mail No. 7016 2 710 0000 4544 8441 )

8236Amie Rice, Investigation Manager

8240Consumer Services Unit

8243Department of Health

82464052 Bald Cypress Way, Bin C - 75

8254Tallahassee, Florida 32399 - 3275

8259(Certified Mail No. 7016 2710 0000 4544 8458 )

8268Mary C. Mayhew , Secretary

8272Health Quality Assu rance

8276Agency for Health Care Administration

82812727 Mahan Drive, Mail Stop 1

8287Tallahassee, Florida 32308

8290(eServed)

8291(Certified Mail No. 7016 2710 0000 4544 8 465 )

8301NOTICE OF RIGHT TO JUDICIAL REVIEW

8307Review of a final order of an administrative law judge shal l

8319be by appeal to the District Court of Appeal pursuant to

8330section 766.311(1), Florida Statutes. Review proceedings are

8337governed by the Florida Rules of Appellate Procedure. Such

8346proceedings are commenced by filing the original notice of

8355administrative appeal with the a gency c lerk of the Division of

8367Administrative Hearings within 30 days of rendition of the order

8377to be reviewed, and a copy, accompanied by filing fees prescribed

8388by law, with the clerk of the appropriate District C ourt of

8400Appeal. See § 766.311(1), Fla. Stat., and Fla. Birth - Related

8411Neuro . Injury Comp. Ass ' n v. Carreras , 598 So. 2d 299 (Fla. 1st

8426DCA 1992).

