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19-006729 Digital Investment Advice Llc vs. Florida Office Of Financial Regulation
 Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, January 21, 2020.

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Date
Proceedings
PDF:
Date: 01/21/2020
Proceedings: Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Date: 01/21/2020
Proceedings: Unopposed Motion to Cancel Hearing and Relinquish Jurisdiction filed.
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Date: 12/30/2019
Proceedings: Letter to Judge Creasy from Petitioner filed.
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Date: 12/30/2019
Proceedings: Inquiry to Judge filed by Petitioner.
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Date: 12/27/2019
Proceedings: Order of Pre-hearing Instructions.
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Date: 12/27/2019
Proceedings: Notice of Hearing by Video Teleconference (hearing set for February 7, 2020; 9:00 a.m.; Miami and Tallahassee, FL).
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Date: 12/27/2019
Proceedings: Order on Request for Default Judgment.
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Date: 12/27/2019
Proceedings: Amended Initial Order filed.
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Date: 12/27/2019
Proceedings: Petitioner's 1st Interrogatories to Respondent filed.
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Date: 12/26/2019
Proceedings: Respondent's Unilateral Response to Initial Order filed.
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Date: 12/26/2019
Proceedings: Petitioner's Request to Judge filed.
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Date: 12/26/2019
Proceedings: 2nd Request for Discovery - Requesting All Documents filed by Petitioner.
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Date: 12/26/2019
Proceedings: Discovery Request - Documents filed by Petitioner.
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Date: 12/26/2019
Proceedings: First Request for Discovery to Respondent - Exhibits filed by Petitioner.
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Date: 12/26/2019
Proceedings: Respondent's First Request for Admissions filed.
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Date: 12/26/2019
Proceedings: Response to Initial Order filed.
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Date: 12/26/2019
Proceedings: Respondent's Certificate of Serving Interrogatories on Petitioner Digital Investment Advice LLC filed.
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Date: 12/26/2019
Proceedings: Respondent's First Request for Production of Documents filed.
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Date: 12/26/2019
Proceedings: Respondent's First Request for Admissions filed.
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Date: 12/20/2019
Proceedings: Initial Order.
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Date: 12/19/2019
Proceedings: Amended Notice of Denial of Registration as an Investment Adviser under Chapter 517, Florida Statutes filed.
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Date: 12/19/2019
Proceedings: Order Granting Motion to Relinquishing Jurisdiction (dated 12/4/19) filed.
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Date: 12/19/2019
Proceedings: Unopposed Motion to Relinquish Jurisdiction and Refer to the Division of Administrative Hearings (dated 12/3/19) filed.
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Date: 12/19/2019
Proceedings: Order Appointing New Hearing Officer (dated 11/19/19) filed.
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Date: 12/19/2019
Proceedings: Notice of Filing (filed 11/12/19) filed.
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Date: 12/19/2019
Proceedings: Order Granting Informal Hearing and Appointing Hearing Officer (docketed 11/5/19) filed.
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Date: 12/19/2019
Proceedings: Petition for Hearing (dated 10/18/19) filed.
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Date: 12/19/2019
Proceedings: Order Finding Resposne to Notice of Denial of Registration Non-Compliant with Leave to File Compliant Request for Hearing (docketed 10/10/19) filed.
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Date: 12/19/2019
Proceedings: Non-compliant email responses to Notice of Denial (dated 10/1/19 through 10/4/19) filed.
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Date: 12/19/2019
Proceedings: Notice of Denial of Registration as an Investment Adviser Under Chapter 517, Florida Statutes (dated 9/26/19) filed.
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Date: 12/19/2019
Proceedings: Agency referral filed.

Case Information

Judge:
MARY LI CREASY
Date Filed:
12/19/2019
Date Assignment:
12/19/2019
Last Docket Entry:
01/21/2020
Location:
Miami, Florida
District:
Southern
Agency:
Office of Financial Regulation
 

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