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Date
Proceedings
PDF:
Date: 10/27/2020
Proceedings: Transmittal letter from Loretta Sloan forwarding records to the agency.
PDF:
Date: 10/27/2020
Proceedings: Transmittal letter from Loretta Sloan forwarding records to the agency.
PDF:
Date: 08/31/2020
Proceedings: Mandate
PDF:
Date: 08/31/2020
Proceedings: Mandate filed.
PDF:
Date: 08/11/2020
Proceedings: Opinion
PDF:
Date: 08/11/2020
Proceedings: Opinion filed.
PDF:
Date: 07/06/2020
Proceedings: Notice of Attorney Appearing at July 30, 2020 Zoom Oral Argument on behalf of Appellee, Winnie Palmer Hospital filed.
PDF:
Date: 07/06/2020
Proceedings: Notice of Counsel Handling Oral Argument for Appellee filed.
PDF:
Date: 06/04/2020
Proceedings: BY ORDER OF THE COURT: oral argument in this case is now scheduled at the Court on July 30, 2020, at 9:00 a.m. and is being rescheduled as a remote access video argument via Zoom on July 30, 2020, at 11:00 a.m.
PDF:
Date: 05/27/2020
Proceedings: Notice of Counsel Handling Oral Argument filed.
PDF:
Date: 05/21/2020
Proceedings: BY ORDER OF THE COURT: Appellants' Motion to Continue Oral Argument is denied.
PDF:
Date: 05/20/2020
Proceedings: Motion to Continue Oral Argument filed.
PDF:
Date: 04/17/2020
Proceedings: Request for Oral Argument filed.
PDF:
Date: 04/17/2020
Proceedings: Reply Brief of Appellants filed.
PDF:
Date: 04/07/2020
Proceedings: Motion for Extension filed.
PDF:
Date: 03/06/2020
Proceedings: Agreed Notice for Extension filed.
PDF:
Date: 02/05/2020
Proceedings: Answer Brief of Appellee, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies filed.
PDF:
Date: 02/05/2020
Proceedings: Answer Brief of Appellee, the Florida Birth-Related Neurological Injury Compensation Association filed.
PDF:
Date: 01/08/2020
Proceedings: BY ORDER OF THE COURT: that Appellee, Florida Birth-Related Neurological Injury Compensation Association's Unopposed Motion for Enlargement of Time to File Answer Brief is granted.
PDF:
Date: 10/30/2019
Proceedings: Notice of Agreement for Extension of Time filed.
PDF:
Date: 10/15/2019
Proceedings: Notice of Agreement for Extension of Time filed.
PDF:
Date: 10/08/2019
Proceedings: Initial Brief of Appellants filed.
PDF:
Date: 09/10/2019
Proceedings: BY ORDER OF THE COURT: Appellants' Motion for Extension is granted.
PDF:
Date: 09/06/2019
Proceedings: Appellants' Motion for Extension filed.
PDF:
Date: 08/06/2019
Proceedings: Agreed Notice of Extension filed.
PDF:
Date: 07/03/2019
Proceedings: Agreed Notice for Extension filed.
PDF:
Date: 06/07/2019
Proceedings: Index, Record, and Certificate of Record sent to the Fifth District Court of Appeal.
PDF:
Date: 05/15/2019
Proceedings: Invoice for the record on appeal mailed.
PDF:
Date: 05/15/2019
Proceedings: Index (of the Record) sent to the parties of record.
PDF:
Date: 05/13/2019
Proceedings: Limited Directions to Clerk filed.
PDF:
Date: 04/29/2019
Proceedings: Receipt of Fee filed.
PDF:
Date: 04/26/2019
Proceedings: Acknowledgment of New Case, Fifth DCA Case No. 5D19-1206 filed.
PDF:
Date: 04/26/2019
Proceedings: Notice of Appeal filed and Certified copy sent to the Fifth District Court of Appeal this date.
PDF:
Date: 04/25/2019
Proceedings: Notice of Appeal filed.
PDF:
Date: 04/04/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 04/03/2019
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 03/29/2019
Proceedings: DOAH Final Order
PDF:
Date: 03/29/2019
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 03/29/2019
Proceedings: Final Order (hearing held November 14, 2018). DOAH RETAINED JURISDICTION.
PDF:
Date: 01/22/2019
Proceedings: Petitioners' Response to Intervenor's, Orlando Health Inc., d/b/a Winnie Palmer Hospital Request for Judicial Notice filed.
PDF:
Date: 01/22/2019
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Filing and Request for Judicial Notice filed.
PDF:
Date: 12/20/2018
Proceedings: (Petitioner's Proposed) Final Order filed.
PDF:
Date: 12/20/2018
Proceedings: (Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies Proposed) Final Order filed.
PDF:
Date: 12/20/2018
Proceedings: (Respondent's Proposed) Final Order filed.
PDF:
Date: 11/30/2018
Proceedings: Notice of Filing Transcript.
PDF:
Date: 11/14/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Motion to Strike Petitioners' Reply to Intervenor's Response to Petitioners' Motion for Summary Judgment filed.
PDF:
Date: 11/13/2018
Proceedings: Petitioners' Reply to Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Motion for Summary Judgment filed.
PDF:
Date: 11/08/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Supplemental Filing in Support of It's Response to Petitioners' Motion for Summary Judgment filed.
PDF:
Date: 11/06/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Filing in Support of its Response to Petitioner's Motion for Summary Judgment filed.
PDF:
Date: 11/06/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioner's Motion for Summary Judgment filed.
PDF:
Date: 11/01/2018
Proceedings: Respondent's Exhibit List filed.
PDF:
Date: 11/01/2018
Proceedings: Respondent's Witness List filed.
PDF:
Date: 10/31/2018
Proceedings: Petitioners' Witness List filed.
PDF:
Date: 10/31/2018
Proceedings: Petitioners' Exhibit List filed.
PDF:
Date: 10/31/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Exhibit List filed.
PDF:
Date: 10/31/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Witness List filed.
PDF:
Date: 10/30/2018
Proceedings: NICA's Response to Petitioners' Motion for Summary Judgment (sic) as to Intervenor, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies filed.
PDF:
Date: 10/29/2018
Proceedings: Petitioners' Motion for Summary Judgement as to Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women and Babies filed.
PDF:
Date: 10/26/2018
Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Production filed.
PDF:
Date: 10/25/2018
Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Second Request for Admissions filed.
PDF:
Date: 10/24/2018
Proceedings: Re-notice of Taking Deposition Duces Tecum (as to time only) filed.
PDF:
Date: 10/19/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Taking Deposition Duces Tecum of Jason S. James, M.D. filed.
PDF:
Date: 10/15/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Second Request for Admissions and Answer to Petitioners' Interrogatory dated September 13, 2018 filed.
PDF:
Date: 10/02/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Request for Production to Petitioner, Michele Mark filed.
PDF:
Date: 09/26/2018
Proceedings: Amended Response to Petitioners' Request for Admission #1 filed.
PDF:
Date: 09/26/2018
Proceedings: Amended Response to Petitioners' Request for Admissions filed.
PDF:
Date: 09/25/2018
Proceedings: Order Granting Petitioners' Motion to Compel.
PDF:
Date: 09/20/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Second Request for Admissions to Petitioners and Interrogatory to Petitioners filed.
PDF:
Date: 09/20/2018
Proceedings: Notice of Taking Deposition of Petitioner, Michele Mark filed.
PDF:
Date: 09/20/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Notice of Taking Deposition Duces Tecum of Ariel Sherbany, M.D. filed.
PDF:
Date: 09/19/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Motion to Determine the Sufficiency of the Objections and/or Motion to Compel Better Answers to Petitioners' Request for Admissions No. 12 and 13 filed.
PDF:
Date: 09/18/2018
Proceedings: Notice of Unavailability filed.
PDF:
Date: 09/17/2018
Proceedings: Intervenor Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's: Response in Opposition to Petitioners' Motion to Compel and Conditional Request for Telephonic Hearing on the Issues filed.
PDF:
Date: 09/14/2018
Proceedings: Petitioners' Second Request for Admissions and Interrogatory to Intervenor, Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies filed.
PDF:
Date: 09/13/2018
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 09/13/2018
Proceedings: Re-notice of Taking Deposition Duces Tecum (as to location only) filed.
PDF:
Date: 09/11/2018
Proceedings: NICA's Response to Petitioners' Motion to Compel the Respondent, Florida Birth-Related Neurological Injury Compensation Association, to Provide Answers to Petitioners' Request for Admissions filed.
PDF:
Date: 09/11/2018
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 09/10/2018
Proceedings: Petitioners' Motion to Determine the Sufficiency of the Objections and/or Motion to Compel the Intervenor, Orlando Health, Inc., d/b/a Winnie Palmer Hospital for Women & Babies, to Provide Better Answers to Petitioner's Request for Admissions Numbered 12 and 13 filed.
PDF:
Date: 09/10/2018
Proceedings: Petitioners' Motion to Compel the Intervenor, Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital, to Provide Answers to Petitioners' Request for Admissions Numbered 6, 7, 8, 9, and 10 filed.
PDF:
Date: 09/07/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Response to Petitioners' Request for Admissions and Answer to Petitioners' Interrogatory filed.
PDF:
Date: 09/06/2018
Proceedings: Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Response to Petitioners' Request for Admissions and Interrogatory filed.
PDF:
Date: 09/06/2018
Proceedings: Petitioners' Motion to Compel the Respondent, Florida Birth-Related Neurological Injury Compensation Association, to Provide Answers to Petitioners' Request for Admissions filed.
PDF:
Date: 09/05/2018
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 09/04/2018
Proceedings: Notice of Filing Answer to Interrogatory filed.
PDF:
Date: 09/04/2018
Proceedings: Response to Petitioners' Request for Admissions filed.
PDF:
Date: 08/29/2018
Proceedings: Petitioners' Notice of Filing Amended Response to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Admission Number 5 filed.
PDF:
Date: 08/28/2018
Proceedings: Petitioners' Notice of Filing Answers to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Expert Interrogatories filed.
PDF:
Date: 08/28/2018
Proceedings: Petitioners' Notice of Filing Responses to Intervenor's Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies Request for Admissions filed.
PDF:
Date: 08/08/2018
Proceedings: Petitioners' Request for Admissions and Interrogatory to Respondent, Florida Birth-Related Neurological Injury Compensation Association filed.
PDF:
Date: 08/08/2018
Proceedings: Petitioners' Request for Admissions and Interrogatory to Intervenor, Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital filed.
PDF:
Date: 08/08/2018
Proceedings: Petitioners' Request for Admissions and Interrogatory to Intervenor, Orlando Health Inc., d/b/a Winnie Palmer Hospital for Women & Babies filed.
PDF:
Date: 08/03/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Expert Interrogatories to Petitioners filed.
PDF:
Date: 08/03/2018
Proceedings: Intervenor's, Orlando Health, Inc. d/b/a Winnie Palmer Hospital for Women and Babies, Request for Admissions to Petitioners filed.
PDF:
Date: 07/27/2018
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 07/27/2018
Proceedings: Notice of Hearing (hearing set for November 14 and 15, 2018; 1:00 p.m.; Orlando, FL).
PDF:
Date: 07/24/2018
Proceedings: Response to Order of July 19, 2018 filed.
PDF:
Date: 07/19/2018
Proceedings: Order (response due by July 30, 2018).
PDF:
Date: 07/18/2018
Proceedings: Order Granting Respondent's Motion for Protective Order.
PDF:
Date: 07/13/2018
Proceedings: Notice of Compensability and Request for Evidentiary Hearing on Compensability filed.
PDF:
Date: 06/29/2018
Proceedings: Order Granting Motion to Intervene.
PDF:
Date: 06/18/2018
Proceedings: Order Granting Extension of Time.
PDF:
Date: 06/15/2018
Proceedings: Motion for Extension of Time filed.
PDF:
Date: 05/29/2018
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 05/25/2018
Proceedings: Adventist Health/System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Notice of Designation of Email Service Addresses filed.
PDF:
Date: 05/25/2018
Proceedings: Petition for Leave to Intervene filed.
PDF:
Date: 05/24/2018
Proceedings: Order Granting Motion to Intervene.
PDF:
Date: 05/23/2018
Proceedings: Notice of Appearance filed.
PDF:
Date: 05/23/2018
Proceedings: Intervenor Adventist Health System/Sunbelt, Inc., d/b/a Winter Park Memorial Hospital's Motion for Leave to Intervene filed.
PDF:
Date: 05/17/2018
Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
PDF:
Date: 05/16/2018
Proceedings: Notice of Appearance filed.
PDF:
Date: 05/15/2018
Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
PDF:
Date: 05/15/2018
Proceedings: Letter to Kenney Shipley from Claudia Llado enclosing NICA claim for compensation.
PDF:
Date: 05/11/2018
Proceedings: Initial Order.
Date: 05/08/2018
Proceedings: NICA filing fee (Check No. 42495; $15.00 filed (not available for viewing).
PDF:
Date: 05/08/2018
Proceedings: Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. filed.

Case Information

Judge:
J. BRUCE CULPEPPER
Date Filed:
05/08/2018
Date Assignment:
05/10/2018
Last Docket Entry:
10/27/2020
Location:
Orlando, Florida
District:
Middle
Agency:
Florida Birth-Related Neurological Injury Compensation Associati
Suffix:
N
 

Counsels

Related Florida Statute(s) (12):